1 Introduction
A Banach space is said to have the
$\pi $
-property if there exists a uniformly bounded net of finite-rank projections acting on the space that converges to the identity map in the strong operator topology (SOT), i.e., pointwise. For separable Banach spaces, the
$\pi $
-property is strongly connected to the existence of a finite-dimensional decomposition (FDD): the presence of an FDD ensures the
$\pi $
-property, yet whether the converse holds remains an open question [Reference Hájek and Medina10, p. 3]. Notably, the stronger metric
$\pi $
-property does imply the existence of an FDD.
To further explore this relationship, we propose extending the framework to encompass a broader class of spaces. Specifically, we replace convergence in the SOT with convergence along a filter, while maintaining the setting of the SOT. This generalisation not only sheds new light on the
$\pi $
-property but also introduces a concept of intrinsic interest. To lay the groundwork for this study, we formally present the central definition underpinning this note that is expressed in terms of filter convergence. (Let
${\mathscr {F}}$
be a filter on
$\mathbb {N}$
, and let X be a Banach space. A sequence
$(x_n)_{n=1}^\infty $
in X is said to converge to
$x \in X$
along
${\mathscr {F}}$
if
meaning that for every
$\varepsilon> 0$
, there exists
$A \in {\mathscr {F}}$
such that
$\|x_n - x\| < \varepsilon $
for all
$n \in A$
.)
Definition 1.1 (
${\mathscr {F}}$
-
$\pi $
-property).
Let
${\mathscr {F}}$
be a filter on
$\mathbb {N}$
. A (separable) Banach space X has the
${\mathscr {F}}$
-
$\pi $
-property if there exists a sequence of finite-rank projections
$(P_n)_{n=1}^\infty $
on X such that, for every
$x \in X$
,
In this case, the sequence
$(P_n)_{n=1}^\infty $
is called an
${\mathscr {F}}$
-
$\pi $
-basis of X. An
${\mathscr {F}}$
-
$\pi $
-basis with respect to the Fréchet filter is simply referred to as a
$\pi $
-basis.
For the sake of avoiding pathologies, we have stated the definition for filters on
$\mathbb N$
thereby limiting ourselves to separable Banach spaces. Hereinafter, all filters considered contain the Fréchet filter, that is, the filter of cofinite subsets of
$\mathbb N$
. It is readily seen that for the Fréchet filter, Definition 1.1 renders the familiar
$\pi $
-property.
Banach spaces that have filter bases having continuous basis projections constitute paradigmatic examples of spaces with the
${\mathscr {F}}$
-
$\pi $
-property. Indeed, suppose that
$(e_n)_{n=1}^\infty $
is an
${\mathscr {F}}$
-basis for a Banach space X. This means that for every
$x\in X$
there exists a unique sequence of scalars
$(e_n^*(x))_{n=1}^\infty $
such that
-
• for every $n\in \mathbb N$
, the assignment
$y\mapsto e_n^*(y)$
is continuous; -
• $\lim \limits _{n, {\mathscr {F}}}\sum _{j=1}^n e_j^*(x)e_j =x$
.
The finite-rank operators
$(P_n)_{n=1}^\infty $
given by
$P_n x = \sum _{j=1}^n e_j^*(x) e_j$
(basis projections) witness the
${\mathscr {F}}$
-
$\pi $
-property of X.
Kochanek [Reference Kochanek14] demonstrated that if
${\mathscr {F}}$
is countably generated (or more generally, generated by fewer than
$\mathfrak {p}$
sets, where
$\mathfrak {p}$
denotes the pseudo-intersection number), that is, there exists a countable family (or a family of cardinality less than
$\mathfrak {p}$
)
$\mathscr {B} \subset {\mathscr {F}}$
such that for every
$ A \in {\mathscr {F}} $
, there exists
$ B \in \mathscr {B} $
with
$ B \subseteq A $
, then the associated projections
$(P_n)_{n=1}^\infty $
are uniformly bounded on some set in the filter, and the continuity assumption in the definition of an
${\mathscr {F}}$
-basis becomes redundant.
Moreover, the present authors have recently shown that the continuity assumption in the definition of an
${\mathscr {F}}$
-basis is redundant for projective filters under proper set-theoretic assumptions [Reference Kania and Swaczyna12] and even for analytic filters in ZFC (jointly with de Rancourt [Reference de Rancourt, Kania and Swaczyna15]).
The proof techniques from [Reference Kochanek14] inspired Avilés et al. [Reference Avilés, Kadets, Pérez and Solecki1] to identify the class of filters possibly generated by
$\mathfrak {c}$
-sized sets for which Kochanek’s argument remains valid. A filter
${\mathscr {F}}$
is termed Baire if, for every complete metric space
$ X $
and every family
$\{X_A \colon A \in {\mathscr {F}}\}$
of nowhere-dense subsets of
$ X $
satisfying
$ X_A \subseteq X_B $
whenever
$ A, B \in {\mathscr {F}} $
and
$ A \subseteq B $
, it holds that
$\bigcup _{A \in {\mathscr {F}}} X_A \neq X$
.
