1. Introduction
For every two positive integers s and d, let
$R_{\mathbb{F}_{2}}(s,d)$
denote the smallest integer n such that in every red-blue colouring of all the one-dimensional subspaces of
$\mathbb{F}_{2}^{n}$
there must exist either a d-dimensional subspace for which all of its one-dimensional subspaces get coloured red or an s-dimensional subspace for which all of one-dimensional subspaces get coloured blue. This quantity was first introduced in 1972 (in much greater generality) by Graham, Leeb and Rothschild [
Reference Graham, Leeb and Rothschild14
], who showed that
$R_{\mathbb{F}_{2}}(s,d)$
is finite for every choice of s and d. The result was subsequently simplified (and generalised) by Spencer in [
Reference Spencer24
], however the quantitative bounds implied by either of these arguments are all rather poor, due to the repeated uses of the Hales–Jewett Theorem. Despite the rich activity on their combinatorial counterparts over the years, there hasn’t been much progress on these Ramsey numbers since.
In [
Reference Nelson and Nomoto19
], Nelson and Nomoto established a new connection between
$R_{\mathbb{F}_{2}}(2,d)$
and the
$\chi$
-boundedness of certain classes of binary matroids, which in some sense reignited interest for this problem. Recall that a class
$\mathcal{M}$
of matroids is
$\chi$
-bounded by a function f if
$\chi(M) \leqslant f(\omega(M))$
for all
$M \in \mathcal{M}$
, and that
$\mathcal{M}$
is
$\chi$
-bounded if it is
$\chi$
-bounded by some f. Here
$\omega(M)$
denotes the clique number of the matroid M and
$\chi(M)$
denotes its chromatic number. In particular, for a simple binary n-dimensional matroid
$M=(E,G)$
defined on a finite projective geometry
$G\,:\!=\operatorname{PG}(n-1,2)$
and having ground set
$E \subset G$
,
$\omega(M)$
is defined to be the dimension of the largest subgeometry of M contained in E, and
$\chi(M)$
is defined as
$\chi(M)=n - \omega(M^{c})$
, where
$M^{c} (G\setminus E,G)$
is the matroid complement of M. These parameters represent natural analogues of the usual clique number
$\omega(G)$
and the chromatic number
$\chi(G)$
of a graph G, respectively. See for example [
Reference Oxley21
] for a discussion. A simple binary matroid is called claw-free if none of its rank-3 flats are independent sets. Unlike claw-free graphs, however, claw-free (simple binary) matroids are not necessarily
$\chi$
-bounded [
Reference Bonamy, Kardos, Kelly, Nelson and Postle6
]: for all
$k \geqslant 0$
, there is a so-called even-plane matroid M with
$\omega(M)=2$
and
$\chi(M) \geqslant k$
. A simple binary matroid M is called an even plane matroid M if all of its 3-dimensional induced restrictions have even-sized ground sets. It is not difficult to see that such matroids are claw-free, and so this implies that the class of claw-free matroids is not
$\chi$
-bounded. One of the main results in [
Reference Nelson and Nomoto19
] is that even-plane matroids present the only obstruction to
$\chi$
-boundedness.
Theorem 1·1 (Nelson–Nomoto). If N is an even-plane matroid, then the class of N-free, claw-free matroids is
$\chi$
-bounded by the function
$f(d) = R_{\mathbb{F}_{2}}(2,d+1) + d(\dim(N)+4)$
.
Moreover, in [
Reference Nelson and Nomoto19
] Nelson and Nomoto also showed that
$R_{\mathbb{F}_{2}}(2,d) \leqslant (d+1)2^{d}$
, thus improving upon the bounds from [
Reference Graham, Leeb and Rothschild14, Reference Spencer24
], and establishing that the class of N-free, claw-free matroids above is
$\chi$
-bounded by an exponential function. In a very recent paper [
Reference Frederickson and Yepremyan13
], Frederickson and Yepremyan further improved this estimate to
$R_{\mathbb{F}_{2}}(2,d) \leqslant 1.566^d$
(by using some new ideas which also allow one to improve upon a few other particular cases of the Graham–Leeb–Rothschild theorem).
On the other hand, it is well known that the class of claw-free graphs is
$\chi$
-bounded by a quadratic function: in a claw-free graph G, each vertex has the property that its neighbourhood has no independent set of size 3, so the maximum degree of G is upper bounded by the usual off-diagonal Ramsey number
$R(3,\omega(G)+1)$
; see for example [
Reference Chudnovsky and Seymour9
] and the references therein for more details. In light of this analogy, it thus seems natural to ask whether or not it could also be the case that for any even-plane matroid N, the class of N-free, claw-free matroids is
$\chi$
-bounded by a function f(d) that grows only polynomially in d (or in other words, is polynomially
$\chi$
-bounded).
In this paper, we settle this question in the affirmative by showing that
$R_{\mathbb{F}_{2}}(2,d)$
is polynomial in d. Specifically, our main result is the following estimate:
Theorem 1·2. There exists an absolute constant
$C\gt 0$
, such that for every integer
$d\geqslant 1{:}$
This result settles a recent question of Nelson [
Reference Nelson20
], alongside the original problem of Nelson–Nomoto from [
Reference Nelson and Nomoto19
] (also reiterated in [
Reference Frederickson and Yepremyan13
]), which originally asked to determine whether or not
$R_{\mathbb{F}_{2}}(2,d)$
is subexponential.
The proof of Theorem 1·2 will build upon the original argument from [
Reference Nelson and Nomoto19
], and provide an upper bound for
$R_{\mathbb F_2}(2,d)$
via a reduction to a well-studied additive combinatorics problem, originally posed by Green in [
Reference Green15
]: given a set
$A \subset \mathbb{F}_{2}^{n}$
with density
$\alpha \in [0,1]$
, what is the largest subspace that we can find in
$A+A$
? To derive a polynomial bound for
$R_{\mathbb{F}_{2}}(2,d)$
, we will establish the following new result for this problem, by using ideas from the breakthrough paper of Kelley and Meka on sets of integers without three-term arithmetic progressions [
Reference Kelley and Meka17
].
