1 Introduction
The Hilbert scheme
$\mathrm {Hilb} (\mathbb {A}^n)$
of points, parametrizing finite subschemes of
$\mathbb {A}^n$
, plays an important role in current research in algebraic geometry with connections to many fields including commutative algebra, combinatorics, enumerative geometry, representation theory, singularity theory, topology, and complexity theory. The Hilbert scheme decomposes into connected components,
where each
$ \mathrm {Hilb}_d (\mathbb {A}^n)$
parametrizes finite schemes of length
$ d $
. While
$\mathrm {Hilb}_d(\mathbb {A}^n)$
is smooth and irreducible for
$n \leq 2$
, the Hilbert scheme of
$ d $
points is singular and reducible if
$n \geq 3$
and
$ d $
is large. For each
$ d $
, there is a distinguished irreducible component of
$ \mathrm {Hilb}_d (\mathbb {A}^n)$
, called the smoothable component, whose general points parametrize reduced subschemes. The smoothable component is generically smooth of dimension
$dn$
and is rational; see [Reference Lella and RoggeroLR11, Theorem C]. Very little is known about the geometry of the other components.
We investigate the classical problem of rationality. Since components of
$\mathrm {Hilb} (\mathbb {A}^n)$
may be nonreduced in their natural scheme structure, any birational attribute of a component of
$\mathrm {Hilb} (\mathbb {A}^n)$
refers to the underlying reduced algebraic variety. There are many results known about the birational geometry of moduli spaces of curves [Reference Eisenbud and HarrisEH87, Reference Harris and MumfordHM82, Reference Farkas, Jensen and PayneFJP25],
$K3$
surfaces [Reference Gritsenko, Hulek and SankaranGHS07], abelian varieties [Reference Mumford, Ciliberto, Ghione and OrecchiaM83], and other higher-dimensional varieties. The situation is markedly different for 0-dimensional objects, as their lack of intrinsic geometric structure makes them harder to describe. The birational type of nonsmoothable components is understood in only a handful of specific examples. In fact, all the components that have been described explicitly are obtained by constructing loci
$\mathcal {L}\subseteq \mathrm {Hilb} (\mathbb {A}^n)$
which are isomorphic to open subsets of products of Grassmannians [Reference JelisiejewJ19, Remark 6.10]. In particular, all such constructions yield rational components. Moreover, methods for certifying rationality based on Gröbner strata [Reference Lella and RoggeroLR11] are successful in the case of Hilbert schemes of varieties of positive dimension, but in the case of points, they do not provide information about components other than the smoothable one.
The following problem has been open for a long time. See, for example, [Reference JelisiejewJ24, Problem XX] or [AIM10, Problem 1.4].
Problem 1. Does there exist an irrational irreducible component of the Hilbert scheme of points
$\mathrm {Hilb} (\mathbb {A}^n)$
?
Our main result is a positive answer to Problem 1. Specifically, over the field
$\mathbb {C}$
, for each
$n \geq 12$
, we show the existence of components of
$\mathrm {Hilb} (\mathbb {A}^{n})$
that are not rational (and not even rationally connected). In fact, we prove a stronger result: for each
$n \geq 12$
, the Hilbert scheme
$\mathrm {Hilb} (\mathbb {A}^{n})$
contains irreducible components with maximal rationally connected (MRC)-fibrations of arbitrarily large dimension. The dimension of the MRC-fibration can be understood as a measure of irrationality; see Section 2 for the definitions. Our construction is inspired by ideas related to the study of Murphy’s law for singularities [Reference VakilV06, Reference ErmanE12, Reference JelisiejewJ20], where pathologies are transferred across moduli spaces of different types.
In Section 3, we perform a reduction from arbitrary graded Hilbert schemesFootnote
1
of a polynomial ring to graded Hilbert schemes parametrizing finite graded algebras. In Section 4, we construct dominant morphisms from components of
$\mathrm {Hilb} (\mathbb {A}^{n\geq 12})$
to the moduli space of curves in several steps, starting with Hilbert schemes of curves in
$\mathbb {CP}^3$
and making essential use of Jelisiejew’s TNT frames [Reference JelisiejewJ20].
The bound
$n\geq 12$
arises for us as follows. We start with an irrational component of the Hilbert scheme of
$\mathbb {CP}^m$
for some
$ m $
. All such Hilbert schemes are rational for
$m\leq 2$
, so
$\mathbb {CP}^3$
is the smallest-dimensional projective space that we can use (with irrational components obtained from Hilbert schemes of curves). A nonempty open set of a component of the Hilbert scheme of curves in
$\mathbb {CP}^3$
is an open set of a graded Hilbert scheme in four homogeneous variables
$x_0,x_1,x_2, x_3$
. In order to use Jelisiejew’s TNT frames to show that the latter is an open set of a component of
$\mathrm {Hilb} (\mathbb {A}^{n})$
, we must first add two more variables
$x_4$
and
$x_5$
and then double the total number of variables. So,
$12$
arises as
$2\cdot (4+2)$
. Whether irrational components occur in
$\mathrm {Hilb} (\mathbb {A}^{n<12})$
is an interesting question.
