My attention was drawn to these two textbooks when a colleague and I offered a core module on the History of the English Language for first-year English Language and Linguistics students at the University of Sheffield for just the second time in the autumn semester of 2007. We had conceived the module as a forum in which students would be taught key skills for university study. We wanted to prepare students to undertake research and to be able to solve puzzles and problems by instructing them in finding, evaluating and using electronic resources including web resources for language study, in managing and retrieving data from all kinds of sources, and in recognizing and producing different stages of presenting research. We wanted to involve the students in critical inquiry exercises from the beginning of the module and this desire raised the question of whether we adopted a textbook or not. We also wanted the module to be a different kind of HEL course from those introductory courses that hit the perennial themes and events as landmarks in a vague story about the reinvention of English at various points in the past, before announcing its splintering into world English. In other words, we wanted to be able to introduce students to the history of the English language as a set of problems for discussion and further research rather than as a ‘clear narrative line’ that hit the ‘Great Moments’ in the history of English (Lass Reference Lass, Hogg and Denison2004: 43–4).
We have thus far resisted the temptation to issue a coursebook for the module because we felt that such a book would work against the design of the module. Thus, the first time we offered the module, we did not prescribe or recommend a textbook and instead asked students to read recommended works from a fairly catholic reading list for each topic covered. In feedback we learned that students felt quite insecure without the anchor of an authoritative text to hang onto in the seas of academic interrogation. So the second time we offered the module, we set as a preliminary text, Charles Barber's The English language: A historical introduction (Reference Barber1993). The purpose of the book was not to serve as a textbook for the module as a whole but to provide the students with an initial window onto topics that are considered in histories of the English language and also to provide a focus for critical discussion of major events and approaches in treating the history of the language. To this end, students were directed to select one chapter on an early period in the history of English and one on a later period for a critical review early in the semester. We also used the text to design an exercise in which students were asked to compare five brief accounts of Germanic. This book served the purpose quite well but we felt we needed something else to involve the students more consistently.
So I read the two texts reviewed here as possible coursebooks appropriate for our innovative, problem-based approach to teaching the history of the English language. Both take chronological approaches to the history of the English language, and what I found attractive about them is the fact that they include lots of exercises that require the student to engage with real data, and that they both incorporate electronic resources and recommend web links as well as further reading for students to pursue the topics covered in each chapter. Each was undertaken as a result of frustration of their respective authors at not finding a suitable textbook for undergraduate courses in the History of English. Despite having the same genesis, the books’ aims, orientation and audiences differ somewhat from one another. Brinton and Arnovick (henceforth B & A) cast their net pretty widely, addressing ‘all students interested in English’, from students of literature, the Middle Ages and stylistics, to students of language, linguistics (applied and theoretical) on the one hand and students whose main interests lie in TESL and secondary English education on the other. Their book developed out of course materials for a distance learning course at the University of British Columbia and its perspective is North American. Van Gelderen's book (henceforth G) seems to be modest and rather specific in its target audience; it seems to have been written for G's own undergraduate course. However, the fact that it has a fully maintained companion website (www.historyofenglish.net) and carefully selected electronic resources, for example, university URLs that can confidently be expected to be maintained, suggest that it could encourage the curious student to pursue answers to questions raised well beyond the confines of the book itself.
Let's examine their basic organization and coverage: both textbooks are arranged chronologically, starting with early periods and finishing with the present day. B & A have twelve chapters, opening with three chapters laying out necessary linguistic background and preliminary theoretical treatments, including a general introduction to the study of the history of English, a primer to the sounds of English and their representation in phonetic terms as well as the notion of the phoneme, and an overview of the causes and mechanisms of language change. They also provide a chapter on the origins of Germanic by discussing the classification of languages and a quick guide to reconstruction and Proto-Indo-European. They devote three chapters to Old English (Germanic and OE, ch. 5; sounds and words, ch. 6; grammar, ch. 7), two to Middle English (words and sounds, ch. 8; grammar and rise of written standard, ch. 9), and two to early modern English (sounds and inflections, ch. 10; verbal constructions and prescriptivism, ch. 11) and the final chapter (ch. 12) to modern English and the spread of English beyond Britain. G takes a similar chronological approach, devoting three chapters to preliminaries. The first is more a historical overview than a justification for studying the language; the second is an introduction to English spelling, the IPA and grammatical terminology; the third chapter discusses the evidence for the Indo-European and Germanic ancestry of English and its linguistic reconstruction. Each of the remaining seven chapters deals with a different period in the history of the English language: Old English (ch. 4); the transition from Old to Middle English in terms of lexical borrowing and contact (ch. 5); Middle English (ch. 6); Early Modern English (ch. 7); Modern English (ch. 8); the rise of world Englishes (ch. 9); and a final overview (ch. 10). So far, so apparently similar. However, the authors’ approaches to their subject are quite different.
