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Ab initio calculation of the atomic structure and mechanical properties of kaolinite at various temperatures

Published online by Cambridge University Press:  26 January 2026

Jian Zhao*
Affiliation:
State Key Laboratory of Tunnel Engineering, China University of Mining and Technology, Beijing, China School of Mechanics & Civil Engineering, China University of Mining and Technology, Beijing, China
Xiao-Xiao Shao
Affiliation:
State Key Laboratory of Tunnel Engineering, China University of Mining and Technology, Beijing, China School of Mechanics & Civil Engineering, China University of Mining and Technology, Beijing, China
Xiao-Song Chen
Affiliation:
State Key Laboratory of Tunnel Engineering, China University of Mining and Technology, Beijing, China School of Mechanics & Civil Engineering, China University of Mining and Technology, Beijing, China
Yao-Yi Bie
Affiliation:
State Key Laboratory of Tunnel Engineering, China University of Mining and Technology, Beijing, China School of Mechanics & Civil Engineering, China University of Mining and Technology, Beijing, China
Wei Wang
Affiliation:
State Key Laboratory of Tunnel Engineering, China University of Mining and Technology, Beijing, China School of Mechanics & Civil Engineering, China University of Mining and Technology, Beijing, China
Man-Chao He
Affiliation:
State Key Laboratory of Tunnel Engineering, China University of Mining and Technology, Beijing, China
*
Corresponding author: Jian Zhao; Email: zhaojian@cumtb.edu.cn
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Abstract

Kaolinite, a widely distributed clay mineral, is extensively applied in construction, industry and agriculture due to its physical, chemical and mechanical properties. This study employed quantum mechanics-based first-principles calculations to investigate the crystal structure, electronic properties and mechanical properties of kaolinite at various temperatures from a microscopic perspective. The main conclusions are as follows: structurally, lattice parameters (a, b, c) and volume increased with temperature, with c showing the largest such increase. The interlayer spacing between silicate tetrahedral and alumina octahedral layers slightly decreased from 0.3733 to 0.3702 Å, indicating that temperature exerts a stronger influence on the interlayer hydrogen bonds than on the covalent bonds within the layers. Electronically, in the 0–750 K range, kaolinite’s band gap narrowed from 5.13 to 5.06 eV; s orbital electrons of Al atoms jumped from the valence to the conduction band, reducing insulation. Mechanically, the elastic constants C11, C22, C33, C44 and C66 decreased while C55 increased with temperature. The bulk modulus declined continuously, whereas the shear modulus and Young’s modulus first increased then decreased. The universal anisotropy index decreased markedly, reducing elastic anisotropy. Temperature (0–750 K) significantly affects kaolinite’s properties. This study provides a reliable theoretical basis for optimizing the physicochemical and mechanical properties of kaolinite-based materials.

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Article
Copyright
© The Author(s), 2026. Published by Cambridge University Press on behalf of The Mineralogical Society of the United Kingdom and Ireland.
Figure 0

Figure 1. Relationship between Helmholtz free energy and volume of kaolinite at various temperatures.

Figure 1

Figure 2. Relationship between temperature and volume of kaolinite.

Figure 2

Figure 3. The atomic structures of kaolinite at various temperatures:: (a) 0 K, (b) 150 K, (c) 300 K, (d) 450 K, (e) 600 K and (f) 750 K.

Figure 3

Table 1. The lattice parameters of kaolinite at various temperatures.

Figure 4

Figure 4. The band structure of kaolinite at various temperatures: (a) 0 K, (b) 150 K, (c) 300 K, (d) 450 K, (e) 600 K and (f) 750 K.

Figure 5

Figure 5. The TDOS and PDOS of kaolinite at various temperatures: (a) TDOS, (b) Al1, (c) O8, (d) O1, (e) Al2 and (f) Si1.

Figure 6

Figure 6. The charge-density distribution of kaolinite at various temperatures: (a) 0 K, (b) 150 K, (c) 300 K, (d) 450 K, (e) 600 K and (f) 750 K.

Figure 7

Figure 7. Elastic constants as a function of temperature for kaolinite.

Figure 8

Table 2. Calculated elastic constants of kaolinite at various temperatures.

Figure 9

Figure 8. Mechanical parameters as a function of temperature for kaolinite.

Figure 10

Table 3. Mechanical parameters of kaolinite at various temperatures.

Figure 11

Figure 9. Anisotropy of B, G and Y of kaolinite as a function of temperature.