Another question concerns the number of points
$ d $
required for
$\mathrm {Hilb}_d (\mathbb {A}^{12})$
to have an irrational component. The genus and the degree of the curves parametrized by the irrational component of the Hilbert scheme of
$\mathbb {CP}^3$
determine a corresponding point number
$ d $
for
$\mathbb {A}^{12}$
. We have made no effort to optimize (or even to bound) the very large
$ d $
required for our construction.
2 Preliminaries
Let
$\Bbbk $
denote an arbitrary field. Let
$S= \Bbbk [x_0, \ldots , x_m]$
be the polynomial ring in
$m+1$
variables. If
$ M $
is a finitely generated graded
$ S $
-module, the Hilbert function
is defined by
$\mathrm {HF}(M;d) = \dim _\Bbbk [M]_d$
, where
$[M]_d$
denotes the graded component of degree
$ d $
. The Hilbert function agrees with the Hilbert polynomial
$\mathrm {HP}(M;z) \in \mathbb {Q}[z]$
for sufficiently large
$d\in \mathbb {N}$
.
Let
$m \in \mathbb {N}$
and
${\mathfrak {p}}(z) \in \mathbb {Q}[z]$
. We denote by
$\mathrm {Hilb}_{{\mathfrak {p}}(z)}(\mathbb {P}^m)$
the Hilbert scheme parametrizing closed subschemes of
$\mathbb {P}^m$
with Hilbert polynomial
${\mathfrak {p}}(z)$
. Equivalently,
$\mathrm {Hilb}_{{\mathfrak {p}}(z)}(\mathbb {P}^m)$
parametrizes saturated homogeneous ideals
such that the algebra
$S/I$
has Hilbert polynomial
${\mathfrak {p}}(z)$
. For simplicity, we use the same symbol
$ I $
to denote both the ideal and the associated
$\Bbbk $
-point of the Hilbert scheme,
Let
$ S $
be a polynomial ring over
$\Bbbk $
, and let
${\mathfrak {h}} \colon \mathbb {N} \to \mathbb {N}$
be a function. We denote by
${\mathcal {H}}^{\mathfrak {h}}(S)$
the graded Hilbert scheme parametrizing homogeneous ideals
$I\subseteq S$
such that the algebra
$S/I$
has Hilbert function equal to
${\mathfrak {h}}$
[Reference Haiman and SturmfelsHS04].
A projective variety
$ X $
over
$\mathbb {C}$
is rationally connected if, through a pair
$x, y$
of general points of
$ X $
, there exists a rational curve
$f\colon \mathbb P^1\rightarrow X$
passing through
$ x $
and
$ y $
. Unirational varieties are rationally connected, and rational connectedness is clearly a birational invariant. We refer to [Reference KollárK96, Section IV.3] for equivalent definitions and related notions.
Let
$ X $
be a smooth proper variety over
$\mathbb {C}$
. The maximal rationally connected fibration, or MRC-fibration [Reference CampanaC92], [Reference KollárK96, Definition IV.5.3], of
$ X $
is a dominant rational map
with rationally connected fibers which is maximal with respect to the property of having rationally connected fibers. Equivalently, for a very general point
$x\in MRC(X)$
, any rational curve in
$ X $
passing through a general point of
$\varphi ^{-1}(x)$
is contained in the fiber
$\varphi ^{-1}(x)$
. The variety
$MRC(X)$
is called the MRC-quotient of
$ X $
. The MRC-fibration is uniquely determined up to birational equivalence and is functorial for dominant maps. The variety
$MRC(X)$
is a point if and only if
$ X $
is rationally connected, and
$MRC(X)=X$
if and only if
$ X $
is not uniruled. The MRC dimension of
$ X $
is defined as
$\dim (MRC(X))$
and is clearly a birational invariant of
$ X $
. If
$ X $
is not smooth or proper, we extend the notion above by taking a desingularization of a compactification of
$ X $
. See [Reference KollárK96, Section IV.5] for further properties of MRC-fibrations.
3 Reduction to finite graded algebras
Let
$\Bbbk $
be an algebraically closed field. We prove here a general result of independent interest: every graded Hilbert scheme of a polynomial ring over
$\Bbbk $
is isomorphic to a graded Hilbert scheme that parametrizes finite graded algebras over
$\Bbbk $
.
We begin by recalling some definitions and facts about Hilbert functions and syzygies. Let
$S = \Bbbk [x_0,\ldots , x_m]$
be a polynomial ring. A monomial ideal
$L\subseteq S$
is a lexsegment ideal if every graded component of
$ L $
is spanned by an initial segment of monomials of
$ S $
, where monomials are ordered lexicographically. By Macaulay’s Theorem [Reference Bruns and HerzogBH98, Theorem 4.2.10], there is a bijection between Hilbert functions of quotient algebras of
$ S $
and lexsegment ideals of
$ S $
. If
${\mathfrak {h}} = \mathrm {HF}(S/I)$
for some homogeneous ideal
$I\subseteq S$
, we denote by
$\mathrm {Lex}({\mathfrak {h}})$
the unique lexsegment ideal of
$ S $
with
${\mathfrak {h}} = \mathrm {HF}(S/\mathrm {Lex}({\mathfrak {h}}))$
.
