The Trump administration undertook a variety of actions related to the southern U.S. border in late 2018 and early 2019. Pointing to the progress of thousands of migrants traveling together from Central America to the U.S. border, President Trump deployed troops to the border and issued a proclamation providing that access to asylum would only be available at the southern border to those who entered through an authorized port of entry. Legal challenges to this proclamation and its implementation by the Department of Homeland Security (DHS) immediately followed, and a federal district court issued a temporary restraining order on November 19 and a preliminary injunction on December 19 against its enforcement. In addition, after ongoing negotiations with Mexico, the Trump administration announced that it would implement an arrangement under which asylum seekers would await their court date in Mexico rather than the United States. These ongoing developments are part of broader attempts by the Trump administration to erect barriers to migration across the southern border.
In his first week in office, Trump issued an executive order directing executive departments and agencies “to deploy all lawful means to secure the Nation's southern border, to prevent further illegal immigration into the United States, and to repatriate illegal aliens swiftly, consistently, and humanely.”Footnote 1 In a memorandum issued on April 6, 2018, then Attorney General Sessions announced the Trump administration's “zero-tolerance policy” regarding the unauthorized entry of immigrants at the southern border.Footnote 2 In the weeks following, the Trump administration effectuated this policy by generally detaining adults who entered without authorization and thereby separating families at the border.Footnote 3 Met with outrage and a swift legal challenge,Footnote 4 this use of family separation was brought to an end on June 20 when Trump issued an executive order stating that the “policy of this Administration [is] to maintain family unity … .”Footnote 5
Following the controversy surrounding the Trump administration's family separation practices, news of a “migrant caravan” traveling from Central America toward the United States’ southern border erupted in the media and “dr[ew] the ire of President Trump.”Footnote 6 Initially a single group of less than two hundred migrants that formed in San Pedro Sula, Honduras, in mid-October 2018, the caravan eventually swelled to include several thousand migrants and splintered into smaller groups as it made its journey northward.Footnote 7 On October 18, the government of Mexico requested additional support from the United Nations to process the anticipated influx of individuals seeking to apply for asylum,Footnote 8 a move that the United States supported.Footnote 9 As news of the caravan surged in the media and “triggered reactions and hostile measures by some authorities in transit and destination countries,” the Inter-American Commission on Human Rights (IACHR) “expresse[d] concern” over the “human rights violations and abuses” faced by the migrants and “urge[d] the States concerned to adopt measures to guarantee the human rights of these individuals … .”Footnote 10
In preparation for the arrival of the caravan at the southern border of the United States, Department of Defense (DOD) officials fulfilled Trump's wish to “bring[] out the military for this National Emergency”Footnote 11 by deploying over 5,200 active-duty troops to the Mexican border.Footnote 12 The active-duty deployment was intended to supplement Operation Guardian Support, a mission initiated in AprilFootnote 13 that involved the deployment of over two thousand National Guard troops to the southern border.Footnote 14 DOD officials testified to the House Armed Services Committee on January 29, 2019, that “‘our military's presence and support have served to increase the effectiveness of’” Customs and Border Protection (CBP) in its “‘border security operation by enabling them to focus on their law enforcement duties at our ports of entry.’”Footnote 15 Undersecretary of Defense for Policy John Rood emphasized that “military support has been, and will continue to be provided consistent with the law, including the Posse Comitatus Act.”Footnote 16