Theorem 1·3. Let
$n \geqslant 1$
. There exists an absolute constant
$c\gt 0$
such that the following holds: for any subset
$A\subset \mathbb F_2^n$
with
$|A| = \alpha 2^{n}$
, the set
$A+A$
must always contain a subspace V of dimension
In the regime where
$1/\alpha$
is large with respect to n, Theorem 1·3 improves upon a well-known result of Sanders [
Reference Sanders22
]. We will discuss this additive combinatorics problem in more detail in Section 2, after first revisiting its connection with the Ramsey number
$R_{\mathbb{F}_{2}}(2,d)$
.
Our argument will also allow us to get strong bounds for the following multi-colour generalisation of the function
$R_{\mathbb{F}_{2}}(2,d)$
. To formulate this more general statement, it will be convenient to use the following notation: given a vector space V, let
$\left[\substack{V \\ k}\right]$
denote as usual the collection of all k-dimensional linear subspaces of V. Given an r-tuple of positive integers
$(d_1,\dots,d_r)$
, let
$R_{\mathbb F_2}(d_1,\ldots,d_r)$
denote the smallest n, such that for every r-colouring
$C:\left[\substack{\mathbb F_2^n \\ 1}\right] \to \{1,\dots,r\}$
, there exists some
$i\in \{1,\dots,r\}$
and a subspace
$V\leqslant \mathbb F_2^n$
of dimension
$d_i$
such that
$C(W) = i$
for all 1-dimensional subspaces
$W \subset V$
. From [
Reference Graham, Leeb and Rothschild14
] and [
Reference Spencer24
], we know that
$R_{\mathbb F_2}(d_1,\ldots,d_r)$
is finite for every choice of
$(d_1,\dots,d_r)$
. In what follows, we establish the following quantitative improvement when
$d_{1}=\ldots=d_{r-1}=2$
.
Theorem 1·4. Let
$r \geqslant 2$
and let
$R_{\mathbb F_2}^{(r)}(2;\,d)$
denote the r-colour Ramsey number
$R_{\mathbb{F}_{2}}(2,\ldots,2,d)$
. There exists an absolute constant C such that the following holds: for every integer
$d\geqslant 1$
,
This not only recovers Theorem 1·2 in the case when
$r=2$
, but it also provides an upper bound of the same quality for all
$r \geqslant 2$
(up to constant factors depending on r). We will present the proof of Theorem 1·4 in Section 3, after sketching the argument for two colours in Section 2.
Notational conventions. We will use standard asymptotic notation, as follows. For functions
$f = f(n)$
and
$g = g(n)$
, we write
$f = O(g)$
to mean that there is a constant C such that
$|f(n)| \leqslant C|g(n)|$
for sufficiently large n. Similarly, we write
$f = \Omega(g)$
to mean that there is a constant
$c \gt 0$
such that
$f(n) \geqslant c|g(n)|$
for sufficiently large n. Finally, we write
$f = \Theta(g)$
to mean that
$f=O(g)$
and
$g=O(f)$
, and we write
$f = o(g)$
or
$g = \omega(f)$
to mean that
$f(n)/g(n) \to 0$
as
$n \to \infty$
. We write
$O_{H}(1)$
for some unspecified constant that can be chosen as some bounded value depending only on H. Whenever convenient, we will also use the Vinogradov notation
$f \ll g$
to denote that
$f = O(g)$
, that is, there exists some constant
$C \gt 0$
such that
$f \lt Cg$
. Similarly, we will write
$f \gg g$
whenever
$g \ll f$
.
Given a finite additive abelian group G and a set
$A \subset G$
, we write
$\mu(A)\,:\!=|A|/|G|$
for the density of A in G. Given two sets
$A,X \subset G$
, we write
$\mu_X(A)\,:\!=|A\cap X|/|X|$
for the relative density of A inside X. We will also use
$1_A$
to denote the characteristic function of the set A, and use
$\mu_A$
for the normalised characteristic function
$({1}/{\mu(A)})1_A$
.
For any two functions
$f,g\,:\,G \to \mathbb{R}$
, we denote by
$f\circ g$
the difference convolution of f and g, namely
Note that
$\mu_A\circ \mu_B(x)\,:\!=\mathbb P(a-b=x)$
where
$a\sim A,b\sim B$
are sampled uniformly and independently from their respective sets.
Last but not least, given an integer
$k\geqslant 1$
, we sometimes use the shorthand
$[k]\,:\!=\{1,\dots,k\}$
. Given a positive real number a, we also write
$\mathcal L (a)$
to denote the least integer
$m\geqslant 1$
such that
$2^m a\geqslant 1$
.
2. Proof overview for Theorem 1·2
In the same spirit as the arguments from [
Reference Frederickson and Yepremyan13, Reference Nelson and Nomoto19
], our starting point will be the observation that in order to obtain an upper bound for
$R_{\mathbb F_2}(2,d)$
, it will suffice to study a certain additive combinatorics problem.
Observation 2·1. If
$R_{\mathbb F_2}(2,d)\gt n$
, then there must exist some
$S\subset \mathbb{F}_{2}^{n} \setminus \{(0,\ldots,0)\}$
such that
$S+S$
and the complement
$S^c\,:\!=\mathbb{F}_{2}^{n}\setminus S$
contain no d-dimensional subspaces.
Indeed, let us denote the additive group
$\mathbb F_2^n$
by G and the identity vector
$(0,\ldots,0)$
by
$0_{G}$
for convenience, and then note that
$R_{\mathbb F_2}(2,d)\gt n$
implies the existence of a partition of
$G\setminus \{0_G\}$
into sets R and S such that:
-
$R\cup \{0_G\} = G\setminus S$
does not contain a d-dimensional subspace; -
$S\cup \{0_G\}$
does not contain a 2-dimensional subspace.
The second bullet says that S does not contain any pattern of the form
$x,y,x+y$
with
$x,y \in \mathbb{F}_{2}^{n}$
and such that
$x\neq y$
; in other words, S is sum-free. This implies that
$S+S\subset G\setminus S$
, which by the first bullet means that
$S+S$
cannot contain a d-subspace.
