Attention-deficit/hyperactivity disorder (ADHD) is a behaviorally defined neuropsychiatric disorder with onset by age 7. Developmentally inappropriate levels of activity and impulsivity characterize the disorder, as well as disorganized and inattentive behavior (American Psychiatric Association, 2000; Kaplan, Sardock, & Grubb, Reference Kaplan, Sadock and Grebb1994). Although traditionally ADHD was thought to be outgrown by puberty, more recent perspectives have shifted to viewing it as a chronic developmental disorder, persisting into adulthood in at least 30% of the patients (Wilens et al., Reference Wilens, Biederman and Spencer2002).
Nearly all of the theoretical accounts of ADHD address aspects of cognitive control in some form. Cognitive control is characterized as the ability to suppress inappropriate behaviors in response to contextual and temporal cues and adjust behavior accordingly (Nigg & Casey, Reference Nigg and Casey2005). Diagnostic criteria for ADHD reflect these deficits, as they include inappropriate and disruptive behaviors in inappropriate contexts, such as blurting out (unintentionally hurtful) comments, disruptive behavior in the classroom, and potentially dangerous behaviors, such as running out into traffic. Although a significant amount of research has now addressed the neurobiological bases of ADHD, the etiological pathways are still not understood. This paper discusses this issue from a converging methods approach. Such approaches are being used more and more to investigate complex psychiatric disorders, as they have the potential to link findings from multiple levels. This approach is in keeping with a “multiple levels of analysis” approach that is being called for in developmental psychopathology (see Special Issues of this Journal by Cicchetti & Curtis, Reference Cicchetti and Curtis2007; Cicchetti & Dawson, Reference Cicchetti and Dawson2002). The aim of this paper is to illustrate how such approaches permit the integration of findings from multiple disciplines, in this case by investigating the relationship between genes, brain, and cognitive development. Given the relevance of cognitive control to ADHD, this paper begins with an overview of the typical development of this ability and relevant brain circuitry. Then it selectively reviews family, genetic, and neuroimaging studies in ADHD to discuss how common and disparate findings may be integrated. Finally, it discusses implications for future translational research.
Typical Development of Cognitive Control and Frontostriatal Systems
Cognitive control has a protracted development, with aspects of this ability not reaching adult levels until late adolescence. By definition, this development coincides with structural brain development. Magnetic resonance imaging (MRI)-based measures show that cortical gray matter first increases in volume, followed by postadolescent decreases (Giedd et al., Reference Giedd, Blumenthal, Jeffries, Castellanos, Lui and Zijdenbos1999). Volume loss occurs earliest in primary sensorimotor areas and latest in the dorsolateral prefrontal cortex (PFC; Gogtay et al., Reference Gogtay, Giedd, Lusk, Hayashi, Greenstein and Vaituzis2004). These changes in volume of brain tissue are thought to represent developmental processes such as, synapse formation and myelination (increases in volume), and selective pruning and apoptosis (programmed cell death) that are linked to decreases in volume later in development. Both types of change are critical to healthy brain development. Investigators have linked such neuroanatomical development to cognitive changes. For example, Casey and colleagues (Reference Casey, Trainor, Orendi, Schubert, Nystrom and Giedd1997) reported associations between MRI-based prefrontal volume and specific measures of cognitive control, where developmental improvements in performance on an attention task were correlated with greater volume of the anterior cingulate gyrus. Studies such as this suggest that, perhaps not surprising, functional changes in brain development are reflected in structural changes.
Functional MRI investigates structure–function relations more directly. Studies using this technique have suggested different developmental trajectories for different brain regions. For example, cross-sectional studies have shown differential recruitment of subcortical as opposed to cortical regions with development: Casey and colleagues (Reference Casey, Thomas, Davidson, Kunz and Franzen2002) examined the development of neural systems involved in establishing new stimulus–response mappings, while overriding preexisting ones. Here, the extent of activation in subcortical structures (hippocampus for new learning, striatum for overriding old responses) was far greater for children than adults, whereas their performance was significantly worse, suggesting that as these functions mature, the pattern of activation associated with them becomes more focused. This occurred in parallel with greater recruitment of cortical regions with maturation.
In a longitudinal study we tracked the development of cognitive control in a sample of children as they reached adolescence (Durston, Davidson, et al., Reference Bush, Valera and Seidman2006). We showed a developmental shift in patterns of cortical activation from diffuse to focal activity. Sensorimotor regions uncorrelated with task performance were recruited less, but a region in the ventral PFC, where activation correlated with task performance, showed enhanced recruitment. In contrast, activation in structures such as the primary motor cortex remained unchanged for the simple comparison of responding (go) versus not responding (no-go) during performance of the task.
