1 Introduction
Let
$R:=\mathbb{K}[T_{1},\ldots ,T_{m}]$ be a polynomial ring in the variables
$T_{1},\ldots ,T_{m}$ over a field
$\mathbb{K}$ with
$m\geqslant 2$. In 2013, Vasconcelos [Reference Hong, Simis and Vasconcelos9, Conjecture 4.15] conjectured that the Rees algebra of any Artinian almost complete intersection monomial ideal in
$R$ is almost Cohen–Macaulay. Recently, supporting proofs in the binary case were established in [Reference Cortadellas Benítez and D’Andrea2, Reference Rossi and Swanson14, Reference Simis and Tohǎneanu16] using different techniques. With the help of Sylvester forms, similar results were also obtained for uniform ideals in [Reference Burity, Simis and Tohǎneanu1, Reference Simis and Tohǎneanu16]. The aim of the current note is to confirm this conjecture completely.
In general, equi-generated almost complete intersection ideals play an important role in the elimination theory of parameterizations and their Rees algebras encapsulate some of the most common tools for that purpose. Recall that the Rees algebra of the ideal
$I\subset R$ is
where
$Z$ is a new variable. As the scheme
$\operatorname{Proj}({\mathcal{R}}(I))$ is the blowup of
$\operatorname{Spec}(R)$ along
$V(I)$,
${\mathcal{R}}(I)$ plays an important role in the birational study of algebraic varieties. The study of Rees algebras is wide open. Even in the binary parameterization cases, details of the Rees algebra
${\mathcal{R}}(I)$ are still unknown in general; see, for example, [Reference Kustin, Polini and Ulrich11].
From our algebraic point of view, the Cohen–Macaulayness is a desirable property that a nice algebra is expected to retain. However, the Rees algebra is typically not Cohen–Macaulay. Thus, it is very natural to seek the next to best case and the notion of almost Cohen–Macaulayness arises. The standard graded algebra
${\mathcal{R}}(I)$ is called almost Cohen–Macaulay if
$\operatorname{depth}({\mathcal{R}}(I))\geqslant \operatorname{dim}({\mathcal{R}}(I))-1$. Ideally, many of the established tools for studying
${\mathcal{R}}(I)$ when this algebra is Cohen–Macaulay still apply when this algebra is only almost Cohen–Macaulay (cf. [Reference Hong, Simis and Vasconcelos8, Reference Hong, Simis and Vasconcelos9]).
To study the aforementioned conjecture of Vasconcelos, let
be such an Artinian almost complete intersection monomial ideal in
$R=\mathbb{K}[T_{1},\ldots ,T_{m}]$. In the following, we will fix these integral vectors
$\boldsymbol{a}=(a_{1},\ldots ,a_{m})$ and
$\boldsymbol{b}=(b_{1},\ldots ,b_{m})$. Without loss of generality, we may assume that
$0\leqslant b_{i}<a_{i}$ for every
$i$ and there are at least two different indices
$i,j$ for which
$b_{i}\neq 0$ and
$b_{j}\neq 0$. Since the case of
$m=2$ is well understood, we will further assume that
$m\geqslant 3$.
To understand the Rees algebra
${\mathcal{R}}(I)$, we can alternatively study the free presentation
where the
$X_{1},\ldots ,X_{m},W$ are new indeterminates over
$R$, and the graded
$R$-algebra homomorphism
$\unicode[STIX]{x1D6F7}$ is determined by
The prime ideal
$L=\operatorname{ker}(\unicode[STIX]{x1D6F7})$ is known as the ideal of equations of
$I$ or the defining ideal of the Rees algebra
${\mathcal{R}}(I)$. It encodes the syzygies of all powers of
$I$ and is inevitably a vital algebraic tool for understanding the geometric properties of several constructions related to
$I$. It also plays a prominent role in geometry modeling community; see, for example, [Reference Cox4]. And in our situation, the almost Cohen–Macaulayness of
${\mathcal{R}}(I)$ simply means
$\operatorname{depth}_{S}(S/L)\geqslant m$.
As a matter of fact, to attack the almost Cohen–Macaulay conjecture of Vasconcelos, we follow some of the nice ideas in [Reference Burity, Simis and Tohǎneanu1, Reference Simis and Tohǎneanu16]. However, since our ultimate aim is not to give a detailed description of a minimal generating set of the defining ideal
$L$, we drop the Sylvester-form approach. Instead, we merely give a profile of an infinite Gröbner basis of
$L$ in Section 2, which is good enough for us to carry on the discussion. As for the monomial ordering in need, the special attention toward
$W$ seems essential. After that, we also study a sequence of subideals of
$L$ and the accompanied colon ideals in Section 3. With these preparations and the standard depth lemma technique, we are able to confirm the almost Cohen–Macaulay conjecture of Vasconcelos at the end of this section. In particular, we are able to cover the corresponding almost Cohen–Macaulay results in [Reference Burity, Simis and Tohǎneanu1, Theorem 2.5], [Reference Hong, Simis and Vasconcelos9, Proposition 4.12] and [Reference Simis and Tohǎneanu16, Theorems 3.7 and 3.14]. In the last section, we give further applications toward the defining ideal
$L$ and the Rees algebra
${\mathcal{R}}(I)$, when
$I$ is equi-generated. The help from the established Gröbner-basis profile of
$L$ in Section 2 and the almost Cohen–Macaulayness of
${\mathcal{R}}(I)$ in Section 3 is indispensable for that purpose.
2 Gröbner basis of the defining ideal
As the first step, we will give an infinite Gröbner basis of the defining ideal
$L$ in this section. Of course, to make it handy, we will reduce it to a finite subset later. At the end of this section, we will discuss when the reduced (hence finite) Gröbner basis of
$L$ is indeed a minimal generating set.
Let
$\mathbb{N}$ be the set of nonnegative integers
$\{0,1,2,\,\ldots \}$. For any vector
$\boldsymbol{e}\in \mathbb{N}^{m}$, we will write
$e_{i}$ for its
$i$th component, where
$1\leqslant i\leqslant m$, and set
$|\boldsymbol{e}|:=\sum _{i=1}^{m}e_{i}$. As usual, we will write
$\boldsymbol{X}$ for the ordered sequence
$X_{1},\ldots ,X_{m}$ and
$\boldsymbol{T}$ for the ordered sequence
$T_{1},\ldots ,T_{m}$. With the
$\boldsymbol{e}\in \mathbb{N}^{m}$,
$\boldsymbol{X}^{\boldsymbol{e}}$ will stand for the product
$X_{1}^{e_{1}}X_{2}^{e_{2}}\cdots X_{m}^{e_{m}}$ in the suitable ring. We can similarly define
$\boldsymbol{T}^{\boldsymbol{e}}$.
To better express the properties of the ideal
$L$, we will also use an accompanied
$R$-algebra homomorphism
$\unicode[STIX]{x1D6F9}:S\rightarrow R$ which is determined by
Meanwhile, we will write
$X_{m+1}$ for
$W$ and
$\widetilde{\boldsymbol{X}}$ for the ordered sequence
$X_{1},\ldots ,X_{m},W$. With the vector
$\boldsymbol{\unicode[STIX]{x1D6FD}}\in \mathbb{N}^{m+1}$, the notation of
$\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$ will be understood likewise as above.
