1. Introduction
The question of the so-called fragmentation of public international law has been at the forefront of academic debate and the practice of international courts and tribunals over the last decade. The diversification and expansion of the scope of international law and the proliferation of international bodies exercising judicial or semi-judicial functions have increased the likelihood of conflicting or diverging interpretations of similar or identical rules.Footnote 1 Currently, interpretation is the main approach for mitigating the difficulties arising from the fragmentation of international law.Footnote 2 International scholarship and international courts underline the need to interpret a given treaty by taking cognizance of other relevant norms of public international law (PIL). The international lawyer – whether he/she sits at a WTO Panel in Geneva deciding trade disputes or at the International Criminal Tribunal in Kigali holding individuals responsible for crimes against humanity – needs to overcome any confined purviews. International lawyers and judges have to be aware of international law as a whole and mindful of the practice of other international bodies. There should be a sense of responsibility between everyone involved, that must be nurtured.Footnote 3
This article addresses the contribution of the European Court of Human Rights (ECtHR or the Court) to the fragmentation debate. The Court was one of the first international courts, if not the first, to be accused of allegedly threatening the unity of international law by forming a separate little empire.Footnote 4 It is, perhaps, for this reason that the Court has been mindful of the need to read the European Convention of Human Rights (ECHR)Footnote 5 by taking other PIL norms into account from the outset. This article suggests that the ECtHR effectively addresses concerns regarding fragmentation in its case law. It first argues that the Court has developed an autonomous interpretative principle to construe the ECHR in light of other PIL norms.Footnote 6 So far, discussions surrounding the Court's use of external PIL norms in its judgments have subordinated the practice of the Court to the application of other interpretative principles, namely the dynamic interpretation of the ECHR, the principle of effectiveness, and the consensual (or comparative) interpretation. The article furnishes evidence that the ECtHR has systematized and developed the use of PIL norms into a separate and independent interpretative principle. This is crucial to the exploration of how this principle of interpretation interrelates with other seminal principles and, consequently, what the impact of the international law argument is in the Court's reasoning overall. Moreover, the independent function of the principle of interpreting the ECHR by taking cognizance of other PIL norms clearly suggests that the Court highly values the need to read the Convention using external norms and, therefore, preserve the unity of international law. The Court, in fact, proclaims that not only it is entitled but that it also has the duty to read the ECHR by taking other PIL norms into account.
Second, the article offers a blueprint of the methodology that the ECtHR employs when engaging with external norms in the interpretation process, outlining lessons to be learned and good practices to be followed by other international courts and tribunals. The ECtHR has by far the most extensive jurisprudence of any international court and has, naturally, already produced a significant amount of pertinent case law. Judges sitting at the bench of the Court confirm that hardly a week goes by without the Court discussing issues related, in one way or another, to international law.Footnote 7 It is argued that a careful analysis of the Court's legal reasoning sheds light on a series of questions that currently preoccupy international legal scholars and practitioners.
More specifically, the discussion provides valuable insights to the Court's approach to four issues. First, the analysis finds that the Court engages with a great variety of PIL norms that appear to be similar or identical to the human rights envisaged under the Convention. The Court is, in principle, diligent in identifying the treaty context from which an external PIL norm originates in order to attach the appropriate interpretative weight to said norm for the construction of the ECHR. Second, the article discusses the Court's understanding of relevant PIL norms. The question of when a PIL norm is relevant is rarely addressed in literature or in the practice of international courts. A new model for ascertaining varying degrees of relevance of external norms to the treaty under interpretation is suggested. Third, the ECtHR – in comparison to the practice of other international bodies – follows an altogether different approach to the meaning of PIL norms applicable in the relations between the parties that should be used to interpret the ECHR. Lastly, this article argues that the Court does not apply Article 31(3)(c) VCLT throughout its jurisprudence and it shows that international courts may be developing innovative interpretative practices, which are not strictly grounded in the letter of the VCTL.
The discussion that follows is divided into two main sections. Section 2 shows how the ECtHR employs the interpretation of the ECHR by taking other PIL norms into account in an autonomous fashion, independent of other seminal principles of interpretation in its legal reasoning. Section 3 explores the methodology of the ECtHR when it takes cognizance of external norms to construe the ECHR.
2. The autonomous character and function of the interpretative principle to take other PIL norms into account when interpreting the ECHR
Section 2 argues that the consideration of other PIL norms when interpreting the ECHR is not merely a regular reference in the Court's judgments, but that it has been systematized to the point that it now forms an autonomous interpretative principle. The Court has developed the interpretative principle to take other PIL norms into account in a fashion distinct from other interpretative principles in its jurisprudence. Despite the Court's reluctance to articulate general theories concerning its principles of interpretation,Footnote 8 the Grand Chamber in the Demir and Baykara case set out the pertinent interpretative practice of the Court in detail.Footnote 9
The discussion demonstrates that interpreting the ECHR in light of other PIL norms can either diverge or converge with the application of the comparative interpretation, the dynamic interpretation, and the principle of effectiveness in the Court's jurisprudence. The dynamic interrelation of the principles of interpretation offers a more rigorous understanding of how the case law evolves. In addition, the independent reliance of the Court upon other PIL norms evidences that mitigating the difficulties arising due to the fragmentation of PIL is the Court's duty and one of its priorities.Footnote 10
2.1. The synergetic relation of the interpretative principles
It is perhaps the most common scenario in the case law that the Court invokes and applies the comparative interpretation, the dynamic interpretation, the principle of effectiveness, and the interpretation in light of PIL norms together. The synergetic application of these principlesFootnote 11 leads to the expansion of the applicability and scope ratione materiae of the rights and freedoms under the ECHRFootnote 12 or to the incorporation of positive obligations under the protective scope of the ECHR.Footnote 13 In such instances, the need to ensure effective and practical guarantees and the dynamic interpretation harmoniously coexist with and are best served by reading the ECHR in light of other PIL norms. The European consensus, namely the comparative interpretation on the basis of the law and practice of member states, overlaps with the interpretative impact inferred by PIL norms.