While B & A provide the student with an erudite survey of key themes in the history of the English language, G instructs the student in historical linguistic analytical skills using authentic texts as data, and language-internal processes as the focus. Each approach is appropriate for the American undergraduate classes in which the books have been designed to be used. B & A's book is tailor-made for the large-format general studies humanities course which assumes no background knowledge in the subject; each chapter contains explicit objectives and ways of measuring those outcomes in the form of workbook-style exercises. In contrast, G's book is designed for a small-section class of 200 or 300 that enrols English majors. It focuses on text analysis and exercises that encourage open-ended answers that provide a good basis for small-group classroom activities. In the remainder of this review, I'll attend to the effectiveness of each book given the premises and purpose of its design by focusing on their treatments of a couple of perennial themes and hot topics. The perennial theme is the loss of inflection or attrition, which marks the ‘story of English inflectional morphology’ (Lass Reference Lass, Hogg and Denison2004: 69). The hot topic for rapid scrutiny is the status of Middle English as a creole, a topic undergraduates always seem to be intrigued by.
The loss of inflection
B & A focus on the loss of inflection in chapter 9 (The grammar of ME and the rise of a written standard), having dealt with the influence of contact and borrowing on the shape of the English lexicon in transition to the Middle Ages in the previous chapter. In contrast, G tackles the topic in chapter 6 (Middle English: 1150–1500), which covers the period by dealing with spellings, sounds, morphology, syntax, word-formation and dialects. B & A open their chapter with what they regard as the most important sound change with the most far-reaching influence on the grammar of ME, namely, vowel reduction. B & A present the topic explicitly in the overview of the chapter, and, in the objectives set for the chapter, state that the reader should be able to identify inflectional forms of ME and compare them with those of Old and early Modern English at the end of the chapter. They then take the student through the levelling effects of vowel reduction in Middle English inflections, providing illustrative tables that are useful aides-mémoire for the student. These tables are similar in format to the exercises presented for the student to test understanding of the material presented in each section. The good thing about this is that the student can tackle the exercises in a systematic fashion; but there is a downside. This is that there is seldom an opportunity to look at the forms in the context of the texts in which they occur. The consequence is that the focus on declensions, paradigms and lists seems old-fashioned. The prospect of rehearsing the answers to these exercises in a workshop or seminar session is deadly; they do not appear to be designed to generate much in the way of interaction beyond the monosyllabic in the British first-year classroom. However, they would seem to be entirely appropriate for independent study or as a homework assignment.
G actually also begins her chapter by announcing its focus on internal changes, including the simplification of case endings to -e (p. 111). She then provides a taste of the scope and variety of ME by introducing a number of different texts of the period, including facsimiles of Layamon's Brut, the Cursor Mundi and a page of Caxton's Morte d'Arthur. In section 3, G addresses the matter of morphology and points out that the ‘trend is towards a loss of endings’ (p. 120). She provides clear examples and summary information in tables to guide the student through the different manifestations of case-ending loss. She offers a practical activity for the student to examine the degree to which case endings of demonstratives, adjectives and nouns are reduced in texts of the period. She suggests a search of the electronic Middle English compendium for endings like -um, and at the same time identifies examples in the texts introduced earlier in the chapter and informs students of their likely findings so they can check the effectiveness of their search. This activity could be adapted for classroom use or could be formalized as a homework assignment. The use of illustrative texts allows her to discuss the loss of endings in the context of their geographical and historical diffusion, creating a sense of continuity with the previous chapter, which explored the influences of Celtic, Latin, French, Scandinavian and Dutch/Flemish on the vocabulary, morphology and syntax of English.