It is quite clear that the defining ideal
$L$, being the kernel of the graded homomorphism
$\unicode[STIX]{x1D6F7}$, is graded with respect to
$\widetilde{\boldsymbol{X}}$. For this reason, we will write
$L=\bigoplus _{i\geqslant 1}L_{i}$, with
$L_{i}$ being the degree
$i$ piece of
$L$. It is also well known that
$L$ is generated by the binomials of the form
$\boldsymbol{T}^{\boldsymbol{\unicode[STIX]{x1D6FC}}}\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}-\boldsymbol{T}^{\boldsymbol{\unicode[STIX]{x1D6FE}}}\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}$, with
$\boldsymbol{\unicode[STIX]{x1D6FC}},\boldsymbol{\unicode[STIX]{x1D6FE}}\in \mathbb{N}^{m}$ and
$\boldsymbol{\unicode[STIX]{x1D6FD}},\boldsymbol{\unicode[STIX]{x1D6FF}}\in \mathbb{N}^{m+1}$ such that
$\left|\boldsymbol{\unicode[STIX]{x1D6FD}}\right|=\left|\boldsymbol{\unicode[STIX]{x1D6FF}}\right|$ and
$\gcd (\boldsymbol{T}^{\boldsymbol{\unicode[STIX]{x1D6FC}}},\boldsymbol{T}^{\boldsymbol{\unicode[STIX]{x1D6FE}}})=1$ as well as
$\gcd (\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}},\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}})=1$; see, for instance, [Reference Sturmfels17, Corollary 4.3] or [Reference Taylor18]. Indeed, the binomial
$\boldsymbol{T}^{\boldsymbol{\unicode[STIX]{x1D6FC}}}\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}-\boldsymbol{T}^{\boldsymbol{\unicode[STIX]{x1D6FE}}}\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}$ here is uniquely determined by the pair
$(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}},\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}})$ since the monomials
$$\begin{eqnarray}\boldsymbol{T}^{\boldsymbol{\unicode[STIX]{x1D6FC}}}=\frac{\unicode[STIX]{x1D6F9}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}})}{\gcd (\unicode[STIX]{x1D6F9}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}),\unicode[STIX]{x1D6F9}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}))}\qquad \text{and}\qquad \boldsymbol{T}^{\boldsymbol{\unicode[STIX]{x1D6FE}}}=\frac{\unicode[STIX]{x1D6F9}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}})}{\gcd (\unicode[STIX]{x1D6F9}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}),\unicode[STIX]{x1D6F9}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}))}.\end{eqnarray}$$ For later reference, we will write this binomial as
${\mathcal{P}}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}},\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}})$. Thus, the defining ideal
$L$ is generated by the infinite set
For the sake of an efficient investigation, we can further impose a special format on these binomials due to the nature of the given monomial generators in
$I$.
First of all, note that the linear piece
$L_{1}$ of the defining ideal
$L$ with respect to
$\widetilde{\boldsymbol{X}}$ is generated by
They come from the Koszul syzygies of the generators of
$I$. Using the language of [Reference Burity, Simis and Tohǎneanu1], the generators in
$\unicode[STIX]{x1D6E4}_{0}$ with
$i=m+1$ are called reduced relations, while the remaining ones are called Koszul relations.
Meanwhile, a Gröbner-basis argument will be involved later. Thus, we need to equip the polynomial ring
$S=\mathbb{K}[T_{1},\ldots ,T_{m},X_{1},\ldots ,X_{m},W]$ with a monomial ordering. In the following, we will denote by
$\unicode[STIX]{x1D70F}$ the lexicographic order on
$S$ with respect to
$W>X_{m}>X_{m-1}>\cdots >X_{1}>T_{1}>\cdots >T_{m}$. If
$f$ is a polynomial in
$S$, we will simply use
$\operatorname{in}(f)$ to denote the leading monomial of
$f$ with respect to
$\unicode[STIX]{x1D70F}$. Furthermore, if
$J$ is an ideal of
$S$, then we will use
$\operatorname{in}(J)$ to denote the initial ideal of
$J$ with respect to
$\unicode[STIX]{x1D70F}$.
Now, we are ready to give the first description of the defining ideal
$L$.
Proposition 2.1. The binomials in
$\unicode[STIX]{x1D6E4}_{0}$ as well as those in
provide an infinite Gröbner basis of the defining ideal
$L$.
In the following, we will use repeatedly the easy fact that if
$A\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}-B\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}\in L$ with nonzero monomials
$A,B\in R$, then this binomial is a multiple of
${\mathcal{P}}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}},\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}})$.
Proof of Proposition 2.1.
Note that one can find a Gröbner basis of
$L$ in
$\unicode[STIX]{x1D6E4}_{-1}$ and
. Thus, it suffices to take an arbitrary nonzero
$g:={\mathcal{P}}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}},\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}})$ in
$\unicode[STIX]{x1D6E4}_{-1}$ and show that
∙
as well as∙
$\operatorname{in}(g)$ is divisible by the initial monomial of some binomial in
$\unicode[STIX]{x1D6E4}_{0}\cup \unicode[STIX]{x1D6E4}_{1}$.
We have two cases.
(a) If
$W\nmid \widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$ as well as
$W\nmid \widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}$, then
$g$ belongs to the defining ideal
$\widetilde{L}$ of the Rees algebra associated with the complete intersection ideal
. To study its presentation, we will use simply
$\unicode[STIX]{x1D6F7}|_{R[X_{1},\ldots ,X_{m}]}$. Since
$\widetilde{I}$ is generated by a
$d$-sequence, it follows from [Reference Huneke10] that (4)In particular,
$$\begin{eqnarray}\widetilde{L}=\langle {\mathcal{P}}(X_{i},X_{j})\mid 1\leqslant j<i\leqslant m\rangle \subset R[X_{1},X_{2},\ldots ,X_{m}].\end{eqnarray}$$
. Without loss of generality, for
$g$, we may assume that
$X_{i}\mid \widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$ and
$X_{j}\mid \widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}$ for some
$i,j$ with
$1\leqslant j<i\leqslant m$. Now, one can verify directly that
$\operatorname{in}({\mathcal{P}}(X_{i},X_{j}))\,|\,\operatorname{in}(g)$.(b) Therefore, in the following, we may assume that
$W\,|\,\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$ by symmetry. To exclude the trivial case, we may require in the following that
$g\notin \unicode[STIX]{x1D6E4}_{1}$. Thus, we can find that some
$i_{0},j_{0}$ with
$1\leqslant i_{0}\neq j_{0}\leqslant m$ such that
$X_{i_{0}}\mid \widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$ and
$X_{j_{0}}\mid \widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}$. For simplicity, we write
$g=A\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}-B\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}$. As
$\gcd (\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}},\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}})=1$, by a direct computation, we see that
$T_{i_{0}}^{a_{i_{0}}\unicode[STIX]{x1D6FD}_{i_{0}}+b_{i_{0}}\unicode[STIX]{x1D6FD}_{m+1}}$ is a factor of
$B$. As
$\unicode[STIX]{x1D6FD}_{i_{0}}\geqslant 1$, the exponent of this factor is at least
$a_{i_{0}}$. On the other hand, we have
${\mathcal{P}}(X_{i_{0}},X_{j_{0}})=T_{j_{0}}^{a_{j_{0}}}X_{i_{0}}-T_{i_{0}}^{a_{i_{0}}}X_{j_{0}}\in \unicode[STIX]{x1D6E4}_{0}$. Thus, As
$$\begin{eqnarray}\displaystyle g=\frac{B\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}}{T_{i_{0}}^{a_{i_{0}}}X_{j_{0}}}{\mathcal{P}}(X_{i_{0}},X_{j_{0}})+X_{i_{0}}\left(\frac{A\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}}{X_{i_{0}}}-\frac{BT_{j_{0}}^{a_{j_{0}}}\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}}{T_{i_{0}}^{a_{i_{0}}}X_{j_{0}}}\right). & & \displaystyle \nonumber\end{eqnarray}$$
$g$ and
${\mathcal{P}}(X_{i_{0}},X_{j_{0}})$ belong to the prime defining ideal
$L$, so does This implies that the above binomial is a multiple of
$$\begin{eqnarray}\frac{A\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}}{X_{i_{0}}}-\frac{BT_{j_{0}}^{a_{j_{0}}}\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}}{T_{i_{0}}^{a_{i_{0}}}X_{j_{0}}}.\end{eqnarray}$$
${\mathcal{P}}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}/X_{i_{0}},\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}/X_{j_{0}})$. But by induction on
$\left|\boldsymbol{\unicode[STIX]{x1D6FD}}\right|=\left|\boldsymbol{\unicode[STIX]{x1D6FF}}\right|$, we see that
. Thus,
. Meanwhile, we observe that
$W$ is not involved in
$(B\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}/T_{i_{0}}^{a_{i_{0}}}X_{j_{0}}){\mathcal{P}}(X_{i_{0}},X_{j_{0}})$. Thus, which in turn will be a multiple of
$$\begin{eqnarray}\operatorname{in}(g)=X_{i_{0}}\cdot \operatorname{in}\left(\frac{A\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}}{X_{i_{0}}}-\frac{BT_{j_{0}}^{a_{j_{0}}}\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}}{T_{i_{0}}^{a_{i_{0}}}X_{j_{0}}}\right),\end{eqnarray}$$
$\operatorname{in}({\mathcal{P}}(\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}/X_{i_{0}},\widetilde{\boldsymbol{X}}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}/X_{j_{0}}))$. But again by induction, the latter is divisible by the leading monomial of some binomial in
$\unicode[STIX]{x1D6E4}_{0}\cup \unicode[STIX]{x1D6E4}_{1}$. Thus, this completes our proof.
