1. Introduction
This paper is a contribution to the study of dualities in p-adic pro-étale cohomology of analytic varieties.
1.1 Statement of the main theorem
Let p be a prime and let K be a finite extension of
$\mathbf{Q}_p$
. Our main theorem is the following duality result.
Theorem 1.1 (Arithmetic Poincaré duality). Let X be a smooth, geometrically irreducible, dagger variety Footnote 1 of dimension 1 over K. Assume that X is proper, Stein, or affinoid. Then:
-
(i) there is a natural trace map isomorphism of solid
$\mathbf{Q}_p$
-vector spacesFootnote
2
(1.2)
\begin{equation}\mathrm{Tr}_X{:} \ H^4_{{\mathrm{pro\acute{e}t}},c}(X,\mathbf{Q}_p(2))\stackrel{\sim}{\to} \mathbf{Q}_p;\end{equation}
-
(ii) the pairing
is a perfect duality, i.e. we have induced isomorphisms of solid
\begin{align*}H^i_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(j))\otimes^{\Box}_{\mathbf{Q}_p} H^{4-i}_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(2-j)){\to } H^4_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(2))\xrightarrow[\sim]{\mathrm{Tr}_X}\mathbf{Q}_p\end{align*}
$\mathbf{Q}_p$
-vector spaces where
\begin{align*} \gamma_{X,i}: H^i_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(j))&\stackrel{\sim}{\to} H^{4-i}_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(2-j))^*,\\ \gamma_{X,i}^c: H^i_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(j))&\stackrel{\sim}{\to} H^{4-i}_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(2-j))^*,\end{align*}
$(-)^*$
denotes
$\underline{{{\rm Hom}}}_{\mathbf{Q}_p}(-,\mathbf{Q}_p)$
.
Remark 1.3.
-
(i) If the curve X is proper then the cohomology groups
$H^i_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(j))$
are of finite rank over
$\mathbf{Q}_p$
; this is also the case if
$j\neq 1$
and if X is affinoid (or Stein with
$H^1_\mathrm{dR}(X)$
finite dimensional). -
(ii) If X is Stein,
$H^i_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(j))$
is a nuclearFootnote
3
Fréchet and
$H^i_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(j))$
is a space of compact type; if X is a dagger affinoid: it is the other way around.
Remark 1.4. If X is proper or Stein we have a more general derived duality: the duality map
where
${\mathbb D}(-)={\mathrm R}\underline{{{\rm Hom}} }_{\mathbf{Q}_p}(-,\mathbf{Q}_p)$
, is a quasi-isomorphism in
${\mathscr{D}}(\mathbf{Q}_{p,\Box})$
. The isomorphisms
$\gamma_{X,i}$
are obtained from it because all the higher
$\operatorname{Ext} $
groups involved vanish since
$H^i_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(j))$
is of compact type. The isomorphisms
$\gamma^c_{X,i}$
are obtained from
$\gamma_{X,i}$
by dualizing using the fact that the spaces
$H^i_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(j))$
are (solid) reflexive.
We venture to conjecture an arithmetic Poincaré duality in any dimension.
Conjecture 1.6. Let X be a smooth Stein dagger variety over K, geometrically irreducible, of dimension d. Then:
-
(i) the cohomology groups
$H^i_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(j))$
and
$H^i_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(j))$
are nuclear Fréchet and of compact type, respectively; -
(ii) we have (quasi-)isomorphisms in
${\mathscr{D}}(\mathbf{Q}_{p,\Box})$
\begin{align*}{\mathrm R}\Gamma_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(j)) & \simeq {\mathbb D}({\mathrm R}\Gamma_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(d+1-j))[2d+2]),\\H^i_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(j)) & \simeq H^{2d+2-i}_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(d+1-j))^*,\\H^i_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(j)) & \simeq H^{2d+2-i}_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(d+1-j))^*.\end{align*}
Example 1.7. The starting point of our study of dualities for p-adic pro-étale cohomology of analytic spaces was the computation for
$X=D$
, the open unit disc. For example, we computed that:
\begin{align*}H^1_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(1)) & \simeq ({\mathscr O}(D)/K)\oplus H^1({\mathscr{G}}_K,\mathbf{Q}_p(1)),\\ H^3_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(1)) & \simeq ({\mathscr O}(\partial D)/{\mathscr O}(D))\oplus H^1({\mathscr{G}}_K,\mathbf{Q}_p),\end{align*}
where
${\mathscr{G}}_K=\operatorname{Gal} (\overline{K}/K)$
and
$\partial D:=\varprojlim_n D\boldsymbol{\backslash} D_n$
is the ‘ghost circle’, boundary of the unit disk (here,
$D_n$
is the closed ball
$\{v_p(z)\geqslant {1}/{n}\}$
). The splitting is not canonical but it is compatible with products. This computation showed that there is a duality of the form stated in Theorem 1.1 and, moreover, that it is induced by Galois duality and coherent duality (i.e. Serre duality):
We used here the isomorphisms (the first is almost the definition of
$H^1_c(D,{\mathscr O}_D)$
, taking into account vanishing of
$H^2(D,{\mathscr O}_D)$
; the second is induced by
$f\mapsto df$
, that it is an isomorphism is equivalent to the fact that
$H^1_\mathrm{dR}(D)=0$
)
Since
$[K:\mathbf{Q}_p]\lt\infty$
, the above coherent K-duality can be turned into a
$\mathbf{Q}_p$
-duality by composing with
$\mathrm{Tr}_{K/\mathbf{Q}_p}$
.
Remark 1.9. The above results for the open disk do not involve the solid formalism, and we attempted at first to write this paper using classical functional analysis as in [Reference Colmez, Dospinescu and NiziołCDN20]. We passed to solid formalism because of two reasons. One was a need for a derived dual that would work with Mayer–Vietoris sequences and which does not seem to exist in the classical world in the generality we wanted. The second was a construction of topological Hochschild–Serre spectral sequences which we did not know how to do in the classical set-up.
1.2 The proof of Theorem 1.1
An analog of Theorem 1.1 holds for schemes and the proof uses Galois descent from geometric, i.e. over
$C:=\widehat{\overline{K}}$
, Poincaré duality and Galois duality (the Hochschild–Serre spectral sequence does not degenerate at
$E_2$
but it does degenerate at
$E_3$
). An analogous argument, starting with geometric Poincaré duality due to Zavyalov [Reference ZavyalovZav25], Gabber, and Mann [Reference MannMan22], yields Theorem 1.1 for proper rigid analytic varieties (in fact, in any dimension).
We use here a similar strategy. In our setting we do not yet have the geometric duality so we replace it with comparison isomorphisms. They allow us to pass from geometric p-adic pro-étale cohomology to de Rham data and the terms of the Hochschild–Serre spectral sequence can be identified with coherent cohomology and Galois cohomology of
$\mathbf{Q}_p$
-vector spaces with some finiteness properties. Our Poincaré duality is now deduced, via this spectral sequence, from coherent and Galois dualities.
1.2.1 Geometric comparison results.
Recall that, for smooth Stein rigid analytic varieties over K, we have comparison theorems between geometric p-adic pro-étale cohomology and geometric syntomic cohomology. In the case of usual cohomology they are due to Colmez, Dospinescu and Nizioł [Reference Colmez, Dospinescu and NiziołCDN20] and Colmez and Nizioł [Reference Colmez and NiziołCN25b]; in the case of compactly supported cohomology, to Achinger, Gilles and Nizioł [Reference Achinger, Gilles and NiziołAGN25].
In the case where X is a smooth, geometrically irreducible, Stein curve over K, they yield:
-
(i) vanishings,
(1.10)
\begin{equation}\begin{aligned} H^i_{{{\mathrm{pro\acute{e}t}}}}(X_C,\mathbf{Q}_p)&=0 \quad \mbox{for } i\neq 0,1,\\ H^i_{{{\mathrm{pro\acute{e}t}}},c}(X_C,\mathbf{Q}_p)&=0 \quad \mbox{for } i\neq 1,2;\end{aligned}\end{equation}
-
(ii) isomorphisms,
whereFootnote 4
\begin{align*}H^0_{{{\mathrm{pro\acute{e}t}}}}(X_C,\mathbf{Q}_p)\simeq \mathbf{Q}_p,\quad H^1_{{{\mathrm{pro\acute{e}t}}},c}(X_C,\mathbf{Q}_p(1)) \xrightarrow{\sim}\mathrm{HK}^1_{c}(X_C,1),\end{align*}
$ \mathrm{HK}^j_{*}(X_C,i) : =(H^j_{\mathrm{HK},*}(X_C){\otimes}^{\Box}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} })^{N=0,\varphi=p^i}$
and
$H^i_{\mathrm{HK},*}(X_C)$
, for
$*=[\phantom{x}],c$
, is the Hyodo–Kato cohomology;
-
(iii) exact sequences,
(1.11)where we set
\begin{equation}\begin{aligned}0\to {\mathscr O}(X_C)/C\to & H_{{{\mathrm{pro\acute{e}t}}}}^1(X_C,\mathbf{Q}_p(1))\to \mathrm{HK}^1(X_C,1) \to 0 \\\mathrm{HK}^1_{c}(X_C,2) \to H^{1}\mathrm{DR}_{c}(X_C,2)\to & H^2_{{{\mathrm{pro\acute{e}t}}},c}(X_C,\mathbf{Q}_p(2))\to\mathbf{Q}_p(1)\to 0,\end{aligned}\end{equation}
\begin{align*}& \mathrm{DR}_{c}(X_C,i) : = (H^1_{c}(X,{\mathscr O}_X){\otimes}^{\Box}_{K}(\mathbf{B}^+_{\rm dR}/F^i)\to H^1_{c}(X,\Omega^1_X){\otimes}^{\Box}_{K}(\mathbf{B}^+_{\rm dR}/F^{i-1}))[-1].\end{align*}
The last sequence yields the definition of the geometric trace map
The arithmetic trace map (1.2) is defined as the composition
1.2.2 Galois descent.
For
$s\in\mathbf{Z}$
, we have Hochschild–Serre spectral sequences
The computations done above show that to understand the terms of the spectral sequences (1.12) we need to understand Galois cohomology of
We used here the isomorphisms (1.8). We claim that, in the case
$H^1_{\mathrm{HK}}(X_C)$
is of finite rank over
$\breve{F}$
, this cohomology is or trivial or isomorphic to
where V is a finite rank
$\mathbf{Q}_p$
-Galois representation. Indeed, note that the last group in (1.13) is an almost C-representation [Reference FontaineFon03] (a finite rank C-vector space plus/minus a finite rank
$\mathbf{Q}_p$
-vector space). Our claim then follows easily from a generalization of Tate’s computations:
\begin{align*}H^i({\mathscr{G}}_K, C(j))\simeq \begin{cases} K & \mbox{if } j=0, i=0,1;\\0 & \mbox{otherwise.}\end{cases}\end{align*}
By the vanishing results (1.10), the spectral sequences (1.12) have only two nontrivial columns, hence degenerate at
$E_2$
. Looking at the terms of the spectral sequences in (1.14), we see that if we knew that the arithmetic pro-étale product is compatible with the coherent and Galois products we would have our duality (at least in the case the Hyodo–Kato cohomology is of finite rank but we can always reduce to that case). However, we have found it very difficult to check this compatibility for a general curve X as above: the main difficulty arises from the exact sequence (1.11) that does not behave well with respect to products. We decided thus to pass from X to simpler curves.
Nevertheless, the above computations imply the following functional analytic result.
Theorem 1.15.
Let X be a smooth Stein dagger curve over K, geometrically irreducible. Then the cohomology groups
$H^i_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p(j))$
and
$H^i_{{{\mathrm{pro\acute{e}t}}},c}(X,\mathbf{Q}_p(j))$
are nuclear Fréchet and of compact type, respectively.
This is because we know these properties for
$H^0(X,\Omega^1_{X})$
and
$H^1_{c}(X,{\mathscr O}_X)$
, respectively, hence for the terms of the Hochschild–Serre spectral sequences, and the extension problems arising from the spectral sequences can be solved.
1.2.3 Reductions.
By a simple limit argument, to prove the derived Poincaré duality (1.5), we can pass from a general Stein curve to a wide open curve, i.e. to a complement of a finite number of closed discs in a proper curve (we allow for a finite field extension here). For wide open curves we use a Mayer–Vietoris argument to reduce to proper curves, open discs, and open annuli. For proper curves we know the result, for open discs and annuli we reduce the computation to the one of their boundaries.
1.2.4 Arithmetic duality for ghost circle.
We show that, in duality theory, the boundary of an open disc, a ghost circle, behaves like a proper rigid analytic variety over K of dimension
$1/2$
.
Theorem 1.16 (Arithmetic duality for ghost circle). Let D be an open disc over K. Let
$Y:=\partial D$
be the ‘ghost circle’. Then:
-
(i) there is a natural trace map isomorphism of solid
$\mathbf{Q}_p$
-vector spaces
\begin{align*}\mathrm{Tr}_Y{:} \ H^3_{{{\mathrm{pro\acute{e}t}}}}(Y,\mathbf{Q}_p(2))\stackrel{\sim}{\to} \mathbf{Q}_p;\end{align*}
-
(ii) the pairing
(1.17)is a perfect duality, i.e. we have the induced isomorphism of solid
\begin{equation}H^i_{{{\mathrm{pro\acute{e}t}}}}(Y,\mathbf{Q}_p(j))\otimes^{\Box}_{\mathbf{Q}_p} H^{3-i}_{{{\mathrm{pro\acute{e}t}}}}(Y,\mathbf{Q}_p(2-j))\to H^3_{{{\mathrm{pro\acute{e}t}}}}(Y,\mathbf{Q}_p(2))\stackrel{\sim}{\to}\mathbf{Q}_p\end{equation}
$\mathbf{Q}_p$
-vector spaces
\begin{align*}\gamma_Y{:} \ H^i_{{{\mathrm{pro\acute{e}t}}}}(Y,\mathbf{Q}_p(j))\stackrel{\sim}{\to} H^{3-i}_{{{\mathrm{pro\acute{e}t}}}}(Y,\mathbf{Q}_p(2-j))^*.\end{align*}
We now sketch the proof of this theorem. We define an ascending filtration on
$H^{i}_{{{\mathrm{pro\acute{e}t}}}}(Y,\mathbf{Q}_p(j))$
:
such that
\begin{align*} F^2_{i,j}/F^1_{i,j}&\simeq H^{i-1}({\mathscr{G}}_K, \mathbf{Q}_p(j-1)),\\ F^1_{i,j}/F^0_{i,j}&\simeq H^{i-1}({\mathscr{G}}_K, {\mathscr O}(Y_C)/C(j-1)),\\ F^0_{i,j}&\simeq H^i({\mathscr{G}}_K, \mathbf{Q}_p(j)).\end{align*}
It is helpful to visualize this filtration in the following way (with
$H^i(-\mathbf{Q}_p(j)):=H^i_{{{\mathrm{pro\acute{e}t}}}}(-\mathbf{Q}_p(j))$
).

The middle exact row comes from the filtration induced by the Hochschild–Serre spectral sequence; the right exact column is induced by the syntomic filtration from the analogFootnote
5
of the exact sequence (1.11). The term
$F^1_{i,j}$
is defined as a pullback of the top right square.
Now, the key computation is the following.
Theorem 1.18 (Explicit reciprocity law). We have:
-
(i) the pairing (1.17) is compatible with the above filtration;
-
(ii) on the associated grading the pairing (1.17) yields a pairing induced by the Galois cohomology pairing and coherent pairing.
The proof of this Theorem interpolates between syntomic and
$(\varphi,\Gamma)$
-techniques.
This finishes the proof of Theorem 1.16 and hence of Theorem 1.1, the main theorem of this paper.
1.3 Conjectural geometric duality
We finish the introduction with a discussion of what we think happens over C. Let us start with the example that guided our study.
Example 1.19. Let D be the open unit disc over C. The nontrivial cohomology groups are
\begin{align*}H^0_{{{\mathrm{pro\acute{e}t}}}}(D,\mathbf{Q}_p(j)) &\simeq \mathbf{Q}_p(j),\quad H^1_{{{\mathrm{pro\acute{e}t}}}}(D,\mathbf{Q}_p(j)) \simeq ({\mathscr O}(D)/C)(j-1),\\H^2_{{{\mathrm{pro\acute{e}t}}},c}(D,\mathbf{Q}_p(j)) & \simeq \mathbf{Q}_p(j-1)\oplus({\mathscr O}(\partial D)/{\mathscr O}(D))(j-1).\end{align*}
It looks like we have the right groups for a duality (for appropriate choices of j):
${\mathscr O}(D)/C$
and
${\mathscr O}(\partial D)/{\mathscr O}(D)$
are C-vector spaces in duality via coherent duality and
$\mathbf{Q}_p(j)$
and
$\mathbf{Q}_p(j-1)$
can be put in duality. But the degrees are wrong for a Poincaré-type duality to work: coherent duality adds up to degree 3 but
$\mathbf{Q}_p$
-vector space duality adds up to degree 2. In addition, since
$[C:\mathbf{Q}_p]=\infty$
, it is impossible to turn a C-duality into a
$\mathbf{Q}_p$
-duality.
To find a set-up in which a duality could be restored, we turned to the category of vector spaces, i.e. v-sheaves of topological
$\mathbf{Q}_p$
-vector spaces on the category
$\mathrm{Perf}_C$
of perfectoid spaces over C (that it is not unreasonable to do so is due to the fact that there is a natural way [Reference Colmez and NiziołCN25a] to turn pro-étale geometric cohomology groups into vector spaces). There we have the following computation [Reference ColmezCol02, Proposition 10.16] of
$\operatorname{Ext} $
-groups:
\begin{align*}{{\rm Hom}} _\mathrm{VS}(\mathbf{Q}_p,\mathbf{Q}_p(1)) & \simeq \mathbf{Q}_p(1),\quad \operatorname{Ext} ^1_\mathrm{VS}(\mathbf{Q}_p,\mathbf{Q}_p(1)) =0,\\{{\rm Hom}} _\mathrm{VS}({\mathbb G}_a,\mathbf{Q}_p(1)) & =0, \quad\quad\quad\, \operatorname{Ext} ^1_\mathrm{VS}({\mathbb G}_a,\mathbf{Q}_p(1)) \simeq C.\end{align*}
Moreover,
$\operatorname{Ext} ^i$
, for
$i\geqslant 2$
, vanish by [Reference Anchütz and Le BrasAL25, Theorem 3.8]. The nontrivial
$\operatorname{Ext} $
-group in the second row is generated by the fundamental exact sequence of Banach–Colmez spaces (BCs [Reference ColmezCol02, Reference ColmezCol08])
The above computations, ignoring functional analytic questions, yield a Verdier duality isomorphisms (with
$H^i_{*}(-\mathbf{Q}_p(j)):=H^i_{{{{\mathrm{pro\acute{e}t}}}},*}(-\mathbf{Q}_p(j))$
):
\begin{align*} \operatorname{Ext} ^1_\mathrm{VS}(H^2_{c}(D,\mathbf{Q}_p(2-j)),\mathbf{Q}_p(1))&\stackrel{\sim}{\to} H^1(D,\mathbf{Q}_p(j)),\\0\to \operatorname{Ext}^1_\mathrm{VS}(H^1(D,\mathbf{Q}_p(2-j)),\mathbf{Q}_p(1))&\to H^2_{c}(D,\mathbf{Q}_p(j))\to {{\rm Hom}} _\mathrm{VS}( H^0(D,\mathbf{Q}_p(2-j)),\mathbf{Q}_p(1))\to 0.\end{align*}
Guided by this, we venture a conjectural statement of geometric duality for p-adic pro-étale cohomology in any dimension (again, ignoring topology).
Conjecture 1.20 (Geometric Verdier duality). Let X be a smooth Stein rigid analytic variety over C, connected, of dimension d. There is a natural quasi-isomorphism
The interested reader can find more details in [Reference ColmezCol].
Remark 1.21 (Update). A sizable body of work has appeared on dualities in the rigid analytic setting since we released the first version of this paper (August 2023). In particular, proofs of Conjecture 1.20 (using considerably more sophisticated techniques than those used in this paper) have been announced in [Reference Colmez, Gilles and NiziołCGN25, Reference Colmez and NiziołCN25c] and [Reference Anschütz, Le Bras and MannALM24] as well as a proof of Conjecture 1.6 in [Reference LiLi24] building on a preliminary version [Reference Colmez, Gilles and NiziołCGN24] of [Reference Colmez, Gilles and NiziołCGN25] in which a geometric duality on the level of the Fargues–Fontaine curve was established. We note that [Reference Anschütz, Le Bras and MannALM24] also considers the case of nontrivial coefficients, where a new feature appears in the proper case (also considered in future work by S. Li, W. Nizioł, E. Reinecke and B. Zavyalov, Poincaré Duality for pro-étale
$\mathbf{Q}_p$
-local systems: Hansen (https://totallydisconnected.wordpress.com/2018/04/12/a-counterexample) has produced an example, where the pro-étale cohomology groups of
$\mathbf{Q}_p$
-local systems are not finite dimensional over
$\mathbf{Q}_p$
but are only BCs.
1.3.1 Notation and conventions.
Let K be a finite extension of
$\mathbf{Q}_p$
, with ring of integers
${\mathscr O}_K$
and residue field k. Let
$\overline{K} $
be an algebraic closure of K and let
${\mathscr O}_{\overline{K} }$
denote the integral closure of
${\mathscr O}_K$
in
$\overline{K} $
. Set
${\mathscr{G}}_K=\operatorname{Gal} (\overline {K}/K)$
. Let
$C=\widehat{\overline{K} }$
be the p-adic completion of
$\overline{K} $
. Let W(k) be the ring of Witt vectors of k with fraction field F (i.e.
$W(k)={\mathscr O}_F$
); let
$e=e_K$
be the ramification index of K over F. Let
$\breve{F}:=W(\overline k)[{1}/{p}]$
denote the completion of the maximal unramified extension of F and let
$\varphi$
be the absolute Frobenius on
$W(\overline {k})$
.
We denote by
$\mathbf{A}_\mathrm{inf}$
,
$\mathbf{A}_{\operatorname{cr} }$
,
$\mathbf{B}_{\operatorname{cr} }$
,
$\widehat{\mathbf{B}}_{\operatorname{st} }$
, and
$\mathbf{B}_{\rm dR}$
the Witt, crystalline, semistable, and de Rham period rings of Fontaine, respectively.
All rigid analytic spaces and dagger spaces considered are over K or C. We assume that they are separated, taut, and countable at infinity.
Since the only cohomology with
$\mathbf{Q}_p(r)$
-coefficients that we consider is the pro-étale cohomology, we remove ‘
${{{\mathrm{pro\acute{e}t}}}}$
’ from the notation, i.e. we write
2. Functional analysis
2.1 Classical functional analysis
We gather here some basic facts from classical p-adic functional analysis that we use in the paper.
2.1.1 Locally convex vector spaces.
Our cohomology groups will be equipped with a canonical topology. To talk about it in a systematic way, we work in the category
$C_K$
of locally convex K-vector spaces. For details the reader may consult [Reference Colmez, Dospinescu and NiziołCDN20, §§ 2.1 and 2.2]. To summarize quickly:
$C_K$
is a quasi-abelian category. We denote the category of left-bounded complexes of
$C_K$
by
$C(C_K)$
and the associated derived
$\infty$
-category by
${\mathscr{D}}(C_K)$
. A morphism of complexes that is a quasi-isomorphism in
${\mathscr{D}}(C_K)$
, i.e. its mapping cofiber is strictly exact, is called a strict quasi-isomorphism. The associated cohomology objects are denoted byFootnote
6
$\widetilde{H}^n(E)\in {LH}(C_K)$
:
they are called classical if the canonical map
$\widetilde{H}^n(E)\to {H}^n(E)$
is an isomorphism.Footnote
7
Classical objects are closed under extensions in
$\mathrm{LH}(C_K)$
.
2.1.2 Hausdorff locally convex vector space.
Our main reference here is [Reference ProsmansPro00, § 3.1]. We denote by
$C^H_K$
the category of Hausdorff locally convex K-vector spaces. It is stable under direct sums and direct products and if
$V\subset W$
are two locally convex K-vector spaces, then
$W/V$
is Hausdorff if and only if V is closed in W. The category
$C^H_K$
is quasi-abelian: kernels and coimages are defined as in
$C_K$
; cokernels and images are defined using closures of images in
$C_K$
. A sequence in
$C^H_K$
is strictly exact if and only if it is strictly exact in
$C_K$
.
2.1.3 Duality.
If
$V, W\in C_{K}$
, we denote by
${\mathscr{L}}(V,W)$
the space of continuous linear maps from V to W. We write
${\mathscr{L}}_s(V,W)$
and
${\mathscr{L}}_b(V,W)$
for the vector space
${\mathscr{L}}(V,W)$
equipped with the weak and strong topologies (i.e. the topology of pointwise convergence and the topology of bounded convergence), respectively. For
$V\in C_{K}$
, we set
$V^{\prime}_s:={\mathscr{L}}_s(V,K)$
and
$V^*:=V^{\prime}_b:={\mathscr{L}}_b(V,K)$
. Both of these dual spaces are Hausdorff. If V is a Hausdorff space it is called reflexive if the duality map
$V\to (V^{\prime}_b)^{\prime}_b$
is a topological isomorphism.
We also use stereotype dual
$V^{\star}$
of
$V\in C_K$
. It is defined as
${\mathscr{L}}(V,K)$
equipped with the topology of compactoid convergenceFootnote
8
of V. We have continuous maps
If V is a Banach space then they are not topological isomorphisms unless V has finite dimension. For any Banach space, its stereotype dual is a Smith space,Footnote
9
and vice versa, for any Smith space, its stereotype dual is a Banach space, and
$(V^\star)^\star=V$
if V is Banach or Smith. If we write a Banach space
$V\in C_K$
as
$V\simeq (\widehat{\oplus_I{\mathscr O}_K})[1/p]$
, then its stereotype dual is the Smith space
$V^{\star}\simeq(\prod_I{\mathscr O}_K)[1/p]$
. A Banach space is a Smith space if and only if it is finite dimensional.
2.1.4 Hausdorff compactly generated locally convex vector spaces.
Recall that a topological space T is compactly generated if a map
$f:T\to T^{\prime}$
to another topological space is continuous as soon as the composite
$S\to T\to T^{\prime}$
is continuous for all compact Hausdorff spaces S mapping to T. The inclusion of compactly generated spaces into all topological spaces admits a right adjoint
$T\mapsto T^{\mathrm{cg}}$
that sends a topological space T to its underlying set equipped with the quotient topology for the map
$\coprod_{S\to T}S\to T$
, where the disjoint union runs over all compact Hausdorff spaces S (alternatively, profinite sets S) mapping to T.
Any first-countable space (in particular, any metrizable topological space) is compactly generated (see [Reference Clausen and ScholzeCS19, Remark 1.6] for a proof). Thus, for example, Fréchet spaces are compactly generated. The category of compactly generated spaces is closed under taking coproducts, closed subspaces and quotients by closed subspaces. Hence, a colimit of Fréchet spaces is compactly generated if it is Hausdorff; this applies, in particular, to locally convex vector spaces of compact typeFootnote 10 since they are Hausdorff and can be written as a countable colimit of Banach spaces.
The category
$C^\mathrm{Hcg}_K$
of Hausdorff compactly generated locally convex vector spaces over K is quasi-abelian: kernels and coimages are defined as in
$C_K$
; cokernels and images are defined using closures of images in
$C_K$
. A sequence in
$C^\mathrm{Hcg}_K$
is strictly exact if and only if it is strictly exact in
$C_K$
.
2.1.5 Spaces of compact type and nuclear spaces.
Our references for this section are [Reference SchneiderSch02, IV.19], [Reference Schneider and TeitelbaumST02, Chapter 1], and [Reference Perez-Garcia and SchikhofPS10, Chapter 8].
Definition 2.2. Let
$V,W\in C_{K}$
be Hausdorff.
-
(i) A subset
$B\subset V$
is called compactoid if for any open lattice
$L\subset V$
there are finitely many vectors
$v_1, \ldots, v_m\in V$
such that
$B\subset L + {\mathscr O}_K v_1 +\cdots + {\mathscr O}_K v_m$
. Compactoids are preserved by maps in
$C_K$
. -
(ii) A continuous linear map
$f: V\to W$
is called compact if there is an open lattice L in V such that the closure of f(L) in W is compactoid and complete. If W is quasi-complete (in particular, if it is complete), then this is equivalent to f(L) being compactoid. -
(iii) We call V of compact type if it is the inductive limit of a sequence
of Hausdorff spaces
\begin{align*} V_1\stackrel{\iota_1\,}{\to} V_2\stackrel{\iota_2\,}{\to} V_3 \to \cdots \end{align*}
$V_n\in C_K$
, for
$n\in\mathbf{N}$
, with injective compact linear maps. By the proof of [Reference SchneiderSch02, Proposition 16.10], we may assume the
$V_n$
to be Banach spaces.
We use often the following facts (see [Reference SchneiderSch02, Remark 16.7]).
Lemma 2.3.
Let
$g: V\to W$
be a compact map. Then:
-
(i) if
$h: V_1\to V$
and
$f: W\to W_1$
are arbitrary continuous linear maps, then the map
$fgh: V_1\to W_1$
is compact; -
(ii) if the image of g is contained in a closed subspace
$W_0\subset W$
, then the induced map
$g:V\to W_0$
is compact.
We denote by
$C_{c,K}$
the full subcategory of
$C_K$
consisting of spaces of compact type. Spaces of compact type are Hausdorff, complete, and reflexive. Their strong duals are Fréchet and satisfy
$V^{\prime}_b = \varprojlim_n (V^{\prime}_n)_b$
. Moreover, a closed subspace of a space of compact type is also of compact type and so is the relevant quotient;
$C_{c,K}$
is closed under countable direct sums.
Definition 2.4. The space
$V\in C_K$
is called nuclear if for any open lattice
$L\subset V$
there exists another open lattice
$M\subset L$
such that the canonical map between completions
$\widehat{V}_M\to \widehat{V}_L$
is compact (i.e. the image of
$M\to L/p^L$
is, for any n, contained in a module of finite type over
$\mathscr{O}_K$
).
Nuclear Banach spaces are finite dimensional. Nuclear Fréchet spaces are reflexive. Moreover, a subspace of a nuclear space is nuclear and if this subspace is closed the relevant quotient is nuclear. A countable inductive limit of nuclear spaces is nuclear (see [Reference Perez-Garcia and SchikhofPS10, Theorem 8.5.7]). By [Reference Perez-Garcia and SchikhofPS10, Theorem 8.5.7], projective limits of nuclear spaces are nuclear. Any compact projective or inductive limitFootnote 11 of locally convex K-vector spaces is nuclear. A Fréchet space is the strong dual of a space of compact type if and only if it is nuclear.
The following lemma is essential for us.
Lemma 2.5.
-
(i) Every strict exact sequence of spaces from
$C_K$
such that V is of finite rank and W’ is Hausdorff splits (and
\begin{align*} 0\to V\to W\to W'\to 0\end{align*}
$W\simeq V\oplus W'$
).
-
(ii) In a strict extension of spaces from
$C_K$
(2.6)where V is of finite rank over K and W’ is nuclear Fréchet, W is also nuclear Fréchet. The same holds for spaces of compact type.
Proof. In the first claim, we may assume that V is of rank 1. Note that W is Hausdorff. Take a continuous linear form
$\lambda:W\to K$
, not identically 0 on V (such a form exists by [Reference SchneiderSch02, Corollary 9.3]). It suffices to show that the canonical map
$V\oplus \mathrm{Ker}\,\lambda\to W$
is a topological isomorphism.
It is an algebraic isomorphism and it is continuous. Hence, we just need to check that it is open. Thus, let
$U_\lambda$
be an open lattice in
$\mathrm{Ker}\,\lambda$
and let
$V_0$
be an open lattice in V. We need to show that
$U_\lambda+V_0$
is open in W and it is enough to do it for open sub-lattices of
$U_\lambda$
and
$V_0$
.
Any neighborhood of 0 in
$\mathrm{Ker}\,\lambda$
contains an open of the form
$U\cap(\mathrm{Ker}\,\lambda)$
, where U is an open lattice in W. Hence, we can assume
$U_\lambda$
to be of this form. By construction, we have an exact sequence
$0\to U_\lambda\to U\to\lambda(U)\to 0$
.
Now, U contains
$p^NV_0$
for N big enough, since it is a lattice. Then
$U_\lambda+p^NV_0$
is the inverse image of
$p^N\lambda(V_0)$
in U by
$\lambda$
, hence it is open as
$\lambda$
is continuous and
$p^N\lambda(V_0)$
is open in K. We proved what we wanted, up to replacing
$V_0$
by its sub-lattice
$p^NV_0$
.
The second claim follows immediately from the first.
Lemma 2.7.
If we have a map of strict exact sequences of complete Hausdorff spaces from
$C_K$

