1 Introduction
1.1 Covolume bounds
A classical result of Wang [Reference WangWan67] ensures that in a connected semisimple Lie group
$G$
without compact factor, the collection of discrete subgroups containing a given lattice
$\unicode[STIX]{x1D6E4}\leqslant G$
is finite. Soon afterwards, an important closely related result was established by Kazhdan–Margulis [Reference Kazhdan and MargulisKM68], who proved that the set of covolumes of all lattices in
$G$
is bounded below by a positive constant. Wang [Reference WangWan72] subsequently used the Kazhdan–Margulis theorem in combination with local rigidity to establish that if
$G$
has no factor locally isomorphic to
$\text{SL}_{2}(\mathbf{R})$
or
$\text{SL}_{2}(\mathbf{C})$
, then, for every
$v>0$
, the set of conjugacy classes of lattices in
$G$
of covolume
${\leqslant}v$
is finite (see also [Reference GelanderGel04, Theorem 13.4] for the case of irreducible lattices when the group
$G$
itself is not locally isomorphic to
$\text{SL}_{2}(\mathbf{R})$
or
$\text{SL}_{2}(\mathbf{C})$
).
Bass–Kulkarni showed in [Reference Bass and KulkarniBK90, Theorem 7.1] that none of those results holds when
$G$
is the full automorphism group of the
$d$
-regular tree
$T_{d}$
, with
$d\geqslant 5$
, even if one restricts to cocompact lattices. In particular, since
$G=\text{Aut}(T_{d})$
is compactly generated and has a simple open subgroup of index two (see [Reference TitsTit70]), none of the results above can be expected to hold for cocompact lattices in compactly generated, topologically simple, locally compact groups in general. We recall that a locally compact group is topologically simple if it is non-trivial and the only closed normal subgroups are the trivial ones.
In this paper, we consider cocompact lattices with dense projections in products of non-discrete, compactly generated, topologically simple, locally compact groups. Our goal is to show that, in this situation, similar phenomena as in the case of semisimple Lie groups occur. Our results are actually valid for lattices in products of locally compact groups that satisfy a condition that is weaker than simplicity. In order to define it, we recall that a locally compact group
$G$
is called just-non-compact if it is non-compact and every closed normal subgroup is trivial or cocompact. We say that
$G$
is quasi just-non-compact if it is non-compact and every closed normal subgroup is discrete or cocompact. We note that this definition is meaningful only in the realm of non-discrete groups. As first observed by Burger–Mozes, quasi just-non-compact groups appear naturally in the context of automorphism groups of connected graphs with quasi-primitive local action [Reference Burger and MozesBM00a, Proposition 1.2.1].
Our first main result is the following close relative of the aforementioned theorem of Wang [Reference WangWan67]. Throughout the paper, the abbreviation tdlc stands for totally disconnected locally compact.
Theorem A. Let
$G_{1},\ldots ,G_{n}$
be non-discrete, compactly generated, quasi just-non-compact tdlc groups and let
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a lattice such that the projection
$p_{i}(\unicode[STIX]{x1D6E4})$
is dense in
$G_{i}$
for all
$i$
. Assume that at least one of the following conditions holds:
(1)
$\unicode[STIX]{x1D6E4}$
is cocompact;(2)
$G$
has Kazhdan’s property (T).
Then the set of discrete subgroups of
$G$
containing
$\unicode[STIX]{x1D6E4}$
is finite.
Theorem A implies in particular that any lattice
$\unicode[STIX]{x1D6E4}$
as in the theorem is contained in a maximal lattice (and hence that maximal lattices exist).
Remark 1.1. In Theorem A as well as in the other statements of this introduction, we assume that the ambient group
$G$
is totally disconnected. That restriction is rather mild, since the presence of a connected simple factor (or, more generally, a quasi just-non-compact almost connected factor without non-trivial connected abelian normal subgroup) implies much stronger structural constraints on the lattice
$\unicode[STIX]{x1D6E4}$
and on the other factors of the ambient product group, in view of the arithmeticity results from [Reference Caprace and MonodCM09, Theorem 5.18] and [Reference Bader, Furman and SauerBFS19, Theorem 1.5].
A version of the Wang finiteness theorem was established by Burger–Mozes in [Reference Burger and MozesBM14, Theorem 1.1] for cocompact lattices with dense projections in certain automorphism groups of trees with quasi-primitive local action. When specified to this setting, Theorem A allows one to recover and generalize their result (see § 1.2 below).
In [Reference Gelander and LevitGL18, Theorem 1.8], Gelander–Levit provided sufficient conditions on a set of discrete subgroups of a locally compact group
$G$
all containing a fixed finitely generated lattice
$\unicode[STIX]{x1D6E4}$
to be finite. Their conditions are not satisfied a priori under the hypotheses of Theorem A. However, the proof of the latter elaborates on some of the ideas developed in [Reference Gelander and LevitGL18]. Other ingredients are presented below. A remarkable feature of Theorem A, and also Theorems B and C below, is that their proofs rely in an essential way on a combination of results from the recent structure theory of tdlc groups developed in [Reference Caprace and MonodCM11, Reference Caprace, Reid and WillisCRW17, Reference Caprace, Reid and WesolekCRW19] together with various results and ideas from finite group theory.
Given a compact subset
$K\subseteq G$
of a locally compact group
$G$
, a subgroup
$H$
is called
$K$
-cocompact if
$G=HK$
. The following result implies the existence of a positive lower bound on the set of covolumes of all
$K$
-cocompact lattices with dense projections.
Theorem B (See Theorem 5.10).
Let
$G_{1},\ldots ,G_{n}$
be non-discrete, compactly generated, quasi just-non-compact tdlc groups. For every compact subset
$K\subset G=G_{1}\times \cdots \times G_{n}$
, there exists an identity neighborhood
$V_{K}$
such that
$V_{K}\cap \unicode[STIX]{x1D6E4}=\{1\}$
for every
$K$
-cocompact discrete subgroup
$\unicode[STIX]{x1D6E4}\leqslant G$
with
$p_{i}(\unicode[STIX]{x1D6E4})$
dense in
$G_{i}$
for all
$i$
.
Given a compactly generated tdlc group
$G$
and a compact open subgroup
$U$
, any
$K$
-cocompact subgroup acts with at most
$r$
orbits on
$G/U$
, where
$r=|KU/U|$
. Conversely, for every
$r>0$
there is a compact subset
$K\subset G$
such that any subgroup of
$G$
acting with at most
$r$
orbits on
$G/U$
is
$K$
-cocompact (see Lemma 3.3 below).
For a discrete subgroup, the condition of
$K$
-cocompactness may be viewed as an upper bound on the covolume. However, that condition is generally strictly stronger than being cocompact and of covolume bounded above: indeed, Bass–Kulkarni have shown in [Reference Bass and KulkarniBK90, Theorem 7.1(b), 7.19–7.20] that for
$d\geqslant 5$
, the group
$\operatorname{Aut}(T_{d})$
contains an infinite family
$(\unicode[STIX]{x1D6E4}_{k})$
of cocompact lattices of constant covolume, and such that the number of vertex orbits of
$\unicode[STIX]{x1D6E4}_{k}$
tends to infinity with
$k$
. In particular, there does not exist any compact subset
$K\subset \operatorname{Aut}(T_{d})$
such that
$\unicode[STIX]{x1D6E4}_{k}$
is
$K$
-cocompact for all
$k$
.
We do not know whether there could exist a neighborhood of the identity as in the conclusion of Theorem B that is actually independent of
$K$
(Question 5.1 below). See [Reference MargulisMar91, Conjecture (B), IX.4.21] for a related conjecture in the case of semisimple groups.
Using Serre’s covolume formula, Theorem B implies that the set of covolumes of
$K$
-cocompact lattices with dense projections in
$G$
is finite (see Theorem 5.10 below). As mentioned above, in the classical case of semisimple Lie groups, the combination of the Kazhdan–Margulis theorem with local rigidity of lattices yields a much stronger finiteness statement, due to Wang [Reference WangWan72]. A very general version of the local rigidity of cocompact lattices has recently been established by Gelander–Levit [Reference Gelander and LevitGL18]. Using their results, we establish the following.
Theorem C (See Theorem 5.12).
Let
$G_{1},\ldots ,G_{n}$
be non-discrete, compactly presented, quasi just-non-compact tdlc groups. For every compact subset
$K\subset G=G_{1}\times \cdots \times G_{n}$
, the set of
$K$
-cocompact discrete subgroups
$\unicode[STIX]{x1D6E4}\leqslant G$
with
$p_{i}(\unicode[STIX]{x1D6E4})$
dense in
$G_{i}$
for all
$i$
is contained in a union of finitely many
$\operatorname{Aut}(G)$
-orbits.
The hypothesis of compact presentability of the factors is needed to invoke the suitable local rigidity results from [Reference Gelander and LevitGL18].
1.2 Discrete groups acting on products of graphs
A natural setting in which the previous results find applications is the study of lattices in products of trees, and more generally products of automorphism groups of graphs, with restricted local action. The investigation of such lattices was pioneered by Burger–Mozes [Reference Burger and MozesBM00a, Reference Burger and MozesBM00b].
Let
$X$
be a connected graph. Given
$G\leqslant \operatorname{Aut}(X)$
, a vertex
$x\in VX$
and an integer
$\ell \geqslant 0$
, we denote by
$G_{x}^{[\ell ]}$
the pointwise stabilizer of the
$\ell$
-ball around
$x$
. Thus,
$G_{x}^{[0]}=G_{x}$
is simply the stabilizer of
$x$
. We also denote by
$X(x)$
the vertices at distance
$1$
from
$x$
and by
$G_{x}^{X(x)}$
the permutation group induced by the action of the stabilizer
$G_{x}$
on
$X(x)$
. As an abstract group, it is isomorphic to
$G_{x}/G_{x}^{[1]}$
. We call
$G_{x}^{X(x)}$
the local action of
$G$
at
$x$
.
We recall that a permutation group
$L$
of a set
$\unicode[STIX]{x1D6FA}$
is primitive if the only
$L$
-invariant partitions of
$\unicode[STIX]{x1D6FA}$
are the trivial ones. The group
$L$
is quasi-primitive if it is transitive and the only intransitive normal subgroup is trivial, and semiprimitive if it is transitive and every intransitive normal subgroup acts freely. Primitive groups are quasi-primitive, and quasi-primitive groups are semiprimitive.
As observed by Burger–Mozes [Reference Burger and MozesBM00a, Proposition 1.2.1], quasi just-non-compact groups appear naturally in the context of automorphism groups of connected graphs with quasi-primitive local actions. More generally, given a connected locally finite graph
$X$
, any closed subgroup
$G\leqslant \operatorname{Aut}(X)$
with semiprimitive local action is quasi just-non-compact; see Proposition 6.7 below. Therefore, Theorems A, B and C can be applied to cocompact lattices with dense projections in a product of automorphism groups of connected graphs with semiprimitive local actions. In particular, Theorems A, B and C have the following direct consequence.
Corollary D. Let
$X_{1},\ldots ,X_{n}$
be connected locally finite graphs and, for each
$i$
, let
$G_{i}\leqslant \operatorname{Aut}(X_{i})$
be a non-discrete closed subgroup with semiprimitive local action. Let
$G=G_{1}\times \cdots \times G_{n}$
.
(A) For every cocompact lattice
$\unicode[STIX]{x1D6E4}\leqslant G$
such that
$p_{i}(\unicode[STIX]{x1D6E4})$
is dense in
$G_{i}$
for all
$i$
, the set of discrete subgroups of
$G$
containing
$\unicode[STIX]{x1D6E4}$
is finite.(B) For each
$r>0$
, there exists a constant
$c=c(r)$
such that for every cocompact lattice
$\unicode[STIX]{x1D6E4}\leqslant G$
with at most
$r$
orbits on
$\prod VX_{i}$
and such that
$p_{i}(\unicode[STIX]{x1D6E4})$
is dense in
$G_{i}$
for all
$i$
, we have
$\unicode[STIX]{x1D6E4}_{x}^{[c]}=\{1\}$
for every vertex
$x\in \prod VX_{i}$
.(C) Assume that
$X_{i}$
is coarsely simply connected for all
$i$
(e.g. if
$X_{i}$
is a tree) and let
$r>0$
. Then there is, up to the action of
$\operatorname{Aut}(G)$
, only finitely many cocompact lattices
$\unicode[STIX]{x1D6E4}\leqslant G$
with at most
$r$
orbits on
$\prod VX_{i}$
and such that
$p_{i}(\unicode[STIX]{x1D6E4})$
is dense in
$G_{i}$
for all
$i$
.
Statement (A) extends the main result of [Reference Burger and MozesBM14] from quasi-primitive local actions of almost simple type to arbitrary semiprimitive local actions. As before, Serre’s covolume formula immediately implies that, for a fixed
$r>0$
, the set of covolumes of lattices as in (B) is a finite set. Hence, Statement (B) provides a partial answer to [Reference Burger and MozesBM14, Question 1.2].
Our tools can also be used to study discrete subgroups
$\unicode[STIX]{x1D6E4}\leqslant \operatorname{Aut}(X_{1})\times \cdots \times \operatorname{Aut}(X_{n})$
with semiprimitive local action on each factor, without assuming that the closure of the projection
$p_{i}(\unicode[STIX]{x1D6E4})\leqslant \operatorname{Aut}(X_{i})$
is a fixed closed subgroup
$G_{i}$
. In particular, we prove the following.
Theorem E. Let
$n\geqslant 1$
and, for each
$i=1,\ldots ,n$
, let
$T_{i}$
be a regular locally finite tree of degree
${\geqslant}3$
. There is, up to conjugation, only finitely many vertex-transitive discrete subgroups
$\unicode[STIX]{x1D6E4}\leqslant \operatorname{Aut}(T_{1})\times \cdots \times \operatorname{Aut}(T_{n})$
whose local action on
$T_{i}$
is
$2$
-transitive for all
$i$
.
Note that, while the hypotheses of Corollary D imply that the number
$n$
of factors is at least two, the case
$n=1$
is allowed and meaningful in Theorem E: in that case, the result is due to Trofimov–Weiss [Reference Trofimov and WeissTW95, Theorem 1.4] and relies on the classification of the finite simple groups. Our proof of Theorem E consists of a reduction from the case
$n>1$
to the case of a single factor.
Recall that a conjecture of Weiss [Reference WeissWei78, Conjecture 3.12] predicts that the conclusion of Theorem E with
$n=1$
holds for discrete groups with primitive local actions. Although it is still open in full generality, several cases of the conjecture are now known to be true (see § 6.3 for details). Our results in § 6 provide a reduction from the case of
$n$
factors to the case of a single factor; see Theorem 6.8. In particular, we provide a partial solution to a conjecture due to Glasner [Reference GlasnerGla03, Conjecture 1.5].
In the rest of the introduction, we discuss some of the proof ingredients of the results presented above.
1.3 A substitute for a theorem of Zassenhaus
For a locally compact group
$G$
, we write
$\mathbf{Sub}(G)$
for the space of closed subgroups of
$G$
. Endowed with the Chabauty topology [Reference ChabautyCha50], the space
$\mathbf{Sub}(G)$
is compact.
It is a classical fact that a connected Lie group can be approximated by its discrete subgroups in the Chabauty topology only if it is nilpotent [Reference KuranishiKur51]. In particular, a non-compact simple Lie group
$G$
cannot be approximated by discrete subgroups. Actually in this setting
$G$
is an isolated point in
$\mathbf{Sub}(G)$
[Reference GelanderGel18, Proposition 13.6]. This is no longer true for compactly generated simple tdlc groups. For example, the group
$\operatorname{Aut}(T)^{+}$
of automorphisms of a regular tree
$T$
can be approximated by proper subgroups. An explicit sequence of subgroups approximating
$\operatorname{Aut}(T)^{+}$
may be found within the family of groups constructed by Radu in [Reference RaduRad17] (see the appendix in [Reference Caprace and RaduCR19]).
The proofs of Theorems A, B and C are based on a study of the collection
${\mathcal{L}}_{K}$
of all
$K$
-cocompact discrete subgroups
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
with dense projections in a product of quasi just-non-compact groups. A key point that we establish is the fact that
${\mathcal{L}}_{K}$
is a closed subset of
$\mathbf{Sub}(G)$
and is therefore compact (see Theorem 5.2 below). An important ingredient of independent interest in the proof of Theorem 5.2 is the following result, which provides sufficient conditions for a non-discrete, compactly generated, quasi just-non-compact tdlc group to be isolated from the set of its discrete subgroups in the Chabauty topology.
Theorem F. Let
$G$
be a non-discrete, compactly generated, quasi just-non-compact tdlc group. If an open subgroup of finite index in
$G$
is a Chabauty limit of a sequence of discrete subgroups of
$G$
, then there are a prime
$p$
and a compact open subgroup
$V\leqslant G$
such that
$V$
is a pro-
$p$
group that is not topologically finitely generated.
That result may be interpreted as an analogue of the classical result of Zassenhaus ensuring that every Lie group
$G$
has an identity neighborhood
$U$
such that for each discrete subgroup
$\unicode[STIX]{x1D6E4}\leqslant G$
, the intersection
$\unicode[STIX]{x1D6E4}\,\cap \,U$
is contained in a connected nilpotent Lie subgroup of
$G$
(see [Reference ZassenhausZas38] and [Reference RaghunathanRag72, Theorem 8.16]). The proof of Theorem F relies in an essential way on results from [Reference Caprace, Reid and WillisCRW17] and [Reference Caprace, Reid and WesolekCRW19] on the structure of tdlc groups and their locally normal subgroups. It is also inspired by the proof of the Thompson–Wielandt theorem in finite group theory and its variants for discrete automorphism groups of graphs with primitive local action (see e.g. [Reference Burger and MozesBM00a, Theorem 2.1.1]).
1.4 Chabauty neighborhoods of lattices in Kazhdan groups
The proof of Theorem A in the case of non-uniform lattices in Kazhdan groups also relies on Chabauty considerations and essentially splits into two parts. The first one is similar to the aforementioned Theorem 5.2 and consists in proving that, in the setting of Theorem A, the collection of discrete subgroups of
$G$
containing a non-uniform lattice
$\unicode[STIX]{x1D6E4}$
is Chabauty closed (see Proposition 5.9). The second one is given by the following additional result, which is of independent interest.
Theorem G. Let
$G$
be a locally compact group with Kazhdan’s property (T) such that the amenable radical
$R(G)$
is discrete. Then the set of lattices in
$G$
forms an open subset of the Chabauty space
$\mathbf{Sub}(G)$
. More precisely, for any lattice
$\unicode[STIX]{x1D6E4}\leqslant G$
, there is an identity neighborhood
$U$
in
$G$
such that the set of those lattices
$\unicode[STIX]{x1D6EC}\leqslant G$
with
$\unicode[STIX]{x1D6EC}\cap U=\{1\}$
is a neighborhood of
$\unicode[STIX]{x1D6E4}$
in
$\mathbf{Sub}(G)$
.
The proof uses an important continuity property of induction of unitary representations, due to Fell [Reference FellFel64], which implies that the set of closed subgroups of finite covolume in a second countable locally compact group with property (T) is Chabauty open (see Theorem A.1).
1.5 Irreducibility
Another important point in the proofs of Theorems A, B and C is the notion of irreducibility for lattices in products. While the density of the projections of a lattice in a product of two non-discrete factors can be viewed as a condition of irreducibility, this is no longer the case for a product of
$n>2$
factors. Indeed, a lattice
$\unicode[STIX]{x1D6E4}$
in a product of four factors
$G_{1}\times \cdots \times G_{4}$
can have dense projections and be the direct product of two subgroups, which are respectively lattices in
$G_{1}\times G_{2}$
and
$G_{3}\times G_{4}$
. Since that issue is directly relevant to the proofs of the results above in case of more than two factors, we take this opportunity to identify various possible definitions of irreducibility for lattices in products and clarify the logical relations between them.
Consider again a product group
$G=G_{1}\times \cdots \times G_{n}$
. For
$\unicode[STIX]{x1D6F4}\subseteq \{1,\ldots ,n\}$
, we denote the associated subproduct by
$G_{\unicode[STIX]{x1D6F4}}=\prod _{j\in \unicode[STIX]{x1D6F4}}G_{j}$
. We denote by
$p_{\unicode[STIX]{x1D6F4}}:G\rightarrow G_{\unicode[STIX]{x1D6F4}}$
the projection on
$G_{\unicode[STIX]{x1D6F4}}$
. We identify
$G_{\unicode[STIX]{x1D6F4}}$
with its natural image in
$G$
. When
$\unicode[STIX]{x1D6F4}=\{i\}$
is a singleton, the projection to
$G_{i}$
is denoted by
$p_{i}$
, as above.
Assume now that
$G_{1},\ldots ,G_{n}$
are non-discrete locally compact groups and let
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a lattice. Each of the following conditions may be seen as expressing the fact that
$\unicode[STIX]{x1D6E4}$
is irreducible.
(Irr0) For every partition
$\unicode[STIX]{x1D6F1}\cup \unicode[STIX]{x1D6F4}=\{1,\ldots ,n\}$
with
$\unicode[STIX]{x1D6F1},\unicode[STIX]{x1D6F4}\neq \varnothing$
, the subgroup
$(G_{\unicode[STIX]{x1D6F1}}\cap \unicode[STIX]{x1D6E4})(G_{\unicode[STIX]{x1D6F4}}\cap \unicode[STIX]{x1D6E4})$
is of infinite index in
$\unicode[STIX]{x1D6E4}$
.(Irr1) For every
$\unicode[STIX]{x1D6F4}\subsetneq \{1,\ldots ,n\}$
, the projection
$p_{\unicode[STIX]{x1D6F4}}:\unicode[STIX]{x1D6E4}\rightarrow G_{\unicode[STIX]{x1D6F4}}$
has dense image.
(1rr1’) For every
$\unicode[STIX]{x1D6F4}\subsetneq \{1,\ldots ,n\}$
, the closure of the image of
$p_{\unicode[STIX]{x1D6F4}}:\unicode[STIX]{x1D6E4}\rightarrow G_{\unicode[STIX]{x1D6F4}}$
contains
$\prod _{i\in \unicode[STIX]{x1D6F4}}G_{i}^{+}$
, where
$G_{i}^{+}$
is a non-discrete closed cocompact normal subgroup of
$G_{i}$
.
(Irr2) For every non-empty
$\unicode[STIX]{x1D6F4}\subseteq \{1,\ldots ,n\}$
, the projection
$p_{\unicode[STIX]{x1D6F4}}:\unicode[STIX]{x1D6E4}\rightarrow G_{\unicode[STIX]{x1D6F4}}$
is injective. Equivalently,
$p_{i}:\unicode[STIX]{x1D6E4}\rightarrow G_{i}$
is injective for every
$i$
.(Irr3) For every non-empty
$\unicode[STIX]{x1D6F4}\subsetneq \{1,\ldots ,n\}$
, the projection
$p_{\unicode[STIX]{x1D6F4}}:\unicode[STIX]{x1D6E4}\rightarrow G_{\unicode[STIX]{x1D6F4}}$
has a non-discrete image.(Irr4) If a subgroup
$\unicode[STIX]{x1D6EC}\leqslant \unicode[STIX]{x1D6E4}$
is isomorphic to a direct product of two non-trivial groups, then the index
$|\unicode[STIX]{x1D6E4}:\unicode[STIX]{x1D6EC}|$
is infinite.