Although CBP determined that “‘the likelihood of violence’” directed against federal agents along the border would be “‘minimal,’”Footnote 17 Chief of Staff John Kelly signed a “decision memorandum” on November 20 authorizing U.S. service members at the border to use “a show or use of force (including lethal force, where necessary), crowd control, temporary detention, and cursory search” to protect CBP agents.Footnote 18 In addition, the Standing Rules for the Use of Force for U.S. Forces authorize military members to “exercise individual self-defense in response to a hostile act or demonstrated hostile intent.”Footnote 19 According to the CBP Use of Force Policy Handbook, CBP agents are authorized to use “less-lethal force”Footnote 20 if such force is “both objectively reasonable and necessary in order to carry out the Authorized Officer's/Agent's law enforcement duties.”Footnote 21 Agents may use deadly force “only when necessary, that is, when the officer/agent has a reasonable belief that the subject of such force poses an imminent danger of serious physical injury or death to the officer/agent or to another person.”Footnote 22 On two known occasions in late 2018 and early 2019, U.S. border agents shot tear gas across the border toward crowds of migrants, including children.Footnote 23 After the second incident, the Mexican government sent a diplomatic note to the U.S. Embassy in which it “deplore[d] the occurrence of any sort of violent act on the border with Mexico” and requested a “thorough investigation” into the circumstances of the incidents.Footnote 24
In addition to the deployment of troops, the Trump administration also acted to tighten the process for asylum seekers. On November 9, 2018, Trump issued the Presidential Proclamation “Addressing Mass Migration Through the Southern Border of the United States.”Footnote 25 In this proclamation, Trump limited access to asylum at the southern border to those crossing at an official port of entry:
I am similarly acting to suspend … the entry of certain aliens in order to address the problem of large numbers of aliens traveling through Mexico to enter our country unlawfully or without proper documentation. I am tailoring the suspension to channel these aliens to ports of entry, so that, if they enter the United States, they do so in an orderly and controlled manner instead of unlawfully. Under this suspension, aliens entering through the southern border, even those without proper documentation, may, consistent with this proclamation, avail themselves of our asylum system, provided that they properly present themselves for inspection at a port of entry … .
But aliens who enter the United States unlawfully through the southern border in contravention of this proclamation will be ineligible to be granted asylum under the regulation promulgated by the Attorney General and the Secretary of Homeland Security that became effective earlier today.Footnote 26
This suspension was initially for a ninety-day period, which Trump subsequently extended for another ninety-day period on February 7, 2019.Footnote 27 As authority for this suspension, Trump pointed to Section 212(f) of the Immigration and Nationality Act (INA), which authorizes the president to “suspend the entry of all aliens” following a finding that “the entry of any aliens or of any class of aliens into the United States would be detrimental to the interests of the United States … .”Footnote 28 Trump had previously relied on this section of the INA in enacting his travel ban against immigrants and non-immigrants seeking to enter the United States from a handful of predominantly Muslim countries; the third iteration of this travel ban was upheld by the Supreme Court on June 26, 2018.Footnote 29
On the same date of publication of this proclamation, DHS and the Executive Office for Immigration Review (EOIR) published an interim final rule “governing asylum claims in the context of aliens who are subject to, but contravene, a suspension or limitation on entry into the United States through the southern border with Mexico … .”Footnote 30 According to the interim final rule:
[T]he Departments are amending their respective existing regulations to provide that aliens subject to such a proclamation concerning the southern border, but who contravene such a proclamation by entering the United States after the effective date of such a proclamation, are ineligible for asylum. The interim rule, if applied to a proclamation suspending the entry of aliens who cross the southern border unlawfully, would bar such aliens from eligibility for asylum and thereby channel inadmissible aliens to ports of entry, where they would be processed in a controlled, orderly, and lawful manner.Footnote 31
Within hours of the proclamation and accompanying regulation, the American Civil Liberties Union filed a lawsuit on behalf of several nonprofit immigrant rights organizations in the federal district court for the Northern District of California.Footnote 32 The complaint alleged that the proclamation and interim final rule are “unlawful and invalid” as contrary to both the INA and Administrative Procedure Act (APA).Footnote 33 Section 208 of the INA provides that “[a]ny alien who is physically present in the United States or who arrives in the United States (whether or not at a designated port of arrival …), irrespective of such alien's status, may apply for asylum … .”Footnote 34 The plaintiffs argued that the proclamation and interim final rule are “in direct violation of Congress's clear command that manner of entry cannot constitute a categorical asylum bar.”Footnote 35 The plaintiffs separately argued that the Acting Attorney General and Secretary of Homeland Security promulgated the rule without the requisite procedural steps under the APA.Footnote 36 The plaintiffs requested declaratory relief and a “preliminary and permanent injunction enjoining Defendants, their officials, agents, employees, assigns, and all persons acting in concert or participating with them from implementing or enforcing the Proclamation or interim final rule.”Footnote 37