It is unclear whether such developmental shifts in activation from diffuse to more focal patterns reflect the functional consequences of synaptic pruning, other regressive processes, or strengthening of relevant connections. The development of new imaging techniques, such as diffusion tensor imaging (DTI), is beginning to allow us to assess some of these issues. This technique uses the properties of water diffusion in white matter to assess the integrity of these tracts. Liston and colleagues (Reference Liston, Watts, Tottenham, Davidson, Niogi and Ulug2006) used this technique to relate functional development of frontostriatal networks to the changes in the connectivity between these structures. Diffusion in all assessed white matter tracts became more restricted between the ages of 7 and 30 years. This shift was paralleled by an age-associated increase in efficiency in cognitive control. However, changes in myelination of the frontostriatal tract predicted individual differences in task performance, whereas changes in other tracts did not.
These studies illustrate that developmental changes in brain structure and function underlie the development of cognitive control, in particular, in frontostriatal circuits. Understanding the typical developmental trajectories is important for examining developmental disorders, such as ADHD. This is perhaps best illustrated by an example, such as determining whether atypical development in ADHD is due to a developmental delay or deficit. This is a longstanding debate in the ADHD literature: behaviors associated with this disorder may be completely appropriate at one age but inappropriate at another. As such, ADHD may reflect residual processes that do not necessarily diminish or change with maturity. Neurobiological studies to date have not yet been able to clarify this issue, in part as they have not been able to track development within individuals. Shaw and colleagues (Reference Shaw, Eckstrand, Sharp, Blumenthal, Lerch and Greenstein2007) recently investigated the developmental trajectory of cortical gray matter in a longitudinal data set including more than 800 MRI scans from close to 450 children with ADHD and controls. They mapped the trajectory of gray matter thickness at more than 40,000 points in the cortex and found that cortical gray matter in ADHD largely followed the same trajectory as in typically developing children, but that it lagged behind by on average 3 years. This constitutes the first neurobiological evidence that ADHD is associated with a developmental lag. Examples such as this illustrate the importance of understanding typical developmental progressions in investigating ADHD and other developmental disorders.
Family and Genetic Studies of ADHD
Twin and adoption studies indicate that ADHD has a strong genetic component, with additive genetic effects explaining up to 80% of the variance in the phenotype (e.g., Albayrak, Friedel, Schimmelmann, Hinney, & Hebebrand, Reference Albayrak, Friedel, Schimmelmann, Hinney and Hebebrand2008; Thapar, Holmes, Poulton, & Harrington, Reference Thapar, Holmes, Poulton and Harrington1999). The disorder tends to cluster in families, with an increased incidence among first- and second-degree relatives of affected individuals (Faraone et al., Reference Faraone, Biederman, Chen, Milberger, Warburton and Tsuang1995). Siblings of children with ADHD have a three- to fivefold increase in the risk of developing disorder (Biederman et al., Reference Biederman, Faraone, Keenan, Benjamin, Krifcher and Moore1992; Faraone et al., Reference Faraone, Biederman, Lehman, Keenan, Norman and Seidman1993) and the risk is greater for monozygotic twins with 50 to 80% concordance than for dizygotic twins with a 33% rate, similar to full siblings (Bradley & Golden, Reference Bradley and Golden2001; Thapar et al., Reference Thapar, Holmes, Poulton and Harrington1999). Of interest, although ADHD clusters in families, ADHD subtypes do not (Smalley et al., Reference Smalley, McCracken and McGough2001). As such, ADHD families can include individuals with differing phenotypes, including both more inattentive and impulsive subtypes. This suggests that there may not be a direct link between risk genes and the clinical phenotype; rather, mediating factors may be involved. In this model, ADHD risk genes may predispose toward ADHD symptoms, but other influences (such as gender, other genes, or environmental factors) are decisive for the form this predisposition ultimately takes in the phenotype.