Under Martin’s Axiom, the classes of filters that are Baire with respect to all complete metric spaces and filters generated by fewer than continuum-many sets coincide. However, there exist models of ZFC that admit filters generated by exactly
$\mathfrak {c}$
-sized sets that are Baire [Reference Avilés, Kadets, Pérez and Solecki1, Section 5]. On the other hand, analytic filters that are not countably generated fail to be Baire with respect to some Polish space [Reference Avilés, Kadets, Pérez and Solecki1, Proposition 4.1], which constrains the range of spaces with the
${\mathscr {F}}$
-
$\mathcal {\pi }$
-property derived from
${\mathscr {F}}$
-bases.
An FDD for a Banach space X is a sequence of finite-dimensional subspaces
$(F_n)_{n=1}^\infty $
such that every
$x \in X$
admits a unique representation
Let us formulate the following question, which encapsulates our motivation for investigating spaces with the
${\mathscr {F}}$
-
$\mathcal {\pi }$
-property.
Question 1.2. Suppose that a separable Banach space has the
${\mathscr {F}}$
-
$\mathcal {\pi }$
-property with respect to a certain filter
${\mathscr {F}}$
. Does
$ X $
have an FDD?
The purpose of this note is to evaluate the complexity of spaces with the
${\mathscr {F}}$
-
$\mathcal {\pi }$
-property within the framework of analytic filters. This investigation is inspired by a similar result of Ghawadrah [Reference Ghawadrah8], which concerns spaces with the usual
$\pi $
-property.
To state our result, we introduce the set
$\mathsf {SB}_{{\mathscr {F}}\text {-}\pi }$
, a subset of
$\mathsf {SB}$
(formally defined in the following section) consisting of Banach spaces that exhibit the
${\mathscr {F}}$
-
$\mathcal {\pi }$
-property.
Theorem A. Let
${\mathscr {F}}$
be an analytic (or
$\Sigma ^1_{s}$
) filter on
$\mathbb N$
. Then:
-
• The set $\mathsf {SB}_{{\mathscr {F}}\text {-}\pi }$
is
$\Sigma _3^1$
(
$\Sigma _{s+2}^1$
) in
$\mathsf {SB}$
. -
• If ${\mathscr {F}}$
is countably generated, the set
$\mathsf {SB}_{{\mathscr {F}}\text {-}\pi }$
is
$\Sigma ^1_2$
in
$\mathsf {SB}$
.
For the Fréchet filter
${\mathscr {F}}_{{\mathrm {Fr}}}$
, that is, in the case of the usual
$\pi $
-property, Ghawadrah [Reference Ghawadrah8] proved that
$\mathsf {SB}_{{\mathscr {F}}_{\mathrm {Fr}}\text {-}\pi }$
is
$\Sigma ^0_6$
. Even though neither Ghawadrah’s identification of the Borel class of
$\mathsf {SB}_{{\mathscr {F}}_{\mathrm {Fr}}\text {-}\pi }$
nor our identification of
$\mathsf {SB}_{{\mathscr {F}}\text {-}\pi }$
is proved to be optimal, the increase in Borel complexity by one appears to be inevitable. This suggests a negative answer to Question 1.2, should the
$\pi $
-property be equivalent to the existence of an FDD for separable Banach spaces (see [Reference Casazza2, Theorem 6.4]).
Note also that the family
$\mathsf {SB}_{{\mathscr {F}}\text {-}\pi }$
may depend on the particular choice of the filter
${\mathscr {F}}$
. The following theorem asserts that a certain reduction to an analytic filter is possible.
Theorem B. Let
${\mathscr {F}}$
be a filter on
$\mathbb {N}$
. Suppose that X is a Banach space with the
${\mathscr {F}}$
-
$\pi $
-property, and let
$(P_n)_{n=1}^\infty $
witness this property. Then there exists an analytic filter
${\mathscr {F}}' \subset {\mathscr {F}}$
such that
$(P_n)_{n=1}^\infty $
also witnesses the
${\mathscr {F}}'$
-
$\pi $
-property of X.
It is worth noting that Theorem B does not render the consideration of higher projective (and beyond) complexities superfluous, as we do not assert that the choice of
${\mathscr {F}}'$
can be made uniformly for all
$X \in \mathsf {SB}$
.
Theorem C. Let
$\mathsf {SB}_{\operatorname {Filter-}\pi }$
denote the class of all
$X \in \mathsf {SB}$
which possess the
${\mathscr {F}}$
-
$\pi $
-property for some filter
${\mathscr {F}}$
. Then
$\mathsf {SB}_{\operatorname {Filter-}\pi }$
is
$\Sigma ^1_3$
within
$\mathsf {SB}$
.
2 Preliminaries
Our notation concerning Banach spaces is standard. We work with Banach spaces over real or complex scalar field. All operators are assumed to be bounded and linear. A projection is an idempotent operator. We denote the identity operator on a normed space F by
$I_F$
, and the closed unit ball of a Banach space X by
$B_X=\{x\in X\colon \|x\|\leqslant 1\}$
.