As mentioned above, when
$n=2$
, it is customary to adopt the condition (Irr1) as the definition of the irreducibility of
$\unicode[STIX]{x1D6E4}$
. In his book [Reference MargulisMar91], Margulis studied the case where each factor is an absolutely almost simple algebraic group
$\mathbf{G}_{i}$
over a non-discrete locally compact field
$k_{i}$
. In that context, he adopted the condition (Irr0) as the definition of the irreducibility of
$\unicode[STIX]{x1D6E4}$
(see [Reference MargulisMar91, Definition II.6.5]). Using [Reference MargulisMar91, Theorem II.6.7] and [Reference MargulisMar91, Theorem IV.4.10], if follows that if
$\mathbf{G}_{i}$
is adjoint and of
$k_{i}$
-rank
${\geqslant}1$
, then the irreducibility conditions (Irr0), (Irr1
′
), (Irr2), (Irr3) and (Irr4) are all equivalent. The conditions (Irr1)–(Irr4) were considered in [Reference Caprace and MonodCM12 , §2.B]. Under the hypothesis that each
$G_{i}$
is an isometry group of a proper CAT(
$0$
) space satisfying suitable natural conditions, it was shown in [Reference Caprace and MonodCM12, Proposition 2.2] that (Irr2)
$\Rightarrow$
(Irr3)
$\Rightarrow$
(Irr4), while the implication (Irr4)
$\Rightarrow$
(Irr2) generally fails in that context.
The following result shows how those conditions relate to one another in case of compactly generated quasi just-non-compact groups.
Theorem H. Let
$G_{1},\ldots ,G_{n}$
be non-discrete, compactly generated, tdlc groups and
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a cocompact lattice such that
$p_{i}:\unicode[STIX]{x1D6E4}\rightarrow G_{i}$
has dense image for every
$i=1,\ldots ,n$
.
(i) If
$G_{i}$
is quasi just-non-compact for all
$i$
, then 
(ii) If
$G_{i}$
is just-non-compact for all
$i$
, then 
(iii) If every finite index open subgroup of
$G_{i}$
is just-non-compact for all
$i$
, then
We make several comments about the statement.
(1) Every non-discrete, compactly generated, quasi just-non-compact tdlc group
$G$
has a smallest cocompact normal subgroup, denoted by
$G^{(\infty )}$
; it is non-discrete and coincides with the intersection of all finite index open subgroups of
$G$
(see Proposition 2.9). Thus,
$G_{i}^{+}$
may be replaced by
$G_{i}^{(\infty )}$
in (Irr1
′
) when
$G_{i}$
is quasi just-non-compact.(2) Among the above implications, (Irr3)
$\Rightarrow$
(Irr1
′
) is the most significant one. Together with (Irr1
′
)
$\Rightarrow$
(Irr2), they are the only ones where the assumption that the factors are (quasi) just-non-compact is crucially used. We refer to § 4.2 for more precise information on the logical relations amongst the conditions (Irr0)–(Irr4) under weaker assumptions on the factors.(3) The implication (Irr0)
$\Rightarrow$
(Irr2) in statement (i) does not hold. Explicit examples show that a cocompact lattice
$\unicode[STIX]{x1D6E4}$
with dense projections in a product of quasi just-non-compact groups may fail to satisfy (Irr2) (see [Reference Burger and MozesBM00b] and [Reference Caprace and MonodCM12]). Such lattices are usually not residually finite (see [Reference Caprace and MonodCM12, Proposition 2.5], [Reference Caprace and WesolekCW18, §5.4] and Corollary 4.15 below). See also Corollary 4.16 for conditions that are equivalent to (Irr2) in the context of Theorem H(i).(4) Notice that (Irr4) can be viewed as a condition involving all finite index subgroups of
$\unicode[STIX]{x1D6E4}$
. It is thus not surprising that its equivalence with the other irreducibility conditions requires a hypothesis on
$G$
that is robust enough to be inherited by the finite index open subgroups of
$G$
.(5) The hypothesis of cocompactness of
$\unicode[STIX]{x1D6E4}$
in Theorem H and its corollaries is only used to ensure that the intersection of
$\unicode[STIX]{x1D6E4}$
with suitable open subgroups of
$G$
is finitely generated. Those statements remain true for non-uniform lattices if one assumes in addition that
$G$
has Kazhdan’s property (T); see Propositions 4.2 and 4.6 and Remark 4.12 for appropriate modifications in the proofs.(6) The Bader–Shalom normal subgroup theorem [Reference Bader and ShalomBS06] deals with irreducible lattices in products of just-non-compact groups. Combining Theorem H with their result, we shall establish a version of the normal subgroup theorem for lattices in products of quasi just-non-compact groups; see Corollary 4.16 below.
A simple decomposition process allows us, given a lattice
$\unicode[STIX]{x1D6E4}$
with dense projections in a product of quasi just-non-compact groups, to decompose
$\unicode[STIX]{x1D6E4}$
(up to passing to a finite index overgroup) as a product of factors all satisfying the irreducibility condition (Irr3) (see Corollary 4.13). Theorem H then ensures that each piece also satisfies (Irr0) and (Irr1
′
). As a by-product, we obtain the following supplementary result for lattices in the product of three quasi just-non-compact tdlc groups.
Corollary I. Let
$G_{1},G_{2},G_{3}$
be non-discrete, compactly generated, quasi just-non-compact tdlc groups. Let
$\unicode[STIX]{x1D6E4}\leqslant G_{1}\times G_{2}\times G_{3}$
be a cocompact lattice such that
$p_{i}:\unicode[STIX]{x1D6E4}\rightarrow G_{i}$
has dense image for
$i=1,2,3$
. Then the equivalent conditions (Irr0), (Irr1
′
) and (Irr3) from Theorem H(i) are automatically satisfied.
Organization
Section 2 contains preliminary results about general compactly generated tdlc groups, with a special emphasis on quasi just-non-compact groups in § 2.3.
In § 3 we study Chabauty approximations of non-discrete, compactly generated, quasi just-non-compact tdlc groups and prove Theorem F. This section, notably § 3.1, also contains preliminary results that are used in later sections.
Section 4 deals with the aforementioned irreducibility conditions for lattices in products and contains the proofs of Theorem H and Corollary I. An important ingredient for these proofs is Proposition 4.6.
The main task of § 5 is to prove Theorem 5.2, which is the key intermediate step in the proofs of Theorems A, B and C. The proof of Theorem 5.2 relies on all the previous sections and notably on Proposition 4.6.
Section 6 is concerned with discrete groups acting on products of graphs with semiprimitive local action on each factor and contains the proof of Corollary D. We also prove additional results, namely Theorem 6.8 and Corollary 6.10, from which we deduce Theorem E.
Finally, the proof of Theorem G, which is used in § 5 in the proof of Theorem A in the case of Kazhdan groups, is presented in an appendix.
2 On the structure of tdlc groups
2.1 Preliminaries
A locally compact group
$G$
is residually discrete if the intersection of all open normal subgroups of
$G$
is trivial. We will invoke the following result from [Reference Caprace and MonodCM11, Corollary 4.1].
Proposition 2.1. A compactly generated locally compact group
$G$
is residually discrete if and only if the compact open normal subgroups form a basis of identity neighborhoods in
$G$
.
The following result is a direct consequence of a very general result due to Reid [Reference ReidRei18, Theorem G]. We provide a direct proof for the reader’s convenience.
Proposition 2.2. Let
$G$
be a compactly generated locally compact group with a discrete normal subgroup
$N$
such that
$G/N$
has a basis of identity neighborhoods consisting of compact open normal subgroups. Then
$G$
also has this property.
Proof. If this is not the case, then we may find a compact open subgroup
$U$
such that
$U\cap N=1$
and
$U$
contains no open normal subgroup of
$G$
. Note that this implies in particular that
$G$
is not discrete.
Let
$K$
be the normal core of
$U$
in
$G$
and
$\unicode[STIX]{x1D70B}:G\rightarrow G/K$
the quotient map. Note that
$\unicode[STIX]{x1D70B}(U)$
is a compact open subgroup of
$\unicode[STIX]{x1D70B}(G)$
that contains no non-trivial normal subgroup of
$\unicode[STIX]{x1D70B}(G)$
. Moreover, the group
$\unicode[STIX]{x1D70B}(G)$
admits
$\unicode[STIX]{x1D70B}(N)$
as a discrete normal subgroup, and the quotient
$\unicode[STIX]{x1D70B}(G)/\unicode[STIX]{x1D70B}(N)\simeq G/KN$
has a basis of identity neighborhoods consisting of compact open normal subgroups, since it is a quotient of
$G/N$
. So, in order to obtain our contradiction, we may assume that
$K=1$
.
Consider the family
${\mathcal{F}}$
of open normal subgroups of
$G$
containing
$N$
. By Proposition 2.5 in [Reference Caprace and MonodCM11], the group
$\bigcap _{{\mathcal{F}}}M$
intersects
$U$
non-trivially. But the assumption on
$G/N$
implies that the subgroup
$\bigcap _{{\mathcal{F}}}M$
is equal to
$N$
. So, we obtain that
$U\cap N$
is non-trivial, which is our contradiction.◻
A locally compact group is locally elliptic if every compact subset is contained in a compact subgroup, and the locally elliptic radical is the largest normal subgroup that is locally elliptic. The polycompact radical
$W(G)$
of a locally compact group
$G$
is the union of all compact normal subgroups of
$G$
. As observed by Tits, the subgroup
$W(G)$
is not necessarily closed in
$G$
. The examples given in [Reference TitsTit64, Proposition 3] are such that every compact normal subgroup is finite, but the subgroup that they generate is a proper dense subgroup. However, when
$G$
is compactly generated,
$W(G)$
is a closed subgroup of
$G$
: see [Reference CornulierCor15, Theorem 1.2] and references given there, notably [Reference TrofimovTro85]. In particular, for a compactly generated group, the property that
$W(G)$
is discrete, considered repeatedly in the article, is equivalent to the property that every compact normal subgroup of
$G$
is finite.
The following fact will be used repeatedly.
Proposition 2.3. Let
$G$
be a locally compact group and
$H$
a cocompact closed subgroup. Then every compact normal subgroup of
$H$
is contained in a compact normal subgroup of
$G$
.
Proof. By [Reference CornulierCor15, Proposition 2.7], every compact normal subgroup
$K$
of
$H$
is contained in the polycompact radical
$W(G)$
. By definition, the polycompact radical is a subgroup of the locally elliptic radical (see [Reference CornulierCor15, Proposition 2.4(6)]). Since the normalizer of
$K$
in
$G$
contains
$H$
, and is thus cocompact in
$G$
, it follows that the union
$X$
of the conjugacy classes of elements of
$K$
is a compact subset of
$G$
. Since
$X$
is contained in the locally elliptic radical of
$G$
, it follows that the closed subgroup generated by
$X$
is compact. This subgroup is also normal in
$G$
and contains
$K$
, hence the statement.◻
Following Burger–Mozes, the quasi-center of a locally compact group
$G$
is the set
$\text{QZ}(G)$
of those elements whose centralizer is open. The quasi-center is a (possibly non-closed) topologically characteristic subgroup of
$G$
containing all discrete normal subgroups. Recall that a subgroup is topologically characteristic if it is invariant by all topological group automorphisms.
Proposition 2.4. Let
$G$
be a compactly generated tdlc group and
$\unicode[STIX]{x1D6E4}$
a cocompact lattice in
$G$
. Then there exists a compact normal subgroup
$K\lhd G$
such that
$K\unicode[STIX]{x1D6E4}\cap N_{G}(\unicode[STIX]{x1D6E4})$
has finite index in
$N_{G}(\unicode[STIX]{x1D6E4})$
.
Proof. The subgroup
$\unicode[STIX]{x1D6E4}$
is cocompact in the compactly generated group
$G$
, so
$\unicode[STIX]{x1D6E4}$
is finitely generated. Since
$\unicode[STIX]{x1D6E4}$
is a discrete normal subgroup of
$N_{G}(\unicode[STIX]{x1D6E4})$
,
$\unicode[STIX]{x1D6E4}$
lies in the quasi-center of
$N_{G}(\unicode[STIX]{x1D6E4})$
, i.e. every element of
$\unicode[STIX]{x1D6E4}$
centralizes an open subgroup of
$N_{G}(\unicode[STIX]{x1D6E4})$
. But, since
$\unicode[STIX]{x1D6E4}$
is finitely generated, it follows that the centralizer
$C_{G}(\unicode[STIX]{x1D6E4})$
is open in
$N_{G}(\unicode[STIX]{x1D6E4})$
. If
$U$
is a compact open subgroup of
$N_{G}(\unicode[STIX]{x1D6E4})$
centralized by
$\unicode[STIX]{x1D6E4}$
, then
$U\unicode[STIX]{x1D6E4}$
is a subgroup that is open and cocompact in
$N_{G}(\unicode[STIX]{x1D6E4})$
, since
$\unicode[STIX]{x1D6E4}$
is cocompact in
$G$
. Therefore,
$U\unicode[STIX]{x1D6E4}$
has finite index in
$N_{G}(\unicode[STIX]{x1D6E4})$
. Now the compact subgroup
$U$
has a cocompact normalizer in
$G$
, so it follows from Proposition 2.3 that
$U$
is contained in a compact normal subgroup
$K$
of
$G$
, and
$K\unicode[STIX]{x1D6E4}$
indeed contains a finite index subgroup of
$N_{G}(\unicode[STIX]{x1D6E4})$
.◻
Proposition 2.4 has the following consequence.
Corollary 2.5. Let
$G$
be a compactly generated tdlc group with a discrete polycompact radical. Then every cocompact lattice
$\unicode[STIX]{x1D6E4}\leqslant G$
has finite index in its normalizer
$N_{G}(\unicode[STIX]{x1D6E4})$
.
Proof. Let
$K$
be as in the conclusion of Proposition 2.4. Since
$G$
has a discrete polycompact radical, the subgroup
$K$
must be finite and it follows that
$\unicode[STIX]{x1D6E4}$
has finite index in
$K\unicode[STIX]{x1D6E4}\cap N_{G}(\unicode[STIX]{x1D6E4})$
. Since
$K\unicode[STIX]{x1D6E4}\cap N_{G}(\unicode[STIX]{x1D6E4})$
has finite index in
$N_{G}(\unicode[STIX]{x1D6E4})$
, the conclusion follows.◻
The special case of the following result when
$G$
is topologically simple is due to Barnea–Ershov–Weigel [Reference Barnea, Ershov and WeigelBEW11, Theorem 4.8]. Recall that a group
$G$
is topologically characteristically simple if the only closed topologically characteristic subgroups of
$G$
are the trivial ones.
Proposition 2.6. Let
$G$
be a non-discrete, non-compact, compactly generated tdlc group that is topologically characteristically simple. Then
$\text{QZ}(G)=\{1\}=W(G)$
.
Proof. The polycompact radical
$W(G)$
is a topologically characteristic subgroup. Assume that it is non-trivial. Thus, it is dense by hypothesis. Since
$G$
is compactly generated, the radical
$W(G)$
is closed by [Reference CornulierCor15, Theorem 1.2], so
$G=W(G)$
. Since the polycompact radical is a subgroup of the locally elliptic radical (see [Reference CornulierCor15, Proposition 2.4(6)]), it follows that
$G$
is locally elliptic. Since
$G$
is compactly generated, this implies that
$G$
is compact, contradicting the hypotheses. Hence,
$W(G)=\{1\}$
.
We next observe that the quasi-center is also a topologically characteristic subgroup. Assume that
$\text{QZ}(G)$
is non-trivial. Thus, it is dense by hypothesis. It then follows from [Reference Caprace and MonodCM11, Proposition 4.3] that the compact open normal subgroups of
$G$
form a basis of identity neighborhoods. In particular,
$W(G)$
is dense, contradicting the first part of the proof.◻
2.2 Monolithic and just-non-compact groups
A locally compact group
$G$
is monolithic if the intersection of all non-trivial closed normal subgroups is itself non-trivial. That intersection is then called the monolith of
$G$
, denoted by
$\text{Mon}(G)$
. Clearly, every non-trivial minimal closed normal subgroup in a locally compact group must be topologically characteristically simple. Thus, a source of groups to which Proposition 2.6 applies is given by the monolith of a compactly generated tdlc group, provided this monolith is cocompact.
The following consequence of [Reference Caprace and MonodCM11, Theorem E] clarifies the link between monolithic groups with a cocompact monolith and just-non-compact groups. A locally compact group is called hereditarily just-non-compact if every finite index open subgroup is just-non-compact.
Proposition 2.7. Let
$G$
be a compactly generated non-discrete tdlc group.
(i)
$G$
is just-non-compact if and only if
$G$
is monolithic with a non-discrete cocompact monolith. In particular, if
$G$
is just-non-compact, then
$\text{QZ}(G)=1$
.(ii)
$G$
is hereditarily just-non-compact if and only if
$G$
is monolithic with a non-discrete cocompact topologically simple monolith.
Proof. For both (i) and (ii), the ‘only if’ implications follow from [Reference Caprace and MonodCM11, Theorem E]. Conversely, if
$G$
is compactly generated and monolithic such that
$\text{Mon}(G)$
is cocompact, then, by the definition of monolithicity, every non-trivial closed normal subgroup of
$G$
contains
$\text{Mon}(G)$
and is thus cocompact in
$G$
. Moreover,
$G$
cannot be compact, since a compact tdlc group is profinite, hence residually finite, and can thus not be monolithic. Thus, the condition of part (i) is indeed sufficient. The fact that
$G$
has trivial quasi-center then follows from Proposition 2.6.
Assume now that
$G$
is compactly generated and monolithic such that
$\text{Mon}(G)$
is cocompact and topologically simple. Let
$H$
be an open subgroup of finite index in
$G$
. Then
$H$
contains an open normal subgroup of finite index in
$G$
; in particular,
$H$
contains
$\text{Mon}(G)$
. Given a non-trivial closed normal subgroup
$N$
of
$H$
,
$N\cap \text{Mon}(G)$
is normal in
$\text{Mon}(G)$
. Since the latter is topologically simple by hypothesis, we have
$N\geqslant \text{Mon}(G)$
or
$N\cap \text{Mon}(G)=1$
. In the latter case we deduce that
$N\leqslant \text{C}_{G}(\text{Mon}(G))$
. That centralizer is thus a non-trivial closed normal subgroup of
$G$
. It must contain
$\text{Mon}(G)$
by definition. This implies that
$\text{Mon}(G)$
is self-centralizing and hence abelian. This contradicts the hypothesis that
$\text{Mon}(G)$
is topologically simple and non-discrete. We conclude that
$N\geqslant \text{Mon}(G)$
. Thus, every non-trivial closed normal subgroup of
$H$
contains
$\text{Mon}(G)$
and is thus cocompact. This proves that
$G$
is hereditarily just-non-compact, as required.◻
2.3 Quasi just-non-compact groups
Definition 2.8. Let
$G$
be a locally compact group. We say that
$G$
is quasi just-non-compact if
$G$
is non-compact and every closed normal subgroup of
$G$
is either discrete or cocompact.
Following [Reference Burger and MozesBM00a], for a tdlc group
$G$
, we denote by
$G^{(\infty )}$
the intersection of all finite index open subgroups of
$G$
. The subgroup
$G^{(\infty )}$
is closed and topologically characteristic in
$G$
and coincides with the intersection of all closed cocompact normal subgroups of
$G$
.
Proposition 2.9. Let
$G$
be a non-discrete compactly generated tdlc group. The following are equivalent:
(i)
$G$
is quasi just-non-compact;(ii)
$\text{QZ}(G)$
is a discrete non-cocompact subgroup of
$G$
,
$G^{(\infty )}$
is a non-discrete cocompact subgroup of
$G$
and every closed normal subgroup of
$G$
is either contained in
$\text{QZ}(G)$
or contains
$G^{(\infty )}$
.
If those conditions hold, then
$G/\text{QZ}(G)$
is just-non-compact.
Proof. That (ii) implies (i) is clear by observing that non-discreteness of
$G^{(\infty )}$
implies that
$G$
cannot be compact. We show that (i) implies (ii). Assume for contradiction that
$\text{QZ}(G)$
is not discrete. Then by the assumption that
$G$
is quasi just-non-compact, the subgroup
$H=\overline{\text{QZ}(G)}$
is cocompact in
$G$
. According to [Reference Caprace and MonodCM11, Proposition 4.3],
$H$
admits a compact open normal subgroup
$U$
, which by Proposition 2.3 must be contained in a compact normal subgroup of
$G$
. Since every compact normal subgroup of
$G$
is finite, it follows that
$U$
is finite and
$H$
is discrete. So,
$\text{QZ}(G)$
was actually discrete.
Observe that since
$G$
is quasi just-non-compact and non-discrete, an open normal subgroup of
$G$
necessarily has finite index in
$G$
. It follows that
$G^{(\infty )}$
coincides with the intersection of all open normal subgroups of
$G$
, i.e.
$G/G^{(\infty )}$
is a residually discrete group. Therefore, by Proposition 2.1, the group
$G/G^{(\infty )}$
admits a basis of identity neighborhoods consisting of compact open normal subgroups. If
$G^{(\infty )}$
is discrete, then it follows from Proposition 2.2 that
$G$
admits compact open normal subgroups. These are necessarily finite by (i) and it follows that
$G$
is discrete, which is a contradiction. So,
$G^{(\infty )}$
cannot be discrete and hence
$G^{(\infty )}$
is cocompact in
$G$
. To obtain (ii), it only remains to observe that
$\text{QZ}(G)$
cannot be cocompact, since otherwise it would contain
$G^{(\infty )}$
, which would therefore be discrete, which is a contradiction.
Finally, if
$N$
is a closed normal subgroup of
$G$
containing
$\text{QZ}(G)$
properly, then
$N$
contains
$G^{(\infty )}$
, so
$N$
is cocompact in
$G$
. Thus,
$N/\text{QZ}(G)$
is cocompact in
$G/\text{QZ}(G)$
, thereby confirming that
$G/\text{QZ}(G)$
is just-non-compact.◻
More information on the structure of compactly generated just-non-compact groups (and hence of quasi just-non-compact groups) may be found in [Reference Caprace and MonodCM11, Reference Caprace, Reid and WillisCRW17] and [Reference Caprace, Reid and WesolekCRW19]. Following those references, we say that a subgroup of a tdlc group is locally normal if its normalizer is open. For the sake of future references, we record the following results.
Proposition 2.10 [Reference Caprace, Reid and WesolekCRW19, Corollary 8.2.4].
Let
$G$
be a non-discrete, compactly generated tdlc group. Assume that
$G$
is monolithic, with non-discrete, topologically simple, cocompact monolith. For any prime
$p$
, if
$G$
has a non-trivial compact locally normal subgroup that is pro-
$p$
, then
$G$
has a compact open subgroup that is pro-
$p$
.
Proposition 2.11. Let
$G$
be a non-discrete compactly generated just-non-compact tdlc group. Then, for any prime
$p$
, if
$G$
has a non-trivial compact locally normal subgroup that is pro-
$p$
, then
$G$
has a compact open subgroup that is pro-
$p$
.