The search for genes that convey risk for ADHD is ongoing. In a genome scan, all chromosomes are screened for linkage with markers spaced evenly throughout the genome. This approach has the advantage that it does not require an a priori hypothesis of which genes (or regions on the genome) are involved. To date, genome scans in ADHD have been conducted in four independent samples from the United States, The Netherlands, Germany, and a genetically isolated sample from Colombia (Arcos-Burgos et al., Reference Arcos-Burgos, Castellanos, Pineda, Lopera, Palacio and Palacio2004; Bakker et al., Reference Bakker, van der Meulen, Buitelaar, Sandkuijl, Pauls and Monsuur2003; Fisher et al., Reference Fisher, Francks, McCracken, McGough, Marlow and MacPhie2002; Hebebrand et al., Reference Hebebrand, Dempfle, Saar, Thiele, Herpertz-Dahlmann and Linder2006; Ogdie et al., Reference Ogdie, Macphie, Minassian, Yang, Fisher and Francks2003). These studies have identified a number of possible loci as associated with ADHD with some overlap between them, although there are many more regions that differ between studies (Faraone et al., Reference Faraone, Perlis, Doyle, Smoller, Goralnick and Holmgren2005). Of interest, a region on chromosome 5p13, proximal to the dopamine transporter gene, was found in the Dutch, German, and US samples. The “logarithm of the odds” (LOD score) of linkage, used to express the odds that a marker is associated with a disorder, was >1 in all three samples. This is not a particularly high LOD score (typically, scores >2.2 would be considered suggestive of linkage), but it is the only region to have been replicated in all three samples (Albayrak et al., Reference Albayrak, Friedel, Schimmelmann, Hinney and Hebebrand2008). Candidate gene studies use a different approach, where a gene is selected on theoretical grounds. Its involvement in the disorder can then be investigated in a case–control design. There are many more candidate gene studies in ADHD than genome scans. A large number of genes have been investigated, particularly in the catecholamine systems. However, many positive results have failed to replicate. A fairly recent meta-analysis concluded that, to date, only seven candidate genes have risk alleles where the pooled odds ratio is significantly >1.0 and that are therefore overtransmitted in ADHD. These genes include five catecholamine genes (dopamine 4 [DRD4] and dopamine 5 [DRD5] receptors, dopamine transporter [DAT1], dopamine-beta-hydroxylase [DBH], and SNAP-25 genes) and two in the serotonin system (serotonin transporter [5-HTT] and serotonin 1B-receptor [HTR1B] genes; Faraone et al., Reference Faraone, Perlis, Doyle, Smoller, Goralnick and Holmgren2005). The five catecholamine genes have clear theoretical relevance in ADHD, given the mechanism of action of stimulant medication for ADHD (Biederman & Faraone, Reference Biederman and Faraone2002). These drugs stimulate release and inhibit reuptake of catecholamines (dopamine and noradrenalin), thus enhancing the activity of these neurotransmitter systems. The effectiveness of these treatments has led to the catecholamine dysregulation hypothesis of ADHD that posits that symptoms are related to a dysregulation of catecholamines, in particular dopamine (for a review, see Pliszka, McCracken, & Maass, Reference Pliszka, McCracken and Maas1996). According to this hypothesis, cognitive impairments associated with ADHD result from a hypodopaminergic state in the PFC, whereas hyperactivity and impulsivity result from a hyperdopaminergic state in striatum, possibly secondary to the prefrontal hypodopaminergic state (Solanto, Reference Solanto2002). Here, prefrontal inhibition of striatum is hypothesized to be disrupted by the hypodopaminergic state in the PFC. Because the PFC projects to many subcortical regions, including the dorsal and ventral striatum, thalamus, amygdala, substantia nigra, and ventral tegmental area (Alexander, DeLong, & Strick, Reference Alexander, DeLong and Strick1986), PFC dysfunction may also lead to disinhibition of these regions. Stimulants may then act by increasing prefrontal dopaminergic neurotransmission, resulting in improvement in both cognitive functioning and behavioral symptoms.
The variation in the DRD4 gene may be associated with postsynaptic receptor subsensitivity to dopamine, thus mediating a blunted response to the transmitter (Asghari et al., Reference Asghari, Sanyal, Buchwaldt, Paterson, Jovanovic and Van Tol1995). The variation in the DAT1 gene may be associated with change in dopamine transporter activity, where it becomes overly efficient at the reuptake process. Both may lead to underactivity in dopamine pathways (Swanson & Castellanos, Reference Swanson, Castellanos, Murias, LaHoste and Kennedy1998; Swanson et al., Reference Swanson, Flodman, Kennedy, Spence, Moyzis and Schuck2000; Swanson & Volkow, Reference Swanson and Volkow2002). Little is yet known about the functional relevance of allelic variants in the DRD5 gene, although it has been suggested that they may be involved efficiency of gene transcription (Albayrak et al., Reference Albayrak, Friedel, Schimmelmann, Hinney and Hebebrand2008). DBH is an enzyme responsible for the conversion of dopamine into noradrenalin. Polymorphisms in the DBH gene may affect the function of gene products or modify gene expression and thus influence the progression of ADHD (Paclt et al., Reference Paclt, Koudelova, Krepelova, Uhlikova, Gazdikova and Bauer2005). SNAP-25 has been implicated in the etiology of ADHD based on the mouse mutant strain Coloboma (Wilson, Reference Wilson2000). Mutations within the gene are thought to affect the release of dopamine (as well as other neurotransmitters), thereby altering the ratio of noradrenalin to dopamine (Kirley et al., Reference Kirley, Hawi, Daly, McCarron, Mullins and Millar2002).