However, even when these four interpretative principles reinforce the same interpretative result, the distinctive function of the principle of taking other PIL norms into account is still evident. The synergetic relationship between the interpretative principles is not fixed, but may evolve subject to the use and the weight accorded to the external PIL norms. A pertinent example is the Court's case law on whether the right to consultation falls within the applicability of Article 11 of the ECHR. The Court, in its early judgments, had employed provisions of the European Social Charter (ESC)Footnote 14 and the International Labour Organization (ILO) Conventions No. 87Footnote 15 and No. 98Footnote 16 as well as their expert bodies’ views as an a contrario argument in order to exclude the right to consultation from the applicability of Article 11 of the ECHR.Footnote 17 On these occasions, relevant PIL norms were used as a means to limit the expansive interpretation of the ECHR.Footnote 18 Yet, in the Demir and Baykara and Wilson, National Union of Journalists cases the same PIL norms reinforced and supplemented the Court's legal reasoning in the opposite direction. The Court acknowledged that the collective agreement in question constituted an integral part of the applicants’ freedom of association but only in light of the specific factual circumstances.Footnote 19 The interpretative impact of these relevant PIL norms (the interpretation of which had also been developed by the European Social Charter's Committee of Independent Experts) to the construction of Article 11 of the ECHR was further evolved by the Grand Chamber in its judgment in the Demir and Baykara case: the consideration of PIL norms became an autonomous and sufficient legal justification for enlarging as a matter of law the applicability of Article 11 of the ECHR.Footnote 20 In all these cases, the Court cumulatively invoked the principle of effectiveness, the dynamic interpretation, and the interpretation by taking PIL norms into account, but it was the greater weight attached to PIL norms that led to a different interpretation of Article 11 of the ECHR and the overruling of the previous case law.
There are many similar instances in the Court's jurisprudence when the principle of interpreting the ECHR in light of these norms was the driving force behind the adoption of radically different interpretations of the ECHR.Footnote 21 The fact that external PIL norms are frequently dispositive of the cases before the CourtFootnote 22 lends support to the argument that the use of PIL norms does not only confirm – but also establishes – the content of the ECHR.Footnote 23
2.2. Distinguishing the interpretative principle of taking other PIL norms into account from the comparative (or consensual) interpretation
The Court's practice of taking PIL norms into account is often approached as an integral part of comparative or consensual interpretation.Footnote 24 The idea of European consensus is seminal to the Court's reasoning in so far as their reliance upon PIL norms is concerned. In the Demir and Baykara case the Grand Chamber proclaimed (and have since reiterated) that the interpretation of the ECHR by taking PIL norms into account is based on the existence of a European consensus, namely the common international and/or domestic law standards accepted by the vast majority of states.Footnote 25
The identification (or the construction) of a perceived consensus frequently involves the conflation of member states’ practice with PIL norms. Even when member states’ national legislation and practice converge with international standards, the Court should still treat them as distinct sources of law and enquire into their reasoning.Footnote 26 That said, the idea of the European consensus (as originally construed by the Court and commonly referred to in the literature) falls short of explaining the Court's actual practice.Footnote 27
It is not atypical for the Court to rely on PIL norms in the absence of common legal standards in national practice;Footnote 28 or, all the more, when member states present contrary national practices.Footnote 29 The Court, by virtue of interpreting the ECHR in light of PIL, also pervades areas in which states traditionally enjoyed a great margin of appreciation – the sphere of imposing criminal sanctions;Footnote 30 the protection of the environment;Footnote 31 or the immigration context,Footnote 32 for example. Hence, PIL norms have been disassociated and are independent from national practice. The external norms do not serve a role supplementary to the comparative interpretation, in establishing or strengthening the existence of national practice, but yet their impact to the interpretation process is decisive.