Proof. By Proposition 2.7, the group
$G$
is monolithic with non-discrete cocompact monolith
$M$
, and
$\text{QZ}(G)=1$
. Moreover,
$\text{QZ}(M)=1$
by Proposition 2.6. In particular,
$M$
is not abelian, so that
$\text{C}_{G}(M)=\{1\}$
, since otherwise we would have
$M\leqslant \text{C}_{G}(M)$
by definition of the monolith.
By [Reference Caprace and MonodCM11, Theorem E], the monolith
$M$
has finitely many minimal closed normal subgroups
$N_{1},\ldots ,N_{\ell }$
that are topologically simple, and
$M=\overline{N_{1}\ldots N_{\ell }}$
. In particular, the
$G$
-action by conjugation on
$M$
permutes the
$N_{i}$
transitively. Let
$G_{0}\unlhd G$
be the open normal subgroup of finite index that normalizes
$N_{i}$
for all
$i$
. For every finite index open subgroup
$G_{1}\leqslant G_{0}$
, we have
$M\leqslant G_{1}$
, since
$N_{i}\cap G_{1}$
is open of finite index in
$N_{i}$
, and
$N_{i}$
is topologically simple. Moreover, every non-trivial closed normal subgroup
$N$
of
$G_{1}$
contains one of the
$N_{i}$
, since otherwise
$N$
would commute with
$N_{i}$
for all
$i$
and hence be contained in
$\text{C}_{G}(M)=\{1\}$
. Thus,
$N_{1},\ldots ,N_{\ell }$
are the minimal closed normal subgroups of
$G_{1}$
. It then follows from [Reference Caprace, Reid and WillisCRW17, Corollary 3.3] that
$G_{1}/\text{C}_{G_{1}}(N_{i})$
is monolithic with monolith
$\overline{N_{i}\text{C}_{G_{1}}(N_{i})}/\text{C}_{G_{1}}(N_{i})$
. Notice that this monolith contains
$\overline{M\text{C}_{G_{1}}(N_{i})}/\text{C}_{G_{1}}(N_{i})$
and is thus cocompact. This shows that
$R_{i}=G_{0}/\text{C}_{G_{0}}(N_{i})$
is hereditarily just-non-compact. It then follows from Proposition 2.7(ii) that the monolith of
$R_{i}$
is non-discrete, topologically simple and cocompact. Therefore, if
$R_{i}$
has a non-trivial compact locally normal subgroup that is pro-
$p$
, then
$R_{i}$
is pro-
$p$
by Proposition 2.10.
Notice that
$\bigcap _{i=1}^{\ell }\text{C}_{G_{0}}(N_{i})=\text{C}_{G_{0}}(M)\leqslant \text{C}_{G}(M)=\{1\}$
. Thus, the product homomorphism
$G_{0}\rightarrow \prod _{i=1}^{\ell }R_{i}$
is injective. Now let
$L$
be a non-trivial compact locally normal subgroup of
$G$
that is pro-
$p$
. If
$L\cap G_{0}=\{1\}$
, then
$L$
is finite and hence contained in
$\text{QZ}(G)=\{1\}$
, which is a contradiction. Thus, we may assume without loss of generality that
$L\leqslant G_{0}$
. Since the projection
$G_{0}\rightarrow \prod _{i=1}^{\ell }R_{i}$
is injective, there is
$i$
such that the projection of
$L$
to
$R_{i}$
has a non-trivial image. It then follows from the previous paragraph that
$R_{i}$
is locally pro-
$p$
. Since
$G$
normalizes
$G_{0}$
and acts transitively on the set
$\{N_{1},\ldots ,N_{\ell }\}$
, the groups
$R_{1},\ldots ,R_{\ell }$
are pairwise isomorphic, so that
$R_{i}$
is locally pro-
$p$
for every
$i$
. In particular, if
$V$
is a sufficiently small compact open subgroup of
$G$
contained in
$G_{0}$
, then the projection
$G_{0}\rightarrow R_{i}$
maps
$V$
onto a pro-
$p$
subgroup of
$R_{i}$
. Using again the injectivity of the product map
$G_{0}\rightarrow \prod _{i=1}^{\ell }R_{i}$
, it follows that
$V$
is pro-
$p$
. This confirms that
$G$
has a compact open pro-
$p$
subgroup.◻
3 Chabauty approximations of quasi just-non-compact groups
Recall that we denote by
$\mathbf{Sub}(G)$
the set of closed subgroups of a locally compact group
$G$
. The sets of the form
$\{H\in \mathbf{Sub}(G)\,:\,H\cap K=\emptyset ;\,H\cap U_{i}\neq \emptyset \text{ for all }i\,\}$
, where
$K\subset G$
is compact and
$U_{1},\ldots ,U_{n}\subset G$
are open, form a basis for the Chabauty topology on
$\mathbf{Sub}(G)$
. Endowed with this topology, the space
$\mathbf{Sub}(G)$
is compact.
This section aims at studying the properties of the closed subgroups of
$G$
contained in a sufficiently small neighborhood of
$G$
in its Chabauty space
$\mathbf{Sub}(G)$
, under the assumption that
$G$
is a non-discrete, compactly generated, quasi just-non-compact tdlc group.
3.1 On the set of
$(r,U)$
-cocompact subgroups
Definition 3.1. Let
$G$
be a tdlc group,
$U\leqslant G$
a compact open subgroup and
$r\geqslant 1$
. A closed cocompact subgroup
$H\leqslant G$
is said to be
$(r,U)$
-cocompact if the double coset space
$H\backslash G/U$
has cardinality at most
$r$
. We will denote by
${\mathcal{C}}_{r,U}(G)$
the set of
$(r,U)$
-cocompact subgroups of
$G$
.
In the sequel we will make use of the notion of a Cayley–Abels graph. Recall that if
$G$
is a compactly generated tdlc group and
$U$
is a compact open subgroup of
$G$
, a Cayley–Abels graph of
$G$
associated to
$U$
is a connected locally finite graph on which
$G$
acts vertex-transitively, and with vertex stabilizers the conjugates of
$U$
. We refer the reader to [Reference Cornulier and de la HarpeCH16] for a detailed exposition.
Lemma 3.2. Let
$G$
be a compactly generated tdlc group,
$U\leqslant G$
a compact open subgroup and
$r\geqslant 1$
. Then
${\mathcal{C}}_{r,U}(G)$
is a clopen subset of
$\mathbf{Sub}(G)$
.
Proof. Let
$V$
be the intersection of all conjugates of
$U$
in
$G$
. Since the reduction modulo
$V$
induces a well-defined continuous surjection
$\unicode[STIX]{x1D711}:\mathbf{Sub}(G)\rightarrow \mathbf{Sub}(G/V)$
such that
$\unicode[STIX]{x1D711}^{-1}({\mathcal{C}}_{r,U/V}(G/V))={\mathcal{C}}_{r,U}(G)$
, it is enough to prove the statement when
$V$
is trivial. In this case
$G$
acts faithfully on any Cayley–Abels graph associated to
$U$
and the statement follows from [Reference Caprace and RaduCR19, Proposition 2.6].◻
Lemma 3.3. Let
$G$
be a compactly generated tdlc group. Then, for all
$r,U$
, there exists a finite subset
$\unicode[STIX]{x1D6F4}\subset G$
such that
$H\unicode[STIX]{x1D6F4}U=G$
for every
$H$
in
${\mathcal{C}}_{r,U}(G)$
.
Conversely, for every finite subset
$\unicode[STIX]{x1D6F4}\subset G$
, there is a constant
$r$
such that every closed subgroup
$H\leqslant G$
with
$H\unicode[STIX]{x1D6F4}U=G$
belongs to
${\mathcal{C}}_{r,U}(G)$
.
Proof. Let
$X$
be a Cayley–Abels graph of
$G$
with respect to
$U$
. Then
${\mathcal{C}}_{r,U}(G)$
consists of the closed subgroups of
$G$
acting with at most
$r$
orbits of vertices on
$X$
. Since
$X$
is connected, for every
$H\in {\mathcal{C}}_{r,U}(G)$
, there is a set of representatives of the vertex orbits of
$H$
that spans a connected subgraph. That subgraph has
$r$
vertices and is thus of diameter
${<}r$
.
This shows that the
$r$
-ball around every vertex of
$X$
contains a set of representatives of the
$H$
-orbits for every
$H\in {\mathcal{C}}_{r,U}(G)$
. It now suffices to choose a finite
$\unicode[STIX]{x1D6F4}$
such that
$\unicode[STIX]{x1D6F4}U$
contains the
$r$
-ball around
$U$
in
$X$
.
For the converse assertion, one defines
$r$
as the number of left cosets of
$U$
in
$\unicode[STIX]{x1D6F4}U$
and the result is clear by definition.◻
Lemma 3.4. Let
$G$
be a tdlc group and
$O\leqslant G$
be an open subgroup. Then, for all
$r\geqslant 1$
, all compact open subgroups
$U$
and all
$(r,U)$
-cocompact subgroups
$H\leqslant G$
, the intersection
$H\cap O$
is
$(r,U\cap O)$
-cocompact in
$O$
.
Proof. Indeed, the inclusion
$O\leqslant G$
descends to an injective map of the spaces of double cosets
$H\cap O\backslash O/U\cap O\rightarrow H\backslash G/U$
.◻
3.2 Approximations of quasi just-non-compact groups by their closed subgroups
Proposition 3.5. Let
$G$
be a non-discrete, compactly generated, quasi just-non-compact tdlc group. Then the collection of compactly generated quasi just-non-compact closed subgroups
$H\leqslant G$
forms a neighborhood of
$G$
in
$\mathbf{Sub}(G)$
.
Proof. By Proposition 2.9, the quasi-center of
$G$
is discrete. Let
$U\leqslant G$
be a compact open subgroup with
$U\cap \text{QZ}(G)=\{1\}$
. Let
$X$
be a Cayley–Abels graph for
$G$
with vertex set
$G/U$
. We claim that
$G$
has a Chabauty neighborhood consisting of cocompact closed subgroups
$H$
with the following property: for each closed normal subgroup
$N$
of
$H$
, if
$N\cap U\neq \{1\}$
, then
$N$
is cocompact in
$G$
.
If the claim fails, then there are a sequence
$(H_{k})$
in
$\mathbf{Sub}(G)$
converging to
$G$
and a sequence
$(N_{k})$
of closed normal subgroups of
$H_{k}$
such that
$N_{k}\cap U\neq \{1\}$
and
$N_{k}$
is not cocompact in
$G$
for any
$k$
.
First observe that by Lemma 3.2, there is a Chabauty neighborhood of
$G$
consisting of closed subgroups
$H$
that are vertex-transitive on
$X$
(and hence cocompact in
$G$
). Let
$H\leqslant G$
be closed and vertex-transitive and let
$N$
be a closed normal subgroup of
$H$
with
$N\cap U\neq 1$
. Let
$x\in VX$
be a vertex such that
$U=G_{x}$
. Then there is
$r\geqslant 0$
such that
$N_{x}=N_{x}^{[r]}$
and
$N_{x}\not \leqslant N_{x}^{[r+1]}$
. Thus, for some vertex
$y\in VX$
with
$d(x,y)=r$
, we have
$N_{y}\not \leqslant N_{y}^{[1]}$
. Using that
$N$
is normal in
$H$
and that
$H$
is vertex-transitive, we deduce that
$N_{x}\not \leqslant N_{x}^{[1]}$
.
Coming back to the sequence
$(N_{k})$
from above, we deduce that, upon extracting, it converges to a closed normal subgroup
$N$
of
$G$
with
$N_{x}\not \leqslant N_{x}^{[1]}$
. In particular,
$N\cap U\neq \{1\}$
. Therefore,
$N$
is not contained in
$\text{QZ}(G)$
and it is thus cocompact in
$G$
. Invoking Lemma 3.2 again, we deduce that
$N_{k}$
is cocompact in
$G$
for all sufficiently large
$k$
, which is a contradiction. This proves the claim.
The claim directly implies that for all
$H\in \mathbf{Sub}(G)$
sufficiently close to
$G$
, every closed normal subgroup of
$H$
that is not cocompact intersects
$U$
trivially and is thus discrete. Thus, such a group
$H$
is quasi just-non-compact.◻
3.3 Cocompact subgroups that are Chabauty limits of discrete subgroups
Recall that a group
$H$
is called quasi-simple if
$H$
is perfect and
$H/Z(H)$
is simple. For a finite group
$G$
, a component of
$G$
is a subnormal subgroup that is quasi-simple. The layer of
$G$
, denoted by
$E(G)$
, is the subgroup generated by all quasi-simple subnormal subgroups.
The goal of this subsection is to establish the following.
Proposition 3.6. Let
$G$
be a compactly generated tdlc group and
$U\leqslant G$
be a compact open subgroup with
$\bigcap _{g\in G}gUg^{-1}=\{1\}$
. Let
$(\unicode[STIX]{x1D6E4}_{k})$
be a sequence of discrete subgroups of
$G$
converging to a cocompact subgroup
$H\leqslant G$
, and such that
$U\cap \unicode[STIX]{x1D6E4}_{k}\neq \{1\}$
for all sufficiently large
$k$
. Assume that for every conjugate
$V$
of
$U$
, we have
$\text{QZ}(V\cap H)=\{1\}$
. Then the following assertions hold:
(i)
$E(U\cap \unicode[STIX]{x1D6E4}_{k})=\{1\}$
for all sufficiently large
$k$
;(ii) there is a prime
$p$
such that
$H$
has an infinite compact locally normal subgroup that is pro-
$p$
.
The following basic fact is of fundamental importance. It implies that the layer
$E(G)$
, which is a characteristic subgroup of
$G$
, is a perfect central extension of a direct product of non-abelian simple groups.
Lemma 3.7. Let
$G$
be a finite group and
$H\leqslant G$
be a subnormal subgroup. Given a component
$L$
of
$G$
, either
$L\leqslant H$
or
$[L,H]=\{1\}$
. In particular, any two distinct components centralize each other.
Proof. See [Reference AschbacherAsc00, (31.4) and (31.5)]. ◻
The Fitting subgroup of a group
$G$
, denoted by
$F(G)$
, is the characteristic subgroup generated by all nilpotent normal subgroups of
$G$
. If
$G$
is finite, then
$F(G)$
coincides with the direct product of all
$O_{p}(G)$
, where
$p$
runs over all primes dividing the order of
$G$
. We recall that
$O_{p}(G)$
denotes the largest normal
$p$
-subgroup of the finite group
$G$
. In case
$G$
is a profinite group, the same symbol denotes the largest closed normal subgroup of
$G$
that is a pro-
$p$
group. The generalized Fitting subgroup of a finite group
$G$
, denoted by
$F^{\ast }(G)$
, is defined as
$F^{\ast }(G)=E(G)F(G)$
. Notice that the generalized Fitting subgroup of a non-trivial finite group is non-trivial.
The relevance of those notions to our purposes is revealed by the following subsidiary facts.
Lemma 3.8. Let
$X$
be a connected graph and let
$G\leqslant \operatorname{Aut}(X)$
. Also let
$x,y\in VX$
. Then, for all
$r>d(x,y)$
, the group
$G_{x}^{[r]}$
is a subnormal subgroup of
$G_{y}$
.
Proof. Let
$y=y_{0},y_{1},\ldots ,y_{\ell }=x$
be a shortest path from
$y$
to
$x$
. We have
Notice that
$G_{x}\geqslant G_{y,y_{1},\ldots ,y_{\ell -1}}^{[1]}$
and that
$G_{x}^{[r]}\leqslant G_{y,y_{1},\ldots ,y_{\ell -1}}^{[1]}$
for all
$r>\ell =d(x,y)$
. Since
$G_{x}^{[r]}$
is normal in
$G_{x}$
, we have
$G_{y,y_{1},\ldots ,y_{\ell -1}}^{[1]}\unrhd G_{x}^{[r]}$
.◻
Lemma 3.9. Let
$G$
be a compactly generated tdlc group and let
$U\leqslant G$
be a compact open subgroup with
$\bigcap _{g\in G}gUg^{-1}=\{1\}$
. Let
$(\unicode[STIX]{x1D6E4}_{k})$
be a sequence of discrete subgroups of
$G$
converging to a cocompact subgroup
$H\leqslant G$
. If
$U\cap \unicode[STIX]{x1D6E4}_{k}\neq \{1\}$
for all sufficiently large
$k$
, then there is a conjugate
$V$
of
$U$
in
$G$
which satisfies at least one of the following properties:
(i)
$E(V\cap \unicode[STIX]{x1D6E4}_{k})\neq \{1\}$
for infinitely many
$k$
, and
$\text{QZ}(V\cap H)\neq \{1\}$
;(ii) there is a prime
$p$
such that
$O_{p}(V\cap \unicode[STIX]{x1D6E4}_{k})\neq \{1\}$
for infinitely many
$k$
, and
$O_{p}(V\cap H)\neq \{1\}$
.
Proof. Let
$X$
be a Cayley–Abels graph for
$(G,U)$
. Since
$\bigcap _{g\in G}gUg^{-1}=\{1\}$
, the
$G$
-action on
$X$
is faithful. Since
$H$
is cocompact in
$G$
, it has finitely many orbits of vertices on
$X$
. It follows from Lemma 3.2 that
$\unicode[STIX]{x1D6E4}_{k}$
is
$(r,U)$
-cocompact in
$G$
for all sufficiently large
$k$
, where
$r=|H\backslash G/U|$
.
Let
$x$
be the base vertex, i.e. the vertex corresponding to the trivial coset
$U$
in
$VX=G/U$
. Let
$R$
be such that the ball
$B(x,R)$
contains a representative of the
$J$
-orbits of vertices on
$X$
for all
$(r,U)$
-cocompact subgroups
$J$
(see Lemma 3.3).
Since
$(\unicode[STIX]{x1D6E4}_{k})_{x}\neq \{1\}$
for all sufficiently large
$k$
, we have
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{x})\neq \{1\}$
, so there is
$\ell _{k}\geqslant 0$
such that
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{x})\leqslant (\unicode[STIX]{x1D6E4}_{k})_{x}^{[\ell _{k}]}$
and
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{x})\not \leqslant (\unicode[STIX]{x1D6E4}_{k})_{x}^{[\ell _{k}+1]}$
. We claim that there exist
$y_{k}$
such that
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{y_{k}})\not \leqslant (\unicode[STIX]{x1D6E4}_{k})_{y_{k}}^{[2]}$
. If
$\ell _{k}\leqslant 1$
, then we may take
$y_{k}=x$
. If
$\ell \geqslant 2$
, then we pick
$y_{k}\in VX$
with
$d(x,y_{k})=\ell _{k}-1$
and
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{x})\not \leqslant (\unicode[STIX]{x1D6E4}_{k})_{y_{k}}^{[2]}$
. By Lemma 3.8, the group
$(\unicode[STIX]{x1D6E4}_{k})_{x}^{[\ell _{k}]}$
is subnormal in
$(\unicode[STIX]{x1D6E4}_{k})_{y_{k}}$
, so that
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{x}^{[\ell _{k}]})\leqslant F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{y_{k}})$
. Since
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{x})\leqslant (\unicode[STIX]{x1D6E4}_{k})_{x}^{[\ell _{k}]}$
, we have
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{x})=F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{x}^{[\ell _{k}]})$
and hence
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{x})\leqslant F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{y_{k}})$
. Therefore,
$F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{y_{k}})\not \leqslant (\unicode[STIX]{x1D6E4}_{k})_{y_{k}}^{[2]}$
and we have proved the claim. Since
$B(x,R)$
contains a set of representatives of the
$\unicode[STIX]{x1D6E4}_{k}$
-orbits of vertices, we may assume that
$y_{k}\in B(x,R)$
and hence upon extracting we may assume that
$y_{k}=y$
for some
$y\in B(x,R)$
and all
$k$
. We set
$V=G_{y}$
, which is conjugate to
$U=G_{x}$
. Now we distinguish two cases.
Assume first that
$E((\unicode[STIX]{x1D6E4}_{k})_{y})\not \leqslant (\unicode[STIX]{x1D6E4}_{k})_{y}^{[2]}$
for infinitely many
$k$
. By definition of the layer, we may find a component
$L_{k}$
of
$(\unicode[STIX]{x1D6E4}_{k})_{y}$
that is not contained in
$(\unicode[STIX]{x1D6E4}_{k})_{y}^{[2]}$
, and upon extracting we may assume that
$(L_{k})$
converges to a subgroup
$L\leqslant H_{y}$
with
$L\not \leqslant H_{y}^{[2]}$
. By Lemma 3.7, the component
$L_{k}$
commutes with
$(\unicode[STIX]{x1D6E4}_{k})_{y}^{[2]}$
, so it follows that
$L$
commutes with
$H_{y}^{[2]}=\lim _{k}(\unicode[STIX]{x1D6E4}_{k})_{y}^{[2]}$
(recalling that taking an intersection with a fixed open subgroup is a Chabauty continuous operator on the
$\mathbf{Sub}(G)$
). Thus, the centralizer of
$L\leqslant H_{y}$
in
$H_{y}$
contains
$H_{y}^{[2]}$
and is thus open. It follows that
$\text{QZ}(V\cap H)=\text{QZ}(H_{y})\neq \{1\}$
. Thus, the case (i) of the statement occurs.
Assume in a second case that
$E((\unicode[STIX]{x1D6E4}_{k})_{y})\leqslant (\unicode[STIX]{x1D6E4}_{k})_{y}^{[2]}$
for all but finitely many
$k$
. Then we have
$F((\unicode[STIX]{x1D6E4}_{k})_{y})\not \leqslant (\unicode[STIX]{x1D6E4}_{k})_{y}^{[2]}$
for all but finitely many
$k$
, since
$E((\unicode[STIX]{x1D6E4}_{k})_{y})F((\unicode[STIX]{x1D6E4}_{k})_{y})=F^{\ast }((\unicode[STIX]{x1D6E4}_{k})_{y})\not \leqslant (\unicode[STIX]{x1D6E4}_{k})_{y}^{[2]}$
. Since
$(\unicode[STIX]{x1D6E4}_{k})_{y}$
acts faithfully on the regular graph
$X$
fixing the vertex
$y$
, it follows that every prime dividing the order of
$(\unicode[STIX]{x1D6E4}_{k})_{y}$
is at most the degree of
$X$
. Therefore, there must exist a prime
$p$
such that
$O_{p}((\unicode[STIX]{x1D6E4}_{k})_{y})\not \leqslant (\unicode[STIX]{x1D6E4}_{k})_{y}^{[2]}$
for infinitely many
$k$
. Upon extracting, the sequence
$O_{p}((\unicode[STIX]{x1D6E4}_{k})_{y})$
converges to a closed normal pro-
$p$
-subgroup of
$H_{y}$
that is not contained in
$H_{y}^{[2]}$
. In particular,
$O_{p}(H_{y})\not \leqslant \{1\}$
, so that the case (ii) of the statement occurs.◻
Proof of Proposition 3.6.