We next note that the complement of S lacking d-dimensional subspaces tells us something about the density of S in G. To this end, we recall the following classical result going back to Bose and Burton [ Reference Bose and Burton7 ]:
Lemma 2·2. Let
$G = \mathbb F_2^n$
be a vector space, and
$S\subset G\setminus \{0_G\}$
have density
$\sigma:=\mu(S)$
. Consider some
$d\in [n]$
, and assume
$\sigma \lt 1/2^d$
so that
$|S| \lt({2^n-1}/{2^d-1})$
. Then
$S^c$
contains a vector space
$V\leqslant G$
with
$\dim(V) \geqslant d$
.
The above result is sharp up to a factor of
$\approx 2$
. Indeed, if
$V^{\prime}\subset G$
has dimension
$n+1-d$
, then
$\dim(V^{\prime}\cap V)\geqslant 1$
for each
$V\leqslant G$
with
$\dim(V)=d$
. Thus, taking
$S= V^{\prime}\setminus\{0_G\}$
, we have that
$S^c$
contains no subspace with dimension d. In fact, [Reference Bose and Burton7, Theorem 2] shows that this construction of S is the worst-case scenario; however, for the sake of self-containment, we decided to instead state the slightly weaker version above in order to include a short probabilistic proof.
Proof. Sample
$\mathbf{V}$
uniformly at random among all the d-dimensional subspaces of G. For every
$s\in G\setminus \{0_G\}$
, we shall prove
$P_s:\!= \mathbb P(s \in \mathbf{V})$
is equal to
$(2^d-1)/(2^n-1)$
. Assuming this, the result follows by a union bound, since
To start, note that for
$s,s^{\prime}\in G\setminus \{0_G\}$
, there is an automorphism
$\phi:G\to G$
sending s to s’ (by changing bases appropriately). Meanwhile, for any automorphism
$\phi$
, the distribution of
$\phi(\mathbf{V})$
should remain uniform over vector spaces of dimension d. Thus, there is some constant P such that
$P_s = P$
for all
$s\in G\setminus \{0_G\}$
. By double-counting, we get
which rearranges to give the result.
Putting together Observation 2·1 and Lemma 2·2, we arrive at the following reduction, first noted essentially in [ Reference Nelson and Nomoto19 ].
Observation 2·3. If
$R_{\mathbb F_2}(2,d)\gt n$
, then there must exist a subset
$S\subset \mathbb{F}_{2}^{n}$
where
$\mu(S)\geqslant 2^{-d}$
and such that
$S+S$
contains no d-dimensional subspaces.
This naturally leads us to the following additive combinatorics problem, originally posed by Green in [
Reference Green15
]: given a set
$A \subset \mathbb{F}_{2}^{n}$
with density
$\alpha \in [0,1]$
, what is the largest subspace that one can find in
$A+A$
?
In the case when
$\alpha$
is fixed, the best known quantitative result for this problem comes from [
Reference Sanders22
] (see also [
Reference Croot, Laba and Sisask10
]).
Theorem 2·4 (Sanders). The exists an absolute constant
$c\gt 0$
such that the following holds: for any subset
$A\subset G\,:\!=\mathbb F_2^n$
, we have that
$A+A$
contains a subset
$V\leqslant G$
with
Note that Theorem 2·4 combined with Observation 2·3 immediately tells us that
In general, given
$n\geqslant 1$
along with
$\alpha\gt 0$
, define
$f(n,\alpha)$
to be the maximal d such that: for every
$A\subset \mathbb F_2^n$
with
$\mu(A)\geqslant \alpha$
, there exists d-subspace
$V\leqslant \mathbb{F}_{2}^{n}$
with
$V\subset A+A$
. We briefly recall what is known here. Thus far in the literature, everyone has primarily focused on the regime where
$\alpha\gt 0$
is fixed and then n tends to
$\infty$
. Using this notation, Theorem 2·4 states that
The best known upper bound for fixed
$\alpha \in (0,1/2)$
is
where
$C_{\alpha}\gt 0$
is chosen such that if
$X\sim \mathcal N(0,1)$
is a standard Gaussian, then
$\mathbb P(X\lt -C_{\alpha})=\alpha$
; this is due to a beautiful “niveau-set construction” where A is taken to be set of vectors with Hamming weight at most
$n/2-(C_{\alpha}/2-o(1)) \sqrt{n}$
. We refer to [Reference Sanders22, section 3] for more details. Despite the general belief that this upper bound is closer to the truth (i.e., that
$f(n,\alpha)\geqslant (1-o(1))n$
), Theorem 2·4 remains the ‘state-of-the-art’ in the fixed density regime.
Nevertheless, for the purposes of estimating
$R_{\mathbb F_2}(2,d)$
it turns out that the density
$\alpha$
goes to 0 very fast as n grows, and in this case our Theorem 1·3 improves substantially upon the result of Sanders. Using the new notation, Theorem 1·3 states the following: given
$n\geqslant 1$
and
$\alpha\gt 0$
,
Indeed, note that (2) instantly implies that there exists an absolute constant
$C\gt 0$
such that
$f(Cd^7, 2^{-d})\geqslant d$
, and by Observation 2·3 this subsequently yields that
$R_{\mathbb F_2}(2,d) = O(d^{7})$
.
2.1. Proof of Theorem 1·3
The new lower bound for
$f(n,\alpha)$
from (2) can be proven using recent “approximate Bogolyubov–Ruzsa results”, which have been made possible by the recent breakthrough paper by Kelley and Meka [
Reference Kelley and Meka17
].
Roughly speaking, an “exact Bogolyubov–Ruzsa result” takes a dense subset A, and then finds a large subspace V contained in some type of sumset of A (say
$A-A$
); meanwhile, an “approximate Bogolyubov–Ruzsa result” instead finds a large subspace V, such that the intersection of V with
$A-A$
is at least a
$(1-\epsilon)$
-fraction of V.
The specific result we need is the following lemma. Results like the one below are known to those familiar with the work of Kelley and Meka [ Reference Kelley and Meka17 ], but for completeness we note it follows from a more general result that we prove in the next section (see Remark 3·7).
Lemma 2·5. Let
$G = \mathbb F_2^n$
and
$A\subset G$
with
$\alpha\,:\!=\mu(A)\gt 0$
. Given
$\gamma\gt 0$
, we can find
$V\leqslant G$
with
$\mathrm{codim}(V)\ll \mathcal L (\alpha)^5\mathcal L (\gamma)^2$
, such that writing
to denote the set of “locally popular diffences”, we have
Remark 2·6. To prove Theorem 1·3, it would be satisfactory to replace ‘D’ by ‘
$A-A$
’. However, the proof easily gives this stronger form, so we saw no reason not to mention it.