Since
$\unicode[STIX]{x1D6E4}_{0}\cup \unicode[STIX]{x1D6E4}_{1}$ is an infinite Gröbner basis of the defining ideal
$L$, we can find a finite subset
$\unicode[STIX]{x1D6E4}_{2}$ which is still a Gröbner basis of
$L$. From
$\unicode[STIX]{x1D6E4}_{2}$, we can compute the reduced Gröbner basis
$\unicode[STIX]{x1D6E4}$ of
$L$. Whence, the leading terms of the binomials in
$\unicode[STIX]{x1D6E4}$ are mutually noncomparable, and the tails of each binomial in
$\unicode[STIX]{x1D6E4}$ cannot be reduced further by
$\unicode[STIX]{x1D6E4}$. It is well known that
$\unicode[STIX]{x1D6E4}$ is uniquely determined by
$\unicode[STIX]{x1D70F}$. Furthermore, it is not difficult to see that
$\unicode[STIX]{x1D6E4}_{0}\subseteq \unicode[STIX]{x1D6E4}\subseteq \unicode[STIX]{x1D6E4}_{0}\cup \unicode[STIX]{x1D6E4}_{1}$ in our situation.
In [Reference Burity, Simis and Tohǎneanu1, Reference Cortadellas Benítez and D’Andrea2, Reference Simis and Tohǎneanu16], the reduced Gröbner basis of the defining ideal
$L$ is explicitly constructed via moving curve or Sylvester form techniques. And this Gröbner basis is shown to be a minimal generating set of
$L$ as well in each case. Thus, we also want to determine when our
$\unicode[STIX]{x1D6E4}$ is also a minimal generating set of
$L$, although we have not written down
$\unicode[STIX]{x1D6E4}$ explicitly. Without loss of generality, we may assume that
$b_{1}\leqslant b_{2}\leqslant \cdots \leqslant b_{m}$. Although we have an implicit order over the
$T$’s and
$X$’s with respect to
$\unicode[STIX]{x1D70F}$, it can be seen from the following proof that the order over the
$b$’s here is not essential. Note that by our assumptions in the first section, we will in turn have
$b_{m-1},b_{m}>0$.
Proposition 2.2. With the assumptions above, the reduced Gröbner basis
$\unicode[STIX]{x1D6E4}$ is a minimal generating set of
$L$ if and only if
$b_{m-2}>0$.
Proof. We have two cases.
(a) If
$b_{1}=b_{2}=\cdots =b_{m-2}=0$, we claim that
$\unicode[STIX]{x1D6E4}$ is not a minimal generating set of
$L$. To see this, consider the following three distinct binomials in
$\unicode[STIX]{x1D6E4}_{0}$: Since
$$\begin{eqnarray}\displaystyle & {\mathcal{P}}(X_{m},X_{m-1})=T_{m-1}^{a_{m-1}}X_{m}-T_{m}^{a_{m}}X_{m-1}, & \displaystyle \nonumber\\ \displaystyle & {\mathcal{P}}(W,X_{m-1})=T_{m-1}^{a_{m-1}-b_{m-1}}W-T_{m}^{b_{m}}X_{m-1}, & \displaystyle \nonumber\\ \displaystyle & {\mathcal{P}}(W,X_{m})=T_{m}^{a_{m}-b_{m}}W-T_{m-1}^{b_{m-1}}X_{m}. & \displaystyle \nonumber\end{eqnarray}$$
$$\begin{eqnarray}{\mathcal{P}}(X_{m},X_{m-1})=T_{m}^{a_{m}-b_{m}}{\mathcal{P}}(W,X_{m-1})-T_{m-1}^{a_{m-1}-b_{m-1}}{\mathcal{P}}(W,X_{m}),\end{eqnarray}$$
$\unicode[STIX]{x1D6E4}$ is not a minimal generating set.(b) In the remaining case, we will have
$b_{m-2}>0$. Whence, at least two distinct
$T$-variables will show up in each tail monomial of the reduced relations.In this situation, we claim that
$\unicode[STIX]{x1D6E4}$ is a minimal generating set of
$L$. Suppose, for contradiction, that this is not true. Then, there exists some
$F\in \unicode[STIX]{x1D6E4}$ such that
$F=\sum _{G\in \unicode[STIX]{x1D6E4}\setminus \{F\}}k_{G}G$ with
$k_{G}\in S$.If
$F$ is a reduced relation, then
$F\in \unicode[STIX]{x1D6E4}_{0}\cap \unicode[STIX]{x1D6E4}_{1}$. Whence, we can check with ease that none of the monomials emerging in
$\unicode[STIX]{x1D6E4}\setminus \{F\}$ is a factor of
$\operatorname{in}(F)$. Indeed, as
$\operatorname{in}(F)$ takes the form
$AW^{k}$ for some monomial
$A\in R$ and some positive integer
$k$, we only need to check the leading monomial of each
$G$ here. But this is clear since
$\unicode[STIX]{x1D6E4}$ is a reduced Gröbner basis. Thus, the equality
$F=\sum _{G\in \unicode[STIX]{x1D6E4}\setminus \{F\}}k_{G}G$ cannot happen in this subcase.Otherwise,
$F$ will be a Koszul relation. Say,
$F={\mathcal{P}}(X_{i},X_{j})$ with
$1\leqslant j<i\leqslant m$. We can check with ease that none of the monomials emerging in
$(\unicode[STIX]{x1D6E4}_{0}\cup \unicode[STIX]{x1D6E4}_{1})\setminus \{F\}$ is a factor of
$\operatorname{in}(F)=T_{j}^{a_{j}}X_{i}$. Indeed, since
$F$ is linear with respect to
$\widetilde{\boldsymbol{X}}$, it suffices to investigate the reduced relations. As this can be verified directly, the equality
$F=\sum _{G\in \unicode[STIX]{x1D6E4}\setminus \{F\}}k_{G}G$ still cannot happen in this subcase.
In Section 4, we will talk about the maximal degree of the Gröbner basis of
$L$ when
$I$ is equi-generated.
3 The almost Cohen–Macaulay conjecture of Vasconcelos
In this section, we will confirm the conjecture of Vasconcelos [Reference Hong, Simis and Vasconcelos9, Conjecture 4.15] which states that the Rees algebra of an Artinian almost complete intersection monomial ideal
$I$ is almost Cohen–Macaulay, that is,
$\operatorname{depth}_{S}({\mathcal{R}}(I))\geqslant \operatorname{dim}({\mathcal{R}}(I))-1$.