Let
$I\subseteq S$
be a homogeneous ideal. The integers
$\beta _{i,j}(I) := \dim _\Bbbk [\mathrm {Tor}_i(I,\Bbbk )]_j$
are the graded Betti numbers of
$ I $
. The Castelnuovo-Mumford regularity is defined as the quantity
The degrees of a minimal set of generators of
$ I $
are bounded by
$\mathrm {reg}(I)$
. We have
for all
$d \geq \mathrm {reg}(I)$
. By the Bigatti-Hulett-Pardue Theorem [Reference PardueP96, Theorem 31], the lexsegment ideal
$\mathrm {Lex}({\mathfrak {h}})$
attains the largest Betti numbers
$\beta _{i,j}$
among all homogeneous ideals with Hilbert function
${\mathfrak {h}}$
, for every
$i,j$
.
For an integer
$B \in \mathbb {N}$
, we denote by
$I_{\geq B}$
, respectively, by
$I_{\leq B}$
, the ideal generated by all the homogeneous polynomials of
$ I $
of degree at least
$ B $
, respectively, at most
$ B $
.
Our main result concerning the reduction to finite graded algebras is the following.
Theorem 2. Let
$S = \Bbbk [x_0,\ldots , x_m]$
, and let
${\mathfrak {h}}\colon \mathbb {N}\to \mathbb {N}$
be a function. For
$D \in \mathbb {N}$
, let
$\overline {{\mathfrak {h}}}:\mathbb {N}\to \mathbb {N}$
be the function defined by
Then, for all
$D \gg 0$
, there is an isomorphism between the graded Hilbert schemes
${\mathcal {H}}^{\mathfrak {h}}(S)$
and
${\mathcal {H}}^{\overline {{\mathfrak {h}}}}(S)$
.
Proof. We begin by constructing a morphism
$\theta : {\mathcal {H}}^{\mathfrak {h}}(S) \to {\mathcal {H}}^{\overline {{\mathfrak {h}}}}(S)$
.
Let
$ K $
be an arbitrary field. By the Bigatti-Hulett-Pardue Theorem [Reference PardueP96, Theorem 31], there exists an integer
$D_0 \in \mathbb {N}$
, depending only on
$ m $
and
${\mathfrak {h}}$
, such that
$\mathrm {reg}(I) \leq D_0$
for all homogeneous ideals
$I \subseteq K[x_0,\ldots , x_m]$
whose quotient algebra has Hilbert function
${\mathfrak {h}}$
.
By [Reference Bayer and MumfordBM93, Proposition 3.8] or [Reference Caviglia and SbarraCS05, Corollary 2.7], there exists an integer
$D_1\in \mathbb {N}$
, depending only on
$D_0$
and
$ m $
, such that we have
$\mathrm {reg}(I) \leq D_1$
for all homogeneous ideals
$I \subseteq K[x_0,\ldots , x_m]$
generated by polynomials of degree at most
$D_0$
.
Choose an integer
$D \geq D_1+m+1$
, and let
$\overline {{\mathfrak {h}}}$
be the truncation of
${\mathfrak {h}}$
in degree
$ D $
, defined as in the statement of the theorem. The Hilbert scheme
${\mathcal {H}}^{\mathfrak {h}}(S)$
represents the Hilbert functor
$\underline {\mathrm {Hilb}}^{\mathfrak {h}}_S$
, from the category of
$\Bbbk $
-algebras to the category of sets, defined by
and likewise for
$\overline {{\mathfrak {h}}}$
; see [Reference Haiman and SturmfelsHS04] for details. Let
$\mathbf {m} = (x_0, \ldots , x_m)$
denote the homogeneous maximal ideal of
$R \otimes _\Bbbk S$
. For a given
$I \in \underline {\mathrm {Hilb}}^{\mathfrak {h}}_S(R)$
, the formula
yields an ideal
$\theta (I) \subseteq R\otimes _\Bbbk S$
such that
$ [(R\otimes _\Bbbk S)/\theta (I)]_d= [(R\otimes _\Bbbk S)/I]_d$
if
$d < D$
and
$ [(R\otimes _\Bbbk S)/\theta (I)]_d=0$
otherwise. In particular,
$ [(R\otimes _\Bbbk S)/\theta (I)]_d$
is locally free of rank
$\overline {{\mathfrak {h}}}(d)$
for all
$ d $
. Thus,
$\theta $
defines a natural transformation
$ \underline {\mathrm {Hilb}}^{\mathfrak {h}}_S(R) \to \underline {\mathrm {Hilb}}^{\overline {{\mathfrak {h}}}}_S(R)$
, and a morphism of schemes
$\theta : {\mathcal {H}}^{\mathfrak {h}}(S) \to {\mathcal {H}}^{\overline {{\mathfrak {h}}}}(S)$
.