The important property here is that the dependence on the codimension is polylogarithmatically-efficient with respect to both
$1/\alpha$
and
$1/\gamma$
(which should be optimal, up to the powers of logs).
Given Lemma 2·5, along with Lemma 2·2 from before, we may quickly obtain Theorem 1·3.
Proof of Theorem 1·3 assuming Lemma 2·5. Let
$C_0$
be the implicit absolute constant from Lemma 2·5.
Then suppose we are given a non-empty subset
$A\subset G\,:\!= \mathbb F_2^n$
, and write
$\alpha\,:\!=\mu(A)\gt 0$
. Now, let C be some sufficiently large absolute constant. If
$n\lt C\mathcal L (\alpha)^5$
, then the conclusion of Theorem 1·3 is trivially satisfied by taking
$V = \{0_G\}$
which has dimension
$0 \geqslant ({1}/{C})({n}/({\mathcal L (\alpha)^5}))^{1/2}-1$
.
Otherwise, by the largeness of C, we will have that
$({n}/({2C_0\mathcal L (\alpha)^5}))\gt ({C}/({2C_0}))\gt 1$
. In which case we may take
$\gamma\in (0,1)$
so that
$C_0 \mathcal L (\alpha)^5\mathcal L (\gamma)^2 = n/2$
, meaning
Write
$d\,:\!=\lfloor ({n}/{2C_0\mathcal L (\alpha)^5}))^{1/2}\rfloor$
, so that
$\gamma \leqslant 2^{-d}$
.
Applying Lemma 2·4 (which holds with the constant
$C_0$
) to the set A and the constant
$\gamma$
, we can find some subspace
$V\leqslant G$
with
$\dim(V)\geqslant n/2$
, such that defining
to be the set of locally popular differences, we have
$\mu_V(D)\geqslant 1-\gamma$
. Noting that
$D\subset A-A = A+A$
(recall that
$A=-A$
, as
$G=\mathbb F_2^n$
), it will suffice to show that D contains a d-space (recalling
$d\gg (n/\mathcal L (\alpha)^5)^{1/2}$
).
We shall prove this using Lemma 2·2. Let
$S\,:\!=V\setminus D$
, so that
$D = S^c$
(where the complement is taken with respect to V). Clearly,
$\mu_V(S)\leqslant \gamma \leqslant 2^{-d}$
; so we will be done if we can confirm that the trivial non-degeneracy assumptions in Lemma 2·2 are also satisfied.
First, note that
$\mu_A\circ\mu_A(0_V) = 1/\alpha \geqslant 1$
, thus
$0_V\not \in S$
, as desired. Also, without loss of generality, we may suppose
$n\geqslant 4$
. Whence,
$d \leqslant n/2\leqslant \dim(V)$
(recalling
$d\leqslant n^{1/2}$
). This establishes the two non-degeneracy assumptions, and thus the result.
3. Proof of Theorem 1·4
A key ingredient of this section is the following density-increment result.
Lemma 3·1 ([Reference Bloom and Sisask5, proposition 9], in characteristic two). Let
$V\cong \mathbb F_2^n$
be a vector space, and consider
$A,C\subset V$
with
$\mu(A) = \alpha,\mu(C) = \gamma$
. Suppose that
$|\langle \mu_A\circ \mu_A,\mu_C\rangle -1|\gt 1/2$
.
Then there exists a coset
$U = t+V^{\prime}$
where
$\mathrm{codim}(V^{\prime})\ll \mathcal L (\alpha)^4\mathcal L (\gamma)^2$
and
$\mu_U(A)\geqslant (1+1/128)\alpha$
.
Remark 3·2. In the original work of Kelley and Meka [
Reference Kelley and Meka17
], a slightly weaker version of this result is proven where
$\mathrm{codim}(V)\ll \mathcal L (\alpha)^4\mathcal L (\gamma)^4$
. The improved
$\gamma$
-dependence in the above lemma is based off a combinatorial trick which improves the quantitative performance of an intermediate step of the proof. In the following applications, the same proofs will continue to work with the previous increment bounds, only with slightly worse numbers. For example, we would instead get an upper bound of
$R_{\mathbb F_2}(2,d)\leqslant O(d^9)$
.
Our main result will be a variant of a “sparsity-expansion dichotomy” established by Chapman and Prendiville [Reference Chapman and Prendiville8, theorem 2·1].
Proposition 3·3. Consider subsets
$A_1,\dots, A_r\subset G\,:\!=\mathbb F_2^n$
. For each
$\alpha,\gamma\in (0,1)$
, there exists some subspace
$V\leqslant G$
with
$\mathrm{codim}(V) \ll r \mathcal L (\alpha)^5\mathcal L (\gamma)^2$
such that, for each
$i\in [r]$
, one of the following holds:
-
(Sparsity):
\[\mu_V(A_i) \lt \alpha;\]
-
(Expansion):
where
\[\mu_V(D_i) \gt 1-\gamma,\]
\[D_i\,:\!=\left\{v\in V: \mu_{A_i}\circ \mu_{A_i}(v) \geqslant \frac{1}{2}\mu(V)^2\right\}.\]
With Proposition 3·3 in hand, it will be easy to deduce our multi-colour result. This can be done by setting
$\alpha=\gamma\,:\!=({1}/{10r2^{r}})$
, and using the same sorts of reductions as in the last section. We defer the formal details to the end of this section, and first handle the proof of Proposition 3·3. As in [
Reference Chapman and Prendiville8, Reference Sanders23
], let us start by first considering the following quantity.
Definition 3.4. Given a group G and subsets
$S,X\subset G$
, denote by
the so-called maximal density of S within (translates of) X.
Whenever the underlying group G is the additive group
$\mathbb{F}_{2}^{n}$
, we will actually only consider this quantity when X is a subspace of
$\mathbb F_2^n$
. In this particular situation, we record the following simple observation.