By the Banach–Mazur theorem, every separable Banach space embeds isometrically into
$C(\Delta )$
, the space of continuous functions on the Cantor set. The space
$\mathsf {SB}$
of all closed (linear) subspaces of
$C(\Delta )$
is a standard Borel space when furnished with the Effros–Borel
$\sigma $
-algebra that is generated by the sets
$E^+(U) = \{X\in \mathsf {SB}\colon X\cap U\neq \emptyset \}$
, where U is a non-empty, open subset of
$C(\Delta )$
. There are numerous Polish topologies
$\mathsf {SB}$
whose Borel
$\sigma $
-algebra coincides with the Effros–Borel
$\sigma $
-algebra, albeit no canonical one.
Following Godefroy and Saint-Raymond [Reference Godefroy and Saint-Raymond9], we say that a Polish topology
$\tau $
on
$\mathsf {SB}$
is admissible if it satisfies the following conditions:
-
• For every open set $U \subseteq C(\Delta )$
, the set
$E^+(U)$
belongs to
$\tau $
. -
• There exists a subbasis $\mathcal {B}$
of
$\tau $
such that every
$U \in \mathcal {B}$
can be expressed as a countable union of sets of the form
$E^+(U) \setminus E^+(V)$
, where U and V are open subsets of
$C(\Delta )$
.
A natural example of an admissible topology is the Wijsman topology, where
$X_n \to X$
in
$\mathsf {SB}$
if and only if
$d(x, X_n) \to d(x, X)$
for every
$x \in C(\Delta )$
. Recall that a subset of a Polish space is called analytic if it is the continuous image of a Borel set in a Polish space.
We will also make use of the following result. For a detailed study of the descriptive set-theoretic complexity of isometry classes, we refer the reader to [Reference Cúth, Doležal, Doucha and Kurka4, Reference Cúth, Doležal, Doucha and Kurka5] that build upon the results from [Reference Godefroy and Saint-Raymond9]. Note that since all codings used in those papers agree on projective classes, our results remain true in the context of all those papers.
Theorem 2.1 [Reference Godefroy and Saint-Raymond9, Theorem 4.1].
There exists a sequence of continuous maps
$(g_i)_{i=1}^\infty $
, where
$g_i \colon \mathsf {SB} \to C(\Delta )$
, such that for every
$X \in \mathsf {SB}$
,
As a consequence of the above theorem we get the following.
Corollary 2.2. There exists a sequence of Borel maps
$(f_i)_{i=1}^\infty $
, where
$f_i \colon \mathsf {SB} \to C(\Delta )$
, such that for every
$X \in \mathsf {SB}$
,
and for every infinite-dimensional X vectors
$f_i(X)$
are linearly independent.
Proof. Consider the functions
$g_i$
provided by Theorem 2.1, and let
$(U_n)_{n=1}^\infty $
be a countable base for
$C(\Delta )$
. By [Reference Godefroy and Saint-Raymond9, Corollary 4.2], the set of finite-dimensional spaces is Borel in
$\mathsf {SB}$
. Consequently, we may define the functions
$f_i$
separately for finite- and infinite-dimensional spaces without violating Borel measurability.
For finite-dimensional spaces, we set
$f_i(X) = g_i(X)$
whenever
$\dim X$
is finite. For infinite-dimensional spaces
$X \in \mathsf {SB}$
, we define the values
$f_i(X)$
inductively. Fix
$n \in \mathbb {N}$
and assume that
$f_i(X)$
has already been defined for all
$i < n$
. We then define
whenever
$U_n \cap X \neq \emptyset $
, and
if
$U_n \cap X = \emptyset $
. The assumptions on the dimension of X and the density of the set
$\{ g_i(X) \colon i \in \mathbb {N} \}$
in X ensure that this construction is well-defined.
It is clear that the vectors
$f_n(X)$
remain linearly independent whenever
$\dim X = \mathfrak {c}$
. The remaining claims follow straightforwardly. In particular, for every
$n \in \mathbb {N}$
, there exists a partition of
$\mathsf {SB}$
into Borel sets
$(B_i)_{i=1}^\infty $
such that for each
$i \in \mathbb {N}$
, there exists some
$j \in \mathbb {N}$
satisfying
$f_n |_{B_i} = g_j |_{B_i}$
.
2.1 Finite-dimensional structures
Let us begin with the observation that uniformly bounded
${\mathscr {F}}$
-
$\pi $
-bases closely resemble classical
$\pi $
-bases.
Proposition 2.3. Let X be a separable Banach space, and let
${\mathscr {F}}$
be a filter on
$\mathbb {N}$
containing the Fréchet filter. Suppose that
$(P_n)_{n=1}^\infty $
is an
${\mathscr {F}}$
-
$\pi $
-basis of X which is uniformly bounded; that is, there exists
$M> 0$
such that
$\|P_n\| \leqslant M$
for all
$n \in \mathbb {N}$
. Then
$(P_n)_{n=1}^\infty $
admits a subsequence which is a
$\pi $
-basis of X.