We apply Lemma 3.9. Since the conclusion (i) of the lemma is ruled out by our assumption, it follows that the conclusion (ii) must hold. Therefore, there is a conjugate
$V$
of
$U$
in
$G$
such that
$E(\unicode[STIX]{x1D6E4}_{k}\cap V)=\{1\}$
for all sufficiently large
$k$
, and that
$K=O_{p}(V\cap H)$
is non-trivial for some prime
$p$
. Thus,
$K$
is a locally normal subgroup of
$H$
that is pro-
$p$
. If
$K$
is finite, then
$K$
must lie inside
$\text{QZ}(V\cap H)$
, which is absurd because
$\text{QZ}(V\cap H)$
is trivial. So,
$K$
is infinite and the statement holds.◻
3.4 Approximations of quasi just-non-compact groups by discrete subgroups
Theorem 3.10. Let
$L$
be a compactly generated tdlc group admitting a compact open subgroup
$U$
such that
$\bigcap _{l\in L}lUl^{-1}=\{1\}$
. Assume that there exists a closed cocompact subgroup
$G\leqslant L$
that is quasi just-non-compact and non-discrete, and a sequence of discrete subgroups of
$L$
that Chabauty converges to a finite index open subgroup
$H\leqslant G$
. Then there are a prime
$p$
and a compact open subgroup of
$G$
that is a pro-
$p$
group.
Proof. By Proposition 2.9, the quasi-center
$\text{QZ}(G)$
is discrete, so without loss of generality we may assume that
$U\cap \text{QZ}(G)=\{1\}$
. Also since
$\text{QZ}(G)$
is normal in
$G$
and
$G$
is cocompact in
$L$
, upon passing to an open subgroup of
$U$
we may also assume that
$\text{QZ}(G)$
intersects trivially all
$L$
-conjugates of
$U$
(by replacing
$U$
by
$\bigcap _{i=1}^{r}l_{i}Ul_{i}^{-1}$
, where
$l_{1}U,\ldots ,l_{r}U$
are representatives for the
$G$
-orbits in
$L/U$
). Hence, whenever
$V$
is an
$L$
-conjugate of
$U$
, we have
$\text{QZ}(V\cap H)\leqslant V\cap \text{QZ}(G)=1$
, since
$H$
is an open subgroup of
$G$
. Since
$H$
is non-discrete, the discrete groups
$\unicode[STIX]{x1D6E4}_{k}$
intersect
$U$
non-trivially for large enough
$k$
. Therefore, it follows from Proposition 3.6 that there is a prime
$p$
such that
$H$
has an infinite compact locally normal subgroup
$K$
that is pro-
$p$
. Since
$H$
is open in
$G$
, that subgroup
$K$
is also locally normal in
$G$
. Note that
$(K\cap U)\cap \text{QZ}(G)\leqslant U\cap \text{QZ}(G)=1$
, so the quotient group
$G/\text{QZ}(G)$
also has an infinite compact subgroup that is locally normal and pro-
$p$
. By Proposition 2.9,
$G/\text{QZ}(G)$
is just-non-compact, and it is also compactly generated, so by Proposition 2.11 the group
$G/\text{QZ}(G)$
must have an open pro-
$p$
subgroup. It follows that the same is true in
$G$
, since
$\text{QZ}(G)$
is a discrete subgroup of
$G$
.◻
We now complete the proof of Theorem F from the introduction.
Proof of Theorem F.
We let
$G$
be a non-discrete, compactly generated, quasi just-non-compact tdlc group, and
$H$
an open subgroup of finite index in
$G$
that is a Chabauty limit of a sequence of discrete subgroups of
$G$
. Since
$G$
is quasi just-non-compact, every compact normal subgroup of
$G$
is finite. In particular, the group
$G$
admits a compact open subgroup
$U$
such that
$\bigcap _{g\in G}gUg^{-1}=\{1\}$
. Hence, we may apply Theorem 3.10 with
$L=G$
, and we deduce that there exist a prime
$p$
and an open pro-
$p$
subgroup
$V$
of
$G$
. We have to show that
$V$
is not topologically finitely generated. We argue by contradiction and assume that
$V$
is topologically finitely generated. Then so is
$W=V\cap H$
. Since
$W$
is also pro-
$p$
, it follows that
$W$
has an open Frattini subgroup [Reference Dixon, du Sautoy, Mann and SegalDSMS91, Proposition 1.14] and hence
$W$
is an isolated point of
$\mathbf{Sub}(W)$
[Reference Gartside and SmithGS10, Theorem 5.6]. Since
$(\unicode[STIX]{x1D6E4}_{k})$
converges to
$H$
, the sequence of intersections
$(\unicode[STIX]{x1D6E4}_{k}\cap W)$
converges to
$W$
, so that
$\unicode[STIX]{x1D6E4}_{k}$
contains the open subgroup
$W$
for all sufficiently large
$k$
, contradicting that
$\unicode[STIX]{x1D6E4}_{k}$
is discrete.◻
Combining Theorem F with Proposition 3.5, the following result is immediate.
Corollary 3.11. Let
$G$
be a non-discrete, compactly generated, quasi just-non-compact tdlc group. Assume that at least one of the following conditions is satisfied:
(1)
$G$
has a compact open subgroup that is topologically finitely generated;(2) no compact open subgroup is pro-
$p$
for any prime
$p$
.
Then the collection of non-discrete, compactly generated, quasi just-non-compact closed subgroups
$H\leqslant G$
forms a neighborhood of
$G$
in
$\mathbf{Sub}(G)$
.
Remark 3.12. That result is of special interest when the group
$G$
is topologically simple. If
$G$
is not an isolated point in
$\mathbf{Sub}(G)$
and if
$G$
satisfies (1) or (2), then
$G$
is Chabauty approximated by non-discrete, compactly generated, quasi just-non-compact groups. Those are subjected to Proposition 2.9 and [Reference Caprace and MonodCM11, Theorem E] and hence involve quasi-products of compactly generated simple groups. This might be a tool to construct new compactly generated simple groups from known ones.
4 Irreducibility conditions for lattices in products
4.1 Cocompact closed subgroups in products
The proof of (Irr3)
$\Rightarrow$
(Irr1
′
) in Theorem H is based on Propositions 4.1 and 4.6, which are of independent interest.
Proposition 4.1. Let
$G_{1}$
be a tdlc group,
$G_{2}$
a compactly generated locally compact group with a discrete polycompact radical and
$H\leqslant G=G_{1}\times G_{2}$
a closed cocompact subgroup. If
$H\,\cap \,G_{2}$
is a discrete subgroup of
$G_{2}$
, then
$H\cap G_{1}$
is open in
$H$
.
Proof. Let
$U_{1}$
be a compact open subgroup of
$G_{1}$
and let
$O=H\cap (U_{1}\times G_{2})$
. Note that
$O$
is compactly generated as it is cocompact in the compactly generated group
$U_{1}\times G_{2}$
. We write
$N=H\,\cap \,G_{2}$
, which is contained in
$O$
. The group
$O/N$
embeds continuously in the profinite group
$U_{1}$
and hence
$O/N$
is residually discrete. Since
$N$
is discrete by assumption, Proposition 2.1 together with Proposition 2.2 imply that the group
$O$
admits a compact open normal subgroup
$K$
. Now according to Proposition 2.3 the subgroup
$K$
is contained in a compact normal subgroup of
$U_{1}\times G_{2}$
, since
$K$
has a cocompact normalizer in
$U_{1}\times G_{2}$
. But
$G_{2}$
has a discrete polycompact radical, so every compact normal subgroup of
$U_{1}\times G_{2}$
has a finite projection to the factor
$G_{2}$
. In particular, there is a finite index closed subgroup of
$K$
that is contained in
$U_{1}$
, and
$H\cap G_{1}$
is open in
$H$
.◻
Proposition 4.2. Let
$G_{1},G_{2}$
be tdlc groups and suppose that
$G_{2}$
has property (T) and
$G_{2}$
has a discrete amenable radical. If
$H$
is a closed subgroup of finite covolume in
$G$
, then the conclusion of Proposition 4.1 holds.
Proof. The proof follows the same lines as Proposition 4.1. The subgroup
$O=H\cap (U_{1}\times G_{2})$
has finite covolume in
$U_{1}\times G_{2}$
and hence also has property (T). In particular,
$O$
is compactly generated. By the same argument as above, we see that
$O$
admits a compact open normal subgroup
$K$
, so that
$p_{2}(K)$
is a compact normal subgroup of
$p_{2}(O)$
. Now since
$p_{2}(O)$
has finite covolume in
$G_{2}$
, the amenable radical of
$p_{2}(O)$
must be contained in the amenable radical of
$G_{2}$
(by [Reference FurstenbergFur81, Proposition 4.4] and [Reference FurmanFur03, Proposition 7]; or by the main result of [Reference Bader, Duchesne and LécureuxBDL16]). Since
$G_{2}$
has a discrete amenable radical, the subgroup
$p_{2}(K)$
is therefore contained in a discrete subgroup of
$G_{2}$
. So,
$K$
has a finite projection to
$G_{2}$
, and
$H\cap G_{1}$
is open in
$H$
.◻
Corollary 4.3. Let
$G_{1},\ldots ,G_{n}$
be compactly generated tdlc groups with
$W(G_{i})$
discrete for every
$i$
. Let
$H\leqslant G=G_{1}\times \cdots \times G_{n}$
be a closed cocompact subgroup such that
$H\cap G_{i}$
is discrete in
$G_{i}$
for all
$i$
. Then
$H$
is discrete.
Proof. Since the polycompact radical of a finite product is the product of the polycompact radicals, every subproduct of
$G$
has a discrete polycompact radical, so we deduce that
$\text{Ker}(p_{i}|_{H})$
is open in
$H$
for every
$i$
according to Proposition 4.1. Therefore,
$\bigcap _{i}\text{Ker}(p_{i}|_{H})=1$
remains open in
$H$
and hence
$H$
is discrete.◻
Lemma 4.4. Let
$G=G_{1}\times G_{2}$
be a product of tdlc groups and
$H\leqslant G$
be a closed subgroup such that
$H\cap G_{2}$
is cocompact in
$G_{2}$
. For each compact open subgroup
$U_{2}$
of
$G_{2}$
, there is a compact open subgroup
$U_{1}$
of
$G_{1}$
such that for each open subgroup
$V_{1}\leqslant U_{1}$
, the projections
$p_{2}(H\cap (V_{1}\times G_{2}))$
and
$p_{2}(H\cap (U_{1}\times G_{2}))$
have the same orbits on
$G_{2}/U_{2}$
.
Proof. For each compact open subgroup
$W\leqslant G_{1}$
, the intersection
$H\cap (W\times G_{2})$
contains
$H\cap G_{2}$
. Thus, the number of orbits on
$G_{2}/U_{2}$
of the projection
$p_{2}(H\cap (W\times G_{2}))$
is bounded above by the number of
$(H\cap G_{2})$
-orbits, which is finite in view of the hypothesis that
$H\cap G_{2}$
is cocompact in
$G_{2}$
. Let
$M$
be the maximum of the number of orbits over all possible
$W$
, and let
$U_{1}\leqslant G_{1}$
be a compact open subgroup such that
$p_{2}(H\cap (U_{1}\times G_{2}))$
has exactly
$M$
orbits on
$G_{2}/U_{2}$
. Then, for every open subgroup
$V_{1}\leqslant U_{1}$
, the projection
$p_{2}(H\cap (V_{1}\times G_{2}))$
has also
$M$
orbits on
$G_{2}/U_{2}$
. Since
$H\cap (V_{1}\times G_{2})$
is a subgroup of
$H\cap (U_{1}\times G_{2})$
, it follows that
$p_{2}(H\cap (V_{1}\times G_{2}))$
and
$p_{2}(H\cap (U_{1}\times G_{2}))$
must have the same orbits on
$G_{2}/U_{2}$
.◻
Proposition 4.5. Let
$G=G_{1}\times G_{2}$
be a product of compactly generated tdlc groups and
$H\leqslant G$
be a closed subgroup. Assume that
$p_{1}(H)$
is dense in
$G_{1}$
.
(i) If
$H\cap G_{2}$
is cocompact in
$G_{2}$
, then, for each compact open subgroup
$U_{2}$
of
$G_{2}$
, the projection
$p_{1}(H\cap (G_{1}\times U_{2}))$
is an open subgroup of
$G_{1}$
.(ii) If there is a compact open subgroup
$U_{2}$
of
$G_{2}$
such that
$(H\cap G_{2})U_{2}=G_{2}$
, then
$p_{1}(H\cap (G_{1}\times U_{2}))=G_{1}$
.
Proof. (i) We fix a compact open subgroup
$U_{1}\leqslant G_{1}$
afforded by Lemma 4.4. Also let
$u\in U_{1}$
and
$V_{1}\leqslant U_{1}$
be any open subgroup of
$U_{1}$
. Since
$p_{1}(H)$
is dense in
$G_{1}$
, there exists
$h\in H$
with
$p_{1}(h)\in V_{1}u\subset U_{1}$
. In particular, we have
$h\in H\cap (U_{1}\times G_{2})$
. By Lemma 4.4, there exists
$h^{\prime }\in H\cap (V_{1}\times G_{2})$
such that
$h^{\prime \prime }=h^{\prime }h\in G_{1}\times U_{2}$
. We have
$h^{\prime \prime }\in H\cap (G_{1}\times U_{2})$
and
$p_{1}(h^{\prime \prime })=p_{1}(h^{\prime })p_{1}(h)\in V_{1}u$
. Since
$V_{1}$
was arbitrary, we infer that the closure of
$p_{1}(H\cap (G_{1}\times U_{2}))$
contains
$U_{1}$
and is thus open in
$G_{1}$
. But the subgroup
$U_{2}$
being compact, the projection
$p_{1}(H\cap (G_{1}\times U_{2}))$
is closed, so we actually deduce that
$p_{1}(H\cap (G_{1}\times U_{2}))$
is open, as required.
(ii) By hypothesis,
$p_{1}(H)$
is dense in
$G_{1}$
and, by (i),
$p_{1}(H)$
is open in
$G_{1}$
. Thus,
$p_{1}(H)=G_{1}$
. Now let
$g\in G_{1}$
and choose
$h\in H$
with
$p_{1}(h)=g$
. Since
$(H\cap G_{2})U_{2}=G_{2}$
, there exists
$h^{\prime }\in H\cap G_{2}$
with
$h^{\prime }p_{2}(h)=p_{2}(h^{\prime }h)\in U_{2}$
. Hence,
$h^{\prime }h\in H\cap (G_{1}\times U_{2})$
. Since
$p_{1}(h^{\prime })=1$
, we have
$p_{1}(h^{\prime }h)=p_{1}(h)=g$
.◻
The following result can be compared with [Reference Burger and MozesBM14, Proposition 2.2], which is concerned with closed cocompact subgroups of a product of two locally quasi-primitive groups of automorphisms of locally finite trees.
Proposition 4.6. Let
$G_{1},\ldots ,G_{n}$
be compactly generated tdlc groups that are quasi just-non-compact. Let
$H\leqslant G=G_{1}\times \cdots \times G_{n}$
be a closed subgroup such that the image of
$p_{i}:H\rightarrow G_{i}$
is dense for every
$i$
and the image of
$p_{\unicode[STIX]{x1D6F4}}:H\rightarrow G_{\unicode[STIX]{x1D6F4}}$
is non-discrete for every non-empty
$\unicode[STIX]{x1D6F4}\subseteq \{1,\ldots ,n\}$
. Assume that at least one of the following conditions is satisfied:
(1)
$H$
is cocompact in
$G$
;(2)
$H$
is of finite covolume in
$G$
and
$G$
has Kazhdan’s property (T).
Then the following hold:
(i)
$H$
contains
$K_{1}\times \cdots \times K_{n}$
for some closed cocompact normal subgroups
$K_{i}\,\lhd \,G_{i}$
. In particular,
$H$
is cocompact in
$G$
;(ii) for every
$i$
and every compact open subgroup
$U_{1}\times \cdots \times U_{n}\leqslant G$
, the projection
$p_{i}(H\cap (U_{1}\times \cdots \times G_{i}\times \cdots \times U_{n}))$
is a finite index open subgroup of
$G_{i}$
.
Proof. For every
$i$
, we write
$K_{i}=H\cap G_{i}$
. The subgroup
$K_{i}$
is centralized by
$\prod _{j\neq i}G_{j}$
and normalized by
$H$
. So, the normalizer of
$K_{i}$
in
$G$
, which is a closed subgroup, contains the subgroup
$(\prod _{j\neq i}G_{j})H$
, which is dense in
$G$
by assumption. Therefore,
$K_{i}$
is normal in
$G$
and hence is either discrete or cocompact in
$G_{i}$
, since
$G_{i}$
is quasi just-non-compact.
We let
$\unicode[STIX]{x1D6F1}\subseteq \{1,\ldots ,n\}$
be the set of
$i$
such that
$K_{i}$
is not discrete, and
$\unicode[STIX]{x1D6F4}$
be the complement of
$\unicode[STIX]{x1D6F1}$
. We have to show that
$\unicode[STIX]{x1D6F1}=\{1,\ldots ,n\}$
and
$\unicode[STIX]{x1D6F4}=\emptyset$
. The group
$K_{\unicode[STIX]{x1D6F1}}=\prod _{i\in \unicode[STIX]{x1D6F1}}K_{i}$
is cocompact in
$G_{\unicode[STIX]{x1D6F1}}$
, so the projection
$p_{\unicode[STIX]{x1D6F4}}:G\rightarrow G_{\unicode[STIX]{x1D6F4}}$
factors through a proper map
$G/K_{\unicode[STIX]{x1D6F1}}\rightarrow G_{\unicode[STIX]{x1D6F4}}$
. Moreover,
$K_{\unicode[STIX]{x1D6F1}}$
is contained in
$H$
, so that the quotient
$H/K_{\unicode[STIX]{x1D6F1}}$
is a closed subgroup of
$G/K_{\unicode[STIX]{x1D6F1}}$
. Since the map
$G/K_{\unicode[STIX]{x1D6F1}}\rightarrow G_{\unicode[STIX]{x1D6F4}}$
is proper, it follows that the projection of
$H/K_{\unicode[STIX]{x1D6F1}}$
to
$G_{\unicode[STIX]{x1D6F4}}$
, which is also the projection of
$H$
to
$G_{\unicode[STIX]{x1D6F4}}$
, has a closed image.
If (1) holds, then we may invoke Proposition 4.1 and deduce that
$\text{Ker}(p_{j}|_{H})$
is open in
$H$
for every
$j\notin \unicode[STIX]{x1D6F1}$
. If (2) holds, then we observe that for every
$i$
, the amenable radical of
$G_{i}$
is discrete, since it cannot be cocompact by the hypothesis that
$G_{i}$
is a non-compact group with property (T). In particular, the amenable radical of
$\prod _{i\neq j}G_{i}$
is discrete for all
$j$
. Therefore, by Proposition 4.2, the conclusion of Proposition 4.1 also holds in that case and we deduce again that for every
$j\notin \unicode[STIX]{x1D6F1}$
, the subgroup
$\text{Ker}(p_{j}|_{H})$
is open in
$H$
.
It follows that
$H\cap G_{\unicode[STIX]{x1D6F1}}=\bigcap _{j\notin \unicode[STIX]{x1D6F1}}\text{Ker}(p_{j}|_{H})$
is an open subgroup of
$H$
. Since the projection
$H\rightarrow G_{\unicode[STIX]{x1D6F4}}$
has closed image and factors through the discrete group
$H/H\cap G_{\unicode[STIX]{x1D6F1}}$
, we infer that the projection of
$H$
to
$G_{\unicode[STIX]{x1D6F4}}$
has discrete image. In view of the hypotheses, this implies that
$\unicode[STIX]{x1D6F4}$
is the empty set. Therefore,
$\unicode[STIX]{x1D6F1}=\{1,\ldots ,n\}$
and the proof of (i) is complete.
In order to prove (ii), we fix
$i$
and write
$L_{i}=p_{i}(H\cap (U_{1}\times \cdots \times G_{i}\times \cdots \times U_{n}))$
. According to (i), we have that
$H\,\cap \,\prod _{j\neq i}G_{j}$
is cocompact in
$\prod _{j\neq i}G_{j}$
, so we may apply Proposition 4.5, which says that
$L_{i}$
is an open subgroup of
$G_{i}$
. But by (i) again we also know that
$L_{i}$
is cocompact in
$G_{i}$
and hence
$L_{i}$
is a finite index subgroup of
$G_{i}$
.◻
Corollary 4.7. Let
$G_{1},\ldots ,G_{n}$
be compactly generated, quasi just-non-compact tdlc groups. Let
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a cocompact lattice such that
$p_{i}(\unicode[STIX]{x1D6E4})$
is dense in
$G_{i}$
for every
$i=1,\ldots ,n$
and satisfying (Irr3). Then, for every
$\unicode[STIX]{x1D6F4}\subsetneq \{1,\ldots ,n\}$
, the closure of the image of
$p_{\unicode[STIX]{x1D6F4}}:\unicode[STIX]{x1D6E4}\rightarrow G_{\unicode[STIX]{x1D6F4}}$
contains
$\prod _{i\in \unicode[STIX]{x1D6F4}}G_{i}^{(\infty )}$
.
Proof. First note that the condition (Irr3) implies that all factors
$G_{i}$
are non-discrete. Fix
$\unicode[STIX]{x1D6F4}\subsetneq \{1,\ldots ,n\}$
and write
$H=\overline{p_{\unicode[STIX]{x1D6F4}}(\unicode[STIX]{x1D6E4})}$
. Note that there is nothing to prove if
$\unicode[STIX]{x1D6F4}$
is a singleton, so we assume that
$\unicode[STIX]{x1D6F4}$
has cardinality at least two. The subgroup
$H$
is closed and cocompact in
$G_{\unicode[STIX]{x1D6F4}}$
and has a dense projection on each
$G_{i}$
for
$i\in \unicode[STIX]{x1D6F4}$
. Since
$\unicode[STIX]{x1D6E4}$
satisfies (Irr3), Proposition 4.6 can be applied to the group
$H$
inside
$G_{\unicode[STIX]{x1D6F4}}$
. So, we deduce that
$H$
contains
$\prod _{i\in \unicode[STIX]{x1D6F4}}K_{i}$
for some closed cocompact normal subgroups
$K_{i}\leqslant G_{i}$
. By Proposition 2.9, we must have
$G_{i}^{(\infty )}\leqslant K_{i}$
, whence the statement.◻
We end this paragraph with an application to commensurators of lattices. Recall that an irreducible lattice
$\unicode[STIX]{x1D6E4}$
in a semisimple Lie group
$G$
with trivial center and no compact factor has a commensurator
$\operatorname{Comm}_{G}(\unicode[STIX]{x1D6E4})$
that is either discrete or dense in
$G$
, and
$\operatorname{Comm}_{G}(\unicode[STIX]{x1D6E4})$
is dense if and only if
$\unicode[STIX]{x1D6E4}$
is an arithmetic lattice [Reference MargulisMar91, Theorem IX.B]. The following statement shows that a similar ‘discrete or dense’ dichotomy holds in the setting of products of quasi just-non-compact groups.
Corollary 4.8. Let
$G_{1},\ldots ,G_{n}$
be compactly generated, quasi just-non-compact tdlc groups, and
$G=G_{1}\times \cdots \times G_{n}$
. Assume that at least
$n-1$
factors satisfy
$G_{i}=G_{i}^{\infty }$
. Let
$\unicode[STIX]{x1D6E4}\leqslant G$
be a lattice such that
$p_{i}(\unicode[STIX]{x1D6E4})$
is dense in
$G_{i}$
for every
$i=1,\ldots ,n$
and satisfying (Irr3). Assume also that
$\unicode[STIX]{x1D6E4}$
is cocompact or that
$G$
has Kazhdan’s property (T). Then
$\operatorname{Comm}_{G}(\unicode[STIX]{x1D6E4})$
is either discrete or dense in
$G$
.