The serotonin system has some theoretical relevance to ADHD, given its implication in impulsivity, aggression, and disinhibited behavior in both animal and human studies. Polymorphisms in the serotonin transporter (5-HTT) gene may result in reduced transcription and lower transporter protein levels. Similarly, a mutation in the HTR1B gene, which encodes the 5HT1B receptor, may lead to a decrease in serotonin activity (Hawi et al., Reference Hawi, Dring, Kirley, Foley, Kent and Craddock2002).
In sum, family studies indicate that ADHD is heritable, but there is no obvious link between risk genes and the clinical phenotype. To date, genome scans have been conducted in four independent samples. Although there is some overlap, there are many more differences between these studies. Candidate gene studies are grounded in theoretical constructs of ADHD, and have provided confirmation of catecholamine involvement in the disorder, as well as some evidence for serotonin involvement. Given the evidence for relatively high heritability of the disorder, it is surprising that the involvement of only few genes has yet been tentatively confirmed. This may be because a clinical diagnosis such as ADHD does not map onto the neurobiological effects of gene variations. The use of intermediate or endophenotypes may help us investigate gene effects in ADHD: these phenotypes are intermediate between a clinical diagnosis (such as ADHD) and the biological variables that are the cause of the disorder (e.g., a risk gene). As they are closer to the biology, they may map onto genetic variation underlying ADHD more closely (Castellanos & Tannock, Reference Castellanos and Tannock2002). A number of theorists have outlined criteria that endophenotypes should meet in order to be beneficial in the study of causative agents in psychiatry, such as being stable, being found in the unaffected family members of affected individuals, and being grounded in neuroscience (Almasy & Blangero, Reference Almasy and Blangero2001; Castellanos & Tannock, Reference Castellanos and Tannock2002; Gottesman & Gould, Reference Gottesman and Gould2003). Examples of endophenotypes in ADHD could be aspects of executive functioning or changes in brain structure and functioning: aspects of executive functioning have been shown to cluster in sibling pairs affected with ADHD, suggesting that this may define a more homogeneous subgroup (Slaats-Willemse, Swaab-Barneveld, de Sonneville, van der Muelen, & Burlelaar, Reference Bakker, van der Meulen, Buitelaar, Sandkuijl, Pauls and Monsuur2005). Furthermore, aspects of brain changes in ADHD have been found in the unaffected siblings of affected individuals, suggesting that risk genes may lead to neurobiological changes even without associated changes in behavior (i.e., ADHD symptoms; Durston et al., 2005, Durston, Mulder, et al., 2006; Mulder et al., Reference Mulder, Baeyens, Davidson, Casey, van den Ban and van Engeland2008). As such, neuroimaging measures may provide a noninvasive means of assessing neurobiological changes in ADHD that are more closely tied to genetic variation in this disorder than clinical measures. A more detailed discussion of using MR measures in an endophenotype approach to ADHD follows below.
Mapping Family and Genetic Effects on the Brain in ADHD
The most reliable finding from anatomical MRI studies of individuals with ADHD is probably a subtle reduction in total brain volume, compared to typically developing children. In addition to this global reduction in volume, three regional findings are notable: relative to controls, individuals with ADHD show (a) smaller MRI-based volumes of the caudate nucleus, (b) smaller prefrontal volumes, and (c) differences in the cerebellum, in particular, a smaller vermis (e.g., Castellanos et al., Reference Castellanos, Lee, Sharp, Jeffries, Greenstein and Clasen2002; Shaw et al., Reference Shaw, Lerch, Greenstein, Sharp, Clasen and Evans2006). These findings tie in with theoretical accounts of ADHD that often stress the involvement of cognitive control in this disorder (Barkley, Reference Barkley1997; Casey & Durston, Reference Durston, Mulder, Casey, Ziermans and van Engeland2006). As described above, cognitive control and the development of this ability rely on intact frontostriatal circuitry.
