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Critical values for the $\boldsymbol{\beta} $-transformation with a hole at $0$

Published online by Cambridge University Press:  02 May 2022

PIETER ALLAART
Affiliation:
Mathematics Department, University of North Texas, 1155 Union Cir #311430, Denton, TX 76203-5017, USA (e-mail: allaart@unt.edu)
DERONG KONG*
Affiliation:
College of Mathematics and Statistics, Chongqing University, Chongqing 401331, PR China
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Abstract

Given $\beta \in (1,2]$, let $T_{\beta }$ be the $\beta $-transformation on the unit circle $[0,1)$ such that $T_{\beta }(x)=\beta x\pmod 1$. For each $t\in [0,1)$, let $K_{\beta }(t)$ be the survivor set consisting of all $x\in [0,1)$ whose orbit $\{T^{n}_{\beta }(x): n\ge 0\}$ never hits the open interval $(0,t)$. Kalle et al [Ergod. Th. & Dynam. Sys. 40(9) (2020) 2482–2514] proved that the Hausdorff dimension function $t\mapsto \dim _{H} K_{\beta }(t)$ is a non-increasing Devil’s staircase. So there exists a critical value $\tau (\beta )$ such that $\dim _{H} K_{\beta }(t)>0$ if and only if $t<\tau (\beta )$. In this paper, we determine the critical value $\tau (\beta )$ for all $\beta \in (1,2]$, answering a question of Kalle et al (2020). For example, we find that for the Komornik–Loreti constant $\beta \approx 1.78723$, we have $\tau (\beta )=(2-\beta )/(\beta -1)$. Furthermore, we show that (i) the function $\tau : \beta \mapsto \tau (\beta )$ is left continuous on $(1,2]$ with right-hand limits everywhere, but has countably infinitely many discontinuities; (ii) $\tau $ has no downward jumps, with $\tau (1+)=0$ and $\tau (2)=1/2$; and (iii) there exists an open set $O\subset (1,2]$, whose complement $(1,2]\setminus O$ has zero Hausdorff dimension, such that $\tau $ is real-analytic, convex, and strictly decreasing on each connected component of O. Consequently, the dimension $\dim _{H} K_{\beta }(t)$ is not jointly continuous in $\beta $ and t. Our strategy to find the critical value $\tau (\beta )$ depends on certain substitutions of Farey words and a renormalization scheme from dynamical systems.

Information

Type
Original Article
Copyright
© The Author(s), 2022. Published by Cambridge University Press
Figure 0

Figure 1 Graph of the critical value function $\tau (\beta )$ for $\beta \in (1,2]$. We see that $\tau (\beta )\le 1-1/\beta $ for all $\beta \in (1,2]$, and the function $\tau $ is strictly decreasing in each basic interval $I^ {\mathbf {S}}$. For example, the basic interval generated by the Farey word $01$ is given by $I^{01}=[\beta _{\ell }, \beta _{*}]\approx [1.61803,1.73867]$ with ${((10)^{\infty })_{\beta _{\ell }}=(1100(10)^{\infty })_{\beta _{*}}=1}$. Furthermore, for any $\beta \in I^{01}$, we have $\tau (\beta )=(00(10)^{\infty })_{\beta }={1}/{\beta (\beta ^{2}-1)}$; see Example 1.7 for more details.

Figure 1

Figure 2 The directed graph $G=(V, E)$ with the edge labels from $\{0, 1\}$ and vertex labels from $\{{ {\mathbf {s}}^{-}}, {\mathbf {s}}, \mathbf {a}, \mathbf {a}^{+}\}$, where $ {\mathbf {s}}\in \Omega _{L}^{*}$ and $ \mathbf {a}=\mathbb {L}( {\mathbf {s}})$.

Figure 2

Table 1 The triples $( {\mathbf {s}}, \beta _{\infty }^ {\mathbf {s}}, \tau (\beta _{\infty }^ {\mathbf {s}}))$ with $ {\mathbf {s}}\in F_{3}^{*}\subset \Omega _{F}^{*}$.