It is also clear that, despite the absence of discernable consensus, the Court still uses external PIL norms. The Court employs treaties in its judgments to demonstrate the existence of commonly accepted standards, even if said treaties are not ratified and accepted by the majority of statesFootnote 33 or are not yet in force.Footnote 34 It seems that the ordinary meaning of the requirement of being accepted by the vast majority of states is not strictly followed. The Court also disregards the absence of consensus among states, as clearly reflected in certain treaties. In the D.H. and Oršuš cases, even though the Framework Convention for the Protection of National Minorities (FCNM)Footnote 35 prescribed programme-type provisions evidencing the explicit lack of agreement among states, the Court interpreted the ECHR in light of the provisions of the FCNM and the progressive views of its Advisory Committee.Footnote 36
Furthermore, the practice of taking PIL norms into consideration is distinct from the comparative interpretation and its European consensus underpinnings, since the Court employs PIL norms which are not evidence of a European consensus. PIL norms have a determinative impact on the Court's reasoning, without being European developments or confirming the existence of a common regional perspective.Footnote 37 Examples include other regional treaties on human rights (such as the Inter-American Convention on Human Rights),Footnote 38 specialized regional treaties (for example, the Inter-American Convention on the prevention, punishment, and eradication of violence against women),Footnote 39 or universal treaties (such as the ICC StatuteFootnote 40 or the International Covenant on Civil and Political Rights taken together with the views of the Human Rights Committee).Footnote 41 In these cases, the European nexus is weak, if it exists at all.Footnote 42
Consequently, the Court uses the European consensus as a rhetorical tool to legitimize the use of PIL in its judgments. The invoked consensus legitimizes progress,Footnote 43 even in cases where the Court admits it is consensus in formation.Footnote 44 This line of justification gives the false impression of a positivistic perception of the existence of common European standards, which are to be found and not created by the Court.Footnote 45 This is why the Court is inclined towards the European consensus idea and construing its reasoning on the alleged consensus among member states.Footnote 46 Yet, it is clear that the interpretative practice of taking other PIL norms into account functions autonomously to the comparative or consensual interpretation.
2.3. Distinguishing the interpretative principle of taking other PIL norms into account from the dynamic interpretation
The principle of interpreting the ECHR by taking PIL norms into account is also distinct from the dynamic (or evolutive) interpretation, namely the construction of the ECHR in light of the changing legal landscape of the member states’ practice.Footnote 47 The reason that the former is analytically subordinated to the latter is due to the substantial overlap between the two principles: PIL norms are included in the legal developments in light of which the ECHR must be read.Footnote 48 The Court regularly invokes dynamic interpretation and interpretation of the ECHR in light of other PIL norms in a synergetic fashion (cumulatively) to enlarge the applicability of the rights under the Convention, including the recognition of the retroactivity of the more favourable criminal law under Article 7 of the ECHR;Footnote 49 the recognition of indirect discrimination under Article 14 of the ECHR;Footnote 50 the acknowledgment of the right to collective bargaining and the right to consultation under Article 11 of the ECHR;Footnote 51 and the inclusion of human trafficking in Article 4 of the ECHR.Footnote 52
The two interpretative principles differ, however. First, the evolutive interpretation is substantiated by reference to sources of law other than PIL, such as national law, or non-legal developments. Second, the consideration of PIL norms may function as a limitation to the application of the dynamic interpretation.Footnote 53 This is the case when PIL norms are considered insufficient so as to pursue and ground a dynamic interpretation of the Convention due to lack of consensus among member states.Footnote 54 Third, the principle of taking PIL norms into account does not share a fundamental characteristic of the evolutive interpretation. It is generally accepted – and there is nothing in the Court's jurisprudence to suggest otherwise – that the changing conditions in the member states’ practice could not justify reducing the protective scope of rights under the ECHR.Footnote 55 Consequently, evolutive interpretation always follows the higher standards, thereby expanding the scope of the ECHR. In contrast, as will be discussed below, interpretation by taking PIL norms into account may restrict the scope of rights. Hence, the two principles of interpretation may lead to different interpretative outcomes as far as the construction of the ECHR is concerned.
2.4. Distinguishing the interpretative principle of taking other PIL norms into account from the principle of effectiveness
The principle of effectiveness attains a cardinal place in the Court's jurisprudence, prescribing that the rights and freedoms under the ECHR must be accorded their full weight and effect. Even though this principle usually converges with the principle of taking PIL norms into account, the two interpretation principles can also be in tension and should, therefore, be treated separately.Footnote 56
This is the case when the Court takes cognizance of PIL norms, which restrict the protective scope of the rights under the ECHR. The Court recalls that, while being mindful of the special character of the ECHR as a human rights treaty, it should not be placed in a vacuum. On the basis of Article 31(3)(c) VCLT,Footnote 57 the ECHR must be interpreted by taking other relevant rules of international law into account and in harmony with these rules (as far as possible). This was the legal reasoning in the well-known Al-Adsani caseFootnote 58 and the same approach has been followed in subsequent case law concerning the international customary rules on stateFootnote 59 and diplomatic immunity.Footnote 60 Similarly, the Court regularly takes other treaty provisions into account, which counter the principle of guaranteeing effective and practical rights under the Convention.Footnote 61
Of particular interest is the fact that the Court hides the tension between the principle of effectiveness and the principle of taking cognizance of PIL norms. The reference to the guarantee of practical and effective rights is made, at best, in passing in these judgments; the Court instead stresses the necessity of not applying the ECHR in a vacuum.Footnote 62 Conversely, in instances where the relevant PIL norms reinforce the effective protection of the rights and freedoms under the ECHR the Court fully elaborates on the necessity of applying the principle of effectiveness.
The tension between the two principles reveals the different interests that they purport to serve in the Court's reasoning. On the one hand, the principle of effectiveness preserves the specificity of the ECHR and stresses its ‘self-contained’ function in order to ensure the most practical and effective rights possible. This is an ‘isolationist’ approach in so far as the relationship of the ECHR vis-à-vis other PIL norms is concerned. On the other hand, taking PIL norms into account may restrict the scope of rights and freedoms, but ensures that the ECHR is read consistently, to the extent possible, to other relevant PIL norms. The fact that the ECtHR acknowledges the relevance of the external rules to the construction of the ECHR and attaches considerable weight to them suggests that it highly values (and perhaps occasionally prioritizes) the need to read the ECHR by taking cognizance of PIL norms, even if this approach results in the pursuit of an interpretation that would (drastically) restrict the scope of the rights under the ECHR.