As neuroimaging can be used to assess neurobiological changes that may be more closely tied to genetic variation, investigators have begun to study brain changes in family members of affected individuals. For example, we showed that reductions in cortical gray matter were present in siblings with and without ADHD (Durston et al., Reference Durston, Hulshoff Pol, Schnack, Buitelaar, Steenhuis and Minderaa2004). Furthermore, we showed that two ADHD risk genes directly impacted frontostriatal gray matter volumes (Durston et al., Reference Durston, Fossella, Casey, Hulshoff Pol, Galvan and Schnack2005). Both the DRD4 and DAT1 genes are of theoretical relevance in ADHD, and both have been associated with the disorder in multiple studies. In our study, allele-specific effects were consistent with gene-expression patterns in the brain: the DRD4 genotype was associated with a reduction in prefrontal gray matter volume, and the DAT1 genotype was associated with reduced caudate nucleus volume (Durston et al., Reference Durston, Fossella, Casey, Hulshoff Pol, Galvan and Schnack2005). This example illustrates how we can begin to map the effects of ADHD risk genes on neurobiological measures, both indirectly (effects are shared by family members who may be carriers of unknown risk genes) and directly (defined ADHD risk genes can be shown to affect brain structure). However, these studies are perhaps most informative when we can begin to show how gene effects are involved in translating genetic risk into neurobiology: in a recent functional imaging study, we were able to show differential effects of the DAT1 genotype on brain activation patterns between individuals at genetic risk for ADHD and controls. We found that the DAT1 genotype interacted with familial risk for ADHD in the striatum, but not in the vermis of the cerebellum. In the striatum, the effect of the DAT1 risk allele was specific to those individuals at familial risk for the disorder (affected and unaffected siblings). For controls, activity in this region was not different between carriers and noncarriers of the variant allele (Durston, Fossella, et al., Reference Durston, Fossella, Mulder, Casey, Ziermans and Vessaz2008). In the vermis the effect of DAT1 genotype was the same in all three groups. This suggests that the DAT1 gene effects in the striatum may be involved in translating a genetic risk for ADHD into a neurobiological substrate, as they were only found for individuals who were at familial risk for ADHD (boys with ADHD and their unaffected siblings). These results are best considered in the context of a broader program of research investigating the effects of familial risk and risk genes for ADHD on brain structure and function. Familial effects and the effects of ADHD risk genes appear to be most obvious in prefrontal and striatal areas (Durston et al., Reference Durston, Hulshoff Pol, Schnack, Buitelaar, Steenhuis and Minderaa2004, Reference Durston, Fossella, Casey, Hulshoff Pol, Galvan and Schnack2005, Durston, Mulder, et al., Reference Durston, Davidson, Tottenham, Galvan, Spicer and Fossella2006, Reference Mulder, Baeyens, Davidson, Casey, van den Ban and van Engeland2008). In our initial report, we found that cerebellum was the only region to differentiate between siblings with and without ADHD, as its volume was reduced in affected but not unaffected siblings (Durston et al., Reference Durston, Hulshoff Pol, Schnack, Buitelaar, Steenhuis and Minderaa2004). Taken together with the current finding that the DAT1 genotype interacts with familial risk for ADHD in the striatum, but not the cerebellar vermis, this suggests that the cerebellum may be relatively spared from familial effects in ADHD. However, in a recent report where cerebellar activity was specifically targeted, we did find effects of familial risk in this region (Mulder et al., Reference Mulder, Baeyens, Davidson, Casey, van den Ban and van Engeland2008). This suggests that although effects of familial risk and dopamine genes may be most obvious in frontostriatal circuits, they do play a part in other regions of the brain. By using tasks that specifically target different regions, we are beginning to address these different influences (for review, see Durston, de Zeeuw, & Staal, in press).