Lemma 3·5. Consider subspaces
$V^{\prime} \subset V \subset \mathbb{F}_{2}^{n}$
. Then
for every
$S\subset \mathbb{F}_{2}^{n}$
.
Proof. This follows from an averaging argument. For convenience, let us write again
$G:=\mathbb{F}_{2}^{n}$
. Pick
$g_0 \in G$
such that
Since
$V^{\prime} \subset V$
, we can pick
$v_1,\dots,v_{\ell}\in V$
so that
\[\bigsqcup_{i=1}^\ell v_i+V^{\prime} = V.\]
Therefore,
It follows that there must be some outcome i where
$\mu_{V^{\prime}+v_i-g_0}(S)\geqslant \mu_{V-g_0}(S)$
, so
as desired.
We can now prove our main iteration lemma.
Proposition 3·6. Consider subsets
$A_1,\dots, A_r\subset G\,:\!=\mathbb F_2^n$
, along with some subspace
$V\leqslant G$
. Also fix some constants
$\alpha,\gamma\in (0,1)$
.
Now suppose there was some
$i\in [r]$
such that both of the following properties held:
-
(failure of sparsity):
\[\mu_V^*(A_i)\geqslant \alpha;\]
-
(failure of expansion):
where
\[\mu_V(D_i) \leqslant 1-\gamma,\]
Then there exists
\[D_i\,:\!=\left\{v\in V: \mu_{A_i}\circ \mu_{A_i}(v)\geqslant \frac{1}{2}\mu(V)^2\right\}.\]
$V^{\prime}\leqslant V$
with
$\mathrm{codim}(V^{\prime})-\mathrm{codim}(V)\ll \mathcal L (\alpha)^4\mathcal L (\gamma)^2$
, so that (meanwhile
\[\mu_{V^{\prime}}^*(A_i) \geqslant (1+1/128)\mu_{V}^*(A_i)\]
$\mu_{V^{\prime}}^*(A_j)\geqslant \mu_V^*(A_j)$
for all other
$j\in [r]$
).
Proof. Throughout we write A to denote
$A_i$
. Pick
$g\in G$
such that
$\mu_V^*(A) = \mu_V(A+g)$
. Write
$A^{\prime}:\!=(A +g)\cap V$
. By our first assumption, we have
$\mu_V(A^{\prime})\geqslant \alpha$
.
Next, take
Some renormalising gives the pointwise bound
$\mu_A\circ \mu_A(x)\geqslant \mu_{A^{\prime}}\circ \mu_{A^{\prime}}(x)\cdot \mu(V)^2$
for
$x\in G$
. Indeed, we have
$\mu_A\circ\mu_A(x)\geqslant (\mu(A^{\prime})/\mu(A))^2 \mu_{A^{\prime}}\circ \mu_{A^{\prime}}(x)$
(as
$A^{\prime}\subset A$
), while
$\mu(A^{\prime})\geqslant \mu(V)\mu(A)$
follows from unravelling definitions. Note
$\mu(A^{\prime}) = \mu(V)\mu_V(A^{\prime})$
. By definition of A
′
$\mu(A^{\prime})=\mu_V^*(A)$
. Finally Lemma 3·5 gives
$\mu_V^*(A)\geqslant \mu_G^*(A) = \mu(A)$
.
It follows that the inclusion
thus our second assumption implies that
$\mu_V(D^{\prime}) \leqslant 1-\gamma$
.
Take
$C\,:\!=V\setminus D^{\prime}$
. We have that
$\mu(C) \geqslant \gamma$
. Meanwhile, we have that
$\langle \mu_{A^{\prime}}\circ \mu_{A^{\prime}},\mu_C\rangle \leqslant 1/2$
, whence we can apply Lemma 3·1 to find a coset
$U=t+V^{\prime}$
with
$V^{\prime}\leqslant V$
and
$\mathrm{codim}(V^{\prime})-\mathrm{codim}(V)\ll \mathcal L (\alpha)^4\mathcal L (\gamma)^2$
, so that
Noting that
$\mu_{V^{\prime}}^*(A) \geqslant \mu_{V^{\prime}}((g-t)+A) \geqslant (1+1/128)\mu_V^*(A)$
completes the claim. (For
$j\in [r]\setminus\{i\}$
, we get
$\mu_{V^{\prime}}^*(A_j)\geqslant \mu_V^*(A_j)$
by Lemma 3·5.)
Now our main proposition follows from running an increment argument.
Proof of Proposition 3·3. Fix
$A_1,\dots,A_r \subset G$
and
$\alpha,\gamma$
as in the prompt.
Initialize with
$V_0\,:\!=\mathbb F_2^n$
. Then at time
$t = 0,1,\dots,$
we take
if
$i_t = \infty$
(i.e., there are no such indices as above), then we halt at time
$\tau\,:\!=t$
. Otherwise, we can invoke Proposition 3·6 to find some
$V^{\prime}\leqslant V_t$
where
$\mathrm{codim}(V^{\prime})-\mathrm{codim}(V_t) \ll \mathcal L (\alpha)^4\mathcal L (\gamma)^2$
, so that
$\mu^*_{V^{\prime}}(A_{i_t})\geqslant (1+1/128)\mu_{V_t}^*(A_{i_t})$
. We define
$V_{t+1}\,:\!=V^{\prime}$
and continue iterating the above (until we halt).
Note that this process must halt after
$\tau\ll r\mathcal L (\alpha)$
steps, since for each
$i\in [r]$
, there can be at most
$128\mathcal L (\alpha)$
times t where
$i_t = i$
. Indeed, if
$\#(t^{\prime}\lt t:i_{t^{\prime}} = i) = m\gt 0$
, we get that
Meanwhile, we have that
$\mathrm{codim}(V_\tau) = \sum_{t=1}^\tau \mathrm{codim}(V_t)-\mathrm{codim}(V_{t-1}) \leqslant \tau O(\mathcal L (\alpha)^4\mathcal L (\gamma)^2)$
. Thus
$\mathrm{codim}(V_\tau) \ll r \mathcal L (\alpha)^5\mathcal L (\gamma)^2$
. This gives the desired result since the sparsity-expansion dichotomy holds for
$V_\tau$
.