Proof. Since X is separable, there exists a countable dense subset
$D = \{x_1, x_2, \dots \} \subseteq X$
. For each
$k \in \mathbb {N}$
and
$\varepsilon> 0$
, the filter convergence
$\lim _{n, {\mathscr {F}}} P_n x_k = x_k$
implies that the set
belongs to
${\mathscr {F}}$
. Since
${\mathscr {F}}$
is a filter, it is closed under finite intersections. Thus, for each
$m \in \mathbb {N}$
, the set
also lies in
${\mathscr {F}}$
. Since every filter contains the Fréchet filter, each
$B_m$
is infinite.
We construct a subsequence
$(n_m)_{m=1}^\infty $
inductively as follows:
-
• Choose $n_1 \in B_1$
. -
• For $m \geqslant 2$
, choose
$n_m \in B_m$
such that
$n_m> n_{m-1}$
.
This construction is possible because each
$B_m$
is infinite. By construction, for each
$m \in \mathbb {N}$
and for all
$k = 1, 2, \dots , m$
, we have
Now, fix
$k \in \mathbb {N}$
. For all
$m \geqslant k$
, equation (1) holds true. Since
$\varepsilon> 0$
was arbitrary, taking the limit as
$m \to \infty $
gives
This holds for all
$k \in \mathbb {N}$
, so the subsequence
$(P_{n_m})$
converges pointwise to the identity operator on the dense set D. Now, let
$x \in X$
and
$\varepsilon> 0$
be given. Since D is dense in X, there is
$x_k \in D$
such that
Since
$P_{n_m} x_k \to x_k$
, there exists
$M_k \in \mathbb {N}$
such that for all
$m \geqslant M_k$
,
Therefore, for
$m \geqslant M_k$
, we have
Thus, for each
$x \in X$
, we have shown that
$\lim _{m \to \infty } P_{n_m} x = x$
. Therefore, the subsequence
$(P_{n_m})$
is a
$\pi $
-basis for X.
We shall require the following perturbation lemma [Reference Johnson, Rosenthal and Zippin11, Lemma 2.4].
Lemma 2.4. Let X be a Banach space and let
$E\subseteq X$
be a finite-dimensional subspace. Let
$T\colon X\to E$
be a surjective operator. If
$F\subseteq X$
is a subspace with
$k = \dim F \leqslant \dim E = n$
such that
$\|T|_F - I_F\| < \varepsilon < 1$
, where
$\varepsilon \cdot k / (1-\varepsilon ) < 1$
, then
-
i) there is an operator S from X onto an n-dimensional subspace of X such that $S|_F = I_F$
,
$\|S-T\| < \varepsilon \cdot k\cdot \|T\| / (1-\varepsilon ) $
, and
$S^*[X^*] = T^*[X^*]$
; -
ii) if T is a projection, S may also be arranged to be such, in which case we have $\|S|_{T[X]} - I_{T[X]}\| < \varepsilon \cdot k / (1-\varepsilon )$
.
Corollary 2.5. Let
$ X $
be a Banach space, and let
$ P \colon X \to X $
be a finite-rank projection. Suppose
$ D = \{x_i \colon i \in \mathbb {N}\} $
is a dense subset of
$ X $
. Define
$ X_k $
as the linear span of
$ \{x_1, \ldots , x_k\} $
for
$ k \in \mathbb {N} $
. Then, for every
$ \varepsilon \in (0, 1) $
, there exist a projection
$ P^\prime $
and
$ m \in \mathbb {N} $
such that:
-
• $ \|P - P^\prime \| \leqslant \varepsilon \cdot k \cdot \|P\| \cdot (1 - \varepsilon )^{-1} $
, where
$ k = \dim \operatorname {im} P $
; -
• $ \operatorname {im} P^\prime \subseteq X_m $
; -
• $ \|P^\prime |_{\operatorname {im} P} - I_{\operatorname {im} P}\| < \varepsilon \cdot \dim \operatorname {im} P / (1 - \varepsilon ) $
.
For the sake of completeness, we sketch the proof of Corollary 2.5.
Proof. Put
$ k=\dim \operatorname {im} P $
. Choose
$0<\eta <\varepsilon $
so small that
$\eta k/(1-\eta )<1$
. By the density of D, there is
$m\in \mathbb N$
and a subspace
$F\subset X_m$
with
$\dim F=k$
such that
Indeed, fix a normalised basis
$\{e_1,\ldots ,e_k\}$
of
$\operatorname {im} P$
, choose
$x_{i_j}\in D$
sufficiently close to
$e_j$
, and set
$F=\operatorname {span}\{x_{i_j}:1\leqslant j\leqslant k\}$
; for sufficiently close choices this space has dimension k and satisfies the displayed estimate. Applying Lemma 2.4 with
$E=\operatorname {im}P$
,
$T=P$
, and this F, we obtain a projection
$P^\prime $
with
$\operatorname {im} P^\prime \subseteq X_m$
. Since
$\eta <\varepsilon $
, the estimates yielded by Lemma 2.4 imply the stated bounds.