Both textbooks comment on the loss of inflection as a process of change. B & A present the loss of inflection as the result of vowel reduction on the one hand and of analogy on the other (p. 266). They rehearse the stages in which levelling occurs, summarizing the effects of vowel loss on the inflectional endings of Middle English. They then take the student through salient grammatical developments in Middle English, a treatment organized by part of speech (adjectives, nouns, pronouns, verbs) then syntax (periphrasis and word order). This culminates in a short section discussing the changes in terms of the shift from synthetic to analytical processes. In this section B & A come back to the question that most students are interested in, namely, why these changes happened. They say: ‘While we understand their effects, we are not certain of the causal relationships among them: did the loss of inflections lead to the periphrases and fixed order, or did the development of these analytic structures lead to the loss of synthetic markers?’ (p. 295). They then address the question by introducing M. L. Samuels’ (Reference Samuels1972) drag chain account. What they do is side-step the question by animating and attributing agency to the changes themselves, concluding that the shift from synthetic to analytic is ‘basically a conservative change’ without further explicating the view. In contrast, G simply categorizes the loss of case, gender and number on nouns, adjectives, demonstratives and pronouns as ‘changes from synthetic to analytic’. She addresses causality in the most fleeting way in the observation that the trend towards analytic forms ‘does not continue [into modern English], most likely for external reasons’ (p. 124). She ventures a little into the territory of external causes in her allusion to analogy in the discussion of strong verbs. Here, like B & A, G relies on somebody else's account by invoking Baugh & Cable's explanation for the replacement of strong verb forms with weak paradigms. She dodges any judgement thus: ‘if their assumption [that the “impulse seems to have been checked, possibly by the steady rise of English in the social scale”] is correct, that would be an external reason for the continuation of strong verbal forms’ (p. 125).
Both textbooks are attentive to describing questions of cause but it is a bit frustrating that neither considers a position or stance on causes of change in sufficient detail to engage the reader actively or continually. In chapter 1, G does assert that the change from synthetic to analytic will be a major theme of the book; likewise, she describes and briefly defines external (‘politically, geographically, and socially motivated’) and internal (‘linguistically motivated’) change. B & A devote chapter 3 to discussing both internal and external causes of change and introduce the notions of innovative and conservative changes in language. They are careful to spell out and exemplify the kinds of phenomena that count towards internal changes, from those that speakers are largely unconscious of (ease of articulation, perceptual clarity, universal tendencies, efficiency) to those that speakers are more or less conscious of (spelling pronunciation, hypercorrection, analogy). They also explicate external factors, focusing on language contact and its consequences for languages. However, both books, having dispatched the task of dealing with causes and mechanisms early on, don't come back to them at points where the reader might benefit from elaboration.
English as a creole
G uses the discussion of the influences of contact with speakers of other languages for the shape of Middle English as an opportunity to discuss the status of ME as a creole in chapter 5 (From Old to Middle English). B & A raise the question at the end of their discussion of synthetic to analytic processes in shaping the grammar of Middle English in a section entitled ‘Middle English as a creole?’ (p. 297). Both refer to the scholarship that claims that French–English contact yielded a creole-like language marked by Germanic syntax and phonology and French lexis, beginning with Domingue's 1975 conference paper (cited by G), on which the 1977 published version is based (B & A cite the published reference as ‘Dominique’ – likely a copy-editor's error), with the most recent being McWhorter (Reference McWhorter2002). G then takes the reader through Thomason and Kaufman's (Reference Thomason and Kaufman1988) scale for measuring the effects for a language's structure of contact with another, providing the basis for assessing the relative influences on English of Celtic, Latin, Scandinavian and French. The placing of the discussion allows the assessment of Middle English as a creole resulting from contact with French to be undertaken in a broader context than B & A's treatment. They provide the same information as G regarding Thomason and Kaufman's scale, but in chapter 3 in the context of a general discussion of borrowing as external change. All in all, G's discussion seems to be more effective in terms of situating the question and contextualizing the discussion of the effects of contact on the status of a language.
Concluding remarks
These textbooks are in fact both thorough and well-informed treatments of the history of the English language; their coverage is extensive and well judged, their approaches are linguistically oriented and theoretically informed. They certainly provide the student with enough linguistic grounding to be able to tackle other modules in language and linguistics, not least because they invoke areas like semantics and pragmatics, and sociolinguistics in their approach to changes in the language. They also attend to general academic preparation; B & A have a robust linguistic glossary with good notes and illustrations while G has an appendix on how to use the OED. As textbooks for two different formats of American undergraduate courses on the history of the language, each succeeds in serving its constituency (and I conclude this having taught in both formats). But which one would work best for the problem-based, electronically enhanced module that I teach now? Although I will unhesitatingly draw upon the questions posed and texts offered by G, and the web resources and further readings produced by both, I haven't found in either textbook the book that would fit my course. The solution? No coursebook at all but a discerning dabble in everything out there.