We show that
$\theta $
is bijective on
$ K $
-points, where
$\Bbbk \subseteq K$
is any field extension. Observe that a
$ K $
-point of
${\mathcal {H}}^{\mathfrak {h}}(S)$
is a homogeneous ideal
whose quotient has Hilbert function
${\mathfrak {h}}$
, that is, an ideal
$I\in {\mathcal {H}}^{\mathfrak {h}}(T)$
; likewise for a
$ K $
-point of
${\mathcal {H}}^{\overline {{\mathfrak {h}}}}(S)$
. We use the symbol
$\theta $
also to denote the induced map
$\theta : {\mathcal {H}}^{\mathfrak {h}}(T) \to {\mathcal {H}}^{\overline {{\mathfrak {h}}}}(T)$
, which is defined by the same formula (3.1). Consider the map
$\rho \colon {\mathcal {H}}^{\overline {{\mathfrak {h}}}}(T) \to {\mathcal {H}}^{\mathfrak {h}}(T)$
defined, at the level of
$ K $
-points, by the formula
$ \rho (J) = J_{\leq D_0} $
. We claim that
$\rho $
and
$\theta $
are inverses as set-theoretic maps.
For every ideal
$I \in {\mathcal {H}}^{\mathfrak {h}}(T)$
, since
$ I $
is generated in degrees at most equal to
$D_0$
and since
$D_0<D$
, we have
therefore,
$\rho (\theta (I)) = I$
. Consider, in particular, the lexsegment ideal with Hilbert function
${\mathfrak {h}}$
Then,
is again a lexsegment ideal, with Hilbert function equal to
$\overline {{\mathfrak {h}}}$
. Since
$ L $
is generated in degrees up to
$D_0$
,
$\overline {L}$
is generated in degrees up to
$D_0$
and in degree
$ D $
. Using the Bigatti-Hulett-Pardue Theorem again, we conclude that every ideal
$J \subseteq T$
with Hilbert function equal to
${\overline {{\mathfrak {h}}}}$
is generated, at most, in degrees up to
$D_0$
and in degree
$ D $
.
Consider now any such ideal
$J \subseteq T$
with Hilbert function equal to
${\overline {{\mathfrak {h}}}}$
. By the conclusion of the previous paragraph, the graded components of the ideals
$ J $
and
$\rho (J) =J_{\leq D_0}$
agree up to degree
$D-1$
. In other words,
for all
$d\leq D-1$
(in particular, for all
$d \leq D_1+m$
). Since
$\rho (J)$
is generated in degrees up to
$D_0$
, it follows, by choice of
$D_1$
, that the regularity of
$\rho (J)$
is at most equal to
$D_1$
. Therefore,
for all
$d \geq D_1$
. Let
${\mathfrak {p}}(z)$
be the Hilbert polynomial of the Hilbert function
${\mathfrak {h}}$
. By choice of
$D_0$
, we have
${\mathfrak {p}}(d) = {\mathfrak {h}}(d)$
for all
$d \geq D_0$
. In conclusion, we have
for all
$d = D_1, D_1+1, \ldots , D_1+m$
. Since
$\mathrm {HP}(T/\rho (J);d) $
and
$ {\mathfrak {p}}(d)$
are univariate polynomials of degree at most
$ m $
, they must be the same polynomial. We deduce that
for all
$d \geq D_1$
; in other words,
$T/\rho (J)$
has Hilbert function equal to
$ {\mathfrak {h}} $
, and
$\rho (J) \in {\mathcal {H}}^{{{\mathfrak {h}}}}(T)$
.
Since
$ J $
is generated in degrees up to
$D_0$
and in degree
$ D $
, and
$J_{\geq D} = \mathbf {m}^{D}$
, we obtain
therefore,
$\theta (\rho (J))=J$
as desired. Therefore, we have proven that
$\theta : {\mathcal {H}}^{\mathfrak {h}}(S) \to {\mathcal {H}}^{\overline {{\mathfrak {h}}}}(S)$
is bijective on
$ K $
-points.
Next, we show that
$\theta $
is an open immersion. By [Reference ErmanE12, Proposition 3.1], for each
$I \in {\mathcal {H}}^{\mathfrak {h}}(S)$
, the morphism
$\theta $
induces an isomorphism between the functors of Artin rings which send a local Artinian
$\Bbbk $
-algebra
$ R $
to the set of homogeneous deformations over
$ R $
of
$S/I$
and of
$S/\theta (I)$
, respectively. These two functors of Artin rings are pro-represented by the completed local rings
$\widehat {\mathscr {O}}_{{\mathcal {H}}^{\mathfrak {h}}(S),I}$
and
$\widehat {\mathscr {O}}_{{\mathcal {H}}^{\overline {{\mathfrak {h}}}}(S),\theta (I)}$
of the two Hilbert schemes at the respective
$\Bbbk $
-points (see, e.g., [Reference SernesiS07, Section 2.2]). Thus,
$\theta $
induces isomorphisms of completed local rings at
$\Bbbk $
-points and therefore is an étale morphism (since
$\Bbbk $
is algebraically closed).
Since
$\theta $
is injective on
$ K $
-points for any field
$\Bbbk \subseteq K$
, it follows from [Sta, Lemma 29.10.2] that it is universally injective. Since
$\theta $
is universally injective and étale, it is an open immersion by [Sta, Lemma 35.25.2].