To achieve this goal, in the following, we give a total order
$\unicode[STIX]{x1D70F}^{\prime }$ to
$\mathbb{N}^{m}$ as follows: for
$\boldsymbol{\unicode[STIX]{x1D6FC}},\boldsymbol{\unicode[STIX]{x1D6FD}}\in \mathbb{N}^{m}$,
$\boldsymbol{\unicode[STIX]{x1D6FC}}\prec _{\unicode[STIX]{x1D70F}^{\prime }}\boldsymbol{\unicode[STIX]{x1D6FD}}$ if and only if
$|\boldsymbol{\unicode[STIX]{x1D6FC}}|<|\boldsymbol{\unicode[STIX]{x1D6FD}}|$, or
Thus, with respect to
$\unicode[STIX]{x1D70F}^{\prime }$, the initial vector is
$\mathbf{0}=(0,0,\ldots ,0)$.
Considering Proposition 2.1, we can always find a finite subset
${\mathcal{C}}\subset \{\boldsymbol{c}\in \mathbb{N}^{m}\mid |\boldsymbol{c}|\geqslant 2\}$ and
$\unicode[STIX]{x1D6E4}_{2}:=\{{\mathcal{P}}(W^{|\boldsymbol{c}|},\boldsymbol{X}^{\boldsymbol{c}})\mid \boldsymbol{c}\in {\mathcal{C}}\}$ such that the binomials in the disjoint union
$\unicode[STIX]{x1D6E4}_{0}\sqcup \unicode[STIX]{x1D6E4}_{2}$ provide a Gröbner basis of the defining ideal
$L$. For our induction proof below, we will harmlessly assume that
${\mathcal{C}}$ is closed in the sense that if
$\boldsymbol{c}^{\prime }\prec _{\unicode[STIX]{x1D70F}^{\prime }}\boldsymbol{c}$ with
$\boldsymbol{c}\in {\mathcal{C}}$ and
$|\boldsymbol{c}^{\prime }|\geqslant 2$, then
$\boldsymbol{c}^{\prime }\in {\mathcal{C}}$.
We can order the vectors in
${\mathcal{C}}$ as
$\boldsymbol{c}_{1}\prec _{\unicode[STIX]{x1D70F}^{\prime }}\cdots \prec _{\unicode[STIX]{x1D70F}^{\prime }}\boldsymbol{c}_{N}$. For
$1\leqslant i\leqslant N$, we will write
$\boldsymbol{c}_{i}=(c_{i,1},c_{i,2},\ldots ,c_{i,m})\in \mathbb{N}^{m}$. Furthermore, for
$1\leqslant j\leqslant N$, we set
By convention,
$\unicode[STIX]{x1D6E9}_{0}=\unicode[STIX]{x1D6E4}_{0}$ and, correspondingly,
${\mathcal{H}}_{0}=L_{1}S$.
Proposition 3.1. With the notation above, for
$0\leqslant j\leqslant N$,
$\unicode[STIX]{x1D6E9}_{j}$ is a Gröbner basis of the ideal
${\mathcal{H}}_{j}$.
Proof. We will apply the standard technique of checking
$S$-pairs
$\operatorname{spoly}(F,G)$ for
$F\neq G\in \unicode[STIX]{x1D6E9}_{j}$ (cf. [Reference Herzog and Hibi6, Section 2.3]). By symmetry, we have the following three cases.
(a) Assume that both
$F$ and
$G$ are Koszul relations. It is clear that
$\operatorname{spoly}(F,G)\in \widetilde{L}$ in equation (4). Thus,
$\operatorname{spoly}(F,G)$ can be reduced to zero by the multivariate division algorithm relative to the set
$\unicode[STIX]{x1D6E4}_{0}$; see part (a) of the proof of Proposition 2.1.(b) Assume that
$F$ is a Koszul relation, while
$G$ is not. Thus, we may write
$G={\mathcal{P}}(W^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|},\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}})$ and
$F={\mathcal{P}}(X_{j_{0}},X_{i_{0}})$ with
$1\leqslant i_{0}<j_{0}\leqslant m$. Whence,
$\operatorname{spoly}(G,F)$ is the binomial
$AW^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}X_{i_{0}}-BX_{j_{0}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$ for some monomial
$A,B\in R$. We have two subcases.(i) Suppose first that
$X_{i_{0}}$ is not a factor of
$\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$. Since obviously
$X_{i_{0}}\mid W^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}X_{i_{0}}$ and
$X_{j_{0}}\mid X_{j_{0}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$, we can apply the argument as in case (b) in the proof of Proposition 2.1. Namely,
$T_{i_{0}}^{a_{i_{0}}}$ is a factor of
$B$ and we may express
$AW^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}X_{i_{0}}-BX_{j_{0}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$ as a friendly
$S$-linear combination of
$F$ and
$G$: for suitable monomial
$$\begin{eqnarray}\displaystyle AW^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}X_{i_{0}}-BX_{j_{0}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}} & = & \displaystyle \frac{B\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}}{T_{i_{0}}^{a_{i_{0}}}}{\mathcal{P}}(X_{i_{0}},X_{j_{0}})+X_{i_{0}}\left(AW^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}-\frac{BT_{j_{0}}^{a_{j_{0}}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}}{T_{i_{0}}^{a_{i_{0}}}}\right)\nonumber\\ \displaystyle & = & \displaystyle \frac{B\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}}{T_{i_{0}}^{a_{i_{0}}}}F+DX_{i_{0}}G\nonumber\end{eqnarray}$$
$D\in R$. Because of the existence of
$W^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}$ in
$\operatorname{in}(G)$, Thus,
$$\begin{eqnarray}\operatorname{in}(AW^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}X_{i_{0}}-BX_{j_{0}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}})=DX_{i_{0}}\operatorname{in}(G).\end{eqnarray}$$
$AW^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}X_{i_{0}}-BX_{j_{0}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$ can be reduced by the multivariate division algorithm via
$F$ and
$G$ to zero. Therefore, we are done in this subcase.(ii) Suppose that
$X_{i_{0}}$ is a factor of
$\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}$. We may instead consider the binomial
$AW^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}-BX_{j_{0}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}/X_{i_{0}}$. Suppose that
$\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}^{\prime }}=X_{j_{0}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}/X_{i_{0}}$. Then
$AW^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|}-BX_{j_{0}}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}/X_{i_{0}}$ is simply a multiple of
$G^{\prime }={\mathcal{P}}(W^{|\boldsymbol{\unicode[STIX]{x1D6FD}}^{\prime }|},\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}^{\prime }})$. As
$|\boldsymbol{\unicode[STIX]{x1D6FD}}|=|\boldsymbol{\unicode[STIX]{x1D6FD}}^{\prime }|$ while
$\boldsymbol{\unicode[STIX]{x1D6FD}}^{\prime }\prec _{\unicode[STIX]{x1D70F}^{\prime }}\boldsymbol{\unicode[STIX]{x1D6FD}}$,
$G^{\prime }\in \unicode[STIX]{x1D6E9}_{j}$. Therefore, we are done in this subcase.