Proof. We let
$H$
be the closure of
$\operatorname{Comm}_{G}(\unicode[STIX]{x1D6E4})$
in
$G$
. We have to show that either
$H$
is discrete or
$H=G$
. Assume that
$H$
is not discrete. Then we may apply Proposition 4.6 and we deduce that
$H$
contains
$K_{1}\times \cdots \times K_{n}$
for some closed cocompact normal subgroups
$K_{i}\lhd G_{i}$
. That
$G_{i}=G_{i}^{\infty }$
is equivalent to saying that
$G_{i}$
has no proper cocompact closed normal subgroup, so it follows that
$H$
contains
$G_{i}$
for all but possibly one factor. But since
$H$
is a closed subgroup of
$G$
and
$H$
has a dense projection to this remaining factor, we deduce that
$H=G$
, as required.◻
4.2 Relations between the irreducibility conditions
Lemma 4.9. Let
$G_{1},\ldots ,G_{n}$
be locally compact groups that are all non-compact. For a lattice
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
, we have (Irr2)
$\Rightarrow$
(Irr3), (Irr2)
$\Rightarrow$
(Irr0) and (Irr4)
$\Rightarrow$
(Irr0).
Proof. If (Irr3) fails, there exists a partition
$\unicode[STIX]{x1D6F4}\cup \unicode[STIX]{x1D6F1}=\{1,\ldots ,n\}$
with
$\unicode[STIX]{x1D6F1},\unicode[STIX]{x1D6F4}\neq \varnothing$
such that
$p_{\unicode[STIX]{x1D6F4}}(\unicode[STIX]{x1D6E4})$
is discrete in
$G_{\unicode[STIX]{x1D6F4}}$
. Since
$\overline{p_{\unicode[STIX]{x1D6F4}}(\unicode[STIX]{x1D6E4})}$
is also a lattice in
$G_{\unicode[STIX]{x1D6F4}}$
, it follows that
$p_{\unicode[STIX]{x1D6F4}}$
maps
$\unicode[STIX]{x1D6E4}$
onto a lattice in
$G_{\unicode[STIX]{x1D6F4}}$
. It then follows from [Reference RaghunathanRag72, Theorem I.1.13] that
$\text{Ker}(p_{\unicode[STIX]{x1D6F4}}|_{\unicode[STIX]{x1D6E4}})=\unicode[STIX]{x1D6E4}\cap G_{\unicode[STIX]{x1D6F1}}$
is a lattice in
$G_{\unicode[STIX]{x1D6F1}}$
, which is non-compact by assumption. So,
$\unicode[STIX]{x1D6E4}\cap G_{\unicode[STIX]{x1D6F1}}$
is non-trivial, which contradicts (Irr2).
If (Irr0) fails, i.e. if
$(G_{\unicode[STIX]{x1D6F1}}\,\cap \,\unicode[STIX]{x1D6E4})(G_{\unicode[STIX]{x1D6F4}}\,\cap \,\unicode[STIX]{x1D6E4})$
is of finite index in
$\unicode[STIX]{x1D6E4}$
for some partition
$\unicode[STIX]{x1D6F1}\cup \unicode[STIX]{x1D6F4}=\{1,\ldots ,n\}$
with
$\unicode[STIX]{x1D6F1},\unicode[STIX]{x1D6F4}\neq \varnothing$
, then arguing as above we see that
$G_{\unicode[STIX]{x1D6F1}}\cap \unicode[STIX]{x1D6E4}$
is a lattice in
$G_{\unicode[STIX]{x1D6F1}}$
and obtain again a contradiction with (Irr2).
If (Irr0) fails, then there exists a partition
$\unicode[STIX]{x1D6F1}\cup \unicode[STIX]{x1D6F4}=\{1,\ldots ,n\}$
with
$\unicode[STIX]{x1D6F1},\unicode[STIX]{x1D6F4}\neq \varnothing$
such that the direct product
$\unicode[STIX]{x1D6E4}_{1}=(G_{\unicode[STIX]{x1D6F1}}\cap \unicode[STIX]{x1D6E4})(G_{\unicode[STIX]{x1D6F4}}\cap \unicode[STIX]{x1D6E4})$
is of finite index in
$\unicode[STIX]{x1D6E4}$
. In particular,
$\unicode[STIX]{x1D6E4}_{1}$
is a lattice in
$G=G_{\unicode[STIX]{x1D6F1}}\times G_{\unicode[STIX]{x1D6F4}}$
. It follows that
$G_{\unicode[STIX]{x1D6F1}}\cap \unicode[STIX]{x1D6E4}$
is a lattice in
$G_{\unicode[STIX]{x1D6F1}}$
and
$G_{\unicode[STIX]{x1D6F4}}\cap \unicode[STIX]{x1D6E4}$
is a lattice in
$G_{\unicode[STIX]{x1D6F4}}$
. Thus, both factors in the direct product decomposition of
$\unicode[STIX]{x1D6E4}_{1}$
are non-trivial, so that (Irr4) fails.◻
Lemma 4.10. Let
$G_{1},\ldots ,G_{n}$
be locally compact groups and
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
a discrete subgroup. Let
$\unicode[STIX]{x1D6F4}\cup \unicode[STIX]{x1D6F1}=\{1,\ldots ,n\}$
be a partition.
(i) Assume that
$\text{QZ}(G_{i})=1$
for every
$i\in \unicode[STIX]{x1D6F1}$
. If
$p_{\unicode[STIX]{x1D6F1}}:\unicode[STIX]{x1D6E4}\rightarrow G_{\unicode[STIX]{x1D6F1}}$
has dense image, then
$\unicode[STIX]{x1D6E4}\cap G_{\unicode[STIX]{x1D6F1}}$
is trivial. In particular, if we have
$\text{QZ}(G_{i})=1$
for every
$i$
, then (Irr1)
$\Rightarrow$
(Irr2).(ii) Assume that
$G_{i}$
is monolithic for all
$i\in \unicode[STIX]{x1D6F1}$
, with
$\text{QZ}(\text{Mon}(G_{i}))=\{1\}$
. If the closure of the image of
$p_{\unicode[STIX]{x1D6F1}}:\unicode[STIX]{x1D6E4}\rightarrow G_{\unicode[STIX]{x1D6F1}}$
contains
$G_{\unicode[STIX]{x1D6F1}}^{+}=\prod _{i\in \unicode[STIX]{x1D6F1}}\text{Mon}(G_{i})$
, then
$\unicode[STIX]{x1D6E4}\cap G_{\unicode[STIX]{x1D6F1}}$
is trivial. In particular, if
$G_{i}$
is monolithic with
$\text{QZ}(\text{Mon}(G_{i}))=\{1\}$
for all
$i$
, then (Irr1
′
)
$\Rightarrow$
(Irr2).
Proof. (i) The subgroup
$\unicode[STIX]{x1D6E4}\cap G_{\unicode[STIX]{x1D6F1}}$
is normalized by
$\unicode[STIX]{x1D6E4}$
and centralized by
$G_{\unicode[STIX]{x1D6F4}}$
. Since the subgroup
$G_{\unicode[STIX]{x1D6F4}}\unicode[STIX]{x1D6E4}$
is dense in
$G$
by our assumption on the projection of
$\unicode[STIX]{x1D6E4}$
on
$G_{\unicode[STIX]{x1D6F1}}$
, it follows that
$\unicode[STIX]{x1D6E4}\cap G_{\unicode[STIX]{x1D6F1}}$
is a discrete normal subgroup of
$G$
. Therefore, it lies in the quasi-center
$\text{QZ}(G_{\unicode[STIX]{x1D6F1}})$
. Notice that the quasi-center of a product group is the product of their quasi-centers (see [Reference Caprace and WesolekCW18, Lemma 5.5]). So,
$\text{QZ}(G_{\unicode[STIX]{x1D6F1}})$
is trivial and so is
$\unicode[STIX]{x1D6E4}\cap G_{\unicode[STIX]{x1D6F1}}$
.
(ii) Let
$H=\overline{p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})}$
. We have
$H\geqslant G_{\unicode[STIX]{x1D6F1}}^{+}$
by hypothesis. The group
$N=\unicode[STIX]{x1D6E4}\cap G_{\unicode[STIX]{x1D6F1}}$
is a discrete subgroup of
$H$
normalized by
$\unicode[STIX]{x1D6E4}$
and hence by
$\overline{p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})}$
. Thus, it is normal in
$H$
and hence contained in
$\text{QZ}(H)$
. Again
$G_{\unicode[STIX]{x1D6F1}}^{+}$
has trivial quasi-center, since all
$\text{Mon}(G_{i})$
have this property for
$i\in \unicode[STIX]{x1D6F1}$
, so
since
$H\geqslant G_{\unicode[STIX]{x1D6F1}}^{+}$
. Thus,
$N$
and
$G_{\unicode[STIX]{x1D6F1}}^{+}$
are normal subgroups of
$H$
with a trivial intersection and hence they commute. On the other hand, we have
$\text{C}_{G_{\unicode[STIX]{x1D6F1}}}(G_{\unicode[STIX]{x1D6F1}}^{+})=\prod _{i\in \unicode[STIX]{x1D6F1}}\text{C}_{G_{i}}(\text{Mon}(G_{i}))$
. Observe that
$\text{C}_{G_{i}}(\text{Mon}(G_{i}))$
must be trivial, since otherwise
$\text{Mon}(G_{i})$
would be abelian and hence equal to its quasi-center, which contradicts the hypothesis that
$\text{QZ}(\text{Mon}(G_{i}))=\{1\}$
. We deduce that
$N$
is trivial, which is the required conclusion.◻
Proposition 4.11. Let
$G_{1},\ldots ,G_{n}$
be compactly generated tdlc groups and
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
a cocompact lattice. Let
$\unicode[STIX]{x1D6F4}\cup \unicode[STIX]{x1D6F1}=\{1,\ldots ,n\}$
be a partition such that
$W(G_{i})$
is discrete for every
$i\in \unicode[STIX]{x1D6F1}$
and such that
$p_{\unicode[STIX]{x1D6F4}}:\unicode[STIX]{x1D6E4}\rightarrow G_{\unicode[STIX]{x1D6F4}}$
has discrete image. Then
$p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})$
is discrete and
$(G_{\unicode[STIX]{x1D6F1}}\cap \unicode[STIX]{x1D6E4})(G_{\unicode[STIX]{x1D6F4}}\cap \unicode[STIX]{x1D6E4})$
has finite index in
$\unicode[STIX]{x1D6E4}$
.
In particular, if
$W(G_{i})$
is discrete for every
$i$
and
$\unicode[STIX]{x1D6E4}$
is a cocompact lattice, then (Irr0)
$\Rightarrow$
(Irr3).
Proof. Since
$\overline{p_{\unicode[STIX]{x1D6F4}}(\unicode[STIX]{x1D6E4})}$
is cocompact in
$G_{\unicode[STIX]{x1D6F4}}$
, it follows that
$p_{\unicode[STIX]{x1D6F4}}$
maps
$\unicode[STIX]{x1D6E4}$
onto a cocompact lattice in
$G_{\unicode[STIX]{x1D6F4}}$
. It then follows from [Reference RaghunathanRag72, Theorem I.1.13] that
$\text{Ker}(p_{\unicode[STIX]{x1D6F4}}|_{\unicode[STIX]{x1D6E4}})=G_{\unicode[STIX]{x1D6F1}}\cap \unicode[STIX]{x1D6E4}$
is a cocompact lattice in
$G_{\unicode[STIX]{x1D6F1}}$
. Notice that
$G_{\unicode[STIX]{x1D6F1}}\cap \unicode[STIX]{x1D6E4}$
is a discrete subgroup of
$G_{\unicode[STIX]{x1D6F1}}$
normalized by
$H=\overline{p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})}$
. Since having a discrete polycompact radical is stable under taking finite direct products, from Corollary 2.5 we infer that
$H$
is discrete. In particular,
$p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})$
is discrete. Using again [Reference RaghunathanRag72, Theorem I.1.13], it now follows that
$\text{Ker}(p_{\unicode[STIX]{x1D6F1}}|_{\unicode[STIX]{x1D6E4}})=G_{\unicode[STIX]{x1D6F4}}\cap \unicode[STIX]{x1D6E4}$
is a cocompact lattice in
$G_{\unicode[STIX]{x1D6F4}}$
. Thus,
$\unicode[STIX]{x1D6E4}_{1}=(G_{\unicode[STIX]{x1D6F1}}\cap \unicode[STIX]{x1D6E4})(G_{\unicode[STIX]{x1D6F4}}\cap \unicode[STIX]{x1D6E4})$
is a cocompact lattice in
$G=G_{\unicode[STIX]{x1D6F1}}\times G_{\unicode[STIX]{x1D6F4}}$
. The index
$|\unicode[STIX]{x1D6E4}:\unicode[STIX]{x1D6E4}_{1}|$
is thus finite.◻
Remark 4.12. In Proposition 4.11, the assumption that
$\unicode[STIX]{x1D6E4}$
is cocompact in
$G$
can be replaced by the assumptions that
$\unicode[STIX]{x1D6E4}$
is finitely generated and all groups
$G_{i}$
have discrete amenable radical, by invoking [Reference Caprace and WesolekCW18, Corollary 5.4] instead of Corollary 2.5. In particular, it is for instance enough that all groups
$G_{i}$
are quasi just-non-compact with property (T).
Corollary 4.13. Let
$G_{1},\ldots ,G_{n}$
be compactly generated tdlc groups with discrete polycompact radical, and
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a cocompact lattice such that
$p_{i}:\unicode[STIX]{x1D6E4}\rightarrow G_{i}$
has dense image for every
$i=1,\ldots ,n$
.
Then there is a partition
$\unicode[STIX]{x1D6F1}_{1}\cup \cdots \cup \unicode[STIX]{x1D6F1}_{\ell }$
of the set
$\{1,\ldots ,n\}$
such that for all
$j=1,\ldots ,\ell$
, the projection
$\unicode[STIX]{x1D6E4}_{\unicode[STIX]{x1D6F1}_{j}}=p_{\unicode[STIX]{x1D6F1}_{j}}(\unicode[STIX]{x1D6E4})\leqslant G_{\unicode[STIX]{x1D6F1}_{j}}$
is a cocompact lattice in
$G_{\unicode[STIX]{x1D6F1}_{j}}$
satisfying (Irr3) and (Irr0), and
$\unicode[STIX]{x1D6E4}$
is contained as a finite index subgroup of the product
$\prod _{j=1}^{\ell }\unicode[STIX]{x1D6E4}_{\unicode[STIX]{x1D6F1}_{j}}$
.
Proof. By Proposition 4.11, for every partition
$\unicode[STIX]{x1D6F1}\cup \unicode[STIX]{x1D6F4}$
of the set
$\{1,\ldots ,n\}$
, if the projection
$p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})$
is discrete, then
$p_{\unicode[STIX]{x1D6F4}}(\unicode[STIX]{x1D6E4})$
is discrete as well. Using this and a straightforward induction, we deduce that there is a partition
$\unicode[STIX]{x1D6F1}_{1}\cup \cdots \cup \unicode[STIX]{x1D6F1}_{\ell }$
of
$\{1,\ldots ,n\}$
such that
$p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4})$
is discrete, and
$p_{\unicode[STIX]{x1D6F4}_{i}}(\unicode[STIX]{x1D6E4})$
is non-discrete for all
$i$
and all
$\unicode[STIX]{x1D6F4}_{i}\subsetneq \unicode[STIX]{x1D6F1}_{i}$
. Now, for all
$i$
, by construction, the projection
$p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4})$
is a lattice in
$G_{\unicode[STIX]{x1D6F1}_{i}}$
that satisfies (Irr3) (and hence also (Irr0)). It is clear that
$\unicode[STIX]{x1D6E4}$
is contained in
$\prod _{i=1}^{\ell }p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4})$
. Since the latter is a lattice in
$G$
and since
$\unicode[STIX]{x1D6E4}$
is also a lattice, it follows that the index of
$\unicode[STIX]{x1D6E4}$
in
$\prod _{i=1}^{\ell }p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4})$
is finite.◻
Remark 4.14. As before, Corollary 4.13 is also valid for non-uniform lattices provided all groups
$G_{i}$
are quasi just-non-compact with property (T). The small modifications required in the proof are indicated in Remark 4.12.
We are now ready to complete the proof of Theorem H.
Proof of Theorem H.
We assume henceforth that
$G_{1},\ldots ,G_{n}$
are non-discrete compactly generated quasi just-non-compact groups, and
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
is a cocompact lattice such that
$p_{i}:\unicode[STIX]{x1D6E4}\rightarrow G_{i}$
has dense image for every
$i=1,\ldots ,n$
. Recall that by Proposition 2.9 for all
$i$
we have that
$\text{QZ}(G_{i})$
is discrete in
$G_{i}$
,
$G_{i}^{(\infty )}$
is a non-discrete cocompact subgroup of
$G_{i}$
and every normal subgroup of
$G_{i}$
is either contained in
$\text{QZ}(G_{i})$
or contains
$G_{i}^{(\infty )}$
.
(Irr2)
$\Rightarrow$
(Irr0) and (Irr4)
$\Rightarrow$
(Irr0) follow from Lemma 4.9.
(Irr0)
$\Rightarrow$
(Irr3) is consequence of Proposition 4.11, since we have
$W(G_{i})\leqslant \text{QZ}(G_{i})$
for all
$i$
.
(Irr3)
$\Rightarrow$
(Irr1
′
) follows from Corollary 4.7.
So, in order to complete the proof of statement (i) of Theorem H, we need to show (Irr1
′
)
$\Rightarrow$
(Irr0). If (Irr0) fails, then there is a partition
$\unicode[STIX]{x1D6F1}\cup \unicode[STIX]{x1D6F4}=\{1,\ldots ,n\}$
with
$\unicode[STIX]{x1D6F1},\unicode[STIX]{x1D6F4}\neq \varnothing$
such that
$(G_{\unicode[STIX]{x1D6F1}}\cap \unicode[STIX]{x1D6E4})(G_{\unicode[STIX]{x1D6F4}}\cap \unicode[STIX]{x1D6E4})$
has finite index in
$\unicode[STIX]{x1D6E4}$
. In particular,
$p_{\unicode[STIX]{x1D6F4}}(G_{\unicode[STIX]{x1D6F4}}\cap \unicode[STIX]{x1D6E4})$
is a discrete subgroup which has finite index in
$p_{\unicode[STIX]{x1D6F4}}(\unicode[STIX]{x1D6E4})$
and it follows that
$p_{\unicode[STIX]{x1D6F4}}(\unicode[STIX]{x1D6E4})$
is discrete. Therefore, the closure of
$p_{\unicode[STIX]{x1D6F4}}(\unicode[STIX]{x1D6E4})$
cannot contain
$\prod _{i\in \unicode[STIX]{x1D6F4}}G_{i}^{(\infty )}$
, since the latter is non-discrete, so (Irr1
′
) also fails.
We now make the additional assumption that
$\text{QZ}(G_{i})=1$
for all
$i$
, i.e. that each factor
$G_{i}$
is just-non-compact. In particular,
$G_{i}$
is monolithic with a non-discrete cocompact monolith by Proposition 2.7. The monolith
$\text{Mon}(G_{i})$
is compactly generated (because it is cocompact), non-discrete and characteristically simple. Thus, it has a trivial quasi-center and trivial polycompact radical by Proposition 2.6. We may therefore apply Lemma 4.10(ii), which shows that (Irr1
′
)
$\Rightarrow$
(Irr2). This completes the proof of statement (ii).
Finally, in order to have (iii), it remains to prove the implication (Irr2)
$\Rightarrow$
(Irr4) under the extra assumption that all factors
$G_{i}$
are hereditarily just-non-compact. Assume that (Irr4) fails and let
$\unicode[STIX]{x1D6EC}\leqslant \unicode[STIX]{x1D6E4}$
be a finite index subgroup of
$\unicode[STIX]{x1D6E4}$
such that
$\unicode[STIX]{x1D6EC}=A\times B$
with
$A,B$
non-trivial. Let
$H_{i}=\overline{p_{i}(\unicode[STIX]{x1D6EC})}$
for all
$i$
. The index of
$H_{i}$
in
$G_{i}$
is bounded above by
$[\unicode[STIX]{x1D6E4}:\unicode[STIX]{x1D6EC}]$
and is thus finite. In particular,
$H_{i}$
is hereditarily just-non-compact by assumption. For each
$i$
, the closures
$\overline{p_{i}(A)}$
and
$\overline{p_{i}(B)}$
are closed normal subgroups of
$H_{i}$
that centralize each other. If they are both non-trivial, then they both contain the monolith of
$H_{i}$
, which must then be abelian. This contradicts Proposition 2.7(ii). Thus, for each
$i$
, either
$p_{i}(A)=\{1\}$
or
$p_{i}(B)=\{1\}$
. It follows that (Irr2) fails.◻
Proof of Corollary I.
Consider the partition
$\unicode[STIX]{x1D6F1}_{1}\cup \cdots \cup \unicode[STIX]{x1D6F1}_{\ell }$
given by Corollary 4.13. If
$\ell >1$
, then one block
$\unicode[STIX]{x1D6F1}_{j}$
must have cardinality one. If
$i$
is the unique element of
$\unicode[STIX]{x1D6F1}_{j}$
, then the projection
$p_{i}(\unicode[STIX]{x1D6E4})$
is both discrete and dense in the non-discrete group
$G_{i}$
, which is absurd. So,
$\ell =1$
and
$\unicode[STIX]{x1D6E4}$
satisfies (Irr3). By Theorem H, it also satisfies (Irr0) and (Irr1
′
) and we are done. ◻
We present two supplements to Theorem H in case of groups with trivial amenable radical.
The first one relates condition (Irr2) to residual finiteness of the lattice, relying on [Reference Caprace and WesolekCW18]. It requires the ambient group to have a trivial amenable radical.
Corollary 4.15. Let
$G_{1},\ldots ,G_{n}$
be non-discrete, compactly generated, quasi just-non-compact, tdlc groups with trivial amenable radical. Let
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a cocompact lattice such that
$p_{i}:\unicode[STIX]{x1D6E4}\rightarrow G_{i}$
has dense image for every
$i=1,\ldots ,n$
. If
$n\geqslant 4$
, assume in addition that
$\unicode[STIX]{x1D6E4}$
satisfies (Irr0). If
$\unicode[STIX]{x1D6E4}$
is residually finite, then it satisfies (Irr2).
Proof. By [Reference Caprace and WesolekCW18, Theorem 5.13], the hypothesis that
$\unicode[STIX]{x1D6E4}$
is residually finite implies that
$\text{QZ}(G)=\{1\}$
. Therefore,
$\text{QZ}(G_{i})=\{1\}$
for all
$i$
, so that
$G_{i}$
is just-non-compact. It then follows from Theorem H and Corollary I that (Irr2) holds.◻
We emphasize that a lattice can satisfy (Irr2) without being residually finite: this is illustrated by the Burger–Mozes simple lattices constructed in [Reference Burger and MozesBM00b].
The second result enumerates other properties that are formally equivalent to (Irr2). It uses in an essential way the normal subgroup theorem due to Bader–Shalom [Reference Bader and ShalomBS06]. We recall that a group
$\unicode[STIX]{x1D6E4}$
is called just-infinite if
$\unicode[STIX]{x1D6E4}$
is infinite and every non-trivial normal subgroup of
$\unicode[STIX]{x1D6E4}$
is of finite index.
