The principle of non-intervention is a structural principle of international law. On the one hand, it protects the jurisdictional autonomy of sovereign states in dealing with matters within the domestic jurisdiction of a state, and, on the other, it regulates the exercise of jurisdictional authority by an international organization. Under the United Nations (UN) collective security system, the principle of non-intervention has become less of a legal obstacle to the adoption of collective decisions and measures, especially since the end of the Cold War, because of the UN Security Council's increased reliance on Chapter VII powers to circumvent the principle of non-intervention.Footnote 1 In Europe, the principle of non-intervention has been replaced by the principle of subsidiarity as the rule of jurisdictional conflicts between different levels of governance.Footnote 2 In Africa, the requirement of consent for external involvement in internal affairs has been transformed into a treaty obligation, explicitly restricting the principle of non-intervention.Footnote 3 In contrast, it has been observed that Asian states have maintained a strict interpretation of, and adherence to, the principle of non-intervention,Footnote 4 as is exemplified by the policy of non-interference favoured by the leaders of the Association of Southeast Asian Nations (ASEAN).Footnote 5
In the Asian context, where no collective enforcement authority exists, how states understand the principle of non-intervention in the contemporary, globalized world remains a significant legal issue, particularly for regional efforts to address a wide range of non-traditional, transnational security issues, such as environmental security, food security, resource/energy security, health security, bio-security, and transnational organized crime. Asian states have been at the forefront of the move towards a wider notion of security, as illustrated by the concept of “human security” advanced by Japan, and the principle of “comprehensive security” embraced by ASEAN in addressing non-traditional security issues. Those contemporary developments in Asia require us to revisit the principle of non-intervention in its application to Asian states. In particular, this article identifies whether and in what respect an Asian approach or approaches to the principle of non-intervention can be found, and considers its implications for regional efforts to address transnational security issues.
To that end, it will first review the conceptual issues surrounding the principle of non-intervention, emphasizing the significance of examining the views expressed by states in ascertaining the interpretive scope of the principle. Second, it will examine the application and interpretation of the principle of non-intervention by Asian states, both historically and in relation to three recent representative situations—East Timor, Myanmar, and Sri Lanka—discussed in UN forums. Third, it will discuss to what extent and in what way the principle of non-intervention, as understood and applied by Asian states, might guide or impede regional efforts to advance comprehensive security in addressing transnational security issues in the region, and how the notion of comprehensive security can be advanced within the framework of non-intervention as the structural principle, without it being impeded by political manipulation of the principle. This analysis will draw on the debate within ASEAN in relation to its policy of non-interference. It should be noted here that, while reference will be made to the position of ASEAN and its Member States as a view of Asian states, these views do not represent the entire region, but rather form a discrete part in examining the views of Asian states more broadly.
I. THE PRINCIPLE OF NON-INTERVENTION
As a structural principle of international law, the principle of non-intervention demarcates two different relationships.Footnote 6 First, the principle of non-intervention is a well-established rule of customary international law governing the horizontal relationship between sovereign states based on sovereign equality,Footnote 7 which has also been expressly adopted in various treaties such as the 1933 Convention on Rights and Duties of States,Footnote 8 the 1948 Charter of the Organization of American States,Footnote 9 the 2000 Constitutive Act of the African Union,Footnote 10 and the ASEAN Charter.Footnote 11 Second, as is exemplified by Article 2(7) of the UN Charter, the principle of non-intervention stipulates the vertical relationship between an international organization and its Member States, regulating the exercise of jurisdictional authority by the international organization and, at the same time, protecting the jurisdictional autonomy of its Member States.Footnote 12 The principle of non-intervention in the Asian context concerns, first and foremost, customary international law governing the horizontal relationship between regional states. However, with the prospect of the further development of existing subregional institutions, such as ASEAN and the Asia-Pacific Economic Cooperation (APEC), as well as political ambition to establish an Asia-Pacific Community,Footnote 13 it is equally important to ascertain the approach of Asian states towards the principle of non-intervention in a vertical sense, through their attitude to the application of Article 2(7) of the UN Charter in the regional context.
The actual meaning of the principle may well differ according to the exact legal context in which the principle is enunciated. Yet, the debate under general international law has centred upon: (1) the scope of domestic jurisdiction; and (2) the definition of intervention.
The Permanent Court of International Justice in the Nationality Decrees Issued in Tunis and Morocco observed that what constitutes the domestic jurisdiction of a state is an essentially relative question and depends on the development of international relations.Footnote 14 With the increased pace of globalization, a wide range of issues such as arbitrary detention,Footnote 15 anti-terrorism legislation,Footnote 16 pharmaceutical patents,Footnote 17 and tobacco packagingFootnote 18 have become of international concern. Such an expansion of international concerns has been perceived as eroding the scope of domestic jurisdiction,Footnote 19 or even as leaving nothing more than “a psychological effect of assuring some States that their sovereignty would thereby be preserved”.Footnote 20
It remains contentious whether the scope of domestic jurisdiction is defined by international law or is determined by taking into account various factors as found in the actual practice of states and international organizations.Footnote 21 Yet, even if it is assumed that the scope of domestic jurisdiction is defined by international law,Footnote 22 there is an ample scope for the practice of states and international organizations to be taken into account, through the progressive development of customary international law or by way of the interpretation of treaty provisions.Footnote 23
The principle of non-intervention prohibits an “intervention” into the matters falling within the domestic jurisdiction of a state. In other words, “intervention” is a priori an internationally wrongful act unless it is justified with recourse to a legally recognized exception, such as Chapter VII enforcement action by the UN Security Council or, more controversially, humanitarian intervention. Depending on what constitutes an “intervention”, a certain action adopted by a state or by an international organization to interfere in matters within the domestic jurisdiction of a state may not contravene the principle of non-intervention. In relation to the 1946 Spanish question, the Australian representative to the Security Council, Dr H.V. Evatt, illuminated this point by proposing three criteria for compliance with the principle of non-intervention: “first, the nature of the situation; secondly, the action proposed; and thirdly, the objective to be obtained by that action.”Footnote 24 Thus, what is meant by “intervention” is of pertinent significance in ascertaining what constitutes a breach of the principle of non-intervention.