such that
$V,V_1$
are of finite rank over K and the map
$f_{W'}$
is compact, then the map
$f_W$
is compact as well.
Proof. We note that, by Lemma 2.5, the bottom sequence in the above diagram splits.
Take an open lattice
$L_{W'}$
in W’ such that
$f_{W'}(L_{W'})$
is compactoid. Let
$L_W$
be the preimage of
$L_{W'}$
in W. Choose a section
$s: W_1'\to W_1$
of the projection
$\pi: W_1\to W_1'$
and consider the continuous map
Take a compact lattice
$L_{V_1}$
in
$V_1$
, its preimage (via g) in W, and then change
$L_W$
to its intersection with that preimage.
Now, we see that
$f_W(L_W)$
is compactoid: we have
and both
$g(L_W)$
and
$sf_{W'}(L_{W'})$
are compactoid in
$W_1$
. This concludes the proof of our lemma.
Let
$C_{nF,K}$
denote the full subcategory of
$C_K$
consisting of nuclear Fréchet spaces. The functor
is an anti-equivalence of categories. For any two
$V,W\in C_{c,K}$
the natural linear map
${\mathscr{L}}_b(V,W)\to {\mathscr{L}}_b(W^{\prime}_b, V^{\prime}_b)$
is a topological isomorphism.
Lemma 2.8.
If
$X\in C_K$
is nuclear Fréchet or of compact type, then the canonical map
$X^{\prime}_b\to X^{\star}$
is a topological isomorphism.
Proof. In both cases the space X is reflexive, hence Montel (see [Reference Perez-Garcia and SchikhofPS10, Corollary 8.4.22]). But in Montel spaces, by [Reference Perez-Garcia and SchikhofPS10, Theorem 8.4.5], every bounded subset is compactoid (and vice versa, of course), thus the strong topology on the algebraic dual of X coincides with the topology of compactoid convergence, as wanted.
2.2 Solid functional analysis
We review here briefly results from solid functional analysis that we need. Our main references are [Reference BoscoBos21, Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Reference Clausen and ScholzeCS19, Reference Clausen and ScholzeCS20].
2.2.1 Basic properties of condensed sets.
Let Cond denote the category of condensed sets, i.e. sheaves of sets on the site of pro-finite sets with coverings given by finite families of jointly surjective mapsFootnote
12
or, equivalently, on the pro-étale site
$*_{{{\mathrm{pro\acute{e}t}}}}$
of a geometric point. We define similarly condensed groups, rings, etc.
We denote by CondAb the category of condensed abelian groups. It is an abelian category [Reference Clausen and ScholzeCS19, Theorem 2.2]. It has all limits and colimits. Arbitrary products, arbitrary direct sums, and filtered colimits are exact. It is generated by compact projective objects. For a condensed commutative ring A, we write
$\mathrm{Mod}^\mathrm{cond}_A$
for the category of A-modules in
$\mathrm{CondAb} $
and
$\underline{{{\rm Hom}} }_A(-,-) $
for its internal
${{\rm Hom}} $
(in the case
$A = \mathbf{Z}$
, we often omit the subscript
$\mathbf{Z}$
).
Remark 2.9. Because of set theoretical issues this definition of the category Cond is not sensu stricto correct. The correct definition of Cond is given in [Reference Clausen and ScholzeCS19, Lecture II]. In this paper we use the latter though we find it helpful to keep in mind its simplified version given above.
For a condensed set X, we think of
$X(*)$
as the underlying set of X and about X(S) as the continuous maps from S to X. A quasi-separatedFootnote
13
condensed set X is trivial as soon as
$X(*)$
is trivial (a fact that is false for a general X, see [Reference Clausen and ScholzeCS20, Lecture I]).
Let Top denote the category of T1 topological spaces.Footnote 14 We have a functor
where
${\mathscr{C}}(S, T)$
denotes the set of continuous functions from S to T. Condensed sets that come from topological spaces we call classical. We quote the following.
Proposition 2.10 (Clausen and Scholze [Reference Clausen and ScholzeCS20, Proposition 1.2]). The functor
$(\underline{\phantom{x}})$
:
-
(i) has a left adjoint
$X\mapsto X(*)_\mathrm{top}$
sending any condensed set X to the set
$X(*) $
equipped with the quotient topology arising from the map
\begin{align*}\coprod\nolimits_{S,a\in X(S)}S \overset{a}{\to} X(*);\end{align*}
-
(ii) restricted to compactly generated topological spaces is fully faithful;
-
(iii) induces an equivalence between the category of compact Hausdorff spaces and quasi-compact quasi-separated (qcqs) condensed sets;
-
(iv) induces a fully faithful functor from the category of compactly generated weak HausdorffFootnote 15 spaces, to quasi-separated condensed sets; the category of quasi-separated condensed sets is equivalent to the category of ind-compact Hausdorff spaces ‘
$\operatorname{colim} _n$
’
$X_n$
, where all transition maps are closed immersions; if
$\{X_n\}_{n\in\mathbf{N}}$
is a ind-system of compact Hausdorff spaces with closed immersions and
$X = \operatorname{colim} _n X_n$
as topological spaces, then the canonical map is an isomorphism of condensed sets; in particular,
\begin{align*}\operatorname{colim} _n \underline{X_n}\to\underline{X}\end{align*}
$\operatorname{colim} _n \underline{X_n}$
is classical, i.e. it comes from a topological space.
Remark 2.11.
-
(i) For
$T\in \mathrm{Top}$
, the counit
$\underline{T}(*)_\mathrm{top}\to T$
of the adjunction agrees with the counit
$T^\mathrm{cg}\to T$
of the adjunction between compactly generated spaces and all topological spaces by [Reference Clausen and ScholzeCS19, Proposition 1.7]. In particular,
$\underline{T}(*)_\mathrm{top}\simeq T^\mathrm{cg}$
. -
(ii) For a finite extension K of
$\mathbf{Q}_p$
, we abbreviate the notation
$\mathrm{Mod}^\mathrm{cond}_{\underline{K}}$
to
$\mathrm{Mod}^\mathrm{cond}_K$
; we call the elements of this category condensed K-vector spaces.
2.2.2 Solid modules.
We briefly review basic facts concerning solid modules.
Analytic rings. We start with analytic rings.
-
(i) (Clausen and Scholze [Reference Clausen and ScholzeCS19, Theorem 5.8].) The analytic ring
$\mathbf{Z}_{\Box}=(\mathbf{Z},{\mathscr{M}}_{\mathbf{Z}})$
is defined as the ring
$\mathbf{Z}$
equipped with the functor of measures
${\mathscr{M}}_{\mathbf{Z}}$
sending an extremally disconnected set
$S=\lim_i S_i$
, where each
$S_i$
is a finite set, to the condensed abelian group
$\mathbf{Z}_{\Box}:=\lim_i\mathbf{Z}[S_i]$
. -
(ii) (Clausen and Scholze [Reference Clausen and ScholzeCS19, Proposition 7.9].) Let K be a finite extension of
$\mathbf{Q}_p$
. There is an analytic structure on the condensed rings
${\mathscr O}_K$
and K given by sending an extremally disconnected set
$S=\lim_i S_i$
, where each
$S_i$
is finite, to The first analytic ring structure is induced from the analytic ring structure of
\begin{align*}{\mathscr O}_{K,\Box}[S]:=\lim_i{\mathscr O}_K[S_i],\quad K_{\Box}[S]:=K\otimes_{{\mathscr O}_K}{\mathscr O}_{K,\Box}[S].\end{align*}
$\mathbf{Z}_{\Box}$
by base change to
${\mathscr O}_K$
.
Solid modules. Now we pass to solid modules.
Proposition 2.12 (Clausen and Scholze [Reference Clausen and ScholzeCS19, Proposition 7.5]). Let
$A=(A,{\mathscr{M}}_A)$
be one of the analytic rings above.
-
(i) The full subcategory of solid A-modules
(2.13)consists of all A-modules M such that, for all extremally disconnected sets S, the maps
\begin{equation} \mathrm{Mod}^\mathrm{solid}_{A}\subset \mathrm{Mod}^\mathrm{cond}_A \end{equation}
are isomorphisms. It is an abelian subcategory, stable under all limits, colimits, and extensions. The inclusion (2.13) admits a left adjoint
\begin{align*} {{\rm Hom}} _A({\mathscr{M}}_A[S],M)\to {{\rm Hom}} _A(A[S],M) \end{align*}
(2.14)which preserves all colimits and is symmetric monoidal.
\begin{equation} \mathrm{Mod}^\mathrm{cond}_A\to \mathrm{Mod}^\mathrm{solid}_{A} : \quad M \mapsto M \otimes_A (A,{\mathscr{M}}_A), \end{equation}
-
(ii) The functor
(2.15)is fully faithful. Its essential image is stable under all limits and colimits. It is given by complexes
\begin{equation}{\mathscr{D}}(\mathrm{Mod}^\mathrm{solid}_{A})\to {\mathscr{D}}(\mathrm{Mod}^\mathrm{cond}_{A})\end{equation}
$M \in {\mathscr{D}}(\mathrm{Mod}^\mathrm{cond}_{A}) $
such that the map is a quasi-isomorphism for all extremally disconnected sets S.
\begin{align*}{\mathrm R} {{\rm Hom}} _A({\mathscr{M}}_A[S],M)\to {\mathrm R}{{\rm Hom}} _A(A[S],M)\end{align*}
A complex
$M \in {\mathscr{D}}(\mathrm{Mod}^\mathrm{cond}_A)$
is in
${\mathscr{D}}(\mathrm{Mod}^\mathrm{solid}_{A})$
if and only if
$H^i(M)$
is in
$\mathrm{Mod}^\mathrm{solid}_{A}$
, for all i. The functor (2.15) admits a left adjoint (2.16)which is the left derived functor of (2.14). It is symmetric monoidal.
\begin{equation}{\mathscr{D}}(\mathrm{Mod}^\mathrm{cond}_A) \to {\mathscr{D}}(\mathrm{Mod}^\mathrm{solid}_{A}) : M\mapsto M\otimes^\mathrm{L}_A(A,{\mathscr{M}}_A),\end{equation}
-
(iii) For
$M, N \in {\mathscr{D}}(\mathrm{Mod}^\mathrm{solid}_{A})$
, we have the derived internal Hom The natural map
\begin{align*}{\mathrm R}\underline{{{\rm Hom}} }_{A}(M,N)\in{\mathscr{D}}(\mathrm{Mod}^\mathrm{ solid}_{A}).\end{align*}
${\mathrm R}\underline{{{\rm Hom}} }_{(A,{\mathscr{M}}_A)}(M,N) \to {\mathrm R}\underline{{{\rm Hom}} }_A(M,N)$
is a quasi-isomorphism.
Notation 2.17.
-
(1) We write
$\mathrm{Solid} := \mathrm{Mod}^\mathrm{solid}_{(\mathbf{Z},{\mathscr{M}}_\mathbf{Z}) }$
for the category of solid abelian groups; we write
$\mathrm{CondAb}\to \mathrm{Solid} : M \mapsto M^{\Box}$
for the functor (5.29) of Proposition 2.12, and call it solidification, and we denote by
$\otimes^{\Box}_\mathbf{Z}$
the unique symmetric monoidal tensor product making the solidification functor symmetric monoidal. -
(2) For a finite extension K of
$\mathbf{Q}_p$
, we write
$\mathrm{Mod}^\mathrm{solid}_{{\mathscr O}_K}$
and
$\mathrm{Mod}^\mathrm{solid}_K$
for the categories of solid
${\mathscr O}_K$
-modules and K-vector spaces, respectively. We denote by
${\mathscr{D}}({\mathscr O}_{K,\Box})$
and
${\mathscr{D}}(K_{\Box})$
the corresponding derived
$\infty$
-categories. -
(3) For a finite extension K of
$\mathbf{Q}_p$
and a commutative solid K-algebra A, we write
$\otimes^{\Box}_A$
for the induced tensor product in the category of A-modules in
${\mathscr{D}}(K_{\Box})$
.
2.2.3 Locally convex and condensed vector spaces.
Consider the functor
We denote in the same way its extension to the category of complexes. By Lemma 2.18, the functor CD preserves (strict) quasi-isomorphisms of complexes of Fréchet spaces or spaces of compact type and if V is such a complex, then
Lemma 2.18.
The functor
$(\underline{\phantom{x}})$
maps strict exact sequences of Fréchet spaces over K to exact sequences of condensed K-vector spaces. Similarly, for strict exact sequences of spaces of compact type over K.
Proof. Since the functor
$V\mapsto \underline{V}$
is left exact, it suffices to show that a strict surjection
$V\to W$
of Fréchet spaces or of spaces of compact type is carried to a surjection
$ \underline{V}\to \underline{W}$
. For that, it suffices to show that, for an extremally disconnected set S, we have
${\mathscr{C}}(S,V )\twoheadrightarrow {\mathscr{C}}(S,W)$
, i.e. given
$g\in {\mathscr{C}}(S,W)$
, there exists
${g}^{\prime}\in {\mathscr{C}}(S, V )$
making the following diagram commute.

Assume first that both V and W are Fréchet. In that case we have the following argument of Bosco [Reference BoscoBos21, Lemma 1.A.33]: since g(S) is compact in W, by [Reference TrevesTre67, Lemma 45.1], it is the image f(H) of a compact subset H of V. We conclude by recalling that the extremally disconnected sets are the projective objects of the category of compact Hausdorff topological spaces.
Assume now that both V and W are of compact type. Since g(S) is compact in W, if we write
$W=\operatorname{colim} _n W_n$
, for an ind-system
$\{W_n\}_{n\in\mathbf{N}}$
of Banach spaces over K with compact injective transition maps, then
$g(S)\subset W_m$
, for some
$m\in\mathbf{N}$
(see [Reference SchneiderSch02, Lemma 16.9]). By [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Lemma 3.39], we have a commutative diagram of solid arrows

for a K-Banach space
$V_m$
. As above, it follows that the dashed arrow exists, which concludes our proof of the lemma.
2.2.4 Solid Fréchet spaces and solid spaces of compact type.
We define solid Fréchet spaces and solid spaces of compact type as the images in the category of solid K-vector spaces of their classical analogs. See [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Chapter 3] for alternative definitions.
(i) Solid Fréchet spaces. A solid Banach space is a solid K-vector space of the form
$\underline{V}$
, for a classical Banach space V. A solid Fréchet space is a solid K-vector space of the form
$\underline{V}$
, for a classical Fréchet space V. It is called nuclear if V is nuclear. The functor
$(\underline{\quad})$
identifies the categories of classical and solid Fréchet spaces (identifying also exact sequences by Lemma 2.18). If this does not cause confusion we use the term ‘Fréchet spaces’ for elements of both of these categories.
Warning. The definition of nuclear used here is stronger than the definition of nuclear in the solid formalism. To distinguish, we call the latter ‘solid nuclear’.
Let V be a solid Fréchet space written as a limit
$V=\lim_n V_n$
of Banach spaces
$V_n$
with dense transition maps. Then we have the following.
-
(i) (Topological Mittag–Leffler [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Lemma 3.27].) Then
In particular,
\begin{align*}{\mathrm R}^j\lim_n V_n=0,\quad j\geqslant 1.\end{align*}
$V\simeq {\mathrm R}\underline{{{\rm Hom}} }_K(V^*,K)$
.
-
(ii) If W is a Banach space, then
$\underline{{{\rm Hom}} }_K(V,W)=\operatorname{colim} _n\underline{{{\rm Hom}} }_K(V_n,W)$
(see [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Lemma 3.3]). -
(ii) Solid spaces of compact type. A solid space of compact type is a solid K-vector space of the form
$\underline{V}$
, for a classical space of compact type V. The functor
$(\underline{\quad})$
identifies the categories of classical and solid spaces of compact type (identifying also exact sequences by Lemma 2.18). If this does no confusion we use the term ‘spaces of compact type’ for elements of both of these categories.
The following two lemmas are needed later.
Lemma 2.19.
Let
$V\in C_K$
be of compact type. Write it as
$V\simeq \operatorname{colim} _n V_n$
with
$V_n$
,
$n\in\mathbf{N}$
, Hausdorff and injective compact transition maps. Then we have a canonical isomorphism of condensed K-modules
In particular, the condensed K-module
$ \operatorname{colim} _n \underline{V_n}$
is classical.
Proof. Since compact sets are bounded, this follows immediately from [Reference SchneiderSch02, Lemma 16.9], which states that any bounded subset of V comes from some
$V_n$
.
Lemma 2.20. If a sequence of solid Fréchet spaces over K is exact, then the classical sequence is strictly exact. Similarly, for a sequence of solid spaces of compact type over K.
Proof. We start with an exact sequence of solid Fréchet spaces over K
We need to show that the sequence of classical Fréchet spaces
is strictly exact. But the sequence
maps, via topological isomorphisms
$\underline{V}_i(*)_\mathrm{top}\stackrel{\sim}{\to} V_i$
(since
$V_i$
is compactly generated), to the sequence (2.21). Since
$\underline{V_3}$
is quasi-separated, the map
$f_1$
is a closed immersion. In particular, we have a strict exact sequence of Fréchet spaces
and a continuous injection
$f_2: V'_3\to V_3$
. We need to prove that the map
$f_2$
is a topological isomorphism. Since
$f_2$
is a map between two Fréchet spaces, by the open mapping theorem, it suffices to show that
$f_2$
is an algebraic isomorphism. But, by Lemma 2.18, we have the exact sequence
Hence, the canonical map
$\underline{f}_2: \underline{V}'_3 \to \underline{V}_3$
is an isomorphism, which yields that so is the map
$f_3$
(by the faithfullness of the
$(\underline{\phantom{x}})$
functor.
The argument for spaces of compact type is similar (the open mapping theorem is valid for LB spaces).
2.2.5 Solid tensor product.
We list properties of the solid tensor product that we often use.
-
(i) [Reference BoscoBos21, Proposition A.68]. Let V, W be Fréchet spaces over K. Then we have a natural isomorphism of solid K-vector spaces
where
\begin{align*} \underline{V}\otimes_{K}^{\Box}\underline{W}\stackrel{\sim}{\to}\underline{V\widehat{\otimes}_KW}, \end{align*}
$V\widehat{\otimes}_KW$
denotes the projective tensor product in the category
$C_K$
.
-
(ii) [Reference BoscoBos21, Corollary A.65]. Any Fréchet space over K is acyclic for the tensor product
$\otimes^{\Box}_{K}$
. That is, if V is a Fréchet space over K then
$(-)\otimes^{\mathrm{L}\Box}_KV\simeq (-)\otimes^{\Box}_KV$
. -
(iii) [Reference BoscoBos21, Corollary A.67].
-
(a) Let
$\{V_n\}_{n\in\mathbf{N}}$
be a pro-system of solid nuclear K-vector spaces and let W be a Fréchet vector space over K. Then we have an isomorphism
\begin{align*} \lim_n (V_n\otimes_{K}^{\Box}W)\stackrel{\sim}{\leftarrow}(\lim_n V_n)\otimes_{K}^{\Box}W. \end{align*}
-
(b) Let
$\{V_n\}_{n\in\mathbf{N}}$
be a pro-system in
${\mathscr{D}}(K_{\Box})$
of complexes of solid nuclear K-vector spaces. Let W be a complex of K-Fréchet spaces. Then we have a quasi-isomorphism
\begin{align*} {\mathrm R} \lim_n (V_n\otimes_{K}^{\mathrm{L}\Box}W)\stackrel{\sim}{\leftarrow}({\mathrm R}\lim_n V_n)\otimes_{K}^{\mathrm{L}\Box}W. \end{align*}
-
The above properties also hold if we replace K with
$\breve{F}$
(with the same references).
3. Galois cohomology of K
This section gathers together a number of properties of Galois cohomology that we need later.
3.1 Preliminaries
We record here few basic facts about Galois cohomology seen via condensed formalism.
3.1.1 Condensed Galois cohomology.
Let G be a condensed group. A condense G-module is a condensed abelian group endowed with a
$\mathbf{Z}[G]$
-module structure. The condensed group cohomology of G with values in a condense G-module V is defined as
Notation 3.1. Let G be a profinite group.
-
(a) The Iwasawa algebra of G is the solid ring
where H runs over all open and normal subgroups of G.
\begin{align*} {\mathscr O}_{K,\Box}[G] & :=\lim_{H\subset G}{\mathscr O}_K[G/H]\in \mathrm{Mod}^\mathrm{solid}_{{\mathscr O}_K},\\ K_{\Box}[G]= {\mathscr O}_{K,\Box}[G][1/p] & :=\big (\!\lim_{H\subset G}{\mathscr O}_K[G/H]\big )[1/p]\in \mathrm{Mod}^\mathrm{solid}_{K}, \end{align*}
-
(b) A solid G-module over
${\mathscr O}_K$
(or a solid
${\mathscr O}_{K,\Box}[G]$
-module) is a solid abelian group endowed with an
${\mathscr O}_{K,\Box}[G]$
-module structure. The category of solid
${\mathscr O}_{K,\Box}[G]$
-modules will be denoted by
$\mathrm{Mod}^\mathrm{solid}_{{\mathscr O}_{K,\Box}[G]}$
and its derived
$\infty$
-category by
${\mathscr{D}}({\mathscr O}_{K,\Box}[G])$
. Similarly, for solid
$K_{\Box}[G]$
-modules.
We list the following properties of
${\mathrm R}\Gamma(G,-)$
.
-
(i) [Reference BoscoBos21, Proposition B.2]. Let G be a profinite group and let V be a G-module in solid abelian groups. Then we have the following.
-
(a) The complex
${\mathrm R}\Gamma({G},V)$
is quasi-isomorphic to the complex of solid abelian groups (3.2)
\begin{equation}V\to \underline{{{\rm Hom}} }(\mathbf{Z}[{G}^1],V)\to \underline{{{\rm Hom}} }(\mathbf{Z}[{G}^2],V)\to \underline{{{\rm Hom}} }(\mathbf{Z}[{G}^3],V)\cdots.\end{equation}
-
(b) If
$V=\underline{V_\mathrm{top}}$
, with
$V_\mathrm{top}$
a T1 topological G-module over
$\mathbf{Z}$
, then, for all
$i\geqslant 0$
, we have a natural isomorphism in
${\mathscr{D}}(\mathrm{Ab})$
(the second cohomology is the continuous group cohomology computed via the pro-étale site of a point):
\begin{align*}{\mathrm R}\Gamma({G},V)(*)\simeq {\mathrm R}\Gamma({G},V_\mathrm{top}).\end{align*}
-
-
(ii) [Reference BoscoBos21, Proposition B.3]. For
$n\in\mathbf{N}$
, let
$\Gamma:=\mathbf{Z}_p^n$
, and let
$\gamma_1,\ldots,\gamma_n$
denote the generators of
$\Gamma$
. Let V be a
$\Gamma$
-module in
$\mathrm{Mod}^\mathrm{solid}_{\mathbf{Z}_p}$
. Then we have a quasi-isomorphism the Koszul complex of V with respect to the elements
\begin{align*}{\mathrm R}\Gamma(\Gamma,V)\simeq \mathrm{Kos}_{\gamma}(V):=\mathrm{Kos}_V(\gamma_1-1,\ldots,\gamma_n-1),\end{align*}
$\gamma_1-1,\ldots,\gamma_n-1$
.
-
(iii) [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Lemma 5.2]. Let G be a profinite group. There is a solid projective resolution of the trivial representation
In particular, if V is a G-module in solid modules over K, one has that
\begin{align*}\cdots \to K_{\Box}[{G}^{n+1}]\to K_{\Box}[{G}^{n}]\to \cdots\to K_{\Box}[{G}^{1}]\to K\to 0.\end{align*}
\begin{align*}{\mathrm R} \underline{{{\rm Hom}} }_{K_{\Box}[G]}(K,V)\simeq {\mathrm R}\Gamma({G},V).\end{align*}
Lemma 3.3.
Let G be a profinite group and let V be a finite rank
$\mathbf{Q}_p$
-vector space equipped with a continuous action of G. Then:
-
(1) we have a quasi-isomorphism and isomorphisms
\begin{align*} \mathrm{CD}({\mathrm R}\Gamma({G},V))\simeq {\mathrm R}\Gamma({G},\underline{V}),\quad \mathrm{CD}(\widetilde{H}^i({G},V))\simeq H^i({G},\underline{V}),\ i\geqslant 0;\end{align*}
-
(2) we have a quasi-isomorphismFootnote 16 in
${\mathscr{D}}(C_{\mathbf{Q}_p})$
\begin{align*} {\mathrm R}\Gamma({G},\underline{V})(*)_\mathrm{top}\simeq {\mathrm R}\Gamma({G},V).\end{align*}
Proof. For claim (1) we compute
where S is a profinite set and
${\mathscr{C}}(-,-)$
denotes the space of continuous maps equipped with compact open topology (note that
$ {\mathscr{C}}(S\times G^{n-1},V)$
, since
$S\times G^{n-1}$
is compact, is a
$\mathbf{Q}_p$
-Banach space). We also have
\begin{align*} {\mathrm R}\Gamma({G},\underline{V}): n & \mapsto \underline{{{\rm Hom}} }(\mathbf{Z}[{G}^{n-1}],\underline{V});\\ \underline{{{\rm Hom}} }(\mathbf{Z}[{G}^{n-1}],\underline{V})(S) & ={{{\rm Hom}} }(\mathbf{Z}[{S}]\otimes \mathbf{Z}[{G}^{n-1}],\underline{V})\simeq {{{\rm Hom}} }(\mathbf{Z}[{S\times G^{n-1}}],\underline{V}).\end{align*}
Since
${{{\rm Hom}} }(\mathbf{Z}[{S\times G^{n-1}}],\underline{V})\simeq {\mathscr{C}}(S\times G^{n-1},{V})$
, we get claim (1) of the lemma.
Claim (2) follows from the fact that the complex of continuous cochains representing
$ {\mathrm R}\Gamma({G},V)$
is a complex of Banach spaces and [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Proposition 3.5].
3.1.2 Poitou–Tate duality.
Let K be a finite extension of
$\mathbf{Q}_p$
and let V be a continuous, finite rank
$\mathbf{Q}_p$
-representation of
${\mathscr{G}}_K$
. Recall that the Galois pairing
is a perfect pairing (by Poitou–Tate duality). Hence, for
$i\in\mathbf{N}$
,
$H^i({\mathscr{G}}_K,V)$
and
$H^{2-i}({\mathscr{G}}_K,V^*(1))$
are natural duals (via the above pairing). In particular, we have
\begin{align*}H^0({\mathscr{G}}_K,\mathbf{Q}_p(j)) & \simeq \begin{cases} \mathbf{Q}_p&{\text{if $j=0$,}}\\0 &{\text{otherwise;}}\end{cases}\quad H^2({\mathscr{G}}_K,\mathbf{Q}_p(j))\simeq \begin{cases} \mathbf{Q}_p&{\text{if $j=1$,}}\\0 &{\text{otherwise.}}\end{cases}\end{align*}
3.2
$(\varphi,\Gamma)$
-modules and Galois cohomology
In the next two sections, we briefly recall and refine the relationship between
$(\varphi,\Gamma)$
-modules and Galois cohomology.
3.2.1 Notation.
If
$n\geqslant 1$
, let
$F_n=\mathbf{Q}_p({\boldsymbol\mu}_{p^n})$
and let
$F_\infty:=\bigcup_nF_n$
be the cyclotomic extension of
$\mathbf{Q}_p$
. Let
$\chi:\mathscr{G}_{\mathbf{Q}_p}\to\mathbf{Z}_p^{\boldsymbol *}$
be the cyclotomic character. Then
$\chi$
factors through
$\Gamma:=\mathrm{Gal}(F_\infty/\mathbf{Q}_p)$
and induces an isomorphism
$\chi:\Gamma\overset{\sim}{\to}\mathbf{Z}_p^{\boldsymbol *}$
.
If
$\Delta$
is the torsion subgroup of
$\Gamma$
, then
$\chi^{|\Delta|}$
takes values in
$1+p\mathbf{Z}_p$
(respectively,
$1+8\mathbf{Z}_2$
) if
$p\neq 2$
(respectively,
$p=2$
). Let
$\tau:\mathscr{G}_{\mathbf{Q}_p}\to\mathbf{Z}_p$
be defined by
\begin{align*}\tau=\begin{cases}\dfrac{1}{p\,|\Delta|}\log\chi^{|\Delta|}&{\text{if} p\neq 2,}\\[10pt]\dfrac{1}{4\,|\Delta|}\log \chi^{|\Delta|}&{\text{if} p= 2.}\end{cases}\quad{\text{i.e. }}\tau=\frac{1}{p^{c(p)}}\log\chi,\ \mathrm{with}\ {c(p)}=\begin{cases} 1 &{\text{if} p\neq 2,}\\ 2 &{\text{if} p= 2.}\end{cases}\end{align*}
Let
$F_\infty':=F_\infty^\Delta$
be the cylotomic
$\mathbf{Z}_p$
-extension of
$\mathbf{Q}_p$
. Then
$\tau$
factors through
$\Gamma':=\mathrm{Gal}(F_\infty'/\mathbf{Q}_p)$
and induces an isomorphism
$\tau:\Gamma'\overset{\sim}{\to}\mathbf{Z}_p$
.
Let K be a finite extension of
$\mathbf{Q}_p$
. If
$n\in\mathbf{N}$
, let
$K_n=K({\boldsymbol\mu}_{p^n})$
and let
$K_\infty:=\bigcup_n K_n$
be the cyclotomic extension of K. Let
$\Gamma_K:=\mathrm{Gal}(K_\infty/K)$
; then
$\chi$
induces an isomorphism from
$\Gamma_K$
to an open subgroup of
$\mathbf{Z}_p^{\boldsymbol *}$
. Let
$\Delta_K$
be the torsion subgroup of
$\Gamma_K$
, let
$K'_\infty:=K_\infty^{\Delta_K}$
be the cylotomic
$\mathbf{Z}_p$
-extension of K. Then
$\Gamma_K':=\mathrm{Gal}(K_\infty'/K)=\Gamma_K/\Delta_K$
and
$\tau$
induces an isomorphism
$\tau:\Gamma_K'\overset{\sim}{\to}p^{n(K)}\mathbf{Z}_p$
for some
$n(K) \in\mathbf{N}$
.
Let
$\gamma_K\in\Gamma'_K$
be the element verifying
$\tau(\gamma_K)=p^{n(K)}$
. Then
$\gamma_K$
has a unique lifting in
$\Gamma_K$
whose image by
$\chi$
belongs to
$1+p^{n(K)+c(p)}\mathbf{Z}_p$
; we denote this lifting also by
$\gamma_K$
. Then
$\Gamma_K=\gamma_K^{\mathbf{Z}_p}\times\Delta_K$
.
Let
$L=K({\boldsymbol\mu}_{p^{c(p)}})$
. Then
$\mathrm{Gal}(L/K)=\Delta_K$
and
$\Gamma_L=\gamma_K^{\mathbf{Z}_p}$
.
Remark 3.4.
-
(1) Let
$F:=K\cap F_\infty$
. Then
$[K_\infty:F_\infty] = [K:F]$
and
$\Gamma_F = \Gamma_K = \Delta_K\times p^{n(K)}\mathbf{Z}_p$
; hence
$[F:\mathbf{Q}_p]=p^{n(K)}{|\Delta|}/{|\Delta_K|}$
and
$[K:\mathbf{Q}_p]=[K_\infty:F_\infty]\cdot p^{n(K)}{|\Delta|}/{|\Delta_K|}$
. -
(2) We have
$\tau(\gamma_K)=p^{n(K)}$
, hence
$\log\chi(\gamma_K)=p^{n(K)+c(p)}$
.
Let
$\varepsilon\in\mathscr{O}_{K_\infty}^\flat$
, with
$\varepsilon^\sharp=1$
and
$(\varepsilon^{1/p})^\sharp\neq 1$
(where
$x^\sharp=\theta([x])$
as usual), and let
$t:=\log[\varepsilon]$
be Fontaine’s
$2\pi i$
, viewed as a regular function of the Fargues–Fontaine
It satisfies
$\varphi(t)=pt$
and
$\sigma(t)=\chi(\sigma)t$
if
$\sigma\in\Gamma_K$
, and its divisor is the orbit under
$\varphi$
of the point
$\infty$
defined by
$\mathrm{Ker}(\theta:W(\mathscr{O}_{K_\infty}^\flat{\kern-1pt})\to \mathscr{O}_{K_\infty}{\kern-1pt})$
.
For
$0\lt u\leqslant v\in v(K_\infty^\flat)$
, let
It is a Banach space over
$\mathbf{Q}_p$
. Let
$U^{[u,v]}$
be the corresponding open set of
$Y_{\mathrm{FF},K_\infty}$
-1pt. Take
$u=({p-1})/{p}$
,
$v=p-1$
if
$p\neq 2$
, and
$u=\frac{2}{3}$
,
$v=\frac{4}{3}$
if
$p=2$
. Then
$\theta$
induces an identification
$\mathbf{B}^{[u,v]}_{K_\infty}/t=\widehat K_\infty$
and t is a unit inFootnote
17
$\mathbf{B}^{[u,v/p]}_{K_\infty}$
.
3.2.2 Galois cohomology.
The Frobenius
$\varphi$
induces an isomorphism
$\mathbf{B}_{K_\infty}^{[u,v]}\overset{\sim}{\to} \mathbf{B}_{K_\infty}^{[u/p,v/p]}$
, hence also a morphism
$\mathbf{B}_{K_\infty}^{[u,v]}\overset{\sim}{\to} \mathbf{B}_{K_\infty}^{[u,v/p]}$
. For
$j\in\mathbf{Z}$
, standard
$(\varphi,\Gamma)$
-modules techniques (see Remark 3.6) yield quasi-isomorphisms:
\begin{equation}\begin{aligned}\alpha_j: \mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}^{[u,v]}_{K_\infty}(j))&\simeq \mathrm{R}\Gamma({\mathscr{G}}_L,\mathbf{Q}_p(j)),\\\alpha_j:\mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}^{[u,v]}_{K_\infty}(j))^{\Delta_K}&\simeq \mathrm{R}\Gamma({\mathscr{G}}_K,\mathbf{Q}_p(j)),\end{aligned}\end{equation}
where the
$(\varphi,\gamma)$
-Koszul complexes (of Banach spaces over
$\mathbf{Q}_p$
) are defined by
and the complex
$\mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}^{[u,v]}_{K_\infty}(j))^{\Delta_K}$
is obtained by taking fixed points under
$\Delta_K$
of each of the terms of the complex.
Set
$[\Delta_K]:=\sum_{\sigma\in\Delta_K}\sigma$
. The following commutative diagram allows us to deduce results for K from results for L, i.e. we can often assume that
$\Delta_K=1$
in the proofs.