To conclude, the foregoing analysis illustrated that the Court employs the principle of interpreting the ECHR by taking other PIL norms into account in an independent fashion without subordinating it to the other seminal principles of interpretation in its case law. The conceptualization of its interpretative practice in this way resolves many ambiguities in its legal reasoning and brings the dynamic interrelation of different principles of interpretation into the fore. The systematization of the said interpretative practice into an autonomous principle of interpretation reinforces the suggestion that the ECtHR not only is mindful of embedding the ECHR within PIL but also considers itself to have the duty to construe the ECHR in light of other PIL norms.
3. Aspects of the Court's methodology when taking other PIL norms into account to interpret the ECHR
Having established in Section 2 that the ECtHR has enriched and sophisticated its legal reasoning to accommodate an autonomous interpretative principle in order to construe the ECHR by taking other PIL norms into account, Section 3 turns to a detailed discussion of certain crucial aspects of the Court's methodology in doing so. It is argued that due to the frequency with which applications concerning international law issues are brought before the Court, the pertinent case law is extensive and provides useful lessons and good practices which other international courts and tribunals should follow and learn. It needs to be underlined that the Court's legal methodology and legal reasoning are not merely matters of rigid technique.Footnote 63 The Court's style of reasoning and method reveal how it perceives its role and authority to take other PIL norms into account and, more generally, to place the ECHR within PIL in a way that does not endanger the unity of international law.
The first subsection provides insights as to how the Court treats external PIL norms that are used to inform the interpretation of the ECHR. The Court engages with a great variety of PIL norms that appear to be equivalent to the provisions of the ECHR. The analysis shows that the Court adopts a cautious approach in examining the contextual differences of the external norms by reference to the aims and values served by the treaties containing them. Moreover, the Court systematically reads the external norms in light of their progressive development by their monitoring bodies in an effort to minimize the likelihood of diverging interpretations. The second subsection discusses the Court's understanding of the meaning of relevant norms of international law. It offers a new model for ascertaining varying degrees of relevance of external norms to the treaty under interpretation. The next subsection examines whether or not the ECtHR thinks that the PIL norms employed in its reasoning must be applicable in the relations between the parties. The last subsection suggests that the Court does not appear to apply Article 31(3)(c) of the VCLT throughout its jurisprudence and it demonstrates why this is not necessarily a shortcoming in the Court's practice.
3.1. Fragmentation by default? The contextual differences between the external PIL norms that the Court uses and the ECHR
A fundamental aspect of the fragmentation of international law is that similar or even identical norms attain different meanings and interpretations, in light of the structure, aim, and specificities of a given treaty.Footnote 64 Despite a core of similarity in equivalent treaty provisions, there is a core of difference as well.Footnote 65 Hence, the decision-maker must give due regard to the different treaty context from which the external PIL norm originates.
The ECtHR acknowledges the contextual nuances of external PIL norms and draws the appropriate interpretative inferences from these norms. Examples include whether the purposive element of the definition of torture in Convention Against Torture (CAT)Footnote 66 should be transposed in Article 3 of the ECHR, since the CAT has a different structure and purpose to a treaty protecting human rights;Footnote 67 the relevance of the definition of rape under international criminal law to the ECHR;Footnote 68 or the contextual nuances between, on the one hand, the ILO ‘labour law’ and the ESC ‘industrial relations’ paradigms and, on the other hand, the ECHR which is first and foremost a civil and political rights treaty.Footnote 69 There are instances, however, in which apparent differences in context, as clearly reflected in the text of other relevant treaty provisions, have been disregarded or downplayed.Footnote 70 The contextual differences of PIL norms that appear to be similar or even identical highlight the inherent limitations underpinning the role of the interpreter in mitigating fragmentation. Variances in the practices and/or case law of international bodies and courts accordingly should be treated as a reflection of the different aims and values served by the respective treaties.Footnote 71 At the same time, the unity of PIL is to be preserved, unless context dictates otherwise.Footnote 72
An integral part of the different treaty context of the employed external PIL norms is their progressive development by their (if existent) respective monitoring bodies. The ECtHR is careful to read the relevant PIL norms by taking cognizance of their interpretation by their supervisory bodies. In this sense, the provisions of the ICCPR and the Convention on the Elimination of All Forms of Discrimination Against WomenFootnote 73 are read in light of their supervisory bodies’ views in individual communications;Footnote 74 the ILO Conventions are placed against the background of the views of the ILO Committee of Experts, the recommendations of the ILO Committee on Freedom of Association, and the ILO Committee on Freedom of Association.Footnote 75 The practice of placing the external treaty provisions in their own dynamic environment eradicates the possible scenario of two international bodies interpreting the same PIL norm in different ways. The Court relies upon and uses a provision of an external treaty in line with its development through time by its supervisory body. This practice enhances consistency and harmonization of standards in PIL while different international bodies progressively develop them.