However, the definition of intervention has also been a subject of controversy.Footnote 25 According to Sir Hersch Lauterpacht's renowned definition, intervention is a technical term of unequivocal connotation that “signifies dictatorial interference in the sense of action amounting to a denial of the independence of the State”.Footnote 26 Other commentators have disagreed with this narrow definition, suggesting that recommendations, fact-finding missions, and even discussion would constitute an intervention.Footnote 27 Yet others have formed the view that recommendations addressed to a particular state would constitute an intervention, whereas general recommendations addressed to all states and discussion or placement of a particular matter on the agenda would not.Footnote 28
Frustration with the ambiguity of the principle of non-intervention was clearly expressed when, in 1964, the Philippines observed “a compelling and urgent necessity to attempt an authoritative definition of what constitute matters of domestic jurisdiction and acts of intervention, and to supplement these definitions with illustrations of acts and transactions comprehended within the terms”.Footnote 29 The attempt to clarify the principle, including the idea of enumerating prohibited acts, was discussed within the UN General Assembly in relation to the agenda on the Principles of International Law concerning Friendly Relations and Co-operation among States in the 1960s.Footnote 30 While various ideas about the meaning of intervention were expressed, the illegality of intervention appears to have been clearly acknowledged. In fact, some delegates expressly rejected the idea of distinguishing “lawful intervention” and “unlawful intervention” as being incompatible with the sovereign right to independence.Footnote 31
The attempt for enumeration subsequently culminated in the adoption of UN General Assembly Resolution 36/103 in 1981,Footnote 32 which lists a broad range of acts as constituting intervention. The resolution was adopted by majority, including most of the Asian states, over the opposition of Western states.Footnote 33 It is debatable to what extent this resolution can be considered a genuine reflection of general agreement among states as to the meaning of intervention in its application to the relationship between sovereign states. In fact, the International Court of Justice (ICJ) in Nicaragua appears to have adopted a much narrower definition of intervention by stating that the element of coercion “defines, and indeed forms the very essence of, prohibited intervention”.Footnote 34 In any event, the meaning of intervention must be ascertained through examination of the practice of states and international organizations.
The practice in this respect, however, must be examined by reference not only to the practice of international organizations (such as resolutions of the UN General Assembly and the UN Security Council), but also to the practice of states (through, for example, expression of their views and voting in public forums). In fact, one of the criticisms of the ICJ's decision in Nicaragua, in finding that customary international law prohibits the use of force, concerns the methodology employed by the Court, which primarily relied upon General Assembly resolutions without discriminating between different forums where the resolution was adopted or between resolutions of a different nature.Footnote 35 The practice of states is equally of particular significance for the interpretation of the customary international law principle of non-intervention in a horizontal context, given that, even though the principle itself is widely accepted, it remains to be settled as to “what is the exact content of the principle so accepted”.Footnote 36
On the other hand, the practice of international organizations may well be considered decisive in interpreting the principle of non-intervention in a vertical sense, such as Article 2(7) of the UN Charter, if institutional bodies such as the UN General Assembly and the UN Security Council have the competence to decide what matter falls within the domestic jurisdiction of a state and what constitutes an intervention. M.S. Rajan observes that “their persistent actions by way of discussion, recommendation and appointment of subsidiary bodies to investigate, study and report on and to see to the implementation of their recommendations, or for purposes of conciliation and mediation … undoubtedly imply that these organs alone are competent to decide issues of disputed jurisdiction”.Footnote 37 In contrast, J.S. Watson argues that the power of authoritative interpretation of domestic jurisdiction has been reserved to sovereign states and has not been handed to the UN through a political notion of international concern, unless states begin to feel that they must comply with the UN's interpretation of its scope.Footnote 38
The latter approach is consistent with the treaty interpretation rule in respect of subsequent practice under the Vienna Convention on the Law of Treaties, which requires “the agreement of the parties regarding its interpretation”.Footnote 39 Thus, the ICJ observed, in considering whether the question concerning the legality of the use of nuclear weapons falls within the competence of the World Health Organization, that the subsequent practice of an organization, when adopted not without opposition, “could not be taken to express or to amount on its own to a practice establishing an agreement between the members of the Organization to interpret its Constitution”.Footnote 40 Also, the International Criminal Tribunal for the former Yugoslavia (ICTY) adopted the same position in ascertaining the common understanding that the “threat to the peace” in Article 39 of the UN Charter might include internal armed conflicts.Footnote 41 It is therefore clear that the practice of an international organization, without reference to the view of its Member States, is not conclusive evidence of subsequent practice.
In the absence of an established agreement among UN membership at large, each state may well consider what constitutes an intervention differently and according to its own understanding of what falls within the domestic jurisdiction of the state. This does not challenge the competence of UN organs to make an initial determination about the applicability of the principle of non-intervention in a specific situation, which is presumed to be valid.Footnote 42 But rather, possible disagreement about the content of the principle means that Asian states’ approach to the principle—if there is a cohesive one shared among Asian states—may well differ from that of the rest of the world. The same observation applies equally to the customary international law principle of non-intervention as interpreted and applied by Asian states. It is therefore necessary to examine the application and interpretation of the principle of non-intervention by Asian states in the specific context that confronts them within or outside UN forums, from which an Asian approach or approaches to the principle can be extracted. That Asian approach or approaches may lay a foundation for an Asian vision as to how regional security should be governed.