Remark 3.6. If n is big enough so that
$K_n$
has enough roots of unity in the sense of [Reference Colmez and NiziołCN17], there exist normalized trace maps
$\mathrm{Res}_{p^{-n}\mathbf{Z}_p}:\mathbf{B}^{[u,v]}_{K_\infty}\to\mathbf{B}_{K_n}^{[u,v]}$
where
$\mathbf{B}_{K_n}^{[u,v]}:=\varphi^{-n}(\mathbf{B}_K^{[u/p^n,v/p^n]})$
which commute with
$\Gamma_K$
and verify
$\varphi\circ \mathrm{Res}_{p^{-n-1}\mathbf{Z}_p}=\mathrm{Res}_{p^{-n}\mathbf{Z}_p}\circ\varphi$
. These decompletion maps play a big role in the proofs because
$\mathbf{B}_{K_n}^{[u,v]}$
is a much nicer ring than
$\mathbf{B}^{[u,v]}_{K_\infty}$
(it is a ring of analytic functions on an annulus, whereas the later is a ring of analytic functions on a perfectoid annulus).
Applying
$\mathrm{Res}_{p^{-n}\mathbf{Z}_p}$
to each of the terms of the above complex produces a quasi-isomorphic complex with rings related to
$K_n$
instead of
$K_\infty$
, which is closer to the complexes used in the theory of
$(\varphi,\Gamma)$
-modules, like in Herr’s thesis [Reference HerrHer98] or in [Reference Cherbonnier and ColmezCC99]. Going from these rings to the usual rings uses the standard techniques of
$(\varphi,\Gamma)$
-modules, i.e. normalized trace
$\mathrm{Res}_{p^{-n}\mathbf{Z}_p}$
, bijectivity of
$\gamma_K-1$
on
$(\mathbf{B}^{[u/p^n,v/p^n]}_{K}(j))^{\psi=0}$
, etc., as in [Reference Colmez and NiziołCN17, §§ 4.4–4.6].
3.2.3 Examples.
Denote by
the map induced by quasi-isomorphism (3.5); it factorizes as
If
$(a,b)\in Z^1(\mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(j))^{\Delta_K})$
and
$u\in\mathbf{B}_{\overline K}^{[u,v]}(j)$
satisfy
$(\varphi-1)u=a$
, then
(In this expression,
$\sigma$
acts through its image in
$\Gamma'_K$
on b, and we think of
$({\sigma-1})/({\gamma_K-1})$
as an element of
$\mathbf{Z}_p[[\Gamma'_K]]$
; the expression between parenthesis is a 1-cocycle on
${\mathscr{G}}_K$
with values in
$\mathbf{Q}_p(j)$
, and cl denotes its image in
$H^1({\mathscr{G}}_K,\mathbf{Q}_p(j))$
.)
The case
$j=0$
. We can apply the formula (3.8) to
$j=0$
and cocycle (1,0). Then the corresponding
${\mathscr{G}}_K$
-cocycle factors through
$\mathrm{Gal}(\overline{\mathbf{F}}_p/k_K)$
since the solution of
$(\varphi-1)u=1$
belongs to
$W(\overline{\mathbf{F}}_p)$
, and sends the relative Frobenius to
$f:=f(K/\mathbf{Q}_p)$
(because
$(\sigma-1)u$
is equal to
$(\varphi^f-1)u=f$
since
$\varphi(u)=u+1$
). Since the relative Frobenius corresponds to a uniformizer of
$K^{\boldsymbol *}$
, it follows that the element
$\lambda$
of
$\mathrm{Hom}(K^{\boldsymbol *},\mathbf{Q}_p)$
which corresponds to
$h^1_K(1,0)$
is
$f(K/\mathbf{Q}_p) v_K=v_p\circ\mathrm{N}_{K/\mathbf{Q}_p}$
(where
$v_K$
is the valuation on K with image
$\mathbf{Z}$
).
Starting with
$(0,p^{n(K)+c(p)})$
, formula (3.8) with
$u=0$
yields a group morphism
$\mathscr{G}_K\to\mathbf{Z}_p$
which factors through
$\Gamma'_K$
and has value
$\log\chi(\gamma_K)$
at
$\gamma_K$
; it follows that this morphism is
$\log\chi$
.
The case
$j=1$
. Let
$n=n(K)+c(p)$
. We have
$(\varphi-1)\tfrac{1}{\pi}\in (\mathbf{B}_{\mathbf{Q}_p}^{(0,v]})^{\psi=0}$
and there exists
$a\in(\mathbf{B}_{\mathbf{Q}_p}^{(0,v/p^n]})^{\psi=0}\otimes {d\pi}/({1+\pi})$
such that
$(\gamma_K-1)a=((\varphi-1)\tfrac{1}{\pi})\otimes{d\pi}/({1+\pi})$
. Then,
and
(This follows from point iii) of [Reference Cherbonnier and ColmezCC99, Proposition V.3.2], using the constructions leading to [Reference Cherbonnier and ColmezCC99, Theorem II.1.3] and the (obvious) fact that Coleman power series attached to
$(\zeta_{p^n}-1)_{n\geqslant 1}$
is just T.)
3.2.4 Cup products.
We define compatible cup products (
$\alpha\in\mathbf{Q}_p$
)
using (twice) the formulas from § 7.3.2.
Lemma 3.9. On the level of cohomology, the quasi-isomorphism (3.5) is compatible with products.
Proof. This is easy to check for the pairing of 0- and 2-cocycles. For the pairing of two 1-cocycles, this amounts to checking that
(For the product on the Koszul complexes, we used here (twice) the formulas from § 7.3.2 with
$\alpha=1$
.) But equality (3.10) is standard and was checked by Herr and Benois in [Reference HerrHer98, Reference BenoisBen00].
3.3 Residues and duality
3.3.1 The trace map.
We describe the trace isomorphism
in terms of
$(\varphi,\Gamma)$
-modules (cf. [Reference HerrHer98, Reference BenoisBen00]). For this, we start with the description of
$\mathrm{Tr}_K$
given by local class field theory. We have isomorphisms
and
$\mathrm{Tr}_K$
is given by the formula
3.3.2 Trace map and residues.
Let
$\pi:=[\varepsilon]-1\in\mathbf{B}_{F_\infty}^{[u,v]}$
. We have
$\gamma(\pi)=(1+\pi)^{\chi(\gamma)}-1$
if
$\gamma\in\Gamma$
, and we make
$\varphi$
and
$\Gamma$
act on
${d\pi}/({1+\pi})$
by
$\varphi({d\pi}/({1+\pi}))={d\pi}/({1+\pi})$
and
$\gamma({d\pi}/({1+\pi}))=\chi(\gamma)({d\pi}/({1+\pi}))$
, respectively (this allows us to identify
$\Lambda(1)$
with
$\Lambda\otimes({d\pi}/({1+\pi}))$
). Then there exists a unique continuous linear map
which commutes with
$\varphi$
and
$\Gamma$
(with trivial actions of
$\varphi$
and
$\Gamma$
on
$\mathbf{Q}_p$
), and sends
$\sum_{k\in\mathbf{Z}}a_k\pi^k\,d\pi$
to
$a_{-1}$
. (See [Reference ColmezCol10, Proposition IV.3.3] for the existence of
$\mathrm{res}_\pi$
.)
Set
(well-defined on modules on which
$\mathscr{G}_{K_\infty}$
acts trivially).
Proposition 3.11. We have
\begin{align*}\mathrm{Tr}_K\circ h^2_K=\frac{1}{|\Delta_K|}\,\mathrm{res}_\pi\circ\mathrm{Tr}_{K_\infty/F_\infty}\quad \mathrm{on}\\bigg(\mathbf{B}_{K_\infty}^{[u,v/p]}\otimes\frac{d\pi}{1+\pi}\bigg)^{\Delta_K}.\end{align*}
Proof. If
$\alpha=\mathrm{res}_\pi\circ\mathrm{Tr}_{K_\infty/F_\infty}$
, then
$\alpha(\varphi(x))=\alpha(x)$
and
$\alpha(\sigma(x))=\alpha(x)$
, for all
$\sigma\in {\mathscr{G}}_{\mathbf{Q}_p}$
. In particular,
$\alpha$
factors through
$H^2(\mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(1)))$
, which is of dimension 1 over
$\mathbf{Q}_p$
. This proves the result up to multiplication by a constant and to show that this constant is 1, it suffices to show that the two terms coincide on an element on which one of the two is nonzero.
Moreover, we have the following commutative diagram.

Hence,
$\mathrm{Tr}_L\circ h^2_L=|\Delta_K|\,\mathrm{Tr}_K\circ h^2_K$
on
$(\mathbf{B}_{K_\infty}^{[u,v/p]})^{\Delta_K}$
. It follows that the result holds for K if and only if it holds for L, and we can assume that
$\Delta_K=1$
, i.e.
$K=K_n$
, with
$n=n(K)+c(p)$
.
Let
$\lambda=v_p\circ\mathrm{N}_{K/\mathbf{Q}_p}$
as in the case
$j=0$
in § 3.2.3. It follows, using the identity
$\mathrm{N}_{F_n/\mathbf{Q}_p}(\zeta_{p^n}-1)=p$
(respectively,
$=-2$
if
$p=2$
), that
\begin{align*}\mathrm{cl}(\lambda)\cup\mathrm{cl}(\zeta_{p^n}-1)&=v_p(\mathrm{N}_{K/\mathbf{Q}_p}(\zeta_{p^n}-1))\\&= [K_n:F_n]\,v_p(\mathrm{N}_{F_n/\mathbf{Q}_p}(\zeta_{p^n}-1))=[K_n:F_n]=[K_\infty:F_\infty].\end{align*}
But formula (3.10) gives us
Since
$\mathrm{Tr}_{K_\infty/F_\infty}$
and
$x\mapsto\mathrm{res}_\pi x ({d\pi}/({1+\pi}))$
commute with
$\varphi$
and
$\Gamma_K$
, we have
Our proposition follows.
3.3.3 An alternative description of the trace map.
Let
be the unique
$\mathscr{G}_{\mathbf{Q}_p}$
-equivariant projection (if
$[L:\mathbf{Q}_p]\lt\infty$
, the restriction of Tr to L coincides with
$({1}/{[L:\mathbf{Q}_p]})\mathrm{Tr}_{L/\mathbf{Q}_p}$
). Then Tr extends by continuity to
$\widehat K_\infty$
(normalized Tate trace; it does not extend to
$\mathbf{C}_p$
), and
$\mathrm{Tr}\circ\theta$
gives a well-defined map
$\mathbf{B}_{K_\infty}^{[u,v]}\to\mathbf{Q}_p$
.
Proposition 3.12.
If
$\alpha\in \mathbf{B}^{[u,v]}_{K_\infty}$
,
Proof. Denote by
$\delta_K: \mathbf{B}^{[u,v]}_{K_\infty}\to \mathbf{Q}_p$
the map
$\alpha\mapsto\delta_K(\alpha):=\mathrm{Tr}_K\circ h^2_K((\varphi-1)\tfrac{\alpha}{t}\otimes{d\pi}/({1+\pi}))$
. Then
$\delta_K$
is identically 0 on
$\mathrm{Ker}\,\theta=t\mathbf{B}^{[u,v]}_{K_\infty}$
(because
$(\varphi-1)\tfrac{\alpha}{t}$
is then a coboundary), hence it factors through
$\mathbf{B}^{[u,v]}_{K_\infty}/t=\widehat K_\infty$
. It commutes with the action of
$\mathscr{G}_{\mathbf{Q}_p}$
(i.e.
$\delta_{\sigma(K)}\circ\sigma=\delta_K$
, for all
$\sigma\in \mathscr{G}_{\mathbf{Q}_p}$
). So there exists c(K) such that
$\delta_K=c(K)\mathrm{Tr}\circ\theta$
.
To determine c(K), it is enough to compute the value of the term on the left-hand side for
$\alpha=1$
, which can be done using Proposition 3.11. We have
$(\varphi-1)\tfrac{1}{t}=({1-p})/{p\,t}$
, and
$\mathrm{Tr}_{K_\infty/F_\infty}$
is multiplication by
$[K_\infty:F_\infty]$
on
$\mathbf{B}^{[u,v/p]}_{F_\infty}$
(which contains
$\tfrac{1}{t}$
). Finally,
$\tfrac{1}{t} ({d\pi}/({1+\pi}))=({1}/{\pi}+\sum_{n\geqslant 0}a_n\pi^n)\,d\pi$
in
$\mathbf{B}^{[u,v/p]}_{\mathbf{Q}_p}\otimes ({d\pi}/({1+\pi}))$
, and
$\mathrm{res}_\pi(\frac{1}{t} ({d\pi}/({1+\pi})))=1$
.
We get
$c(K)= (({1-p})/{p\,|\Delta_K|})\,[K_\infty:F_\infty]$
, and we use parts (i) and (ii) of Remark 3.4 to get
$c(K)=-{([K:\mathbf{Q}_p])}/{(\log\chi(\gamma_K))}$
which concludes the proof.
3.4 Tate’s formulas
We present now a generalization of Tate’s computations of the Galois cohomology of C.
3.4.1 Classical Tate’s formulas.
We often use the following well-known isomorphisms:
\begin{align}H^i({{\mathscr{G}}}_{{K}},{C}(j)) & \stackrel{\sim}{\leftarrow}\begin{cases} {K}&{\text{if $j=0$ and $i=0,1,$}}\\0 &{\text{otherwise.}}\end{cases}\end{align}
For
$i=0$
the above isomorphism is given by the canonical map
${K}\to H^0({{\mathscr{G}}}_{K},{C})$
; for
$i=1$
, by the K-linear map sending 1 to the 1-cocycle
$\log \chi $
, where
$\chi$
is the cyclotomic character.
Remark 3.14. The following rescaling of the map from (3.13) is useful later. Consider the composition
where the last three complexes are complexes of nonhomogeneous condensed cochains,Footnote 18 and we have
Map
$\lambda$
is given by the identity in degree 0, evaluation on
$\gamma_K$
in degree 1, and 0 in higher degrees. On cohomology level
$\alpha_{0}$
yields: for
$i=0$
, the canonical map
${K}\to H^0({{\mathscr{G}}}_K,{C})$
; for
$i=1$
, the K-linear map sending 1 to the 1-cocycle
$({\log \chi})/({ \log \chi (\gamma_K))}$
.
3.4.2 Generalized Tate’s formulas.
Proposition 3.15.
Let
$W \in C_K$
be a Banach space, nuclear Fréchet, or a space of compact type equipped with a trivial action of
${\mathscr{G}}_K$
. Then we have isomorphisms:
\begin{align}H^{i}({\mathscr{G}}_K,W(j){\otimes}^{\Box}_KC) & \stackrel{\sim}{\leftarrow}\begin{cases} W&{\text{if $j=0$ and $i=0,1$},}\\0 &{\text{otherwise.}}\end{cases}\end{align}
For
$j=0$
, the maps are defined in the obvious way in the case
$i=0$
and as the cup product with the class of
$({\log \chi})/({ \log \chi (\gamma_K)})$
in
$H^1({\mathscr{G}}_K, C)$
in the case
$i=1$
.
Proof. Assume first that W is a Banach space. We use the fact that, if X is profinite and Y is a Banach space, all continuous functions from X to
$Y^0/p^n$
(where
$Y^0$
is the unit ball of Y) are locally constant. We can apply this to
$X={\mathscr{G}}_K\times\cdots\times {\mathscr{G}}_K$
and use original Tate’s arguments to deduce that the inflation map
$H^i(\Gamma'_K,\widehat K'_\infty\otimes^{\Box}_K W)\to H^i(\mathscr{G}_K, C\otimes^{\Box}_K W)$
is an isomorphism. Then, we use the fact that
$\widehat{K}'_\infty=K\oplus R$
with
$\gamma_K-1$
invertible with a continuous inverse on R. It follows that
$H^i(\Gamma'_K,R\otimes^{\Box}_K W)=0$
, for all i, and that the canonical map
$H^i(\Gamma'_K,W)\to H^i(\Gamma'_K,\widehat K'_\infty\otimes^{\Box}_K W)$
is an isomorphism. We have proved our proposition in the Banach case.
Assume now that W is a nuclear Fréchet space. Write
$W\simeq \lim_n W_n$
, for a projective system
$\{W_n\}_{n\in\mathbf{N}}$
, of Banach spaces with compact transition maps and such that the projections
$p_s: \lim_n W_n\to W_s$
,
$s\in\mathbf{N}$
, have dense images (see [Reference SchneiderSch02, Chapter 16] for why this is possible). We have
\begin{align}H^i({\mathscr{G}}_K,W(j)\otimes^{\Box}_KC) & \simeq H^i({\mathscr{G}}_K,(\lim_nW_n(j))\otimes^{\Box}_KC)\simeq H^i({\mathscr{G}}_K,\lim_n(W_n(j)\otimes^{\Box}_KC))\nonumber\\ & \stackrel{\sim}{\to} H^i({\mathscr{G}}_K,{\mathrm R}\lim_n(W_n(j)\otimes^{\Box}_KC)) \stackrel{\sim}{\to}\lim_nH^i({\mathscr{G}}_K,W_n(j)\otimes^{\Box}_KC).\end{align}
The second isomorphism follows from § 2.2.5. The third isomorphism follows from the fact that the pro-system
$\{W_n(j)\otimes^{\Box}_KC\}_{n\in\mathbf{N}}$
is Mittag–Leffler (it is a pro-system of C-Banach spaces with projection maps
$p_s{\otimes} \mathrm{Id}$
having dense images). The fourth isomorphism follows from the fact that
${\mathrm R}^1\lim_nH^{i-1}({\mathscr{G}}_K,W_n(j)\otimes^{\Box}_KC)=0$
since the pro-system
$\{H^i({\mathscr{G}}_K,W_n(j)\otimes^{\Box}_KC)\}_{n\in\mathbf{N}}$
is Mittag–Leffler: by (3.13), this system is or trivial or isomorphic to the pro-system
$\{W_n\}_{n\in\mathbf{N}}$
, with projection maps
$p_s$
having dense images maps.
Having the topological isomorphisms (3.17), by (3.13) we have, in the nontrivial cases, topological isomorphisms
as wanted.
Finally, assume that W is of compact type. We write
$W\simeq \operatorname{colim} _n W_n$
, for an inductive system
$\{W_n\}_{n\in\mathbf{N}}$
, of Banach spaces with injective, compact transition maps. Then
\begin{align}H^i({\mathscr{G}}_K,W(j)\otimes^{\Box}_KC) & \simeq H^i({\mathscr{G}}_K,(\operatorname{colim} _nW_n(j))\otimes^{\Box}_KC)\simeq H^i({\mathscr{G}}_K,\operatorname{colim} _n(W_n(j)\otimes^{\Box}_KC))\nonumber\\ & \stackrel{\sim}{\leftarrow} \operatorname{colim} _nH^i({\mathscr{G}}_K,W_n(j)\otimes^{\Box}_KC).\end{align}
The third isomorphism follows from the fact that
$\mathbf{Z}[{\mathscr{G}}_K]$
is a compact object in CondAb.
Having the isomorphisms (3.18), by (3.13) we have in the nontrivial cases isomorphisms
as wanted.
Remark 3.19. Proposition 3.15 is true, more generally, for nuclear spaces (in the sense of Clauzen and Scholze). See [Reference Dospinescu and NiziołDN26, Remark 2.8] for a proof, which is very similar to that presented above.
4. Pro-étale cohomology
In this section, we study the properties of pro-étale cohomology of smooth dagger curves over K. Moreover, we assume that the curve is either proper, or Stein, or a dagger affinoid.
4.1 Topology on p-adic pro-étale cohomology
Let X be a rigid analytic variety over K or C.
4.1.1 The condensed approach.
Definition 4.1.
-
(i) We define the pro-étale site of X as
$ X_{{{\mathrm{pro\acute{e}t}}}}:=X^{\Diamond}_{\text{qpro}\unicode{x00E9}\text{t}}, $
where
$X^{\Diamond}$
is the diamond associated to X and
$X^{\Diamond}_{\text{qpro}\unicode{x00E9}{\text{t}}}$
denotes the quasi-pro-étale site of
$X^{\Diamond}$
(see [Reference ScholzeSch17, Definition 14.1]). -
(ii) For a sheaf
${\mathscr{F}} $
on
$X_{{{\mathrm{pro\acute{e}t}}}}$
with values in
${\mathscr{D}}(\mathrm{CondAb})$
, the pro-étale cohomology complex This is because the category CondAb is closed under all limits and colimits (see § 2.2.1). The pro-étale cohomology groups
\begin{align*} {\mathrm R}\Gamma_{{{\mathrm{pro\acute{e}t}}},\Box}(X,{\mathscr{F}})\in {\mathscr{D}}(\mathrm{CondAb}). \end{align*}
$H^i_{{{\mathrm{pro\acute{e}t}}},\Box}(X,{\mathscr{F}})$
, for
$i\geqslant 0$
, are objects of CondAb. Similarly, for a sheaf
${\mathscr{F}} $
with values in
${\mathscr{D}}(\mathrm{Mod}^\mathrm{cond}_{\mathbf{Q}_p})$
.
If a sheaf
${\mathscr{F}}$
in Definition 4.1 has values in
${\mathscr{D}}(\mathrm{Solid})$
, then
${\mathrm R}\Gamma_{{{\mathrm{pro\acute{e}t}}},\Box}(X,{\mathscr{F}})$
has values in
${\mathscr{D}}(\mathrm{Solid})$
as well because the category Solid is closed under all limits and colimits (see § 2.2.2). Similarly, for the category
$\mathrm{Mod}^\mathrm{solid}_{\mathbf{Q}_p}$
.
4.1.2 Comparison with the classical approach.
Recall (see [Reference Colmez, Dospinescu and NiziołCDN20, § 3.3.2]) that
${\mathrm R}\Gamma(X,\mathbf{Q}_p):={\mathrm R}\Gamma_{{{\mathrm{pro\acute{e}t}}}}(X,\mathbf{Q}_p)\in {\mathscr{D}}(C^\mathrm{Hcg}_{\mathbf{Q}_p})$
. Locally it is a complex of Banach spaces over
$\mathbf{Q}_p$
; globally it is a complex of Fréchet spaces over
$\mathbf{Q}_p$
.
Lemma 4.2.
-
(1) We have a natural quasi-isomorphism in
${\mathscr{D}}(\mathrm{Mod}^{\operatorname{cond} }_{\mathbf{Q}_p})$
\begin{align*}\mathrm{CD}({\mathrm R}\Gamma(X,\mathbf{Q}_p))\simeq {\mathrm R}\Gamma_{\Box}(X,\mathbf{Q}_p).\end{align*}
-
(2) We have a natural isomorphism in
${\mathscr{D}}(C_{\mathbf{Q}_p})$
\begin{align*} {\mathrm R}\Gamma_{\Box}(X,\mathbf{Q}_p)(*)_\mathrm{top}\simeq {\mathrm R}\Gamma(X,\mathbf{Q}_p).\end{align*}
-
(3) We have a natural quasi-isomorphism in
$\mathrm{Mod}^{\operatorname{cond} }_{\mathbf{Q}_p}$
\begin{align*}\mathrm{CD}(\widetilde{H}^i(X,\mathbf{Q}_p))\simeq H^i_{\Box}(X,\mathbf{Q}_p). \end{align*}
Proof. Claims (1) and (2) follow from the fact that
${\mathrm R}\Gamma(X,\mathbf{Q}_p)$
, by the
$K(\pi,1)$
-Lemma (see [Reference ScholzeSch13, Theorem 1.2]), is represented locally by Galois cohomology of the fundamental group of X and we have Lemma 3.3. Claim (3) follows from claim (1) and § 2.2.3.
Remark 4.3. By the same arguments, the analog of Lemma 4.2 holds for de Rham cohomology (de Rham complex) as well as for Hyodo–Kato cohomology (see [Reference Colmez and NiziołCN25a, § 4.2] for the definition of the latter).
4.2 Hochschild–Serre spectral sequence
We record here the Hochschild–Serre spectral sequence for pro-étale cohomology.
Lemma 4.4 (Bosco, [Reference BoscoBos21, Proposition 4.12]). Let X be a rigid analytic variety over K. There is a natural Hochschild–Serre spectral sequence
Proof. We pass to the world of diamonds. Since
$X_C\to X$
is a
${\mathscr{G}}_K$
-torsor, we have isomorphisms
It suffices thus to show that, for any adic space Y over
$\mathrm{Spa}(K,{\mathscr O}_K)$
and any profinite set S, we have a natural quasi-isomorphism in
${\mathscr{D}}(\mathrm{CondAb})$
(take
$Y=X_C$
and
$S={\mathscr{G}}_K^{n-1}$
in the notation from (4.6))
This is local on Y, hence we may assume that Y is a w-contractible space over
$\mathrm{Spa}(K,{\mathscr O}_K)$
. Then we have the following natural quasi-isomorphisms
To see the first quasi-isomorphism note that, for any profinite set T, we have
where the last quasi-isomorphism holds because
$Y\times T$
is a strictly totally disconnected perfectoid space (by [Reference ScholzeSch17, Lemma 7.19]), and the pro-system
$\{\mathbf{Z}/p^n(Y\times T)\}_{n\in\mathbf{N}}$
is Mittag–Leffler. The second quasi-isomorphism in (4.7) follows from the fact that, for any profinite set
$S^{\prime}$
,
Now, since
$\mathbf{Z}_{\Box}[S]$
is an internally projective object in
$\textrm{Solid}$
, the right-hand side of (4.7) identifies with
as wanted.
4.3 Cohomology of Stein curves
We now discuss arithmetic and geometric pro-étale cohomology of smooth Stein curves.
4.3.1 Geometric cohomology of Stein varieties.
We start with geometric pro-étale cohomology. Let X be a smooth Stein variety over K, geometrically irreducible. By [Reference Colmez and NiziołCN25b, Theorem 6.14],
${\mathrm R}\Gamma(X_C,\mathbf{Q}_p(j))\in{\mathscr{D}}(C_{\mathbf{Q}_p})$
has classical cohomology.Footnote
19
Moreover,
$H^i(X_C,\mathbf{Q}_p(j))$
, for
$i\geqslant 0$
, is Fréchet and we have the following Galois equivariant strict map of strictly exact sequences of Fréchet spaces.