The VCLT principles of interpretation (Articles 31–33) do not appear to explicitly address the interpretative evolution of treaties by their supervisory bodies,Footnote 76 although one could argue that their practice may qualify as a subsequent practice in the application of the treaty under Article 31(3)(b) of the VCLT.Footnote 77 This is a point that should be kept in mind regarding the possible limits to adopting the VCLT as the sole framework for effectively mitigating the difficulties arising from the fragmentation of PIL. International courts and tribunals may develop innovative interpretative practices.
In the event that an international treaty does not have a supervisory body, the ECtHR is usually willing to consider its interpretation by other international courts and bodies. In the Neulinger and Shuruk case the Court looked into the case law of supreme courts of member states to the Hague Abduction Convention in order to identify the meaning of serious risk in Article 13(b) of the said Convention.Footnote 78 In Al-Jedda the Court sought for the interpretation of Article 103 UN CharterFootnote 79 in the ICJ Advisory Opinion in the Namibia case.Footnote 80 Yet, in Al-Skeini the Court did not take into consideration the extensive international practice on the concept of jurisdiction despite the detailed written submission by the third-party interveners.Footnote 81
Even though the practice of the Court to identify how an external PIL norm is construed by another international body is to be welcomed, it brings new interpretative difficulties to the fore. When the ECtHR takes external treaty provisions into consideration, it inevitably engages with the interpretation of these provisions (in order to ascertain their ordinary meaning, at least). In this way, the Court exercises interpretative authority over this ‘foreign’ norm, especially if its interpretation is contested.Footnote 82 Moreover, the Court's engagement with the interpretation of an external norm further increases the likelihood of diverging interpretations by different international (and national) bodies and, hence, deepens fragmentation. In the X and others case before the Grand Chamber seven judges dissented to the majority's judgment in so far as their interpretation and use of the European Convention on the Adoption of Children was concerned.Footnote 83 They opined that the Court's interpretation did not adhere neither to the letter nor the object and purpose of Article 7 of the said Convention.Footnote 84 Therefore, unless caution is exercised, an international court's receptiveness to other PIL norms and, hence, its universalistic approach, may, in certain instances, give rise to further fragmentation difficulties.
3.2. The concept of ‘relevant’ PIL norms
In its jurisprudence the Court systematically refers to the relevant PIL norms that it must take into consideration when interpreting the ECHR. Nonetheless, it does not elaborate on which are the relevant norms. The International Law Commission did not provide any guidance in its Fragmentation Report when it discussed the notion of ‘relevant rules’ under Article 31(3)(c) VCLT.Footnote 85 Academic literature rarely addresses the question and, when it does, it adopts rather circular approaches.Footnote 86 The determination of which are the relevant PIL norms is an important matter because it relates to the predictability of the legal reasoning and the interest of legal certainty in the Court's methodology. Moreover, the consideration of relevant norms may lead to radically different interpretations of the ECHR and, therefore, it could potentially involve unequal treatment of similar cases before the Court.
To give an example, in the Siliadin and Rantsev cases the Court employed two different readings of Article 4 of the ECHR in light of different relevant PIL norms respectively, although both cases concerned victims of human trafficking. In Siliadin the Court focused on the alleged violation of the prohibition of slavery under Article 4 of the ECHR. It ascertained the ordinary meaning of the term ‘slavery’ by employing the definition of slavery as encapsulated in Article 1(1) of the 1926 Slavery Convention.Footnote 87 The human trafficking aspect of the case was completely ignored by the Court, even though the applicant's arguments involved such claims.Footnote 88 In contrast, the Court in Rantsev took one step forward and enlarged the applicability of Article 4 by recognizing human trafficking within its scope. By broadening the array of relevant norms, it added another layer of PIL norms to be taken into account for the interpretation of Article 4 of the ECHR, relying heavily on the UN Palermo Protocol to Prevent, Suppress and Punish Trafficking in Persons, especially Women and ChildrenFootnote 89 and the Anti-Trafficking Convention.Footnote 90 On this basis, the Court read detailed obligations into the protective scope of Article 4 (and Article 2) of the ECHR and assessed the respondent states’ acts and omissions against the yardstick of the obligations under the Palermo Protocol and the Anti-Trafficking Convention.Footnote 91 The Siliadin and Rantsev cases exemplify that different relevant PIL norms may not only have a substantially differing impact on the interpretation of the ECHR, but that they may also result in selectivity, treating individual applications unequally and imposing different positive obligations on the respondent states.Footnote 92 The jurisprudence of the Court witnesses other similar instances as well.Footnote 93 It is for this reason that the meaning of the relevant rules needs closer attention.
Generally, the concept of relevance is looser than the notion of the ‘same subject-matter’ as envisaged in Article 30 of the VCLT,Footnote 94 but one should not lose sight that relevant rules are those which provide aid for and inform the interpretation of a specific treaty provision rather than those applying in a situation generally.Footnote 95 In other words, a meaningful relationship must be established between the external norm and the treaty under interpretation. Former President of the ICJ, Dame Rosalyn Higgins, stressed this point in her Separate Opinion in the Oil Platforms case.Footnote 96 She found that the majority's reasoning was insufficient to justify the consideration of the totality of substantive international law on the use of force for interpreting a provision of a US-Iranian treaty concerned with economic and commercial issues (a friendship, commerce, and navigation treaty). She noted that, according to Article 31(3)(c) of the VCLT, certain rules are relevant if, and to the extent that, they are sufficiently related to the context of the treaty under interpretation. Higgins specifically argued that the ‘type of the treaty’Footnote 97 should be an important criterion. The criterion, however, for ascertaining the type of treaty under interpretation is not very clear or straightforward in cases other than contrasting a commercial and economic treaty to the corpus of PIL on the use of force. Moreover, this criterion appears to attach the meaning of relevant rules closer to the same subject matter requirement of Article 30 of the VCLT and, thus, restricts the notion of relevant rules.