(c) Assume that neither
$F$ nor
$G$ is a Koszul relation. Thus, we will write
$F={\mathcal{P}}(W^{|\boldsymbol{\unicode[STIX]{x1D6FD}}|},\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}})$ and
$G={\mathcal{P}}(W^{|\boldsymbol{\unicode[STIX]{x1D6FF}}|},\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FF}}})$ for some
with respect to
$\unicode[STIX]{x1D70F}^{\prime }$. If
$|\boldsymbol{\unicode[STIX]{x1D6FD}}|=|\boldsymbol{\unicode[STIX]{x1D6FF}}|$, then
$\operatorname{spoly}(F,G)\in \widetilde{L}$. Thus, as in case (a), we are done. Therefore, we may assume that
$|\boldsymbol{\unicode[STIX]{x1D6FD}}|<|\boldsymbol{\unicode[STIX]{x1D6FF}}|$. Whence,
$\operatorname{spoly}(F,G)$ is a multiple of
${\mathcal{P}}(W^{|\boldsymbol{\unicode[STIX]{x1D6FF}}|-|\boldsymbol{\unicode[STIX]{x1D6FD}}|}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}^{\prime }},\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FF}}^{\prime }})$ for Being in the defining ideal
$$\begin{eqnarray}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}^{\prime }}=\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}}/\gcd (\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}},\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FF}}})\qquad \text{and}\qquad \boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FF}}^{\prime }}=\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}/\gcd (\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}},\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FF}}}).\end{eqnarray}$$
$L$, the binomial
${\mathcal{P}}(W^{|\boldsymbol{\unicode[STIX]{x1D6FF}}|-|\boldsymbol{\unicode[STIX]{x1D6FD}}|}\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FD}}^{\prime }},\boldsymbol{X}^{\boldsymbol{\unicode[STIX]{x1D6FF}}^{\prime }})$ can be reduced to zero by the multivariate division algorithm relative to the set
$\unicode[STIX]{x1D6E4}_{0}\cup \unicode[STIX]{x1D6E4}_{1}$ (cf. Proposition 2.1). Note that our
${\mathcal{C}}$ is closed. By checking the degree with respect to
$W$, we can expect that each emerging binomial is either in
$\unicode[STIX]{x1D6E4}_{0}$ or is
${\mathcal{P}}(W^{|\boldsymbol{c}_{i}|},\boldsymbol{X}^{\boldsymbol{c}_{i}})$ for some
$\boldsymbol{c}_{i}$ with
$|\boldsymbol{c}_{i}|\leqslant |\boldsymbol{\unicode[STIX]{x1D6FF}}|-|\boldsymbol{\unicode[STIX]{x1D6FD}}|$. In particular, these
$i$’s will be strictly less than the given
$j$. Thus, we are done in this last case.
Recall that an ideal
$J$ of
$S$ is called extended with respect to the inclusion
$R\subset S$ if
$J=(J\cap R)S$.
Proposition 3.2. With the notation above, for
$1\leqslant j\leqslant N$, the colon ideal
can be extended from
$R$.
Proof. By Proposition 3.1, it suffices to consider the following three types of simpler colon ideals.
(a) For
$1\leqslant i\leqslant j-1$, consider the colon ideal (6)Note that the emerging two leading monomials take the form
$$\begin{eqnarray}\langle \operatorname{in}({\mathcal{P}}(W^{|\boldsymbol{c}_{i}|},\boldsymbol{X}^{\boldsymbol{c}_{i}}))\rangle :\langle \operatorname{in}({\mathcal{P}}(W^{|\boldsymbol{c}_{j}|},\boldsymbol{X}^{\boldsymbol{c}_{j}}))\rangle .\end{eqnarray}$$
$AW^{|\boldsymbol{c}_{i}|}$ and
$A^{\prime }W^{|\boldsymbol{c}_{j}|}$, respectively, with
$A,A^{\prime }\in R$. As
$|\boldsymbol{c}_{i}|\leqslant |\boldsymbol{c}_{j}|$, the colon ideal in (6) is extended.(b) For
$1\leqslant i\leqslant m$, consider the colon ideal (7)Note that the emerging two leading monomials take the form
$$\begin{eqnarray}\langle \operatorname{in}({\mathcal{P}}(W,X_{i}))\rangle :\langle \operatorname{in}({\mathcal{P}}(W^{|\boldsymbol{c}_{j}|},\boldsymbol{X}^{\boldsymbol{c}_{j}}))\rangle .\end{eqnarray}$$
$AW$ and
$A^{\prime }W^{|\boldsymbol{c}_{j}|}$, respectively, with
$A,A^{\prime }\in R$. As
$1<|\boldsymbol{c}_{j}|$, the colon ideal in (7) is extended.(c) For
$1\leqslant i_{1}<i_{2}\leqslant m$, consider the colon ideal (8)Since
$$\begin{eqnarray}\langle \operatorname{in}({\mathcal{P}}(X_{i_{2}},X_{i_{1}}))\rangle :\langle \operatorname{in}({\mathcal{P}}(W^{|\boldsymbol{c}_{j}|},\boldsymbol{X}^{\boldsymbol{c}_{j}}))\rangle .\end{eqnarray}$$
$W\mid \operatorname{in}({\mathcal{P}}(W^{|\boldsymbol{c}_{j}|},\boldsymbol{X}^{\boldsymbol{c}_{j}}))$ and
$W\nmid \operatorname{in}({\mathcal{P}}(X_{i_{2}},X_{i_{1}}))$, we have Then, since
$$\begin{eqnarray}\langle \operatorname{in}({\mathcal{P}}(X_{i_{2}},X_{i_{1}}))\rangle :\langle \operatorname{in}({\mathcal{P}}(W^{|\boldsymbol{c}_{j}|},\boldsymbol{X}^{\boldsymbol{c}_{j}}))\rangle \subseteq \langle \operatorname{in}({\mathcal{P}}(X_{i_{2}},X_{i_{1}}))W\rangle :\langle \operatorname{in}({\mathcal{P}}(W^{|\boldsymbol{c}_{j}|},\boldsymbol{X}^{\boldsymbol{c}_{j}}))\rangle .\end{eqnarray}$$
, the colon ideal in (8) is a subideal of the colon ideal in (7) with
$i=i_{1}$. Thus, this case is harmless.
From what we have found above, we can conclude that colon ideal in (5) equals
which is extended with respect to the inclusion
$R\subset S$.
Here is the third piece of our attack of the Vasconcelos’ conjecture. This piece is one of the key ingredients in the proofs of [Reference Burity, Simis and Tohǎneanu1, Theorem 2.5] and [Reference Simis and Tohǎneanu16, Theorem 3.14].
Lemma 3.3. Let
${\mathcal{H}}$ be an ideal generated by elements
$f_{1},\ldots ,f_{r}$ in
$S=R[X_{1},\ldots ,X_{m},W]$ for
$m=\operatorname{dim}(R)$. If the colon ideal
is extended with respect to
$R\subset S$ and
then
$\operatorname{depth}_{S}(S/{\mathcal{H}})\geqslant m$.
Proof. Note that
$\operatorname{dim}(S)=2m+1$. If the colon ideal is extended, then
by the flat-base-change technique. After that, we can apply the well-known depth lemma to the short exact sequence
to get the desired estimate.
Now, it is time to state the last main piece of our intended proof. It will serve as the base case of the induction argument.
Proposition 3.4. With the notation as before, the initial ideal
$\operatorname{in}({\mathcal{H}}_{0})$ in
$S=R[X_{1},\ldots ,X_{m},W]$ satisfies
$\operatorname{depth}(S/\operatorname{in}({\mathcal{H}}_{0}))\geqslant m+1$.
Proof. We have seen in Proposition 3.1 that
$\unicode[STIX]{x1D6E4}_{0}$ provides a Gröbner basis of
${\mathcal{H}}_{0}$. Thus,
. Regarding these generators, indexed by the tuple
$(i,j)$, we implicit an ordering
$\prec _{s}$ for the following induction argument:
For each
$(i_{0},j_{0})$ with
$1\leqslant j_{0}<i_{0}\leqslant m+1$, define
and
In the remaining part of this proof, we will use mathematical induction with respect to the ordering of
$\prec _{s}$ and show
Once the above estimate is established, as
$\operatorname{in}({\mathcal{H}}_{0})=K_{m+1,m}$, we will have
$\operatorname{depth}(S/\operatorname{in}({\mathcal{H}}_{0}))\geqslant m+1$, as expected.
