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Randomization Inference with Rainfall Data: Using Historical Weather Patterns for Variance Estimation

Published online by Cambridge University Press:  11 July 2017

Alicia Dailey Cooperman*
Affiliation:
Department of Political Science, Columbia University, New York, NY 10027, USA. Email: alicia.cooperman@columbia.edu
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Abstract

Many recent papers in political science and economics use rainfall as a strategy to facilitate causal inference. Rainfall shocks are as-if randomly assigned, but the assignment of rainfall by county is highly correlated across space. Since clustered assignment does not occur within well-defined boundaries, it is challenging to estimate the variance of the effect of rainfall on political outcomes. I propose using randomization inference with historical weather patterns from 73 years as potential randomizations. I replicate the influential work on rainfall and voter turnout in presidential elections in the United States by Gomez, Hansford, and Krause (2007) and compare the estimated average treatment effect (ATE) to a sampling distribution of estimates under the sharp null hypothesis of no effect. The alternate randomizations are random draws from national rainfall patterns on election and would-be election days, which preserve the clustering in treatment assignment and eliminate the need to simulate weather patterns or make assumptions about unit boundaries for clustering. I find that the effect of rainfall on turnout is subject to greater sampling variability than previously estimated using conventional standard errors.

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Articles
Copyright
Copyright © The Author(s) 2017. Published by Cambridge University Press on behalf of the Society for Political Methodology. 
Figure 0

Figure 1. Election Day Rainfall Amounts and Voter Turnout by County (1972).

Figure 1

Figure 2. Election Day Rainfall Amounts and Voter Turnout by County (1996). Note: Rainfall amounts on presidential election days (November 7, 1972 and November 5, 1996) calculated by author using Kriging spatial interpolation from 12 nearest weather stations. See Appendix for data source and processing details. Voter Turnout data from Gomez, Hansford, and Krause (2015).

Figure 2

Figure 3. National Weather Service Regions and County Warning Areas. Note: There are 115 county warning areas in the contiguous United States. County Warning and Forecast Areas are designated by counties/parishes (or parts thereof), and independent cities surrounding a Weather Forecast Office. Details and shapefiles for CWAs and NWS Regions are available on the National Weather Service website (NWS 2009, 2012, 2016).

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Table 1. Summary Statistics.

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Table 2. Replication of Main Findings in Gomez, Hansford, and Krause (2007) with Additional Rainfall Data Sources and Measurement.

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Table 3. Randomization Inference Estimates of ATE Variance Under Different Assumptions.

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Figure 4. Sampling Distribution of ATE Estimates for Rainfall by Measurement and Cluster Unit. Note: Figure represents sampling distributions of estimated ATEs under the sharp null hypothesis of no effect. Potential randomizations are random draws from county-level rainfall data from 1940 to 2012 on election or potential election days. Differences in measurement are reflected in each column. The first column uses rainfall (in), the second column uses a z-score index, and the third column uses a Standardized Precipitation Index. The dotted lines represent the estimated ATEs of $-1.052$ for rainfall (in), $-0.143$ for rainfall index, and $-0.208$ for rainfall SPI from Table 2. Different assumptions about the cluster unit are reflected in each row. County assignment assumes that each county is independent and supposes simple random assignment at the county level. County warning area (CWA) and region are National Weather Service classifications. For CWA, state, and region specifications, I assume that treatment assignment is clustered within that unit in a given year but each unit is independent of other units. US assignment assumes that treatment assignment is clustered within the entire United States in a given year. Figures use 1000 simulations each.

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