On the other hand, there is merit in the idea that the concept of relevance includes a greater spectrum of PIL norms, without being necessarily embedded within or directly related to the context of a treaty. Article 31(3)(c) of the VCLT does not mention that relevant PIL rules should be part of the context of a treaty, but that they will be taken into account together with the context.Footnote 98 The ICJ in the Questions of Mutual Assistance case favoured this approach when it accepted France's argument that the 1977 Treaty of Friendship and Co-operation between France and Djibouti was relevant for interpreting the 1986 Convention on Mutual Assistance in Criminal Matters.Footnote 99 The ICJ, by way of applying Article 31(3)(c) of the VCLT, affirmed that the 1977 Treaty had a ‘certain bearing’Footnote 100 on the interpretation of the 1986 Convention, although no substantial link connected the two treaties (the fields of co-operation envisaged in the 1977 Treaty did not include judicial co-operation as prescribed under the 1986 Convention). The certain bearing of the 1977 Treaty on the interpretation of the 1986 Convention indicates that if a PIL norm is of limited relevance to the treaty provision under interpretation, then the interpretive impact should be also limited. The higher the degree of abstraction, the lower the impact on the interpretation of the treaty in dispute.Footnote 101 Likewise, the closer to the so-called context of a treaty under interpretation another PIL norm is, the greater bearing and interpretative impact may the latter advance on the former. The relevance-impact dependence seems appealing. It suggests a model inclusive of varying degrees of relevant norms by virtue of establishing a meaningful relationship between the external norm and the treaty provision under interpretation.Footnote 102
The practice of the ECtHR is inclined towards this model. In its reasoning the Court gives regard to and uses PIL norms that are not directly related to the context of the ECHR (accepting that the ECHR is a treaty on the protection of human rights, mostly civil and political rights).Footnote 103 Pertinent examples are bilateral or plurilateral treaties settling matters arising from war or occupation,Footnote 104 or the European Convention on Mutual Assistance in Criminal Matters.Footnote 105 If a more restricted approach to the concept of relevance were to be adopted, it is doubtful that these PIL norms would qualify as relevant for the interpretation of the ECHR. The fact that the ECtHR interprets the ECHR by taking a great variety of relevant PIL norms into account, suggests, in principle, that the Court employs a policy of embedding the ECHR into PIL and, hence, avoids taking any isolationist or fragmented approaches towards PIL.
Nonetheless, the model of the varying degrees of relevant PIL norms, as appealing and inclusive as it may be, still needs to address a series of questions. Establishing a meaningful relationship between an ECHR provision and an external PIL norm presupposes that the Court must determine the degree of relevance of the external norm to the ECHR. How relevant the PIL norm is for the purposes of interpreting the ECHR is directly linked to appreciating the different treaty context from which the external PIL norms originates, as was discussed in the previous subsection. The degree of relevance of the said external norm also determines the interpretative weight that should be attached to the external norm when interpreting the ECHR.Footnote 106 The impact of an external norm to the construction of a given right under the ECHR was precisely the object of the preliminary objection ratione materiae submitted by Moldova before the Grand Chamber in the Tănase case. Moldova strongly argued that the Court should not have used the European Convention on NationalityFootnote 107 in order to construe the ECHR and that the weight attached to said Convention was not appropriate.Footnote 108 The Grand Chamber dismissed the objection by proclaiming that ‘[i]t is for the Court to decide which international instruments and reports it considers relevant and how much weight to attribute to them’Footnote 109 without further elaboration. Turkey was similarly concerned in Demir and Baykara, arguing that ILO Conventions were not relevant in the context of Article 11 of the ECHR and that the Court cannot create new rights under the ECHR by way of interpretation.Footnote 110 Further, the United Kingdom in the National Union of Rail, Maritime and Transport Workers case opposed the interpretative relevance of the legal assessments of the European Committee on Social Rights and the ILO Committee of Experts to the construction of Article 11 of the ECHR to include the right to secondary industrial action.Footnote 111 Although the Court extensively used these legal assessments, it openly addressed – for the first time – the respondent state's concerns and acknowledged that other international bodies do indeed have different standpoints when discussing their own constitutive instruments.Footnote 112
The growing concerns raised by the member states amply demonstrate the need for transparent legal reasoning and foreseeability in the case law. Although it is upon the Court to ascertain questions of relevance and weight afforded to external PIL norms, it is also obliged to provide reasons for its judgments – especially when departing from its previous jurisprudence.Footnote 113 The interpretative exercise of establishing and clearly explaining the meaningful relationship between the ECHR provision under interpretation and the external PIL norm can be challenging. This exercise mirrors the delicate balance between, on the one hand, placing the ECHR against the background of other PIL norms and, on the other hand, recognizing that the contextual differences of other treaties should set a limit to their impact on the ECHR.
