1 Introduction
1.1 Motivation and historical context
Let k be a number field and let
$n\in \mathbb {Z}_{\geq 1}$
. Let
$\mathcal {G}$
be a transitive subgroup of
$S_n$
. Given a number field extension
$K/k$
, denote by
$\widetilde {K}$
its Galois closure over k. Suppose that
$[K:k]=n$
. We enumerate the embeddings
$\iota _j :K \hookrightarrow \bar {K}$
for
$j=1, \dots , n$
, and for
$\sigma \in \mathcal {G}$
, consider the composite
This gives rise to a natural permutation representation and we realize
$\operatorname {Gal}(\widetilde {K}/k)$
as a transitive subgroup of
$S_n$
. Set
$\operatorname {disc}(K/k)$
to denote the relative discriminant of
$K/k$
and take
For
$X>0$
, let
$N_k(\mathcal {G}; X)$
be the number of extensions
$K/k$
with
$[K:k]=n$
for which
$\operatorname {Gal}(\widetilde {K}/k)$
is isomorphic to
$\mathcal {G}$
as a permutation subgroup of
$S_n$
, and
$\operatorname {Disc}(K)\leq X$
. The quantity
$N_k(\mathcal {G}; X)$
depends not only on
$\mathcal {G}$
and k, but also on the embedding of
$\mathcal {G}$
in
$S_n$
, and this is suppressed in our notation. For
$g\in S_n$
, set
We set
$1=1_{\mathcal {G}}$
to denote the identity element in
$\mathcal {G}$
and
$\mathcal {G}^\ast :=\mathcal {G}\backslash \{1\}$
.
Malle made predictions about the asymptotic growth of
$N_k(\mathcal {G};X)$
as
$X\rightarrow \infty $
. We define
The absolute Galois group
$G_k:=\operatorname {Gal}(\overline {\mathbb {Q}}/k)$
of k acts on the set of conjugacy classes
$C(\mathcal {G})$
of
$\mathcal {G}$
via the action of
$\overline {\mathbb {Q}}$
-characters of
$\mathcal {G}$
. We define
The following conjecture (cf. [Reference Malle13, Conjecture 1.1]) is referred to as the strong form of Malle’s conjecture.
Conjecture 1.1. We have that
for some constant
$c(k, \mathcal {G})>0$
.
We also have the following weak conjecture (cf. [Reference Malle12, p. 316]) which is referred to as the weak form of Malle’s conjecture
Conjecture 1.2. For all
$\epsilon>0$
,
The strong form of Malle’s conjecture has been shown to be false, and Klüners provided an explicit counterexample, cf. [Reference Klüners8]. However, the weak version of the conjecture is still widely believed to be true. The strong form is however known for various families of groups, some of the well-known cases are listed below.
-
• The conjecture has been proven for the abelian groups by Maki [Reference Mäki11] and Wright [Reference Wright17].
-
• For the groups
$S_n$
for
$n\leq 5$
, the conjecture was settled by Davenport–Heilbronn [6] for
$n=3$
, for
$n=4,5$
over
$\mathbb {Q}$
by Bhargava [Reference Bhargava2], [Reference Bhargava3] and for general number fields k by Bhargava–Shankar–Wang [Reference Bhargava, Shankar and Wang4]. -
• For the dihedral group
$D_4\subset S_4$
the conjecture was resolved by by Cohen, Diaz Y. Diaz, and Olivier [Reference Cohen, Y. Diaz and Olivier5]. -
• Let G be a finite nilpotent group, p be the smallest prime divisor of
$|G|$
. Assume that all elements of order p are central. Consider G sitting in
$S_{|G|}$
via the regular representation. The strong form of Malle’s conjecture in this context was recently resolved by Koymans and Pagano [Reference Koymans and Pagano10]. The weak version of the conjecture for all finite nilpotent groups G sitting in
$S_{|G|}$
via the regular representation, was previously settled by Klüners and Malle [Reference Klüners and Malle9]. -
• Wang [Reference Wang16] proved the strong form of the conjecture for
$S_n\times A$
, where
$n\in \{3, 4,5\}$
and A is a finite abelian group satisfying some mild conditions. Here, A is viewed as a subgroup of
$S_{|A|}$
via the regular representation, and
$S_n\times A$
embeds naturally in
$S_{n|A|}$
via the inclusions The conditions on A were subsequently removed due to work of Masri, Thorne, Wei-Lun, and Wang [Reference Masri, Thorne, Tsai and Wang14].
$$\begin{align*}S_n\times A\hookrightarrow S_n\times S_{|A|}\hookrightarrow S_{n|A|}. \end{align*}$$
1.2 Main result
Let G be a finite nilpotent group and
$\ell _G$
the smallest prime factor of
$|G|$
. We view G as a subgroup of
$S_{|G|}$
via the regular representation. On the other hand,
$S_n$
is in its natural degree n representation (thus contained in
$S_n$
via the identity map). We recall that
$a(G)= \frac {\ell _G}{(\ell _G-1)|G|}$
,
$a(S_n)= 1$
, and
$b(k, S_n)= 1$
for all
$n \geq 2$
. It is easy to see that
$a(S_n\times G)=\frac {1}{|G|}$
. Since
${a(S_n)}{n}> {a(G)|G|}$
we deduce that
$b(k,S_n\times G)= b(k,S_n)$
, cf. [Reference Wang16, p. 91, l.3–p. 92, l.2]. We now state our main result.
Theorem 1.3. Let G be a non-trivial finite nilpotent group and k a number field. Consider the regular representation
$\operatorname {reg}_G: G\hookrightarrow S_{|G|}$
. Here,
$S_n\times G$
embeds in
$S_{n|G|}$
via natural inclusions
Then there exists a constant
$c(k,S_n\times G)>0$
such that
in the following cases:
-
(1)
$n=3$
, if
$2 \nmid |G|$
, -
(2)
$n=4$
, if
$2,3 \nmid |G|$
, -
(3)
$n=5$
, if
$2,3,5 \nmid |G|$
.
Thus, Conjecture 1.1 is true in this setting.
This extends the main result of [Reference Wang16]. The result is proven via a synthesis of the methods of Klüners–Malle [Reference Klüners and Malle9], Wang [Reference Wang16], and Koymans–Pagano [Reference Koymans and Pagano10]. The conditions on G are consistent with those in [Reference Wang16].
1.3 Outline of the proof
We closely follow the method in [Reference Wang16]. Two complications have to be addressed. First, the method requires strong uniformity estimates for nilpotent groups. We address this in Section 3. It is worth noting that although a weaker uniformity estimate suffices for proving the main theorem, we pursue a sharp bound to attain the best possible uniformity estimate (see Proposition 3.6). This result stands as a potentially independent point of interest. Proposition 4.6 gives us a crucial ingredient for proving precise asymptotics for
$S_n \times G$
-extensions. This technical result is the analog of [Reference Wang16, p. 117 (5.6)], however, it is proven via a different strategy. For more details, see Section 4.
1.4 Organization
Including the Introduction the paper consists of four sections. In Section 2, several preliminary results are proven on the discriminants of the compositum of two number fields. Furthermore, some analytic tools are introduced here. In Section 3, using the parameterization for finite nilpotent extensions of k with fixed Galois group G given by Koymans and Pagano [Reference Koymans and Pagano10] we prove a local uniformity estimate for nilpotent groups (cf. Proposition 3.6). The proof of the main theorem is given in Section 4.
1.5 Outlook
It is possible that the inductive methods used in this article could eventually lead to the proof of the strong form of Malle’s conjecture in other similar cases. We have been apprised of ongoing efforts by Alberts, Lemke-Oliver, Wang, and Wood, who are expected to develop more generalized methods similar to Wang and ours to establish the strong form of Malle’s conjecture for various groups.
2 Preliminary results
We begin this section by recalling some notation. Throughout, k will be a fixed number field. Set
$\Omega _k$
to denote the set of all primes of k. For any non-zero ideal
$\mathfrak {I}\subset \mathcal {O}_k$
, set
$|\mathfrak {I}|:=|\operatorname {Norm}_{k/\mathbb {Q}}(\mathfrak {I})|$
. Given any finite extensions
$K/k$
we denote by
$\mathrm {disc}(K/k)$
the relative discriminant ideal in k and set
$\mathrm {Disc}(K):=|\mathrm {disc}(K/k)|$
. We use
$\mathfrak {p}$
to denote a finite prime in k. Take
$\mathrm {disc}_{\mathfrak {p}}(K/k)$
to be the ideal
$\mathfrak {p}^{\operatorname {ord}_{\mathfrak {p}}(\mathrm {disc}(K/k))}$
and
$\mathrm {Disc}_{\mathfrak {p}}(K)$
its absolute norm. We denote the inertia group at a prime
$\mathfrak {p}$
by
$I_{\mathfrak {p}}(K)$
. Let G be a finite nilpotent group and
$n\in \{3,4,5\}$
be an integer. Note that G sits inside
$S_{|G|}$
via the regular representation. Therefore, we view the product
$S_n \times G$
as a subgroup of
$S_n\times S_{|G|}\subset S_{n|G|}$
. We prove a number of preliminary results for the product of
$S_n\times G$
. We note that the case where G is an abelian group is treated in [Reference Wang16]. Throughout, it shall be assumed that G satisfies the conditions of Theorem 1.3.
Proposition 2.1. Let
$K/k$
and
$L/k$
be number field extensions with
$n:=[K:k]$
and
$m:=[L:k]$
. Assume that
$[KL : k] = [K : k][L : k]$
. Then we have that
Proof. The stated result is [Reference Wang16, Theorem 2.1].
If
$K/k$
and
$L/k$
are tamely ramified at
$\mathfrak {p}$
, then the inertia groups at
$\mathfrak {p}$
are cyclic. Let
$n:=[K:k]$
and
$m:=[L:k]$
. Let
$g_K \in S_n$
and
$g_L \in S_m$
, respectively denote generators for these groups. Then,
$\mathrm {disc}_{\mathfrak {p}}(K)=p^{\mathrm {ind}(g_K)}$
and
$\mathrm {disc}_{\mathfrak {p}}(L)=p^{\mathrm {ind}(g_L)}$
, where
$\mathrm {ind}(g)$
denotes the index of g (cf. (1.1)). The next result is used to determine
$\mathrm {disc}_{\mathfrak {p}}(KL)$
in terms of
$\mathrm {disc}_{\mathfrak {p}}(K)$
and
$\mathrm {disc}_{\mathfrak {p}}(L)$
at the tamely ramified places. Denote by
$\widetilde {K}$
(resp.
$\widetilde {L}$
) the Galois closure of K (resp. L).
Proposition 2.2. With respect to notation above, assume that
$\widetilde {K}\cap \widetilde {L}=k$
and that p is tamely ramified in
$\widetilde {K}$
and
$\widetilde {L}$
. Then the following assertions hold.
-
(1) Let
$e_K$
and
$e_L$
be the ramification indices of
$\widetilde {K}$
and
$\widetilde {L}$
at p with
$(e_K, e_L) = 1$
. Then denote a generator of an inertia group of
$KL$
at p by
$g_{KL}$
, we have
$$\begin{align*}\mathrm{ind}(g_{KL}) = \mathrm{ind}(g_{K})\cdot m + \mathrm{ind}(g_L)\cdot n - \mathrm{ind}(g_K) \cdot \mathrm{ind}(g_L). \end{align*}$$
-
(2) Let the generator of an inertia group of K at p be
$g_K =\prod _{i}c_i$
, and the generator of an inertia group of L at p be
$g_L =\prod _{j} d_j$
. Then the generator
$g_{KL}$
of an inertia group of
$KL$
at p satisfies
$$\begin{align*}\mathrm{ind}(g_{KL}) = mn - \sum_{i,j}\mathrm{gcd}(|c_i|,|d_j|). \end{align*}$$
Here
$n = [K : k]$
and
$m = [L : k]$
.
Proof. The result above is [Reference Wang16, Theorems 2.2 and 2.3].
Lemma 2.3. Given
$K/k$
and
$L/k$
with
$\widetilde {K} \cap \widetilde {L} = k$
. The local étale algebra of the compositum
$(KL)_{\mathfrak {p}}$
at a prime p could be determined by the local étale algebras
$(K)_{\mathfrak {p}}$
and
$(L)_{\mathfrak {p}}$
. In particular, the relative discriminant ideal
$\mathrm {disc}_{\mathfrak {p}}(KL)$
as an invariant of
$(KL)_{\mathfrak {p}}$
could be determined by
$(K)_{\mathfrak {p}}$
and
$(L)_{\mathfrak {p}}$
.