II. ASIAN CONCEPTION OF THE PRINCIPLE OF NON-INTERVENTION
In the inaugural volume of the Asian Journal of International Law, Christian Tomuschat relevantly observed that “Asia can today be considered as being fully integrated in the system of the traditional rules of inter-state law”.Footnote 43 While this observation is beyond contention, the question remains whether Asian states have been integrated into the system with the same understanding of the traditional rules of international law, such as the principle of non-intervention. This section discusses how Asian states have approached the principle of non-intervention in their views and practices.
A. Historical Overview
The principle of non-intervention as customary international law governing the horizontal relationship between states emerged in the nineteenth century as an antithesis of the right of intervention that was, from time to time, exercised by powerful states against weaker states in many different forms.Footnote 44 The Asian states’ view of the principle of non-intervention does not appear much at the initial stage of its development, partly due to the small number of Asian states recognized in international relations. Japan's failed attempt to insert a racial equality clause into the Covenant of the League of Nations represents an early Asian engagement with the principle of non-intervention. Although it was based on Japan's self-interest in an attempt to gain equal status in relation to the European countries, the initiative received overwhelmingly enthusiastic support from Afro-Asian countries.Footnote 45 However, Japan's proposal that required equal treatment of aliens in the territories of the contracting parties met strong opposition from European countries, particularly Australia and more covertly the United Kingdom, on the grounds that it would constitute interference in the domestic affairs of Member States,Footnote 46 due to its implications for domestic immigration and colonial policy.Footnote 47
The then US President Woodrow Wilson also gradually came to realize the significance of this issue for securing the two-thirds majority in the US Senate required for the ratification of the Treaty of Versailles.Footnote 48 President Wilson's attempt to reassure US domestic constituencies eventually led to the proposal to insert Article XV(8) into the Covenant,Footnote 49 to prevent the League Council from dealing in any way with a dispute “[i]f the dispute between the parties is claimed by one of them, and is found by the Council, to arise out of a matter which by international law is solely within the jurisdiction of that party”.Footnote 50 Yet this paragraph also meant that the League members entered into no commitment against commencing war in the case of a dispute arising from a domestic question, by excluding such disputes from the collective dispute management mechanism under Article XV of the Covenant.Footnote 51 There is no doubt that the principle of non-intervention, as formulated in the Covenant, was meant to serve the interest of the major powers to protect their internal sovereignty from international interference through the League of Nations.Footnote 52
Racial equality and non-discrimination remained the overriding concern, in comparison to the principle of non-intervention, among Asian states in the wake of the UN era. The Chinese delegation pressed for the inclusion of a provision on racial equality during the first phase of the Dumbarton Oaks conversations.Footnote 53 India and the Philippines joined China, expressing similar views, during the 1945 United Nations Conference on International Organization at San Francisco.Footnote 54 The absence of strong concern among Asian states for intervention by the UN stood in sharp contrast with the preoccupation of the Great Powers, particularly the Soviet Union, with potential intervention by the UN General Assembly, over which, unlike the UN Security Council, they had no control by veto.Footnote 55
The liberal approach to the principle of non-intervention by Asian states continued in the UN's formative stage in the context of decolonization. For example, the Philippine delegation argued that a recommendation by the UN General Assembly which proposed the holding of regional representative conferences on Non-Self-Governing Peoples would not constitute an intervention in domestic affairs, favouring a flexible and liberal interpretation of the UN Charter.Footnote 56 India (and also later Pakistan) voiced deep concerns about the discriminatory treatment of Indians in South Africa as early as 1946 in the UN General Assembly, despite South Africa's opposition on the grounds of the principle of non-intervention.Footnote 57 China, India, Pakistan, and the Philippines, together with other small nations, were all active participants and contributors in the drafting stage of the 1948 Universal Declaration of Human Rights.Footnote 58
As the question of Tibet emerged following the Chinese People's Liberation Army's march into Tibet on 7 October 1950,Footnote 59 the Asian cohesion in their liberal approach to the principle of non-intervention was put to the test. From the beginning of the dispute, the People's Republic of China (PRC) maintained its position that Tibet was an integral part of China and therefore that the problem of Tibet was entirely a domestic problem of China, to which many states, including the United Kingdom (the former colonial power) and India (the successor of the United Kingdom in the continent), responded with deference.Footnote 60 When the matter was discussed in the General Committee of the UN General Assembly in 1959, the position taken by Asian states was sharply divided.Footnote 61 Indonesia and Nepal, for example, regarding Tibet as part of China, argued that China's proper representation at the General Assembly was indispensable, even though it maintained its previous position that the principle of non-intervention would not prevent the General Assembly from considering questions involving fundamental human rights.Footnote 62 On the other hand, Thailand, the Federation of Malaya, and Pakistan considered that this question was solely an issue of human rights violations and could not be regarded as exclusively an internal problem.Footnote 63
The idea that the question of Tibet was an “Asian” problem that should be dealt with without international interference was absent throughout the entire debate of the General Assembly. Interestingly, the International Commission of Jurists in its preliminary report on the situation of Tibet, published in July 1959, observed that “relations between Asian states were not governed by Western political ideas and cannot be described in Western political terms”.Footnote 64 Nevertheless, the Commission found widespread and systematic violations of human rights of the Tibetans in universal terms.Footnote 65 The US delegation relied upon the fact that eight of the eleven jurists who drafted the report were from Asia in order to dispel any accusation of a Western intervention.Footnote 66
In the 1960s, while the question of Tibet continued to be debated in the UN General Assembly, a few Asian countries still maintained their basic position that issues of international concern, particularly those involving systematic suppression of human rights, would not fall within a reserved domain of a sovereign state.Footnote 67 However, as the ideological conflicts mounted in Southeast Asia, where states started challenging the governmental legitimacy of their neighbouring states,Footnote 68 this position started shifting more towards a conservative end. It was against this background that ASEAN was founded by Indonesia, Malaysia, the Philippines, Singapore, and Thailand “to ensure their stability and security from external interference in any form or manifestation”.Footnote 69 ASEAN became the political platform with dual functions to maintain their national stability and security:Footnote 70 committing themselves to the idea of “a Zone of Peace, Freedom and Neutrality” free from external interference, on the one hand;Footnote 71 and entering into reciprocal arrangements to ensure the internal stability and security of the government in each Member State, on the other.Footnote 72 Thus, it was the concern for regional security from external interference, as well as the regime security of each Member State, that shifted the position of ASEAN states more towards a strict interpretation of the principle of non-intervention.