Finally, since
$\theta $
is an open immersion which is bijective on
$\Bbbk $
-points, and
$\Bbbk $
is algebraically closed, it follows that it must be an isomorphism.
4 Dominant maps between components of Hilbert schemes
We prove here the main result of the paper by constructing dominant rational maps between irreducible components of various Hilbert schemes. An important tool for us is the theory of TNT frames of [Reference JelisiejewJ20], which produces dominant rational maps in the form of local retractions. A retraction is a morphism of schemes
$\pi \colon X\to Y$
with a section,
A local retraction of pointed schemes
$(X,x) \to (Y,y)$
is a retraction
$(U,x) \to (V,y)$
for open subsets
$x \in U \subseteq X$
and
$y \in V \subseteq Y$
.
Theorem 3. There exist irreducible components of
$\mathrm {Hilb}(\mathbb {A}^{12})$
over
$\mathbb {C}$
which are not rationally connected. Moreover, there exist irreducible components of
$\mathrm {Hilb}(\mathbb {A}^{12})$
of arbitrarily large MRC dimension.
Proof. Let
$\mathscr {M}_{g}$
be the moduli space of curves of genus
$ g $
. By [Reference Eisenbud and HarrisEH87, Reference Harris and MumfordHM82, Reference Farkas, Jensen and PayneFJP25],
$\mathscr {M}_{g}$
is of general type if
$g \geq 22$
. We will prove the theorem by constructing a dominant rational map
where
$\mathcal {C}\subseteq \mathrm {Hilb}(\mathbb {A}^{12})$
is an irreducible component. We will realize the map as a composition of a series of dominant morphisms
$({\mathsf {H}}_{i+1},I_{i+1}) \to ({\mathsf {H}}_{i},I_{i})$
, where each
${\mathsf {H}}_i$
is an irreducible open subscheme of a corresponding Hilbert scheme and
$I_i\in {\mathsf {H}}_i$
is an ideal parametrized by that Hilbert scheme.
Fix integers
$g \geq 22$
and
$d\geq \frac {3g+12}{4}$
, and consider smooth curves in
$\mathbb {P}^3$
of genus
$ g $
and degree
$ d $
. The inequality
$d\geq \frac {3g+12}{4}$
amounts to the nonnegativity of the Brill–Noether number
$\rho (g, 3,d)=g-4(g-d+3) $
. It follows from the main results of Brill–Noether theory that there exists a unique irreducible component
which dominates the moduli space
$\mathscr {M}_{g}$
; see, for example, [Reference Eisenbud and HarrisEH87-2] and references therein or [Reference Eisenbud and HarrisEH24, Theorem 19.9]. For a general curve
$C\subseteq \mathbb P^3$
parametrized by
$ Y $
, the Hilbert function of the coordinate ring is determined by the Maximal Rank Theorem [Reference Ballico and ElliaBE85, Reference LarsonL17] (see also [Reference Eisenbud and HarrisEH24, Theorem 12.10]), asserting that the multiplication maps
are of maximal rank for all integers
$a\geq 1$
. In particular, there exists a nonempty open subset
${\mathsf {H}}_1 \subseteq Y$
where the Hilbert function of
$S/I$
is constant for all
$I \in {\mathsf {H}}_1$
. By comparing dimensions, curves
$ C $
parametrized by
${\mathsf {H}}_1$
never lie on a quadric surface. Let
${\mathfrak {h}}$
denote this Hilbert function, and let
$I_1 \in {\mathsf {H}}_1$
be an ideal that belongs to no other component of
$\mathrm {Hilb}_{dz+1-g}(\mathbb {P}^3)$
.
Let
$S= \mathbb {C}[x_0, x_1,x_2, x_3]$
and consider the saturated ideal
$I_2 = I_1$
as a point in the graded Hilbert scheme
${\mathcal {H}}^{\mathfrak {h}}(S)$
. The natural map
${\mathcal {H}}^{\mathfrak {h}}(S) \to \mathrm {Hilb}_{dz+1-g}(\mathbb {P}^3)$
restricts to an isomorphism
$({\mathsf {H}}_2,I_2) \cong ({\mathsf {H}}_1,I_1)$
for some
${\mathsf {H}}_2\subseteq {\mathcal {H}}^{\mathfrak {h}}(S)$
open and irreducible.