Proof. The result is [Reference Wang16, Theorem 2.4].
It is convenient to now present a group-theoretic version of Proposition 2.2. This version will be later employed in index computation within the product of appropriate symmetric and nilpotent groups.
Lemma 2.4. Let
$\sigma \in S_n$
and
$\tau \in S_m$
with disjoint cycle decomposition
$\sigma = \prod _i c_j$
and
$\tau = \prod _j d_j$
. Suppose that
$(|c_i|,|d_j|)= 1$
for all
$i,j$
and consider
$(\sigma , \tau ) \in S_{n}\times S_m \subset S_{nm}$
then
Proof. The result is essentially the same as [Reference Wang16, Theorem 2.2]. Since the proof is relatively short, we include it for completeness. Since
$(|c_i|,|d_j|) = 1$
for all
$i,j$
the element
$(c_i,d_j) \in S_{nm}$
is a cycle of length
$|c_i||d_j|$
for each
$i,j$
. These cycles in
$S_{nm}$
are disjoint from each other and
$(\sigma , \tau ) = \prod _{(i,j)}(c_i,d_j)$
. Hence, the number of cycles in the decomposition of
$(\sigma ,\tau )$
is the product of the number of cycles in the decomposition of
$\sigma $
and
$\tau $
. We recall that the number of such cycles is
$n-\mathrm {ind}(\sigma )$
for
$\sigma \in S_n$
and
$m-\mathrm {ind}(\tau )$
for
$\tau \in S_m$
. Therefore,
and the Lemma follows.
Let
$\ell _1, \dots , \ell _c$
be the primes that divide
$|G|$
and denote by
$G(\ell _i)$
the
$\ell _i$
-Sylow subgroup of G. Since G is a nilpotent group, we have the product decomposition
$G:= \prod _{i=1}^cG(\ell _i)$
. Denote by
$\ell _G$
the smallest prime factor of
$|G|$
. Given
$\sigma \in S_n$
and
$g \in G$
we compute the index of
$(\sigma , g) \in S_{n|G|}$
using the Lemma 2.4. The method employed by Wang for abelian groups, as detailed in [Reference Wang16, Lemmas 2.5–2.7] generalizes to nilpotent groups. For the sake of completeness, we provide details. In what follows, we set
$G^\ast $
to denote
$G\backslash \{1_G\}$
and
$\operatorname {ind}(G):=\operatorname {min}\{\operatorname {ind}(g)\mid g\in G^\ast \}$
.
Proposition 2.5. Let G be a finite nilpotent group in its regular representation
$G\hookrightarrow S_{|G|}$
.
-
(1) When
$n=3$
, suppose that
$2 \nmid |G|$
. Then we have that (2.1)for all
$$ \begin{align} \mathrm{ind}((12),g)/|G|> 2 \text{ and } \mathrm{ind}((123),g)/|G| > 1 \end{align} $$
$g \in G$
.
-
(2) For
$n=4$
assume that
$2,3 \nmid |G|$
. Then (2.2)
$$ \begin{align} \mathrm{ind}((12),g)/|G|> 2\text{ and } \mathrm{ind}((12)(34),g)/|G| > 1, \end{align} $$
(2.3)for all
$$ \begin{align} \mathrm{ind}((123),g)/|G|> 3\text{ and } \mathrm{ind}((1234),g)/|G| > 2 \end{align} $$
$g \in G$
.
-
(3) When
$n=5$
assume that
$2,3,5 \nmid |G|$
. Then we have that (2.4)for all
$$ \begin{align} \mathrm{ind}(\sigma,g)/|G| \geq 1 + \mathrm{ind}(\sigma)-1/7\end{align} $$
$\sigma \in S_5$
and
$g \in G$
. Further if
$\sigma $
is not conjugate to
$(12345)$
in
$S_5$
then (2.5)
$$ \begin{align}\mathrm{ind}(\sigma,g)/|G| \geq 12/7 + \mathrm{ind}(\sigma).\end{align} $$
Proof. Since g sits inside
$S_m$
via the regular representation, we have that
$$ \begin{align}\operatorname{ind}(g)=|G|\left(1-\frac{1}{e(g)}\right)\end{align} $$
where
$e(g)$
denotes the order of g. Note that since it is assumed that
$\ell _G>2$
, and hence
$e(g)>2$
for all
$g\neq 1_G$
. It follows that
$\operatorname {ind}(g)>\frac {|G|}{2}$
for all
$g\in G^\ast $
and
$$\begin{align*}\operatorname{ind}(G)=|G|\left(1-\frac{1}{\ell_G}\right).\end{align*}$$
We begin with (1). For
$(12) \in S_3$
, using Lemma 2.4 we deduce that for all
$g \in G$
we have that
$\mathrm {ind}((12),g) = |G| + 2\cdot \mathrm {ind}(g)$
as
$\mathrm {ind}(12) = 1$
. We deduce that
since
$\ell _G> 2$
.
For
$(123) \in S_3$
, if
$3 \nmid |G|$
, then again using Lemma 2.4 we obtain that for all
$g \in G$
,
$\mathrm {ind}((123),g) = 2|G| + \mathrm {ind}(g)$
as
$\mathrm {ind}(123) = 2$
. Hence the inequality holds in this case. If
$3 \mid |G|$
, then
$G= G(3)\times \widetilde {G}$
. Given any
$g \in G$
we can write it as
$(g(3), \widetilde {g}) \in S_{|G(3)|}\times S_{\widetilde {G}} \subset S_{|G|}$
. Further we note that
$\mathrm {ind}((123),g) = \mathrm {ind}((123),(g(3),\widetilde {g})) = \mathrm {ind}(((123),g(3)),\widetilde {g})$
in
$S_{|G|}$
. Since
$3 \nmid |\widetilde {G}|$
we can use Lemma 2.4 to deduce that
Now, since the smallest possible value of
$\mathrm {ind}((123,g(3))$
is
$2|G(3)|$
when
$g(3)$
is identity and smallest possible value for
$\mathrm {ind}(\widetilde {g})$
is
$\mathrm {ind}(\widetilde {G})$
by definition. Hence,
This concludes the proof.
(2) We note that
$\mathrm {ind}(12), \mathrm {ind}(123), \mathrm {ind}(1234),$
and
$\mathrm {ind}(12)(34)$
are
$1, 2, 3,$
and
$2$
respectively. Further
$2,3 \nmid |G|$
so we can use Lemma 2.4 and we deduce that for all
$g \in G$
,
$\mathrm {ind}((12),g) = |G| + 3\cdot \mathrm {ind}(g)> 2|G|$
,
$\mathrm {ind}((123),g) = 2|G| + 2\cdot \mathrm {ind}(g)> 3|G|$
as
$\mathrm {ind}(g) \geq \mathrm {ind}(G) = \frac {\ell _G-1}{\ell _G} |G| \geq \frac {4}{5}|G|$
, next
$\mathrm {ind}(1234, g) = 3|G| + \mathrm {ind}(g)> 2|G|$
and
$\mathrm {ind}((12)(34), g) = 2|G| + 2\cdot \mathrm {ind}(g)> |G|$
.
(3) Using Lemma 2.4 we conclude that
$$\begin{align*}\begin{aligned} \mathrm{ind}(\sigma, g) &= \mathrm{ind}(\sigma)|G| + 5\cdot\mathrm{ind}(g) - \mathrm{ind}(\sigma)\cdot\mathrm{ind}(g) \\ &\geq \mathrm{ind}(\sigma)\cdot|G| + (5-\mathrm{ind}(\sigma))\cdot\mathrm{ind}(g) \geq \mathrm{ind}(\sigma)\cdot |G| + (5-\mathrm{ind}(\sigma))\cdot \mathrm{ind}(G) \\ & \geq \mathrm{ind}(\sigma)\cdot |G| + (5-\mathrm{ind}(\sigma))\cdot (\ell_G-1)|G|/\ell_G \\ & \geq \mathrm{ind}(\sigma)\cdot |G| + (5-\mathrm{ind}(\sigma))\cdot 6|G|/7 \\ &\geq \operatorname{ind}(\sigma) |G|+6|G|/7, \end{aligned} \end{align*}$$
since
$\ell _G \geq 7$
. Dividing both sides of the above inequality by
$|G|$
, we find that
$$\begin{align*}\frac{\operatorname{ind}(\sigma, g)}{|G|}\geq 1+\operatorname{ind}(\sigma) -\frac{1}{7},\end{align*}$$
and this proves (2.4). For
$\sigma \in S_5$
not conjugate to
$(12345)$
we have that
$(5-\mathrm {ind}(\sigma ))\geq 2$
and hence
from which (2.5) follows. This concludes the proof of Proposition.
2.1 Bound for product of two groups
In this section, we develop upon the results in [Reference Wang16, Section 3] in a framework that is appropriate to our applications. Let
$S_1$
and
$S_2$
be multisets with entries in positive integers. Furthermore, assume that
$S_2$
contains some integer other than
$1$
. We associate the following counting functions with these multi-sets for
$i=1,2$
We suppose that
$F_i(X)$
is finite for all
$X>0$
and
$i=1,2$
. Given positive integers a and b, consider the following product counting function,
The next result shows that given asymptotic bounds for
$F_1(X), F_2(X)$
one can obtain results about bounds on the product counting function.
Proposition 2.6. Let
$a,b$
be positive integers and
$\alpha \in (0,1)$
is a positive real number satisfying the relation
Furthermore, suppose that
for some constants
$C_1, C_2,$
and
$\beta>0$
. Then, we have the following upper-bound
Proof. The result follows from [Reference Wang16, Lemma 3.2], setting
$n_1:=1/a$
and
$n_2:=\alpha /b$
(in accordance with the notation in loc. cit.)). We note that the condition
$b-a\alpha>0$
translates to
$n_1>n_2$
, which is a necessary condition for the Lemma 3.2 of loc. cit. to apply.
A lower bound for
$P_{a,b}(X)$
is given below.
Proposition 2.7. Suppose there exist real constants
$c_1, c_2> 0$
such that
for some
$\alpha \in (0,1)$
and
$b-a\cdot \alpha> 0$
then, for all large enough values of X, we have that
where
$c:= \min \{c_1c_2, c_1c_2a/(b-a\cdot \alpha )\cdot (1-2^{\alpha - b/a})\}$
.
Proof. The proof of our result adapts the first part of [Reference Wang16, Lemma 3.2]. Given
$r \in (0,\infty )$
, we set
$n_i(r)$
to be the number of times r occurs in the set
$S_i$
. From the definition of
$P_{a,b}(X)$
, we deduce that
$$ \begin{align} \begin{aligned} P_{a,b}(X) &= \sum_{r_1^ar_2^b \leq X} n_1(r_1)n_2(r_2) = \sum_{r^b\leq X} n_2(r)F_1((X/r^b)^{1/a})\\ &\geq c_1 X^{1/a} \sum_{r^b\leq X} \frac{n_2(r)}{r^{b/a}}. \end{aligned} \end{align} $$
Using Abel’s summation formula,
$$\begin{align*}\sum_{r\leq X^{1/b}} \frac{n_2(r)}{r^{b/a}} \geq \frac{c_2\underline{X}^{\alpha}}{\underline{X}^{b/a}}+c_2\int_1^{\underline{X}}\frac{t^{\alpha}}{t^{b/a+1}}dt, \end{align*}$$
where
$\underline {X}$
denotes the largest integer smaller or equal to
$X^{1/b}$
such that
$n_2(\underline {X})> 0$
. Noting that the integral
$\int _1^{\underline {X}}\frac {t^{\alpha }}{t^{b/a+1}}dt = a/(b-a\cdot \alpha )\cdot (1-\underline {X}^{\alpha - b/a})$
. Hence,
$$\begin{align*}\int_1^{\underline{X}}\frac{t^{\alpha}}{t^{b/a+1}}dt \geq a/(b-a\cdot\alpha)\cdot(1-2^{\alpha - b/a})\end{align*}$$
for
$\underline {X} \geq 2$
. This concludes the proof.