Warning. These spaces are not nuclear Fréchet over
$\mathbf{Q}_p$
(C is not a nuclear Banach space over
$\mathbf{Q}_p$
because it is not finite dimensional over
$\mathbf{Q}_p$
)!
Similarly, in the condensed language, we have the following.
Lemma 4.9
The cohomology
$H^i_{\Box}(X_C,\mathbf{Q}_p(j))$
, for
$i\geqslant 0$
, is Fréchet and we have the following Galois equivariant map of exact sequences of Fréchet spaces.

Proof. We apply the functor
$\mathrm{CD}(-)$
to the diagram (4.8). Since all the spaces in that diagram are Fréchet, by Lemma 2.18, we obtain a map of exact sequences. By Lemma 4.2 and Remark 4.3, it remains to show that
Alternatively, since the functor
$\mathrm{CD}(-)$
is left exact, that
But, we can take a strictly increasing covering
$\{X_n\}_{n\in\mathbf{N}}$
of X by Stein varieties with finite rank de Rham cohomology and then
$H^i_{\mathrm{ HK}}(X_C)\simeq \lim_n H^i_{\mathrm{HK}}(X_{n,C})$
, where
$H^i_{\mathrm{HK}}(X_{n,C})$
are of finite rank over
$\breve{F}$
. We have
\begin{align*}\mathrm{CD} (H^i_{\mathrm{HK}}(X_C)\widehat{\otimes}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} }) & \simeq \mathrm{CD}(\lim_nH^i_{\mathrm{HK}}(X_{n,C})\widehat{\otimes}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} })\simeq \lim_n\mathrm{CD} (H^i_{\mathrm{ HK}}(X_{n,C})\widehat{\otimes}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} })\\ & \simeq \lim_n(\mathrm{CD} (H^i_{\mathrm{HK}}(X_{n,C})){\otimes}^{\Box}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} })\simeq \lim_n(H^i_{\mathrm{ HK},\Box}(X_{n,C}){\otimes}^{\Box}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} })\\ & \simeq (H^i_{\mathrm{HK},\Box}(X_C){\otimes}^{\Box}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} }). \end{align*}
The second isomorphism follows from the fact that the functor
$\mathrm{CD}(-)$
commutes with limits; the third follows from the fact that
$H^i_{\mathrm{ HK}}(X_{n,C})$
is of finite rank. The last follows from the fact that
$\widehat{\mathbf{B}}^+_{\operatorname{st} }$
is Banach and
$H^i_{\mathrm{HK},\Box}(X_C)$
is a product of spaces of finite rank.
Notation. From now on we omit the
$\Box$
in
${\mathrm R}\Gamma_{\Box}(-,-)$
and other cohomologies. This should not cause confusion.
4.3.2 Arithmetic cohomology of Stein curves.
We pass now to arithmetic pro-étale cohomology. Let X be a smooth Stein curve over K, geometrically irreducible. We look at its arithmetic pro-étale cohomology complex
${\mathrm R}\Gamma(X,\mathbf{Q}_p(j))\in{\mathscr{D}}(\mathbf{Q}_{p,\Box}).$
Theorem 4.11.
-
(1) The cohomology of
${\mathrm R}\Gamma(X,\mathbf{Q}_p(j)),\ j\in\mathbf{Z},$
is nuclear Fréchet. -
(2) Let
$\{X_n\}_{n\in\mathbf{N}}$
be a strictly increasing open covering of X by Stein varieties and let
$ i,j\in\mathbf{Z}$
. Then
${\mathrm R}^1\lim_nH^i(X_n,\mathbf{Q}_p(j))=0$
. Hence, we have an isomorphism
\begin{align*}H^i(X,\mathbf{Q}_p(j))\stackrel{\sim}{\to} \lim_nH^i(X_n,\mathbf{Q}_p(j)).\end{align*}
Proof. Claim (1). By (4.5), we have the Hochschild–Serre spectral sequence
From diagram (4.10), we know that the only nontrivial cohomology groups of
$X_C$
are in degrees 0,1. Hence, from the spectral sequence (4.12), we get that
$H^i(X,\mathbf{Q}_p(j))=0$
, for
$i\geqslant 4$
, and we have the long exact sequence
\begin{align}0 \to&\, H^0({\mathscr{G}}_K,H^0(X_C,\mathbf{Q}_p(j)))\to H^0(X,\mathbf{Q}_p(j))\to H^{-1}({\mathscr{G}}_K,H^1(X_C,\mathbf{Q}_p(j)))\nonumber\\ \to &\, H^1({\mathscr{G}}_K, H^0(X_C,\mathbf{Q}_p(j)))\to H^1(X,\mathbf{Q}_p(j))\to H^0({\mathscr{G}}_K,H^1(X_C,\mathbf{Q}_p(j)))\nonumber\\ \stackrel{d_2\,}{\to} &\, H^2({\mathscr{G}}_K, H^0(X_C,\mathbf{Q}_p(j)))\to H^2(X,\mathbf{Q}_p(j))\to H^1({\mathscr{G}}_K,H^1(X_C,\mathbf{Q}_p(j)))\nonumber\\ \to &\, H^3({\mathscr{G}}_K, H^0(X_C,\mathbf{Q}_p(j)))\to H^3(X,\mathbf{Q}_p(j))\to H^2({\mathscr{G}}_K,H^1(X_C,\mathbf{Q}_p(j)))\to 0. \end{align}
-
(i) The groups
$H^0(X,\mathbf{Q}_p(j))$
and
$H^3(X,\mathbf{Q}_p(j))$
. Diagram (4.13) yields the isomorphisms (4.14)The top line of diagram (4.10) gives the exact sequence
\begin{equation} \begin{aligned} & H^0(X,\mathbf{Q}_p(j))= \mathbf{Q}_p,\\ & H^3(X,\mathbf{Q}_p(j)) \stackrel{\sim}{\to}H^2({\mathscr{G}}_K, H^1(X_C,\mathbf{Q}_p(j))). \end{aligned} \end{equation}
where, for
\begin{equation*} 0\to {\mathscr O}(X_C)/C\to H^1(X_C,\mathbf{Q}_p(1))\to \mathrm{HK}^1(X_C,1)\to 0, \end{equation*}
$i,j\in\mathbf{Z}$
, we set
$\mathrm{HK}^j(X_{C},i):=(H^j_{\mathrm{HK}}(X_{C}){\otimes}^{\Box}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} })^{N=0,\varphi=p^i}.$
Applying Galois cohomology to it we get the exact sequence (we set
$s:=j-1$
) (4.15)Using it, the isomorphisms (4.14), and the generalized Tate’s formulas (3.16), we get the isomorphism
\begin{align} 0 & \to H^0({\mathscr{G}}_K, ({\mathscr O}(X_C)/C)(s))\to H^0({\mathscr{G}}_K,H^1(X_C,\mathbf{Q}_p(1))(s))\to H^0({\mathscr{G}}_K, \mathrm{HK}^1(X_C,1)(s))\nonumber\\ & \to H^1({\mathscr{G}}_K, ({\mathscr O}(X_C)/C)(s))\to H^1({\mathscr{G}}_K,H^1(X_C,\mathbf{Q}_p(1))(s))\to H^1({\mathscr{G}}_K, \mathrm{HK}^1(X_C,1)(s))\nonumber\\ &\to H^2({\mathscr{G}}_K, ({\mathscr O}(X_C)/C)(s))\to H^2({\mathscr{G}}_K,H^1(X_C,\mathbf{Q}_p(1))(s))\to H^2({\mathscr{G}}_K, \mathrm{HK}^1(X_C,1)(s))\to 0. \end{align}
(4.16)
\begin{equation} H^3(X,\mathbf{Q}_p(j)) \stackrel{\sim}{\to}H^2({\mathscr{G}}_K, \mathrm{HK}^1(X_C,1)(s)). \end{equation}
-
(ii) Key lemma. Claim (1) of Theorem 4.11 follows from the following fact.
Let
$\{X_n\}_{n\in\mathbf{N}}$
be a strictly increasing covering of X by adapted naive interiors of affinoids, i.e. there exists a strictly increasing (Stein) covering
$\{\overline{X}_n\}_{n\in\mathbf{N}}$
of X such that
$X_{n+1}$
is a naive interior in
$\overline{X}_{n+1}$
adapted to
$X_{n}$
.
Remark 4.17. By definition, a naive interior of a smooth (dagger) affinoid is a Stein subvariety whose complement is open and quasi-compact. It is easy to see that, for a pair of (dagger) affinoids
$X_1\Subset X_2$
there exists a naive interior
$X_2^0\subset X_2$
such that
$X_1\subset X_2^0\subset X_2$
. We say that
$X_2$
is adapted to
$X_1$
.
Lemma 4.18. The transition maps
are compact maps of (nuclear) Fréchet spaces.
Proof. By the computations in part (i), which can be applied to each
$X_n$
since that variety is Stein, this is clear for
$i=0$
.
For
$i=3$
, the isomorphism (4.16) above combined with the fact that
$\mathrm{HK}^1(X_{n,C},1)$
is an almost C-representationFootnote
20
(because
$H^1_\mathrm{HK}(X_{n,C})$
is of finite rank over
$\breve{F}$
since
$H^1_{\rm dR}(X_{n,C})$
is of finite rank over C) yields that
$H^3(X_n,\mathbf{Q}_p(j))$
is a finite rank
$\mathbf{Q}_p$
-vector space. Hence, the maps
$f_{3,n}$
are as wanted.
It remains to treat the cases of
$i=1,2$
. We start with showing that the spaces
appearing the spectral sequence (4.12) are nuclear Fréchet. To see that, we apply Galois cohomology to the top row of diagram (4.10) for
$X_n$
and obtain an exact sequence (we set
$s:=j-b$
).
\begin{align} \to H^{a-1}({\mathscr{G}}_K, & \mathrm{HK}^b(X_{n,C},b)(s)) \stackrel{\partial_{a-1}}{\longrightarrow} H^a({\mathscr{G}}_K,(\Omega^{b-1}(X_{n,C})/\ker d)(s))\nonumber\\ & \to H^a({\mathscr{G}}_K,H^b(X_{n,C},\mathbf{Q}_p(j))) \to H^a({\mathscr{G}}_K, \mathrm{HK}^b(X_{n,C},b)(s)) \nonumber\\ & \stackrel{\partial_{a}}{\longrightarrow} H^{a+1}({\mathscr{G}}_K,(\Omega^{b-1}(X_{n,C})/\ker d)(s))\to \end{align}
We claim that the spaces
$H^{i}({\mathscr{G}}_K,(\Omega^{b-1}(X_{n,C})/\ker d)(s))$
and
$ H^{i}({\mathscr{G}}_K, \mathrm{HK}^b(X_{n,C},b)(s)) $
are nuclear Fréchet. Indeed, for the first this follows from the generalized Tate’s isomorphism (3.16): if nontrivial
since
$\Omega^{b-1}(X_{n,C})/\ker d\simeq (\Omega^{b-1}(X_n)/\ker d)\otimes_{K}^{\Box}C$
; and the fact that
$\Omega^{b-1}(X_n)/\ker d$
is a nuclear Fréchet. For the second, we use the fact that
$H^{i-1}({\mathscr{G}}_K, \mathrm{HK}^b(X_{n,C},b)(s))$
is a finite rank
$\mathbf{Q}_p$
-vector space by the isomorphism (3.16) (since
$\mathrm{HK}^b(X_{n,C},b)$
is an almost C-representation).
The above computations imply that the maps
$\partial_{a-1}$
and
$\partial_{a}$
in (4.20) are between nuclear Fréchet spaces hence
$H^a({\mathscr{G}}_K,H^b(X_{n,C},\mathbf{Q}_p(j)))$
is an extension of two nuclear Fréchet spaces. In fact, it is an extension of a finite rank
$\mathbf{Q}_p$
-vector space by a nuclear Fréchet space, hence a nuclear Fréchet space.
We proceed now to prove Lemma 4.18 for
$i=1,2$
. From (4.13), we get a long exact sequence
\begin{align}0 & \to H^1({\mathscr{G}}_K, \mathbf{Q}_p(j))\to H^1(X_n,\mathbf{Q}_p(j))\to H^0({\mathscr{G}}_K,H^1(X_{n,C},\mathbf{Q}_p(j)))\nonumber\\ & \stackrel{d_{2,n}}{ \to } H^2({\mathscr{G}}_K, \mathbf{Q}_p(j))\to H^2(X_n,\mathbf{Q}_p(j)) \to H^1({\mathscr{G}}_K,H^1(X_{n,C},\mathbf{Q}_p(j)))\to 0. \end{align}
-
(a) Case
$j\neq 1$
. In this case, we have
$H^2({\mathscr{G}}_K, \mathbf{Q}_p(j))=0$
. Thus, it suffices to show that the spaces
$H^i({\mathscr{G}}_K,H^1(X_{n,C},\mathbf{Q}_p(j)))$
, for
$i=0,1$
, are of finite rank over
$\mathbf{Q}_p$
. For that, since the vector spaces
$H^i({\mathscr{G}}_K, \mathrm{HK}^1(X_{n,C},1)(j-1))$
, for
$i=0,1$
, are of finite rank over
$\mathbf{Q}_p$
, it suffices to note that
$H^i({\mathscr{G}}_K, ({\mathscr O}(X_{n,C})/C)(j-1))=0$
, for
$i=0,1$
, by the generalized Tate’s formulas (3.16). -
(b) Case
$j=1$
. To start, we claim that the spaces
$H^i(X_n,\mathbf{Q}_p(1))$
,
$i=1,2$
, are nuclear Fréchet. Indeed, we have shown above that the spaces
$H^i({\mathscr{G}}_K,H^1(X_{n,C},\mathbf{Q}_p(j)))$
are nuclear Fréchet. Hence, by sequence (4.21) and Lemma 2.5, the space
$H^i(X_n,\mathbf{Q}_p(1))$
as an extension of a nuclear Fréchet space by a finite rank vector space, it nuclear Fréchet.We show below (in fact (c)) that the pro-systems
$\{H^i({\mathscr{G}}_K,H^1(X_{n,C},\mathbf{Q}_p(j)))\}_{n\in\mathbf{N}}$
have compact transition maps (we call such systems compact). Then the pro-system
$\{\ker d_{2,n}\}_{n\in\mathbf{N}}$
is also compact. In addition, by Lemma 2.7, the maps
$f_{i,n}$
,
$i=1,2$
, from our theorem are compact, as wanted. -
(c) The pro-systems
$\{H^i({\mathscr{G}}_K,H^1(X_{n,C},\mathbf{Q}_p(1))(s))\}_{n\in\mathbf{N}}$
, for
$i=0,1$
, are compact. To prove that, note that the vector spaces
$H^i({\mathscr{G}}_K, \mathrm{HK}^1(X_{n,C},1)(s))$
, for
$i=0,1,$
are of finite rank over
$\mathbf{Q}_p$
. Hence, by (4.15), it suffices to show that the pro-systems
$\{ H^i({\mathscr{G}}_K, ({\mathscr O}(X_{n,C})/C)(s))\}_{n\in\mathbf{N}}$
are compact. But this is clear since, by the generalized Tate’s formulas (3.16) (note that
${\mathscr O}(X_{n})/K$
is a nuclear Fréchet), these pro-systems are or trivial or we have isomorphisms
\begin{align*} \{ H^i({\mathscr{G}}_K, ({\mathscr O}(X_{n,C})/C)(s))\}_{n\in\mathbf{N}} \simeq \{ {\mathscr O}(X_{n})/K\}_{n\in\mathbf{N}}. \end{align*}
This finishes the proof of claim (1) of the theorem.
Claim (2). It suffices to show that
or that
${\mathrm R}^1\lim_nH^i(X_n,\mathbf{Q}_p(j))=0$
,
$i, j\in\mathbf{Z}$
. Since the spectral sequence (4.12) degenerates at
$E_3$
it suffices to show that
${\mathrm R}^1\lim_n E^{a,b}_3(X_n)=0$
. Since cohomological dimension of
${\mathscr{G}}_K$
is 2, we have
\begin{align*} E_3^{a,b}(X_n)=\begin{cases} \ker d_2^{0,b}(X_n) & \mbox{ if } a=0,\\ E_2^{1,b}(X_n)& \mbox{ if } a=1,\\ \operatorname{coker} d_2^{2,b+1}(X_n) & \mbox{ if } a=2, \end{cases} \end{align*}
where
$d_2^{0,b}(X_n): H^0({\mathscr{G}}_K, H^b(X_{n,C},\mathbf{Q}_p(j)))\to H^2({\mathscr{G}}_K, H^{b-1}(X_{n,C},\mathbf{Q}_p(j)))$
is the only nontrivial differential in the spectral sequence (4.12). Hence, using the computations from claim (1), we get immediately that
${\mathrm R}^1\lim_n E^{1,b}_3(X_n)=0$
and, since
that
${\mathrm R}^1\lim_n E^{2,b}_3(X_n)=0$
. It remains to show that
From the exact sequence (4.20), it suffices to show that
${\mathrm R}^1\lim_nH^0({\mathscr{G}}_K,\Omega^{b-1}(X_{n,C}{\kern-1pt})/{\kern-1.5pt}\ker d){\kern-.5pt}={\kern-.5pt}0$
, since
$H^0({\mathscr{G}}_K, \mathrm{HK}^b(X_{n,C},b)(s))$
is finite over
$\mathbf{Q}_p$
(because
$\mathrm{HK}^b(X_{n,C},b)(s)$
is an almost C-representation). But, by the generalized Tate’s isomorphism (3.16),
$H^0({\mathscr{G}}_K,\Omega^{b-1}(X_{n,C})/\ker d)\simeq \Omega^{b-1}(X_{n})/\ker d$
, so it suffices to show that
${\mathrm R}^1\lim_n \Omega^{b-1}(X_{n})=0$
but this is true by the topological Mittag–Leffler because the pro-system
$\{\Omega^{b-1}(\overline{X}_n)\}$
consists of Banach spaces with dense transition maps.
4.4 Filtration
Let X be a smooth geometrically irreducible Stein analytic curve over K. Let
$i,j\in\mathbf{Z}$
. Under certain conditions, there exists an ascending filtration on
$H^{i}(X,\mathbf{Q}_p(j))$
:
such that we have isomorphisms
\begin{align*} F^2_{i,j}/F^1_{i,j}&\simeq H^i({\mathscr{G}}_K, \mathrm{HK}^1(X_C,1)(j-1)),\\ F^1_{i,j}/F^0_{i,j}&\simeq H^{i-1}({\mathscr{G}}_K, \frac{{\mathscr O}(X_C)}{C}(j-1)),\\ F^0_{i,j}/F^{-1}_{i,j}&\simeq H^{i}({\mathscr{G}}_K, \mathbf{Q}_p(j)),\end{align*}
where we set
$\mathrm{HK}^1(X_C,1)=(H^1_{\mathrm{HK}}(X_C){\otimes}^{\Box}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} })^{N=0,\varphi=p}$
. We can visualize this filtration in the following way.

The above diagram is a map of exact sequences. The right column is induced by the syntomic filtration (see diagram (4.10)). The middle row comes from the Hochschild–Serre spectral sequence (4.5) (we note that
$\mathbf{Q}_p(j)\simeq H^{0}(X_C,\mathbf{Q}_p(j))$
) and the vanishing of geometric cohomologies obtained from diagram (4.10). We assume that the middle row and the right column are exact. The term
$F^1_{i,j}$
is defined as a pullback of the top right square.
4.5 Arithmetic cohomology of dagger affinoids
Let X be a smooth geometrically connected dagger affinoid over K. We now study its arithmetic pro-étale cohomology. They key tool is the (studied above) arithmetic pro-étale cohomology of smooth Stein curves.
Proposition 4.23.
The cohomology of
${\mathrm R}\Gamma(X,\mathbf{Q}_p(j)),\ j\in\mathbf{Z},$
is of compact type.
Proof. Let
$\{X_h\}$
be the dagger presentation of the dagger structure on X. Denote by
$X_h^0$
a naive interior of
$X_h$
adapted to
$\{X_h\}$
. The canonical quasi-isomorphism
yields an isomorphism
Here
$X^0_h$
,
$h\in\mathbf{N}$
, is a smooth Stein variety. By Lemma 4.18, the ind-systems
$\{H^i(X^0_h,\mathbf{Q}_p(j))\}_{h\in\mathbf{N}}$
, for
$i\in\mathbf{N}$
, have compact transition maps (between Fréchet spaces). This proves our proposition.
4.6 Examples
In this section we compute p-adic pro-étale cohomology of open discs, annuli, and their boundaries: the basic building blocks of analytic curves.
4.6.1 Open disc.
Let D be an open disc over K.
Lemma 4.24 (Geometric cohomology). Let
$j\in\mathbf{Z}$
. We have
${\mathscr{G}}_K$
-equivariant isomorphisms
\begin{equation} H^i(D_C,\mathbf{Q}_p(j))\simeq \begin{cases} \mathbf{Q}_p(j) & \mbox{ if } i=0,\\({\mathscr O}(D_C)/C)(j-1) & \mbox{ if } i=1,\\0 & \mbox{ if } i\geqslant 2.\end{cases}\end{equation}
Moreover,
$d:{\mathscr O}(D_C)/C{\to} \Omega^1(D_C)$
is an isomorphism.
Proof. Hyodo–Kato isomorphism
$\iota_\mathrm{HK}:H^i_\mathrm{HK}(D_C){\otimes}_{\breve{F}}^{{\Box}}C\simeq H^i_{\rm dR}(D_C)$
and vanishing of
$H^i_{\rm dR}(D_C)$
, for
$i\geqslant 1$
, yield that
$H^i_\mathrm{HK}(D_C)=0$
, for
$i\geqslant 1$
. Now, since D is Stein, our lemma follows from diagram (4.10).
The last claim is equivalent to
$H^1_\mathrm{dR}(D_C)=0$
.
Consider now the Hochschild–Serre spectral sequence (from Lemma 4.4):
By Lemma 4.24, the only nonzero rows are those of degrees
$b=0,1$
. We get:
Lemma 4.27 (Arithmetic cohomology). Let
$i\geqslant 0,\ j\in\mathbf{Z}$
. We have exact sequences
\begin{align*} & 0\to H^i({\mathscr{G}}_K, H^{0}(D_C,\mathbf{Q}_p(j)))\to H^i(D, \mathbf{Q}_p(j)) \to H^{i-1}({\mathscr{G}}_K, H^{1}(D_C,\mathbf{Q}_p(j)))\to 0,\\ & 0\to H^i({\mathscr{G}}_K, \mathbf{Q}_p(j))\to H^{i}(D,\mathbf{Q}_p(j))\to H^{i-1}({\mathscr{G}}_K, ({\mathscr O}(D_C)/C)(j-1))\to 0. \end{align*}
Proof. The second exact sequence is a translation of the first, granted formula (4.25). The spectral sequence (4.26) yields the exact sequence
\begin{align} 0 & \to H^0({\mathscr{G}}_K,H^0(D_C,\mathbf{Q}_p(j)))\to H^0(D,\mathbf{Q}_p(j))\to H^{-1}({\mathscr{G}}_K,H^1(D_C,\mathbf{Q}_p(j)))\nonumber\\ &\to H^1({\mathscr{G}}_K,H^0(D_C,\mathbf{Q}_p(j)))\to H^1(D,\mathbf{Q}_p(j))\to H^0({\mathscr{G}}_K,H^1(D_C,\mathbf{Q}_p(j))) \nonumber\\ & \stackrel{d_2\,}{\to} H^2({\mathscr{G}}_K,H^0(D_C,\mathbf{Q}_p(j))\to H^2(D,\mathbf{Q}_p(j))\to H^1({\mathscr{G}}_K,H^1(D_C,\mathbf{Q}_p(j)))\to 0. \end{align}
First, we prove that it splits into short exact sequences. If
$j \neq 1$
, this is trivial as the last terms of the first two lines are 0.
Let us now assume that
$j=1$
. We need to show that the differential
$d_2$
in (4.28) is 0 or, equivalently, that the canonical map
$H^2({\mathscr{G}}_K,H^0(D_C,\mathbf{Q}_p(j)))\to H^2(D,\mathbf{Q}_p(j))$
is injective. But this map is induced by the projection
$D\to \mathrm{Spa}(K)$
and any rational point in D yields a section (such a point always exists).
Remark 4.29. We note that the groups
$H^i(D_C,\mathbf{Q}_p(j))$
and
$H^i(D,\mathbf{Q}_p(j))$
are Fréchet and nuclear Fréchet spaces, by Lemma 4.8 and Theorem 4.11, respectively.
4.6.2 Open annulus.
Let A be an open annulus over K.
Lemma 4.30 (Geometric cohomology). Let
$j\in\mathbf{Z}$
.
-
(i) We have
${\mathscr{G}}_K$
-equivariant isomorphisms (4.31)
\begin{equation} H^i(A_C,\mathbf{Q}_p(j))\simeq \begin{cases} \mathbf{Q}_p(j)& \mbox{ if } i=0,\\ 0 & \mbox{ if } i\geqslant 2. \end{cases} \end{equation}
-
(ii) We have a
${\mathscr{G}}_K$
-equivariant exact sequence (4.32)admitting a
\begin{equation} 0\to ({\mathscr O}(A_C)/C)(j-1)\to H^1(A_C,\mathbf{Q}_p(j))\to \mathbf{Q}_p(j-1)\to 0 \end{equation}
${\mathscr{G}}_K$
-equivariant
$\mathbf{Q}_p$
-linear splitting.
Proof. Since A is Stein we can use the Galois equivariant map of strictly exact sequences (4.8) for
$X=A$
. From the Hyodo–Kato isomorphism
$\iota_\mathrm{HK}:H^i_\mathrm{HK}(A_C){\otimes}_{\breve{F}}^{{\Box}}C\simeq H^i_{\rm dR}(A_C)$
and the fact that
$H^i_{\rm dR}(A_C)\simeq C$
, for
$i=0,1$
, and
$H^i_{\rm dR}(A_C)=0$
, for
$i\geqslant 2$
, we see that
The group
$H^1_\mathrm{HK}(A_C)$
is generated by the Hyodo–Kato symbol
$c_1^\mathrm{HK}(z)$
, for an arithmetic coordinate z of the annulus. Frobenius acts on
$c_1^\mathrm{HK}(z)$
by multiplication by p and monodromy is trivial. This implies that
\begin{align*}(H^i_\mathrm{HK}(A_C){\otimes}^{\Box}_{\breve{F}}\widehat{\mathbf{B}}^+_{\operatorname{st} })^{N=0,\varphi=p^i}\simeq\begin{cases}\mathbf{Q}_p & \mbox{if $i=0,1,$}\\0 & \mbox{if $i\geqslant 2$.}\end{cases}\end{align*}
This yields the isomorphisms in our lemma.
Assume now that
$i=1$
. Then the diagram (4.8) becomes the following.