3.3. The concept of PIL norms ‘applicable in the relations between the parties’
Article 31(3)(c) of the VCLT explicitly prescribes the requirement that any relevant rules of international law that will be taken into account for the interpretation of a treaty must be applicable in the relations between the parties. It is currently contested whether the parties under Article 31(3)(c) are only the parties to a given dispute or all contacting parties to the treaty under interpretation.Footnote 114
The ECtHR seems to adopt an altogether different position regarding the meaning of applicable rules. In its analysis it refers to treaties ‘applicable in the particular sphere’Footnote 115 or ‘applicable in respect of the precise subject matter of the case concerned’.Footnote 116 The term applicable appears, therefore, attached to the subject matter of the case (commonly referred to in the case law as the international law background to the legal questions before it), rather than to the condition that the rule has to be applicable in the relations between the parties.Footnote 117 The Grand Chamber explicitly dismissed Turkey's preliminary objection in the Demir and Baykara case, according to which the relevant PIL norms should be applicable between the parties and, hence, binding on the respondent state.Footnote 118 The Court does not hesitate to employ treaties that are neither binding on all member states to the ECHR nor binding on the respondent state.Footnote 119
The fact that the Court does not consider itself bound by the requirement that the external PIL norm has to be applicable in the relations between the parties is further reinforced by the regular use of non-binding law (soft law) for interpreting the ECHR. Pertinent examples of non-binding materials include the Council of Europe Parliamentary Assembly resolutions;Footnote 120 the Universal Declaration on Human Rights;Footnote 121 and reports by UN Special Rapporteurs.Footnote 122 The Court does not draw a clear line between the sources of law and non-binding materials. This introduces uncertainty to its legal reasoning and unpredictability as to the precise obligations of the member states.Footnote 123 On the other hand, this flexible approach leaves space for creative thinking, especially when the Court discerns evolving trends on the regional and international level.Footnote 124 The use of soft law should not be excluded at the outset, as long as the Court is cautious with, first, the choice of documents it employs and, second, their interpretative impact on the construction of the ECHR.
The consideration of soft law in interpreting a treaty is a question that has not been effectively addressed either by the ILC's work on fragmentation or in academic literature. Soft law may aid the interpretation of a treaty provision as evidence of its ordinary meaning.Footnote 125 It could be also argued that non-binding norms have normative and evidentiary value when informing the interpretation of a treaty.Footnote 126 The IACtHR stands on the other side of the spectrum, by not only acknowledging the evidential weight of soft law in discerning the ordinary meaning of the IACHR, but also by using soft law to establish the content of the rights under the IACHR.Footnote 127 More specifically, as far as Article 31(3)(c) of the VCLT is concerned its applicability could be triggered, if it is to be accepted that ‘rules of international law’ include non-binding sources of law. The prevalent view at the moment is that Article 31(3)(c) of the VCLT does not come into play in the case of considerations that are not firmly established as binding rules,Footnote 128 although it has been carefully noted that the current practice of international courts is insufficiently developed.Footnote 129
3.4. The role of Article 31 (3)(c) VCLT in the jurisprudence of the Court
Despite the reference of Article 31(3)(c) of the VCLT in certain high profile and controversial cases before the European Court, the Court's case law does not often refer to the provision.Footnote 130 Although the Court has an extensive practice of taking cognizance of PIL norms, it is clear that it does not share the ILC's and international scholars’ enthusiasm for the use of Article 31(3)(c) of the VCLT.Footnote 131
Some scholars support the view that the Court applies the provision in an implicit or indirect way.Footnote 132 However, such an argument does not seem plausible. First, the assumption that the Court implicitly applies Article 31(3)(c) of the VCLT is a hypothetical exercise and, in any event, there is no reason that the Court would not explicitly invoke and apply the provision, if it were deemed necessary. Second, there is a current trend in literature to invoke Article 31(3)(c) of the VCLT for every instance that a treaty is interpreted in light of other PIL norms, whereas there are also other interpretative principles envisaged in Article 31 of the VCLT that are well placed to accommodate and justify the use of PIL norms as a means of interpretation.Footnote 133 Third, and most importantly, the Court's methodology when taking other PIL norms into account clearly does not meet the requirements of Article 31(3)(c) of the VCLT since it feels at ease with taking cognizance of general principles of law,Footnote 134 non-binding norms and treaties neither applicable in the relations between the parties nor binding on the respondent state. Furthermore, in certain of the few instances that the Court invoked Article 31(3)(c) of the VCLT, the text of the judgments strongly indicates that Article 31(3)(c) serves the role of an inspirational and rhetorical reference (the provision is placed in brackets and is mentioned with pertinent cases).Footnote 135
The crucial question is, however, whether the non-application of Article 31(3)(c) qualifies as a shortcoming in the Court's practice. In the view of the present author, the answer is in the negative. As far as customary international law and general principles of law are concerned, the non-use of Article 31(3)(c) of the VCLT does not seem to be material. The duty to interpret a treaty by taking customary international law and general principles of law into account forms part of the common sense of the international judge, without necessarily requiring the application of Article 31(3)(c) of the VCLT.Footnote 136
Turning now to the use of other PIL norms, besides international custom and general principles, it must be stressed that Article 31(3)(c) of the VCLT poses complicated problems regarding its own interpretation.Footnote 137 International courts and tribunals have different approaches on the meaning of ‘relevant’ and rules ‘applicable in the relations between the parties’. This adds merit to the view that, when international courts and tribunals apply the same interpretative principle, they do it in different ways, due to their own specificities and the flexibility of the VCLT interpretative principles.Footnote 138 Therefore, even if the ECtHR applied the provision, there would be substantial leeway for its own interpretation of the provision. Finally, one could argue that since the Court has an established practice of taking PIL norms into account, the challenges of the fragmentation of PIL are effectively mitigated regardless of whether Article 31(3)(c) is used.