Let G be an appropriate finite nilpotent group satisfying condition in Theorem 1.3 for some
$n \in \{3,4,5\}$
. Consider a property
$\mathcal {P}_1$
of degree n,
$S_n$
-extensions of k, and a property
$\mathcal {P}_2$
of G-extensions of k and an ordering of such extensions by some invariants
$\operatorname {inv}_1$
and
$\operatorname {inv}_2$
valued in positive integers respectively. Assume that the following bounds are satisfied
$$ \begin{align} \begin{aligned} & \#\{K\in \mathcal{P}_1\mid \text{ and }\operatorname{inv}_1(K) \leq X\} \ll_{k, S_n} X\\ & \#\{L\in \mathcal{P}_2\mid \text{ and }\operatorname{inv}_2(L) \leq X\} \ll_{k, \epsilon} X^{\alpha}\log^{\beta}(X). \end{aligned} \end{align} $$
Then, as an immediate application of previous results by taking the multi-sets
$S_1, S_2$
to be the multi-sets consisting of
$\operatorname {inv}_1(K)$
and
$\operatorname {inv}_2(L)$
, as K and L range over
$\mathcal {P}_1$
and
$\mathcal {P}_2$
respectively. The product counting function,
$$ \begin{align} \begin{aligned} P_{|G|,n, k}(X) =& \#\{(K,L) : [K:k]=n,[L:k]=|G|, \operatorname{Gal}(\widetilde{K}/k) \simeq S_n, \operatorname{Gal}(L/k) \simeq G,\\ & K\in \mathcal{P}_1, L \in \mathcal{P}_2, \text{ and }\operatorname{inv}_1(K)^{|G|}\operatorname{inv}_2(L)^n \leq X\}, \end{aligned} \end{align} $$
satisfies the upper bound,
whenever
$n-|G|\alpha> 0$
. Similarly, if we have lower bounds of the form,
$$ \begin{align} \begin{aligned} X \ll_{k, S_n}\#\{K : [K:k]=n, \operatorname{Gal}(\widetilde{K}/k) \simeq S_n, K\in \mathcal{P}_1, \text{ and }\operatorname{inv}_1(K) \leq X\}\\ X^{\alpha} \ll_{k,G} \#\{L : [L:k]=|G|, \operatorname{Gal}(L/k) \simeq G, L\in \mathcal{P}_2, \text{ and }\operatorname{inv}_2(L) \leq X\}. \end{aligned} \end{align} $$
Then we deduce that,
whenever
$n-|G|\alpha> 0$
. We take note of these observations below.
Corollary 2.8. With respect to the notation above, assume that
Then we have the following bounds,
3 Local uniformity estimates
In this section, we state local uniformity estimates for degree n extensions of k with Galois group
$S_n$
given in [Reference Wang16, Section 4] for
$n=3,4,$
and,
$5$
. We refer to an extension
$K/k$
as a degree n,
$S_n$
-extension if
$[K:k]=n$
and
$\operatorname {Gal}(\widetilde {K}/k)\simeq S_n$
. Furthermore, we use the parameterization for nilpotent extensions developed in [Reference Koymans and Pagano10] to prove a similar estimate for G-extensions of K, where G is any finite nilpotent group. We refer to an extension
$L/k$
as a G-extension if L is Galois over k and
$\operatorname {Gal}(L/k) \simeq G$
. Let
$\mathfrak {p}$
be a finite prime of k, and
$K/k$
be an
$S_4$
-extension then, we say that
$\mathfrak {p}$
is overramified in
$K/k$
if
$\mathfrak {p}$
factors into primes in
$K/k$
as
$\mathfrak {B}^4, \mathfrak {B}^2,$
or
$\mathfrak {B}_1^2\mathfrak {B}_2^2$
for finite p. For an archimedean
$\mathfrak {p}$
, it must factor into a product of two ramified places.
The local uniformity estimates for
$S_n$
are stated below.
Theorem 3.1. Let
$\mathfrak {q}\subset \mathcal {O}_k$
be any (non-zero) squarefree ideal, and write
$\mathfrak {q} = \prod _{i=1}^f \mathfrak {p}_i$
, where
$\mathfrak {p}_1, \dots \mathfrak {p}_f$
are distinct prime ideals. Then, the following assertions hold.
-
(1) Let
$M_{3,\mathfrak {q}}(k,X)$
be the number of non-cyclic cubic extensions
$K/k$
such that-
•
$K/k$
is totally ramified at
$\mathfrak {p}_1,\dots , \mathfrak {p}_f$
, -
•
$\mathrm {Disc}(K) \leq X$
.
Then, for any
$\epsilon>0$
, we have that
$$\begin{align*}M_{3, \mathfrak{q}}(k,X)=O_{\epsilon}(X/|\mathfrak{q}|^{2-\epsilon}).\end{align*}$$
-
-
(2) The number of
$S_4$
quartic extensions
$K/k$
which are overramified at all primes
$\mathfrak {p}_1,\dots , \mathfrak {p}_f$
and
$\mathrm {Disc}(K) \leq X$
is denoted
$M_{4, \mathfrak {q}}(k, X)$
. Then, for any
$\epsilon>0$
, we obtain the bound
$$\begin{align*}M_{4, \mathfrak{q}}(k, X)=O_{\epsilon}(X/|\mathfrak{q}|^{2-\epsilon}).\end{align*}$$
-
(3) The number of
$S_5$
quintic extensions
$K/k$
which are totally ramified at all primes
$\mathfrak {p}_1,\dots , \mathfrak {p}_f$
and
$\mathrm {Disc}(K) \leq X$
is denoted
$M_{5, \mathfrak {q}}(k, X)$
and one has the following bound
$$\begin{align*}M_{5, \mathfrak{q}}(k, X)=O_{\epsilon}(X/|\mathfrak{q}|^{2/5-\epsilon}).\end{align*}$$
In each case, the implied constant is independent of the ideal q.
Proof. The statement (1) is [Reference Datskovsky and Wright7, Proposition 6.2] and for the proof of (2),(3) we refer to [Reference Wang16, Theorems 1.3 and 4.3] respectively.
3.1 A parameterization for nilpotent extensions
Let G be a finite nilpotent group. We recall that G is a product of its Sylow subgroups
$G=\prod _{j=1}^c G(\ell _j)$
. Fix an algebraic closure
$\bar {k}$
of k, and set
$\operatorname {G}_k$
to denote the absolute Galois group
$\operatorname {Gal}(\bar {k}/k)$
. In this section, we briefly recall the parameterization of G-extensions of k from [Reference Koymans and Pagano10, Section 2]. This parameterization comes in handy in the proof of the local uniformity estimate for G-extensions.
We begin by considering the case when G is an
$\ell $
-group, that is,
$|G|$
is a power of
$\ell $
. Let
$S_\infty \subset \Omega _k$
be the archimedian primes of k. We view k is a subfield of
$\bar {\mathbb {Q}}$
and set
$\operatorname {G}_k$
to denote the Galois group
$\operatorname {Gal}(\bar {\mathbb {Q}}/k)$
. Likewise, for each prime
$\mathfrak {q}\in \Omega _k$
, denote by
$k_{\mathfrak {q}}$
the completion of K at q and set
$\operatorname {G}_{k_{\mathfrak {q}}}:=\operatorname {Gal}(\bar {\mathbb {Q}}_{\mathfrak {p}}/k_{\mathfrak {q}})$
. For each prime
$q\in \Omega _k$
, choose an embedding
$\iota _{\mathfrak {q}}: \bar {k}\hookrightarrow \bar {k}_{\mathfrak {q}}$
. The choice of embedding induces an inclusion of
$\iota _{\mathfrak {q}}^\ast : \operatorname {G}_{k_{\mathfrak {q}}}\hookrightarrow \operatorname {G}_k$
. Denote by
$\operatorname {I}_{q}\subset \operatorname {G}_{k_{\mathfrak {q}}}$
the inertia group at q. We set
$\mathbb {F}_\ell $
to be the field with
$\ell $
-elements, and set
$H^1_{\operatorname {nr}}(\operatorname {G}_{k_{\mathfrak {q}}}, \mathbb {F}_\ell )$
is the image of the inflation map
The classes in
$H^1_{\operatorname {nr}}(\operatorname {G}_{k_{\mathfrak {q}}}, \mathbb {F}_\ell )$
are the unramified classes at
$\ell $
. Let
$\mathcal {G}_k^{\operatorname {pro}-\ell }$
denote the maximal pro-
$\ell $
quotient of
$\operatorname {G}_k$
.
Given a subset
$S\subset \Omega _k$
that contains
$S_\infty $
, consider the natural restriction map
$$\begin{align*}\Phi(\ell, S):H^1(\operatorname{G}_{k}, \mathbb{F}_\ell)\rightarrow \bigoplus_{q\in \Omega_{k}\setminus S} \frac{H^1(\operatorname{G}_{k_{\mathfrak{q}}}, \mathbb{F}_\ell)}{H^1_{\operatorname{nr}}(\operatorname{G}_{k_{\mathfrak{q}}}, \mathbb{F}_\ell)}.\end{align*}$$
There is a finite set of primes
$S_{\operatorname {clean}}(\ell )$
containing
$S_\infty $
such that the map
$\Phi (\ell , S_{\operatorname {clean}}(\ell ))$
is surjective, and such that the kernel
$\Phi (\ell , S_{\operatorname {clean}}(\ell ))$
is finite (cf. [Reference Koymans and Pagano10, Propositions 2.1 and 2.2]. Let
$\widetilde {\Omega }_k(\ell )$
be the subset of
$\Omega _k\setminus S_{\operatorname {clean}}(\ell )$
consisting of primes q with
$$\begin{align*}\frac{H^1(\operatorname{G}_{k_{\mathfrak{q}}}, \mathbb{F}_\ell)}{H^1_{\operatorname{nr}}(\operatorname{G}_{k_{\mathfrak{q}}}, \mathbb{F}_\ell)} \neq 0.\end{align*}$$
Every prime
$\mathfrak {q} \in \Omega _k\setminus \left (S_{\operatorname {clean}}(\ell )\cup \widetilde {\Omega }_k(\ell )\right )$
is unramified in all finite
$\ell $
-extensions of K (cf. [Reference Koymans and Pagano10, Proposition 2.3]). For
$\mathfrak {q}\in \widetilde {\Omega }_k(\ell )$
there exists a character
$\chi _{\mathfrak {q}}\in H^1(\operatorname {G}_K, \mathbb {F}_\ell )$
such that
$\Phi (\ell , S_{\operatorname {clean}}(\ell ))$
has nontrivial coordinate precisely at
$\mathfrak {q}$
and at no other prime in
$\widetilde {\Omega }_k(\ell )$
, see [Reference Koymans and Pagano10, p. 317, line 9] for details. The set of characters
$\chi _{\mathfrak {q}}$
(as
$\mathfrak {q}$
ranges over
$\widetilde {\Omega }_k(\ell )$
) is a linearly independent set. There is a positive integer t and a basis
of
$\operatorname {ker}\left (\Phi (\ell , S_{\operatorname {clean}}(\ell ))\right )$
such that
is a basis of
$H^1(\operatorname {G}_K, \mathbb {F}_\ell )$
.
Let
$[0,1]^t$
denote the set of all vectors
$\vec {v}=(v_1, \dots , v_t)$
whose entries are either
$0$
or
$1$
. Given
$T\in [0, 1]^t$
, set
$\pi _j(T)$
to denote its j-th coordinate. Set
$\mathcal {S}_\ell :=[0,1]^{[t]}\times \mathcal {S}_\ell '$
, where
$\mathcal {S}_\ell '$
is the set consisting of squarefree integral ideals of
$\mathcal {O}_k$
supported entirely on
$\widetilde {\Omega _k}(\ell )$
. Recall that
$G^\ast :=G\backslash \{1_G\}$
. Two pairs
$(T, \mathfrak {b})$
and
$(T', \mathfrak {b}')$
in
$\mathcal {S}_\ell $
are said to be coprime if
$\mathfrak {b}$
and
$\mathfrak {b}'$
are coprime and there does not exist a
$j\in [t]$
, such that
$\pi _j(T)=\pi _j(T')=1$
. Consider the vectors
$(v_g)_{g\in G^\ast }$
, indexed by
$g\in G^\ast $
, having entries
$v_g\in \mathcal {S}_\ell $
. Denote by
$\operatorname {Prim}\left (\mathcal {S}_\ell ^{G^\ast }\right )$
the subset of such vectors whose coordinates are pairwise coprime. Elements of
$\operatorname {Prim}\left (\mathcal {S}_\ell ^{G^\ast }\right )$
shall be represented as
$(v_g)_{g\in G^\ast }$
, where
$v_g=(v_g{(1)}, v_g{(2)})$
with
$v_g{(1)} \in [0,1]^t$
and
$v_g{(2)}\in \mathcal {S}_\ell '$
. Let
$\operatorname {Epi}_{\operatorname {top-gr}}\left (\mathcal {G}_k^{\operatorname {pro}-\ell }; G\right )$
denote the set of surjective homomorphisms
$\mathcal {G}_k^{\operatorname {pro}-\ell }\twoheadrightarrow G$
.