On November 19, the district court judge granted the plaintiffs’ motion for a temporary restraining order and denied a stay pending appeal, temporarily barring the proclamation and interim rule from taking effect.Footnote 38 The court stated:
The rule barring asylum for immigrants who enter the country outside a port of entry irreconcilably conflicts with the INA and the expressed intent of Congress. Whatever the scope of the President's authority, he may not rewrite the immigration laws to impose a condition that Congress has expressly forbidden . . . . Also, Plaintiffs and the immigrants they represent will suffer irreparable injury if the rule goes into effect pending resolution of this case.Footnote 39
Following this order, the government filed an emergency motion for a stay pending appeal to the Ninth Circuit Court of Appeals. The Ninth Circuit denied the government's motion on December 7, stating:
The Government argues that it is likely to succeed on the merits of its appeal because the Rule (1) is consistent with the INA's asylum provisions and (2) was properly promulgated. We respectfully disagree. Although the merits of the procedural issue may be uncertain at this stage of proceedings, the Government is not likely to succeed in its argument that the Rule is consistent with the INA.Footnote 40
On December 19, the district court judge granted the plaintiffs a preliminary injunction.Footnote 41 The Trump administration responded to these court orders with hostility: in response to the district court's grant of a temporary restraining order, Press Secretary Sarah Huckabee Sanders stated that the decision was a result of “activist judges imposing their open borders policy preferences, which are rejected by the overwhelming majority of the American people, and interfering with the executive branch's authority to administer the immigration system in a manner that ensures the Nation's safety, security, and the rule of law.”Footnote 42 In response to the order granting a preliminary injunction, Sanders stated: “Today's ruling is only the latest example of judicial activism that encourages migrants to take dangerous risks; empowers criminal organizations that spread turmoil in our hemisphere; and undermines the laws, borders, Constitution, and sovereignty of the United States.”Footnote 43 On December 21, the government's application to the Supreme Court for a stay was denied, although four of the nine justices would have granted this application.Footnote 44
In denying the government's motion on December 7, the Ninth Circuit noted the government's international legal obligations to accept asylum seekers and observed that “the rule of decision enforced by the Government—that illegal entry, through Mexico specifically, will always be disqualifying—is inconsistent with [these] treaty obligations … .”Footnote 45 The United States acceded to the 1967 Protocol Relating to the Status of Refugees (Protocol) on November 1, 1968.Footnote 46 According to a provision of the 1951 UN Convention Relating to the Status of Refugees incorporated into the Protocol, state parties
shall not impose penalties, on account of their illegal entry or presence, on refugees who, coming directly from a territory where their life or freedom was threatened in the sense of article 1, enter or are present in their territory without authorization, provided they present themselves without delay to the authorities and show good cause for their illegal entry or presence.Footnote 47
State parties cannot expel refugees “save on grounds of national security or public order”Footnote 48 and are prohibited by the principle of non-refoulement from returning a refugee “to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion.”Footnote 49 As a “reflect[ion]” of “the primary responsibility for protection of the state in which a person arrives and seeks international protection,” the Office of the UN High Commissioner for Refugees (UNHCR) has stated that “ensuring refugee protection and access to human rights for individual refugees is the responsibility of the state where the refugees are … .”Footnote 50 With respect to the transfer of refugees or asylum seekers to a “safe third country,” the UNHCR has indicated that such an arrangement is acceptable so long as it is established, as a “precondition” to such transfer, that the refugee or asylum seeker “has access in that country to standards of treatment commensurate with the 1951 Convention, its 1967 Protocol and international human rights standards.”Footnote 51