Let
$P = S[x_{4}, x_{5}] = \mathbb {C}[x_0, \ldots , x_{5}]$
, let
$I_3 = I_2 \cdot P$
be the extended ideal, and let
${\mathfrak {h}}' =\mathrm {HF}(P/I_3)$
. We claim that there is a local retraction
The local retraction (4.1) can be constructed by means of a suitable Białynicki–Birula decomposition, proceeding very similarly to [Reference JelisiejewJ20, Proof of Theorem 1.3]. Specifically, let
$\mathbb {G}_m = \mathbb {C}^*$
act on
$ P $
with weight 1 on the variables
$x_4, x_5$
and weight 0 on the remaining variables. Let
$\delta _1$
denote the standard grading
$\delta _1(x_i) = 1$
for all
$ i $
, and let
$\delta _2$
denote the
$\mathbb {Z}$
-grading on
$ P $
induced by the
$\mathbb {G}_m$
-action,
By general theory [Reference DrinfeldD13, Reference JelisiejewJ19, Reference Jelisiejew and SienkiewiczJS19], there exists a
$\mathbb {C}$
-scheme
${\mathcal {H}}^{{\mathfrak {h}}'}(P)^-$
, called the negativeFootnote
2
Białynicki–Birula decomposition for
${\mathcal {H}}^{{\mathfrak {h}}'}(P)$
. The scheme
${\mathcal {H}}^{{\mathfrak {h}}'}(P)^-$
represents the functor of
$\mathbb {G}_m$
-equivariant families that admit a limit at
$\infty $
: the functor assigns to a
$\mathbb {C}$
-algebra
$ R $
the ideals of
$R [t^{-1},x_0, \ldots , x_{5}]$
that are homogeneous with respect to
$\delta _1$
, with locally free components of ranks
${\mathfrak {h}}'(d)$
, and are also homogeneous with respect to
$\delta _2$
, where
There is a natural map
${\mathcal {H}}^{{\mathfrak {h}}'}(P)^-\to {\mathcal {H}}^{{\mathfrak {h}}'}(P)$
by evaluating at
$t=1$
. By taking the limit
$t \to \infty $
, there is a natural map to the
$\mathbb {G}_m$
-fixed locus,
Since there is a section
${\mathcal {H}}^{{\mathfrak {h}}'}(P)^{\mathbb {G}_m} \to {\mathcal {H}}^{{\mathfrak {h}}'}(P)^- $
defined by taking constant families, the map (4.2) is a retraction. See [Reference JelisiejewJ20, Diagram (1.1)] and the related discussion for more details.
Since
$I_3$
is homogeneous with respect to both
$\delta _1$
and
$\delta _2$
, we can consider
$I_3$
as a
$\mathbb {C}$
-point of all three schemes
${\mathcal {H}}^{{\mathfrak {h}}'}(P)$
,
${\mathcal {H}}^{{\mathfrak {h}}'}(P)^-$
, and
${\mathcal {H}}^{{\mathfrak {h}}'}(P)^{\mathbb {G}_m}$
. The tangent space to
$ {\mathcal {H}}^{{\mathfrak {h}}'}(P)$
at the point
$I_3$
is the vector space
$[\mathrm {Hom}_P(I_3,P/I_3)]_0$
of
$ P $
-linear homomorphisms that are of
$\delta _1$
-degree 0. The tangent space to
$ {\mathcal {H}}^{{\mathfrak {h}}'}(P)^-$
at
$I_3$
is the subspace consisting of homomorphisms that are also
$\delta _2$
-graded, of nonnegative degree. Since the generators of
$I_3$
have
$\delta _2$
-degree 0, and
$P/I_3$
is concentrated in nonnegative
$\delta _2$
-degrees, the two tangent spaces coincide; that is,
$[\mathrm {Hom}_P(I_3,P/I_3)]_0$
is already concentrated in nonnegative
$\delta _2$
-degrees. As a consequence, the map
is an open immersion around
$I_3$
; see [Reference Jelisiejew and SienkiewiczJS19, Example 1.3 and Proposition 1.6] or the argument of [Reference JelisiejewJ19, Theorem 4.5]. After combining the open immersion (4.3) with the retraction (4.2), we obtain a local retraction
For the last step in the construction of (4.1), we observe that
$({\mathcal {H}}^{{\mathfrak {h}}'}(P)^{\mathbb {G}_m},I_3)$
is isomorphic to
$({\mathcal {H}}^{{\mathfrak {h}}}(S),I_2)$
, with isomorphisms given by extension and contraction of ideals along the ring map
$S \to P$
. The ideals of
$ P $
that are homogeneous with respect to both
$\delta _1$
and
$\delta _2$
and have the same bigraded Hilbert function as
$I_3 = I_2 \cdot P$
are precisely the extensions of homogeneous ideals of
$ S $
with the same Hilbert function as
$I_2$
.
Using the local retraction (4.1), we conclude that there is a dominant morphism
for some open irreducible
${\mathsf {H}}_3 \subseteq {\mathcal {H}}^{{\mathfrak {h}}'}(P)$
. Since
$I_2$
is saturated, we have
$\mathrm {depth}(S/I_2) \geq 1$
and, therefore,
$\mathrm {depth}(P/I_3) \geq 3 $
. Moreover,
$I_3$
contains no quadrics by construction.
Let
$D\in \mathbb {N}$
be an integer obtained by applying Theorem 2 to the graded Hilbert scheme
${\mathcal {H}}^{{\mathfrak {h}}'}(P)$
, and let
By Theorem 2, there exists an isomorphism
$({\mathsf {H}}_4,I_4) \cong ({\mathsf {H}}_3,I_3)$
for some open irreducible
${\mathsf {H}}_4 \subseteq {\mathcal {H}}^{\overline {{\mathfrak {h}}}'}(P)$
, where
$\overline {{\mathfrak {h}}}' = \mathrm {HF}(P/I_4)$
.