The top row yields the exact sequence (4.32). The term
$\mathbf{Q}_p$
comes from a Hyodo–Kato term and is generated by the Hyodo–Kato symbol
$c_1^\mathrm{ HK}(z)$
. The term C comes from de Rham cohomology and is generated by the de Rham symbol
$c_1^\mathrm{dR}(z)$
. These symbols are compatible with each other (via the Hyodo–Kato isomorphism
$\iota_\mathrm{HK}$
) and are also compatible with the pro-étale symbol
$c_1^{{{\mathrm{pro\acute{e}t}}}}(z)$
. Sending
$c_1^\mathrm{HK}(z)$
to
$c_1^{{{\mathrm{pro\acute{e}t}}}}(z)$
yields the wanted splitting of the exact sequence (4.32).
Take now the Hochschild–Serre spectral sequence:
By (4.31), the only nonzero rows are those of degrees
$b=0,1$
. We get the following.
Lemma 4.34 (Arithmetic cohomology) We have exact sequences
\begin{align*} & 0\to H^{i}({\mathscr{G}}_K, H^{0}(A_C,\mathbf{Q}_p(j)))\to H^{i}(A,\mathbf{Q}_p(j))\to H^{i-1}({\mathscr{G}}_K, H^{1}(A_C,\mathbf{Q}_p(j)))\to 0,\\ & 0\to H^{i-1}({\mathscr{G}}_K, ({\mathscr O}(A_C)/C)(j-1))\to H^{i-1}({\mathscr{G}}_K, H^{1}(A_C,\mathbf{Q}_p(j)))\to H^{i-1}({\mathscr{G}}_K, \mathbf{Q}_p(j-1))\to 0.\end{align*}
Proof. The second sequence is obtained from the (split) exact sequence (4.32).
For the rest, we argue exactly as in the case of an open disc (see the proof of Lemma 4.27) with the exception of the triviality of the map
$d_2$
in the exact sequence (4.28) when
$j=1$
: in this case, a rational point in A does not always exist but it does after taking a base change to a finite extension L of K. Then the map
$H^2({\mathscr{G}}_L,H^0(A_C,\mathbf{Q}_p(j)))\to H^2(A_L,\mathbf{Q}_p(j))$
is injective and the triviality of
$d_2$
follows.
Remark 4.35. We note that the groups
$H^i(A_C,\mathbf{Q}_p(j))$
and
$H^i(A,\mathbf{Q}_p(j))$
are Fréchet and nuclear Fréchet spaces, by Lemma 4.8 and Theorem 4.11, respectively.
4.6.3 Ghost circle.
Take now the ghost circle
$Y:=\partial D:=\varprojlim_n D\boldsymbol{\backslash} D_n$
, the boundary of D, where
$D_n$
is the closed ball
$\{v_p(z)\geqslant {1}/{n}\}$
. For us this is just a notation: the cohomologies of Y are defined in the expected way (see the following).
Lemma 4.36 (Geometric cohomology). Let
$i\in\mathbf{N}$
,
$j\in\mathbf{Z}$
.
-
(i) We have
${\mathscr{G}}_K$
-equivariant isomorphisms
\begin{align*} H^i(Y_C,\mathbf{Q}_p(j))\simeq \begin{cases} \mathbf{Q}_p(j) & \mbox{ if } i=0,\\ 0 & \mbox{ if } i\geqslant 2. \end{cases} \end{align*}
-
(ii) We have a
${\mathscr{G}}_K$
-equivariant (split) exact sequence (4.37)
\begin{equation} 0\to ({\mathscr O}(Y_C)/C)(j-1)\to H^1(Y_C,\mathbf{Q}_p(j))\to \mathbf{Q}_p(j-1)\to 0. \end{equation}
Proof. By definition, we have
where
$D_C(\varepsilon)$
is the closed disc of radius
$\varepsilon$
(over C) and
$A_C(\varepsilon):=D_C \boldsymbol{\backslash} D_C(\varepsilon)$
.
Applying Lemma 4.30, we get immediately that
${H}^i(Y_C,\mathbf{Q}_p(j))=0$
, for
$i\geqslant 2$
, and
From the exact sequence (4.32), we get the exact sequence
Since
$\operatorname{colim} _{0 \lt \varepsilon \lt1} ({\mathscr O}(A_C(\varepsilon)/C)(j-1))\stackrel{\sim}{\to} {\mathscr O}(Y_C)/C$
, we get that
$ {H}^1(Y_C,\mathbf{Q}_p(j)) $
fits into the exact sequence (4.37).
From Lemma 4.30, we also get the isomorphism
From it and the exact sequence (4.32), we get the isomorphism
This finishes the proof of the lemma.
Lemma 4.38 (Arithmetic cohomology). Let
$i\in\mathbf{N},\ j\in \mathbf{Z}$
. We have exact sequences
\begin{align*}& 0\to H^i({\mathscr{G}}_K, H^{0}(Y_C,\mathbf{Q}_p(j)))\to H^i(Y, \mathbf{Q}_p(j)) \to H^{i-1}({\mathscr{G}}_K, H^{1}(Y_C,\mathbf{Q}_p(j)))\to 0,\\ & 0\to H^{i-1}({\mathscr{G}}_K, ({\mathscr O}(Y_C)/C)(j-1))\to H^{i-1}({\mathscr{G}}_K, H^{1}(Y_C,\mathbf{Q}_p(j)))\to H^{i-1}({\mathscr{G}}_K, \mathbf{Q}_p(j-1))\to 0. \end{align*}
Proof. The second exact sequence is obtained from the (split) exact sequence from Lemma 4.36.
For the first exact sequence, we write
where
$\varepsilon_K$
are chosen so that the annuli
$A(\varepsilon_K)$
are defined over K. By Lemma 4.34, this yields the exact sequence
\begin{align*} 0 & \to \operatorname{colim} _{0 \lt \varepsilon_K \lt1}H^i({\mathscr{G}}_K, H^{0}(A(\varepsilon_K)_C,\mathbf{Q}_p(j)))\to H^i(Y, \mathbf{Q}_p(j)) \\ & \to \operatorname{colim} _{0 \lt \varepsilon_K \lt1}H^{i-1}({\mathscr{G}}_K, H^{1}(A(\varepsilon_K)_C,\mathbf{Q}_p(j)))\to 0. \end{align*}
Hence, it suffices to show that
\begin{equation} \begin{aligned} \operatorname{colim} _{0 \lt \varepsilon_K \lt1}H^i({\mathscr{G}}_K, H^{0}(A(\varepsilon_K)_C,\mathbf{Q}_p(j))) &\stackrel{\sim}{\to} H^i({\mathscr{G}}_K, H^{0}(Y_C,\mathbf{Q}_p(j))),\\ \operatorname{colim} _{0 \lt \varepsilon_K \lt1}H^{i-1}({\mathscr{G}}_K, H^{1}(A(\varepsilon_K)_C,\mathbf{Q}_p(j))) & \stackrel{\sim}{\to} H^{i-1}({\mathscr{G}}_K, H^{1}(Y_C,\mathbf{Q}_p(j))). \end{aligned} \end{equation}
But this is clear since
$\mathbf{Z}[{\mathscr{G}}_K]$
is a compact object in CondAb.
4.6.4 Boundary of an open annulus.
Let A be an open annulus over K.
Corollary 4.40 (Geometric cohomology). Let
$i\in\mathbf{N}, j\in\mathbf{Z}$
. There is a
${\mathscr{G}}_K$
-equivariant canonical isomorphism
Hence, we have
${\mathscr{G}}_K$
-equivariant isomorphisms
\begin{align*} H^i(\partial A_C,\mathbf{Q}_p(j)) \simeq \begin{cases} \mathbf{Q}_p(j)^{\oplus 2} & \mbox{if } i=0,\\ 0 & \mbox{if } i\geqslant 2, \end{cases} \end{align*}
and a
${\mathscr{G}}_K$
-equivariant (split) exact sequence:
Proof. We write
$A= \{ z \in K \; : \; |a| \lt |z| \lt |b| \}$
with
$a,b \in K$
. Then
where
$A(\delta, \varepsilon):= \{ z \in K \; : \; \delta \leqslant |z| \leqslant \varepsilon \}$
and
$Y_a, Y_b$
are the two ghost circles at the boundary of A. Our corollary now follows from Lemma 4.36.
Corollary 4.41 (Arithmetic cohomology). We have a canonical isomorphism
and exact sequences
\begin{align*} & 0\to H^{i}({\mathscr{G}}_K, H^{0}(\partial A_C,\mathbf{Q}_p(j)))\to H^{i}(\partial A,\mathbf{Q}_p(j))\to H^{i-1}({\mathscr{G}}_K, H^{1}(\partial A_C,\mathbf{Q}_p(j)))\to 0,\\ & 0\to H^{i-1}\bigg({\kern-1pt}{\mathscr{G}}_K, \frac{{\mathscr O}(\partial A_C)}{C^{\oplus2}}(j-1)\!\bigg)\to H^{i-1}({\mathscr{G}}_K,H^{1}(\partial A,\mathbf{Q}_p(j)))\to H^{i-1}({\mathscr{G}}_K, \mathbf{Q}_p^{\oplus2}(j-1))\to 0. \end{align*}
Proof. Since
$\partial A$
is a disjoint union of two ghost circles, this follows immediately from Lemma 4.38.
Remark 4.42. The arithmetic pro-étale cohomology
$ H^{i}(Y,\mathbf{Q}_p(j))$
and
$ H^{i}(\partial A,\mathbf{Q}_p(j))$
are direct sums of nuclear Fréchet spaces and spaces of compact type (both over
$\mathbf{Q}_p$
) (see Proposition 7.25 for an explicit splitting).
5. Pro-étale cohomology with compact support
In this section we study properties of compactly supported pro-étale cohomology of smooth dagger curves.
5.1 Compactly supported cohomology
We start with briefly reviewing the definition of pro-étale cohomology with compact support from [Reference Achinger, Gilles and NiziołAGN25].
5.1.1 Partially proper varieties.
Let X be a smooth partially proper rigid analytic variety over K, C. We define its p-adic pro-étale cohomology with compact support by
with
where the colimit is taken over admissible quasi-compact opens
$Z\subset X$
(note that, since X is partially proper,
$X\setminus Z=X\setminus \overline{Z}$
is an admissible open of X). From the definition, we get a distinguished triangle
By [Reference Achinger, Gilles and NiziołAGN25, § 2],
${\mathrm R}\Gamma_{c}(X, \mathbf{Q}_p(r))$
is a cosheaf for the analytic topology on X.
If X is a proper variety then the definition (5.1) yields that we have the canonical isomorphism
and the cohomology groups of
${\mathrm R}\Gamma(X,\mathbf{Q}_p(j))$
are classical: they are finite-dimensional vector spaces over
$\mathbf{Q}_p$
equipped with their canonical Hausdorff topology. By Lemma 4.2 so is the cohomology of the complex
${\mathrm R}\Gamma_{ \Box}(X, \mathbf{Q}_p(j))$
(which can be identified with the cohomology of
${\mathrm R}\Gamma(X,\mathbf{Q}_p(j))$
via the functor CD).
Remark 5.2. The de Rham and Hyodo–Kato cohomologies with compact support
${\mathrm R}\Gamma_{\operatorname{dR} ,c}(X)$
and
${\mathrm R}\Gamma_{\mathrm{HK},c}(X)$
can be defined in an analogous way (see [Reference ChiarellottoChi90]).
5.1.2 Dagger affinoids.
Let X be a smooth dagger affinoid over K,C with a presentation
$\{X_h\}$
. We set
where
$X^{0}_h$
denotes a naive interiorFootnote
21
of
$X_h$
adapted to the presentation
$\{X_h\}$
. This definition is independent of the interiors chosen. Alternatively, we can set
This is independent of h.
5.2 Hochschild–Serre spectral sequence
We record the Hochschild–Serre spectral sequence for pro-étale cohomology with compact support.
Lemma 5.3. Let X be a smooth partially proper variety over K. There is a spectral sequence
Proof. By definition (see (5.1)), we have
where the colimit is taken over admissible quasi-compact opens Z in X. This yields natural quasi-isomorphisms
\begin{align*}\mathrm{R}\Gamma_{c}(X,\mathbf{Q}_p) & = [{\mathrm R}\Gamma(X,\mathbf{Q}_p)\to {\mathrm R}\Gamma(\partial X,\mathbf{Q}_p)]\\& \simeq [{\mathrm R}\Gamma({\mathscr{G}}_K,{\mathrm R}\Gamma(X_C,\mathbf{Q}_p))\to {\mathrm R}\Gamma({\mathscr{G}}_K,{\mathrm R}\Gamma(\partial X_C,\mathbf{Q}_p))]\\ & \simeq\mathrm{R}\Gamma({\mathscr{G}}_K, [{\mathrm R}\Gamma(X_C,\mathbf{Q}_p)\to {\mathrm R}\Gamma(\partial X_C,\mathbf{Q}_p)])\\ & = \mathrm{R}\Gamma({\mathscr{G}}_K,\mathrm{R}\Gamma_{c}(X_C,\mathbf{Q}_p) ).\end{align*}
The second quasi-isomorphism needs a justification. The quasi-isomorphism involving X follows from Lemma 4.4. For
$\partial X$
we have quasi-isomorphisms
The second quasi-isomorphism follows from Lemma 4.4; the third one from the fact that
$\mathbf{Z}[{\mathscr{G}}_K^i]$
is a compact object in CondAb.
5.3 Compactly supported cohomology of Stein curves
We turn now to the study of compactly supported pro-étale cohomology of smooth Stein curves.
5.3.1 Geometric compactly supported cohomology.
We briefly review here computations of geometric compactly supported cohomology from [Reference Achinger, Gilles and NiziołAGN25, § 7.2].
Let X be a geometrically connected smooth Stein curve over K. Its geometric compactly supported pro-étale cohomology
${\mathrm R}\Gamma_{c}(X_C,\mathbf{Q}_p(j))\in{\mathscr{D}}(\mathbf{Q}_{p,\Box})$
is studied in [Reference Achinger, Gilles and NiziołAGN25, § 7.2] by using a Galois equivariant exact sequence (
$i\geqslant 0$
)
where we set
\begin{align*} \mathrm{DR}_{c}(X_C,i) &: = (\mathrm{R}\Gamma_{\operatorname{dR} ,c}(X){\otimes}^{\mathrm{L}\Box}_{K}\mathbf{B}^+_{\rm dR})/F^i\\& \simeq \big(H^1_{c}(X,{\mathscr O}_X){\otimes}^{\Box}_{K}(\mathbf{B}^+_{\rm dR}/F^i)\to H^1_{c}(X,\Omega^1_X){\otimes}^{\Box}_{K}(\mathbf{B}^+_{\rm dR}/F^{i-1})\big)[-1].\end{align*}
This sequence is obtained from a comparison theorem between pro-étale cohomology and syntomic cohomology. It yields the following facts.
Lemma 5.5. We have:
-
(i) vanishings,
$H^i_{c}(X_C,\mathbf{Q}_p)=0$
for
$i\neq 1,2$
; -
(ii) an isomorphism,
(5.6)
\begin{equation}H^1_{c}(X_C,\mathbf{Q}_p(1)) \xrightarrow{\sim} (H^1_{\mathrm{HK},c}(X_C){\otimes}^{\Box}_{\breve{F}} \widehat{\mathbf{B}}^+_{\operatorname{st} })^{N=0, \varphi=1};\end{equation}
-
(iii) an exact sequence,
(5.7)
The above map
$\mathrm{Tr}_{X_C}:H^2_{c}(X_C,\mathbf{Q}_p(2))\to \mathbf{Q}_p(1)$
is the geometric trace map.
5.3.2 Arithmetic compactly supported cohomology.
Let X be a geometrically connected smooth Stein curve over K. We will now look at its arithmetic compactly supported pro-étale cohomology complex
${\mathrm R}\Gamma_{c}(X,\mathbf{Q}_p(j))\in{\mathscr{D}}(\mathbf{Q}_{p,\Box}).$
Theorem 5.8.
The cohomology of
${\mathrm R}\Gamma_{c}(X_n,\mathbf{Q}_p(j))$
is of compact type.
Proof. The only nontrivial geometric cohomology groups are in degrees 1,2, hence, from the spectral sequence (5.4), we get that
$H^0_{c}(X,\mathbf{Q}_p(j))=0$
and we have the long exact sequence
\begin{align*}0 \to& H^0({\mathscr{G}}_K,H^1_{c}(X_C,\mathbf{Q}_p(j)))\to H^1_{c}(X,\mathbf{Q}_p(j))\to H^{-1}({\mathscr{G}}_K,H^2_{c}(X_C,\mathbf{Q}_p(j)))\\ \to & H^1({\mathscr{G}}_K, H^1_{c}(X_C,\mathbf{Q}_p(j)))\to H^2_{c}(X,\mathbf{Q}_p(j))\to H^0({\mathscr{G}}_K,H^2_{c}(X_C,\mathbf{Q}_p(j)))\\ \stackrel{d_2\,}{\to} & H^2({\mathscr{G}}_K, H^1_{c}(X_C,\mathbf{Q}_p(j)))\to H^3_{c}(X,\mathbf{Q}_p(j))\to H^1({\mathscr{G}}_K,H^2_{c}(X_C,\mathbf{Q}_p(j)))\\ \to & H^3({\mathscr{G}}_K, H^1_{c}(X_C,\mathbf{Q}_p(j)))\to H^4_{c}(X,\mathbf{Q}_p(j))\to H^2({\mathscr{G}}_K,H^2_{c}(X_C,\mathbf{Q}_p(j)))\to 0. \end{align*}
It follows that
\begin{align*} & H^0_{c}(X,\mathbf{Q}_p(j)))=0,\\ & H^1_{c}(X,\mathbf{Q}_p(j)) \stackrel{\sim}{\to }H^0({\mathscr{G}}_K,H^1_{c}(X_C,\mathbf{Q}_p(j))),\\ & H^4_{c}(X,\mathbf{Q}_p(j)) \stackrel{\sim}{\to}H^2({\mathscr{G}}_K, H^2_{c}(X_C,\mathbf{Q}_p(j))). \end{align*}
Hence, by (5.6),
where we set
$\mathrm{HK}^1_{c}(X_C,1):=H^1\mathrm{HK}_{c}(X_C,1)$
. It follows that
$ H^1_{c}(X,\mathbf{Q}_p(j))$
is a colimit of finite rank
$\mathbf{Q}_p$
-vector spaces hence of compact type. By [Reference Achinger, Gilles and NiziołAGN25, § 7.3], we have that
\begin{align*}H^4_{c}(X,\mathbf{Q}_p(j)) \simeq\begin{cases}\mathbf{Q}_p & \mbox { if } j=2,\\0 & \mbox{ otherwise.}\end{cases}\end{align*}
It remains to treat
$H^i_{c}(X,\mathbf{Q}_p(j))$
, for
$i=2,3$
. We have a long exact sequence
\begin{align}0 & \to H^1({\mathscr{G}}_K, H^1_{c}(X_C,\mathbf{Q}_p(j)))\to H^2_{c}(X,\mathbf{Q}_p(j))\to H^0({\mathscr{G}}_K,H^2_{c}(X_C,\mathbf{Q}_p(j)))\nonumber\\ & \stackrel{d_2\,}{ \to } H^2({\mathscr{G}}_K, H^1_{c}(X_C,\mathbf{Q}_p(j)))\to H^3_{c}(X,\mathbf{Q}_p(j)) \to H^1({\mathscr{G}}_K,H^2_{c}(X_C,\mathbf{Q}_p(j)))\to 0. \end{align}
Case
$j\neq 2$
. We claim that in this case
$H^2({\mathscr{G}}_K, H^1_{c}(X_C,\mathbf{Q}_p(j)))=0$
. Indeed, we have
Now the slopes of Frobenius on
$ H^1_{\mathrm{HK},c} (X_C)$
are between 0 and 1, which implies that, in the case this group is of finite rank,
$\mathrm{HK}^1_{c}(X_C,1)$
is an extension of an unramified finite-dimensional
$\mathbf{Q}_p$
-representation V of
$\mathscr{G}_K$
by the C-points W of a connected BC. Since
$H^2(\mathscr{G}_K,W(j-1))=0$
, for any j, and
$H^2(\mathscr{G}_K,V(j-1))=0$
, for
$j\neq 2$
, this implies
$H^2({\mathscr{G}}_K,\mathrm{HK}^1_{c}(X_C,1)(j-1))=0$
, as wanted. The general case is obtained by writing
$H^1_{\mathrm{HK},c} (X_C)$
as a colimit of groups of finite rank.
(i) First sequence. Let us now look at the first exact sequence from (5.9):
Let
$\{X_n\}_{n\in\mathbf{N}}$
be a strictly increasing open covering of X by adapted naive interiors of dagger affinoids. We have an isomorphism
We have analogs of sequence (5.10) for
$X_n$
.
It suffices to prove the following result.
Lemma 5.11.
Let
$j\in \mathbf{Z}$
.
-
(i) The transition maps
$f_{2,n}: H^2_{c}(X_n,\mathbf{Q}_p(j))\to H^2_{c}(X_{n+1},\mathbf{Q}_p(j))$
are compact maps between spaces of compact type. -
(ii) The kernels of the transition maps
$f^{\prime}_{2,n}: H^2_{c}(X_n,\mathbf{Q}_p(j))\to H^2_{c}(X,\mathbf{Q}_p(j))$
are of finite rank over
$\mathbf{Q}_p$
.
Proof. Let us start with the first claim. Consider the canonical transition map
We have
Hence, it is of finite rank over
$\mathbf{Q}_p$
. This implies, by Lemmas 2.5 and 2.7, and the exact sequence (5.10), that it suffices to show that the canonical transition map
is a compact map of spaces of compact type.
By (5.7), we have the exact sequence, for
$s=n,n+1$
,
where
$g(X_s): H^1\mathrm{HK}_{c}(X_{s,C},2)\to H^1\mathrm{DR}_{c}(X_{s,C},2)$
is the canonical map. But
Now, using generalized Tate’s formulas (see (3.16)), we easily see that
$ H^0({\mathscr{G}}_K, (\operatorname{coker}g(X_s))(j-2))$
is of finite rank over
$\mathbf{Q}_p$
unless
$j=1$
. Hence, for
$j\neq 1$
, the map
$f_{3,n}$
is a map between finite-rank vector spaces over
$\mathbf{Q}_p$
; hence, it is compact.
Assume now that
$j=1$
. It suffices to show that the transition maps between the spaces
$H^0({\mathscr{G}}_K,(\operatorname{coker} g(X_n))(-1))$
are compact and the spaces themselves are of compact type. From the definition of the map
$g(X_n)$
, we get an exact sequence
where
$A_n$
is an almost C-representation. Applying Galois cohomology to this sequence, we get the exact sequence
Since, by generalized Tate’s theorem (see (3.16)),
$H^0({\mathscr{G}}_K,A_n) $
and
$H^1({\mathscr{G}}_K,A_n)$
are of finite rank over
$\mathbf{Q}_p$
, it suffices to show that the canonical map
$f: H^1_{c}(X_n,{\mathscr O}_{X_n})\to H^1_{c}(X_{n+1},{\mathscr O}_{X_{n+1}})$
is compact and the cokernel of the map
$g: H^0({\mathscr{G}}_K,A_n) \to H^1_{c}(X_n,{\mathscr O}_{X_n})$
is of compact type. For that, choose rigid analytic affinoids
$Y_1$
,
$Y_1$
such that
Then we have maps
The spaces
$ \Omega(Y_i)$
,
$i=1,2$
, are Banach and the map
$\tilde{f}$
is compact. Taking the strong duals of the terms of (5.15) and using Serre’s duality (for Stein spaces) for the end terms we get maps
factorizing the map f. By [Reference SchneiderSch02, Lemma 16.4], the map
$\tilde{f}^*$
is compact; by [Reference SchneiderSch02, Remark 16.7], so is the map f, as wanted.
The statement about the cokernel of the map g follows from the fact that the space
$H^1_{c}(X_n,{\mathscr O}_{X_n})$
is of compact type and the image of g is finite dimensional.
We pass now to the second claim of the lemma. By the exact sequence (5.10), it suffices to show that the kernels of the maps
\begin{align*} & f^{\prime}_{1,n}: H^1({\mathscr{G}}_K, H^1_{c}(X_{n,C},\mathbf{Q}_p(j))) \to H^1({\mathscr{G}}_K, H^1_{c}(X_{C},\mathbf{Q}_p(j))),\\ & f^{\prime}_{3,n}: H^0({\mathscr{G}}_K,H^2_{c}(X_{n,C},\mathbf{Q}_p(j))) \to H^0({\mathscr{G}}_K,H^2_{c}(X_{C},\mathbf{Q}_p(j))),\end{align*}
are of finite rank over
$\mathbf{Q}_p$
. We have shown above that the group
$ H^1({\mathscr{G}}_K, H^1_{c}(X_{n,C},\mathbf{Q}_p(j))) $
is of finite rank over
$\mathbf{Q}_p$
so this is clear for the map
$f^{\prime}_{1,n}$
. Similarly, we have shown above that, for
$j\neq 1$
, the group
$ H^0({\mathscr{G}}_K, H^1_{c}(X_{n,C},\mathbf{Q}_p(j))) $
is of finite rank over
$\mathbf{Q}_p$
so this is clear for the map
$f^{\prime}_{3,n}$
as well in this case.
Assume now that
$j=1$
. From the exact sequence (5.12), it suffices to show that the kernel of the map
is of finite rank over
$\mathbf{Q}_p$
. For that we use the following exact sequence (which works better here than the exact sequence (5.13)) obtained from the definition of the map
$g(X_n)$
where
$A^{\prime}_n$
is an almost C-representation. It yields the exact sequence

where the two edge terms are finite-rank
$\mathbf{Q}_p$
-vector spaces. Hence, it suffices to show that the kernel of the canonical map
is of finite rank over
$\mathbf{Q}_p$
. Noting that
$H^1_c(X_n,{\mathscr O}_{X_{n}})/\ker\,d \hookrightarrow H^1_c(X_n,\Omega^1_{X_{n}})$
, we reduce to showing that the canonical map
is injective. But, by Serre duality for Stein spaces, this map can be written as the dual of the canonical map
${\mathscr O}(X)\to {\mathscr O}(X_n)$
, which is injective with dense image, hence the map (5.17) is injective, as wanted.
(ii) Second sequence. We pass now to the second exact sequence from (5.9) which became the isomorphism
We cover X with a strictly increasing system
$\{X_n\}_{n\in\mathbf{N}}$
of adapted naive interiors of dagger affinoids. It suffices to show the following.
-
– The transition maps
are compact maps between spaces of compact type.
\begin{equation*}f_n{:}\ H^1({\mathscr{G}}_K,H^2_{c}(X_{n,C},\mathbf{Q}_p(j)))\to H^1({\mathscr{G}}_K,H^2_{c}(X_{{n+1},C},\mathbf{Q}_p(j))) \end{equation*}
-
– The kernels of the transition maps
are of finite rank over
\begin{equation*}f^{\prime}_n:\quad H^1({\mathscr{G}}_K,H^2_{c}(X_{n,C},\mathbf{Q}_p(j)))\to H^1({\mathscr{G}}_K,H^2_{c}(X_C,\mathbf{Q}_p(j))) \end{equation*}
$\mathbf{Q}_p$
.
We start with the first claim. By (5.7), we have the exact sequence
\begin{align}&H^0({\mathscr{G}}_K,\mathbf{Q}_p(j-1))\to H^1({\mathscr{G}}_K,(\operatorname{coker} g(X_s))(j-2)){\to}H^1({\mathscr{G}}_K,H^2_{c}(X_{s,C},\mathbf{Q}_p(2))(j-2))\nonumber\\&\quad\to H^1({\mathscr{G}}_K,\mathbf{Q}_p(j-1)). \end{align}
Using the generalized Tate’s formulas (see (3.16)), we easily see that
$ H^1({\mathscr{G}}_K, (\operatorname{coker} g(X_s))(j-2))$
is of finite rank over
$\mathbf{Q}_p$
unless
$j=1$
. Hence, for
$j\neq 1$
, the map
$f_n$
is compact as a map between finite-rank vector spaces over
$\mathbf{Q}_p$
.
Assume now that
$j=1$
. It suffices to show that the transition maps between the spaces
$H^1({\mathscr{G}}_K,(\operatorname{coker}g(X_n))(-1))$
are maps of compact type between spaces of compact type. By the generalized Tate’s theorem (see (3.16)), from the exact sequence (5.13), we get an exact sequence.
Since
$H^1({\mathscr{G}}_K,A_n) $
and
$H^2({\mathscr{G}}_K,A_n)$
are of finite rank over
$\mathbf{Q}_p$
, it suffices to show that the canonical map
$H^1_{c}(X_n,{\mathscr O}_{X_n})\to H^1_{c}(X_{n+1},{\mathscr O}_{X_{n+1}})$
is a compact map of spaces of compact type but this we have done above.
Now, we pass to the second claim. By the exact sequence (5.18), it suffices to show that the kernels of the maps
are of finite rank over
$\mathbf{Q}_p$
. For
$j\neq 1$
, we have shown that the domain is of finite rank over
$\mathbf{Q}_p$
, so this is clear. For
$j=1$
, from the exact sequence (5.16), we get the exact sequence