Proposition 3.2. There is a surjective map
Proof. The above result is [Reference Koymans and Pagano10, Proposition 2.8].
The pre-image of
$\operatorname {Epi}_{\operatorname {top-gr}}\left (\mathcal {G}_k^{\operatorname {pro}-\ell }; G\right )$
is denoted by
$ \operatorname {Prim}\left (\mathcal {S}_\ell ^{G^\ast }\right )(\operatorname {solv.})$
. For an epimorphism
$\psi : \mathcal {G}_k^{\operatorname {pro}-\ell }\twoheadrightarrow G$
, set
$\operatorname {Disc}(\psi )$
to denote the relative discriminant of the corresponding extension of k that is fixed by the kernel of
$\psi $
. Given an ideal
$\mathfrak {b}$
, denote by
$\operatorname {free}_{S_{\operatorname {clean}}(\ell )}(\mathfrak {b})$
to be the largest ideal that divides
$\mathfrak {b}$
and is supported outside
$S_{\operatorname {clean}}(\ell )$
.
Proposition 3.3. Let
$v=(v_g(1) , v_g(2))_{g\in G^\ast }$
be an element in
$ \operatorname {Prim}\left (\mathcal {S}_\ell ^{G^\ast }\right )(\operatorname {solv.})$
, then,
$$\begin{align*}\operatorname{free}_{S_{\operatorname{clean}}(\ell)}\left(\operatorname{Disc}(P_G(v))\right)=\prod_{g\in G^\ast} v_g(2)^{|G| \left(1-\frac{1}{\# \langle g\rangle}\right)}.\end{align*}$$
Proof. The result above is [Reference Koymans and Pagano10, Proposition 2.10].
Next, we consider the more general setting, where G is a nilpotent group. By taking the product of all the maps
$P_{G(\ell _j)}$
, we get a map
$$\begin{align*}P_G: \prod_{j\in [c]} \operatorname{Prim}\left(\mathcal{S}_{\ell_j}^{G(\ell_j)-\operatorname{id}}\right)\twoheadrightarrow \operatorname{Epi}_{\operatorname{top}-\operatorname{gr}}\left(\operatorname{G}_k, G\right)\cup \{\cdot\}.\end{align*}$$
We set S to be union
$\bigcup _{j\in [c]} S_{\operatorname {clean}}(\ell _j)$
, and take
$t_j$
to be the value of t for the prime
$\ell _j$
. Define
where
$\mathcal {S}'$
is the set of squarefree ideals supported outside S. Given a subset
$\Delta \subset G^\ast $
, let
$\operatorname {Prim}\left (\mathcal {S}^{\Delta }\right )$
be the set of all tuples
$(v_g(1), v_g(2))_{g\in \Delta }$
satisfying the following properties
-
• writing
$\Pi _i: [\sum t_i]\rightarrow [t_i]$
for the natural projection map, then,
$\Pi _i(v_g(1))$
are pairwise coprime, -
• the
$v_g(2)$
are pairwise coprime, -
• if
$\mathfrak {p}$
divides
$v_g(2)$
and
$\ell $
is a prime that divides the order of g, then,
$$\begin{align*}\# \left(\mathcal{O}_k/\mathfrak{p}\right)\equiv 1\quad \mod{\ell}. \end{align*}$$
There is a natural bijection
$$\begin{align*}\operatorname{Prim}\left(\mathcal{S}^{G^\ast}\right)\xrightarrow{\sim} \prod_{j\in [c]} \operatorname{Prim}\left(\mathcal{S}_{\ell_j}^{G(\ell_j)-\operatorname{id}}\right), \end{align*}$$
cf. [Reference Koymans and Pagano10, p. 326] for further details. Thus, in the general case we get a map
and set
The next result allows us to read off the S-free discriminant of
$P_G(v)$
for
Proposition 3.4. For v as above, we have that
$$\begin{align*}\operatorname{free}_S\left(\operatorname{Disc}(P_G(v))\right)=\operatorname{free}_S\left(\prod_{G^\ast} v_g(2)^{|G|\left(1-\frac{1}{\#\langle g\rangle}\right)}\right).\end{align*}$$
Proof. The result is [Reference Koymans and Pagano10, Proposition 2.13] and is a direct consequence of Proposition 3.3.
Next, we recall some useful estimates from [Reference Koymans and Pagano10, Section 4]. Let F be a number field and L be a finite abelian extension of F. Let
$\mathfrak {S}$
be a subset of
$\operatorname {Gal}(L/F)$
. Denote by
$\mathcal {I}_F$
the multiplicative group of non-zero fractional ideals of F. For
$I\in \mathcal {I}_F$
, set
$\omega _{\mathfrak {S}}(I)$
to denote the number of prime divisors
$\mathfrak {p}$
of I such that
$\mathfrak {p}$
is unramified in L, and such that the Frobenius
$\operatorname {Frob}_{\mathfrak {p}}$
belongs to
$\mathfrak {S}$
. Let z be a complex number and
$\mathcal {P}$
be a finite set of prime ideals of
$\mathcal {O}_F$
. Consider the sum
$$\begin{align*}A_z(x):=\sum_{\substack{|I|\leq x,\\ \mathfrak{p}|I \Rightarrow \operatorname{Frob}_{\mathfrak{p}}\in \mathfrak{S}\text{ and }\mathfrak{p}\notin \mathcal{P}}} \mu^2(I) z^{\omega_{\mathfrak{S}}(I)},\end{align*}$$
Proposition 3.5. Let
$F,L,\mathcal {P}$
ans
$\mathfrak {S}$
be as above. Then for all positive real numbers R, and all
$z\in \mathbb {C}$
such that
$|z|\leq R$
where
$C> 0$
depends only on
$z, F, L, \mathfrak {S}, \mathcal {P}$
.
Proof. For the proof of the above estimate we refer to [Reference Koymans and Pagano10, Theorem 4.1].
3.2 Uniformity estimate for nilpotent groups
Let G be a non-trivial finite nilpotent group. Given an integral ideal
$\mathfrak {q}$
of
$\mathcal {O}_k$
, set
$N_q(G;X)$
to be the number of Galois extensions
$L/k$
with
$\operatorname {Gal}(L/k)= G$
,
$\mathrm {Disc}(L)\leq X$
, and such that
$\mathfrak {q}$
divides
$\mathrm {disc}(L/k)$
. We recall that
$\ell _G$
denotes the smallest prime divisor of
$|G|$
and
$I(G)$
is the subset of elements of G with order
$\ell _G$
. Set
$H(G):= I(G) \cup \{\operatorname {id}\}$
. We establish an extension a uniformity estimate for nilpotent groups. This generalizes [Reference Wang16]. Recall from [Reference Koymans and Pagano10, Theorem 4.12] that
$$\begin{align*}i(G, k) = \frac{\#I(G)}{[k(\mu_{\ell_G}):k]}.\end{align*}$$
Proposition 3.6. Let G be a non-trivial finite nilpotent group and k be a number field. Let
$\mathfrak {q}$
be a non-zero ideal of
$\mathcal {O}_k$
, and recall that
$|\mathfrak {q}|$
denotes the absolute norm to
$\mathbb {Q}$
. Then, for all
$\epsilon>0$
, we have the following asymptotic estimate
$$\begin{align*}N_q(G;X) \ll_{G,k,\epsilon} \left(\frac{X}{|\mathfrak{q}|^{1-\epsilon}}\right)^{a(G)}(\log X)^{i(G,k)-1}. \end{align*}$$
Proof. Without loss of generality, we may assume that
$\mathfrak {q}$
is not divisible by any prime in S. For
$g\in G$
, set
$e_g := |G|\left (1-\frac {1}{\#\langle g \rangle }\right )$
. Observe that for
$g\in I(G)$
, we have that
$e_g=a(G)^{-1}$
. It follows from the parameterization in the previous subsection and Proposition 3.4 that it suffices to bound the following
where
$$\begin{align*}\Delta_v := \prod_{g \in G-\{\operatorname{id}\}}v_g(2)^{e_g}.\end{align*}$$
Suppose
$(\mathfrak {q}_1, \mathfrak {q}_2)$
is a pair of integral ideals such that
$\mathfrak {q} = \mathfrak {q}_1 \mathfrak {q}_2$
. We can write
$$\begin{align*}\begin{aligned} & v':=\pi_{G-H(G)}(v):=\prod_{g\in G-H(G)} (v_g(1), v_g(2));\\ & v":=\pi_{I(G)}(v):=\prod_{h\in I(G)} (v_h(1), v_h(2)). \end{aligned}\end{align*}$$
The elements
$v'$
and
$v"$
belong to
$\operatorname {Prim}\left (\mathcal {S}^{G-H(G)}\right )$
and
$\operatorname {Prim}\left (\mathcal {S}^{I(G)}\right )$
respectively. We set
$N_{\mathfrak {q}_2}(v',X)$
to denote the number of
$v"=\prod _{h\in I(G)}(v_h(1), v_h(2))\in \operatorname {Prim}\left (\mathcal {S}^{I(G)}\right )$
such that
-
•
$ \mathfrak {q}_2 \mid \prod _{h \in I(G)}v_h(2)^{a(G)^{-1}}$
, -
•
$|\prod _{h \in I(G)}v_h(2)^{a(G)^{-1}}|\leq \left (\frac {X}{|\prod _{g \in G-H(G)}v_g(2)^{e_g}|}\right )$
.
Let
$\mathcal {S}\left (\widetilde {\Omega }_K(\ell _G)\right ) $
be the set of all squarefree ideals
$\mathcal {I}$
supported in
$\widetilde {\Omega }_K(\ell _G)$
. We note that for
$h\in I(G)$
, the only prime that divides the order of h is
$\ell _G$
. All primes
$\mathfrak {p}$
that divide
$v_h(2)$
must satisfy the congruence
Therefore for
$h\in I(G)$
, the ideal
$v_h(2)$
belongs to
$\mathcal {S}\left (\widetilde {\Omega }_K(\ell _G)\right )$
.
Since we prove an upper bound, we may as well neglect the coprimality conditions between
$(v_g(1), v_g(2))$
for
$g\in G-H(G)$
. It suffices to bound the following sum
$$ \begin{align} \sum_{\substack{v',|\prod_{g \in G-H(G)}v_g(2)^{e_g}|\leq X\\ \mathfrak{q}_1 \mid \prod_{g \in G-H(G)}v_g(2)^{e_g}}}N_{\mathfrak{q}_2}(v',X). \end{align} $$
Set
$\widetilde {\mathfrak {q}}_2:= \prod _{\mathfrak {p} \mid \mathfrak {q}_2} \mathfrak {p}$
to be the squarefree part of
$\mathfrak {q}_2$
and write
$\widetilde {\mathfrak {q}}_2 I_2=\prod _{h\in I(G)}v_h(2)$
. For
$h\in I(G)$
, recall that the ideals
$v_h(2)$
are all squarefree and mutually coprime. Furthermore, they are supported on
$\widetilde {\Omega }_K(\ell _G)$
. Therefore,
$\widetilde {\mathfrak {q}}_2 I_2$
is squarefree and supported in
$\widetilde {\Omega }_K(\ell _G)$
. It is easy to see that
$$ \begin{align} N_{\mathfrak{q}_2}(v',X)\leq \sum_{\substack{I_2\\ |\mathfrak{q}_2\left(I_2\right)^{a(G)^{-1}}| \leq \frac{X}{|\prod_{g \in G-H(G)}v_g(2)^{e_g}|},\\ \widetilde{\mathfrak{q}}_2I_2 \text{ supported in }\widetilde{\Omega}_K(\ell_G)}} \mu^2(I_2)\#I(G)^{\omega(\widetilde{\mathfrak{q}}_2)\omega(I_2)}, \end{align} $$
cf. the proof of [Reference Koymans and Pagano10, Theorem 5.1] for further details.