Corollary 2.6. Let
$ X $
be a Banach space with the
$ {\mathscr {F}} $
-
$ \pi $
-property. Suppose
$ D = \{x_i \colon i \in \mathbb {N}\} $
is a dense subset of
$ X $
. Define
$ X_k $
as the linear span of
$ \{x_1, \ldots , x_k\} $
for
$ k \in \mathbb {N} $
. Then, there exists a sequence of projections
$ (P_n^\prime )_{n=1}^\infty $
that witnesses the
$ {\mathscr {F}} $
-
$ \pi $
-property of
$ X $
such that for every
$ n \in \mathbb {N} $
, there exists
$ m \in \mathbb {N} $
with
$ \operatorname {im} P_n^\prime \subseteq X_m $
.
Proof. Fix any sequence of projections
$ (P_n)_{n=1}^\infty $
witnessing the
$ {\mathscr {F}} $
-
$ \pi $
-property of
$ X $
. Let
$ (\varepsilon _n)_{n=1}^\infty $
be a sequence in
$(0,1)$
such that
For
$ n \in \mathbb {N} $
, apply Corollary 2.5 to
$ P_n $
and
$ \varepsilon _n $
to obtain
$ P_n^\prime $
. Note that for
$ x \in X $
,
and
so
Substituting the condition on
$ \varepsilon _n $
, we have
Hence, if
$ P_n(x) \underset {n, {\mathscr {F}}}{\longrightarrow } x $
, it follows that
$ P_n^\prime x \underset {n, {\mathscr {F}}}{\longrightarrow } x $
.
Moreover, we require a refinement of [Reference Casazza and Kalton3, Proposition 3.6].
Lemma 2.7. Let
$ X $
be a Banach space,
$\varepsilon>0$
, and let
$ T \colon X \to X $
be a linear operator. There exists
$0<\theta < \frac {1}{4}$
, such that if
$ \|T - T^2\|< \theta $
, then there exists a projection
$ P \colon X \to X $
such that
-
i) $\{x \in X \colon Tx = x\} \subseteq P[X] \subseteq T[X] $
; -
ii) $\|Px-x\|<\varepsilon $
whenever
$\|Tx-x\|<\frac {\varepsilon }{2}$
and
$x\in B_X$
; -
iii)
$$\begin{align*}\|P\| \leqslant \frac{1}{2} \left(1 + \frac{1 + 2\|T\|}{\sqrt{1 - 4\theta}} \right); \end{align*}$$
-
iv)
$$\begin{align*}\|P-T\|\leqslant \frac{1}{2}(2\|T\|+1)\cdot \left(\frac{1}{\sqrt{1-4\theta}} - 1 \right). \end{align*}$$
Moreover,
$\theta $
may depend only on
$\varepsilon $
and upper bound
$\lambda \geqslant \|T\|$
, regardless of T, and such a dependence may be arranged to be continuous.
For our purposes, we require a slightly stronger statement, which can be derived using the same proof. Thus, we provide the full reasoning here for the sake of completeness. It seems to us that this stronger statement was already used in [Reference Casazza and Kalton3, Theorem 3.7] and [Reference Ghawadrah8], since in either case it is not mentioned why corrected operators have non-trivial fixed points.
Proof. Define
The function
$(1 - 4z)^{-\frac {1}{2}}$
admits a power series expansion given by
From this, it follows that
$\|S\| \leqslant (1 - 4\theta )^{-\frac {1}{2}}$
. Moreover, observe that
On the other hand, by definition of S we have, in the holomorphic functional-calculus sense,
$ S \;=\; \bigl (1 - 4\,(T - T^2)\bigr )^{-\tfrac 12}. $
Hence
$ S^2 \;=\; \bigl (1 - 4\,(T - T^2)\bigr )^{-1}. $
It follows directly that
Consequently, P is a projection on X, and the stated estimate for
$\|P\|$
follows. Indeed,
As
we have
so
Additionally, note that P can be expressed as
The remaining properties of P can be derived straightforwardly; in particular,
$\theta $
may be chosen by the last equality. Indeed, the condition
$ \|Px-x\|\leqslant \varepsilon $
follows from
Finally, as
$P-T=\frac {1}{2}(2T-I)\sum _{m=1}^\infty \binom {2m}{m} (T - T^2)^m$
by (2), estimate iv follows.
Let us denote by
$\Theta \colon (\lambda ,\varepsilon )\mapsto \theta $
the continuous map provided by the above lemma.
Corollary 2.8. Let X be a Banach space,
${\mathscr {F}}$
be a filter on
$\mathbb {N}$
, and let
$\Theta _n \colon \lambda \mapsto \Theta (\lambda , \frac 1n)$
. Suppose
$(\lambda _n)_{n=1}^\infty $
is a sequence of real numbers all greater than
$1$
.