where the two edge terms are of finite rank over
$\mathbf{Q}_p$
. Hence it suffices to show that the kernel of the canonical map
is of finite rank over
$\mathbf{Q}_p$
. But this we have shown above.
Case
$j=2$
. We cover X with a strictly increasing system
$\{X_n\}_{n\in\mathbf{N}}$
of adapted naive interiors of dagger affinoids. It suffices to show that all the terms in the exact sequence (5.9) on level
$X_n$
are of finite rank over
$\mathbf{Q}_p$
(this is true more generally for
$j\neq 1$
).
We start with the first and the fourth terms. Having the isomorphism (5.6) we know that the groups
$H^1_c(X_{n,C},\mathbf{Q}_p(j))$
are almost C-representations hence have finite rank Galois cohomology groups by [Reference FontaineFon03]. For the third term, by (5.7), since
$H^0({\mathscr{G}}_K,\mathbf{Q}_p(1))=0$
, we have
In addition, we have shown above that this is of finite rank over
$\mathbf{Q}_p$
. Similarly, for the fifth term, we computed above that the map
has finite-rank kernel and cokernel and, moreover, the group
$H^1({\mathscr{G}}_K, \operatorname{coker} g(X_n))$
is of finite rank over
$\mathbf{Q}_p$
. This yields that the two remaining terms in (5.9) are also of finite rank, as wanted.
5.4 Arithmetic cohomology of dagger affinoids
Let X be a smooth geometrically connected dagger affinoid over K of dimension 1. We now study its arithmetic pro-étale cohomology. They key tool is the (studied above) arithmetic pro-étale cohomology of smooth Stein curves.
Proposition 5.20.
The cohomology of
${\mathrm R}\Gamma_{c}(X,\mathbf{Q}_p(j)), j\in\mathbf{Z},$
is nuclear Fréchet. Moreover, if
$\{X_h\}$
is the dagger presentation of the dagger structure on X, then we have an isomorphism
where
$X_h^0$
is a naive interior of
$X_h$
adapted to
$\{X_h\}$
.
Proof. Let
$\{X_h\}$
be the dagger presentation of the dagger structure on X. Denote by
$X_h^0$
a naive interior of
$X_h$
adapted to
$\{X_h\}$
. Note that
$X^0_h$
is a smooth and Stein rigid analytic variety over K. From § 5.3.2, we have
\begin{align*} & H^0_{c}(X^0_h,\mathbf{Q}_p(j)))=0,\\ & H^1_{c}(X^0_h,\mathbf{Q}_p(j)) \stackrel{\sim}{\to }H^0({\mathscr{G}}_K,H^1_{c}(X^0_{h,C},\mathbf{Q}_p(j)))\simeq H^0({\mathscr{G}}_K, \mathrm{HK}^1_{c}(X^0_{h,C},1) (j-1)),\\ & H^4_{c}(X^0_h,\mathbf{Q}_p(j)) \stackrel{\sim}{\to}H^2({\mathscr{G}}_K, H^2_{c}(X^0_{h,C},\mathbf{Q}_p(j)))\simeq\begin{cases}\mathbf{Q}_p & \mbox {if } j=2,\\0 & \mbox{otherwise.}\end{cases} \end{align*}
These are finite-rank
$\mathbf{Q}_p$
-vector spaces. Moreover, the transition maps
are compact maps between spaces of compact type: This is by Lemma 5.11 in the case
$j\neq 2$
; in the case
$j=2$
both spaces in (5.21) are of finite rank over
$\mathbf{Q}_p$
(see the proof of Theorem 5.8).
By [Reference SchneiderSch02, discussion after Proposition 16.5], since the pro-system
$\{H^i_{c}(X^0_h,\mathbf{Q}_p(j))\}_{h\in\mathbf{N}}$
,
$i\geqslant 0$
, is compact, it is equivalent to a pro-system of Banach spaces with dense transition maps. Hence, it is Mittag–Leffler by § 2.2.4 and we have
${\mathrm R}^1\lim_hH^i_{c}(X^0_h,\mathbf{Q}_p(j))=0$
,
$i\geqslant 0$
. It follows that
and the cohomology of
${\mathrm R}\Gamma_{c}(X,\mathbf{Q}_p(j)),\ j\in\mathbf{Z},$
is nuclear Fréchet, as wanted.
5.5 Examples
We now determine the compactly supported p-adic pro-étale cohomology groups of an open disc and an open annulus.
5.5.1 Open disc.
We start with the cohomology
$H^{i}_{c}(D, \mathbf{Q}_p(j))$
of an open disc D over K. It immediately follows from Lemmas 4.24 and 4.36, and the following definition of compactly supported cohomology that we have.
Lemma 5.22 (Geometric cohomology). Let
$i\in\mathbf{N}, j\in\mathbf{Z}$
. Then we have the following.
-
(i) The canonical maps
$H^{i}(D_C, \mathbf{Q}_p(j))\to H^{i}(Y_C, \mathbf{Q}_p(j))$
are injective; hence we have a
${\mathscr{G}}_K$
-equivariant isomorphism
\begin{align*}H^{i}_{c}(D_C, \mathbf{Q}_p(j))\stackrel{\sim}{\leftarrow} H^{i-1}(Y_C, \mathbf{Q}_p(j))/ H^{i-1}(D_C, \mathbf{Q}_p(j)).\end{align*}
-
(ii) The groups
$H^{i}_{c}(D_C, \mathbf{Q}_p(j))$
are 0 unless
$i=2$
, in which case there is a
${\mathscr{G}}_K$
-equivariant (split) exact sequence:
\[ 0\to ({\mathscr O}(Y_C)/{\mathscr O}(D_C))(j-1)\to H_{c}^2(D_C,\mathbf{Q}_p(j))\to \mathbf{Q}_p(j-1)\to 0. \]
Now we pass to the arithmetic cohomology. The canonical maps
are injective; this follows from the descriptions of these groups in Lemmas 4.27 and 4.38. Hence, we have an isomorphism
Lemma 5.25 (Arithmetic cohomology). Let
$i\in\mathbf{N}, j\in\mathbf{Z}$
. There is an exact sequence:
Proof. Consider the following commutative diagram.

The first two rows are exact by Lemmas 4.27 and 4.38, respectively. The middle column is exact by formula (5.24). We claim that the third column is exact, the map
$f_1$
is injective, and the map
$f_2$
is surjective. Indeed, by Lemmas 5.22, 4.24, and 4.36, it suffices to show that the canonical map
is injective. But, by the generalized Tate’s formula (3.16), this map is either a map between trivial objects or is isomorphic (for
$j=1$
and
$i=2,3$
) to the canonical map
$ {\mathscr O}(D)/K\to {\mathscr O}(Y)/K. $
In addition, that map is clearly injective.
The above discussion shows that we have an isomorphism:
Now we evoke Lemma 5.22.
5.5.2 Open annulus.
Let A be an open annulus over K. We start with the geometric cohomology.
Lemma 5.27 (Geometric cohomology).
-
(i) Let
$i\in\mathbf{N}, j\in\mathbf{Z}$
. The canonical maps
$H^i(A_C,\mathbf{Q}_p(j))\to H^i(\partial A_C, \mathbf{Q}_p(j))$
are injective. Hence, we have
${\mathscr{G}}_K$
-equivariant isomorphisms
\begin{align*}H^i_{c}(A_C,\mathbf{Q}_p(j))& \stackrel{\sim}{\leftarrow}H^{i-1}(\partial A_C,\mathbf{Q}_p(j))/H^{i-1}(A_C,\mathbf{Q}_p(j)),\\H^i_{c}(A_C,\mathbf{Q}_p(j))& =0\quad \mbox{if } i \gt2.\end{align*}
-
(ii) We have a
${\mathscr{G}}_K$
-equivariant isomorphism and a (split) exact sequence: (5.28)
\begin{equation}\begin{aligned}H^1_{c}(A_C,\mathbf{Q}_p(j)) & \simeq \mathbf{Q}_p(j),\\0\to\frac{\mathscr{O}(\partial A_C)}{\mathscr{O}(A_C)\oplus C}(j-1)\to H^2_{c}(A_C,\mathbf{Q}_p(j))&\to\mathbf{Q}_p(j-1)\to 0.\end{aligned}\end{equation}
Proof. This follows from the description of the groups involved in (4.31), (4.32), and Corollary 4.40.
Now we pass to arithmetic cohomology. The canonical maps
are injective. This follows from the description of the groups involved in Lemma 4.34 and Corollary 4.41. Hence, we have an isomorphism
Lemma 5.30 (Arithmetic cohomology). Let
$i \in\mathbf{N}$
,
$j\in\mathbf{Z}$
. There is an exact sequence
Proof. Consider the following commutative diagram.

The first two rows are exact by Lemma 4.34 and Corollary 4.41, respectively. The middle column is exact by formula (5.29). The first column is exact by the same formula and the fact that the canonical map
$H^0(A_C,\mathbf{Q}_p(j))\to H^0(\partial A_C,\mathbf{Q}_p(j))$
is
${\mathscr{G}}_K$
-equivariantly split.
It suffices now to show that the third column is exact, the map
$f_1$
is injective, and the map
$f_2$
is surjective. To see that, use Lemma 5.27 and note that, by Lemma 4.30 and Corollary 4.40, the map
$f_1$
can be rewritten as the canonical map
which, by the generalized Tate’s formula (3.16), is either a map between trivial objects or is isomorphic (for
$j=1$
and
$i=2,3$
) to the canonical map
In addition, that map is clearly injective. We note that this also proves that the map
$f_2$
is surjective, as wanted.
6. Trace maps and pairings
In this section we discuss pro-étale and coherent trace maps and pairings.
6.1 Pro-étale trace maps
We start with pro-étale trace maps.
Proposition 6.1. Let X be a smooth Stein variety, a smooth dagger affinoid, or a proper variety over K of dimension 1. Assume that it is geometrically irreducible. Then we have the following.
-
(i) There exists a natural geometric trace map (see [Reference Achinger, Gilles and NiziołAGN25, § 7.3])
(6.2)It is an isomorphism if X is proper.
\begin{equation} \mathrm{Tr}_{X_C}: H^{2}_{c}(X_C,\mathbf{Q}_p(1))\to\mathbf{Q}_p. \end{equation}
-
(ii) There exists a natural arithmetic trace map
(6.3)It is an isomorphism.
\begin{equation} \mathrm{Tr}_{X}: H^{4}_{c}(X,\mathbf{Q}_p(2))\to\mathbf{Q}_p. \end{equation}
-
(iii) The above trace maps are functorial for open immersions and compatible with the Hyodo–Kato and de Rham trace maps.
Proof. In the case X is partially proper, the arithmetic trace map is defined using the geometric trace map from [Reference Achinger, Gilles and NiziołAGN25, § 7.3] and the Galois cohomology trace map
It was shown to be an isomorphism in [Reference Achinger, Gilles and NiziołAGN25, § 7.3].
In the case X is a dagger affinoid, the arithmetic trace map is defined as the composition
Here the first isomorphism follows from the fact that
${\mathrm R}^1 \lim_h H^3_{c}(X^0_h,\mathbf{Q}_p(2))=0$
, which was shown in the proof of Proposition 5.20.
We also need a derived version of the arithmetic trace map:
We define it as the composition
6.2 Pro-étale pairings for partially proper varieties
Let X be a partially proper rigid analytic variety over K,C. Cup product on pro-étale cohomology induces pairings
as the composition

These pairings are compatible with the pairings
They yield (Galois equivariant over C) pairings
which are compatible with the passage from K to C.
Let now X be partially proper and as in Proposition 6.1. The (twisted) pairing (6.4) composed with the trace map (6.2) yields a geometric pairing:
Similarly, using the trace map (6.3), we obtain an arithmetic pairing
These pairings are compatible and are also compatible with pro-étale pairings on
$ {\mathrm R}\Gamma(X_C,\mathbf{Q}_p(j))$
and
$ {\mathrm R}\Gamma(X,\mathbf{Q}_p(j))$
, respectively.
6.3 Pro-étale pairings for dagger affinoids
Let X be a smooth dagger affinoid over K,C. Cup product on pro-étale cohomology
is defined by the composition

Here
$\{X_h\}_{h\in\mathbf{N}}$
is the dagger presentation of X.
These pairings are Galois equivariant over C and compatible with the passage from K to C.
The (twisted) pairing (6.5) composed with the trace map (6.2) yields a geometric pairing:
Similarly, using the trace map (6.3), we obtain an arithmetic pairing
These pairings are compatible and are also compatible with pro-étale pairings on
$ {\mathrm R}\Gamma(X_C,\mathbf{Q}_p(j))$
and
$ {\mathrm R}\Gamma(X,\mathbf{Q}_p(j))$
, respectively.
6.4 Coherent pairings
We list now the coherent pairings that we use.
6.4.1 Ghost circle.
Let D be an open disc over K; let
$Y:=\partial D$
be the boundary of D, a ghost circle. Let
$Y_C:=Y\times C$
. The ring
$\mathscr{O}(Y)$
(respectively,
$\mathscr{O}(Y_C)$
) is the Robba ring with coefficients in K (respectively, C). Topologically,
${\mathscr O}(Y)$
is a direct sum of a nuclear Fréchet space and a space of compact type (both over
$\mathbf{Q}_p$
). The map
induces a perfect pairingFootnote 22
between the solid
$\mathbf{Q}_p$
-vector spaces
$\mathscr{O}(Y)/K$
and
$\mathscr{O}(Y)/K$
.
Similarly, for
$L=K,C$
, the map
induces a perfect pairing
between the solid L-vector spaces
$\mathscr{O}(Y_L)/L$
and
$\mathscr{O}(Y_L)/L$
.
Remark 6.10. We can see one of the copies of
$\mathscr{O}(Y_L)/L$
as the space
$\Omega^1(Y_L)_0$
of differential forms with residue equal to 0 (via
$h\mapsto d h $
). The map
$(f,\omega)\mapsto \mathrm{res}(f\omega)$
induces a perfect duality between the L-spaces
$\mathscr{O}(Y_L)$
and
$\Omega^1(Y_L)$
and
$\Omega^1(Y_L)_0$
is exactly the orthogonal of
$L\subset\mathscr{O}(Y_L)$
.
6.4.2 Open disc.
Let D and Y be as above. We see easily that
${\mathscr O}(Y)/{\mathscr O}(D)$
is the dual of
${\mathscr O}(D)/K$
for the pairing (6.6), i.e. that we have a perfect pairing
Similarly, we check that
${\mathscr O}(Y_L)/{\mathscr O}(D_L)$
is the dual of
${\mathscr O}(D_L)/L$
for the pairing (6.8), i.e. that we have a perfect pairing
This pairing can be thought of as Serre duality pairing
This is because we have isomorphisms (the second is just
$d:\mathscr{O}\to\Omega^1$
)
6.4.3 Open annulus.
Let A be an open annulus over K; let
$\partial A$
be the boundary of A, a disjoint union
$Y_a\sqcup Y_b$
of two ghost circles. We see easily that
${\mathscr O}(\partial A)/({\mathscr O}(A)\oplus K)$
is the dual of
${\mathscr O}(A)/K$
for the pairing (6.6) taken twice and followed by the addition map
$\mathbf{Q}_p^{\oplus 2}\stackrel{+}{\to}\mathbf{Q}_p$
. That is, that we have a perfect pairing
Similarly, we check that
${\mathscr O}(\partial A_L)/({\mathscr O}(A_L)\oplus L)$
is the dual of
${\mathscr O}(A_L)/L$
for the pairing (6.8), i.e. that we have a perfect pairing
This pairing can be seen as induced by the Serre duality pairing
This is because we have an isomorphism
and the exact sequence
7. Poincaré duality for a ghost circle
Let K be a finite extension of
$\mathbf{Q}_p$
. We prove in this section arithmetic Poincaré duality for a ghost circle Y over K that is essential in later computations. The numerology suggests that Y is a ‘proper’ variety of total dimension
$\frac{3}{2}$
, hence
$Y_C$
is of dimension
$\frac{1}{2}$
.
7.1 Arithmetic duality theorem
We start with a proof that assumes an explicit reciprocity law (which is proved in the next section).
Theorem 7.1 (Arithmetic duality). Let Y be a ghost circle over K.
-
(i) There is a trace map isomorphism
\begin{align*}\mathrm{Tr}_Y{:} \ H^3(Y,\mathbf{Q}_p(2))\stackrel{\sim}{\to} \mathbf{Q}_p.\end{align*}
-
(ii) Let
$i,j\in\mathbf{Z}$
. The pairing (7.2)is a perfect duality, i.e. we have an induced isomorphism
\begin{equation}\cup: H^i(Y,\mathbf{Q}_p(j)) \otimes_{\mathbf{Q}_p}^{\Box} H^{3-i}(Y,\mathbf{Q}_p(2-j))\stackrel{\cup}{\longrightarrow} H^3(Y,\mathbf{Q}_p(2))\xrightarrow[\sim]{\mathrm{Tr}_Y}\mathbf{Q}_p\end{equation}
\begin{align*} & \gamma_{Y,i}: H^i(Y,\mathbf{Q}_p(j))\stackrel{\sim}{\to} H^{3-i}(Y,\mathbf{Q}_p(2-j))^*.\end{align*}
Proof. Define geometric and arithmetic trace maps as follows:
\begin{align*} \mathrm{Tr}_{Y_C}&: H^1(Y_C,\mathbf{Q}_p(1)){\to}\mathbf{Q}_p,\\ \mathrm{Tr}_Y&: H^3(Y,\mathbf{Q}_p(2))\stackrel{\sim}{\to} H^2({\mathscr{G}}_K,H^1(Y_C,\mathbf{Q}_p(2)))\xrightarrow[\sim]{\mathrm{Tr}_{Y_C}(1)}H^2({\mathscr{G}}_K,\mathbf{Q}_p(1))\xrightarrow[\sim]{\mathrm{Tr_{K}}} \mathbf{Q}_p.\end{align*}
Here, the first trace map comes from the exact sequence in (4.37) and
$\mathrm{Tr}_{Y_C}(1)$
is an isomorphism because
$H^2({\mathscr{G}}_K,{{\mathscr O}(Y_C)}/{C})=0$
. This proves part (i); let us turn to part (ii).
Filtration on cohomology. Let
$i,j\in\mathbf{Z}$
. There exists an ascending filtration on
$H^{i}(Y,\mathbf{Q}_p(j))$
:
such that we have isomorphisms
\begin{align*} & F^2_{i,j}/F^1_{i,j}\simeq H^{i-1}({\mathscr{G}}_K, \mathbf{Q}_p(j-1)),\\& F^1_{i,j}/F^0_{i,j}\simeq H^{i-1}\bigg({\mathscr{G}}_K, \frac{{\mathscr O}(Y_C)}{C}(j-1)\!\bigg),\\ & F^0_{i,j}/F^{-1}_{i,j}\simeq H^i({\mathscr{G}}_K, \mathbf{Q}_p(j)).\end{align*}
This follows from § 4.4 and Lemmas 4.38 and 4.36.
Identification of pairings on graded pieces. Assume the following.
Theorem 7.4 (Explicit reciprocity law).
-
(i) The pairing (7.2) is compatible with the above filtration, i.e. for
$l,k\in\mathbf{Z}$
, it induces a pairing In particular,
\begin{align*}\cup: F^l_{i,j}H^i(Y,\mathbf{Q}_p(j)) \otimes_{\mathbf{Q}_p}^{\Box} F^k_{3-i,2-j}H^{3-i}(Y,\mathbf{Q}_p(2-j))\stackrel{\cup}{\longrightarrow} F^{l+k}_{3,2}H^3(Y,\mathbf{Q}_p(2))\xrightarrow[]{\mathrm{Tr}_Y}\mathbf{Q}_p\end{align*}
$F^a_{i,j}$
and
$F^b_{3-i,2-j}$
are orthogonal if
$a+b\leqslant 1$
.
-
(ii) On the associated grading the pairing (7.2) yields a pairing induced by the Galois cohomology pairing and pairing (6.9).
From claim (i), we obtain the following commutative diagram with exact rows (all the vertical maps are induced from pro-étale cup products and the trace
$\mathrm{Tr}_Y$
).

By Theorem 7.4, claim (ii), the left and the right vertical arrows are isomorphisms. It follows that we have an isomorphism (we skipped the indices to lighten the notation)
Similarly, we obtain the following commutative diagram with exact rows (again, all the vertical maps are induced from pro-étale cup products and the trace
$\mathrm{Tr}_Y$
).

By Theorem 7.4, the map
$\alpha_{Y,i}$
is induced by the Galois pairing hence is an isomorphism. It follows that so is the map
$\gamma_{Y,i}$
, as wanted.
7.2 Proof of the explicit reciprocity law
The goal of the rest of the section is to prove Theorem 7.4. The result is immediate for
$i\geqslant 4$
since then all the terms are 0.
For
$i=0,3$
, by symmetry, we may assume that
$i=0$
. We have
\begin{align*} H^0(Y,\mathbf{Q}_p(j))\simeq \begin{cases} \mathbf{Q}_p & \mbox{ if } j=0,\\ 0 & \mbox{ if } j\neq 0; \end{cases}\quad H^3(Y,\mathbf{Q}_p(2-j))\simeq \begin{cases} \mathbf{Q}_p & \mbox{ if } j=0,\\ 0 & \mbox{ if } j\neq 0. \end{cases} \end{align*}
Here, to compute,
$H^3$
we have used Lemmas 4.38 and 4.36. Now we need to study the pairing
We have
\begin{align*} & F^0_{0,0}= F^1_{0,0}= F^2_{0,0}=H^0(Y,\mathbf{Q}_p),\\ & F^0_{3,2}= F^1_{3,2}= 0,\quad F^2_{0,0}=H^3(Y,\mathbf{Q}_p(2)). \end{align*}
Claim (i) of Theorem 7.4 follows immediately. It is easy to check claim (ii) by following the isomorphisms appearing in Lemmas 4.38 and 4.36 and the definition of the trace map Tr_Y, and by compatibility of the Hochschild–Serre spectral sequence with products. (The Hochschild–Serre spectral sequence for Y is obtained by taking
$\operatorname{colim} $
of the Hochschild–Serre spectral sequences for annuli (4.33). The fact that
$\operatorname{colim} $
commutes with Galois cohomology is proved as in the proof of Lemma 4.36.)
Thus, it remains to look at
$i=1,2$
and, by symmetry, we may assume that
$i=1$
. That is, we are studying the pairing
7.3 Descent to
$\widehat K_\infty$
Since
$\overline{\mathbf{Q}}_p/ K_\infty$
is almost étale, we can compute the pro-étale cohomology of
$Y_K:=Y$
using
$Y_{\widehat K_\infty}$
and the latter is computed via syntomic methods as in [Reference Colmez and NiziołCN17] or in [Reference GillesGil23].
7.3.1
$(\partial, \varphi,\gamma)$
-Koszul complexes.
Let
$\widetilde Y^{[u,v]}=Y_{\mathbf{Q}_p}\times U^{[u,v]}$
, where
$U^{[u,v]}$
is the adic spectrum of
$\mathbf{B}^{[u,v]}_{K_{\infty}}$
(see § 3.2.1). Then we have
The algebra
$\mathscr{O}( Y_{\mathbf{Q}_p})$
is a direct sum of a nuclear Fréchet space and a space of compact type and
$\mathbf{B}^{[u,v]}_{K_\infty}$
is a Banach space. Let
$j\in\mathbf{Z}$
. Let us choose a uniformizer T of
${\mathscr O}({Y_{\mathbf{Q}_p}})$
and define Frobenius
$\varphi$
by sending T to
$T^p$
and let
$\partial=T({d}/{dT})$
. We denote by
the total complex of the double complex

and the complex obtained by taking fixed points by
$\Delta_K$
of each of its termsFootnote
23
. Since they are based on Fontaine–Messing syntomic cohomology (see Remark 7.12), we call the Koszul complexes (7.8) FM-Koszul complexes.
They sometimes appear in a different form
which we call HK-Koszul complexes as they are based on Hyodo–Kato syntomic cohomology. The first is the total complex of the double complex

The two Koszul complexes are related by a quasi-isomorphism in
${\mathscr{D}}(\mathbf{Q}_{p,\Box})$
given by the maps
$(t, \mathrm{Id} \oplus t\oplus 0, \mathrm{Id})$
in the top and bottom rows (same for
$\Delta_K$
-fixed points).
Remark 7.12 (Relation to syntomic cohomology).
(i) One can easily show that the horizontal complexes in (7.9) compute the syntomic cohomology of
$Y_{\widehat K_\infty}$
(more exactly,
$\mathrm{R}\Gamma_\mathrm{syn}(Y_{\widehat K_\infty},1)(j-1)$
; the twist
$(j-1)$
does not play a role at the level of
$K_\infty$
but intervenes in the computation of the arithmetic cohomology). The complex
$\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))$
is then given by the mapping fiber
By applying
$\mathrm{Res}_{p^{-n}\mathbf{Z}_p}$
, for n big enough, we obtain a quasi-isomorphic complex in which
$\mathbf{B}_{K_\infty}^{[u,v]}$
is replaced by
$\mathbf{B}_{K_n}^{[u,v]}$
and which looks like
$\mathrm{R}\Gamma_\mathrm{syn}(Y_K,1)(j-1)$
except for the arithmetic variable which is treated a little bit differently (there is an action of the entire
$\Gamma_K$
and not just of its Lie algebra).
(ii) More precisely, the double complex (7.8) can be rewritten in the following way.

We remind the reader that
$F^1\widetilde{\mathscr{O}}^{[u,v]}=t\widetilde{\mathscr{O}}^{[u,v]}$
, and that multiplication by t is equivalent to a Tate twist by (1). An isomorphism from the complex (7.8) to (7.14) can be given by the map

(iii) We have chosen to twist everything in part (i) by (1) but one could twist by (r) for any
$r\geqslant 1$
. That is, take
$F^r$
,
$F^{r-1}\Omega^1$
,
${\varphi}/{p^r}$
, etc.
7.3.2 Products on mapping fibers.
We recall here the well-known formulas for products on mapping fibers that we need (for details, see, for example, [Reference NiziołNiz93, Proposition 3.1]).
Let
$A_i^{\bullet}$
,
$C_i^{\bullet}$
complexes of condensed
$\mathbf{Q}_p$
-vector spaces (for
$i=1,2,3$
) and
$f_i, g_i$
morphisms of complexes
$A_i^{\bullet} \to C_i^{\bullet}$
. Assume that, for all
$\alpha$
in
$\mathbf{Q}_p$
, there are maps
such that the
$\cup_{\alpha}$
are morphisms of complexes which commute with the
$f_i$
and
$g_i$
, all the
$\cup_{\alpha}$
are homotopic and we can choose the homotopies such that they commute with the
$f_i$
and
$g_i$
.
If we take the mapping fiber
and, for all
$\alpha \in \mathbf{Q}_p$
, the products
can be defined (on the level of sections) by the formula
where
$(a_i,c_i) \in A^{\bullet}_i \oplus C^{\bullet-1}_i$
represents
$\gamma_i$
, and, for
$\beta\in{\mathrm R}$
,
$w_{\beta}=\beta f_i(a_i)+(1- \beta) g_i(a_i)$
.
Then we have the following.
-
(i) The
$\cup_{\alpha}$
are morphisms of complexes, which commute with the projections
$D^{\bullet}_i \to A^{\bullet}_i$
. -
(ii) The
$\cup_{\alpha}$
are homotopic. -
(iii) If
$\tilde{A}^{\bullet}_1$
,
$\tilde{C}^{\bullet}_i$
,
$\tilde{f}_i$
,
$\tilde{\cup}_{\alpha}$
are another set of data as above and
$A_i^{\bullet} \to \tilde{A}_i^{\bullet}$
,
$C_i^{\bullet} \to \tilde{C}_i^{\bullet}$
are morphisms of complexes which commute with
$\cup_{\alpha}$
and
$\tilde{\cup}_{\alpha}$
, then the induced morphism
$D^{\bullet}_i \to \tilde{D}^{\bullet}_i$
commutes with
$\cup_{\alpha}$
and
$\tilde{\cup}_{\alpha}$
defined by (7.15). -
(iv) If
$g_i=0$
, then the products
$\cup_0, \cup_1 : D_1^{\bullet} \otimes_{\mathbf{Q}_p} D_2^{\bullet} \to D_3^{\bullet} $
induce products
$\tilde{\cup}_0, \tilde{\cup}_1 : A_1^{\bullet} \otimes_{\mathbf{Q}_p} D_2^{\bullet} \to D_3^{\bullet}$
such that the following diagrams are commutative.