Remark 3·7. Note that this proof actually locates a subspace
$V\leqslant G$
with
$\mathrm{codim}(V)\ll r\mathcal L (\alpha)^5\mathcal L (\gamma)^2$
so that for each
$i\in [r]$
, either
$\mu_V^*(A_i)\lt \alpha$
or
$\mu_V(D_i)\gt 1-\gamma$
. The
$r=1$
case will imply Lemma 2·5, since if
$\mu(A)\geqslant\alpha$
, then
$\mu_V^*(A)\geqslant\alpha$
for all subspaces V (causing the latter condition to hold).
3·1. Proof of Theorem 1·4 given Proposition 3·3
Let
$\alpha = \gamma\,:\!={1}/{10r2^{d}}$
, and note that
$L\,:\!=\mathcal L (\alpha) = \mathcal L (\gamma) = O(\log(r)+d)$
. Let
$C_0$
be the implicit constant from Proposition 3·3, and consider
$n\,:\!=2C_0 r\mathcal L (\alpha)^5\mathcal L (\gamma)^2= 2C_0rL^7 = O(r(\log(r)+d)^7)$
.
Furthermore, consider
$G\,:\!= \mathbb F_2^n$
any choice of colour classes
$A_1,\dots,A_r\subset G$
where each
$A_i$
is sum-free (in particular, this implies
$0\not\in A_i$
for each i). By Proposition 3·3 (with our sets
$A_1,\dots,A_r$
and parameters
$\alpha,\gamma$
), we can find some subspace
$V\leqslant G$
with
$\dim(V)\geqslant n/2$
, so that the desired sparsity-expansion dichotomy holds. Then, for
$i\in [r]$
, if
$\mu_V(A_i)\lt \alpha$
, we set
$S_i\,:\!=A_i$
, and otherwise we take
By the sparsity-expansion dichotomy, we have that
$\mu_V(S_i) \leqslant {1}/{10r2^d}$
for each
$i\in [r]$
; and deterministically we have that
$0\not \in S_i$
(since
$0\not \in A_i$
by assumption, and if
$A_i$
is non-empty, then
$\mu_{A_i}\circ \mu_{A_i}(0) = 1/\alpha\geqslant 1\geqslant ({1}/{2})\mu(V)^2$
).
Thus, writing
we have that
$0\not\in S$
and
$\mu_V(S)\leqslant {1}/{10 2^d}$
(by union bound). Finally, recalling that
$\dim(V)\geqslant n/2\geqslant d$
, we can invoke Lemma 2·2 to deduce that
$S^c\,:\!=V\setminus S$
contains a subspace
$V^{\prime}\leqslant V$
with
$\dim(V^{\prime})\geqslant d$
, which is disjoint from S.
For each
$i\in [r]$
, we have that
$S \supset S_i$
, which implies V’ is disjoint from
$A_i$
. Indeed, either we have that
$S_i\,:\!=A_i$
(which directly implies disjointness), or
$S_i \supset V\setminus (A_i-A_i)$
(which implies
$V^{\prime}\subset A_i-A_i$
, meaning V
′ should be disjoint from
$A_i$
by sum-freeness). So, it follows that
$V^{\prime}\subset G\setminus \bigcup_{i=1}^r A_i$
, which implies the claim.
4. Another application
In this section, we would like to note that our methods can be extended further to provide an even stronger form of Theorem 1·4 (namely, Theorem 4·1), which gives similar results for arbitrary finite-fields.
Given a prime
$p \geqslant 2$
, let us say that a set
$S\subset \mathbb F_p^n$
is solution-free, if there exists some choice
$a,b\in \{1,\dots,p-1\}$
such that there is no
$x,y,z\in S$
satisfying
$a\cdot (x-y) = b\cdot z$
. Note that every sum-free set
$A\subset \mathbb F_p^n$
is a solution-free set (by taking
$a=b=1$
, and rearranging
$(x-y)=z$
as
$x=y+z$
).
This definition is motivated by “homogeneous partition-regular equations” (discussed below). Obtaining quantitative bounds for colouring problems related to these equations is an important topic in additive combinatorics, as such questions represent generalisations of the celebrated theorem of Schur (which states that for any finite colouring of
$\mathbb Z_{\gt 0}$
, there must be a colour class which is not sum-free). We will establish nearly sharp bounds in the finite-field setting for such problems.
In the integer setting, it is known that for any fixed
$a,b\in \mathbb Z_+$
, and any
$r\geqslant 1$
, there exists some finite N so that for any r-colouring
$C:[N]\to [r]$
, we can find some monochromatic triple x,y,z such that
$a(x-y) = bz$
. Specialising to the case of
$a=b=1$
, this is the content of Schur’s Theorem (which alternatively says that [N] cannot be covered by r sum-free sets (assuming N is large enough with respect to r)). In [
Reference Cwalina and Schoen11
], Cwalina and Schoen studied the growth of
$N= N_{a,b}(r)$
for any fixed
$a,b\in \mathbb Z_+$
as
$r\to \infty$
. They demonstrated that
We defer the interested reader to [ Reference Cwalina and Schoen11 ] for further motivation on the study of such quantities; here, we will provide some nearly sharp bounds to a finite-field analogue of this problem.
Theorem 4·1. For each prime p, there exists a constant
$C_p$
such that the following holds: consider solution-free subsets
$A_1,\dots,A_r\subset G\,:\!=\mathbb F_p^n$
. Furthermore, suppose that
$n\gt C_pr(\log(r)+d)^7$
for some
$d\geqslant 1$
.
Then there exists
$V\leqslant G$
with
$\dim(V)\geqslant d$
so that V is disjoint from
$\bigcup_{i=1}^r A_i$
.
This in particular tells us that
$\mathbb F_p^n \setminus \{0\}$
cannot be covered by
$\ll n^{1-c}$
sum-free sets for any absolute constant
$c\gt 0$
(recalling that sum-free sets are solution-free). By considering using dyadic intervals to cover each of the n coordinates, it is not hard to see that
$O(\log(p)n)$
sum-free sets suffice to cover
$\mathbb F_p^n$
, thus this is nearly sharp. It is conjectured that
$\Omega(\log(p) n)$
sets are also required, due to connections with conjectures regarding the asymptotic growth of the r-colour Ramsey
$R(3,\ldots,3)$
.