This policy of “non-interference” was turned into a legal principle when ASEAN states adopted the Treaty of Amity and Cooperation in Southeast Asia in 1976.Footnote 73 The difference in terminology adopted—“non-interference”, rather than “non-intervention”—appears significant, though commentators have tended to understand them interchangeably.Footnote 74 As explained in Part I, the term “intervention” in the context of the principle of non-intervention is understood as an unlawful interference, and is therefore in and of itself an internationally wrongful act, unless justified by a legally recognized exception. Thus, it is arguable that the principle of “non-interference” adopted by ASEAN is distinguished from the principle of “non-intervention”, even prohibiting otherwise lawful forms of interference that would not constitute an “intervention”. In fact, ASEAN's subsequent practice of non-interference went so far as to refrain from criticizing the actions of a Member State towards its own people,Footnote 75 even those involving systematic suppression of human rights, such as the repressive treatment of East Timorese by Indonesia (which regarded East Timor as an integral part of Indonesia),Footnote 76 and the genocidal acts of the Pol Pot regime in Cambodia between 1975 and 1978.Footnote 77 At the same time, ASEAN Member States disapproved of any interference—even verbal or rhetorical criticisms—in the domestic affairs of a Member State,Footnote 78 which led most prominently to the concerted criticism against the Vietnamese intervention in Cambodia in 1978.Footnote 79 Even though this principle of non-interference does not apply outside ASEAN, other Asian states have traditionally abided by ASEAN's principle of non-interference in dealing with any ASEAN Member States.Footnote 80
While ASEAN Member States strongly and consistently advocated against external interference in official discourses, commentators have also reported a number of incidents in which ASEAN Member States “interfered” in the domestic affairs of another state in various forms, including verbal support, diplomatic campaigning in multilateral forums, and direct military assistance to the neighbouring governments.Footnote 81 Such ambivalent practice can be interpreted, in the words of Peter Lyon, as a positive policy of non-intervention that requires confidence and deliberate restraint with “a tacit bias in favour either of the incumbent government, or, where change is taking place, in favour of the newly emerging forces”.Footnote 82 Pointing out the inconsistency of their attitude, especially towards interventionist activities outside Southeast Asia, Lee Jones argues that their approach represented a political, not a principled position.Footnote 83 However, it is also possible to observe that, consistent with the original intention, the imperative of national and regional security concerns dictated the application of the principle of non-intervention, presumably allowing interference only to the extent that it did not jeopardize the stability and security of the region.
The extreme reliance on the principle of non-intervention reached its peak when the PRC defended its violent action against the democracy movement in Tiananmen Square in 1989. In response to strong international condemnation, the PRC government issued a White Paper, Human Rights in China, in 1991, in which it expressly stated that “human rights are essentially matters within the domestic jurisdiction of a country”.Footnote 84 ASEAN states also supported the PRC's position,Footnote 85 as they themselves came under pressure for better compliance with international human rights obligations.Footnote 86 However, such a position must be understood in the light of the peculiar international political climate prevailing at that time, when the demise of the Soviet Union resulted in the end the Cold War. In fact, since 1991, the PRC has increasingly become open to international engagement with human rights issues, particularly when those issues are not politically sensitive.Footnote 87 This shift in the PRC's policy on intervention was also reflected in its approach to Kosovo,Footnote 88 East Timor,Footnote 89 and most recently Libya,Footnote 90 though it has consistently maintained a cautious position towards the use of force against a government in power as a form of intervention.Footnote 91
ASEAN also shifted its non-interference policy towards “constructive engagement” in its approach to Myanmar and Cambodia during the 1990s. As part of this policy shift, the then Malaysia's Deputy Prime Minister, Anwar Ibrahim, proposed the idea of “constructive intervention” in July 1997. It was in principle designed to encourage ASEAN Member States to offer assistance when domestic events in one country would impact adversely on another or on the region as a whole—for example, when the progress of domestic reforms affects the economic recovery of the region due to extensive trade and investment ties.Footnote 92 It was a policy response to Western criticisms, and also reportedly a reflection of their own frustration, over the failure of constructive engagement towards Myanmar and Cambodia to achieve any results.Footnote 93 In a bid to make the concept more palatable prior to the ASEAN Annual Ministerial Meeting in late July 1998,Footnote 94 the then Thai Foreign Minister, Surin Pitsuwan, revised the concept into “flexible engagement”, particularly in the context of a worsening Asian financial crisis, to facilitate more open and transparent dialogue in public rather than through private communications when domestic issues have regional implications.Footnote 95 However, the concept met hostile reaction from other ASEAN Member States primarily because of the fear that a host of problems associated with this ambiguous and unarticulated approach might open the Pandora's box threatening their traditional methods of conflict resolution, internal regime security, and even the security of the region as a whole.Footnote 96 The final wording of the proposal was thereafter watered down to a less intervention-oriented notion of “enhanced interaction” as a policy framework to deal with transnational issues within the region.Footnote 97