Assume:
-
(1) $D := \{x_i : i \in \mathbb {N}\}$
is a dense subset of X. -
(2) $(T_n)_{n=1}^\infty $
is a sequence of finite-rank operators on X such that $$\begin{align*}\|T_n\|\;\leqslant\;\lambda_n \quad\text{and}\quad \|T_n - T_n^2\|\;\leqslant\;\Theta_n(\lambda_n) \quad\text{for all }n. \end{align*}$$
-
(3) For every $x \in B_X$
and every
$\varepsilon>0$
, there is a set
$A \in {\mathscr {F}}$
such that for each
$n\in A$
one can find
$i\in \mathbb {N}$
with (3) $$ \begin{align} \|x - x_i\|\;\leqslant\; \frac{\varepsilon}{12\,\lambda_n} \quad\text{and}\quad \|x_i - T_n x_i\|\;\leqslant\;\frac\varepsilon4. \end{align} $$
Then X has the
${\mathscr {F}}$
-
$\pi $
property.
Proof. Let
$(P_n)_{n=1}^\infty $
be the sequence of improved projections associated with
$(T_n)_{n=1}^\infty $
, provided by Lemma 2.7. We shall prove that
$(P_n)_{n=1}^\infty $
witnesses the
${\mathscr {F}}$
-
$\pi $
-property of X. Let us denote
$ \theta _n=\Theta _n(\lambda _n)$
. By construction, each
$P_n$
is a finite-rank projection in X. It remains to verify that for every
$x \in X$
, the sequence
$(P_n x)$
is
${\mathscr {F}}$
-convergent to x. Since
${\mathscr {F}}$
-convergence is determined on bounded sets, it suffices to establish this for
$x \in B_X$
.
Fix
$x \in B_X$
and
$\varepsilon> 0$
. Let
$A \in {\mathscr {F}}$
be given by (3). As
${\mathscr {F}}$
contains the Fréchet filter, we may assume that
$\frac {1}{n} < \frac {\varepsilon }{2}$
for all
$n \in A$
. For each
$n \in A$
, there exists
$i \in \mathbb {N}$
such that
Consequently, for every
$n \in A$
, we estimate
By the properties of
$P_n$
, we further bound
Using the estimate
$\|T_n\| \leqslant \lambda _n$
and
$\theta _n \leqslant \frac {4}{5}$
, we obtain
This completes the proof.
3 Proof of Theorem A
In [Reference Ghawadrah7, Reference Ghawadrah8, Reference Godefroy and Saint-Raymond9], Ghawadrah dealt with the usual convergence, which allowed her to provide several properties under the same conditions. However, as we are investigating just
${\mathscr {F}}$
convergence rather than the usual one, we need to separate providing the existence of projections from providing their approximation properties. To be more precise, let us fix the linearly independent countable dense sequence
$(x_n)$
in the separable Banach space X and denote
$X_k=\operatorname {span}\{x_1, \ldots , x_k \}$
. Before formulating the main lemma, we define
which is a
$\Pi ^0_3$
-subset (hence Borel) of the product space
$(\mathbb {R}^{\mathbb {N}^2})^{\mathbb {N}}$
.
Let us explain that the proper way of thinking of S is that n plays the role of picking
$P_{n}$
and
$i,j$
says we are considering the coefficient of the value of the constructed function in
$x_i$
in the
$x_j$
axis. Note that by [Reference Kechris13, Theorem 13.1], S may be viewed as a Polish space, so even though it appears rather complicated, quantifying over it is not a problem.
Recall also that
${\mathscr {F}}$
-projections, even if continuous, need not be uniformly bounded; therefore, we require the existence of a sequence
$(\lambda _n)_{n=1}^\infty $
of constants responsible for the continuity of respective projections.
By
$c_{00}^{\mathbb {Q}}$
we denote
$\{(\alpha _n)\in c_{00}: \forall _n \alpha _n \in \mathbb {Q}\}$
. Let
$\Theta _n\colon \lambda \mapsto \theta $
be as in Corollary 2.8.
Lemma 3.1. Let X be a Banach space. Then X has the
${\mathscr {F}}$
-
$\pi $
-property if and only if the following condition holds:
Proof. “
$\Rightarrow $
” Assume that
$(P_n)_{n=1}^\infty $
is an
${\mathscr {F}}$
-
$\pi $
-base for X. By Corollary 2.6, we may assume that
$\operatorname {im}(P_n) \subset X_m$
for some
$m \in \mathbb {N}$
. Set
$\lambda _n :=\big \lceil \|P_n\| \big \rceil + 1$
and define
$\mathbb {\sigma } \in S$
by the condition
The inclusion
$\operatorname {im}(P_n) \subset X_m$
ensures that the above sum is in fact finite.