(a) First, consider the cases when
$(i,j)\prec _{s}(m+1,1)$. Note that
$\operatorname{in}({\mathcal{P}}(X_{i},X_{j}))=T_{j}^{a_{j}}X_{i}$ in this situation. Hence, for the base case of the discussion, we easily get As for the general
$$\begin{eqnarray}\operatorname{depth}(S/K_{2,1})=\operatorname{dim}(S)-1=2m\geqslant m+2.\end{eqnarray}$$
$(i,j)$ in this case, one can verify directly with ease that Therefore,
$$\begin{eqnarray}K_{i,j}^{\prime }:\operatorname{in}({\mathcal{P}}(X_{i},X_{j}))=\langle T_{1}^{a_{1}},T_{2}^{a_{2}},\ldots ,T_{j-1}^{a_{j-1}},X_{j+1},X_{j+2},\ldots ,X_{i-1}\rangle .\end{eqnarray}$$By applying the depth lemma to sequences like that in (9), we can use induction to get
$$\begin{eqnarray}\operatorname{depth}(S/K_{i,j}^{\prime }:\operatorname{in}({\mathcal{P}}(X_{i},X_{j})))\geqslant 2m+1-(j-1+(i-1-j))\geqslant m+3.\end{eqnarray}$$in this case.
$$\begin{eqnarray}\operatorname{depth}(S/K_{i,j})\geqslant m+2\end{eqnarray}$$(b) In the remaining cases, we have
$(i,j)=(m+1,j)$. First of all, we note that
$K_{m+1,1}^{\prime }=K_{m,m-1}$. And by the result in case (a), we already have Meanwhile,
$$\begin{eqnarray}\operatorname{depth}(S/K_{m,m-1})\geqslant m+2.\end{eqnarray}$$
$\operatorname{in}({\mathcal{P}}(X_{i},X_{j}))=T_{j}^{a_{j}-b_{j}}W$ for general
$(i,j)$ in this case. And one can verify directly with ease that
$K_{i,j}^{\prime }:\operatorname{in}({\mathcal{P}}(X_{i},X_{j}))$ is generated by together with
$$\begin{eqnarray}T_{1}^{a_{1}-b_{1}},T_{2}^{a_{2}-b_{2}},\ldots ,T_{j-1}^{a_{j-1}-b_{j-1}}\end{eqnarray}$$(10)The ideal generated by the second group (10) is essentially
$$\begin{eqnarray}\displaystyle & & \displaystyle T_{j}^{b_{j}}X_{j+1},T_{j}^{b_{j}}X_{j+2},\ldots ,T_{j}^{b_{j}}X_{m},T_{j+1}^{a_{j+1}}X_{j+2},T_{j+1}^{a_{j+1}}X_{j+3},\ldots ,\nonumber\\ \displaystyle & & \displaystyle \quad T_{j+1}^{a_{j+1}}X_{m},\ldots ,T_{m-2}^{a_{m-2}}X_{m-1},T_{m-2}^{a_{m-2}}X_{m},T_{m-1}^{a_{m-1}}X_{m}.\end{eqnarray}$$
$K_{m,m-1}$, however, with the parameters
$m$ replaced by
$m-(j-1)$ and
$(a_{1},\ldots ,a_{m})$ replaced by
$(b_{j},a_{j+1},\ldots ,a_{m})$. Thus, by the result in the previous case (a), Now, we can apply the depth lemma again to the short exact sequences
$$\begin{eqnarray}\displaystyle & & \displaystyle \operatorname{depth}(S/(K_{i,j}^{\prime }:\operatorname{in}({\mathcal{P}}(X_{i},X_{j}))))\geqslant \nonumber\\ \displaystyle & & \displaystyle \quad (2(j-1)-(j-1))+(m-(j-1)+2)=m+2.\nonumber\end{eqnarray}$$for
$$\begin{eqnarray}0\rightarrow S/(K_{i,j}^{\prime }:\operatorname{in}({\mathcal{P}}(X_{i},X_{j})))\rightarrow S/K_{i,j}^{\prime }\rightarrow S/K_{i,j}\rightarrow 0\end{eqnarray}$$
$1\leqslant j\leqslant m$ and use induction to have as expected.
$$\begin{eqnarray}\operatorname{depth}(S/K_{i,j})\geqslant m+1,\end{eqnarray}$$
Remark 3.5. In our circumstance,
the symmetric algebra of
$I$. Since
$I$ is an Artinian almost complete intersection ideal,
$\operatorname{Sym}(I)$ is Cohen–Macaulay by [Reference Herzog, Simis and Vasconcelos7, Corollary 10.2]. In particular, this algebra is unmixed having dimension
$\operatorname{dim}(R)+1=m+1$ by [Reference Herzog, Simis and Vasconcelos7, Proposition 8.5]. Note that
see [Reference Herzog and Hibi6, Theorem 3.3.4] and [Reference Vasconcelos19, Theorem 1.3]. Thus,
$S/\operatorname{in}({\mathcal{H}}_{0})$ is also Cohen–Macaulay.
Finally, we can prove our main result of this paper.
Theorem 3.6. With the given monomial Artinian ideal
$I$ given in equation (1), the Rees algebra
${\mathcal{R}}(I)$ is almost Cohen–Macaulay.
Proof. Note that
${\mathcal{R}}(I)\cong S/L$, while it is well known that
Thus, it suffices to show that
$S/\operatorname{in}(L)$ is almost Cohen–Macaulay, that is, to show that
Note that
$\operatorname{in}(L)={\mathcal{H}}_{N}$. We will apply the technique outlined in Lemma 3.3 repeatedly toward the ideals
${\mathcal{H}}_{j}$,
$1\leqslant j\leqslant N$. Since we have shown in Proposition 3.2 that the successive colon ideals are extended, it remains to verify that
$\operatorname{depth}\,(S/\operatorname{in}({\mathcal{H}}_{0}))\geqslant m$. And this is covered (with a stronger result) in Proposition 3.4.
In particular, we are able to cover the corresponding almost Cohen–Macaulay results in [Reference Burity, Simis and Tohǎneanu1, Theorem 2.5], [Reference Hong, Simis and Vasconcelos9, Proposition 4.12] and [Reference Simis and Tohǎneanu16, Theorems 3.7 and 3.14].
4 Applications to the equi-generated case
In this last section, we will focus on the equi-generated case when
$a_{1}=a_{2}=\cdots =a_{m}=|\boldsymbol{b}|$, except for Theorem 4.1 which holds for slightly more general situation.
Note that finding the minimal generators of the defining ideal
$L$ in the equi-generated case is also strongly related to the problem of computing the moving curve ideals of monomial rational parameterizations of the form
See, for instance, [Reference Cortadellas Benítez and D’Andrea2] along this line. However, from the work of [Reference Cortadellas Benítez and D’Andrea2, Reference Rossi and Swanson14, Reference Simis and Tohǎneanu16], one can see that finding the explicit presentation of the minimal generating set is very difficult. One must impose very strong conditions in order to write out the minimal generating set explicitly. The next question will be if one can at least find a bound on the degree of generators of the defining ideal
$L$ without narrowing down to special cases. It is unfortunate that even for a degree
$3$ square-free monomial ideal, one can get a generator of any degree if no other restriction is placed; see, for example, [Reference Lin and Shen12, Reference Lin and Shen13]. Finding the degree bound is actually a classical question in the commutative algebra community. Recall that with the
$\mathbb{Z}$-graded ideal
$L=\bigoplus _{i\geqslant 1}L_{i}$, the relation type of the Rees algebra
${\mathcal{R}}(I)$ is defined to be
This invariant, which is independent of the chosen set of generators of
$I$, gives us some idea on how far the Rees algebra
${\mathcal{R}}(I)$ is from the symmetric algebra
$\operatorname{Sym}(I)$ and provides us an insight of the complexity of the Rees algebra.
In the following, we want to fine-tune the result in Proposition 2.1 when
$|\boldsymbol{b}|\leqslant \min (\boldsymbol{a}):=\min (a_{1},\ldots ,a_{m})$.
Theorem 4.1. With assumptions as before, suppose further that
$|\boldsymbol{b}|\leqslant \min (\boldsymbol{a})$. Then, the binomials in
$\unicode[STIX]{x1D6E4}_{0}$ as well as those in
provide a (nonreduced) Gröbner basis of
$L$. Here,
$\unicode[STIX]{x1D70F}^{\prime \prime }$ denotes the partial ordering of
$\mathbb{N}^{m}$ by componentwise comparison. In particular,
$\operatorname{reltype}(I)\leqslant |\boldsymbol{b}|$.