Nevertheless, ASEAN's changing attitude towards non-interference led it to delay Cambodia's admission to ASEAN, albeit reluctantly, when Cambodia's Second Prime Minister, Hun Sen, staged a coup to oust his coalition partner.Footnote 98 The subsequent developments, including most notably the adoption of ASEAN Concord II and the ASEAN Charter,Footnote 99 can be seen in this context as the search for an alternative approach with a view to reconciling their policy of non-interference with the need to meet the contemporary challenges posed by ever-deepening economic interdependence and the influence of globalization. It is notable in this context that, in response to the violent clashes between Thai security forces and red-shirt anti-government protesters in Thailand in April 2010, ASEAN issued a statement expressing the concern of its members, as well as their support for an early restoration of law and order according to the vision of an ASEAN Community.Footnote 100 This stands in sharp contrast to ASEAN's silence towards the 2006 coup that resulted in the ousting of Thaksin Shinawatra.Footnote 101
B. Recent Practice
1. East Timor
The modern dispute over East Timor originated from the Indonesian military invasion that had commenced on 7 December 1975 and the subsequent annexation of the former Portuguese colony. The international and regional reaction to the Indonesian occupation of East Timor was based on the perceived political and diplomatic imperative of maintaining friendly relations with the Suharto regime, rather than a principled adherence to the principle of non-intervention.Footnote 102 Thus, many Asian states, including Japan, Malaysia, and the Philippines, expressed support for the occupation of East Timor by Indonesia's anti-communist regime against the communist-inclined Revolutionary Front for an Independent East Timor (FRETLIN), and for the restoration of peace and order,Footnote 103 despite the fact that both the UN Security Council and General Assembly called upon Indonesia to withdraw from East Timor.Footnote 104 China, on the other hand, urged respect for non-intervention in the internal matters of East Timor and kept voting in favour of Indonesia's withdrawal from East Timor in the UN General Assembly from 1975 to 1982,Footnote 105 even though it did not apply any significant pressure upon Jakarta.Footnote 106
The shift in public opinion, particularly in Australia and the United States, following the 1991 Santa Cruz massacre, was gradually turned into international pressure upon Indonesia to resolve the East Timor problem.Footnote 107 Yet Asian states remained supportive of Indonesia's occupation of East Timor, particularly after the 1998 regime change, because of the fear that external pressure might weaken the precarious legitimacy of the new Habibie government and eventually destabilize Indonesia, as well as concern for setting a precedent of international intervention in the domestic affairs of a state in Asia.Footnote 108 It is recalled that this position was taken in the period when ASEAN states became vocal about the need for a policy shift from non-interference towards “constructive engagement” or “flexible engagement” in its approach to Myanmar. This seemingly contradictory position demonstrates the core characteristic of the ASEAN non-interference doctrine, regarding the political stability of regional nations as being of the utmost significance for regional security.
Asian states maintained, more or less, the same position even when the militia violence increased drastically in the aftermath of the popular consultation on 30 August 1999, in which the majority of the East Timorese opted for independence from Indonesia. While calls for international intervention grew stronger, Cambodia, India, Laos, the Philippines, the Republic of Korea, and Singapore continued to call upon the Indonesian government to take necessary measures in a decisive and vigorous manner to restore law and order.Footnote 109 Vietnam formed the view that “[t]he deployment of any multinational forces in East Timor must … have the consent of the Indonesian Government”.Footnote 110 When APEC convened a Special Ministerial Meeting on East Timor at the APEC Summit in Brunei, Asian states refused to participate in the meeting as an official part of the summit.Footnote 111 Even though Indonesia remained a de facto authority in East Timor, and therefore could not claim the situation in East Timor as an internal affair, it is inferred from those statements by Asian states that their response to the situation in East Timor was deferential to, and contingent upon, the will of the Indonesian authorities. In this respect, the following statement made by Singapore appears to indicate the cardinal concern among Asian states in approaching the East Timor issue:
[T]he move [towards popular consultation in East Timor] had serious implications for the unity of Indonesia. Indonesia was undergoing a difficult political transition. A decision precipitately taken without broad national consensus – a decision that had profound implications for the country – was bound to be controversial.Footnote 112
This statement makes clear that their concern was consistently the destabilization of Indonesia during the political transition, which dictated Asian states’ approach to the East Timor issue, even though the principle of non-intervention, strictly speaking, was not applicable.
2. Myanmar
Since the military coup d’états in 1962 and 1988, the Burmese people have been subjected to widespread human rights violations by the military junta, particularly against political dissidents and ethnic minorities. Despite pressure from the US and the European Union to restrict economic relations with Burma (renamed as Myanmar by the military junta), ASEAN Member States pursued a policy of “constructive engagement”—an attempt to induce change in the domestic policies of another state through a policy of dialogue and persuasion, rather than by a threat of sanction or coercion.Footnote 113 While this policy was deeply rooted in the principle of non-interference, ASEAN Member States started to form the view that non-interference should not be used to shield gross violations of human rights in Myanmar as a domestic matter.Footnote 114 In mid 2006, ASEAN reached the stage where it was no longer able to defend Myanmar from international scrutiny, as it failed to co-operate with ASEAN and to deliver tangible progress on economic and political reforms.Footnote 115 This sentiment, built after years of diplomatic efforts within ASEAN, paved the way for the discussion of the Myanmar issue in the UN Security Council for the first time in September 2006.