Functional Neuroimaging Approaches to Understanding ADHD
Functional neuroimaging techniques are increasingly being used to investigate brain activation patterns in ADHD in response to cognitive demands. Tasks that tax cognitive control in some way are frequently used, given that problems in this ability are well established in ADHD (Barkley, Reference Barkley1997). These studies have shown that differences in cognitive control between subjects with and without ADHD are associated with differences in brain activation patterns (e.g., Bush et al., Reference Bush, Frazier, Rauch, Seidman, Whalen and Jenike1999; Durston et al., Reference Durston, Tottenham, Thomas, Davidson, Eigsti and Yang2003; Reference Durston, Mulder, Casey, Ziermans and van Engeland2006; Konrad et al., Reference Konrad, Neufang, Hanisch, Fink and Herpertz-Dahlmann2006; Rubia et al., Reference Rubia, Overmeyer, Taylor, Brammer, Williams and Simmons1999; Vaidya et al., Reference Vaidya, Austin, Kirkorian, Ridlehuber, Desmond and Glover1998). In particular, they have demonstrated reduced activation in prefrontal and striatal regions during paradigms that require subjects to suppress prepotent tendencies as part of the task, such as go/no-go or Stroop paradigms (Booth et al., Reference Booth, Burman, Meyer, Lei, Trommer and Davenport2005; Bush et al., Reference Bush, Frazier, Rauch, Seidman, Whalen and Jenike1999; Durston et al., Reference Durston, Tottenham, Thomas, Davidson, Eigsti and Yang2003, Durston, Mulder, et al., 2006; Konrad et al., Reference Konrad, Neufang, Hanisch, Fink and Herpertz-Dahlmann2006; Pliszka et al., Reference Pliszka, Glahn, Semrud-Clikeman, Franklin, Perez and Xiong2006; Rubia et al., Reference Rubia, Overmeyer, Taylor, Brammer, Williams and Simmons1999; Rubia, Smith, Brammer, Toone, & Taler, Reference Rubia, Smith, Brammer, Toone and Taylor2005; Schulz et al., Reference Schulz, Fan, Tang, Newcorn, Buchsbaum and Cheung2004; Schulz, Newcorn, Fan, Tang, & Halpern, Reference Schulz, Newcorn, Fan, Tang and Halperin2005; Schulz, Tang, et al., Reference Schulz, Tang, Fan, Marks, Newcorn and Cheung2005; Shafritz, Marchione, Gore, Shaywitz, & Shaywitz, Reference Shafritz, Marchione, Gore, Shaywitz and Shaywitz2004; Smith, Taylor, Brammer, Toone, & Rubia, Reference Smith, Taylor, Brammer, Toone and Rubia2006; Suskauer et al., Reference Suskauer, Simmonds, Fotedar, Blankner, Pekar and Denckla2007; Tamm, Menon, Ringel, & Reiss, Reference Tamm, Menon, Ringel and Reiss2004; Vaidya et al., Reference Vaidya, Austin, Kirkorian, Ridlehuber, Desmond and Glover1998, Reference Vaidya, Bunge, Dudukovic, Zalecki, Elliott and Gabrieli2005; Zang et al., Reference Zang, Jin, Weng, Zhang, Zeng and Yang2005). In go/no-go tasks, subjects are required to respond to a stream of predictable stimuli with a button press. In the case of a rare no-go stimulus, they are to suppress this response. We used a version of this paradigm to show reduced frontostriatal activation for children with ADHD compared to controls, even when performance was similar (Durston et al., Reference Durston, Tottenham, Thomas, Davidson, Eigsti and Yang2003). In the classic Stroop paradigm, subjects are required to name the color of ink in which a color-word is printed, while suppressing the automatic tendency to read the word instead. For example, the word “blue” printed in red ink should elicit the response “‘red.” Several variations on this classic task have been developed, including a counting stroop, where subjects are required to count the number of times a word appears on a screen, regardless of word meaning (Bush et al., Reference Bush, Frazier, Rauch, Seidman, Whalen and Jenike1999). For example, the correct response to four appearances of the word “one” would be “four.” Bush et al. (Reference Bush, Frazier, Rauch, Seidman, Whalen and Jenike1999) used this paradigm to show reduced activation of anterior cingulate gyrus in ADHD. The pattern of decreased activation in prefrontal and striatal areas in cognitive control tasks has led investigators to suggest that deficits in these regions may be central to ADHD (for a review, see Bush, Valera, & Seidman, Reference Casey and Durston2005; Durston, Reference Durston2003). Other studies have used paradigms that investigate other aspects of behavior, such as aspects of attention (Bush et al., Reference Bush, Spencer, Holmes, Shin, Valera and Seidman2008; Konrad, Neufang, Hanisch, Fink, & Herpertz-Dhalmann, 2006; Konrad, Neufang, Fink, & Herpertz-Dahlmann, Reference Konrad, Neufang, Fink and Herpertz-Dahlmann2007; Shafritz et al., Reference Shafritz, Marchione, Gore, Shaywitz and Shaywitz2004; Stevens, Peralson, & Kiehl, 2007; Tamm, Menon, & Reiss, Reference Tamm, Menon and Reiss2006), mental rotation paradigms (Silk et al., Reference Silk, Vance, Rinehart, Egan, O'Boyle and Bradshaw2005) and motivated behavior (Scheres, Miham, Knutson, & Castellanos, 2007; Ströhle et al., Reference Ströhle, Stoy, Wrase, Schwarzer, Schlagenhauf and Huss2008). Again, deficits in striatal (Konrad et al., Reference Konrad, Neufang, Hanisch, Fink and