Let
$T = P[y_0, \ldots , y_{5}] = \mathbb {C}[x_0, \ldots , x_{5 }, y_0,\ldots , y_{5}]$
, and consider the ideal
Then,
$T/I_5$
is a finite
$\mathbb {C}$
-algebra, so
$I_5 \in \mathrm {Hilb}(\mathbb {A}^{12})$
. In [Reference JelisiejewJ20, Equation (1.3)], the ideal
$I_5$
is called a TNT frame of size
$a=D-1$
for
$I_3$
. Since
$\mathrm {depth}(P/I_3) \geq 3 $
and
$I_3$
contains no quadrics, we can apply [Reference JelisiejewJ20, Proposition 1.4] and obtain a local retraction
Therefore, there exists a dominant morphism
$({\mathsf {H}}_5,I_5) \to ({\mathsf {H}}_4,I_4)$
for some open irreducible
$ {\mathsf {H}}_5 \subseteq \mathrm {Hilb} (\mathbb {A}^{12})$
.
Finally, consider the irreducible component
$\mathcal {C}= \overline {{\mathsf {H}}}_5 \subseteq \mathrm {Hilb} (\mathbb {A}^{12})$
. The composition of the maps
together with the dominant rational map
$Y \dashrightarrow \mathscr {M}_{g}$
yields a dominant rational map
We obtain a dominant rational map
$\mathcal {C}_{red}\dashrightarrow \mathscr {M}_{g}$
on the reduced structure. Since the moduli space
$\mathscr {M}_{g}$
is of general type for
$g \geq 22$
, we conclude that
$\mathcal {C}_{red}$
is not rationally connected. In fact, by functoriality of MRC-fibrations [Reference KollárK96, Theorem IV.5.5], we obtain a dominant rational map
Since
$\mathscr {M}_{g}$
is of general type, we have
$MRC(\mathscr {M}_{g})= \mathscr {M}_{g}$
. Thus, the MRC dimension of
$\mathcal {C}_{red}$
is at least
$\dim \mathscr {M}_{g} = 3g-3$
.
Remark 4. While much of the argument of the proof of Theorem 3 is valid in arbitrary characteristic, the conclusion follows only in characteristic 0, since the geometry of moduli spaces is less understood in positive characteristic, and, more generally, birational geometry becomes considerably more pathological.
Corollary 5. The conclusion of Theorem 3 holds for
$\mathrm {Hilb}(\mathbb {A}^{n})$
for all
$n \geq 12$
.
Proof. We continue to use the notation of the proof of Theorem 3. The argument is, again, based on a suitable Białynicki–Birula decomposition, and is very similar to the one used in the proof of Theorem 3. Specifically, let
$Q = T[z_{13}, \ldots , z_n]$
and consider the ideal
Let
$\mathbb {G}_m = \mathbb {C}^*$
act on
$ Q $
with weight 1 on the variables
$z_i$
and weight 0 on the remaining variables. The action induces a
$\mathbb {Z}$
-grading
$\delta _3$
on
$ Q $
with
We consider now the positive Białynicki–Birula decomposition
$\mathrm {Hilb}(\mathbb {A}^n)^+$
for
$\mathrm {Hilb}(\mathbb {A}^n)$
, that is, the decomposition associated with the compactification
$\overline {\mathbb {G}}_m = \mathbb {G}_m\cup \{0\}$
associated to the limit
$t \to 0$
.
Since
$I_6$
is generated in
$\delta _3$
-degrees 0 and 1, and
$Q/I_6$
is concentrated in
$\delta _3$
-degree 0, the tangent space
$\mathrm {Hom}(I_6,Q/I_6)$
to
$\mathrm {Hilb}(\mathbb {A}^n)$
at the point
$I_6$
is concentrated in nonpositive
$\delta _3$
-degrees. Therefore, the tangent spaces to
$\mathrm {Hilb}(\mathbb {A}^n)^+$
and to
$\mathrm {Hilb}(\mathbb {A}^n)$
at the point
$I_6$
coincide. As before, it follows from [Reference Jelisiejew and SienkiewiczJS19, Proposition 1.6] that the natural map
is an open immersion near
$I_6$
, and that we have a local retraction to the fixed locus
The connected component of
$\mathrm {Hilb}(\mathbb {A}^n)^{\mathbb {G}_m}$
containing
$I_6$
parametrizes
$\delta _3$
-homogeneous ideals of
$ Q $
with the same Hilbert function as
$I_6$
. Since they define quotients of
$ Q $
that are concentrated in
$\delta _3$
-degree 0, they are exactly the ideals of the form
where
$I \in \mathrm {Hilb}(\mathbb {A}^{12})$
has the same colength as
$I_5$
. The connected component of
$\mathrm {Hilb}(\mathbb {A}^n)^{\mathbb {G}_m}$
containing
$I_6$
is therefore isomorphic to the connected component of
$\mathrm {Hilb}(\mathbb {A}^{12})$
containing
$I_5$
. We thus obtain a local retraction
and hence a dominant morphism
$({\mathsf {H}}_6,I_6) \to ({\mathsf {H}}_5,I_5)$
for some open irreducible
$ {\mathsf {H}}_6 \subseteq \mathrm {Hilb} (\mathbb {A}^{n})$
. The conclusion follows as in the last paragraph of the proof of Theorem 3 by taking the composition with the dominant rational map
$\mathcal {C}\dashrightarrow \mathscr {M}_{g}$
.