Set L to be the cyclotomic extension
$k(\mu _{\ell _G})$
and
$\mathfrak {S}=\{1\}\subset \operatorname {Gal}(L/k)$
. Note that an ideal I is supported on
$\widetilde {\Omega }_K(\ell _G)$
if and only if all prime ideals
$\mathfrak {p}|I$
split in L. Setting
$z:=\# I(G)$
, rewrite (3.5) as
where
$$\begin{align*}Y:=\left(\frac{X^{a(G)}}{|\mathfrak{q}_2|^{a(G)}|\prod_{g \in G-H(G)}v_g(2)^{e_g a(G)}|}\right).\end{align*}$$
Using the estimate (3.2) we obtain the following bound
Noting that
$$\begin{align*}i(G,k)=\frac{\#I(G)}{[k(\mu_{\ell_G}):k]}=\frac{z\# \mathfrak{S}}{[k(\mu_{\ell_G}):k]},\end{align*}$$
and that
we obtain the following upper bound
$$ \begin{align} N_{\mathfrak{q}_2}(v',X) \ll_{G,k,\epsilon} \left(\frac{1}{|\mathfrak{q}_2|}\right)^{a(G)}\frac{X^{a(G)}}{|\prod_{g \in G-H(G)}v_g(2)^{e_g a(G)}|}(\log X)^{i(G,K)-1}. \end{align} $$
For any
$\epsilon>0$
, the integral ideal
$\mathfrak {q}$
can be written as the product of two proper ideals in at most
$O_{\epsilon }(|\mathfrak {q}|^{\epsilon })$
ways. From (3.6), we obtain
$$ \begin{align}\begin{aligned} & \sum_{\substack{v',|\prod_{g \in G-H(G)}v_g(2)^{e_g}|\leq X\\ \mathfrak{q}_1 \mid \prod_{g \in G-H(G)}v_g(2)^{e_g}}}N_{\mathfrak{q}_2}(v',X) \ll_{G,k,\epsilon} |\mathfrak{q}|^{\epsilon/2}\operatorname{max}_{(\mathfrak{q}_1, \mathfrak{q}_2)} \\ &\quad \left(\left(\frac{X}{\mathfrak{q}_2}\right)^{a(G)}(\log X)^{i(G,k)-1} \sum_{\substack{v'\\ |\prod_{g \in G-H(G)}v_g(2)^{e_g}|\leq X,\\ \mathfrak{q}_1 \mid \prod_{g \in G-H(G)}v_g(2)^{e_g}}} \frac{1}{|\prod_{g \in G-H(G)}v_g(2)^{e_g a(G)}|}\right). \end{aligned} \end{align} $$
Observe that
$e_g a(G)> 1$
for
$g \in G-H(G)$
. Setting
$t:=|G|-\#H(G)$
, enumerate the elements of
$G-H(G)$
as
$\{g_1, \dots , g_t\}$
. Setting,
$e_i:=e(g_i)$
, we find that
$$\begin{align*}\sum_{\substack{v'\\ |\prod_{g \in G-H(G)}v_g(2)^{e_g}|\leq X,\\ \mathfrak{q}_1 \mid \prod_{g \in G-H(G)}v_g(2)^{e_g}}} \frac{1}{|\prod_{g \in G-H(G)}v_g(2)^{e_g a(G)}|}\leq \sum_{\substack{I_1, \dots, I_{t}\\ |\prod_i I_i^{e_i}|\leq X\\ \mathfrak{q}_1| \prod_i I_i^{e_i}}} \frac{1}{|\prod_i I_i^{e_i a(G)}|},\end{align*}$$
where
$I_1, \dots , I_t$
are coprime integral ideals. Since
$g_i\notin I(G)$
, we find that
$e_i a(G)>1$
. We write
$I_i= \mathfrak {q}_{1,i} J_i$
, where
$J_i$
is coprime to
$\mathfrak {q}_1$
, and
$\mathfrak {q}_1$
divides
$\prod _i \mathfrak {q}_{1,i}^{e_i}$
. Then, the product
$\prod _i I_i ^{e_i a(G)}$
can be written as
$$\begin{align*}\prod_i I_i ^{e_i a(G)}=\prod_i \mathfrak{q}_{1,i} ^{e_i a(G)}\prod_i J_i ^{e_i a(G)}.\end{align*}$$
Note that the sum
$$\begin{align*}\sum_{\substack{I_1, \dots, I_{t}\\ \mathfrak{q}_1| \prod_i I_i^{e_i}}} \frac{1}{|\prod_i I_i^{e_i a(G)}|}\end{align*}$$
converges and in fact, is bounded above by
$$\begin{align*}\prod_{i=1}^t\sum_{I} \frac{1}{|I|^{e_i a(G)}}=\prod_{i=1}^t \zeta_{K}(e_i a(G)).\end{align*}$$
Let
$\mathfrak {p}_1, \dots , \mathfrak {p}_k$
be the prime divisors of
$\mathfrak {q}_1$
, which factorizes as
$\mathfrak {q}_1= \mathfrak {p}_1^{a_1}\dots \mathfrak {p}_k^{a_k}$
. Let
$\mathfrak {T}$
be the set of all tuples
$$\begin{align*}\mathfrak{T}=\left\{(\mathfrak{a}_1, \dots, \mathfrak{a}_t)\mid \mathfrak{a}_i\text{ are coprime, }\prod_i \mathfrak{a}_i=\mathfrak{p}_1\dots \mathfrak{p}_k\right\}.\end{align*}$$
Writing
$\mathfrak {a}_i=\mathfrak {p}_{i_1}\dots \mathfrak {p}_{i_r}$
, set
$$\begin{align*}\widetilde{\mathfrak{a}}_i:=\prod_{j=1}^r \mathfrak{p}_{i_j}^{\lceil a_{i_j}/e_i\rceil}.\end{align*}$$
We write
$$\begin{align*}\begin{aligned} \sum_{\substack{I_1, \dots, I_{t}\\ \mathfrak{q}_1| \prod_i I_i^{e_i}}} \frac{1}{|\prod_i I_i^{e_i a(G)}|} &= \sum_{(\mathfrak{a}_1, \dots, \mathfrak{a}_k)\in \mathfrak{T}}\prod_{i=1}^t \left(\sum_{\substack{I_i \\ \widetilde{\mathfrak{a}}_i|I_i}}\frac{1}{| I_i|^{e_i a(G)}}\right)\\ &= \sum_{(\mathfrak{a}_1, \dots, \mathfrak{a}_k)\in \mathfrak{T}}\prod_{i=1}^t \left(\sum_{J_i}\frac{1}{|\widetilde{\mathfrak{a}}_i|^{e_i a(G)} |J_i|^{e_i a(G)}}\right). \end{aligned}\end{align*}$$
We note that
$\prod _{i=1}^t \widetilde {\mathfrak {a}_i}^{e_i}$
is divisible by
$\mathfrak {q}_1$
, and therefore,
$$\begin{align*}\sum_{\substack{I_1, \dots, I_{t}\\ \mathfrak{q}_1| \prod_i I_i^{e_i}}} \frac{1}{|\prod_i I_i^{e_i a(G)}|} \leq \left(\frac{\# \mathfrak{T}}{|\mathfrak{q}_1|^{a(G)}}\right)\prod_{i=1}^t \left(\sum_{J_i}\frac{1}{|J_i|^{e_i a(G)}}\right)=\left(\frac{\# \mathfrak{T}}{|\mathfrak{q}_1|^{a(G)}}\right)\prod_{i=1}^t \zeta_K(e_i a(G)).\end{align*}$$
We note that
$\#\mathfrak {T}=t^{\omega (\mathfrak {q}_1)}=o(|\mathfrak {q}|^{\epsilon /2})$
. Combining the above estimates with (3.7), we thus obtain
$$\begin{align*}\sum_{\substack{v',|\prod_{g \in G-H(G)}v_g(2)^{e_g}|\leq X\\ \mathfrak{q}_1 \mid \prod_{g \in G-H(G)}v_g(2)^{e_g}}}N_{\mathfrak{q}_2}(v',X) \ll_{G,K,\epsilon} |\mathfrak{q}|^{\epsilon}\left(\frac{X}{|\mathfrak{q}|}\right)^{a(G)}(\log X)^{i(G,K)-1}. \end{align*}$$
This concludes the proof of the result.
4 Proof of the main theorem 1.3
In this section, G denotes a non-trivial finite nilpotent group. The results in this section are analogous to those in [Reference Wang16, Section 5]. We also suppose that G satisfies the appropriate conditions of Theorem 1.3 for
$S_3, S_4,$
or
$S_5$
. We set
$$\begin{align*}\begin{aligned} \mathcal{F}_{k}(S_n\times G; X):=\{ & (K,L) : [K:k]= n, [L:k] = |G|, \operatorname{Gal}(K/k) \simeq S_n, \\ & \operatorname{Gal}(L/k) \simeq G \text{ and } \mathrm{Disc}(KL) \leq X\} \end{aligned} \end{align*}$$
and prove asymptotics for
$\# \mathcal {F}_{k}(S_n\times G; X)$
as
$X\rightarrow \infty $
. We shall prove that the same asymptotics hold for
$N_k(S_n\times G; X)$
. We first establish a lower bound.
Theorem 4.1. Let G and k be as in Theorem 1.3, then,
Proof. Using the upper bound on
$\mathrm {Disc}(KL)$
from Proposition 2.1, we note that
$$ \begin{align*} N_k(S_n\times G; X) \geq & \#\{(K,L) : [K:k]= n, [L:k] = |G|, \operatorname{Gal}(\widetilde{K}/k) \simeq S_n \text{ and }\\ & \operatorname{Gal}(L/k) \simeq G, \mathrm{Disc}(K)^{|G|}\mathrm{Disc}(L)^n \leq X\}. \end{align*} $$
Malle’s conjecture is known for
$S_n$
(
$n\in \{3,4,5\})$
[6, Reference Bhargava2, Reference Bhargava3]. For nilpotent groups, the weak form of the conjecture is known in generality, cf. [Reference Klüners and Malle9]. Thus, we find that
$$\begin{align*}\begin{aligned} & N_k(S_n; X)\gg_{n, k} X, \text{ and } \\ & N_k(G; X) \gg_{G, k} X^{a(G)}. \end{aligned}\end{align*}$$
The result then follows from the above bounds and Corollary 2.8 setting
$\operatorname {inv}_1(K):=\mathrm {Disc}(K)$
and
$\operatorname {inv}_1(L):=\mathrm {Disc}(L)$
.
Next, we examine a set of invariants denoted by
$\{\mathrm {Disc}_Y\}_{Y>0}$
for
$S_n\times G$
-extensions, defined below.
Definition 4.2. Let
$Y> 0$
, and suppose
$(K,L) \in \mathcal {F}_{k}(S_n\times G; X)$
we define
$$\begin{align*}\mathrm{Disc}_{Y}(KL) := \prod_{\mathfrak{p} \in \Omega_k}\mathrm{Disc}_{Y, \mathfrak{p}}(KL), \end{align*}$$
where
$$\begin{align*}\mathrm{Disc}_{Y, \mathfrak{p}}(KL) := \begin{cases} \mathrm{Disc}_{\mathfrak{p}}(KL)\text{ }\mathrm{ if }\text{ }|\mathfrak{p}| \leq Y,\\ \mathrm{Disc}_{\mathfrak{p}}(K)^{|G|}\mathrm{Disc}_{\mathfrak{p}}(L)^n \text{ } \mathrm{ if } \text{ }|\mathfrak{p}|> Y. \end{cases} \end{align*}$$
We set
$$ \begin{align} \begin{aligned}N_{k, Y}(S_n\times G; X):= & \# \{(K,L)\mid[K:k]=n, [L:k]=|G|,\\ & \operatorname{Gal}(\widetilde{K}/k)\simeq S_n, \operatorname{Gal}(L/k)\simeq G\text{ and }\mathrm{Disc}_Y(KL) < X\}.\end{aligned} \end{align} $$
Remark 4.3. We note here that a similar definition arises in Wang’s work. The above definition generalizes [Reference Wang16, equation (5.4)].