Herpertz-Dahlmann2006; Shafritz et al., Reference Shafritz, Marchione, Gore, Shaywitz and Shaywitz2004; Silk et al., Reference Silk, Vance, Rinehart, Egan, O'Boyle and Bradshaw2005; Scheres et al., Reference Scheres, Milham, Knutson and Castellanos2007; Ströhle et al., Reference Ströhle, Stoy, Wrase, Schwarzer, Schlagenhauf and Huss2008) and prefrontal (Konrad et al., Reference Konrad, Neufang, Hanisch, Fink and Herpertz-Dahlmann2006; Silk et al., Reference Silk, Vance, Rinehart, Egan, O'Boyle and Bradshaw2005) activation have been found, as well as changes in activation in parietal areas (Konrad et al., Reference Konrad, Neufang, Hanisch, Fink and Herpertz-Dahlmann2006; Shafritz et al., Reference Shafritz, Marchione, Gore, Shaywitz and Shaywitz2004; Silk et al., Reference Silk, Vance, Rinehart, Egan, O'Boyle and Bradshaw2005; Stevens et al., Reference Stevens, Pearlson and Kiehl2007). These findings underscore the importance of frontostriatal networks in ADHD, as deficits in this network have now been associated with a wide range of cognitive tasks. One question that remains unanswered is how changes in frontostriatal functioning and associated cognitive deficits are related to anatomical changes. A recent study used DTI to show that reduced frontostriatal activation during a go/no-go task was related to reduced white matter integrity in both children with ADHD and their affected parents (Casey, Epstein, et al., Reference Casey, Epstein, Buhle, Liston, Davidson and Tonev2007). This suggests that disruption of frontostriatal white matter tracts may contribute to a familial form of the disorder.
Converging Methods Suggest New Directions in ADHD Research
Both anatomical and functional MR studies of ADHD show changes in frontostriatal circuitry. This ties in with theoretical accounts of ADHD that stress the relevance of cognitive control in this disorder. However, recent work is suggesting new directions in investigating the neurobiological etiology in ADHD, as well as new possible directions for treatment. Two examples are discussed below.
Frontocerebellar loops in the etiology of ADHD
The only study to date to investigate neural functioning in a noncognitive task did not show frontostriatal changes: Mostofsky and colleagues (Reference Mostofsky, Rimrodt, Schafer, Boyce, Goldberg and Pekar2006) investigated neural correlates of simple motor movements in ADHD and reported reduced activation in parietal and primary motor cortex only. These findings could be interpreted as suggesting that frontostriatal involvement is more specific to the cognitive and motivational deficits associated with ADHD, whereas motor clumsiness in this disorder may have a different neurobiological basis. Alternatively, there may be a different neurobiological deficit contributing to both types of symptoms in ADHD: cognitive control is dependent on the ability to predict temporal and contextual structure in the environment (Nigg & Casey, Reference Nigg and Casey2005). Knowing what to expect and when to expect it is critical in planning and maintaining appropriate thoughts and actions over time. If basic expectations about the environment are inaccurate or less salient for children with ADHD, then their ability to detect violations of expectation will be compromised, and their ability to adjust their behavior accordingly will be weakened (Nigg & Casey, Reference Nigg and Casey2005). Specifically, if children with ADHD have trouble predicting the occurrence of events accurately, their reaction to a predictable event should be (a) slower and (b) more variable. We tested this in two independent samples of children and adolescents with ADHD. We found that they were not able to benefit behaviorally from trials being predictable to the same degree as control subjects (Durston et al., Reference Durston, Davidson, Mulder, Spicer, Galvan and Tottenham2007). We used a variation of a go/no-go task, where the predictability of events was manipulated in two ways: expected or unexpected stimuli (go and no/go) were presented at expected or unexpected times. Behaviorally, children and adolescents with ADHD had increased variability in reaction times, and decreased benefit in reaction time when events were predictable. Differences in accuracy between groups were most reliable for temporally unpredictable trials. Furthermore, these behavioral changes were accompanied by decreases in frontostriatal and cerebellar activation. Prefrontal areas were most affected on unpredictable trials where stimulus identity was violated, whereas the cerebellum was most affected when timing was violated. These findings are consistent with the view that disruptive behaviors in inappropriate contexts, a major criterion in diagnosing ADHD, may be related to an impaired ability to predict temporal and contextual cues in the environment, thus hindering the ability to alter behavior when they change. Furthermore, they could be related to motor deficits in ADHD, if structure and timing of self-paced behaviors is similarly affected. Different processes may be involved in ADHD in different individuals.