In the Security Council, the issue was raised of whether the situation in Myanmar should be included in its agenda. Asian members of the Council, namely China and Indonesia, advanced the claim that large-scale human rights violations and social issues such as the trafficking of people and narcotics were the internal affairs of a sovereign state and were not sufficient to constitute a threat to the peace.Footnote 116 The UK delegate refuted the claim that those issues in Myanmar were internal affairs simply on the basis of refugee flows, which had previously been deemed enough to constitute a threat to the peace.Footnote 117 It is recalled that transnational organized crime had already been recognized as a global security threat requiring a concerted international response at the 2005 World Summit Outcome.Footnote 118 If the issues were outside the domestic jurisdiction of Myanmar, the Security Council would not have needed to determine a threat to the peace in order to discuss the matter or even to take action.
Rather, the objection by China and Indonesia appears to have been directed to the idea that the Security Council is an appropriate organ to deal with the matter. In fact, a similar view prevailed, particularly among Asian states in the UN General Assembly, which also commonly emphasized that the issues should be dealt with by the newly established Human Rights Council through constructive dialogue and co-operation,Footnote 119 rather than by adopting a resolution condemning Myanmar for its use of violence against peaceful demonstrators.Footnote 120 It is fair to acknowledge that such a view was not unique to Asian states, but was more widely shared.Footnote 121 However, non-Asian states addressed this question as an issue of intra-institutional competence and its boundaries,Footnote 122 whereas the views expressed by Asian states, particularly by China, were framed as an issue of intervention in matters within the domestic jurisdiction of a state.
This subtle difference in approach became more salient when the human rights situation in Myanmar was discussed in the fifth special session of the Human Rights Council on 2 October 2007, which was widely regarded as the most appropriate organ to deal with the situation in Myanmar. Asian states generally maintained their emphasis on constructive dialogue and co-operation,Footnote 123 whereas European states called for concrete and operational measures,Footnote 124 condemning the continued violent repression of peaceful demonstrations in Myanmar.Footnote 125 It is debatable as to whether this “Asian approach” simply represents their approach to human rights protection in general or can be reflective of the concern that the situation in Myanmar also involves issues such as the peaceful transition to democracy and reconciliation among the political parties and ethnic groups, which Asian states consider to be within the domestic jurisdiction of Myanmar. Such concern may well explain, for example, the caution suggested by Pakistan that the Human Rights Council should “avoid any step that would imperil the integrity of the country” and “de-escalate rhetorical hostility against the Government of Myanmar”.Footnote 126 In any event, it is to be noted that, by contrast to the Security Council debate, there was no express reference to the principle of non-intervention in the Human Rights Council debate as a legal obstacle to international and regional engagement with the issues in Myanmar.
3. Sri Lanka
The conflict in Sri Lanka between the government and the rebel group, the Liberation Tigers of Tamil Ealam (LTTE), turned a critical corner when the ceasefire agreement was concluded in 2002.Footnote 127 After the conclusion of the ceasefire agreement, direct clashes between the government and the LTTE were rarely observed, with the exception of sporadic cases of post-ceasefire violence,Footnote 128 until the government commenced co-ordinated military assaults on the north-eastern part of the country controlled by the LTTE in 2008. Despite the escalation of violence in April and May 2009, which raised serious concerns of human rights and international humanitarian law violations, UN political organs failed to take any action that might have protected civilians.Footnote 129
The issue was brought to the attention of the Human Rights Council at the request of the German representative, and was supported mainly by European states.Footnote 130 The divisions largely between European states and Asian states were apparent even before the Council's eleventh special session was convened. While European states considered that it was crucial for the legitimacy of the newly established Council to respond to urgent human rights violations, many Asian states, together with other Non-Aligned Movement states, took a more cautious view, suggesting that international assistance be rendered to Sri Lanka for its reconstruction and rehabilitation efforts.Footnote 131
The Asian states’ cautious position was based on the principle of non-intervention. The Malaysian and Maldivian delegations expressed their view that the Sri Lankan campaign against terrorism was an internal, domestic issue.Footnote 132 The Indonesian delegation urged the Council “not to allow discussions on issues that infringe a country's sovereignty and territorial integrity at the expense of its sovereign rights”.Footnote 133 The Pakistani representative observed that “[u]nder international law, its government is fully justified to protect and uphold the sovereignty and territorial integrity of the country by all means at its disposal to defeat LTTE sponsored terrorism”,Footnote 134 and implicitly criticized the European approach, stating that “it seems that for some there are differing standards for judging human rights as well as the criterion for combating terrorism”.Footnote 135 The sentiment reflected in those comments was incorporated into the preamble of the Human Rights Council Resolution adopted at the end of the session, which reads, in relevant part, “[r]eaffirming the purposes and principles of the United Nations as contained in Articles 1 and 2 of the Charter, including the principle of non-interference in matters that are essentially within the domestic jurisdiction of States”.Footnote 136
However, the Asian states’ cautious position based on the principle of non-intervention should not be seen as an absolute reservation against the inquiry into the human rights situation in Sri Lanka, but rather should be understood as their recognition of the situation as an internal security matter. For example, the Thai representative expressed this distinction clearly in the following terms:
No one should doubt the legitimate right of the Government of Sri Lanka to fight against terrorism within its national borders. At the same time, it is important for the Government of Sri Lanka to demonstrate that combating terrorism and promoting and protecting human rights go hand-in-hand and are mutually reinforcing.Footnote 137
The Vietnamese representative also considered that post-conflict issues were internal affairs of the sovereign state “to be decided by the people of Sri Lanka with the solidarity and assistance of the international community”.Footnote 138
III. IMPLICATIONS FOR COMPREHENSIVE SECURITY IN ASIA
Particularly since the end of the Cold War, security concerns have diversified to cover a wide range of concerns including: economic issues such as the 1997−1998 Asian financial crisis; transboundary environmental degradation such as the haze problems in Southeast Asia; infectious diseases such as Severe Acute Respiratory Syndrome (SARS) and the avian flu; human and narcotic trafficking; international terrorism; and the long-term negative social, economic, and environmental consequences of natural disasters.Footnote 139 To the extent that those non-traditional security issues spread across national borders, a compromise must be reached between the level of control required to maintain the security of the incumbent regime and the need to co-operate with neighbouring countries to address those regional security issues.