Explicitly, for
$a_i \in A^{\bullet}_i$
and
$c_i \in C^{\bullet}_i$
, we have
7.3.3
Structures on
$(\partial, \varphi,\gamma)$
-Koszul complexes.
We equip the complexes
$\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j)) $
with the following structures.
-
– Products. Using (twice) the formulas from § 7.3.2, we define cup products (
$\alpha\in\mathbf{Q}_p$
)
\begin{align*}\cup_{\alpha}: \mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j_1))\otimes^{\Box}_{\mathbf{Q}_p} \mathrm{ Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j_2))\to \mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j_1+j_2)).\end{align*}
-
– Filtration. We note that the operators
$\partial,\gamma_K$
do not change the exponents in the powers of T (and that the operator
$\varphi$
sends T to
$T^p$
). In particular, we can separate the constant term from the rest, which allows us to write (7.16)Here the subscript 0 in
\begin{equation}\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))=\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(j))\oplus \mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(j))\oplus \mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(j-1))[-1].\end{equation}
$\widetilde{\mathscr{O}}^{[u,v]}_0$
in the first term denotes the series for which the constant term is 0. The complex
$\mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(s))$
(for
$s=j,j-1$
) is that defined in § 3.2 and is quasi-isomorphic to
$\mathrm{R}\Gamma({\mathscr{G}}_K,\mathbf{Q}_p(s))$
(see (3.5)).
We define an ascending filtration on the complex
$\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))$
: This filtration does not depend on the choice of T (but the splitting does): this is obvious for
\begin{align*} F^{-1}:=0,\quad &F^0:=\mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(j)),\\& F^1:=\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(j))\oplus \mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(j)),\\& F^2:=\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j)). \end{align*}
$F^0$
and, on the diagram (7.14),
$F^1$
corresponds to the kernel of the residue map on differential forms. We have canonical quasi-isomorphisms in
${\mathscr{D}}(\mathbf{Q}_{p,\Box})$
:
\begin{align*} (F^0/F^{-1})\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))&\simeq \mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(j)),\\ (F^1/F^0)\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))&\simeq \mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(j)),\\ (F^2/F^1)\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))&\simeq \mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(j-1))[-1].\end{align*}
-
– Trace map. We define the trace map
as the composition
\begin{align*} \mathrm{Tr_\mathrm{Kos}}: H^3 \mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(2)) \overset{\sim}{\to}\mathbf{Q}_p \end{align*}
where the last map is
\begin{align*} \mathrm{Tr}_\mathrm{Kos}: H^3 \mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(2)) & \stackrel{\sim}{\to} H^3((F^2/F^1)\mathrm{ Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(1)))\\ & \simeq H^2 \mathrm{Kos}_{\varphi,\gamma}(\mathbf{B}_{K_\infty}^{[u,v]}(1)) \overset{\sim}{\to}\mathbf{Q}_p,\end{align*}
${1}/{|\Delta_K|}\mathrm{res}_{\pi}\circ \mathrm{Tr}_{K_{\infty}/F_{\infty}}$
(see Proposition 3.11).
7.3.4 Quasi-isomorphism with pro-étale cohomology.
Recall that, if we start with the complex computing the cohomology of the
$\pi_1$
via perfectoid methods, we get the same complexFootnote
24
(but with slightly different period rings) as
$\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))$
and with
$t\partial$
replaced by
$\tau-1$
, where
$\tau$
is the generator of the geometric part of
$\mathrm{Aut}(\mathscr{O}(Y_{\widehat K_\infty}[T^{1/p^\infty}])/\mathscr{O}(Y))$
(this group is the semi-direct product of
$\mathbf{Z}_p(1)$
and
$\Gamma_K$
, and
$\tau$
is the generator of
$\mathbf{Z}_p(1)$
given by our fixed choice of compatible system of roots of unity). Passing from
$\tau-1$
to
$t\partial$
corresponds to passing from
$\mathbf{Z}_p(1)$
to its Lie algebra as in [Reference Colmez and NiziołCN17] or [Reference GillesGil23]; change of period rings is done as in [Reference Colmez and NiziołCN17] or [Reference GillesGil23]. It follows that we have a quasi-isomorphism in
${\mathscr{D}}({\mathbf{Q}_{p,\Box}})$
Remark 7.18.
-
(i) It is easy to see that the maps (7.17) and (3.5) are compatible.
-
(ii) The following commutative diagramFootnote 25 makes it possible to assume that
$\Delta_K=1$
in the proofs.

Lemma 7.19.
On the cohomology level, the quasi-isomorphism
$\alpha_j$
from (7.17) is compatible with products, filtrations, and trace maps.
Proof. We prove each part in turn.
(i) Products. The easiest way to see this is to trace the geometric part of the quasi-isomorphism
$\alpha_j$
via the analog of the big commutative diagram used in the proof of Theorem 7.5 in [Reference GillesGil23]. We choose r large enough (see Remark 7.12). The best path is via the top row (right-to-left), then all the way down, and then to the right along the bottom row. All the morphisms used along the way are clearly compatible with cup products. That treats the case of the cohomology of the geometric
$\pi_1$
.
Now we apply continuous group cohomology for the Galois group of the base field. This and the subsequent almost étale descent are clearly compatible with products. What remains is the passage from (nonhomogeneous) continuous cochains of
$\langle \gamma_K\rangle $
to the Koszul complexes for
$\gamma_K$
. But a map from the former to the latter can be given by the identity in degree 0 and the evaluation at
$\gamma_K$
in degree 1; this is easily checked to be compatible with products.
(ii) Filtrations. This is easy to see for
$F^0$
: both the pro-étale
$F^0$
and the
$(\varphi,\Gamma)$
-module
$F^0$
come from the corresponding complexes of a point (given by K). The required compatibility follows then easily from functoriality of the comparison map
$\alpha_j$
(see Remark 7.18). Moreover,
$\alpha_j$
restricted to
$F^0$
is an isomorphism (on cohomology level).
It remains to check compatibility for
$F^1$
(or, in light of the above, for
$F^1/F^0$
). Note that after moding out
$F^0$
from both sides of the map
$\alpha_j$
, the pro-étale
$F^1$
arises from the Galois (for the group
${\mathscr{G}}_K$
) kernel of the pro-étale residue map
(see (7.3)). Recall that this map comes from the syntomic residue map
(See diagram (4.8), take
$i=1$
, and note that the slope of Frobenius on the Hyodo–Kato cohomology is 1.) By changing the period rings, the Galois cohomology of the map (7.20) can be seen as the residue map from diagram (7.13) to the diagram

which is the Koszul complex representing the Galois cohomology of
$\mathbf{Q}_p(j-1)$
shifted by
$[-1]$
. It is clear that the kernel of this map is
$F^1/F^0$
, as wanted.
(iii) Trace maps. The
$(\varphi,\Gamma)$
-module trace
$\mathrm{Tr}_\mathrm{Kos}$
is defined as the ‘Galois’ cohomology of the
$(\varphi,\Gamma)$
-module residue map followed by
${1}/{|\Delta_K|}\mathrm{res}_{\pi}\circ \mathrm{Tr}_{K_{\infty}/F_{\infty}}$
. On the other hand, the pro-étale trace is defined as the Galois cohomology of the pro-étale residue map followed by Galois cohomology trace. By point (ii) the first maps of the compositions agree. Hence, it suffices to show the compatibility of
${1}/{|\Delta_K|}\mathrm{res}_{\pi}\circ \mathrm{Tr}_{K_{\infty}/F_{\infty}}$
with the Galois trace. But this was done in Proposition 3.11.
7.3.5 Identification of graded pieces.
Via the comparison morphism
$\alpha_j$
from (7.17), and using Lemma 7.19, we get isomorphisms:
\begin{equation}\begin{aligned} & \alpha^3_{j}: H^i(F^2/F^1)\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))\stackrel{\sim}{\to} H^{i-1}({\mathscr{G}}_K,\mathbf{Q}_p(j-1)),\\ & \alpha^2_j: H^i(F^1/F^0)\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))\stackrel{\sim}{\to} H^{i-1}\bigg({\mathscr{G}}_K,\frac{{\mathscr O}(Y_C)}{C}(j-1)\!\bigg), \\ & \alpha^1_j: H^i(F^0/F^{-1})\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))\stackrel{\sim}{\to} H^{i}({\mathscr{G}}_K,\mathbf{Q}_p(j)). \end{aligned}\end{equation}
Recall that
$H^i(F^1/F^0)\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))\simeq H^i\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(j))$
.
Lemma 7.22. We have isomorphisms
\begin{align*}H^i\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(j))\xleftarrow{\sim}\begin{cases}\mathscr{O}(Y_{K})_0 &{\text{if $j=1$ and $i=1,2$,}}\\0 &{\text{if $j\neq 1$ or $i\neq 1,2$.}}\end{cases}\end{align*}
Proof. We have (in
${\mathscr{D}}({\mathbf{Q}_{p,\Box}})$
)
and since
$t\partial: \widetilde{\mathscr{O}}^{[u,v/p]}_0\to \widetilde{\mathscr{O}}^{[u,v/p]}_0$
is an isomorphism, we get a quasi-isomorphism in
${\mathscr{D}}({\mathbf{Q}_{p,\Box}})$
:
(The twist is
$(j-1)$
and not (j) because of the
$\chi(\gamma_K)^{-1}$
appearing in the vertical arrow, necessary to have a commutative diagram as
$\gamma_K\cdot t\partial=\chi(\gamma_K)t\partial\cdot\gamma_K$
.)
Since
$\partial:\widetilde{\mathscr{O}}^{[u,v]}_0\to \widetilde{\mathscr{O}}^{[u,v]}_0$
is an isomorphism, and since
$\widetilde{\mathscr{O}}^{[u,v]}_0/t\simeq \mathscr{O}(Y_{\widehat K_\infty})_0$
, we get an isomorphism
\begin{equation}H^i\mathrm{Kos}_{\partial,\varphi}(\widetilde{\mathscr{O}}^{[u,v]}_0(j))\stackrel{\sim}{\leftarrow}\begin{cases}\mathscr{O}(Y_{\widehat K_\infty})_0(j-1) &{\text{if $i=1$,}}\\0 &{\text{if $i\neq 1$.}}\end{cases}\end{equation}
Finally, we have isomorphisms (the first is the natural injection, the second is the cup-product with
$({\log\chi})/({\log\chi(\gamma_K)})$
):
\begin{align*}H^i(\Gamma,\mathscr{O}(Y_{\widehat K_\infty})_0(j-1))\stackrel{\sim}{\leftarrow}\begin{cases}\mathscr{O}(Y_{K})_0 &{\text{if $j=1$ and $i=0,1$,}}\\0 &{\text{if $j\neq 1$ or $i\neq 0,1$.}}\end{cases}\end{align*}
This is enough to prove our lemma.
Remark 7.24.
-
(i) In what follows we use a convenient choice for the isomorphisms in Lemma 7.22 which we call
$\omega_i$
, for
$i=1,2$
, and call
$\omega$
a lift to the derived category. Set We take the following composition (where the second map is induced by the isomorphism
\begin{align*} \mathrm{Kos}_{\gamma}(\mathscr{O}(Y_{K})_0 ) &:=(\mathscr{O}(Y_{K})_0 \stackrel{\gamma_K-1}{\longrightarrow}\mathscr{O}(Y_{K})_0 )=(\mathscr{O}(Y_{K})_0 \stackrel{0}{\longrightarrow}\mathscr{O}(Y_{K})_0 ),\\ \mathrm{Kos}_{\gamma}(\mathscr{O}(Y_{\widehat{K}_{\infty}})_0 ) &:=(\mathscr{O}(Y_{\widehat K_\infty})_0\stackrel{\gamma_K-1}{\longrightarrow}\mathscr{O}(Y_{\widehat{K}_{\infty}})_0 ).\end{align*}
$\widetilde{\mathscr{O}}^{[u,v]}/t\simeq \mathscr{O}(Y_{\widehat K_\infty})$
) The isomorphism in Lemma 7.22 comes from the map
$\omega: =\beta_1^{-1}\kappa$
, where
$\beta_1$
is the map (7.11):
\begin{align*}\beta_1: \mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(1))\stackrel{\sim}{\to}\mathrm{Kos}^\mathrm{ HK}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(1)).\end{align*}
-
(ii) Similarly, the isomorphism from (7.23) can be lifted to the derived category. We define it as
$\omega_{\infty}:=\beta_{1,\infty}^{-1}\kappa_{\infty}$
, where and the second map is the restriction of
\begin{align*} \kappa_{\infty}&: \mathscr{O}(Y_{\widehat{K}_{\infty}})_0[-1]\longrightarrow\mathrm{Kos}^\mathrm{HK}_{\partial,\varphi}(\widetilde{\mathscr{O}}^{[u,v]}_0(1)),\\ \beta_{1,\infty}&: \mathrm{Kos}_{\partial,\varphi}(\widetilde{\mathscr{O}}^{[u,v]}_0(1))\stackrel{\sim}{\to}\mathrm{Kos}^\mathrm{ HK}_{\partial,\varphi}(\widetilde{\mathscr{O}}^{[u,v]}_0(1)), \end{align*}
$\beta_1$
.
From the above, we can deduce the following result (compare with Lemma 4.38; of course, the splittings depend on the choice of T).
Proposition 7.25.
Let
$j\in\mathbf{Z}$
. We have
$H^i(Y,\mathbf{Q}_p(j))=0$
if
$i\geqslant 4$
and, if
$i\leqslant 3$
, then we have isomorphisms
\begin{align*}H^i(Y,\mathbf{Q}_p(j))\simeq\begin{cases}\mathscr{O}(Y)_0 \oplus H^i({\mathscr{G}}_K,\mathbf{Q}_p(j))\oplus H^{i-1}({\mathscr{G}}_K,\mathbf{Q}_p(j-1))&{\text{if $j=1$ and $i=1,2$,}}\\H^i({\mathscr{G}}_K,\mathbf{Q}_p(j))\oplus H^{i-1}({\mathscr{G}}_K,\mathbf{Q}_p(j-1)) &{\text{if $j\neq 1$ or $i\neq 1,2$.}}\end{cases}\end{align*}
7.4 Identification of the cup product
7.4.1 Formula for the cup product.
We are going to use a ‘basis’
$e_1,e_2,e_3$
to write the differentials in the Koszul complex
$\mathrm{Kos}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}(j))$
in a way reminiscent to differentials on differential forms (i.e.
$e_i$
behaves as
$dx_i$
in computations; we do not make explicit the powers of
$\chi(\gamma_K)$
involved in the different Tate twists)
\begin{align*}dx&=(\varphi-1)x\cdot e_1+(\gamma_K-1)x\cdot e_2+t\partial x\cdot e_3,\\d(ae_1+be_2+ce_3)&=(t\partial b-(\gamma_K-1)c)\cdot e_2\wedge e_3+((\varphi-1)c-t\partial a)\cdot e_1\wedge e_3\\& \quad +((\varphi-1)b-(\gamma_K-1)a)\cdot e_1\wedge e_2,\\d(a\cdot e_2\wedge e_3+b\cdot e_1\wedge e_3+c\cdot e_1\wedge e_2)&=((\varphi-1)a+(\gamma_K-1)b-t\partial c)\cdot e_1\wedge e_2\wedge e_3.\end{align*}
The cup product (we use, twice, the formulas from § 7.3.2 with
$\alpha=1$
)
between the terms of degree 1 and 2 is then given by
7.4.2 Orthogonality and reduction to the Poitou–Tate pairing.
Consider now the trace map
Then
$\mathrm{Tr}_Y(x\cup^\mathrm{Kos}y)$
can be computed in the following way:
-
– write
$x\cup^\mathrm{Kos}y$
as
$a\cdot e_1\wedge e_2\wedge e_3$
, with
$a\in \widetilde{\mathscr{O}}^{[u,v/p]}$
; -
– consider the constant term
$a_0\in\mathbf{B}_{K_\infty}^{[u,v/p]}$
of a; -
– we have
$\mathrm{Tr}_Y(x\cup^\mathrm{Kos}y)=\mathrm{Tr}_K\circ h_K^2(a_0)$
, where
$\mathrm{Tr}_K$
is the trace map defined in § 3.3.
The restriction of the pairing
$(x,y)\mapsto \mathrm{Tr}_Y(x\cup^\mathrm{Kos}y)$
to 1- and 2-cocycles, respectively, factors through
$H^1(Y_K,\mathbf{Q}_p(j))\otimes^{\Box}_{\mathbf{Q}_p} H^2(Y_K,\mathbf{Q}_p(2-j))$
and gives the pairing from Theorem 7.1. Since only the constant term plays a role in the computation of the trace map, we have the following orthogonalities:
\begin{align*}\mathrm{Kos}^1_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(j))&\perp(\mathrm{Kos}^2_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(2-j))\oplus\mathrm{Kos}^1_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(1-j))), \\(\mathrm{Kos}^1_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(j))\oplus\mathrm{Kos}^0_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(j-1)))&\perp \mathrm{Kos}^2_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(2-j))\end{align*}
(because the product of a series with constant term 0 by a constant gives a series with a constant term 0). We also have an orthogonality:
because all the terms
$a\cup\varphi a'$
,
$b\cup\chi(\gamma_K)^{-1}\gamma_K b'$
,
$c\cup c'$
are 0. This proves claim (i) of Theorem 7.4 (because the only statement that needs to be checked is that
$F^0H^1(Y_K,\mathbf{Q}_p(j))\otimes^{\Box}_{\mathbf{Q}_p} F^0H^3(Y_K,\mathbf{Q}_p(j))$
maps to
$F^1H^3(Y_K,\mathbf{Q}_p(j))$
; but, in fact, we have just shown that this pairing is 0).
Finally, the restriction to the cocycles in
\begin{align*}\mathrm{Kos}^1_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(j))&\times \mathrm{Kos}^1_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(1-j)),\\\mathrm{Kos}^0_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(j-1))&\times \mathrm{Kos}^1_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(1-j)), \\\mathrm{Kos}^0_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(j-1))&\times \mathrm{Kos}^2_{\varphi,\gamma}((\mathbf{B}_{K_\infty}^{[u,v]}(2-j)),\end{align*}
is the usual cup-product coming from the theory of
$(\varphi,\Gamma)$
-modules and, hence, is equal to the one from the Poitou–Tate duality. This proves the Galois part of claim (ii) from Theorem 7.4.
7.4.3 The perfection of the coherent part of the pairing.
It remains to understand the restriction of the pairing to the cocycles in
If
$j\neq 1$
, the cohomology groups of both terms in (7.27) are 0 and so the pairing is identically 0. We can thus assume that
$j=1$
and in that case we have, by Lemma 7.22, the isomorphisms:
Lemma 7.28. The following diagram commutes.

In particular, since the top pairing is perfect so is the bottom pairing.
Proof. We start with
$f,g\in\mathscr{O}(Y)_0$
, and we construct cocycles
representing
$\omega_1(g)$
and
$\omega_2(f)$
. Then we are going to show that
-
– For g, take its image
$\kappa(g)\in \mathrm{Kos}^{\mathrm{HK},1}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(1))$
(see Remark 7.24 for the definition of the map
$\kappa$
). Now, take
$\tilde g\in\widetilde{\mathscr{O}}^{[u,v]}$
that lifts g and consider the cocycle (in
$\mathrm{Kos}^1_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(1))$
) (The twist (1) plays a role only in the action of
\begin{align*}z^1(g):=-\bigg((\varphi-1)\frac{\tilde g}{t}(1)\cdot e_1+(\gamma_K-1)\frac{\tilde g}{t}(1)\cdot e_2+t\partial\frac{\tilde g}{t}\cdot e_3\bigg).\end{align*}
$\gamma_K$
and compensates for the action on t; it follows that
$(\gamma_K-1){\tilde g}/{t}(1)\in \widetilde{\mathscr{O}}^{[u,v]}$
since g is fixed by
$\gamma_K$
. The cocycle
$z^1(g)$
has then values in the desired group and is not a coboundary as
${\tilde g}/{t}\notin \widetilde{\mathscr{O}}^{[u,v]}$
when
$g\neq 0$
.) We easily check that
$\mathrm{cl}(\beta_1(z^1(g)))=\mathrm{cl}(\kappa(g))$
(see formula (7.11) for the definition of the map
$\beta_1$
); hence,
$\omega_1(g)$
is represented by
$z^1(g)$
.
-
– For f, take its image
$\kappa(f)\in \mathrm{Kos}^{\mathrm{HK},2}_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(1))$
. Now, take
$\tilde f\in\widetilde{\mathscr{O}}^{[u,v]}$
that lifts f and consider the cocycle (in
$\mathrm{Kos}^2_{\partial,\varphi,\gamma}(\widetilde{\mathscr{O}}^{[u,v]}_0(1))$
) We easily check that
\begin{align*}z^2(f):=-\partial \tilde f\cdot e_2\wedge e_3-(\varphi-1)\frac{\tilde f}{t}(1)\cdot e_1\wedge e_2.\end{align*}
$\mathrm{cl}(\beta_1(z^2(f)))=\mathrm{cl}(\kappa(f))$
; hence,
$\omega_2(f)$
is represented by
$z^2(f)$
.
-
– Then (use formula (7.26))
We can write
\begin{align*}z^1(g)\cup^\mathrm{Kos} z^2(f)=\bigg[{-}(\varphi-1)\frac{\tilde g}{t}\cdot \varphi(\partial \tilde f)+t\partial\frac{\tilde g}{t}\cdot (\varphi-1)\frac{\tilde f}{t}\bigg]e_1\wedge e_2\wedge e_3.\end{align*}
$\tilde f$
and
$\tilde g$
as series in T and reduce to the case
$\tilde f=\alpha T^i$
and
$\tilde g=\beta T^j$
, for
$i,j\neq 0$
(and so
$f=\theta(\alpha)T^i$
,
$g=\theta(\beta)T^j$
). Using
$\varphi(T)=T^p$
,
$\varphi(t)=pt$
,
$\partial T^k=kT^k$
, we obtain the formula
\begin{align*}z^1(g)\cup^\mathrm{Kos} z^2(f)=-\bigg[\bigg(\frac{\varphi(\beta)T^{pj}}{p\,t}-\frac{\beta T^j}{t}\bigg)i\varphi(\alpha)T^{pi}-j\beta T^j\bigg(\frac{\varphi(\alpha)T^{pi}}{p\,t}-\frac{\alpha T^i}{\,t}\bigg)\bigg] e_1\wedge e_2\wedge e_3.\end{align*}
In order to get a nonzero constant term we need
$j+pi=0$
or
$i+j=0$
.
-
– If
$j+pi=0$
, the constant term is
$-(-\beta i\varphi(\alpha)-{j\beta\varphi(\alpha)}/{\,p}) \tfrac{1}{t}=0$
. -
– If
$i+j=0$
, the constant term is
$-{i\varphi(\alpha)\varphi(\beta)}/{p\,t}-{j\alpha\beta}/{\,t}=j(\varphi-1){\alpha\beta}/{t}$
.
It follows from Proposition 3.12 that
\begin{align*}\mathrm{Tr}_Y(z^1(g)\cup^\mathrm{Kos} z^2(f))=\begin{cases}({-[K:\mathbf{Q}_p]})/({\log\chi(\gamma_K)})\,j\,\mathrm{Tr}(\theta(\alpha)\theta(\beta)) &{\text{if $i+j=0$,}}\\ 0&{\text{if $i+j\neq 0$.}}\end{cases} \end{align*}
Using that
$\mathrm{Tr}_{K/\mathbf{Q}_p}=[K:\mathbf{Q}_p]\,\mathrm{Tr}$
on K, we deduce that (see (6.6))
This proves equality (7.29), which we wanted.
We have proved that the pairing
is perfect since it is trivial or a multiple (for
$j=1$
) of the coherent pairing
It follows, by (7.21), that the pairing
induced from pro-étale pairing is also perfect.
7.4.4 Identification of the pairing (7.30).
To finish the proof of Theorem 7.4, it remains to show that, for
$j=1$
, the pairing (7.30) is equal to the one induced from Galois pairing and coherent pairing:
But, since both Galois cohomology groups
$H^{0}({\mathscr{G}}_K, ({{\mathscr O}(Y_C)})/{C})$
and
$H^{1}({\mathscr{G}}_K, ({{\mathscr O}(Y_C)})/{C})$
are isomorphic to
$({{\mathscr O}(Y_K)})/{K}$
, this can be checked by pulling back these pairings to
$({{\mathscr O}(Y_K)})/{K}$
. By Proposition 7.32, the pro-étale pairing pullbacks to the coherent pairing
$\cup^\mathrm{coh}$
; by Lemma 7.31 below, so does the Galois-coherent pairing
$\cup^\mathrm{Gal}$
. This proves that
$\cup^{{{\mathrm{pro\acute{e}t}}}}=\cup^\mathrm{Gal}$
, as wanted.
Lemma 7.31 The following diagram is commutative.

In particular, the Galois-coherent pairing defined by the top row is perfect.
Proof. We compute. Going up and then right in the above diagram (and stopping at K) we get
\begin{align*}\{f,g\} & \to \bigg\{f,\bigg\{\sigma\mapsto \frac{\log \chi(\sigma)}{ \log \chi (\gamma_K)}g\bigg\}\bigg\} \xrightarrow{\cup} \bigg\{\sigma\mapsto \mathrm{res}\bigg(fd\bigg(\frac{\log \chi(\sigma)}{ \log \chi (\gamma_K)}g\bigg)\!\bigg)\bigg\}\\ & = \bigg\{\sigma\mapsto \frac{\log \chi(\sigma)}{ \log \chi (\gamma_K)}\mathrm{res}(fdg)\bigg\}.\end{align*}
Going right and then up we obtain
as wanted.
Proposition 7.32.
Let
$i=1, 2$
. The following diagram commutes

where
Proof. Consider the following commutative diagram (we shortened Kos to K,
$\mathrm{res}_{{{\mathrm{pro\acute{e}t}}}}$
to res; removed subscripts from pro-étale cohomology; and set
$s:=i-1$
).

The bottom square commutes by the proof of Lemma 7.19. The rest commutes basically by constructions of the involved maps. Tracing this diagram proves our proposition.
8. Arithmetic Poincaré duality
Let K be a finite extension of
$\mathbf{Q}_p$
. This section is devoted to the proof of the arithmetic Poincaré duality for smooth dagger curves over K. We start with stating the duality, then we prove it for proper curves, where it is an easy consequence of the geometric Poincaré duality. After that, we prove it for an open disc and an open annulus over K (via a reduction to the Poincaré duality for the ghost circle proved earlier). This then allows us to treat the case of wide open curves (a special type of Stein curves) and we treat the case of general Stein curves by a limit argument. Finally, an analogous limit argument yields the duality for a dagger affinoid.
8.1 The statement of arithmetic Poincaré duality
The goal of this paper is to prove the following theorem.
Theorem 8.1 (Arithmetic Poincarà duality). Let X be a smooth geometrically irreducible dagger variety of dimension 1 over K. Assume that X is proper, Stein, or affinoid. Then we have the following.
-
(i) There is a natural trace map isomorphism
\begin{align*}\mathrm{Tr}_X{:} \ H^4_{c}(X,\mathbf{Q}_p(2))\stackrel{\sim}{\to} \mathbf{Q}_p.\end{align*}
-
(ii) For
$i,j\in\mathbf{Z}$
, the pairing is a perfect duality, i.e. we have induced isomorphisms
\begin{align*}H^i(X,\mathbf{Q}_p(j))\otimes_{\mathbf{Q}_{p}}^{\Box} H^{4-i}_{c}(X,\mathbf{Q}_p(2-j))\stackrel{\sim}{\to } H^4_{c}(X,\mathbf{Q}_p(2))\xrightarrow[\sim]{\mathrm{Tr}_X}\mathbf{Q}_p\end{align*}
\begin{align*} &\gamma_{X,i}: H^i(X,\mathbf{Q}_p(j))\stackrel{\sim}{\to} H^{4-i}_{c}(X,\mathbf{Q}_p(2-j))^*,\\& \gamma_{X,i}^c: H^i_{c}(X,\mathbf{Q}_p(j))\stackrel{\sim}{\to} H^{4-i}(X,\mathbf{Q}_p(2-j))^*.\end{align*}
Here we wrote
$(-)^*$
for the internal
${{\rm Hom}} $
in the category of solid
$\mathbf{Q}_p$
-vector spaces.
8.2 The case of proper curves
A proper smooth curve is the analytification of an algebraic smooth curve for which Theorem 8.1 has been known for quite a while.Footnote 26 But, actually, Theorem 8.1 holds for any smooth proper geometrically irreducible rigid analytic variety X over K of dimension d (see Corollary 8.3). This follows from the recently proved geometric Poincaré duality (Theorem 8.2) and local Galois duality.
Recall that, if X is a smooth proper variety over K, geometrically irreducible, then its pro-étale cohomology complex
${\mathrm R}\Gamma(X_L,\mathbf{Q}_p(j))$
, for
$L=K,C$
, has classical cohomology and the cohomology groups
$H^i(X_L,\mathbf{Q}_p(j))$
are finite dimensional
$\mathbf{Q}_p$
-vector spaces with their canonical Hausdorff topology (see § 5.1.1). Over C, it satisfies Poincaré duality.
Theorem 8.2 (Zavyalov [Reference ZavyalovZav25, 5.5.7] and Mann [Reference MannMan22, Theorem 1.1.1]). Let X be a smooth proper geometrically irreducible rigid analytic variety of pure dimension d over K. Then we have the following.
-
(i) There is a Galois-equivariant
$\mathbf{Q}_p$
-linear trace map isomorphism
\[ \mathrm{Tr}_{X_C}{:} \ H^{2d}({X}_C,\mathbf{Q}_p(d))\stackrel{\sim}{\to} \mathbf{Q}_p. \]
-
(ii) For
$i\in\mathbf{N}, j\in\mathbf{Z}$
, the trace map
$ \mathrm{Tr}_{X_C}$
induces a perfect Galois-equivariant pairing of finite rank
$\mathbf{Q}_p$
-vector spaces:
\[ H^i({X}_C,\mathbf{Q}_p(j))\otimes_{\mathbf{Q}_{p}}^{\Box}H^{2d-i}({X}_C,\mathbf{Q}_p(d-j))\stackrel{\sim}{\to} H^{2d}({X}_C,\mathbf{Q}_p(d)) \xrightarrow[\sim]{\mathrm{Tr}_{X_C}} \mathbf{Q}_p. \]
Combining it with local Galois duality we obtain the following.
Corollary 8.3 (Arithmetic Poincaràduality). Let X be a smooth proper geometrically irreducible rigid analytic variety of pure dimension d over K. Then we have the following.
-
(i) There is a natural
$\mathbf{Q}_p$
-linear trace map isomorphism
\[ \mathrm{Tr}_X{:} \ H^{2d+2}({X},\mathbf{Q}_p(d+1)) \stackrel{\sim}{\to} \mathbf{Q}_p. \]
-
(ii) For
$i\in\mathbf{N}, j\in\mathbf{Z}$
, the pairing is a perfect duality of finite rank
\[ H^i({X},\mathbf{Q}_p(j))\otimes_{\mathbf{Q}_{p}}^{\Box} H^{2d+2-i}({X},\mathbf{Q}_p(d+1-j))\stackrel{\sim}{\to} H^{2d+2}({X},\mathbf{Q}_p(d+1)) \xrightarrow[\sim]{\mathrm{Tr}_X} \mathbf{Q}_p \]
$\mathbf{Q}_p$
-vector spaces.
Proof. This follows from Theorem 8.2 and from the Hochschild–Serre spectral sequence:
The trace map
$\mathrm{Tr}_X$
comes from the composition:
By Theorem 8.2, it is an isomorphism.
To prove the duality, note that the only nonzero terms of
$E^{a,b}_2(j)$
are those with degrees
$0 \leqslant a \leqslant 2$
and
$0 \leqslant b \leqslant 2d$
; hence, the spectral sequence degenerates at
$E_3$
. As the cup product commutes with the differentials
$d_2^{a,b} :E_2^{a,b} \to E_2^{a+2, b-1}$
of (8.4), we get a commutative diagram with exact rows

where
$d:=d_2^{a,b}$
,
$\tilde{d}:=d_2^{-a,2d+1-b}$
and we set
$j^*:=d+1-j$
and
$H^b(j):=H^b({X}_C,\mathbf{Q}_p(j))$
. The second and third vertical arrows are isomorphisms by Theorem 8.2 and Tate’s duality. We deduce that the two other vertical maps are isomorphisms as well.
The Hochschild–Serre spectral sequence (8.4) induces a descending filtration on
$ H^i({X}, \mathbf{Q}_p(j))$
:
Since it degenerates at
$E_3$
, i.e.
$E_3=E_{\infty}$
, the above diagram gives a perfect duality
By devissage (via the filtration F), this perfect duality lifts to the following perfect pairings (in the presented order):
\begin{align*}(F^0/F^2)H^i({X},\mathbf{Q}_p(j)) & \otimes_{\mathbf{Q}_p}^{\Box} F^1H^{2d+2-i}({X},\mathbf{Q}_p(d+1-j))\to \mathbf{Q}_p,\\F^0H^i({X},\mathbf{Q}_p(j)) & \otimes_{\mathbf{Q}_p}^{\Box} F^0H^{2d+2-i}({X},\mathbf{Q}_p(d+1-j))\to \mathbf{Q}_p.\end{align*}
This concludes the proof.
We specialize now to curves. Let X be a proper smooth geometrically irreducible curve over K. By [Reference Achinger, Gilles and NiziołAGN25, Remark 7.16], our geometric trace map
$\mathrm{Tr}_{X_C}: H^{2}(X_C,\mathbf{Q}_p(1)) \to \mathbf{Q}_p$
is equal to the trace map used by Zavyalov in [Reference ZavyalovZav25], i.e. to the rigid analytic version of the Berkovich trace map (see [Reference ZavyalovZav25, § 5.3] and [Reference BerkovichBer94, § 7.2]). Hence, in this case Theorem 8.1 follows from Zavyalov’s arithmetic duality stated in Corollary 8.3.
8.3 The case of an open disc
We now prove Theorem 8.1 for an open disc. Let D be an open disc D over K.
Proposition 8.5 (Arithmetic duality for an open disc). Theorem 8.1 holds for D.
Proof. (i) The trace map
was defined in § 6.1. It is convenient to have a different description of this map. Let
$Y:=\partial D$
be the boundary of D, a ghost circle. Consider the composition
The first strict isomorphism holds because
$ H^i(D,\mathbf{Q}_p(2))=0$
, for
$i\geqslant 3$
, by Lemma 4.27. An alternative definition of
$t_D$
is the following. First, we define the geometric trace zig-zag:
Then the arithmetic trace
$t_D$
is obtained, via the identifications coming from (5.26) and Lemma 4.38, as a composition of
$H^2({\mathscr{G}}_K, t_{D_C}(1))$
with
$\mathrm{Tr}_K: H^2({\mathscr{G}}_K,\mathbf{Q}_p(1))\stackrel{\sim}{\to}\mathbf{Q}_p$
.
We claim that
$ t_{D}=\mathrm{Tr}_{D}$
. For that, it is enough to prove that the geometric traces
$ t_{D_C}, \mathrm{Tr}_{D_C} $
are equal after we apply
$H^2({\mathscr{G}}_K, (-)(1))$
. This follows if we prove that the following diagram commutes.