Verification of conditions (4) and 5 is straightforward (note that since
$P_n$
’s are projections, condition 5 is even simpler). To verify condition (6) let us fix
$x\in B_X$
and
$r\in \mathbb {N}$
. Since
$(P_n)$
witnesses the
${\mathscr {F}}$
-
$\pi $
-property of X, there is
$A\in {\mathscr {F}}$
such that for every
$n\in A \|P_nx-x\|\leqslant \frac {1}{8r}$
. Hence for
$n \in A$
we may find
$i\in \mathbb {N}$
such that
and thus
“
$\Leftarrow $
” Suppose the proper
$(\lambda _n)$
and
$\sigma $
’s are provided by our formula. The first step in the construction is to define
and
By the definition of the set S, the above sums are finite. Let m denote their length. Since the sequence
$(x_N)$
is linearly independent and dense in X, we can define operators
$T_n \colon X \to X_m$
by the rule
$T_n(x_i) = y_{n}^i$
. By condition (4), it follows that
$\|T_n\| \leqslant \lambda _n$
, and by condition (5), the estimate
$\|T_n - T_n^2\| \leqslant \Theta _n(\lambda _n)$
holds, since
$T_n^2x_i=z^i_n$
.
Moreover, by (6) for every
$x \in B_X$
and every
$\varepsilon>0$
, there is a set
$A \in {\mathscr {F}}$
such that for each
$n\in A$
one can find
$i\in \mathbb {N}$
with
Hence we may apply Corollary 2.8 to conclude that X satisfies the
${\mathscr {F}}$
-
$\pi $
-property.
We are ready to prove Theorem A.
Proof. Let
$\{f_i:i\in \mathbb {N}\}$
be provided by Corollary 2.2 and set
Moreover, let
and for
$r\in \mathbb {N}$
set
Note that if
$(X, (\lambda _n), \sigma , x, A)\in \mathbb {W}_r$
, then
$x\in X$
.
Given a product space
$A\times B$
, by
$\Pi _A\colon A\times B \to A$
we mean the projection onto the A-coordinate. Let
Finally set
Note that by Lemma 3.1
$\mathsf {SB}_{{\mathscr {F}}-\pi }=\Pi _{\mathsf {SB}}\left [\mathbb {X}_{1}\cap \mathbb {X}_{2} \cap \mathbb {X}_{3}\right ]$
. Moreover, if
${\mathscr {F}}$
is
$\Sigma _s^1$
, then clearly
$\mathbb {X}_{1},\mathbb {X}_{2}$
, and
$\mathbb {W}_{r}$
are Borel,
$\mathbb {V}_{r}, \mathbb {V}$
are
$\Sigma _s^1$
, thus
$\mathbb {X}_3$
is
$\Pi ^1_{s+1}$
and we conclude that
$\mathsf {SB}_{{\mathscr {F}}-\pi }$
is
$\Sigma _{s+2}^1$
.
In order to get the claim concerning countably generated filter
${\mathscr {F}}$
generated by sets
$\{A_l\colon l\in \mathbb {N}\}$
, one needs to provide analogous reasoning, yet in the condition (6) of Lemma 3.1 projective quantifier
$\exists _{A\in {\mathscr {F}}}$
may be replaced by the countable one
$\exists _{l\in \mathbb {N}}$
with further referring to
$A_l$
instead of A. In such a case we set
along with
In such a case sets
$\mathbb {X}_{1},\mathbb {X}_{2}$
, and
$\mathbb {V'}$
are Borel, yet
$\mathbb {X'}_{3}$
is
$\Pi _1^1$
, so
$\mathsf {SB}_{{\mathscr {F}}-\pi }$
is
$\Sigma ^1_2$
.
Although we were unable to reduce the problem to a genuine
$\Sigma ^1_3$
set, we conjecture that the formula above is not substantially simpler. Achieving such a reduction would likely require deriving convergence on the entire space X from convergence on a dense subset, or encoding
${\mathscr {F}}$
-convergence using countable quantifiers. A significant obstacle to this approach is the potential failure of uniform boundedness of the norms of the witnessing projections. This consideration also motivates the formulation of our condition, which begins with the existence of the sequence
$(\lambda _n)_{n=1}^\infty $
. This existential quantification already places the complexity beyond the Borel hierarchy and obviates the need to enforce rationality of the
$\sigma $
’s. Indeed, even restricting quantification to a countable set S would not suffice to reduce the resulting complexity.
Remark 1. One might ask whether our result justifies the effort involved, as the problem might initially appear straightforward. A natural first attempt could be to express the property as the formula:
which, at first glance, resembles the definition of a
$\Sigma ^1_3$
set (possibly modulo some technical details). However, this is not the case. The initial existential quantifier requires the existence of a sequence of projections, but the space over which these projections are considered is non-trivial to define.
One might initially consider the space of all bounded linear operators
$B(X, X)$
. However, this space is typically not separable in the norm topology, and its unit ball is Polish in the SOT only if
$X^*$
is separable. A more refined approach would restrict attention to the space of finite-rank operators, which is separable (in either norm or SOT) only if
$X^*$
is separable. Consequently, directly deducing the final projective complexity class from such a formula appears infeasible without employing the detailed approximation arguments presented earlier in this work.
4 Proof of Theorems B and C
This section is heavily inspired by the proof of [Reference de Rancourt, Kania and Swaczyna15, Theorem B].
Proof of Theorem B.