A role for striatal reward circuitry in treating ADHD?
Identification of which cognitive and neural processes are involved and recognizing different biological causes may permit more individualized, biologically targeted interventions and treatments (Casey, Nigg, & Durston, Reference Casey, Nigg and Durston2007). Recently, two functional imaging studies showed reduced activation in ventral striatum in ADHD on tasks where subjects anticipated reward (Scheres et al., Reference Scheres, Milham, Knutson and Castellanos2007; Ströhle et al., Reference Ströhle, Stoy, Wrase, Schwarzer, Schlagenhauf and Huss2008), in addition to striatal dysregulation in cognitive control tasks. Such converging evidence of dopamine dysregulation in striatum suggests new directions for intervention, where it may be possible to improve cognitive control in ADHD by using reward strategies. Neuroanatomical studies provide a biological basis for this hypothesis: ventral frontostriatal circuits involved in reward processing project to more dorsolateral networks through spiralling striatonigrostriatal projections (Haber, Reference Haber2003; Haber, Ki-Sok, Mailly, & Calzavara, Reference Haber, Ki-Sok, Mailly and Calzavara2006). As such, reward may enhance activation in ventral striatum, boosting more dorsolateral networks and lead to improvements in cognitive performance. We recently addressed this in a study directly investigating the effect of reward on cognitive control in ADHD. Reward was parametrically manipulated in the context of a go/no-go task: we manipulated the amount of attainable reward systematically for both go and no-go trials and investigated its effects in two independent samples of children and adolescents with ADHD and controls. In both samples, performance on go trials improved with reward for individuals with and without ADHD, suggesting that the reward manipulation was successful. However, we found no evidence that reward improved cognitive control or activation in frontostriatal circuits (Baeyens et al., Reference Baeyens, Mulder, Roeyers, Verbeke, Frooninckx and van Engeland2008): there was no behavioral improvement on no-go trials in either sample, nor was there an effect on fMRI signal on no-go trials (investigated in only one sample). This seems surprising given reports of cognitive improvements with reward in ADHD (for a review, see Luman, Costerlaan, & Sargeant, Reference Luman, Oosterlaan and Sergeant2005). However, in our study reward was not specific to those trials requiring cognitive control, nor was it unpredictable: Every trial held the potential of reward. As such, these findings suggest that behavioral programs using small, predictable rewards are likely to be of limited utility in ADHD. However, other strategies using larger or unexpected rewards may still be of use: such unexpected salient events may be able to “jump start” the dopamine bottom-up alerting system in ADHD, rather than “bypassing” it (Casey, Nigg, & Durston Reference Casey, Nigg and Durston2007).
Implications for Future Studies
This paper discusses examples that show how converging methods may form a powerful tool in unraveling the neurobiology of ADHD. Family and genetic studies stress the relatively high heritability of ADHD and the importance of catecholamine systems in this disorder. Anatomical studies confirm the involvement of frontostriatal circuits and illustrate how mapping familial effects can bring us closer to the neurobiology of ADHD. Functional neuroimaging can begin to link brain changes to behavior and shows how cognitive problems in this disorder are related frontostriatal functioning. By integrating findings from multiple disciplines, we can deduce how different neurobiological and cognitive mechanisms tie together in both typical and atypical development. The approach taken is one of converging methods, coming together to target a single problem in neuroscience. Similar convergence has been called for in developmental psychopathology, where authors are suggesting multiple levels of analysis. Combining different approaches in such a way can suggest new avenues for investigation, as in the example of frontocerebellar networks. Furthermore, findings may have practical applications: this paper discusses an example of how converging evidence of striatal dysregulation in ADHD suggests directions for treatment that are now being explored in functional imaging studies.