The United States has been and remains in discussions with Mexico over the creation of an agreement providing that Mexico constitutes a “safe third country” to which the United States can refer Central American asylum seekers.Footnote 52 In addition, for several months surrounding the arrival of the migrant caravan, the two countries negotiated over the prospect of implementing a policy under which asylum seekers would remain in Mexico while they await their immigration court dates in the United States.Footnote 53 Although the previous Mexican administration was resistant to such a policy, officials in the incoming administration under President Andres Manuel López Obrador, sworn in on December 1, signaled that they were potentially more receptive to it.Footnote 54
On December 20, Secretary of Homeland Security Nielson announced that the United States would be invoking Section 253(b)(2)(C) of the INA, which applies to aliens arriving by land “from a foreign territory contiguous to the United States” and authorizes the attorney general to “return the alien to that territory” pending removal proceedings.Footnote 55 Describing this initiative, entitled “Migration Protection Protocols,” as “historic action to confront the illegal immigration crisis facing the United States,” Nielson explained that “individuals arriving in or entering the United States from Mexico—illegally or without proper documentation—may be returned to Mexico for the duration of their immigration proceedings.”Footnote 56
Although Mexico did not formally agree to this development,Footnote 57 it acknowledged in a statement that it
will authorize, for humanitarian reasons and temporarily, the entry of certain foreign persons from the United States who have entered the country through a port of entry or who have been apprehended between ports of entry, have been interviewed by the authorities of migratory control of that country, and have received a summons to appear before an immigration judge … . They will be entitled to equal treatment without any discrimination and with due respect to their human rights, as well as the opportunity to apply for a work permit so they can find paid jobs, which will allow them to meet their basic needs.Footnote 58
The Trump administration announced on January 24, 2019, that it would begin implementing this new policy,Footnote 59 and the first Central American migrant seeking asylum in the United States was sent back to Mexico on January 29.Footnote 60 A legal challenge to the policy was filed on February 14, 2019, by immigrants and advocacy groups.Footnote 61 The complaint describes the dangers to migrants of remaining in Mexico, including the risks of experiencing gang violence, discrimination, and extortion, and notes that Mexico has “no functioning asylum system.”Footnote 62 The complaint alleges that the Migration Protection Protocols violate portions of the INA and the APA, and it also raises a claim under customary international law of a violation of the prohibition against refoulement.Footnote 63
Leading up to and following the United States’ response to the arrival of large groups of migrants at the southern border, the Trump administration has continued to implement various other measures related to migration from Central America. With its move away from family separation practices, it is now seeking to abolish aspects of a long-standing consent decree, known as the Flores Settlement, which limits the detention of migrant children.Footnote 64 The aim of the Trump administration in doing so is that, rather than releasing families, Immigration and Customs Enforcement “may use appropriate facilities to detain family units together during their immigration proceedings … .”Footnote 65 In another development last year, Sessions adopted an interpretation of the INA's asylum provisions that excluded asylum seekers from grounding their claims to belong to a protected “social group” in “private criminal activity,” thus effectively eliminating asylum for claims “pertaining to domestic violence or gang violence perpetrated by non-governmental actors.”Footnote 66 A federal district court granted a permanent injunction against Session's decision in December 2018; the case is presently pending on appeal.Footnote 67 Finally, the last weeks of 2018 and first weeks of 2019 saw unprecedented gridlock over the issue of funding for a physical barrier at the border. After a 35-day partial government shutdown, Trump signed a short-term spending bill, which did not include funding for the border wall.Footnote 68 When it became clear that further funding would not be forthcoming at the level sought by Trump, he proclaimed on February 15, 2019, that “a national emergency exists at the southern border of the United States” in order to unlock other funding tied to emergency support for the military.Footnote 69 Legal challenges to Trump's declaration of an emergency are pending in the courts.Footnote 70