Alternatively, as can be seen by unwinding the definitions of trace maps, that the following diagram commutes.

But this follows easily from the definitions.
(ii) We first show that the pairing
induces the isomorphism
Compatibility of pairings. The pairing (8.6) is compatible with the pairing (7.2), i.e. the diagram

commutes (up to a sign): for
$a\in H^i(D,\mathbf{Q}_p(j))(S)$
and
$b\in H^{i^{\prime}-1}(Y,\mathbf{Q}_p(j^{\prime}))(S)$
, where S is an extremally disconnected set, we have
This follows easily from the formula (7.15) (take
$\alpha=0$
). The injectivity and surjectivity of the vertical maps in the diagram follow from (5.23).
Filtration on cohomology. By § 4.4 and Lemma 4.34, there exists an ascending filtration on
$H^{i}(D,\mathbf{Q}_p(j))$
:
such that
\begin{align*} & F^1_{i,j}=F^2_{i,j}= H^{i}(D, \mathbf{Q}_p(j)),\quad F^1_{i,j}/F^0_{i,j}\simeq H^{i-1}\bigg({\mathscr{G}}_K, \frac{{\mathscr O}(D_C)}{C}(j-1)\!\bigg),\\ & F^0_{i,j}/F^{-1}_{i,j}\simeq H^i({\mathscr{G}}_K, \mathbf{Q}_p(j)).\end{align*}
Lemma 8.9. The injection
is strict for the given filtrations, i.e. the induced map
is injective.
Proof. Since
$(F^{s+1}/F^s)H^{i}(D, \mathbf{Q}_p(j))=0$
for
$s\neq -1, 0$
, it suffices to check the statement of the lemma for
$s=-1,0$
. For
$s=-1$
, it is clear. For
$s=0$
, we can write the map (8.10) as

Our claim now follows from the compatible isomorphisms (3.16).
Filtration on cohomology with compact support. There exists an ascending filtration on
$H^{i}_{c}(D,\mathbf{Q}_p(j))$
:
such that
We can visualize it in the following way (to simplify the notation we removed the subscripts from cohomology).

Hence, the filtration comes basically only from the syntomic sequence. The right column is exact by Lemma 5.22.
Lemma 8.12. The canonical maps
are surjective.
Proof. This is clear for
$s=-1, 0$
and
$s\geqslant 2$
. For
$s=1$
, we use the computations done earlier, to rewrite the map in the lemma as the canonical map:
Using the generalized Tate’s isomorphisms (3.16) we see that the map in (8.13) is surjective.
Pairings on the graded pieces. From diagram (8.8), Lemma 8.12, and Theorem 7.4, it follows that the cup product pairing
is compatible with the above filtrations. In particular, the subgroups
\begin{align*}F^0_{i,j}&=H^i({\mathscr{G}}_K, \mathbf{Q}_p(j))\subset H^i(D,\mathbf{Q}_p(j)),\\ F^1_{c,4-i,2-j}&=H^{2-i}\bigg({\mathscr{G}}_K, \frac{{\mathscr O}(Y_C)}{{\mathscr O}(D_C)}(1-j)\!\bigg)\subset H^{4-i}_{c}(D,\mathbf{Q}_p(2-j))\end{align*}
are orthogonal. That orthogonality induces the following map of exact sequences (all the vertical maps are induced from cup products and the trace map
$\mathrm{Tr}_D$
).

It suffices now to show that maps
$\alpha_{D,i}$
and
$\beta_{D,i}$
are isomorphisms. This is easy to prove for the first map because this map is induced from Galois cohomology pairing
as can be seen by comparing
$\alpha_{D,i}$
with the map
$\alpha_{Y,i}$
, an analog for the ghost circle Y, and evoking Theorem 7.4.
To identify map
$\beta_D$
, consider the following commutative diagram (we omitted the indices of filtrations and subscripts from cohomology).

Map
$\beta_{D,i}$
is induced by the top pairing in this diagram and we want to show that this pairing is perfect. Map
$ \operatorname{can} $
is injective by Lemma 8.9 and maps
$\partial$
are surjective by Lemma 8.12. Identifying the graded pieces, the above commutative diagram can be rewritten as

where
$\mathrm{Tr}^{\prime}_{K}$
is the composition
The right triangle commutes by Theorem 7.4. Going back to the definition of cohomology with compact support, it is easy to check that the vertical maps (
$ \operatorname{can} $
and
$\partial$
) are induced from the canonical coherent maps. Moreover, using the generalized Tate’s isomorphisms (3.16), we can rewrite the nontrivial cases of the above commutative diagram further as follows.

It is now clear that the top product in this diagram is the coherent product. Since the latter is perfect, it follows that so is the top product in diagram (8.15), as wanted.
The argument for the map
is analogous.
8.4 The case of an open annulus
We now prove Theorem 8.1 for an open annulus. Let A be an open annulus over K.
Proposition 8.17 (Arithmetic duality for an open annulus). Theorem (8.1@italiccorr) holds for A.
Proof. Let
$Y:=\partial A$
be the boundary of A, a disjoint union of two ghost circles
$Y_a$
,
$Y_b$
over K.
(i) The geometric and arithmetic trace maps are defined as follows:

where
$\mathrm{Tr}_{A_C}$
is the map coming from (5.28). The map
$\mathrm{Tr}_{A}$
is an isomorphism by Lemma 5.30 and the vanishing of
$H^2({\mathscr{G}}_K,{\mathscr O}(\partial A_C)/({\mathscr O}(A_C)\oplus C)(1))$
(see (5.28)).
Alternatively, we have an exact sequence
The trace map
$ \mathrm{Tr}_{A_C}$
is induced from the trace map
This works because
$H^1(A_C,\mathbf{Q}_p(1))\stackrel{\sim}{\to} \mathbf{Q}_p$
compatibly with the maps
$\mathrm{Tr}_{Y_{a,C}}$
and
$\mathrm{Tr}_{Y_{b,C}}$
. Applying
$H^2({\mathscr{G}}_K,-)$
and
$\mathrm{Tr}_K$
to the exact sequence (8.19), we obtain that the arithmetic trace
$\mathrm{Tr}_A$
can be defined via the maps
We used here the fact that the composition
is 0.
(ii) We first show that the pairings
induce isomorphisms
Compatibility of pairings. The pairing (8.20) is compatible with the pairing (7.2), i.e. the diagram

commutes (up to a sign). That is, for
$a\in H^i(A,\mathbf{Q}_p(j))(S)$
and
$b\in H^{i^{\prime}-1}(Y_a\sqcup Y_b,\mathbf{Q}_p(j^{\prime}))(S)$
, where S is an extremally disconnected set, we have
This follows easily from the formulas in § 7.3.2. The injectivity and surjectivity of the vertical maps in diagram (8.21) follows from the computations in § 5.5.
Filtration on cohomology. By § 4.4 and Lemma 4.27, there exists an ascending filtration on
$H^{i}(A,\mathbf{Q}_p(j))$
:
such that
\begin{align*} F^2_{i,j}/F^1_{i,j}&\simeq H^{i-1}({\mathscr{G}}_K, \mathbf{Q}_p(j-1)),\quad F^1_{i,j}/F^0_{i,j}\simeq H^{i-1}\bigg({\mathscr{G}}_K, \frac{{\mathscr O}(A_C)}{C}(j-1)\!\bigg),\\ F^0_{i,j}/F^{-1}_{i,j}&\simeq H^i({\mathscr{G}}_K, \mathbf{Q}_p(j)).\end{align*}
Lemma 8.22. The canonical injection
is strict for the filtrations, i.e. the induced map
is injective.
Proof. This is clear for
$s=-1$
and
$s\geqslant 1$
. For
$s=0$
, the argument is analogous to that used in the proof of Lemma 8.9.
Filtration on cohomology with compact support. Similarly, there exists an ascending filtration on
$H^{i}_{c}(A,\mathbf{Q}_p(j))$
:
such that
\begin{align*} & F^2_{c,i,j}/F^1_{c,i,j}\simeq H^{i-2}({\mathscr{G}}_K, \mathbf{Q}_p(j-1)),\quad F^1_{c,i,j}/F^0_{c,i,j}\simeq H^{i-2}\bigg({\mathscr{G}}_K, \frac{{\mathscr O}(\partial A_C)}{{\mathscr O}(A_C)\oplus C}(j-1)\!\bigg),\\ & F^0_{c,i,j}/F^{-1}_{c,i,j}\simeq H^{i-1}({\mathscr{G}}_K, H^{1}_{c}(A_C,\mathbf{Q}_p(j)))\simeq H^{i-1}({\mathscr{G}}_K, \mathbf{Q}_p(j)).\end{align*}
We visualize this filtration in the following way (to simplify the notation we removed the subscripts from cohomology).

The diagram is a map of exact sequences with exact columns. The middle exact row comes from the filtration induced by the Hochschild–Serre spectral sequence (see Lemma 5.30). The right exact column is induced by the syntomic filtration from (5.28). The term
$F^1_{i,j}$
is defined as the pullback of the top right square.
Lemma 8.25 The map
is surjective.
Proof. This is clear for
$s=-1$
and
$s\geqslant 2$
. For
$s=0$
, we need to check strict surjectivity of the canonical map
But, as follows from (5.28), the canonical map
is surjective with a Galois equivariant section.
For
$s=1$
, having done the case of
$s=0$
, it suffices to show that the map
is surjective. This amounts to showing that the canonical map
is surjective. But, by formula (3.16) and its suitable analog, or both the domain and the target of this map are trivial or this map is isomorphic to the canonical map
whose strict surjectivity is clear.
Pairings on the graded pieces. From diagram (8.21), Lemma 8.25, and Theorem 7.4, it follows that the cup product pairing
is compatible with the above filtrations. In particular, the subgroups
\begin{align*}&F^0_{i,j}=H^i({\mathscr{G}}_K, \mathbf{Q}_p(j))\subset H^i(A,\mathbf{Q}_p(j)),\\& F^1_{c,4-i,2-j}\subset H^{4-i}_{c}(A,\mathbf{Q}_p(2-j))\end{align*}
are orthogonal and so are
$F^0_c$
and
$F^1$
. Hence we obtain the following commutative diagram with exact rows (all the vertical maps are induced from cup products and the trace map
$\mathrm{Tr}_A$
).

We claim that the maps
$\alpha_{A,i}$
and
$\gamma_{A,i}$
are isomorphisms. Using Theorem 7.4 and arguing as in the case of diagram (8.14) for the open disc, we easily check that the map
$\alpha_{A,i}$
is induced by the Galois pairing; hence it is an isomorphism.
To identify map
$\gamma_{A,i}$
, consider the following commutative diagram (we omitted the indices of filtrations and the subscripts of cohomology).

Map
$\gamma_{A,i}$
is induced by the top pairing in this diagram and we want to show that this pairing is perfect. Map
$ \operatorname{can} $
is injective by Lemma 8.22 and maps
$\partial$
are surjective by Lemma 8.25. Identifying the graded pieces, the above commutative diagram can be rewritten as

where, for now, the cup products are those induced from the pro-étale products. Going back to the definition of cohomology with compact support, it is easy to check that the vertical maps (
$ \operatorname{can} $
and
$\partial$
) are induced from the canonical coherent maps. Moreover, using the generalized Tate’s isomorphisms (3.16), we can rewrite the nontrivial cases of the above commutative diagram further as

where, again, the products are still those induced from the pro-étale products. Now, the identification of the bottom product follows from Theorem 7.4: it is just the coherent product. It is now clear that the top product in this diagram is also the coherent product. Since the latter is perfect, it follows that so is the top product in diagram (8.27), as wanted.
We have shown that we have an isomorphism
Similarly as above, we obtain the following commutative diagram with exact rows (again, all the vertical maps are induced from cup products and the trace map
$\mathrm{Tr}_A$
).

Using Theorem 7.4, we easily check that the map
$\tilde{\alpha}_{A,i}$
is induced by the Galois pairing; hence, it is an isomorphism. It follows that so is the map
$\tilde{\gamma}_{A,i}$
, as wanted.
The arguments for the map
are analogous.
8.5 The case of wide open curves
Now we pass to a special kind of Stein curves.
8.5.1 Definition of wide opens.
A wide open (see [Reference ColemanCol89, § III] for a brief study) is a rigid analytic space isomorphic to the complement in a proper, geometrically connected, and smooth curve of finitely many closed discs. Examples of wide opens include open discs and annuli. A K-wide open is a rigid analytic space over K isomorphic to the complement in a proper, geometrically connected, and smooth curve over K of finitely many closed discs over K.
We need the following fact.
Lemma 8.30.
Let X be a wide open over K. Then one can embed X into a proper, geometrically connected, and smooth curve
$\overline{X}$
over K such that we have an admissible covering
\begin{align*}\overline{X}=X\bigcup_{i=1}^{m} \{D_i\},\end{align*}
where
$D_i$
are disjoint discs over K with centers
$\{x_i\}_{i=1}^m$
,
$x_i\in\overline{X}(K)$
, such that the intersections
$A_i:=X\cap D_i$
are open annuli.
Proof. By definition, we can embed X into
$\overline{X}$
as in the lemma with complementary disjoint closed discs
$\overline{D}_j$
. We embed these discs
$\overline{D}_j$
into open discs
$D_j$
. By shrinking if necessary, we may insure that the open discs are disjoint as well. It is then clear that the intersections
$A_j:=X\cap D_j$
are open annuli, as wanted.
8.5.2 Theorem 8.1 for wide opens.
Proposition 8.31 (Arithmetic duality for wide opens). Let X be a wide open over K. Theorem 8.1 holds for X.
Proof. By Lemma 8.30, X can be embedded into a proper smooth geometrically irreducible curve
$\overline{X}$
over K. Using the same notation as in that lemma, we write D for the union of the open discs
$D_i$
and A for the union of the open annuli
$A_i$
(coming from the intersections of the
$D_i$
and X).
For
$j\in\mathbf{Z}$
, we have the Mayer–Vietoris distinguished triangles:
\begin{equation}\begin{aligned} {\mathrm R}\Gamma(\overline{X},\mathbf{Q}_p(j)) &\to {\mathrm R}\Gamma(X,\mathbf{Q}_p(j)) \oplus {\mathrm R}\Gamma(D,\mathbf{Q}_p(j)) \to {\mathrm R}\Gamma(A,\mathbf{Q}_p(j)), \\{\mathrm R}\Gamma_{c}(A,\mathbf{Q}_p(j)) &\to {\mathrm R}\Gamma_{c}(X,\mathbf{Q}_p(j)) \oplus {\mathrm R}\Gamma_{c}(D,\mathbf{Q}_p(j)) \to {\mathrm R}\Gamma_{c}(\overline{X},\mathbf{Q}_p(j)).\end{aligned}\end{equation}
The first comes from analytic descent of pro-étale cohomology and the second comes from analytic co-descent of compactly supported pro-étale cohomology.
The following lemma is needed later to pass from derived duality to classical duality. We write
${\mathbb D}(-):={\mathrm R}\underline{{{\rm Hom}} }_{\mathbf{Q}_p}(-,\mathbf{Q}_p)$
for the duality functor.
Lemma 8.33.
Let X be a geometrically connected smooth Stein curve over K. Let
$j,s\in\mathbf{Z}$
. We have a natural isomorphism
Proof. We have the spectral sequence
Hence, it suffices to show that
\begin{align}\underline{\operatorname{Ext} }^i_{\mathbf{Q}_p}(H^j_{c}({X},\mathbf{Q}_p(s)),\mathbf{Q}_p)\simeq\begin{cases} H^{j}_{c}({X},\mathbf{Q}_p(s))^* & \mbox{ if } i=0,\\0 & \mbox{ if } i\gt0.\end{cases}\end{align}
Since, by Theorem 5.8, the solid
$\mathbf{Q}_p$
-vector space
$V^j:=H^{j}_{c}({X},\mathbf{Q}_p(s))$
is of compact type, it is an LS of compact type (by [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Corollary 3.38]). That is, it can be written as a countable colimit of Smith spaces with injective trace class transition maps (see [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Definition 3.34]):
$V^j\simeq \operatorname{colim} _n V^{j,S}_n$
, where
$V^{j,S}_n$
are Smith spaces. We compute
\begin{align*}{\mathrm R}\underline{{{\rm Hom}} }_{\mathbf{Q}_p}(V^j,\mathbf{Q}_p) & \simeq{\mathrm R}\underline{{{\rm Hom}} }_{\mathbf{Q}_p}(\operatorname{colim} _n V^{j,S}_n,\mathbf{Q}_p)\simeq {\mathrm R}\lim_n{\mathrm R}\underline{{{\rm Hom}} }_{\mathbf{Q}_p}(V^{j,S}_n,\mathbf{Q}_p)\\ & \simeq {\mathrm R}\lim_n\underline{{{\rm Hom}} }_{\mathbf{Q}_p}(V^{j,S}_n,\mathbf{Q}_p) \simeq \lim_n\underline{{{\rm Hom}} }_{\mathbf{Q}_p}(V^{j,S}_n,\mathbf{Q}_p)\simeq\underline{{{\rm Hom}} }_{\mathbf{Q}_p}(\operatorname{colim} _n V^{j,S}_n,\mathbf{Q}_p)\\ & \simeq\underline{{{\rm Hom}} }_{\mathbf{Q}_p}(V^j,\mathbf{Q}_p).\end{align*}
The third quasi-isomorphism follows from the fact that Smith spaces are projective objects, the fourth follows from § 2.2.4 since the pro-system
$\{\underline{{{\rm Hom}}}_{\mathbf{Q}_p}(V^{j,S}_n,\mathbf{Q}_p)\}_{n\in\mathbf{N}}$
is built from Banach spaces with compact transition maps, hence is equivalent to a pro-system of Banach spaces with dense transition maps (by [Reference SchneiderSch02, discussion after Proposition 16.5]). This proves (8.34), as wanted.
(i) Duality map
$\gamma_{X,i}$
. Apply now the duality functor
${\mathbb D}(-)$
to the second triangle in (8.32). We obtain a distinguished triangle
We have the following map of distinguished triangles.

The top horizontal arrow is a quasi-isomorphism by § 8.2. The bottom horizontal arrow is a quasi-isomorphism by Proposition 8.17 and Lemma 8.33. Since, moreover, by Proposition 8.5 and Lemma 8.33, the arrow
$\gamma_D$
in diagram (8.36) is a quasi-isomorphism, it follows that the map
is a quasi-isomorphism as well. That is, for
$i\in\mathbf{N}$
, we have an induced isomorphism
This, in combination with Lemma 8.33, yields the isomorphism
as wanted.
(ii) Duality map
$\gamma^c_{X,i}$
. Write the map
$\gamma_{X,i}^c$
as the composition
The evaluation map is an isomorphism since
$H^i_{c}({X},\mathbf{Q}_p(j))$
is reflexive, hence LS, hence solid reflexive by [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Theorem 3.40]. This proves that
$\gamma^c_{X,i}$
is an isomorphism, as wanted.
8.6 The case of general Stein curves
Finally, we are ready to treat general Stein curves.
Proposition 8.40 (Arithmetic duality for Stein curves). Let X be a smooth geometrically irreducible Stein curve over K. Theorem 8.1 holds for X.
Proof.
-
(i) Reduction step. Take a Stein covering
$\{X_n\}_{n\in\mathbf{N}}$
of X by dagger affinoids with adapted naive interiors
$X^0_n$
of
$X_n$
,
$n\geqslant 1$
. Using [Reference ColemanCol89, proof of Proposition 3.3] we may choose
$X^0_n$
to be wide opens over finite extensions
$L_n$
of K. Since the duality map satisfies étale descent, we know from Proposition 8.31 that it is a quasi-isomorphism for each
\begin{align*}\gamma_Y: {\mathrm R}\Gamma(Y,\mathbf{Q}_p(j))\to {\mathbb D}({\mathrm R}\Gamma_{c}(Y,\mathbf{Q}_p(2-j))[4])\end{align*}
$X^0_n$
.
-
(ii) Trace map. We can write the trace map as
\begin{align*}\mathrm{Tr}_X: H^4_{c}(X,\mathbf{Q}_p(2))\stackrel{\sim}{\leftarrow}\operatorname{colim} _n H^4_{c}(X^0_n,\mathbf{Q}_p(2))\xrightarrow[\sim]{\operatorname{colim} _n\mathrm{Tr}_{X^0_n}}\mathbf{Q}_p.\end{align*}
-
(iii) Duality map
$\gamma_{X,i}$
. The duality map can be written as the composition (we set
\begin{align*}\gamma_X: {\mathrm R}\Gamma(X,\mathbf{Q}_p(j))\to {\mathbb D}({\mathrm R}\Gamma_{c}(X,\mathbf{Q}_p(2-j))[4])\end{align*}
$s:=2-j$
) The second quasi-isomorphism follows from part (i).
\begin{align*} {\mathrm R}\Gamma(X,\mathbf{Q}_p(j)) & \stackrel{\sim}{\to} {\mathrm R}\lim_n {\mathrm R}\Gamma(X^0_n,\mathbf{Q}_p(j))\xrightarrow[\sim]{\gamma_{X_n}}{\mathrm R}\lim_n {\mathbb D}({\mathrm R}\Gamma_{c}(X^0_n,\mathbf{Q}_p(s))[4])\\ & \simeq {\mathbb D}(\operatorname{colim} _n{\mathrm R}\Gamma_{c}(X^0_n,\mathbf{Q}_p(s))[4])\stackrel{\sim}{\leftarrow} {\mathbb D}({\mathrm R}\Gamma_{c}(X,\mathbf{Q}_p(s))[4]). \end{align*}
On cohomology level this gives us isomorphisms
By Theorem 5.8,
\begin{align*}\gamma_{X,i}: H^i(X,\mathbf{Q}_p(j))\stackrel{\sim}{\to} H^i{\mathbb D}({\mathrm R}\Gamma_{c}(X,\mathbf{Q}_p(2-j))[4]).\end{align*}
$H^i_{c}(X,\mathbf{Q}_p(j))$
is of compact type, hence
$H^i{\mathbb D}({\mathrm R}\Gamma_{c}(X,\mathbf{Q}_p(s)))\simeq (H^i_{c}(X,\mathbf{Q}_p(s)))^*$
by the computation above (proving (8.34)). Combination of these two observations shows that the duality map is an isomorphism.
\begin{align*}\gamma_{X,i}: H^i(X,\mathbf{Q}_p(j))\stackrel{\sim}{\to} H^{4-i}_{c}(X,\mathbf{Q}_p(2-j))^*\end{align*}
-
(iv) Duality map
$\gamma^c_X$
. Analogous to the argument used in the proof of Proposition 8.31.
8.7 The case of dagger affinoid curves
Finally, we treat dagger affinoids of dimension 1.
Proposition 8.41 (Arithmetic duality for dagger affinoid curves). Let X be a smooth geometrically irreducible dagger affinoid curve over K. Theorem 8.1 holds for X.
Proof. Take a presentation
$\{X_h\}_{h\in\mathbf{N}}$
of the dagger structure on X. Denote by
$X^0_h$
a naive interior of
$X_h$
adapted to
$\{X_h\}$
.
-
(i) Duality map
$\gamma^c_{X,i}$
. The duality map (8.42)can be written as the composition
\begin{equation}\gamma^c_{X,i}: H^i_{c}(X,\mathbf{Q}_p(j))\to H^{4-i}(X,\mathbf{Q}_p(2-j))^*\end{equation}
The first isomorphism follows from the fact that
\begin{align*}H^i_{c}(X,\mathbf{Q}_p(j)) & \stackrel{\sim}{\to} \lim_h H^i_{c}(X^0_h,\mathbf{Q}_p(j))\xrightarrow[\sim]{\gamma^c_{X^0_h,i}}\lim_h H^{4-i}(X^0_h,\mathbf{Q}_p(2-j))^*\\ & \simeq (\operatorname{colim} _hH^{4-i}(X^0_h,\mathbf{Q}_p(2-j)))^*\simeq (H^{4-i}(X,\mathbf{Q}_p(2-j)))^*. \end{align*}
${\mathrm R}^1\lim_h H^{i-1}_{c}(X^0_h,\mathbf{Q}_p(j))=0$
by § 2.2.4 since the pro-system
$\{H^{i-1}_{c}(X^0_h,\mathbf{Q}_p(j))\}_{h\in\mathbf{N}}$
is built from compact type spaces with compact transition maps (hence, it is equivalent to a pro-system of Banach spaces with dense transition maps by [Reference SchneiderSch02, by discussion after Proposition 16.5]). The second isomorphism is induced by the analog of the isomorphism (8.39). It follows that the duality map (8.42) is an isomorphism, as wanted.
-
(ii) Duality map
$\gamma_{X,i}$
. Write the duality map as the composition
\begin{align*}\gamma_{X,i}: H^i({X},\mathbf{Q}_p(j))\to H^{4-i}_{c}({X},\mathbf{Q}_p(2-j))^* \end{align*}
The evaluation map is an isomorphism since
\begin{align*}\gamma_{X,i}: H^i({X},\mathbf{Q}_p(j))\xrightarrow[\sim]{\mathrm{eval}} (H^i({X},\mathbf{Q}_p(j))^*)^*\xrightarrow[\sim]{\gamma^{c,*}_{X,4-i}}H^{4-i}_{c}({X},\mathbf{Q}_p(2-j))^*.\end{align*}
$H^i({X},\mathbf{Q}_p(j))$
is reflexive by Proposition 4.23, hence LS, hence solid reflexive by [Reference Rodrigues Jacinto and Rodriguez CamargoRR21, Theorem 3.30]. This proves that
$\gamma_{X,i}$
is an isomorphism, as wanted.
Acknowledgements
We would like to thank Guido Bosco, Juan Esteban Rodriguez Camargo, Matthew Emerton, Akhil Mathew, and Peter Scholze for help concerning solid mathematics. Special thanks go to Gabriel Dospinescu for many helpful discussions involving functional analysis in general. We also thank Guido Bosco and Zhenghui Li for helpful comments on an earlier version of this paper. Special thanks go to the referee for a very careful reading of the manuscript and many comments and suggestions that improved our original exposition.
Parts of this paper were written during the first and third authors’ stay at the Hausdorff Research Institute for Mathematics in Bonn, in the summer of 2023, and during the second author’s stay at the Max Planck Institute for Mathematics in Bonn during the academic year 2022–2023. We would like to thank these institutions for support and hospitality.
Conflicts of interest
None.
Financial support
PC and WN’s research was supported in part by the grant NR-19-CE40-0015-02 COLOSS, by the grant no. DMS-1928930 of the National Science Foundation (the latter while PC and WN were in residence at the Mathematical Sciences Research Institute in Berkeley, California, during the Spring 2023 semester), and by the Simons Collaboration on Perfection in Algebra, Geometry, and Topology. SG’s research was partially supported by the ERC under the European Union’s Horizon 2020 research and innovation programme (grant agreement no. 804176) and through a fellowship from the MPIM in Bonn.
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