Corollary 4.16. Let
$G_{1},\ldots ,G_{n}$
be non-discrete, compactly generated, quasi just-non-compact, tdlc groups. Let
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a cocompact lattice such that
$p_{i}:\unicode[STIX]{x1D6E4}\rightarrow G_{i}$
has dense image for every
$i=1,\ldots ,n$
. If
$n\geqslant 4$
, assume in addition that
$\unicode[STIX]{x1D6E4}$
satisfies (Irr0). Consider the following conditions:
(i)
$\unicode[STIX]{x1D6E4}$
satisfies (Irr2);(ii)
$\text{QZ}(G)=\{1\}$
;(iii)
$G_{i}$
is just-non-compact for all
$i$
;(iv)
$\unicode[STIX]{x1D6E4}$
is just-infinite.
Then we have (ii)
$\Leftrightarrow$
(iii)
$\Rightarrow$
(i)
$\Leftarrow$
(iv).
If in addition
$G_{i}$
has a trivial locally elliptic radical for all
$i=1,\ldots ,n$
, then (i), (ii), (iii), (iv) are all equivalent.
Proof. Assume that
$\text{QZ}(G)=\{1\}$
. Then
$\text{QZ}(G_{i})=\{1\}$
for all
$i$
, so that
$G_{i}$
is just-non-compact by Proposition 2.9, so (ii)
$\Rightarrow$
(iii).
Conversely, if
$G_{i}$
is just-non-compact for all
$i$
, then
$\text{QZ}(G_{i})=\{1\}$
by Proposition 2.7 and hence
$\text{QZ}(G)=\{1\}$
by [Reference Caprace and WesolekCW18, Lemma 5.5], so (iii)
$\Rightarrow$
(ii).
If
$G_{i}$
is just-non-compact for all
$i$
, then (Irr2) holds by Theorem H and Corollary I. Thus, (iii)
$\Rightarrow$
(i).
Assume that
$\unicode[STIX]{x1D6E4}$
does not satisfy (Irr2); then there exists
$i$
such that
$p_{i}:\unicode[STIX]{x1D6E4}\rightarrow G_{i}$
has a non-trivial kernel. Since the projection
$p_{i}(\unicode[STIX]{x1D6E4})$
is dense in
$G_{i}$
, it is an infinite group. Hence, we have found a non-trivial normal subgroup of
$\unicode[STIX]{x1D6E4}$
which is of infinite index. Thus, (iv)
$\Rightarrow$
(i).
We now assume in addition that
$G_{i}$
has a trivial locally elliptic radical for all
$i=1,\ldots ,n$
. We must show that (i)
$\Rightarrow$
(iii) and (i)
$\Rightarrow$
(iv). We assume henceforth that (Irr2) holds. Then, for all
$i$
, the projection of
$\unicode[STIX]{x1D6E4}$
to
$\prod _{j\neq i}G_{j}$
is injective. Denoting by
$H$
the closure of the projection of
$\unicode[STIX]{x1D6E4}$
to
$\prod _{j\neq i}G_{j}$
, we see that
$H$
is a closed cocompact subgroup of
$\prod _{j\neq i}G_{j}$
of finite covolume. Therefore, every lattice in
$H$
is a lattice in
$\prod _{j\neq i}G_{j}$
and thus has a trivial centralizer by [Reference Caprace and WesolekCW18, Corollary 5.3]. We may then invoke [Reference Caprace and WesolekCW18, Lemma 5.11], which ensures that
$\text{QZ}(G_{i})=\{1\}$
. Thus, (i)
$\Rightarrow$
(iii).
By [Reference Bader and ShalomBS06, Theorem 3.7(iv)] and [Reference ShalomSha00, Theorem 0.1], we know that for every normal subgroup
$N$
of
$\unicode[STIX]{x1D6E4}$
, the quotient
$\unicode[STIX]{x1D6E4}/N$
is finite provided
$G_{i}/\overline{p_{i}(N)}$
is compact for all
$i$
. If
$N$
is non-trivial and
$\unicode[STIX]{x1D6E4}$
satisfies (Irr2), then
$G_{i}$
is just-non-compact (as we have seen in the previous paragraph) and
$\overline{p_{i}(N)}$
is a non-trivial closed normal subgroup, so the quotient
$G_{i}/\overline{p_{i}(N)}$
is indeed compact. Thus, (i)
$\Rightarrow$
(iv).◻
5 Covolume bounds
5.1 A Chabauty continuity property of projection maps
Given a locally compact group
$G$
and a continuous homomorphism
$\unicode[STIX]{x1D711}:G\rightarrow Q$
, the induced map
$\unicode[STIX]{x1D711}_{\ast }:\mathbf{Sub}(G)\rightarrow \mathbf{Sub}(Q):H\mapsto \overline{\unicode[STIX]{x1D711}(H)}$
need not be continuous. For example, consider
$G=\mathbf{R}\times \mathbf{R}$
and
$\unicode[STIX]{x1D711}:G\rightarrow \mathbf{R}$
the projection to the first factor. The sequence
$H_{n}=n\mathbf{Z}[\sqrt{2}]=\{n(a+b\sqrt{2},a-b\sqrt{2})\,:\,a,b\in \mathbf{Z}\}$
Chabauty converges to the trivial subgroup of
$G$
, but
$\unicode[STIX]{x1D711}(H_{n})$
is dense in
$\mathbf{R}$
for all
$n$
. However, the map
$\unicode[STIX]{x1D711}_{\ast }$
is always semicontinuous, in the sense of the first assertion of the following proposition. Crucial for our purposes is the fact that the map
$\unicode[STIX]{x1D711}_{\ast }$
is actually continuous under an assumption of
$(r,U)$
-cocompactness.
Proposition 5.1. Let
$G$
and
$Q$
be locally compact groups and
$\unicode[STIX]{x1D711}:G\rightarrow Q$
be a continuous homomorphism. Also let
$(H_{k})$
be a net of closed subgroups of
$G$
that Chabauty converges to
$H\leqslant G$
.
(i) Any accumulation point of the net
$(\overline{\unicode[STIX]{x1D711}(H_{k})})$
in the Chabauty space
$\mathbf{Sub}(Q)$
contains
$\overline{\unicode[STIX]{x1D711}(H)}$
.(ii) Assume in addition that
$G$
is compactly generated tdlc and that
$(H_{k})$
is
$(r,U)$
-cocompact for some
$r$
,
$U$
and all
$k$
. Then
$(\overline{\unicode[STIX]{x1D711}(H_{k})})$
Chabauty converges to
$\overline{\unicode[STIX]{x1D711}(H)}$
.
Proof. Assertion (i) is an easy verification and we leave the details to the reader.
For (ii), let
$J\leqslant Q$
be an accumulation point of the net
$(\overline{\unicode[STIX]{x1D711}(H_{k})})$
and let
$(\overline{\unicode[STIX]{x1D711}(H_{k^{\prime }})})$
be a subnet converging to
$J$
. Let
$q\in J$
and let
$V\leqslant Q$
be any compact open subgroup. For all sufficiently large
$k$
, the intersection
$qV\cap \overline{\unicode[STIX]{x1D711}(H_{k^{\prime }})}$
is non-empty. Thus, there exists
$h_{k^{\prime }}\in H_{k^{\prime }}$
with
$\unicode[STIX]{x1D711}(h_{k^{\prime }})\in qV$
. Since
$O=\unicode[STIX]{x1D711}^{-1}(V)$
is an open subgroup of
$G$
, it follows from Lemma 3.4 that
$H_{k}\cap O$
is
$(r,U\cap O)$
-cocompact in
$O$
for all
$k$
. By Lemma 3.3, there exists a compact subset
$L\subset O$
such that
$L(H_{k}\cap O)=O$
for all
$k$
. In particular,
$gL(H_{k^{\prime }}\cap O)=h_{k^{\prime }}O$
for all
$k$
, where
$g\in G$
is a fixed element with
$\unicode[STIX]{x1D711}(g)\in qV$
. Hence, for all
$k$
, we may find
$y_{k^{\prime }}\in H_{k^{\prime }}\cap O$
such that
$h_{k^{\prime }}y_{k^{\prime }}\in gL$
. Since
$gL$
is compact, we may assume after a further extraction that
$(h_{k^{\prime }}y_{k^{\prime }})_{k}$
converges to some limit
$h$
, which must belong to
$H=\lim _{k}H_{k}$
. We deduce that
$\unicode[STIX]{x1D711}(h)=\lim _{k}\unicode[STIX]{x1D711}(h_{k^{\prime }}y_{k^{\prime }})$
, which is contained in
$qV$
, since
$\unicode[STIX]{x1D711}(h_{k^{\prime }}y_{k^{\prime }})\in qV\unicode[STIX]{x1D711}(O)=qV$
for all
$k$
.
Since
$V$
was an arbitrary compact open subgroup of
$Q$
, we infer that
$q\in \overline{\unicode[STIX]{x1D711}(H)}$
. Hence,
$J\leqslant \overline{\unicode[STIX]{x1D711}(H)}$
. By (i), we have
$J=\overline{\unicode[STIX]{x1D711}(H)}$
. The assertion follows.◻
5.2 On the set of
$(r,U)$
-cocompact lattices with dense projections
Theorem 5.2. Let
$G_{1},\ldots ,G_{n}$
be non-discrete compactly generated quasi just-non-compact tdlc groups with
$n\geqslant 2$
and let
$U\leqslant G=G_{1}\times \cdots \times G_{n}$
be a compact open subgroup. For every
$r>0$
, the set
${\mathcal{L}}_{r,U}$
of discrete
$(r,U)$
-cocompact subgroups
$\unicode[STIX]{x1D6E4}\leqslant G$
with
$p_{i}(\unicode[STIX]{x1D6E4})$
dense in
$G_{i}$
for all
$i$
is Chabauty closed.
We proceed in several steps. The first one is to show that the subset
${\mathcal{L}}_{r,U}^{\text{irr}}\subset {\mathcal{L}}_{r,U}$
consisting of those
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r,U}$
satisfying also (Irr3) is Chabauty closed. This will be achieved in Proposition 5.7 below.
We first record some auxiliary results of independent interest. The first is a slight strengthening of [Reference Gelander and LevitGL18, Proposition 7.4].
Proposition 5.3. Let
$G$
be a compactly generated locally compact group with discrete polycompact radical
$W(G)$
. Let
$\unicode[STIX]{x1D6E4}$
be a cocompact lattice in
$G$
, and
$U$
a relatively compact symmetric open neighborhood of
$1$
such that
$\unicode[STIX]{x1D6E4}\cap U=W(G)\cap U=\{1\}$
. Then
$\unicode[STIX]{x1D6E4}$
admits a Chabauty neighborhood consisting of cocompact lattices
$\unicode[STIX]{x1D6EC}$
such that
$\unicode[STIX]{x1D6EC}\cap U=\{1\}$
.
Proof. First note that, since
$\unicode[STIX]{x1D6E4}$
and
$W(G)$
are both discrete, there does exist a relatively compact symmetric open neighborhood
$U$
of
$1$
such that
$\unicode[STIX]{x1D6E4}\cap U=W(G)\cap U=\{1\}$
.
The arguments from [Reference Gelander and LevitGL18, Proposition 7.4] show in full generality that if
$\unicode[STIX]{x1D6EC}$
is a lattice that is in a sufficiently small Chabauty neighborhood of
$\unicode[STIX]{x1D6E4}$
, then
$\unicode[STIX]{x1D6EC}\cap U$
is a compact subgroup of
$\unicode[STIX]{x1D6E4}$
whose normalizer in
$G$
is cocompact. By Proposition 2.3, we have
$\unicode[STIX]{x1D6EC}\cap U\leqslant W(G)$
, so that
$\unicode[STIX]{x1D6EC}\cap U\leqslant W(G)\cap U=\{1\}$
.◻
Corollary 5.4. Let
$G$
be a compactly generated tdlc group with discrete polycompact radical. For every compact open subgroup
$U\leqslant G$
and all
$r\geqslant 1$
, the set of
$(r,U)$
-cocompact discrete subgroups of
$G$
is Chabauty open.
The following basic observation will be useful.
Lemma 5.5. Let
$G$
be a compactly generated tdlc group and
$r\geqslant 1$
and
$U\leqslant G$
a compact open subgroup. For every continuous homomorphism
$\unicode[STIX]{x1D711}:G\rightarrow Q$
such that
$\unicode[STIX]{x1D711}(G)$
is dense in
$Q$
, there exist a constant
$r_{Q}$
and a compact open subgroup
$U_{Q}\leqslant Q$
such that
$\overline{\unicode[STIX]{x1D711}(H)}\in {\mathcal{C}}_{r_{Q},U_{Q}}(Q)$
for all
$H\in {\mathcal{C}}_{r,U}(G)$
.
Proof. By Lemma 3.3, there exists a finite set
$\unicode[STIX]{x1D6F4}\subset G$
such that
$H\unicode[STIX]{x1D6F4}U=G$
for all
$H$
in
${\mathcal{C}}_{r,U}(G)$
. This yields
$Q=\overline{\unicode[STIX]{x1D711}(H)\unicode[STIX]{x1D711}(\unicode[STIX]{x1D6F4})\unicode[STIX]{x1D711}(U)}=\overline{\unicode[STIX]{x1D711}(H)}\unicode[STIX]{x1D711}(\unicode[STIX]{x1D6F4})\unicode[STIX]{x1D711}(U)$
for all
$H$
in
${\mathcal{C}}_{r,U}(G)$
. Let
$U_{Q}$
be a compact open subgroup of
$Q$
containing
$\unicode[STIX]{x1D711}(U)$
(such a subgroup exists by [Reference CapraceCap09, Lemma 3.1]). By the converse statement in Lemma 3.3, there is a constant
$r_{Q}$
such that
$\overline{\unicode[STIX]{x1D711}(H)}\in {\mathcal{C}}_{r_{Q},U_{Q}}(Q)$
for all
$H\in {\mathcal{C}}_{r,U}(G)$
.◻
We emphasize that the
$(r,U)$
-cocompact subgroups considered in the following result are not assumed to have dense projections on each factor.
Corollary 5.6. Let
$G=G_{1}\times \cdots \times G_{n}$
be a product of compactly generated tdlc groups with discrete polycompact radical. For every compact open subgroup
$U\leqslant G$
and all
$r\geqslant 1$
, the set of
$(r,U)$
-cocompact closed subgroups satisfying (Irr3) is Chabauty closed.
Proof. Let
$\unicode[STIX]{x1D6F4}\subsetneq \{1,\ldots ,n\}$
be a non-empty proper subset. Also let
$(H_{k})$
be a net of
$(r,U)$
-cocompact closed subgroups satisfying (Irr3) and converging to some closed subgroup
$H\leqslant G$
. Thus,
$H$
is
$(r,U)$
-cocompact by Lemma 3.2. In particular,
$\overline{p_{\unicode[STIX]{x1D6F4}}(H_{k})}$
and
$\overline{p_{\unicode[STIX]{x1D6F4}}(H)}$
are all
$(r^{\prime },U^{\prime })$
-cocompact in
$G_{\unicode[STIX]{x1D6F4}}$
by Lemma 5.5. Assume that
$\overline{p_{\unicode[STIX]{x1D6F4}}(H)}$
is discrete, so that
$\overline{p_{\unicode[STIX]{x1D6F4}}(H)}=p_{\unicode[STIX]{x1D6F4}}(H)$
. By Proposition 5.1, this implies that every accumulation point of the net
$\overline{p_{\unicode[STIX]{x1D6F4}}(H_{k})}$
is also discrete. In view of Corollary 5.4 applied to
$G_{\unicode[STIX]{x1D6F4}}$
, we infer that there is a subnet
$\overline{p_{\unicode[STIX]{x1D6F4}}(H_{k^{\prime }})}$
consisting of discrete subgroups, which contradicts the hypothesis that
$H_{k}$
satisfies (Irr3) for all
$k$
.◻
Proposition 5.7. Let
$G_{1},\ldots ,G_{n}$
be non-discrete compactly generated quasi just-non-compact tdlc groups with
$n\geqslant 2$
and let
$U=U_{1}\times \cdots \times U_{n}\leqslant G_{1}\times \cdots \times G_{n}=G$
be a compact open subgroup. For every
$r>0$
, the set
${\mathcal{L}}_{r,U}^{\text{irr}}$
of discrete
$(r,U)$
-cocompact subgroups
$\unicode[STIX]{x1D6E4}\leqslant G$
satisfying (Irr3) and with
$p_{i}(\unicode[STIX]{x1D6E4})$
dense in
$G_{i}$
for all
$i$
is Chabauty closed.
Proof. Let
$(\unicode[STIX]{x1D6E4}_{k})$
be a sequence in
${\mathcal{L}}_{r,U}^{\text{irr}}$
that converges to some closed subgroup
$H\leqslant G$
. By Lemma 3.2, the group
$H$
is
$(r,U)$
-cocompact. By Corollary 5.6, it satisfies (Irr3) and, by Proposition 5.1, the projection
$p_{i}(H)$
is dense in
$G_{i}$
for all
$i$
. It remains to show that
$H$
is discrete.
Assume that this is not the case. Then
$H$
satisfies all the hypotheses of Proposition 4.6 and it follows that
$p_{1}(H\cap (G_{1}\times U_{2}\times \cdots \times U_{n}))$
is a finite index open subgroup of
$G_{1}$
. The sequence
$(\unicode[STIX]{x1D6E4}_{k}\cap (G_{1}\times U_{2}\times \cdots \times U_{n}))_{k}$
converges to
$H\cap (G_{1}\times U_{2}\times \cdots \times U_{n})$
. Moreover, the restriction of
$p_{1}$
to
$G_{1}\times U_{2}\times \cdots \times U_{n}$
is proper and hence it induces a Chabauty continuous map
$\mathbf{Sub}(G_{1}\times U_{2}\times \cdots \times U_{n})\rightarrow \mathbf{Sub}(G_{1})$
. It follows that some finite index open subgroup of
$G_{1}$
is a Chabauty limit of the sequence of lattices
$(p_{1}(\unicode[STIX]{x1D6E4}_{k}\cap (G_{1}\times U_{2}\times \cdots \times U_{n})))_{k}$
. From Theorem F, we deduce that
$G_{1}$
has a compact open subgroup
$V$
that is infinitely generated pro-
$p$
for some prime
$p$
.
On the other hand, the intersection
$\unicode[STIX]{x1D6E4}_{1}\cap (V\times G_{2}\times \cdots \times G_{n})$
is a cocompact lattice in
$V\times G_{2}\times \cdots \times G_{n}$
(by Lemma 3.4) and hence it is finitely generated, since
$V\times G_{2}\times \cdots \times G_{n}$
is compactly generated. Since
$p_{1}(\unicode[STIX]{x1D6E4}_{1})$
is dense in
$G_{1}$
, it follows that
$p_{1}(\unicode[STIX]{x1D6E4}_{1}\cap (V\times G_{2}\times \cdots \times G_{n}))$
is dense in
$V$
. Thus,
$V$
is topologically finitely generated. This is a contradiction.◻
We are now ready to complete the proof of Theorem 5.2.
Proof of Theorem 5.2.
For every partition
${\mathcal{P}}=\unicode[STIX]{x1D6F1}_{1}\cup \cdots \cup \unicode[STIX]{x1D6F1}_{\ell }$
of the set
$\{1,\ldots ,n\}$
, we denote by
${\mathcal{L}}_{r,U}({\mathcal{P}})$
the set of those
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r,U}$
such that for every
$i$
, the projection
$p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4})$
is discrete and, for every non-empty
$\unicode[STIX]{x1D6F4}_{i}\subsetneq \unicode[STIX]{x1D6F1}_{i}$
, the projection
$p_{\unicode[STIX]{x1D6F4}_{i}}(\unicode[STIX]{x1D6E4})$
is non-discrete.
We claim that the set
${\mathcal{L}}_{r,U}({\mathcal{P}})$
is Chabauty closed. Indeed, let
$(\unicode[STIX]{x1D6E4}_{k})$
be a sequence in
${\mathcal{L}}_{r,U}({\mathcal{P}})$
that converges to some closed subgroup
$H\leqslant G$
. By Lemma 3.2, the group
$H$
is
$(r,U)$
-cocompact and, by Proposition 5.1, the projection
$p_{i}(H)$
is dense in
$G_{i}$
for all
$i$
. By Lemma 5.5, for every
$i$
, the projection
$p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4}_{k})$
is
$(r_{i},U_{\unicode[STIX]{x1D6F1}_{i}})$
-cocompact in
$G_{\unicode[STIX]{x1D6F1}_{i}}$
. By Propositions 5.1 and 5.7, it follows that
$p_{\unicode[STIX]{x1D6F1}_{i}}(H)$
is discrete. Given a non-empty
$\unicode[STIX]{x1D6F4}_{i}\subsetneq \unicode[STIX]{x1D6F1}_{i}$
, the projection
$p_{\unicode[STIX]{x1D6F4}_{i}}(\unicode[STIX]{x1D6E4}_{k})$
is non-discrete for all
$k$
, so the same holds for
$p_{\unicode[STIX]{x1D6F4}_{i}}(H)$
by Corollary 5.4. Since
$H$
is contained in
$p_{\unicode[STIX]{x1D6F1}_{1}}(H)\times \cdots \times p_{\unicode[STIX]{x1D6F1}_{\ell }}(H)$
, it follows that
$H$
is discrete and hence that
$H$
belongs to
${\mathcal{L}}_{r,U}({\mathcal{P}})$
.
We conclude the proof by observing that the set
${\mathcal{L}}_{r,U}$
is the union of all sets
${\mathcal{L}}_{r,U}({\mathcal{P}})$
, where
${\mathcal{P}}$
runs over the finite set of all partitions of
$\{1,\ldots ,n\}$
: indeed, that follows from Corollary 4.13. Hence,
${\mathcal{L}}_{r,U}$
is a finite union of closed sets and thus it is closed.◻
5.3 A first Wang finiteness theorem
The goal of this section is to prove Theorem A. We need the following observation, whose proof is inspired by [Reference Burger and MozesBM14, Proposition 2.1] and [Reference Gelander and LevitGL18, Theorem 9.3].
Proposition 5.8. Let
$G$
be a compactly generated tdlc group and
$\unicode[STIX]{x1D6E4}\leqslant G$
be a lattice. Let
${\mathcal{L}}$
be a set of discrete subgroups of
$G$
containing
$\unicode[STIX]{x1D6E4}$
. Assume that the following conditions hold:
(1)
$\unicode[STIX]{x1D6E4}$
is finitely generated;(2) for every finite index subgroup
$\unicode[STIX]{x1D6F4}\leqslant \unicode[STIX]{x1D6E4}$
, the normalizer
$\text{N}_{G}(\unicode[STIX]{x1D6F4})$
is discrete;(3)
${\mathcal{L}}$
is Chabauty closed;(4) for every
$\unicode[STIX]{x1D6EC}\in {\mathcal{L}}$
, there are an identity neighborhood
$U$
in
$G$
and a neighborhood
$\unicode[STIX]{x1D6FA}$
of
$\unicode[STIX]{x1D6EC}$
in
$\mathbf{Sub}(G)$
such that
$H\cap U=\{1\}$
for all
$H\in {\mathcal{L}}\cap \unicode[STIX]{x1D6FA}$
.