We remark that
$\mathrm {Disc}(KL) \leq \mathrm {Disc}_Y(KL)$
for all
$Y>0$
using Proposition 2.1. Hence
for all
$Y> 0$
. The invariants
$\mathrm {Disc}_Y$
approximate
$\mathrm {Disc}$
as
$Y \to \infty $
. The counting function associated with
$\mathrm {Disc}_Y$
is denoted as
$N_{k, Y}(S_n\times G; X)$
. We establish asymptotics for
$N_{k, Y}(S_n\times G; X)$
for
$Y> 0$
and leverage these results to derive the intended asymptotics for
$N_k(S_n\times G; X)$
.
Let
$S_Y$
be the finite set of all primes of k with absolute norm
$|\mathfrak {p}|\leq Y$
. Let
$\Sigma _Y$
denote the set of tuples
$(\mathcal {K}_{\mathfrak {p}}, \mathcal {L}_{\mathfrak {p}})_{\mathfrak {p} \in S_Y}$
of pairs of local étale extensions over
$k_{\mathfrak {p}}$
of degree n and
$|G|$
respectively. We will think of these tuples as specifying local conditions at all
$\mathfrak {p} \in S_Y$
for
$S_n$
and G-extensions. This argument is indeed an analog of [Reference Wang16, p. 116, l.12]. Accordingly, given a pair
$(K,L) \in \mathcal {F}_{k}(S_n\times G; X)$
and a tuple
$(\mathcal {K}_{\mathfrak {p}}, \mathcal {L}_{\mathfrak {p}})_{\mathfrak {p} \in S_Y} \in \Sigma _Y$
we write
$(K,L) \in ((\mathcal {K}_{\mathfrak {p}}, \mathcal {L}_{\mathfrak {p}}))_{\mathfrak {p} \in S_Y}$
, if for each
$\mathfrak {p} \in S_Y$
,
-
(1) the local étale algebra
$(K)_{\mathfrak {p}} = \mathcal {K}_{\mathfrak {p}}$
, and -
(2) the local étale algebra
$(L)_{\mathfrak {p}} = \mathcal {L}_{\mathfrak {p}}$
.
Next, we have the following Lemma relating
$\mathrm {Disc}_Y$
and
$\mathrm {Disc}$
under given local specifications.
Lemma 4.4. Let
$Y> 0$
and
$\Pi :=((\mathcal {K}_{\mathfrak {p}}), \mathcal {L}_{\mathfrak {p}}))_{\mathfrak {p} \in S_Y} \in \Sigma _Y$
. If
$(K,L) \in \Pi $
then,
$$\begin{align*}\mathrm{Disc}_Y(KL):=\frac{\mathrm{Disc}(K)^{|G|}\mathrm{Disc}(L)^n}{d_{\Pi}} \end{align*}$$
where
$d_{\Pi }$
depends only on
$\Pi $
.
Proof. The results is similar to Wang’s argument (cf. [Reference Wang16, equation (5.5)]), which applies in the case when G is abelian. From the definition of
$\mathrm {Disc}_Y$
, it follows that,
$$\begin{align*}\mathrm{Disc}_Y(KL):= \prod_{\mathfrak{p} \in S_Y}\mathrm{Disc}_{\mathfrak{p}}(KL)\prod_{\mathfrak{p} \notin S_Y}\mathrm{Disc}_{\mathfrak{p}}(K)^{|G|}\mathrm{Disc}_{\mathfrak{p}}(L)^n. \end{align*}$$
Hence, it follows that
$$\begin{align*}\mathrm{Disc}_Y(KL):=\frac{\mathrm{Disc}(K)^{|G|}\mathrm{Disc}(L)^n}{d_{\Pi}} \end{align*}$$
with
$d_{\Pi } = \prod _{\mathfrak {p} \in S_Y}\mathrm {Disc}_{\mathfrak {p}}(K)^{|G|}\mathrm {Disc}_{\mathfrak {p}}(L)^n\mathrm {Disc}_{\mathfrak {p}}(KL)^{-1}$
. From Lemma 2.3 we deduce that
$\mathrm {Disc}_{\mathfrak {p}}(K)$
,
$\mathrm {Disc}_{\mathfrak {p}}(L)$
and
$\mathrm {Disc}_{\mathfrak {p}}(KL)$
are determined by
$(K)_{\mathfrak {p}}$
and
$(L)_{\mathfrak {p}}$
and hence
$d_{\Pi }$
depends only on
$\Pi $
.
Before proceeding we state the following easy Lemma from analytic number theory which will be used in the proof of the next Proposition.
Lemma 4.5. Let
$\{a_n\}$
be a sequence indexed by the positive integers for which
$b_n \geq 0$
for all
$n\geq 1$
. For a fixed positive real number
$a>0$
the following are equivalent:
-
(1) for all
$\epsilon>0$
$$\begin{align*}\sum_{n\le X} a_n \ll X^{a+\epsilon}\,, \end{align*}$$
-
(2) the Dirichlet series
$\sum _{n=1}^{\infty } a_n n^{-s}$
converges for all real numbers
$s>a$
.
The above Lemma is also stated in [Reference Alberts1, Lemma 3.1]. We refer to [Reference Tenenbaum15] for a proof. We state the next Proposition.
Proposition 4.6. Let
$Y> 0$
then we have that,
Proof. We count extensions by specifying local conditions at each prime
$\mathfrak {p} \in S_Y$
. Let
$\Pi \in \Sigma _Y$
, we consider the counting function
$$ \begin{align*} N_{k,Y,\Pi}(S_n\times G; X) =& \#\{(K,L): [K:k]= n, [L:k] = |G|, \operatorname{Gal}(\widetilde{K}/k) \simeq S_n, \operatorname{Gal}(L/k) \simeq G,\\ & \text{ and }(K,L) \in \Pi, \mathrm{Disc}_Y(KL) \leq X \}. \end{align*} $$
Using Lemma 4.4 we obtain the following equality,
$$ \begin{align*} N_{k,Y,\Pi}(S_n\times G; X) = &\#\{(K,L): [K:k]= n, [L:k] = |G|, \operatorname{Gal}(\widetilde{K}/k) \simeq S_n, \operatorname{Gal}(L/k) \simeq G,\\ & \text{ and }(K,L) \in \Pi, \mathrm{Disc}(K)^{|G|}\mathrm{Disc}(L)^n \leq d_{\Pi}X \}. \end{align*} $$
We use Corollary 2.8 along with the bounds from [Reference Bhargava, Shankar and Wang4] and [Reference Koymans and Pagano10]
$$ \begin{align} \begin{aligned} & N_k(S_n; X)\ll_{n, k} X, \text{ and } \\ & N_k(G; X) \ll_{G, k} X^{a(G)}(\log X)^{i(G,k)-1}, \end{aligned} \end{align} $$
to get that
Given a G-extension
$L/k$
, we write
$L\in \Pi $
to mean that there exists some number field K with
$[K:k]=n$
and
$\widetilde {K}$
an
$S_n$
-extension of k, for which
$(K, L)\in \Pi $
. Given any G-extension
$L \in \Pi $
, we also consider the counting function,
$$ \begin{align*} N_{k,Y,\Pi}^L(S_n\times G; X) = &\#\{K: [K:k]= n, \operatorname{Gal}(\widetilde{K}/k) \simeq S_n, (K,L) \in \Pi,\\ & \text{ and } \mathrm{Disc}(K)^{|G|}\mathrm{Disc}(L)^n \leq d_{\Pi}X \}. \end{align*} $$
Since we know precise asymptotics for counting
$S_n$
degree n extensions [Reference Bhargava, Shankar and Wang4] with finitely many local conditions, we deduce that for any
$L \in \Pi $
the asymptotic estimate holds
$$\begin{align*}N_{k,Y,\Pi}^L(S_n\times G; X) \sim \frac{c(k, S_n, \Pi)}{\mathrm{Disc}(L)^{n/|G|}}\cdot X^{\frac{1}{|G|}}. \end{align*}$$
We also note that,
$$\begin{align*}N_{k,Y,\Pi}(S_n\times G; X) = \sum_{L \in \Pi} N_{k,Y,\Pi}^L(S_n\times G; X). \end{align*}$$
Given
$Z> 0$
, it is clear that,
$$\begin{align*}\sum_{\substack{L \in \Pi,\\\mathrm{Disc}(L) \leq Z}} N_{k,Y,\Pi}^L(S_n\times G; X) \sim C_Y^Z(k,S_n\times G, \Pi)X^{\frac{1}{|G|}}. \end{align*}$$
Note that
$C_Y^Z(k, S_n\times G, \Pi )$
is an increasing function of
$Z> 0$
and it is bounded. Hence,
exists and we denote it by
$C_Y(k, S_n\times G, \Pi )$
. Clearly,
We consider the sum,
$$\begin{align*}\sum_{\substack{L \in \Pi,\\\mathrm{Disc}(L)> Z}} N_{k,Y,\Pi}^L(S_n\times G; X) \ll_{k,S_n\times G,\Pi, Y} \left(\sum_{\substack{L \in \Pi,\\\mathrm{Disc}(L) > Z}} \frac{1}{\mathrm{Disc}(L)^{n/|G|}}\right)X^{\frac{1}{|G|}}. \end{align*}$$
Using Lemma 4.5 and the bound 4.2 we deduce that the sum,
$$\begin{align*}\sum_{\substack{L \in \Pi,\\\mathrm{Disc}(L)> Z}} \frac{1}{\mathrm{Disc}(L)^{s}} \end{align*}$$
converges when
$s> a(G)$
. Since
$\frac {n}{|G|}> a(G)$
we obtain that
$$\begin{align*}\lim_{Z \to \infty}\limsup_{X\to \infty} \sum_{\substack{L \in \Pi,\\\mathrm{Disc}(L)> Z}} \frac{N_{k,Y,\Pi}^L(S_n\times G; X)}{X^{1/|G|}} = 0. \end{align*}$$
Therefore, we have that,
$$\begin{align*}\limsup_{X \to \infty}\frac{N_{k,Y,\Pi}(S_n\times G; X)}{X^{1/|G|}} \leq C_Y(k, S_n\times G, \Pi). \end{align*}$$
Hence,
$N_{k,Y,\Pi }(S_n\times G; X)\sim C_Y(k, S_n\times G, \Pi )X^{\frac {1}{|G|}}$
. Since the set
$\Sigma _Y$
is finite and
$$\begin{align*}N_{k,Y}(S_n\times G, X)= \sum_{\Pi \in \Sigma_Y} N_{k,Y,\Pi}(S_n\times G; X), \end{align*}$$
the Proposition follows.
We have determined precise asymptotics for
$N_{k, Y}(S_n\times G; X)$
across all
$Y> 0$
mirroring the result we aim to establish for
$N_{k}(S_n\times G; X)$
. Next, we analyze the difference
and obtain an upper bound for this expression, thereby concluding the proof of Theorem 1.3. Before proceeding, we state the following important observation from index computation in Proposition 2.4 and local uniformity estimates in Theorem 3.1. Given a square-free ideal
$\mathfrak {q}$
in
$\mathcal {O}_k$
and
$\sigma \in S_n$
we denote by
$N_{k,\mathfrak {q},\sigma }(S_n; X)$
the counting function for number of
$S_n$
degree n extensions K of k such that
$\widetilde {K}$
is tamely ramified at all primes
$\mathfrak {p} \mid \mathfrak {q}$
with inertia groups equal to
$\langle \sigma \rangle $
up to conjugacy. We consider the set,
and we define
$s_{\sigma } = \sup S_{\sigma }$
. The Theorem 3.1 gives explicit lower bounds on
$s_\sigma $
for certain
$\sigma \in C(S_n)$
when
$n =3,4,$
or
$5$
.
Lemma 4.7. Let
$n \in \{3, 4, 5\}$
, let G be a finite nilpotent group. Then,
for all
$(\sigma , g) \in (S_n\times G)\setminus \{(1, 1)\}$
.
Proof. In the case when
$\sigma $
is totally ramified (or overramified), the result follows from Theorem 3.1. In all other cases, the result is a direct consequence of Proposition 2.5 by simply employing the trivial lower bound
$s_\sigma \geq 0$
. Note that when
$n=5$
, and
$\sigma $
is conjugate to
$(12345)$
, then one happens to be in the totally ramified case and Theorem 3.1 applies.