5 Questions
It is unclear to us whether the components
$\mathcal {C}$
produced in Theorem 3 are reduced. A natural approach, by [Reference JelisiejewJ19, Theorem 4.6], would involve showing the vanishing of the obstruction space
$T^2(T/I_5)_{\geq 0}$
to prove the smoothness of the point
$I_5 \in \mathcal {C}$
. However, controlling the obstruction space is in general difficult. See, for example, the delicate arguments of [Reference Satriano and StaalSS23] for much simpler ideals.
Question 6. Are any of the irreducible components of
$\mathrm {Hilb}(\mathbb {A}^{12})$
constructed in the proof of Theorem 3 reduced?
Though dimension 12 in Theorem 3 is required for our method of proof, we would expect that
$\mathrm {Hilb}(\mathbb {A}^{n})$
contains irrational components also for smaller
$ n $
. It would be especially interesting to see if irrational components exist already in
$\mathrm {Hilb}(\mathbb {A}^{3})$
: dimension 3 is not only the smallest dimension where the question is open but also an exceptional boundary case for Hilbert schemes in many respects [Reference Behrend, Bryan and SzendrőiBBS13, Reference Behrend and FantechiBF08, Reference Giovenzana, Giovenzana, Graffeo and LellaGGGL25, Reference Jelisiejew, Kool and SchmiermannJKS25, Reference Jelisiejew, Ramkumar and SammartanoJRS26, Reference Maulik, Nekrasov, Okounkov and PandharipandeMNOP06, Reference Ramkumar and SammartanoRS25, Reference RicolfiR23]. Thus, we ask the following refinement of Problem 1.
Question 7. Does
$\mathrm {Hilb}(\mathbb {A}^{3})$
contain irrational components?
Following [Reference Bastianelli, De Poi, Ein, Lazarsfeld and UlleryBDELU17], the degree of irrationality
$\text {irr}(X)$
of an
$ n $
-dimensional projective variety
$ X $
is the minimal degree of a dominant map
$X\dashrightarrow \mathbb P^n$
. We can ask the following question:
Question 8. Does
$\mathrm {Hilb}(\mathbb {A}^n)$
contain components of unbounded degree of irrationality?
The answer to the parallel question for the moduli space
$\mathscr {M}_{g}$
is not known (and is expected to be out of reach at present); see also [Reference Bastianelli, De Poi, Ein, Lazarsfeld and UlleryBDELU17, Problem 4.4]. It is conceivable that the case of
$\mathrm {Hilb}(\mathbb {A}^n)$
is more approachable.
In a more speculative direction, we can ask about the array of different birational types found in Hilbert schemes of points. It is clear that not all birational types can occur: for example, components contain many rational curves and are never of general type. A parallel situation holds for Murphy’s law for singularities [Reference VakilV06]: we cannot expect to find all singularities on a moduli space, but rather, all singularity types (equivalence classes induced by smooth morphisms). Inspired by the statement of Theorem 3, we ask the following birational analogue of Murphy’s law:
Question 9. Do all birational types of MRC-quotients of varieties defined over
$\overline {\mathbb {Q}}$
occur for irreducible components of
$\mathrm {Hilb}(\mathbb {A}^n)$
over
$\overline {\mathbb {Q}}$
?
The path of the proof of Theorem 3 can be followed for any well-behavedFootnote
3
moduli space of polarized varieties (instead of the moduli space of curves). The result is then the existence, for sufficiently large
$ n $
, of irreducible components of
$\mathrm {Hilb}(\mathbb {A}^n)$
which dominate these moduli spaces. The investigation can be thought of as realizing the vision of William Blake in his poem Auguries of Innocence (1803):
To see a world in a grain of sand
And a heaven in a wild flower,
Hold infinity in the palm of your hand
And eternity in an hour.
Acknowledgments
Our work started at the Hilbert schemes of points conference at Humboldt University in Berlin in September 2023. The main idea for the construction began in a conversation at Café Bravo in Berlin-Mitte with Joachim Jelisiejew (who helped us significantly). Further progress was made in Les Diablerets in January 2024 at the Workshop on the enumerative geometry of the Hilbert scheme of points. We thank Michele Graffeo, Paolo Lella, Sergej Monavari, and Ritvik Ramkumar for related discussions about Hilbert schemes.
Competing interests
The authors have no competing interests to declare.
Financial support
Farkas was supported by the Berlin Mathematics Research Center
$\mathrm {MATH+}$
and by the ERC Advanced Grant SYZYGY (834172). Pandharipande was supported by SNF-200020-182181, SNF-200020-219369, ERC-2017-AdG-786580MACI, and by SwissMAP. Sammartano was supported by the grants PRIN 2020355B8Y Square-free Gröbner degenerations, special varieties and related topics, PRIN 2022K48YYP Unirationality, Hilbert schemes, and singularities, and INdAM – GNSAGA CUP E55F22000270001.