Then
${\mathcal{L}}$
is finite.
Proof. Suppose for a contradiction that the set in question is infinite. In view of (3), this implies the existence of a sequence
$(\unicode[STIX]{x1D6EC}_{n})_{n}$
of pairwise-distinct discrete subgroups of
$G$
, all containing
$\unicode[STIX]{x1D6E4}$
, that Chabauty converges to some
$\unicode[STIX]{x1D6EC}\in {\mathcal{L}}$
. By (4), we may find a relatively compact symmetric open neighborhood
$U$
of
$1$
such that
$\unicode[STIX]{x1D6EC}_{n}\cap U=1$
. We now argue as in the proof of Theorem 9.3 from [Reference Gelander and LevitGL18]: the existence of
$U$
implies that there is a lower bound for the covolume of
$\unicode[STIX]{x1D6EC}_{n}$
in
$G$
and hence an upper bound for the index of
$\unicode[STIX]{x1D6E4}$
in
$\unicode[STIX]{x1D6EC}_{n}$
. Hence, in order to derive a contradiction, we may assume that this index is constant. It follows that there exists a finite index normal subgroup
$\unicode[STIX]{x1D6F4}_{n}$
in
$\unicode[STIX]{x1D6EC}_{n}$
contained in
$\unicode[STIX]{x1D6E4}$
and whose index does not depend on
$n$
. Since a finitely generated group has finitely many subgroups of any given index, we may extract a further subsequence so that
$\unicode[STIX]{x1D6F4}_{n}=\unicode[STIX]{x1D6F4}$
becomes independent of
$n$
. Condition (2) implies that
$\unicode[STIX]{x1D6F4}$
is of finite index in its normalizer. In particular, there are only finitely many subgroups between
$\unicode[STIX]{x1D6F4}$
and its normalizer, which contradicts the fact that infinitely many
$\unicode[STIX]{x1D6EC}_{n}$
normalize
$\unicode[STIX]{x1D6F4}$
.◻
In the proof of Theorem A in the case of Kazhdan groups we will appeal to the following result.
Proposition 5.9. Let
$G_{1},\ldots ,G_{n}$
be non-discrete, compactly generated, quasi just-non-compact tdlc groups with Kazhdan’s property (T), with
$n>1$
. Let
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a non-uniform lattice such that the projection
$p_{i}(\unicode[STIX]{x1D6E4})$
is dense in
$G_{i}$
for all
$i$
. Then the set of discrete subgroups of
$G$
containing
$\unicode[STIX]{x1D6E4}$
is Chabauty closed.
Proof. Let
$(\unicode[STIX]{x1D6E4}_{k})$
be a sequence of discrete subgroups of
$G$
with
$\unicode[STIX]{x1D6E4}\leqslant \unicode[STIX]{x1D6E4}_{k}$
and such that
$(\unicode[STIX]{x1D6E4}_{k})$
converges to a closed subgroup
$H$
in
$\mathbf{Sub}(G)$
. Clearly,
$\unicode[STIX]{x1D6E4}\leqslant H$
and hence
$p_{i}(H)$
is dense in
$G_{i}$
for all
$i$
. We want to show that
$H$
is discrete.
Assume first that
$\unicode[STIX]{x1D6E4}$
satisfies (Irr3). Then
$H$
also does. Assume for a contradiction that
$H$
is not discrete. Then
$H$
is a non-discrete closed subgroup of finite covolume in
$G$
, and
$G$
has property (T), so by Proposition 4.6(i) the group
$H$
is cocompact in
$G$
. It then follows from Lemma 3.2 that
$\unicode[STIX]{x1D6E4}_{k}$
is cocompact in
$G$
for all sufficiently large
$k$
and hence that
$\unicode[STIX]{x1D6E4}$
is cocompact. This is a contradiction. So, we deduce that the group
$H$
is discrete in this case.
To deal with the general case, the conclusion of Corollary 4.13 (which holds here since
$G$
has Kazhdan’s property (T); see Remark 4.14) yields a partition
$\unicode[STIX]{x1D6F1}_{1}\cup \cdots \cup \unicode[STIX]{x1D6F1}_{\ell }$
of
$\{1,\ldots ,n\}$
such that
$p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4})$
is a lattice with (Irr3) in
$G_{\unicode[STIX]{x1D6F1}_{i}}$
for all
$i$
. By Proposition 5.1(i), the projection
$\overline{p_{\unicode[STIX]{x1D6F1}_{i}}(H)}$
is contained in every accumulation point of the sequence
$\overline{p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4}_{k})}$
. Since
$\unicode[STIX]{x1D6E4}$
is of finite index in
$\unicode[STIX]{x1D6E4}_{k}$
and since
$\overline{p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4})}$
is discrete, it follows that
$\overline{p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4}_{k})}=p_{\unicode[STIX]{x1D6F1}_{i}}(\unicode[STIX]{x1D6E4}_{k})$
is discrete. The first part of the proof then implies that
$\overline{p_{\unicode[STIX]{x1D6F1}_{i}}(H)}=p_{\unicode[STIX]{x1D6F1}_{i}}(H)$
is discrete for all
$i$
. Since
$H$
is contained in
$\prod _{i=1}^{\ell }p_{\unicode[STIX]{x1D6F1}_{i}}(H)$
, we deduce that
$H$
is discrete, as required.◻
Proof of Theorem A.
Let
${\mathcal{L}}$
be the collection of discrete subgroups of
$G$
containing
$\unicode[STIX]{x1D6E4}$
.
Consider first the case where
$\unicode[STIX]{x1D6E4}$
is cocompact. Let
$U\leqslant G$
be a compact subgroup and set
$r=|\unicode[STIX]{x1D6E4}\backslash G/U|$
. Notice that every discrete subgroup
$\unicode[STIX]{x1D6EC}\leqslant G$
containing
$\unicode[STIX]{x1D6E4}$
has dense projection to
$G_{i}$
for all
$i$
. It follows from Theorem 5.2 that the set of all those
$\unicode[STIX]{x1D6EC}$
is Chabauty closed. Thus, condition (3) of Proposition 5.8 is verified. Since
$\unicode[STIX]{x1D6E4}$
is cocompact and
$G$
is compactly generated, (1) holds as well. Condition (2) follows from Corollary 2.5. Finally, (4) is satisfied in view of Proposition 5.3. Therefore,
${\mathcal{L}}$
is finite by Proposition 5.8.
We now assume that
$\unicode[STIX]{x1D6E4}$
is not cocompact and that
$G$
has Kazhdan’s property (T). Under these assumptions, the fact that
${\mathcal{L}}$
is closed in
$\mathbf{Sub}(G)$
has been proved in Proposition 5.9. Since
$G$
has property (T), it follows that
$\unicode[STIX]{x1D6E4}$
is finitely generated, and condition (2) of Proposition 5.8 follows from [Reference Caprace and WesolekCW18, Corollary 5.4], since
$G$
has discrete amenable radical. Finally, (4) is also satisfied in view of Theorem G. Therefore, by applying Proposition 5.8 again, it follows that
${\mathcal{L}}$
is finite.◻
5.4 A uniform discreteness statement for irreducible lattices in products
The following is a reformulation of Theorem B.
Theorem 5.10. Let
$G_{1},\ldots ,G_{n}$
be non-discrete compactly generated quasi just-non-compact tdlc groups with
$n\geqslant 2$
, let
$U\leqslant G=G_{1}\times \cdots \times G_{n}$
be a compact open subgroup and let
$r\geqslant 1$
. Also let
${\mathcal{L}}_{r,U}$
be the set of discrete
$(r,U)$
-cocompact subgroups
$\unicode[STIX]{x1D6E4}\leqslant G$
with
$p_{i}(\unicode[STIX]{x1D6E4})$
dense in
$G_{i}$
for all
$i$
. Then there exists an identity neighborhood
$V$
such that
$V\cap \unicode[STIX]{x1D6E4}=\{1\}$
for every
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r,U}(G)$
. Moreover, the set of covolumes
$\text{covol}(\unicode[STIX]{x1D6E4})$
, for
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r,U}(G)$
, is finite.
Proof. By Theorem 5.2, the set
${\mathcal{L}}_{r,U}\subset \mathbf{Sub}(G)$
is Chabauty closed and hence compact. Moreover, by Proposition 5.3, for each
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r,U}$
, there are an identity neighborhood
$V(\unicode[STIX]{x1D6E4})$
in
$G$
and an open Chabauty neighborhood
${\mathcal{X}}(\unicode[STIX]{x1D6E4})$
of
$\unicode[STIX]{x1D6E4}$
such that
$\unicode[STIX]{x1D6EC}\cap V(\unicode[STIX]{x1D6E4})=\{1\}$
for all
$\unicode[STIX]{x1D6EC}\in {\mathcal{X}}(\unicode[STIX]{x1D6E4})$
. Hence, the collection
$\{{\mathcal{X}}(\unicode[STIX]{x1D6E4})\}_{\unicode[STIX]{x1D6E4}}$
forms an open cover of the compact set
${\mathcal{L}}_{r,U}$
. Let
${\mathcal{X}}(\unicode[STIX]{x1D6E4}_{1})\cup \cdots \cup {\mathcal{X}}(\unicode[STIX]{x1D6E4}_{\ell })$
be a finite subcover. Then
$V=\bigcap _{i=1}^{\ell }V(\unicode[STIX]{x1D6E4}_{i})$
is an identity neighborhood in
$G$
such that
$V\cap \unicode[STIX]{x1D6E4}=\{1\}$
for every
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r,U}$
.
The finiteness of the set of covolumes follows directly from the existence of
$V$
together with Serre’s covolume formula (see [Reference BourdonBou00, Proposition 1.4.2(b)]).◻
The neighborhood
$V$
in Theorem 5.10
a priori depends on
$r$
. As mentioned in the introduction, we do not know the answer to the following question (even in the case where all the factors are topologically simple).
Question 5.1. Let
$G_{1},\ldots ,G_{n}$
be non-discrete compactly generated quasi just-non-compact tdlc groups,
$n\geqslant 2$
. Does there exist an identity neighborhood
$V$
in
$G=G_{1}\times \cdots \times G_{n}$
such that for every cocompact lattice
$\unicode[STIX]{x1D6E4}\leqslant G$
with
$p_{i}(\unicode[STIX]{x1D6E4})$
dense in
$G_{i}$
for all
$i$
, we have
$V\cap \unicode[STIX]{x1D6E4}=\{1\}$
?
5.5 A second Wang finiteness theorem in compactly presented groups
Recall that a locally compact group
$G$
is compactly presented if
$G$
admits a compact generating subset
$S$
and a presentation with a set of generators
$S$
and relators of bounded word length. When
$G$
is a compactly generated tdlc group,
$G$
is compactly presented if and only if
$G$
acts properly and cocompactly on a coarsely simply connected locally finite graph (see [Reference Cornulier and de la HarpeCH16, Corollary 8.A.9]).
We will invoke the following result, extracted from the work of Gelander–Levit [Reference Gelander and LevitGL18].
Theorem 5.11 (Gelander–Levit).
Let
$n\geqslant 1$
and
$G_{1},\ldots ,G_{n}$
be compactly presented tdlc groups with trivial polycompact radical. For each
$i$
, let
$X_{i}$
be a connected locally finite graph on which
$G_{i}$
acts properly and cocompactly, and let
$c>0$
be such that each Rips
$2$
-complex
$\text{Rips}_{c}^{2}(X_{i})$
is simply connected. Let
${\mathcal{A}}_{i}$
be the automorphism group of
$\text{Rips}_{c}^{2}(X_{i})$
and write
${\mathcal{A}}={\mathcal{A}}_{1}\times \cdots \times {\mathcal{A}}_{n}$
. Also let
$\unicode[STIX]{x1D6E4}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a cocompact lattice.
(i)
$\unicode[STIX]{x1D6E4}$
has a neighborhood in
$\mathbf{Sub}(G)$
consisting of
${\mathcal{A}}$
-conjugates of
$\unicode[STIX]{x1D6E4}$
.(ii) If moreover
$p_{i}(\unicode[STIX]{x1D6E4})$
is dense in
$G_{i}$
for all
$i$
, then
$\unicode[STIX]{x1D6E4}$
has a neighborhood in
$\mathbf{Sub}(G)$
consisting of
$\text{N}_{{\mathcal{A}}}(G)$
-conjugates of
$\unicode[STIX]{x1D6E4}$
.
Proof. This statement is a consequence of [Reference Gelander and LevitGL18, Corollaries 4.3–4.4] (and their proofs) together with [Reference Gelander and LevitGL18, Corollary 7.1.2]. Note that [Reference Gelander and LevitGL18, Corollary 4.4] is stated there in the case of two factors, but the same proof works for
$n\geqslant 2$
factors with the assumption that the projection of
$\unicode[STIX]{x1D6E4}$
on each individual factor is dense.◻
Theorem 5.12. Let
$n\geqslant 2$
and
$G_{1},\ldots ,G_{n}$
be (non-discrete) compactly presented quasi just-non-compact tdlc groups with trivial polycompact radical. Let
$U=U_{1}\times \cdots \times U_{n}\leqslant G=G_{1}\times \cdots \times G_{n}$
be a compact open subgroup. For each
$i$
, let
$X_{i}$
be a connected locally finite graph on which
$G_{i}$
acts properly and cocompactly, and let
$c>0$
be such that each Rips
$2$
-complex
$\text{Rips}_{c}^{2}(X_{i})$
is simply connected. Let
${\mathcal{A}}_{i}$
be the normalizer of
$G_{i}$
in the isometry group of
$\text{Rips}_{c}^{2}(X_{i})$
, and
${\mathcal{A}}={\mathcal{A}}_{1}\times \cdots \times {\mathcal{A}}_{n}$
. Then, for every
$r\geqslant 1$
, the set
${\mathcal{L}}_{r,U}$
of
$(r,U)$
-cocompact lattices
$\unicode[STIX]{x1D6E4}\leqslant G$
with
$p_{i}(\unicode[STIX]{x1D6E4})$
dense in
$G_{i}$
for all
$i$
is covered by finitely many
${\mathcal{N}}_{{\mathcal{A}}}(G)$
-orbits.
Proof. By Theorem 5.2, the set
${\mathcal{L}}_{r,U}$
is Chabauty closed and hence compact. By Theorem 5.11(ii), every
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r,U}$
has a Chabauty neighborhood that consists of conjugates of
$\unicode[STIX]{x1D6E4}$
under
$\text{N}_{{\mathcal{A}}}(G)$
. The result follows by extracting a finite subcover.◻
We finish by observing that Theorem C from the introduction follows from the more precise Theorem 5.12.
6 Automorphism groups of graphs and local action
In this section we apply the results of the previous sections to lattices in products of automorphism groups of graphs with certain local actions. Although the main example to keep in mind is that of trees, many of our results apply to arbitrary connected locally finite graphs.
6.1 Graph-restrictive permutation groups and restrictive actions
We briefly recall some notation. Let
$X$
be a connected graph and let
$G\leqslant \operatorname{Aut}(X)$
. Given a vertex
$x\in VX$
, we denote by
$X(x)$
the
$1$
-ball around
$x$
and by
$G_{x}^{X(x)}$
the permutation group induced by the action of
$G_{x}$
on
$X(x)$
. We call
$G_{x}^{X(x)}$
the local action of
$G$
at
$x$
. Given a permutation group
$L$
, we say that the
$G$
-action on
$X$
is locally
$L$
if
$G_{x}^{X(x)}$
is permutation isomorphic to
$L$
for every vertex
$x$
of
$X$
.
Following Potočnik–Spiga–Verret [Reference Potočnik, Spiga and VerretPSV12], we will use the following terminology.
Definition 6.1. A finite permutation group
$L$
is graph-restrictive if there exists a constant
$c_{L}$
such that, for every connected graph
$X$
and every vertex-transitive discrete subgroup
$G\leqslant \operatorname{Aut}(X)$
that is locally
$L$
, we have
$G_{x}^{[c_{L}]}=1$
for every
$x\in VX$
.
Our formulation of that definition actually differs from that in [Reference Potočnik, Spiga and VerretPSV12], but both definitions are equivalent. A conjecture of Weiss [Reference WeissWei78, Conjecture 3.12] asserts that finite primitive groups are graph-restrictive; Praeger [Reference PraegerPra00, Problem 7] conjectured that quasi-primitive groups are graph-restrictive, while Potočnik–Spiga–Verret [Reference Potočnik, Spiga and VerretPSV12] conjectured that a finite transitive permutation group is graph-restrictive if and only if it is semiprimitive and proved the ‘only if’ implication [Reference Potočnik, Spiga and VerretPSV12] (see § 1.2 for the definition of a semiprimitive permutation group). We should note that a semiregular permutation group
$L$
is obviously graph-restrictive (with constant
$c_{L}=1$
) and, among intransitive permutation groups, semiregular is equivalent to graph-restrictive [Reference Spiga and VerretSV14]. Recall that a permutation group is semiregular if all point stabilizers are trivial.
An important result, which follows from the work of Trofimov–Weiss, ensures that finite
$2$
-transitive groups are all graph-restrictive.
Theorem 6.2 (Trofimov–Weiss [Reference Trofimov and WeissTW95, Theorem 1.4]).
Every finite
$2$
-transitive group
$L$
is graph-restrictive, with constant
$c_{L}\leqslant 6$
.
We shall now introduce a notion of a graph-restrictive pair of permutation groups. For a pair
$(L_{1},L_{2})$
of permutation groups, we say that
$G\leqslant \operatorname{Aut}(X)$
is locally-
$(L_{1},L_{2})$
if there exists an edge
$(x,y)$
of
$X$
such that
$G_{x}^{X(x)}\simeq L_{1}$
and
$G_{y}^{X(y)}\simeq L_{2}$
.
Definition 6.3. A pair of permutation groups
$(L_{1},L_{2})$
is graph-restrictive if there exists a constant
$c_{L_{1},L_{2}}=c$
such that, for every connected graph
$X$
and every locally
$(L_{1},L_{2})$
discrete subgroup
$G\leqslant \operatorname{Aut}(X)$
acting on
$X$
with two orbits of vertices, we have
$G_{x}^{[c]}=1$
for every
$x\in VX$
.
Remark 6.4. We note that ‘
$L$
is graph-restrictive’ is not the same as ‘
$(L,L)$
is graph-restrictive’. We also point out that the notion defined in Definition 6.3 does not coincide with the one from [Reference Morgan, Spiga and VerretMSV15, Definition 1.1], as we only require the uniform bound for groups of automorphisms with two orbits of vertices. Our definition turns out to be more appropriate for our purpose, and will provide a more robust statement hereafter.
We record an elementary observation that relates the previous notions with the other considerations of this paper.
Lemma 6.5. Let
$X$
be a connected locally finite graph.
(i) If
$L$
is a graph-restrictive permutation group, then the collection of vertex-transitive discrete subgroups of
$\operatorname{Aut}(X)$
that are locally
$L$
is Chabauty closed.(ii) Similarly, if the pair
$(L_{1},L_{2})$
is graph-restrictive, then the collection of discrete subgroups of
$\operatorname{Aut}(X)$
that are locally
$(L_{1},L_{2})$
and with two orbits of vertices is Chabauty closed.
Proof. The collection of vertex-transitive closed subgroups of
$\operatorname{Aut}(X)$
is Chabauty closed by Lemma 3.2. Among the vertex-transitive closed subgroups, the condition of being locally
$L$
is Chabauty closed as well, since intersecting with a fixed compact open subgroup of
$\operatorname{Aut}(X)$
(namely a vertex stabilizer) is a continuous map on
$\mathbf{Sub}(\operatorname{Aut}(X))$
. If
$(\unicode[STIX]{x1D6EC}_{k})$
is a sequence of locally
$L$
vertex-transitive discrete subgroups, then the pointwise stabilizer
$\text{Fix}_{\unicode[STIX]{x1D6EC}_{k}}(B(x,c_{L}))$
of the
$c_{L}$
-ball around a vertex
$x$
is trivial for all
$k$
, so that any accumulation point of
$(\unicode[STIX]{x1D6EC}_{k})$
in the Chabauty space
$\mathbf{Sub}(\operatorname{Aut}(X))$
also has that property and is thus discrete. This shows the first statement. The proof of the second statement follows along the same lines.◻
Finally, in the sequel we will use the following terminology.
Definition 6.6. Let
$G\leqslant \operatorname{Aut}(X)$
be a locally transitive group of automorphisms of
$X$
. If
$G$
acts transitively on vertices of
$X$
, we say that the action of
$G$
on
$X$
is restrictive if
$G$
is locally
$L$
and
$L$
is a graph-restrictive permutation group. If
$G$
acts on
$X$
with two orbits of vertices, we say that the action of
$G$
on
$X$
is restrictive if
$G$
is locally
$(L_{1},L_{2})$
and
$(L_{1},L_{2})$
is a graph-restrictive pair of permutation groups.
We observe that
$G\leqslant \operatorname{Aut}(X)$
has a restrictive action on
$X$
if and only if the closure of
$G$
does; and that among closed subgroups of
$\operatorname{Aut}(X)$
, the property of having a restrictive action defines a clopen subset in the Chabauty space of
$\operatorname{Aut}(X)$
.
6.2 Automorphism groups of graphs with semiprimitive local action
A basic observation due to Burger–Mozes [Reference Burger and MozesBM00a, Proposition 1.2.1] is that a closed subgroup of the automorphism group of a connected locally finite graph whose local action at every vertex is quasi-primitive must be quasi just-non-compact. That result can be generalized without much effort to semiprimitive local actions (see also [Reference TornierTor18, ch. II.7]).
Proposition 6.7. Let
$X$
be a connected locally finite graph. Let
$G\leqslant \text{Aut}(X)$
be a closed subgroup that is locally semiprimitive and let
$N$
be a normal subgroup of
$G$
. Then one of the following holds:
(i)
$N$
acts freely on the edges of
$X$
;(ii)
$N$
acts transitively on the edges of
$X$
;(iii) there exists a
$G$
-invariant bipartition
$VX=V_{1}\cup V_{2}$
such that
$N$
acts transitively on
$V_{2}$
.
In particular,
$G$
is quasi just-non-compact and, if
$G$
is non-discrete, then there exists a compact open subgroup
$U$
of
$G$
such that
$G=G^{(\infty )}U$
.
Proof. We follow the arguments from [Reference Burger and MozesBM00a, Proposition 1.2.1]. Given a normal subgroup
$N$
of
$G$
, for every vertex
$x\in VX$
, the stabilizer
$N_{x}$
is a normal subgroup of
$G_{x}$
and thus its action on the
$1$
-sphere
$X(x)$
is transitive or free. Let
$V_{1}(N)$
be the collection of those
$x\in VX$
such that
$N_{x}$
is transitive on
$X(x)$
and notice that
$V_{1}(N)$
is
$G$
-invariant. Let
$V_{2}(N)$
be the complement of
$V_{1}(N)$
in
$VX$
. Notice that
$VX=V_{1}(N)\cup V_{2}(N)$
is a
$G$
-invariant partition of the vertex set
$VX$
.