4.0.1 The difference
$N_k(S_n\times G; X) - N_{k,Y}(S_n\times G; X)$
We fix
$Y> 0$
. From definition 4.2 it is obvious that this difference is given by,
$$ \begin{align} \begin{aligned} & N_k(S_n\times G; X) - N_{k,Y}(S_n\times G; X) \\ =& \#\{(K,L)\mid [K:k]= n, [L:k] = |G|, \operatorname{Gal}(\widetilde{K}/k) \simeq S_n,\\ & \operatorname{Gal}(L/k) \simeq G, \text{ and } \mathrm{Disc}(KL) < X < \mathrm{Disc}_Y(KL)\}. \end{aligned} \end{align} $$
Our method for bounding the above counting function will closely resemble the proof outlined in Proposition 4.6, wherein we express this counting function as the aggregate of various counting functions parameterized by specific local conditions at various primes in k. We proceed by describing these local conditions of our interest, we call such specification of local conditions a standard tuple.
Definition 4.8. A standard tuple is a tuple
$(S,\mathcal {L})$
satisfying following properties:
-
(1) S is a finite set of primes in k,
-
(2)
$\mathcal {L}$
is a tuple
$(h_{\mathfrak {p}}, g_{\mathfrak {p}})_{\mathfrak {p}\in S}$
such that:-
(a) for each
$\mathfrak {p} \mid n!|G|$
the pair
$(h_{\mathfrak {p}}, g_{\mathfrak {p}})_{\mathfrak {p}\in S}$
is a pair of ramified local étale algebras over
$k_{\mathfrak {p}}$
of degree n and
$|G|$
respectively, -
(b) for each
$\mathfrak {p} \nmid n!|G|$
the pair
$(h_{\mathfrak {p}}, g_{\mathfrak {p}})_{\mathfrak {p}\in S}$
is a pair of conjugacy classes of inertia generators in
$S_n$
and G respectively.
-
Let
$\Sigma _k$
denote the set of all standard tuples for the number field k. Given
$(K,L)$
and a specification of local conditions
$\Pi := (S,\mathcal {L}) \in \Sigma _k$
as above, we write
$(K,L) \in \Pi $
if following conditions are satisfied.
-
(1) If
$\mathfrak {p} \in \Omega _k$
is such that both K, L are ramified at
$\mathfrak {p}$
then
$\mathfrak {p} \in S$
. -
(2) For each
$\mathfrak {p} \in S$
such that for each
$\mathfrak {p} \nmid n!|G|$
, we have that
$(I_{\mathfrak {p}}(K), I_{\mathfrak {p}}(L)) = (\langle h_{\mathfrak {p}}\rangle ,\langle g_{\mathfrak {p}}\rangle )$
. -
(3) For each
$\mathfrak {p} \in S$
such that for each
$\mathfrak {p} \mid n!|G|$
, we have that
$((K)_{\mathfrak {p}}, (L)_{\mathfrak {p}})= (h_{\mathfrak {p}}, g_{\mathfrak {p}})$
.
Remark 4.9. We note that the notion of standard tuples arises in Wang’s work;
$\Pi $
used in this context is the exact analog of the set considered in [Reference Wang16, equation (5.10)].
Write
$K \in \Pi $
if for each
$\mathfrak {p} \in S$
we have that,
$(K)_{\mathfrak {p}} = h_{\mathfrak {p}}\text { or }I_{\mathfrak {p}}(K) = \langle h_{\mathfrak {p}}\rangle $
and we write
$L \in \Pi $
if for each
$\mathfrak {p} \in S$
we have that,
$(L)_{\mathfrak {p}} = g_{\mathfrak {p}}\text { or }I_{\mathfrak {p}}(L) = \langle g_{\mathfrak {p}}\rangle $
. Following the notation in [Reference Wang16], we write
$\exp (h_{\mathfrak {p}}, g_{\mathfrak {p}})$
to denote the exponent of
$\mathrm {Disc}_{\mathfrak {p}}(KL)$
where
$(K)_{\mathfrak {p}} = h_{\mathfrak {p}}$
or
$I_{\mathfrak {p}}(K) = \langle h_{\mathfrak {p}}\rangle $
and
$(L)_{\mathfrak {p}} = g_{\mathfrak {p}}$
or
$I_{\mathfrak {p}}(L) = \langle g_{\mathfrak {p}}\rangle $
. The following result shows that
$\exp (h_{\mathfrak {p}}, g_{\mathfrak {p}})$
is completely determined by
$(h_{\mathfrak {p}}, g_{\mathfrak {p}})$
.
Lemma 4.10. In the above setting,
$\exp (h_{\mathfrak {p}}, g_{\mathfrak {p}})$
depends only on the tuple
$(h_{\mathfrak {p}}, g_{\mathfrak {p}})$
.
Proof. If
$\mathfrak {p} \nmid n!|G|$
then using the [Reference Wang16, Theorem 2.3], the indices
$\mathrm {ind}(h_{\mathfrak {p}})$
and
$\mathrm {ind}(g_{\mathfrak {p}})$
completely determine
$\mathrm {ind}(h_{\mathfrak {p}}, g_{\mathfrak {p}})$
and hence
$\exp (h_{\mathfrak {p}}, g_{\mathfrak {p}})$
. When
$\mathfrak {p} \mid n!|G|$
, the Lemma 2.3 implies that
$\mathrm {Disc}_{\mathfrak {p}}(KL)$
is completely determined by the pair
$((K)_{\mathfrak {p}}, (L)_{\mathfrak {p}})$
which is the pair
$(h_{\mathfrak {p}}, g_{\mathfrak {p}})$
.
As a consequence of the above and our definition of a standard tuple, we can prove the following important result.
Lemma 4.11. Let
$\Pi := (S, \mathcal {L}) \in \Sigma _k$
be a standard tuple and suppose that
$(K,L) \in \Pi $
then,
$$\begin{align*}\mathrm{Disc}(KL):=\frac{\mathrm{Disc}(K)^{|G|}\mathrm{Disc}(L)^n}{d_{\Pi}} \end{align*}$$
where
$d_{\Pi }$
depends only on
$\Pi $
.
Proof. This result generalizes [Reference Wang16, equation (5.11)]. Let
$\mathfrak {p} \notin S$
then either
$K/k$
or
$L/k$
is not ramified at
$\mathfrak {p}$
. Without loss of generality, we assume that
$K/k$
is not ramified at
$\mathfrak {p}$
. We deduce from the upper bound in Proposition 2.1 that the
$\mathrm {disc}_{\mathfrak {p}}(KL/k) \mid \mathrm {disc}_{\mathfrak {p}}(L/k)^n$
. We recall that in the tower
$KL/L/k$
we have the following formula,
Therefore,
$\mathrm {disc}_{\mathfrak {p}}(KL/k) = \mathrm {disc}_{\mathfrak {p}}(L/k)^n$
. Hence,
$\mathrm {Disc}_{\mathfrak {p}}(KL) = \mathrm {Disc}_{\mathfrak {p}}(L)^n$
or
$\mathrm {Disc}_{\mathfrak {p}}(KL) = \mathrm {Disc}_{\mathfrak {p}}(K)^{|G|}$
for all
$\mathfrak {p} \in S$
depending upon whether
$\mathfrak {p}$
is unramified in K or L. We obtain that,
$$\begin{align*}\mathrm{Disc}(KL) = \mathrm{Disc}(K)^{|G|}\mathrm{Disc}(L)^n\prod_{\mathfrak{p} \in S}|\mathfrak{p}|^{\exp(h_{\mathfrak{p}},g_{\mathfrak{p}})-n\cdot\exp(g_{\mathfrak{p}})-|G|\cdot \exp(h_{\mathfrak{p}})}. \end{align*}$$
Lemma 4.10 implies that the quantity
$$\begin{align*}d_{\Pi} = \prod_{\mathfrak{p} \in S}|\mathfrak{p}|^{n\cdot\exp(g_{\mathfrak{p}})+|G|\cdot \exp(h_{\mathfrak{p}})-\exp(h_{\mathfrak{p}},g_{\mathfrak{p}})},\end{align*}$$
depends only on
$\Pi $
.
For
$\Pi \in \Sigma _k$
, we set
where
From Lemma 4.11 we deduce that
$$ \begin{align} \begin{aligned} N_{k,\Pi}(S_n\times G; X)&= \#\{(K,L) \in \mathcal{E}_k: (K,L) \in \Pi \text{ and }\mathrm{Disc}(K)^{|G|}\mathrm{Disc}(L)^n < X d_{\Pi} \}\\ &= \#\{(K,L)\in \mathcal{E}_k: (K,L) \in \Pi \text{ and }\\ & \prod_{\mathfrak{p}\notin S}\mathrm{Disc}_{\mathfrak{p}}(K)^{|G|}\mathrm{Disc}_{\mathfrak{p}}(L)^n < {X}/{\prod_{\mathfrak{p}\in S}|\mathfrak{p}|^{\exp(h_{\mathfrak{p}},g_{\mathfrak{p}})}}\} \end{aligned} \end{align} $$
We also consider the same counting function with invariants
$\mathrm {Disc}_Y$
for
$Y> 0$
. We denote these by
$N_{k,Y,\Pi }(S_n\times G; X)$
. Then we have the following expression for any
$Y> 0$
,
$$ \begin{align} \begin{aligned} N_{k}(S_n\times G; X)-N_{k, Y}&(S_n\times G; X) = \sum_{\Pi \in \Sigma_k} N_{k,\Pi}(S_n\times G; X)-N_{k,Y,\Pi}(S_n\times G; X). \end{aligned} \end{align} $$
Suppose that
$(K,L)\in \Pi $
. We recall from the conditons on S that any prime
$\mathfrak {p}\notin S$
must be unramified in either K or L. Therefore, we find that for
$\mathfrak {p}\notin S$
,
Thus, if
$S \subset S_Y$
, then we have that
for all
$(K,L) \in \Pi $
.
Lemma 4.12. Let
$\Pi \in \Sigma _k$
be such that
$\prod _{\mathfrak {p}\in S}|\mathfrak {p}| \leq Y$
. Then,
Proof. The condition that
$\prod _{\mathfrak {p}\in S} |\mathfrak {p}|\leq Y$
implies that
$|\mathfrak {p}|\leq Y$
for all
$\mathfrak {p}\in S$
. Consequently, we get that
$S\subseteq S_Y$
, and the conclusion follows from (4.8).
Therefore, only
$\Pi \in \Sigma _k$
with
$\prod _{\mathfrak {p}\in S}|\mathfrak {p}|> Y$
have a positive contribution in the above sum (4.6). This motivates the following definition.
Definition 4.13. Let
$(K,L) \in \mathcal {E}_k$
(cf. (4.5) and
$\Pi =(S, \mathcal {L})\in \Sigma _k$
. Assume that
$(K, L) \in \Pi $
. Then, the restricted discriminant of
$K/k$
is defined as
$$\begin{align*}\mathrm{Disc}_{res}^{\Pi}(K):= \prod_{\mathfrak{p} \notin S}\mathrm{Disc}_{\mathfrak{p}}(K). \end{align*}$$
Define the restricted discriminant
$\mathrm {Disc}_{res}^{\Pi }(L)$
for
$L/k$
in the same way.
We now prove asymptotic upper bounds for the number of
$S_n$
degree n extensions and G-extensions when ordered by restricted discriminant. We now define the relevent counting functions. Given
$\Pi \in \Sigma _k$
, we set
and
Set
$C(S_n)$
to be the set of conjugacy classes in
$S_n$
. Given
$\sigma \in C(S_n)$
, we take
$\mathfrak {q}_\sigma := \prod _{\mathfrak {p} \in S, h_{\mathfrak {p}} = \sigma }\mathfrak {p}$
. Recall that
$r_\sigma $
is defined in Lemma 4.7.