These points do not imply that international courts and tribunals, including the ECtHR, should not apply the VCLT principles of interpretation. The VCLT framework enhances the adoption of common (to the extent possible) interpretative practices and of a unified vocabulary for addressing fragmentation and preserving the unity of international law.Footnote 139 However, one should not a priori exclude other interpretative approaches, which may not follow Articles 31–33 of the VCLT to the letter. Such approaches can potentially be added in future as legitimate understandings of Articles 31–33 of the VCTL.Footnote 140 Moreover, despite its flexibility, the VCLT is not exhaustive. By way of example, the VCLT interpretative principles do not appear to accommodate the dynamic development of treaties by their supervisory bodies, which is a significant facet of the fragmentation of international law. The ECtHR, however, accommodates this phenomenon in its practice. A different approach would fall short of grasping the evolving interpretation of PIL norms by different international bodies and the need to harmonize varying perceptions to the extent possible.
4. Conclusion
The ECtHR, in order to mitigate the difficulties arising due to fragmentation of PIL, has developed an independent interpretative principle in its jurisprudence to take cognizance of PIL norms when interpreting the ECHR. The consideration of external PIL norms has a great impact in deciding many of the cases brought before the Court. The interpretation of the ECHR in light of PIL norms may converge or diverge with the application of other well-established principles of interpretation in the Court's case law – this is important in studying how these interpretative principles interrelate in the Court's reasoning and, hence, how the case law evolves. The independent function and systematic use of the principle of interpreting the ECHR by taking cognizance of other PIL norms strongly suggests that the Court is mindful of embedding the ECHR within PIL and preserving the unity of international law, even in instances in which other PIL norms restrict the scope of the rights under the ECHR.
The ECtHR's extensive pertinent case law presents the opportunity to draw good practices as well as lessons to be learned by other international bodies and courts. First, an international court's receptiveness to external PIL norms is a necessary but insufficient condition for preserving the unity of international law. In this respect, the Court is cautious in identifying contextual differences between the ECHR's provisions and other PIL norms. Equivalent treaty provisions, either similar or even identical, attain different meanings in light of the aim and the purpose of their treaty context. The interpreter needs to highlight and acknowledge such crucial, albeit subtle, disparities in context. In the same vein, when an international body engages with external treaty provisions that are not subject to the supervision of a monitoring body, the likelihood of diverging interpretations given by different international bodies increases. Hence, efforts to mitigate difficulties arising from fragmentation could, ironically enough, on specific occasions, deepen fragmentation. Moreover, contextual differences serve as a constant reminder to the interpreter of the limits to pursuing the unity of, and harmonization in, international law. In certain instances, international law is by default fragmented and international bodies and courts cannot by means of interpretation address this, nor is their role to do so.
A second point that should be underlined concerns the interpreter's decision on the interpretative weight that should be attached to the construction of the ECHR when using an external PIL norm. In other words, the question at hand is whether, and if so, to what extent another PIL norm is relevant for the purposes of interpreting the ECHR. The ECtHR's case law, in line with recent pronouncements by the ICJ in the Questions of Mutual Assistance case, evidences that a foreign norm may be relevant to the ECHR to varying degrees. Therefore, a meaningful relationship between the provision under interpretation and the external PIL norm must be established and elaborated on in the legal reasoning. This exercise reflects precisely the balance between, on the one hand, the Court's receptiveness to other PIL norms and, hence, its universalistic approach, and, on the other hand, the need to preserve the specificity of the ECHR. The inherent creativity in furnishing such a meaningful relationship cannot (and should not) be ruled out from the process of interpretation; having said that, the legal reasoning should ensure legal certainty and transparency.
Lastly, the discussion brought into the fore the role of the VCLT as a framework for effectively mitigating fragmentation-related concerns. The ECtHR invokes Article 31(3)(c) of the VCLT infrequently and many times it departures from the letter of this provision. More generally, it is unclear whether the progressive development of treaties by their monitoring bodies and the use of soft law in the interpretation process fall within the scope of Articles 31–33 VCLT. The analysis argued that the VCLT may have a prominent role but that it is not necessarily an exhaustive framework. There is no doubt that the VCLT provides and nurtures a unified vocabulary to be shared by international bodies and courts for promoting the unity of international law. Nonetheless, one should not exclude from the outset other interpretative approaches that are currently being developed in international practice. Such approaches may be added in the future as legitimate understandings of Articles 31–33 of the VCTL or qualify as innovative interpretative practices outside the confines of the VCLT.
Overall, the ECtHR is mindful and aware of the need to embed the ECHR within PIL. To this end, it has articulated a series of interpretative practices that should be further studied. That said, the methodology employed is not without shortcomings and there are areas subject to improvement. The Court will arguably sophisticate its legal reasoning and methodology in the future. The fact that, in the 2010 Interlaken Declaration by the High Level Conference on the Future of the European Court of Human Rights, member states explicitly underlined the importance of ensuring that the judges appointed to the Court have sufficient knowledge of PIL, will be proven crucial.Footnote 141