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Published online by Cambridge University Press: 01 January 2026
This discussion note compares several current linguistic theories: at the extreme ends of the current views are minimalist theories, which restrict themselves to the binary branching operations Move and Merge, and simpler syntax, which assumes flat structures and a surface-oriented mapping between syntactic structures and grammatical functions.
I show that purely surface-oriented theories have problems in accounting for the relatedness of syntactic and morphological structures and for the iteration of valence-changing processes, and I argue for a lexical analysis, as can be found in current minimalist theories, head-driven phrase structure grammar (HPSG), and categorial grammar. I furthermore show that the Chomskyan view on label computation is problematic for several reasons and should be given up in favor of explicit accounts like the one used in HPSG. I discuss problems for the analysis of complements and specifiers in minimalist theories with special focus on Stabler's minimalist grammars. I argue that once all problems are fixed, the resulting combinatorial rules are rather similar to what HPSG does.
As various proponents of more surface-oriented theories like construction grammar, simpler syntax, and HPSG have pointed out, two types of binary branching, headed rules are not sufficient to account for the entirety of language, which leads to the conclusion that both research directions are right to a certain extent: there is need for (constraint-based versions of) Move and Merge and there is need for special phrasal constructions.
This discussion note was presented at the Workshop on Issues in Construction-based and Related Linguistic Theories at the Freie Universität Berlin in 2011, at the University of Göttingen, Seminar für Deutsche Philologie and at the University of Düsseldorf, Institut für Sprache und Information, Abteilung für Computerlinguistik in 2012, and at MIT, Brain and Cognitive Sciences, Gibson Lab, at the 19th Germanic Linguistics Annual Conference, University at Buffalo, and at the Ivanfest in Stanford in 2013. I thank the organizers for giving me the opportunity to present my ideas and the participants and especially Geert Booij, Jean-Pierre Koenig, Pauline Jacobson, and Jim Blevins for discussion. Furthermore, I thank Felix Bildhauer, Christopher Götze, Thomas Groß, Joost Kremers, Andreas Pankau, and Roland Schäfer for discussion, and Bob Borsley, Philippa Cook, Mary Dalrymple, Joachim Jacobs, Jong-Bok Kim, Anke Lüdeling, Ivan Sag, and Amir Zeldes for comments on, and Philippa Cook for proofreading of, earlier versions of this paper. It was also discussed at the reading group Usage-Based Grammar of the Humboldt Universität zu Berlin. I thank the members of this group for feedback.
I thank Steve Wechsler for discussion of the coordination argument in §1 and for providing the English examples in 10. I thank Felix Bildhauer for providing me with the examples in 4, taken from the German Web corpus DECOW2012 when it was still under development. Containing approximately 9.1 billion tokens, it is currently the largest available corpus of German (Schäfer & Bildhauer 2012). It is tagged and lemmatized and freely available at http://hpsg.fh-berlin.de/cow/.