Lemma 4.14. With respect to above notation, we have that
$$\begin{align*}N_{k,\Pi,res}(S_n; X) \ll_{k,S_n, \epsilon} \left(\prod_{\sigma \in C(S_n)}|\mathfrak{q}_\sigma|^{-r_\sigma + \operatorname{ind}(\sigma)+\epsilon}\right)X. \end{align*}$$
Proof. This result is adaptation of [Reference Wang16, equation (5.13)]. Using definition of
$N_{k,\Pi ,res}(S_n; X)$
we note that,
$$ \begin{align} \begin{aligned} N_{k,\Pi,res}(S_n; X) &\leq \#\{K: [K:k]=n, \operatorname{Gal}(K/k)\simeq S_n, K \in \Pi, \text{ and }\\ & \mathrm{Disc}(K) \leq X\prod_{\mathfrak{p}\in S}|\mathfrak{p}|^{\exp(h_{\mathfrak{p}})}\}\\ & \leq \#\{K: [K:k]=n, \operatorname{Gal}(K/k)\simeq S_n, K \in \Pi, \text{ and }\\ & \mathrm{Disc}(K) \leq CX \prod_{\sigma \in C(S_n)}|\mathfrak{q}_\sigma|^{\mathrm{ind}(\sigma)}\}, \end{aligned} \end{align} $$
where
$C> 0$
is an absolute constant. This inequality holds because there are only finitely many primes that can be wildly ramified in
$K/k$
, and there are finitely many local étale algebras over
$k_{\mathfrak {p}}$
with a fixed degree for each prime
$\mathfrak {p}$
in k and
$\exp (h_{\mathfrak {p}}, g_{\mathfrak {p}})$
can be uniformly bounded for all such primes. By recalling the definition of
$r_{\sigma }$
and applying Theorem 3.1 to (4.9), with
$$\begin{align*}\mathfrak{q}=\prod_{\sigma \in C(S_n), r_\sigma \neq 0}\mathfrak{q}_\sigma\end{align*}$$
and counting extensions with
$\mathrm {Disc}$
upto
$CX \prod _{\sigma \in C(S_n)}|\mathfrak {q}_\sigma |^{\mathrm {ind}(\sigma )}$
, we deduce that
$$\begin{align*}N_{k,\Pi,res}(S_n; X) \ll_{k,S_n, \epsilon} \left(\prod_{\sigma \in C(S_n)}|\mathfrak{q}_\sigma|^{-r_\sigma + \mathrm{ind}(\sigma) + \epsilon}\right)X. \end{align*}$$
This concludes the proof of the Lemma.
Next, we use the local uniformity estimates for G-extensions to obtain the asymptotic upper bound for
$N_{k,\Pi , res}(G; X)$
.
Lemma 4.15. The following asymptotic bound holds
$$\begin{align*}N_{k,\Pi,res}(G; X) \ll_{k, G, \epsilon} \left(\prod_{\mathfrak{p} \in S}|\mathfrak{p}|^{A\epsilon}\right)X^{a(G)}(\log X)^{i(G,k)-1}. \end{align*}$$
for some constant
$A> 0$
depending only on G and k.
Proof. Our result is proven as a generalization of [Reference Wang16, equation (5.14)]. The proof is a simple application of Proposition 3.6. Note that the following inequality holds,
$$ \begin{align*} N_{k,\Pi,res}(G; X) \leq \#\{L: [L:k]=|G|, \operatorname{Gal}(L/k)\simeq G, \text{ and }\mathrm{Disc}(L) \leq X\prod_{\mathfrak{p} \in S}|\mathfrak{p}|^{\exp(g_{\mathfrak{p}})}\}. \end{align*} $$
Applying Proposition 3.6 with
$\mathfrak {q} = \prod _{\mathfrak {p} \in S}\mathfrak {p}^{\exp (g_{\mathfrak {p}})}$
and counting extensions with
$\mathrm {Disc}$
upto
$X\prod _{\mathfrak {p} \in S}|\mathfrak {p}|^{\exp (g_{\mathfrak {p}})}$
we deduce the following bound for the quantity on the right-hand side above and same bound holds for
$N_{k,\Pi , res}(G; X)$
,
$$\begin{align*}N_{k,\Pi,res}(G; X) \ll_{k,G,\epsilon} \left(\frac{X|\mathfrak{q}|}{|\mathfrak{q}|^{1-\epsilon}}\right)^{a(G)}(\log (X|\mathfrak{q}|)^{i(G,k)-1} \end{align*}$$
and the Lemma follows by using the fact that
$\log (X) \ll _{\epsilon } X^{\epsilon }$
for some
$A>0$
. For instance, we can take A to be the sum
$a(G)+i(g,k)-1$
.
In the result that follows, set
Lemma 4.7 implies that
$\delta <-1$
.
Lemma 4.16. Given
$\Pi \in \Sigma _k$
and
$\mathfrak {q}_\sigma $
as in Lemma 4.14. We have the following asymptotic upper bound
$$\begin{align*}N_{k,\Pi}(S_n\times G, X) \ll_{k,S_n,G, \epsilon} \left(\prod_{\sigma \in C(S_n)}|\mathfrak{q}_\sigma|^{\delta+\epsilon}\right)X^{\frac{1}{|G|}}. \end{align*}$$
Proof. Considering the definitions of
$N_{k,\Pi }(S_n\times G; X)$
and the restricted discriminant, we have:
$$ \begin{align*} N_{k,\Pi}(S_n\times G; X)=& \#\{(K,L)\in \mathcal{E}_k: (K,L) \in \Pi \text{ and }\\ & \prod_{\mathfrak{p}\notin S}\mathrm{Disc}_{\mathfrak{p}}(K)^{|G|}\mathrm{Disc}_{\mathfrak{p}}(L)^n < {X}/{\prod_{\mathfrak{p}\in S}|\mathfrak{p}|^{\exp(h_{\mathfrak{p}},g_{\mathfrak{p}})}}\}\\ =& \#\{(K,L)\in \mathcal{E}_k: (K,L) \in \Pi \text{ and }\\ & \mathrm{Disc}_{res}^{\Pi}(K)^{|G|}\mathrm{Disc}_{res}^\Pi(L)^n < {X}/{\prod_{\mathfrak{p}\in S}|\mathfrak{p}|^{\exp(h_{\mathfrak{p}},g_{\mathfrak{p}})}}\}. \end{align*} $$
We have previously established upper bounds on the number of suitable
$S_n$
and G-extensions when ordered by the invariant
$\mathrm {Disc}_{res}$
. Therefore, a straightforward application of Corollary 2.8 with
$\mathcal {P}_1, \mathcal {P}_2$
properties that
$K \in \Pi $
,
$L \in \Pi $
respectively and
$\operatorname {inv}_1, \operatorname {inv}_2$
are restricted discriminant together with Lemmas 4.14 and 4.15 yields the desired bound on
$N_{k,\Pi }(S_n\times G; X)$
.
We now give the proof of our main theorem.
Proof of Theorem 1.3
First, we recall that Theorem 4.1 asserts that
Recall that for
$Y>0$
, the definition of
$N_{k,Y}(S_n\times G; X)$
is given in (4.1). Proposition 4.6 asserts that
We remark that
$c(k, S_n\times G, Y)$
is monotonically increasing as a function of Y. We note that,
$$ \begin{align} \lim_{X \to \infty}\frac{N_{k,Y}(S_n\times G, X)}{X^{\frac{1}{|G|}}} \leq \liminf_{X \to \infty}\frac{N_{k}(S_n\times G, X)}{X^{\frac{1}{|G|}}}. \end{align} $$
Hence,
$c(k, S_n\times G, Y) \leq \liminf _{X \to \infty }\frac {N_{k}(S_n\times G, X)}{X^{1/|G|}}$
for all
$Y> 0$
and therefore
exists and we denote this limit by
$c(k, S_n\times G)$
. Next, we consider the difference,
From (4.7) we deduce that
$$ \begin{align} \begin{aligned} N_{k}(S_n\times G; X)-N_{k, Y}(S_n\times G; X) \leq \sum_{\substack{\Pi \in \Sigma_k,\\ \prod_{\mathfrak{p} \in S}|\mathfrak{p}|> Y}} N_{k,\Pi}(S_n\times G, X), \end{aligned} \end{align} $$
(see (4.4) for the definition of
$N_{k,\Pi }(S_n\times G, X)$
). Let
$\Pi \in \Sigma _k$
be a standard tuple. Set
$\mathcal {T}(\Pi )$
to be the associated tuple
$(\mathfrak {q}_\sigma )_{\sigma \in C(S_n)}$
, where
$C(S_n)$
denotes the set of conjugacy classes of
$S_n$
and
$$\begin{align*}\mathfrak{q}_\sigma := \prod_{\mathfrak{p} \in S, h_{\mathfrak{p}} = \sigma}\mathfrak{p}.\end{align*}$$
We claim that for any tuple of ideals
$(\mathfrak {q}_\sigma )_{\sigma \in C(S_n)}$
there are at most
$O_{\epsilon }(\prod _{\sigma \in C(S_n)}\mathfrak {q}_\sigma )^{\epsilon } $
standard tuples
$\Pi \in \Sigma _k$
such that
In greater detail,
$\Pi $
is determined by the set of primes S and the tuple
$\mathcal {L}$
of pairs
$(h_{\mathfrak {p}}, g_{\mathfrak {p}})$
for each
$\mathfrak {p} \in S$
. The equation (4.12) implies that there are at most
$2^{\omega (\prod _\sigma \mathfrak {q}_\sigma )}$
choices for the set S and at most
$C (n!|G|)^{\omega (\prod _\sigma \mathfrak {q}_\sigma )}$
choices for the tuple
$\mathcal {L}$
for some absolute constant
$C> 0$
. Hence, we deduce that at most
$O_{\epsilon }(\prod _{\sigma \in C(S_n)}\mathfrak {q}_\sigma )^{\epsilon } $
choices for
$\Pi $
.
Combining (4.11) with Lemma 4.16, we find that
$$ \begin{align*} \begin{aligned} N_{k}(S_n\times G; X)-N_{k, Y}(S_n\times G; X) &\leq \sum_{\substack{\Pi \in \Sigma_k,\\ \prod_{\mathfrak{p} \in S}|\mathfrak{p}|> Y}} N_{k,\Pi}(S_n\times G, X)\\ &\ll_{k,S_n,G,\epsilon} \sum_{\substack{\Pi \in \Sigma_k,\\ \prod_{\mathfrak{p} \in S}|\mathfrak{p}| > Y}} \left(\prod_{\sigma}|\mathfrak{q}_\sigma|^{\delta+\epsilon}\right)X^{\frac{1}{|G|}}\\ &\ll_{k,S_n,G,\epsilon} \left(\sum_{(\mathfrak{q}_\sigma), \prod_{\sigma}|\mathfrak{q}|_\sigma > Y}\prod_{\sigma}|\mathfrak{q}_\sigma|^{\delta+\epsilon}\right) X^{\frac{1}{|G|}}\\ &\ll_{k,S_n,G,\epsilon} \left(\sum_{|\mathfrak{q}| > Y}|\mathfrak{q}|^{\delta+\epsilon}\right) X^{\frac{1}{|G|}}. \end{aligned} \end{align*} $$
As
$\delta < -1$
, we can select
$\epsilon> 0$
to ensure convergence of the series
$\sum _{|\mathfrak {q}|> Y}|\mathfrak {q}|^{\delta +\epsilon }$
for all
$Y> 0$
. Consequently, we infer that
$$\begin{align*}N_{k}(S_n\times G; X)-N_{k, Y}(S_n\times G; X) \ll_{k,S_n, G, \epsilon} \left(\sum_{|\mathfrak{q}|> Y}|\mathfrak{q}|^{\delta+\epsilon}\right)X^{\frac{1}{|G|}}. \end{align*}$$
for all
$Y> 0$
. Since the sum
$\sum _{|\mathfrak {q}|> Y}|\mathfrak {q}|^{\delta +\epsilon }$
approaches zero as
$Y \to \infty $
for the chosen
$\epsilon> 0$
, we deduce that
$$\begin{align*}\lim_{Y \to \infty}\limsup_{X \to \infty}\frac{N_k(S_n \times G; X)- N_{k,Y}(S_n \times G; X)}{X^{\frac{1}{|G|}}} = 0. \end{align*}$$
Using (4.10) we conclude that
$$\begin{align*}\lim_{X\to\infty}\frac{N_k(S_n \times G; X)}{X^{\frac{1}{|G|}}}=c(k, S_n\times G). \end{align*}$$
This completes the proof of Theorem 1.3.
Acknowledgements
We would like to thank Peter Koymans and Jiuya Wang for their insightful comments and suggestions. We also extend our sincerest thanks to the anonymous referee for the excellent and timely report.