Set
Clearly
$\mathcal {A} \subset {\mathscr {F}}$
. Note that
$(P_n)$
witnesses that X has
${\mathscr {F}}^\prime $
-
$\pi $
-property for any filter
${\mathscr {F}}'$
on
$\mathbb {N}$
such that
$\mathcal {A} \subset {\mathscr {F}}' $
. Now, for every
$n \in \mathbb {N}$
, consider the set
By the continuity of
$P_n$
we obtain that
$\mathcal {B}_n$
is open. Observing that
we deduce that
$\mathcal {A}$
is analytic.
As
$\mathcal {A} \subset {\mathscr {F}}$
, finite intersections of elements of
$\mathcal {A}$
are readily non-empty. Consequently,
$\mathcal {A}$
generates a filter
${\mathscr {F}}' \subset {\mathscr {F}}$
. We have
where
$\operatorname {proj}_{(\{0, 1\}^{\mathbb {N}})_1}$
is the projection onto the first coordinate. Consequently,
${\mathscr {F}}'$
is an analytic filter and
$(P_n)_{n=1}^\infty $
witnesses that X has
${\mathscr {F}}'$
-
$\pi $
-property since
$\mathcal {A}\subset {\mathscr {F}}' \subset {\mathscr {F}}$
.
Proof of Theorem C.
We start with describing the family of all analytic filters on
$\mathbb {N}$
. Recall that set B is analytic within Polish space Y if and only if there exists a closed subset
$D\subset Y\times \mathbb {N}^{\mathbb {N}}$
such that
$B=\Pi _Y[D]$
, while the space
$F(Y\times \mathbb {N}^{\mathbb {N}})$
is a standard Borel space while equipped with the Effros–Borel structure. We may consider the following sets:
Note that
$\mathbb {INT}$
stands for family of those D whose projections are closed with respect to intersections of its elements, while
$\mathbb {SUP}$
stands for family of those D whose projections are closed with respect to supersets of its elements. We may hence define
and observe that
${\mathscr {F}}\subset \{0,1\}^{\mathbb {N}}$
is an analytic filter if and only if there is a
$D\in \mathbb {AF}$
such that
${\mathscr {F}}=\Pi _{\{0,1\}^{\mathbb {N}}}[D]$
.
Moreover, it is straightforward to verify that both
$\mathbb {SUP},\mathbb {INT}$
are
$\Pi ^1_2$
, since for any Polish Y and
$y\in Y$
set
${\{D{\kern-1pt}\in{\kern-1pt} F(Y)\colon y\in D\}{\kern-1pt}={\kern-1pt}\bigcap _{n\in \mathbb {N}} \{D\in F(Y)\colon D\cap B(y,\frac 1n){\kern-1pt}\neq{\kern-1pt} \emptyset \}}$
is Borel within
$F(Y)$
.
Let
$\mathbb {X}, \mathbb {X}_1$
, and
$\mathbb {X}_2$
be as in the proof of Theorem A, and set
$ \mathbb {Y}=\mathbb {X}\times F\left (\{0,1\}^{\mathbb {N}}\times \mathbb {N}^{\mathbb {N}}\right ), \mathbb {Y}_1=\mathbb {X}_1\times F\left (\{0,1\}^{\mathbb {N}}\times \mathbb {N}^{\mathbb {N}}\right ), \mathbb {Y}_2=\mathbb {X}_2\times F\left (\{0,1\}^{\mathbb {N}}\times \mathbb {N}^{\mathbb {N}}\right )$
. Moreover, for
$r\in \mathbb {N}$
set
Note that
so
$\mathbb {U}_{r}$
is
$\Sigma _1^1$
. Now let
Note that by Lemma 3.1 and Theorem B
Observe that
$\mathbb {Y}_{1},\mathbb {Y}_{2}$
are Borel,
$\mathbb {U}$
is
$\Sigma _1^1$
, thus
$\mathbb {Y}_3$
is
$\Pi ^1_{2}$
. Set
$\mathbb {X}\times \mathbb {AF}$
is also
$\Pi ^1_2$
, so we conclude that
$\mathsf {SB}_{\text {Filter-}\pi }$
is
$\Sigma _{3}^1$
.
5 Problems
Question 5.1. In the analysis of the descriptive complexity of the set
$\mathsf {SB}_{\mathrm {Fr}\text {-}\pi }$
by Ghawadrah [Reference Ghawadrah8], a choice of dense sequences in a separable Banach space is employed to characterise the
$\pi $
-property with respect to the Fréchet filter. It remains unclear whether her approach presupposes the linear independence of this sequence; however this seems necessary. Furthermore, the claimed Borel complexity of
$\Sigma ^0_6$
for
$\mathsf {SB}_{\mathrm { Fr}\text {-}\pi }$
appears to hinge on the definition of certain operators
$T_{K,\varepsilon }$
, whose well-posedness may be inadequately justified. Let us then state the following problem formally:
is there a continuous (with respect to an admissible topology) way of picking dense and linearly independent subsets of separable Banach spaces?
Funding
Funding received from NCN Project SONATA BIS 13 No. 2023/50/E/ST1/00067 is acknowledged with thanks. The first-named author acknowledges the Institute of Mathematics, Czech Academy of Sciences; RVO: 67985840.