Proof. In view of Proposition 2.1, we may take arbitrary
$F:={\mathcal{P}}(W^{|\boldsymbol{c}|},\boldsymbol{X}^{\boldsymbol{c}})\in \unicode[STIX]{x1D6E4}_{1}\setminus \unicode[STIX]{x1D6E4}_{3}$. If we introduce
$\boldsymbol{c}^{\prime }:=(c_{1}^{\prime },\ldots ,c_{m}^{\prime })$, where
$c_{i}^{\prime }=\min (b_{i},c_{i})$ for each
$i$, then
$\boldsymbol{c}^{\prime }\lneq _{\unicode[STIX]{x1D70F}^{\prime \prime }}\boldsymbol{c}$. In the following, we want to reduce
$F$ by
$F^{\prime }:={\mathcal{P}}(W^{|\boldsymbol{c}^{\prime }|},\boldsymbol{X}^{\boldsymbol{c}^{\prime }})\in \unicode[STIX]{x1D6E4}_{3}$. For simplicity, we will write
$F=AW^{|\boldsymbol{c}|}-B\boldsymbol{X}^{\boldsymbol{c}}$ and
$F^{\prime }=A^{\prime }W^{|\boldsymbol{c}^{\prime }|}-B^{\prime }\boldsymbol{X}^{\boldsymbol{c}^{\prime }}$ with monomials
$A,A^{\prime },B,B^{\prime }\in R$.
We claim that
$B^{\prime }$ divides
$B$ in
$R$. To see this, for each
$i$, we show that the factors of
$B^{\prime }$ in
$T_{i}$ divides the factors of
$B$ in
$T_{i}$, that is,
or, equivalently,
When
$c_{i}\geqslant b_{i}$, then
$c_{i}^{\prime }=b_{i}$ and
$|\boldsymbol{c}^{\prime }|\leqslant |\boldsymbol{b}|\leqslant a_{i}$. Thus, the left-hand side of inequality (12) becomes
$0$. In particular, inequality (12) holds in this case. When
$c_{i}<b_{i}$, then
$c_{i}^{\prime }=c_{i}$ and inequality (12) becomes
Since
$|\boldsymbol{c}^{\prime }|\leqslant |\boldsymbol{c}|$, the above inequality holds. This finishes our proof of the claim.
Now,
Since both
$F$ and
$F^{\prime }$ belong to the defining ideal
$L$, so does
$AW^{|\boldsymbol{c}|-|\boldsymbol{c}^{\prime }|}-(B/B^{\prime })A^{\prime }\boldsymbol{X}^{\boldsymbol{c}-\boldsymbol{c}^{\prime }}$. But this will imply that
$AW^{|\boldsymbol{c}|-|\boldsymbol{c}^{\prime }|}-(B/B^{\prime })A^{\prime }\boldsymbol{X}^{\boldsymbol{c}-\boldsymbol{c}^{\prime }}$ is a multiple of
${\mathcal{P}}(W^{|\boldsymbol{c}|-|\boldsymbol{c}^{\prime }|},\boldsymbol{X}^{\boldsymbol{c}-\boldsymbol{c}^{\prime }})$. Note that
$|\boldsymbol{c}|-|\boldsymbol{c}^{\prime }|\geqslant 1$ by our assumption. Thus, by an induction argument on
$|\boldsymbol{c}|$, we see that
. Meanwhile, note that
Thus,
which in turn will be a multiple of
$\operatorname{in}({\mathcal{P}}(W^{|\boldsymbol{c}|-|\boldsymbol{c}^{\prime }|},\boldsymbol{X}^{\boldsymbol{c}-\boldsymbol{c}^{\prime }}))$. But again by induction, the latter is divisible by the leading monomial of some binomial in
$\unicode[STIX]{x1D6E4}_{0}\cup \unicode[STIX]{x1D6E4}_{3}$. Thus, this completes our proof.
Note that the assumption in Theorem 4.1 holds particularly for the equi-generated case. Indeed, from now on, we will always assume that the ideal
$I$ is equi-generated.
Now, we take a second look at the
$\mathbb{Z}$-graded defining ideal
$L=\bigoplus _{i\geqslant 1}L_{i}$, with
$L_{i}$ being the degree
$i$ piece of
$L$. In particular, the ideal of the linear part is
It is known by [Reference Vasconcelos19, Proposition 1.1] that the defining ideal
To see this, we also need to note that
$I$ is a monomial ideal and consequently
$(T_{1}T_{2}\cdots T_{m})^{k}\in I$ for any
$k\in \mathbb{N}$ sufficiently large. Note that the above formula is also established in [Reference Cox, Lin and Sosa3, Theorem 2.1] for the multi-Rees algebra case.
With equation (13), a natural question is to find a satisfactory small
$\ell \in \mathbb{N}$ such that
Indeed, since
${\mathcal{R}}(I)$ is almost Cohen–Macaulay, we have
$L=L_{1}S:\unicode[STIX]{x1D6FC}^{\infty }=L_{1}S:\mathfrak{m}^{\infty }$ for any nonzero
$\unicode[STIX]{x1D6FC}\in I$ or
$\unicode[STIX]{x1D6FC}\in I_{1}(\unicode[STIX]{x1D711})$ (cf. [Reference Hong, Simis and Vasconcelos8, Section 2.1]). Here,
$I_{1}(\unicode[STIX]{x1D711})$ is the ideal of entries of the minimal presentation matrix of
$I$ and
$\mathfrak{m}$ is the graded maximal ideal of
$R$.
Recall that a subideal
$J$ is called a reduction of the ideal
$I$ if there is an integer
$n$ such that
$I^{n-1}J=I^{n}$. The reduction number of
$I$ with respect to the reduction ideal
$J$ is the smallest integer
$n$ such that
$I^{n-1}J=I^{n}$ and will be denoted by
$\operatorname{red}_{J}(I)$. Meanwhile, a reduction ideal of
$I$ is called minimal if it does not contain properly another reduction of
$I$. In our equi-generated case, one can check easily that
is a minimal reduction of the ideal
. If
$\unicode[STIX]{x1D716}$ is the socle degree of
$R/(J:\boldsymbol{T}^{\boldsymbol{b}})$, then for
$r=\unicode[STIX]{x1D716}+1$, we have
$L=L_{1}S:\mathfrak{m}^{r}$ by [Reference Hong, Simis and Vasconcelos8, Theorem 2.2]. And more precisely, for any
$0\neq g\in \mathfrak{m}^{r}$, we have
$L=L_{1}S:g$.
We can calculate the socle degree
$\unicode[STIX]{x1D716}$ explicitly. It is clear that
Thus, the socle degree of
$R/(J:\boldsymbol{T}^{\boldsymbol{b}})$ equals
$\sum _{i=1}^{m}(|\boldsymbol{b}|-b_{i}-1)=(m-1)|\boldsymbol{b}|-m$. Consequently, the expected secondary elimination degree (with respect to this minimal reduction ideal
$J$) is
$r=(m-1)|\boldsymbol{b}|-m+1=(m-1)(|\boldsymbol{b}|-1)$.
From the above argument, we immediately have the following.
Corollary 4.2. Assume that the Artinian almost complete intersection monomial ideal
$I$ is equi-generated. If
$\ell \in \mathbb{Z}$ satisfies
$\ell \geqslant ((m-1)(|\boldsymbol{b}|-1))/m$, then
$L_{1}S:(T_{1}T_{2}\cdots T_{m})^{\ell }=L$. In particular,
$L_{1}S:(T_{1}T_{2}\cdots T_{m})^{|\boldsymbol{b}|}=L$.
Using the Gröbner basis given in Theorem 4.1, we can give another proof.