To that end, the notion of comprehensive security has the potential to guide the policy debate as to how regional security should be governed in Asia. Comprehensive security is an approach to or perspective on security issues, acknowledging the multidimensional nature of security that spans across the political, economic, and social realms. ASEAN has adopted it as a principle of its Political-Security Community Blueprint.Footnote 140 The PRC has also recently become more receptive to a comprehensive approach to security.Footnote 141 As a notion that provides an alternative approach and process to collective security, it leaves open for discussion and decision by the parties concerned whose security should be focused on and how competing security issues should be prioritized.Footnote 142 Thus, comprehensive security, as adopted by the Organization on Security and Co-operation in Europe (OSCE),Footnote 143 is wide in its coverage and accommodates the protection of human security and human rights within its scope.Footnote 144 On the other hand, ASEAN Member States have rather seen it as an instrument of regime legitimization by emphasizing the mutually constituted relationship between regime security and economic development.Footnote 145 Depending on how the idea of comprehensive security is conceptualized, it potentially implicates collision with the Asian approach to the principle of non-intervention.
As discussed in Part II, the Asian states’ approach to the principle of non-intervention has been shaped by their own political considerations and security concerns that prevailed at different points in time—racial equality to secure their independent and equal sovereign status in international relations, regional stability, and the security of national regimes. As demonstrated in Part II(A), the imperative of security concerns across many Asian countries has, since the time of decolonization, resulted in a stricter approach to what amounts to an intervention (particularly with the alternative reference to “interference”), rather than what is considered as a matter within the domestic jurisdiction of a state. To the extent that Asian conceptions of non-intervention have consistently been influenced by the imperative of security concerns, it can be argued that the discourse of security has been instrumental in defining the interpretive scope of the principle in the view of Asian states. This Asian approach to the principle of non-intervention arguably constitutes a structural principle upon which any policy debate as to the role of comprehensive security in Asia must be developed.
At the same time, however, Asian conceptions of non-intervention have been differently expressed, often from political considerations. There is no evidence that suggests that there has always been a cohesive Asian understanding of non-intervention—on the contrary, the principle of non-intervention has often served Asian states as a pragmatic policy response based on their own national interests in justifying their position in dealing with domestic and even regional issues.Footnote 146 This poses challenges in maintaining the interpretive scope of the principle of non-intervention free from unilateral political manipulation. There is no collective security decision-making body in Asia comparable to the UN Security Council, which can operate as a conduit to facilitate, if not always achieve, a cohesive approach to the relationship between security and non-intervention. Even though regional institutions such as ASEAN and APEC may provide institutionalized collective decision-making mechanisms, a consensus is unlikely to be reached with a degree of consistency in the absence of agreed norms relating to shared security issues and the political arrangements within their Member States or to the behaviour of those states towards their citizens.Footnote 147
As the notion of comprehensive security emerges as a regional security norm, it may provide an alternative approach and process to collective security, through which the principle of non-intervention may become less of a political obstacle, as has been observed in Asian states’ response to the situation in Myanmar and Sri Lanka during the debate in the Human Rights Council.Footnote 148 Therefore, the relationship between the notion of comprehensive security and the Asian approach to the principle of non-intervention becomes an important legal question. To what extent and in what way may the Asian approach to the principle of non-intervention impede regional efforts to advance comprehensive security? How is it possible to ensure that comprehensive security does not collide with the Asian approach to the principle of non-intervention, while playing a normative role to prevent political manipulation of the principle?