Previously, the best-known additive proofFootnote
1
could only prove that
$n^{1/3}$
sum-free sets are not sufficient to cover
$\mathbb F_2^n\setminus \{0\}$
[Reference Chapman and Prendiville8, section 2]. For more general solution free-sets, the aforementioned upper bound of Cwalina–Schoen in the integer setting morally says that
$n^{1/4-c}$
solution-free sets should not be enough to cover
$\mathbb F_p^n\setminus \{0\}$
for any absolute constant
$c\gt 0$
[Reference Cwalina and Schoen11, theorem 1·7].
The starting point (for proving Theorem 4·1) is [Reference Bloom and Sisask5, proposition 9].
Lemma 4·2 (Bloom-Sisask). Fix a prime p. Let
$V \cong \mathbb F_p^n$
. Consider
$A,C \subset V$
with
$\mu(A)= \alpha,\mu(C) = \gamma$
. Suppose that
$|\langle \mu_A\circ \mu_A, \mu_C\rangle -1|\gt 1/2$
.
Then there exists a coset
$U= t+V^{\prime}$
where
$\mathrm{codim}(V^{\prime})\ll_p \mathcal L (\alpha)^4\mathcal L (\gamma)^2$
and
$\mu_U(A)\geqslant (1+1/128)\alpha$
.
Repeating the arguments from the last section, it is not difficult to establish the following more general result.
Proposition 4·3 Fix a prime p.
Consider subsets
$A_1,\dots, A_r\subset G\,:\!=\mathbb F_p^n$
. For each
$\alpha,\gamma\in (0,1)$
, there exists some subspace
$V\leqslant G$
with
$\mathrm{codim}(V) \ll_p r \mathcal L (\alpha)^5\mathcal L (\gamma)^2$
such that, for each
$i\in [r]$
, one of the following holds:
-
(Sparsity):
\begin{align*} \mu_{V} (A_i) \lt \alpha; \end{align*}
-
(Expansion):
where
\[\mu_V(D_i) \gt 1-\gamma,\]
\[D_i\,:\!=\{v\in V: \mu_{A_i}\circ \mu_{A_i}(v) \geqslant \frac{1}{2}\mu(V)^2\}.\]
We will leave the details of establishing Proposition 4·3 to the interested reader. We now include the main ideas for how to prove Theorem 4·1 (at a high level).
The rough idea is that if
$A_i$
is a solution-free set, with no solutions to
$a\cdot (x-y) = b\cdot z$
, then defining
$A_i^{\prime}\,:\!=a\cdot A_i$
, we have that
$0\not\in A_i^{\prime}$
, and for any subspace
$V\leqslant G$
,
$\mu_V(A_i^{\prime}) = \mu_V(A_i)$
and
$V\subset A_i^{\prime}-A_i^{\prime}$
implies
$V\cap A_i = \emptyset$
. Meanwhile, similarly to Lemma 2·2, if
$S\subset V\cong \mathbb F_p^n$
is a set with
$0\not\in S$
and
$\mu_V(S) \lt p^{-d}$
for some
$d\leqslant n$
, then we have that there exists a subspace
$V^{\prime}\subset V\setminus S$
with
$\dim(V^{\prime})\geqslant d$
. One can now hope to argue in the same way as in Subsection 3.1 (now taking
$\alpha = \gamma:\!= {1}/{10r p^d}$
). We outline the argument below.
Proof sketch of Theorem 4·1. Consider
$r,d\geqslant 1$
, and set
$\alpha= \gamma:\!= {1}/{10 r p^d}$
. Note that
$\mathcal L (\alpha) = O_p((\log(r)+d))$
.
Assume that
$n\gt C_p r\mathcal L (\alpha)^5\mathcal L (\gamma)^2$
for some sufficiently large constant
$C_p$
(which is allowed to depend on p); note that the lower bound on the right-hand side is
$O_p(r(\log(r)+d)^7)$
.
Now consider any solution-free sets
$A_1,\dots,A_r\subset \mathbb F_p^n$
. For each i, we can find some
$a,b\in \{1,\dots,p-1\}$
, so that there is no
$x,y,z\in A_i$
satisfying
$a\cdot (x-y)=b\cdot z$
; set
$A_i^{\prime}\,:\!=a\cdot A_i$
.
Using Proposition 4·3, we can find
$V\leqslant \mathbb F_p^n$
with
$\dim(V)\geqslant n/2 \geqslant d$
, and a partition
$[r] = I_1\sqcup I_2$
, so that:
-
(1)
$\mu_V(A_i^{\prime}) \leqslant\alpha$
for
$i\in I_1$
; -
(2)
$\mu_V(V\setminus (A_i^{\prime}-A_i^{\prime}))\leqslant \gamma$
for
$i\in I_2$
.
For
$i\in I_1$
, set
$S_i\,:\!=A_i^{\prime}$
, and for
$i\in I_2$
, set
$S_i\,:\!=V\setminus (A_i^{\prime}-A_i^{\prime})$
. As discussed above, since
$A_i$
is solution-free, if
$V^{\prime}\leqslant V$
is disjoint from
$S_i$
, then V’ is disjoint from
$A_i$
.
Now, taking
$S\,:\!=\bigcup_{i=1}^r S_i$
, we get that
$\mu_V(S) \leqslant \sum_{i=1}^r \mu_V(S_i) \leqslant {1}/{10rp^d}\lt p^{-d}$
. Furthermore, it is easy to show that
$0\not\in S$
. Thus (using the analog of Lemma 2·2 which we discussed previously) there exists some
$V^{\prime}\leqslant V$
with
$\dim(V^{\prime})\geqslant d$
which is disjoint from S, proving the theorem.
5. Concluding remarks and open problems
In this paper, we proved that
$R_{\mathbb{F}_{2}}(2,d) =O(d^{7})$
, and more generally that
holds for all
$r \geqslant 2$
. We would like to begin this section by contrasting our multi-colour result with the following result of Alon and Rödl from [
Reference Alon and Rödl2
], generalising the works of Ajtai-Komloś-Szemerédi [
Reference Ajtai, Komloś and Szemerédi1
] and Kim [
Reference Kim18
] about the usual off-diagonal Ramsey number R(3, m).