For
$i=1,2$
, we observe that if two adjacent vertices both belong to
$V_{i}(N)$
, then we must have
$V_{i}(N)=VX$
, since
$G$
is locally transitive, and hence edge-transitive, and the graph
$X$
is connected. If
$V_{2}(N)=VX$
, then the pointwise fixator in
$N$
of an edge is trivial, and
$N$
acts freely on edges, so (i) holds. If
$V_{1}(N)=VX$
, the subgroup
$N$
is transitive on the edge set
$EX$
and (ii) holds. The only case that remains to be analyzed is when
$V_{1}(N)$
and
$V_{2}(N)$
are both non-empty and hence form a
$G$
-invariant bipartition of the graph
$X$
. In that situation, consider
$x\in V_{2}(N)$
. Then every neighbor
$y$
of
$x$
is in
$V_{1}(N)$
, so that
$N_{y}$
is transitive on
$X(y)$
. Since
$X$
is connected, it follows that the star
$\{x\}\cup X(x)$
contains a representative of every
$\langle N_{y}\mid y\in X(x)\rangle$
-orbit of vertices. In particular,
$N$
acts transitively on
$V_{2}(N)$
and we obtain (iii).
It follows in particular that every closed normal subgroup of
$G$
is either discrete or cocompact, i.e. that
$G$
is quasi just-non-compact. Assume finally that
$G$
is non-discrete. Since
$G$
is also compactly generated (because it acts edge-transitively on
$X$
), the closed normal subgroup
$G^{(\infty )}$
afforded by Proposition 2.9 is non-discrete and hence falls into case (ii) or (iii). Let
$U$
be the setwise stabilizer of an edge if we are in case (ii) or the stabilizer of a vertex of
$V_{2}(G^{(\infty )})$
if we are in case (ii). Then we have the equality
$G=G^{(\infty )}U$
.◻
6.3 Lattices in products of graphs with semiprimitive local action
In this section we consider lattices
$\unicode[STIX]{x1D6E4}\leqslant \operatorname{Aut}(X_{1})\times \cdots \times \operatorname{Aut}(X_{n})$
whose action on each factor is locally semiprimitive. Before going further, we note that we are now able to complete the proof of Corollary D from the introduction.
Proof of Corollary D.
Indeed, in view of Proposition 6.7, each group
$G_{i}$
is quasi just-non-compact and therefore the assertions (A), (B) and (C) of the corollary respectively follow from Theorems A, B and C.◻
In the rest of this section we consider lattices
$\unicode[STIX]{x1D6E4}\leqslant \operatorname{Aut}(X_{1})\times \cdots \times \operatorname{Aut}(X_{n})$
in a more general setting than the one of Corollary D, in the sense that we no longer prescribe in advance the projections of the lattices. This is counterbalanced by the fact that we impose additional conditions on the actions on one or several of the factors. In the following statement, this additional assumption is (4). See the discussion right after the statement concerning the connection between assumptions (3) and (4).
Theorem 6.8. Let
$n\geqslant 2$
and, for each
$i=1,\ldots ,n$
, let
$X_{i}$
be a connected locally finite graph such that
$\operatorname{Aut}(X_{i})$
has a discrete polycompact radical. For
$r\geqslant 1$
, let
${\mathcal{L}}_{r}$
be the set of discrete subgroups
$\unicode[STIX]{x1D6E4}\leqslant \operatorname{Aut}(X_{1})\times \cdots \times \operatorname{Aut}(X_{n})$
such that:
(1)
$\unicode[STIX]{x1D6E4}$
acts on
$\prod _{i=1}^{n}VX_{i}$
with at most
$r$
orbits;(2)
$\unicode[STIX]{x1D6E4}$
satisfies (Irr0);(3) for all
$i=1,\ldots ,n$
, the action of
$\unicode[STIX]{x1D6E4}$
on
$X_{i}$
is locally semiprimitive;(4) the action of
$\unicode[STIX]{x1D6E4}$
on
$X_{1}$
is restrictive.
Then:
(i) there is some
$c>0$
such that
$\unicode[STIX]{x1D6E4}_{x}^{[c]}=\{1\}$
for every vertex
$x\in \prod _{i=1}^{n}VX_{i}$
and every
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r}$
. In particular,
${\mathcal{L}}_{r}$
is Chabauty closed;(ii) if in addition
$\operatorname{Aut}(X_{i})$
is compactly presented with trivial polycompact radical for all
$i$
, then the elements of
${\mathcal{L}}_{r}$
fall into finitely many isomorphism classes.
Before giving the proof, we make a few comments.
(1) When specified to the case of trees, Theorem 6.8 provides a partial solution to a conjecture due to Glasner [Reference GlasnerGla03, Conjecture 1.5].
(2) By definition, when
$\unicode[STIX]{x1D6E4}$
acts vertex-transitively on
$X_{1}$
, assumption (4) means that
$\unicode[STIX]{x1D6E4}$
is locally graph-restrictive. As mentioned in § 6.1, it is conjectured that this is always the case when the action is locally semiprimitive (so, conjecturally, assumption (3) automatically implies assumption (4)). This has been confirmed for numerous specific classes of local actions, including
$2$
-transitive groups [Reference Trofimov and WeissTW95], primitive groups of affine type [Reference WeissWei79, Reference SpigaSpi16], primitive groups of twisted wreath type [Reference SpigaSpi11] or semiprimitive groups with two distinct minimal normal subgroups [Reference Giudici and MorganGM18].
Proof of Theorem 6.8.
Let
$(\unicode[STIX]{x1D6E4}_{k})$
be a sequence of elements of
${\mathcal{L}}_{r}$
that converges to
$H$
. Let us show that
$H$
belongs to
${\mathcal{L}}_{r}$
.
First observe that the assumption implies that each
$\operatorname{Aut}(X_{i})$
acts on
$X_{i}$
with finitely many orbits of vertices and is therefore compactly generated, since
$X_{i}$
is connected. Since moreover the full automorphism group
$\operatorname{Aut}(X_{i})$
has a discrete polycompact radical, Proposition 4.11 ensures that
$\unicode[STIX]{x1D6E4}_{k}$
satisfies (Irr3) for all
$k$
. So, by Corollary 5.6, the group
$H$
also satisfies (Irr3) (and hence (Irr0)) and acts on
$\prod _{i=1}^{n}VX_{i}$
with at most
$r$
orbits.
Proposition 5.1 ensures that
$H$
is locally semiprimitive on
$X_{i}$
for all
$i$
, and restrictive on
$X_{1}$
. So, it follows from Proposition 6.7 that the group
$G_{i}=\overline{p_{i}(H)}$
is quasi just-non-compact for all
$i$
, and
$G_{i}$
is non-discrete by (Irr3).
So, in order to show that
$H$
belongs to
${\mathcal{L}}_{r}$
, we have to show that
$H$
is discrete. We argue by contradiction and assume that
$H$
is not discrete. Then by Proposition 4.6 we have
$H\cap G_{i}\geqslant G_{i}^{(\infty )}$
. Moreover, for all
$i$
, Proposition 6.7 provides a compact open subgroup
$U_{i}$
of
$G_{i}$
such that
$(H\cap G_{i})U_{i}=G_{i}$
. In view of Proposition 4.5(ii), we deduce that
$p_{1}(H\cap (G_{1}\times U_{2}\times \cdots \times U_{n}))=G_{1}$
. It follows that
$G_{1}$
is the Chabauty limit of the sequence of cocompact lattices
$\unicode[STIX]{x1D6EC}_{k}:=p_{1}(\unicode[STIX]{x1D6E4}_{k}\cap (G_{1}\times U_{2}\times \cdots \times U_{n}))$
. We have seen above that the action of
$G_{1}=\overline{p_{1}(H)}$
on
$X_{1}$
is restrictive, so the same is true for
$\unicode[STIX]{x1D6EC}_{k}$
for
$k$
large enough, as having a restrictive action is a Chabauty open condition. But Lemma 6.5 then implies that
$G_{1}$
must be discrete. Therefore, we have reached a contradiction and hence the subgroup
$H$
must be discrete.
We have thus shown that
${\mathcal{L}}_{r}$
is Chabauty closed, and assertion (i) follows from a compactness argument using Proposition 5.3, as in the proof of Theorem 5.10.
If in addition all the factors
$\operatorname{Aut}(X_{i})$
are compactly presented with trivial polycompact radical, by Theorem 5.11(i) every cocompact lattice
$\unicode[STIX]{x1D6E4}$
in
$\operatorname{Aut}(X_{1})\times \cdots \times \operatorname{Aut}(X_{n})$
has a Chabauty neighborhood that consists of cocompact lattices isomorphic to
$\unicode[STIX]{x1D6E4}$
. Thus, the elements of
${\mathcal{L}}_{r}$
fall into finitely many isomorphism classes by the compactness of
${\mathcal{L}}_{r}$
.◻
We finally establish a statement analogous to Theorem 6.8, but without any irreducibility assumption. We shall use the following auxiliary fact.
Lemma 6.9. Let
$n\geqslant 1$
and
$G_{1},\ldots ,G_{n}$
be non-discrete compactly generated tdlc groups with discrete polycompact radical. Also let
${\mathcal{L}}$
be a set of cocompact lattices in
$G$
. Suppose that for every non-empty subset
$\unicode[STIX]{x1D6F1}\subseteq \{1,\ldots ,n\}$
, there exists a compact open subgroup
$V_{\unicode[STIX]{x1D6F1}}\leqslant G_{\unicode[STIX]{x1D6F1}}$
such that for all
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}$
, if
$p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})$
is discrete and
$p_{\unicode[STIX]{x1D6E5}}(\unicode[STIX]{x1D6E4})$
is non-discrete for each non-empty proper subset
$\unicode[STIX]{x1D6E5}\subsetneq \unicode[STIX]{x1D6F1}$
, then
$p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})\cap V_{\unicode[STIX]{x1D6F1}}=\{1\}$
. Then there exists a compact open subgroup
$W\leqslant G$
such that
$\unicode[STIX]{x1D6E4}\cap W=\{1\}$
for all
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}$
.
Proof. We work by induction on
$n$
. For
$n=1$
, there is nothing to prove; we assume henceforth that
$n>1$
.
Let
$\unicode[STIX]{x1D6F1}\subseteq \{1,\ldots ,n\}$
be non-empty. Set
If
$\unicode[STIX]{x1D6F1}\neq \{1,\ldots ,n\}$
, then, by the induction hypothesis, there exists a compact open subgroup
$W_{\unicode[STIX]{x1D6F1}}\leqslant G_{\unicode[STIX]{x1D6F1}}$
such that
$\unicode[STIX]{x1D6EC}\cap W_{\unicode[STIX]{x1D6F1}}=\{1\}$
for all
$\unicode[STIX]{x1D6EC}\in {\mathcal{L}}_{\unicode[STIX]{x1D6F1}}$
. If
$\unicode[STIX]{x1D6F1}=\{1,\ldots ,n\}$
, then we set
$W_{\unicode[STIX]{x1D6F1}}=V_{\unicode[STIX]{x1D6F1}}$
, where
$V_{\unicode[STIX]{x1D6F1}}$
is the compact open subgroup given by the hypothesis.
Now, for all
$i$
, we set
$W_{i}=\bigcap _{\unicode[STIX]{x1D6F1}\ni i}W_{\unicode[STIX]{x1D6F1}}\cap G_{i}$
. Thus,
$W_{i}$
is a compact open subgroup of
$G_{i}$
and, for every non-empty subset
$\unicode[STIX]{x1D6F1}\subseteq \{1,\ldots ,n\}$
, we have
$\prod _{i\in \unicode[STIX]{x1D6F1}}W_{i}\leqslant W_{\unicode[STIX]{x1D6F1}}$
. Finally, we set
$W=\prod _{i=1}^{n}W_{i}$
.
Let
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}$
. If for every non-empty proper subset
$\unicode[STIX]{x1D6F1}\subset \{1,\ldots ,n\}$
, the projection
$p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})$
is non-discrete, then we have
$\unicode[STIX]{x1D6E4}\cap W_{\{1,\ldots ,n\}}=\unicode[STIX]{x1D6E4}\cap V_{\{1,\ldots ,n\}}=\{1\}$
by hypothesis, so that
$\unicode[STIX]{x1D6E4}\cap W=\{1\}$
. On the other hand, if there exists a non-empty proper subset
$\unicode[STIX]{x1D6F1}\subset \{1,\ldots ,n\}$
such that the projection
$\unicode[STIX]{x1D6E4}_{\unicode[STIX]{x1D6F1}}=p_{\unicode[STIX]{x1D6F1}}(\unicode[STIX]{x1D6E4})$
is discrete, then
$\unicode[STIX]{x1D6E4}_{\unicode[STIX]{x1D6F4}}=p_{\unicode[STIX]{x1D6F4}}(\unicode[STIX]{x1D6E4})$
is also discrete by by Proposition 4.11. Moreover, we have
$\unicode[STIX]{x1D6E4}_{\unicode[STIX]{x1D6F1}}\cap W_{\unicode[STIX]{x1D6F1}}=\{1\}$
and
$\unicode[STIX]{x1D6E4}_{\unicode[STIX]{x1D6F4}}\cap W_{\unicode[STIX]{x1D6F4}}=\{1\}$
. Since
$\unicode[STIX]{x1D6E4}$
embeds as a subgroup of
$\unicode[STIX]{x1D6E4}_{\unicode[STIX]{x1D6F1}}\times \unicode[STIX]{x1D6E4}_{\unicode[STIX]{x1D6F4}}$
, we have
$\unicode[STIX]{x1D6E4}\cap (W_{\unicode[STIX]{x1D6F1}}\times W_{\unicode[STIX]{x1D6F4}})=\{1\}$
. In particular, we have
$\unicode[STIX]{x1D6E4}\cap W=\{1\}$
.◻
Corollary 6.10. Let
$n\geqslant 1$
and, for each
$i=1,\ldots ,n$
, let
$X_{i}$
be a connected locally finite graph such that
$\operatorname{Aut}(X_{i})$
has a discrete polycompact radical. For
$r>0$
, let
${\mathcal{L}}_{r}$
be the set of discrete subgroups
$\unicode[STIX]{x1D6E4}\leqslant \operatorname{Aut}(X_{1})\times \cdots \times \operatorname{Aut}(X_{n})$
acting with at most
$r$
orbits on
$\prod _{i=1}^{n}VX_{i}$
and whose action on
$X_{i}$
is restrictive and locally semiprimitive for all
$i$
. Then:
(i) there is some
$c>0$
such that
$\unicode[STIX]{x1D6E4}_{x}^{[c]}=\{1\}$
for every vertex
$x\in \prod _{i=1}^{n}VX_{i}$
and every
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r}$
. In particular,
${\mathcal{L}}_{r}$
is Chabauty closed;(ii) if in addition
$\operatorname{Aut}(X_{i})$
is compactly presented with trivial polycompact radical for all
$i$
, then the elements of
${\mathcal{L}}_{r}$
fall into finitely many isomorphism classes.
Proof. According to Theorem 6.8(i), the hypotheses of Lemma 6.9 are satisfied by the family of lattices
${\mathcal{L}}_{r}$
. Thus, by the lemma there is a constant
$c$
such that
$\unicode[STIX]{x1D6E4}_{x}^{[c]}=\{1\}$
for some vertex
$x\in \prod _{i=1}^{n}VX_{i}$
. Since every
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}_{r}$
has at most
$r$
orbits of vertices, it follows from Lemma 3.3 that
$\unicode[STIX]{x1D6E4}_{x}^{[c+r]}=\{1\}$
for every vertex
$x\in \prod _{i=1}^{n}VX_{i}$
. Using Lemma 3.2 and Proposition 5.1, we deduce that
${\mathcal{L}}_{r}$
is closed, so that (i) holds. Assertion (ii) follows from (i) together with Theorem 5.11.◻
Proof of Theorem E.
Let
${\mathcal{L}}$
be the collection of lattices as in the statement. By Theorem 6.2, every finite
$2$
-transitive group is graph-restrictive, so
$\unicode[STIX]{x1D6E4}$
has a restrictive action on each
$T_{i}$
for every
$\unicode[STIX]{x1D6E4}\in {\mathcal{L}}$
. Since
$\operatorname{Aut}(T_{i})$
is vertex-transitive, its only compact normal subgroup is the trivial one. Hence, by Corollary 6.10(i),
${\mathcal{L}}$
is Chabauty closed.
To conclude, we note that
$\operatorname{Aut}(T_{i})$
is compactly presented, since
$T_{i}$
is simply connected (see [Reference Cornulier and de la HarpeCH16, Corollary 8.A.9]). Thus, the lattices in
${\mathcal{L}}$
fall into finitely many conjugacy classes by invoking Theorem 5.11 with
$G_{i}={\mathcal{A}}_{i}=\operatorname{Aut}(T_{i})$
for all
$i$
.◻
Acknowledgements
We are grateful to Richard Weiss for stimulating discussions and for his interest in this work. We also thank the referee for a careful reading of the article and for useful comments and suggestions.
Appendix Chabauty deformations of cofinite subgroups in Kazhdan groups
The following interesting fact follows from results of Fell [Reference FellFel64] on continuity properties of induction of unitary representations. An analogous result has been established, with a similar argument, by Wang in [Reference WangWan75, Theorem 3.10].
Theorem A.1. Let
$G$
be a first countable locally compact group with Kazhdan’s property (T). Then the set of closed subgroups of finite covolume forms an open subset of the Chabauty space
$\mathbf{Sub}(G)$
.
Proof. Since
$G$
has (T), it is compactly generated and thus second countable. This condition is needed to invoke Fell’s results from [Reference FellFel64]. In that paper, the author introduces a topology on the set
$\mathscr{S}(G)$
of pairs
$(H,T)$
, where
$H$
is a closed subgroup of
$G$
and
$T$
is an equivalence class of unitary representations of
$H$
. It follows from [Reference FellFel64, Lemma 3.3 and Theorem 4.2] that the map
$(H,T)\rightarrow \text{Ind}_{H}^{G}(T)$
is continuous, where the target space is endowed with Fell’s topology.
Let
$(H_{n})$
be a sequence of closed subgroups of
$G$
converging to
$H\in \mathbf{Sub}(G)$
. For a closed subgroup
$J\leqslant G$
, let
$\mathbf{1}_{J}$
be the trivial representation of
$J$
. By [Reference FellFel64, Lemma 3.2], the sequence
$(H_{n},\mathbf{1}_{H_{n}})$
converges to
$(H,\mathbf{1}_{H})$
in the space
$\mathscr{S}(G)$
. Therefore, by Fell’s theorem mentioned above, the sequence
$\text{Ind}_{H_{n}}^{G}(\mathbf{1}_{H_{n}})$
converges to
$\text{Ind}_{H}^{G}(\mathbf{1}_{H})$
in Fell’s topology. In particular,
$\text{Ind}_{H}^{G}(\mathbf{1}_{H})$
is weakly contained in the direct sum
$\bigoplus _{n}\text{Ind}_{H_{n}}^{G}(\mathbf{1}_{H_{n}})$
(see [Reference Bekka, de la Harpe and ValetteBHV08, Proposition F.2.2]).
Assume now that
$H$
is of finite covolume and suppose for a contradiction that the closed subgroups of finite covolume of
$G$
do not form a neighborhood of
$H$
. Then there exists a sequence
$(H_{n})$
converging to
$H$
such that
$H_{n}$
is not of finite covolume in
$G$
for any
$n$
. Since
$H$
is of finite covolume, the trivial representation
$\mathbf{1}_{G}$
is contained in
$\text{Ind}_{H}^{G}(\mathbf{1}_{H})$
. Since weak containment of unitary representations is a transitive relation, we deduce from the previous paragraph that
$\mathbf{1}_{G}$
is weakly contained in
$\bigoplus _{n}\text{Ind}_{H_{n}}^{G}(\mathbf{1}_{H_{n}})$
. Since
$G$
has (T) by hypothesis, the trivial representation is actually contained in
$\bigoplus _{n}\text{Ind}_{H_{n}}^{G}(\mathbf{1}_{H_{n}})$
. Hence, there exists
$n$
such that
$\mathbf{1}_{G}$
is contained in
$\text{Ind}_{H_{n}}^{G}(\mathbf{1}_{H_{n}})$
. By [Reference Bekka, de la Harpe and ValetteBHV08, Theorem E.3.1], this implies that
$H_{n}$
is of finite covolume, which is a contradiction.◻
Remark A.2. It should be noted that Theorem A.1 fails without the property (T) assumption. Indeed, as soon as a group
$G$
has an infinitely generated lattice
$\unicode[STIX]{x1D6E4}\leqslant G$
, then there does not exist any Chabauty neighborhood of
$\unicode[STIX]{x1D6E4}$
consisting of subgroups of finite covolume in
$G$
. Indeed, we may write
$\unicode[STIX]{x1D6E4}$
as the Chabauty limit of its finitely generated subgroups, and none of them is a lattice in
$G$
(since they are of infinite index in
$\unicode[STIX]{x1D6E4}$
as
$\unicode[STIX]{x1D6E4}$
is infinitely generated). As a concrete example, one can take the full automorphism group of a regular tree
$T$
, all of whose non-uniform lattices are infinitely generated; see [Reference Bass and LubotzkyBL01].
We also point out that a locally compact group
$G$
is compactly generated if and only if the set of its closed cocompact subgroups is open in the Chabauty space
$\mathbf{Sub}(G)$
; see [Reference Gelander and LevitGL18, Remark 3.7].
We can now complete the proof of Theorem G, using ideas similar to those of Gelander–Levit [Reference Gelander and LevitGL18, Proposition 7.4].
Proof of Theorem G.
Since
$G$
is compactly generated, every identity neighborhood
$V$
contains a compact normal subgroup
$K_{V}$
such that
$G/K_{V}$
is second countable (see [Reference Kakutani and KodairaKK44]). Choosing
$V$
with
$V\cap R(G)=\{1\}$
, we deduce that
$K_{V}=1$
and
$G$
is second countable.
Now let
$\unicode[STIX]{x1D6E4}\leqslant G$
be a lattice, and
$\unicode[STIX]{x1D6FA}\subset \mathbf{Sub}(G)$
be a neighborhood of
$\unicode[STIX]{x1D6E4}$
consisting of closed subgroups of finite covolume, as afforded by Theorem A.1. Let
$U\subset G$
be a compact neighborhood such that
$U\,\cap \,\unicode[STIX]{x1D6E4}\,\cap \,R(G)=\{1\}$
. By [Reference Gelander and LevitGL18, Lemma 7.3], there exists a neighborhood
$\unicode[STIX]{x1D6FA}_{U}$
of
$\unicode[STIX]{x1D6E4}$
contained in
$\unicode[STIX]{x1D6FA}$
such that for all
$H\in \unicode[STIX]{x1D6FA}_{U}$
, the intersection
$H\,\cap \,U$
is a subgroup that is normalized by some subgroup
$L\leqslant H$
with
$L\in \unicode[STIX]{x1D6FA}$
.
Notice that the group
$H\cap U$
is compact and that
$L$
is of finite covolume in
$G$
. Therefore,
$(H\cap U)L$
is a closed subgroup of finite covolume in
$G$
, containing
$H\cap U$
as a compact normal subgroup. By the main result of [Reference Bader, Duchesne and LécureuxBDL16], it follows that
$H\cap U$
is contained in the amenable radical
$R(G)$
. Since
$U\cap R(G)=\{1\}$
, it follows that
$H\cap U=\{1\}$
. Thus,
$\unicode[STIX]{x1D6FA}_{U}$
is a neighborhood of
$\unicode[STIX]{x1D6E4}$
, as required.◻

