Proof. In view of Theorem 4.1, it suffices to take arbitrary nonzero
$F\in \unicode[STIX]{x1D6E4}_{3}\setminus \unicode[STIX]{x1D6E4}_{0}$ and show that
$(T_{1}T_{2}\cdots T_{m})^{\ell }F\in L_{1}S$. Write
$F=AW^{|\boldsymbol{c}|}-B\boldsymbol{X}^{\boldsymbol{c}}$. We will use the leading terms of the following binomials in
$\unicode[STIX]{x1D6E4}_{0}$ to reduce successively
$(T_{1}T_{2}\cdots T_{m})^{\ell }AW^{|\boldsymbol{c}|}$:
At each step, although we will keep the monomial
$A$ intact, the degree with respect to
$W$ with drop by one, the degree with respect to
$\boldsymbol{X}$ will increase by one and the degree with respect to
$\boldsymbol{T}$ will remain. Thus, we will have some monomial of the form
with
$|\boldsymbol{\unicode[STIX]{x1D6FC}}|=m\ell$. Since
$\ell \geqslant ((m-1)(|\boldsymbol{b}|-1))/m$, the following inequalities cannot hold simultaneously:
Without loss of generality, we may assume that
$|\boldsymbol{b}|-b_{1}\leqslant \unicode[STIX]{x1D6FC}_{1}$. Whence, we will use the leading term of
${\mathcal{P}}(W,X_{1})$ to get the new monomial
Starting from
$(T_{1}T_{2}\cdots T_{m})^{\ell }AW^{|\boldsymbol{c}|}$, after
$|\boldsymbol{c}|$ steps, we will arrive at a monomial of the form
with
$|\widetilde{\boldsymbol{\unicode[STIX]{x1D6FC}}}|=m\ell$ and
$|\widetilde{\boldsymbol{c}}|=|\boldsymbol{c}|$. This means that
Write
$G:=\gcd (\boldsymbol{X}^{\widetilde{\boldsymbol{c}}},\boldsymbol{X}^{\boldsymbol{c}})$. Note that as
$\widetilde{F}\in L$,
$\widetilde{F}$ is a multiple of
${\mathcal{P}}(\boldsymbol{X}^{\widetilde{\boldsymbol{c}}}/G,\boldsymbol{X}^{\boldsymbol{c}}/G)$. But we have seen already that
And this completes the proof.
Example 4.3. The bound
$\ell \geqslant ((m-1)(|\boldsymbol{b}|-1))/m$ above is sharp. To see this, we may take
$m=3$ and
$\boldsymbol{b}=(1,1,1)$. Using Macaulay2 [Reference Grayson and Stillman5], we can check directly that
Meanwhile,
$((3-1)(3-1))/3=1.33\ldots$.
Without loss of generality, we may further assume that
$\gcd (\boldsymbol{b}):=\gcd (b_{1},\ldots ,b_{m})=1$; see also [Reference Simis and Tohǎneanu16, Lemma 3.1]. Under this assumption, one can check with ease that
${\mathcal{P}}(W^{|\boldsymbol{c}|},\boldsymbol{X}^{\boldsymbol{c}})=W^{|\boldsymbol{c}|}-\boldsymbol{X}^{\boldsymbol{c}}$ if and only if
$\boldsymbol{c}$ is a multiple of
$\boldsymbol{b}$. In particular,
${\mathcal{P}}(W^{|\boldsymbol{b}|},\boldsymbol{X}^{\boldsymbol{b}})$, which is the elimination equation of
$I$, belongs to the reduced Gröbner basis and minimal generating set of
$L$; see also Proposition 2.2. This binomial has the largest possible degree with respect to
$\widetilde{\boldsymbol{X}}$ by Theorem 4.1. This element is also the only nonzero generator of the defining ideal (toric ideal) of the special fiber algebra,
${\mathcal{F}}(I)$, associated with the monomial ideal
$I$.
Since we have seen in Theorem 3.6 that
${\mathcal{R}}(I)$ is almost Cohen–Macaulay, by [Reference Hong, Simis and Vasconcelos9, Corollary 3.9], we will have the following.
Corollary 4.4. If the Artinian almost complete intersection monomial ideal
$I$ is equi-generated and
$\gcd (\boldsymbol{b})=1$, then
$\operatorname{dim}({\mathcal{F}}(I))=m$ and
$\operatorname{reltype}(I)=\operatorname{red}_{J}(I)+1=|\boldsymbol{b}|$.
In particular, this implies that
$\operatorname{red}_{J}(I)=|\boldsymbol{b}|-1$. But, of course, this last formula is not difficult to derive directly.
Furthermore, the Castelnuovo–Mumford regularity and the multiplicity of
${\mathcal{R}}(I)$ are also very important algebraic and geometric invariants. Recall that for a standard graded algebra
$A$ over a commutative ring, one denotes by
$\operatorname{H}_{A_{+}}^{i}(A)$ the
$i$th local cohomology module of
$A$ with respect to the graded ideal
$A_{+}$ of elements of positive degree. The invariant
$a_{i}(A)$ is defined to be
$\max \{n|\operatorname{H}_{A_{+}}^{i}(A)_{n}\neq 0\}$ with the convention that
$a_{i}(A)=-\infty$ if
$\operatorname{H}_{A_{+}}^{i}(A)=0$. Then, the Castelnuovo–Mumford regularity of
$A$ is defined to be
Under some conditions, this index indicates the complexity of graded structures over a polynomial ring.
Meanwhile, suppose that
$A$ is a Noetherian
$^{\ast }$local algebra such that the unique graded maximal ideal
$\mathfrak{M}$ of
$A$ is maximal in the ordinary sense. Then, there exists a polynomial
$P_{\mathfrak{M}}(n)$ of degree
$d=\operatorname{dim}(A)$ such that
$P_{\mathfrak{M}}(n)=\ell _{A}(A/\mathfrak{M}^{n})$ for large
$n\in \mathbb{N}$. It is well known that the leading term of this polynomial takes the form
$(\text{e}(A)/d!)n^{d}$ for some positive integer
$\text{e}(A)$. The integer
$\text{e}(A)$ will be called the multiplicity of
$A$. Under certain conditions, it can be interpreted as the volume of a manifold or the degree of a closed subscheme of projective space.
Note that the Rees algebra
${\mathcal{R}}(I)$ being almost Cohen–Macaulay is equivalent to the associated graded ring
$\operatorname{Gr}_{I}(R)$ having depth
${\geqslant}\operatorname{dim}(R)-1$, by a result of Huckaba; see also [Reference Hong, Simis and Vasconcelos9, Theorem 3.7(ii)]. Thus, it follows from [Reference Hong, Simis and Vasconcelos9, Theorem 3.5 and Proposition 3.16] and [Reference Rossi, Trung and Trung15, Theorem 3.5] that
Corollary 4.5. If the Artinian almost complete intersection monomial ideal
$I$ is equi-generated and
$\gcd (\boldsymbol{b})=1$, then
$\operatorname{reg}({\mathcal{F}}(I))=\operatorname{reg}({\mathcal{R}}(I))=|\boldsymbol{b}|-1$ and
$\text{e}({\mathcal{R}}(I))=\sum _{j=0}^{m-1}|\boldsymbol{b}|^{j}$.
Remark 4.6. More generally, suppose that
$|\boldsymbol{b}|\leqslant a_{1}=a_{2}=\cdots =a_{m}=:n$. As
${\mathcal{R}}(I)$ is almost Cohen–Macaulay, Theorem 4.1 and [Reference Hong, Simis and Vasconcelos9, Corollary 3.9] together will imply that
$\operatorname{red}_{J}(I)\leqslant |\boldsymbol{b}|-1$ for the minimal reduction ideal
.
Acknowledgments
The authors want to express sincere thanks to Teresa Cortadellas Benítez and Carlos D’Andrea for directing their interest to the paper [Reference Burity, Simis and Tohǎneanu1] and to Ricardo Burity and Aron Simis for helpful discussions. They also want to express heartfelt thanks to the two reviewers for the suggestions that greatly improved this paper. The second author is partially supported by the “Anhui Initiative in Quantum Information Technologies” (No. AHY150200) and the “Fundamental Research Funds for the Central Universities”.