Theorem 5·1 (Alon-Rödl). Let
$R^{(r)}(3;\,m)$
denote the r-colour Ramsey number
$R(3,\ldots,3;\,m)$
. For every
$r \geqslant 2$
, we have that
For convenience,
$\operatorname{poly log} m$
here stands for an unspecified polynomial factor in
$\log m$
. For
$r=2$
,
$R^{(2)}(3;\,m)=R(3,m)$
, in which case Theorem 5·1 recovers (up to this polylogarithmic factor) the fact that
$R(3,m) = \Theta(m^2 / \log m)$
. For every
$r \geqslant 3$
, Theorem 5·1 implies for instance that
formerly a conjecture of Erdös and Sós [
Reference Erdös and Sós12
] already in the case
$r=3$
. It would be tempting to make the analogous conjecture for
$R_{\mathbb{F}_{2}}^{(r)}(2;\,d)$
, namely that for every
$r \geqslant 3$
,
\begin{equation} \lim_{d \to \infty} \frac{R_{\mathbb F_2}^{(r)}(2;\,d)}{R_{\mathbb F_2}^{(r-1)}(2;\,d)} = \infty\end{equation}
must always hold. However, despite the successful analogies between
$R_{\mathbb{F}_{2}}(2,d)$
and R(3,m) thus far, we suspect (3) should not hold. Instead, we would like to make the following competing conjecture regarding the growth of
$R_{\mathbb F_2}(2,d)$
.
Conjecture 1.
A standard probabilistic construction can be used to see thatFootnote
2
$R_{\mathbb F_2}(2,d) = \Omega(d)$
, so in order to prove Conjecture 1 it would suffice to show that
$R_{\mathbb F_2}(2,d) = O(d)$
. Furthermore, note that
holds for every
$r \geqslant 3$
. Therefore, if
$R_{\mathbb F_2}(2,d) = O(d)$
, then
$R_{\mathbb F_2}^{(r)}(2;\,d)=O_r(d)$
follows for every
$r \geqslant 3$
as well. Moreover, it is clear that
$R_{\mathbb F_2}^{(r)}(2,d) \geqslant R_{\mathbb F_2}^{(r-1)}(2,d)$
holds for every
$r \geqslant 3$
, thus Conjecture 1 implies that
$R_{\mathbb F_2}^{(r)}(2;\,d) = \Theta_{r}(d)$
holds for every
$r \geqslant 2$
.
That being said, we still believe that it would be interesting to distinguish quantitatively between, say,
$R_{\mathbb F_2}(2,d)$
and
$R_{\mathbb F_2}(2,2,d)$
. For example, if (3) is too much to ask for, can one at least show that
for every
$r \geqslant 3$
? In light of the additive combinatorics approach developed in this paper, an important problem that is directly relevant to the faith of Conjecture 1 seems to be the question of determining whether or not there exists some absolute constant
$C\gt 0$
such that
$f(Cd,2^{-d})\geqslant d$
for all
$d\geqslant 1$
.
There are also several natural open problems that one may pose about the general behaviour of
$R_{\mathbb{F}_{p}}(s,d)$
for other choices of
$p,s \geqslant 2$
(as d goes to
$\infty$
). We would like to share a few of our favorite ones.
Conjecture 2. For every
$s \geqslant 2$
, there exists some
$C=C(s)\gt 0$
such that
In other words, we believe that
$R_{\mathbb{F}_{2}}(s,d)$
is polynomial in d for every
$s \geqslant 2$
. We suggest a possible approach, which could potentially extend the ideas of this paper. Given
$n,k\geqslant 1$
and
$\alpha \gt 0$
, define
$f_k(n,\alpha)$
to be the largest d, such that given any
$A\subset G\,:\!= \mathbb F_2^n$
with
$\mu(A)\geqslant \alpha$
, we have that there exist some
$V\leqslant G$
with
$\dim(V) \geqslant d$
, such that for each
$v_1,\dots,v_k\in V$
, there exists
$a\in A\setminus V$
such that the parallelepiped
\[\left\{a+\sum_{i\in I} v_i\,:\,I\subset [k]\right\}\]
is contained entirely inside A. Note that
$f_1(n,\alpha)$
is equal to the function
$f(n,\alpha)$
we introduced previously.
Using arguments like before, one can show that if
then we have that
$R_{\mathbb F_2}(s,d)\leqslant n$
. Indeed, either the first colour class will be “sparse” (density
$\lt 2^{-d}$
), which implies a dimension d subspace in the complement, or one should be able to pass to some subspace V where every
$(s-1)$
-dimensional V’ subspace has some disjoint ‘coset’/parallelepiped which can extend V’ to a s-subspace (thus V should be coloured to not have a red
$(s-1)$
-subspace nor blue d-subspace, allowing us to iterate). Thus, if for each
$k\geqslant 1$
, one could show that
$f_k(Cd^C,2^{-d})\geqslant d $
for some constant
$C=C_k$
, then
$R_{\mathbb F_2}(s,d) \ll d^{O_s(1)}$
for every
$s \geqslant 2$
. Furthermore, if
$f_k(C_k d,2^{-d}) \geqslant d$
holds for some constant
$C_k$
, the sketch above would readily imply that
$R_{\mathbb F_2}(s,d)=O_s(d)$
for every
$s \geqslant 2$
.
Last but not least, it would also be interesting to get reasonable bounds for the off-diagonal numbers in different finite fields. For example, it is already not clear how to extend the arguments of this paper to show that
$R_{\mathbb F_3}(2,d)$
is polynomial in d. This presents new challenges, as now there is a difference between the set of 1-dimensional subspaces of
$\mathbb F_3^n$
, and the set of non-zero points in this space (indeed, one can define a 2-colouring
$C:\mathbb F_3^n\setminus \{0\}\to \{1,2\}$
so that
$C(v)\neq C(2\cdot v)$
for all non-zero v, in which case every non-trivial subspace of
$\mathbb F_3^n$
receives multiple colours). We currently do not have ideas for any additive combinatorial result that would readily give polynomial bounds in this setting.
Acknowledgements
We would like to thank Bryce Frederickson and Liana Yepremyan for useful discussions. We thank Ryan Alweiss and an anonymous referee for pointing out several typographical errors in the original version of this writeup.