In considering these issues, the “constructive engagement” debate in the context of ASEAN's policy shift in the late 1990s illuminates the potential role for regional institutions in Asia more widely in reconciling the competing norms of non-intervention and comprehensive security. As was explained above, the ideas of “constructive intervention” and “flexible engagement” met resistance among ASEAN countries in the late 1990s and resulted in the acceptance of a much weaker notion of “enhanced interaction” as a policy framework to deal with transnational issues within the region. Yet the recognition of comprehensive security as one of the governing norms in Asia in the new millennium may cast a new light on this debate.Footnote 149 There are three important lessons that can be drawn from the debate within ASEAN surrounding those ideas. Those lessons will equally be valuable in reconsidering the principle of non-intervention in the broader context of Asian comprehensive security within or outside existing regional institutions such as the ASEAN Regional Forum (ARF), APEC, and the Council for Security Cooperation in the Asia-Pacific (CSCAP).Footnote 150
First of all, the two ideas, even though both originated from the overlapping concerns that prevailed in the region at the relevant time, appear to suggest completely different concepts in terms of which issues can still be considered within the domestic jurisdiction of a sovereign state. “Constructive intervention”, as the expression “intervention” indicates, presupposes that it is focused on domestic affairs, whereas “flexible engagement” does not share this premise. In elaborating on his idea of “flexible engagement”, Pitsuwan relevantly observed:
The dividing line between domestic affairs on the one hand and external or trans-national issues on the other is less clear. Many “domestic” affairs have obvious external or trans-national dimensions, adversely affecting neighbours, the region and the region's relations with others. In such cases, the affected countries should be able to express their opinions and concerns in an open, frank and constructive manner.Footnote 151
This observation shares the same perspective as comprehensive security. In fact, as Jürgen Haacke explains, “flexible engagement” was designed, as far as Thailand's official discourse is concerned, to allow ASEAN to confront new transnational security threats such as economic disruption, immigration, narcotic trafficking, transnational crimes, and environmental degradation as the region faced an ever greater level of interdependence.Footnote 152 To the extent that these traditionally domestic issues have become transnational security concerns, it is not “intervention” but rather “engagement” that remains the subject for debate. It must therefore be clearly acknowledged that those transnational security challenges, whilst stemming from domestic issues, fall outside the scope of the principle of non-intervention.
Second, the imperative of regime security concerns among Asian countries needs to be acknowledged and well protected from external influence and political manipulation. As a logical consequence of the first point, open and transparent dialogue in public domains, as suggested by the idea of “flexible engagement”, is to be considered as taking place only in relation to those region-wide security concerns. The most serious concern about this idea among ASEAN leaders was the unknown impact and implication of such engagement for the stability of the political environment in each Member State and international relations in the region.Footnote 153 The constructive engagement in relation to a transnational security issue may well be used as a political platform to advance the national interests of a regional state or to bring in external influences. This concern is understandable, as such engagement, without any limitation in scope or clarification of procedure, will inevitably involve a degree of interference in the domestic affairs of a state and a risk of politicization. On the other hand, if each state is authorized to block any matter from debate on the grounds of non-intervention, that will compromise concerted efforts to implement the comprehensive security norm within the region. The limit of comprehensive security in relation to the principle of non-intervention must be clearly set out so that regional efforts to address transnational security issues are not used as a disguised form of intervention and so that the fear of intervention does not impede those regional efforts.
Third, in order to mitigate the risks associated with political recourse to the principle of non-intervention, a certain mechanism will need to be embedded to deter regional engagement from becoming a disguised form of intervention, particularly in domestic affairs concerning the stability of a national regime or the region as a whole. This mechanism must also facilitate the implementation of comprehensive security to co-operatively or collectively address non-traditional, transnational security issues in Asia. Extracting domestic issues that arise across national borders or have implications beyond borders from the domain of the domestic jurisdiction of a state would mean that ASEAN Member States would be required to compromise their traditional approach to settling their differences on a bilateral basis, in favour of more institutionalized decision-making, to the extent necessary to address those regional security issues. It is not difficult to imagine that Asian states will demonstrate great resistance and even hostility towards the idea of the delegation of authority to a regional institution. However, Asian states have already demonstrated their readiness to address regional security issues on a multilateral basis within the existing frameworks of regional co-operation. For example, the ASEAN Regional Forum has been taking an active role in the areas of preventive diplomacy and maritime security, particularly in relation to counter-piracy operations.Footnote 154 In 2002, APEC endorsed the Energy Security Initiative and adopted the APEC Cybersecurity Strategy.Footnote 155 Soon after Cyclone Nargis hit Myanmar, causing devastation, in May 2008, ASEAN took the lead in co-ordinating and liaising with the international community to deliver aid by establishing the ASEAN Humanitarian Task Force for the Victims of Cyclone Nargis,Footnote 156 while the rejection by the Burmese authorities of foreign humanitarian assistance caused controversy over the idea of military intervention to protect civilians.Footnote 157
IV. CONCLUSION
It is clear in both historical and contemporary contexts that the imperative of security concerns, be it national security, regime security, or regional security, has been instrumental in defining the interpretive scope of the principle of non-intervention in the view of Asian states. This element explains the shift from a liberal approach to the principle of non-intervention, adopted initially by a few Asian states that existed before decolonization, to a much stricter approach in terms of how an intervention is understood, particularly when the issues of their neighbouring states are discussed in multilateral forums. This suggests that the strict interpretation of, and adherence to, the principle of non-intervention, which is often observed among commentators in relation to Asian states, is not inherent to the region specifically, but is rather reflective of the political reality prevailing at different points in time.
This Asian approach to the principle of non-intervention, thus understood, provides a structural principle upon which any debate concerning comprehensive security must be built. Yet there is a risk of political manipulation of the principle, which might impede regional efforts to advance comprehensive security in addressing non-traditional, transnational security threats in the region. For the emerging regional norm of comprehensive security to develop further within the framework of the structural principle of non-intervention, this article has argued that Asian states will be required to achieve the following three changes:
(1) To recognize that certain regional security issues are, in and of themselves, not the domestic affairs of a state and therefore fall outside the scope of the principle of non-intervention or non-interference;
(2) To clearly set out the limits of comprehensive security in relation to the principle of non-intervention, so that regional efforts to address transnational security issues are not used as a disguised form of intervention and so that the fear of intervention does not impede those regional efforts; and
(3) To institutionalize a certain mechanism to deter regional engagement from becoming a disguised form of intervention by ensuring that the traditional approach to the settlement of differences on a bilateral basis can be compromised only to the extent necessary to address transnational security issues.
Failing to achieve these changes means that the principle of non-intervention will remain nothing more than a political obstacle to the maintenance of regional security in Asia.
