1 Introduction
The study of singularities has played a fundamental role in the development of birational geometry [Reference Xu47] and K-stability [Reference Xu48]. The singularities that arise in both theories are known as log terminal singularities (or klt). The normalized volume is an important invariant for klt singularities which plays a fundamental role in the context of K-stability [Reference Li, Liu and Xu33]. K-semistable singularities are a special class of Fano cone singularities among klt singularities (see Definition 2.16). It is conjectured that the normalized volume, denoted by
$\operatorname {\mathrm {\widehat {vol}}}$
, bounds K-semistable singularities (see e.g. [Reference Han, Liu and Qi24, Reference Zhuang54, Reference Xu and Zhuang52]).
Conjecture 1. Let d be a positive integer. Let
$\epsilon $
and
$\eta $
be positive real numbers. The class of d-dimensional K-semistable singularities
$(X,\Delta ;x)$
for which
$\operatorname {\mathrm {\widehat {vol}}}(X,\Delta ;x)>\epsilon $
and
$\mathrm {coeff}(\Delta )>\eta $
forms a log bounded family.
The conjecture above is known to hold for exceptional singularities (see [Reference Han, Liu and Shokurov23]) and toric singularities (see, e.g., [Reference Moraga and Süß43]). In this article, we provide new tools to approach this conjecture by studying K-semistability via multigraded Hilbert schemes. In particular, we are able to confirm slightly weaker versions of Conjecture 1 in several special cases, e.g., for singularities in dimension
$3$
.
Theorem 1. Let
$\epsilon $
be a positive real number and
$I \subset [0,1) \cap \mathbb {Q}$
a finite set. The class of
$3$
-dimensional K-semistable singularities
$(X,\Delta ;x)$
with
$\Delta $
having coefficients in I and
$\operatorname {\mathrm {\widehat {vol}}}(X,\Delta ;x)>\epsilon $
forms a log bounded family.
Together with the stable degeneration theorem [Reference Xu and Zhuang52] (see Theorem 2.13), Theorem 1 implies the discreteness of normalized volumes in dimension
$3$
, answering affirmatively [Reference Han, Liu and Qi24, Conjecture 1.1(1)] in dimension
$3$
for rational coefficients.
Theorem 2. Let
$I\subset [0,1)\cap \mathbb {Q}$
be a finite set. Then the following set
has
$0$
as its only accumulation point.
Note that the above results have been obtained recently and independently in [Reference Zhuang55]. In order to prove Theorem 1, we use the language of optimal destabilizations [Reference Blum, Liu and Zhou10, Reference Liu, Xu and Zhuang39]. These are a special class of degenerations for K-unstable Fano type varieties. In our setting, the special fibres of these degenerations are K-semistable
$3$
-dimensional singularities with normalized volume bounded away from zero and complexity at most
$1$
, i.e. they admit the action of either a
$2$
-dimensional torus or a
$3$
-dimensional torus. Thus, we reduced the proof of Theorem 1 to two pieces: proving Conjecture 1 for complexity-
$1 3$
-dimensional singularities and showing a boundedness statement for K-semistable deformations of K-semistable singularities. In Proposition 4.11, we prove the latter statement. For the proof we study torus-invariant families and special degenerations via multigraded Hilbert schemes (see Section 3 and Section 4).
In the context of complexity-
$1$
singularities, we show that the conjecture holds in arbitrary dimension.
Theorem 3. Let
$\epsilon $
be a positive real number,
$d \in \mathbb N$
and
$I \subset [0,1) \cap \mathbb {Q}$
a finite set. The class of d-dimensional K-semistable singularities
$(X,\Delta ;x)$
of complexity one for which the normalized volume
$\operatorname {\mathrm {\widehat {vol}}}(X,\Delta ;x)>\epsilon $
and
$\mathrm {coeff}(\Delta ) \in I$
forms a log bounded family.
When working with general klt singularities, it is also expected that the normalized volume can be used to bound these singularities [Reference Han, Liu and Qi24] in a weaker sense. It is conjectured that klt singularities whose normalized volume is bounded away from zero, are bounded up to special degeneration. This conjecture is closely related to the boundedness up to deformation of exceptional singularities [Reference Moraga41, 22]. In [Reference Han, Liu and Qi24], the authors prove the conjecture for terminal
$3$
-fold singularities. In [Reference Moraga and Süß43], the authors prove the conjecture for toric singularities using results from convex geometry such as the Blaschke-Santaló inequality. However, in such a case, we only get finitely many singularities. In [Reference Zhuang54], the author draws a connection between the boundedness using normalized volume and minimal log discrepancies of Kollár components. Kollár components are a special kind of exceptional divisors over klt singularities [Reference Moraga42]. In [Reference Zhuang54], Zhuang proves the boundedness up to special degeneration for
$3$
-fold singularities normalized volume bounded away from zero. This observation is crucially important for our work. In fact, as an important step in our proof of Theorem 3, we show this weaker form of log boundedness for the case of complexity one
$\mathbb {T}$
-singularities.
Theorem 4. Let d be a positive integer,
$\epsilon $
a positive real number and
$I \subset [0,1) \cap \mathbb {Q}$
a finite set. The class of d-dimensional log terminal complexity one
$\mathbb {T}$
-singularities
$(X,\Delta ;x)$
for which
$\operatorname {\mathrm {\widehat {vol}}}(X,\Delta ;x)>\epsilon $
and
$\mathrm {coeff}(\Delta ) \in I$
is log bounded up to special degeneration.
Examples show that we only get boundedness up to special degenerations, but not boundedness in the usual sense (see Example 5.27). This shows that without further assumption the outcome of Theorem 4 is optimal. We recall that bounded up to special degeneration means that all the singularities as in the statement are deformations of a bounded set of algebraic singularities.
In order to prove Theorem 4 by applying the results of [Reference Zhuang54] we need to bound the minimal log discrepancies of
$\mathbb {T}$
-singularities. This invariant known as mld is tightly related to the termination of flips [Reference Hacon and Moraga20]. Shokurov conjectured that this invariant satisfies the ascending chain condition in a fixed dimension [Reference Shokurov45]. On the other hand, Ambro conjectured that this invariant is lower semicontinuous [Reference Ambro3]. Both conjectures, independently, imply that in a fixed dimension there is an upper bound for the minimal log discrepancy. We prove the existence of an upper bound for the minimal log discrepancy of log terminal complexity-
$1 \ \mathbb {T}$
-singularities among Kollár components. In contrast to the toric case, the exceptional divisor minimizing the log discrepancies cannot be assumed to be a Kollár component. This leads to a bound which is worse than the expected bound for the minimal log discrepancy among all exceptional divisors.
Theorem 5. Let d be a positive integer and
$\eta $
be a positive real number. There exists a positive integer
$A(d,\eta )$
, only depending on d and
$\eta $
, satisfying the following. Let
$(X,\Delta ;x)$
be a d-dimensional log terminal complexity one
$\mathbb {T}$
-singularity for which
$\mathrm {coeff}(\Delta )>\eta $
. Then, we have that
$a_{(X,\Delta )}(E) \leq A(d,\eta )$
for some Kollár component E of
$(X,\Delta ;x)$
.
A non-optimal choice for such a bound
$A(d,\eta )$
is given by
$ \max \{2(d-1)\cdot 78, 2/\eta \}. $
In the proof of this theorem, we will use the language of polyhedral divisors and toric degenerations to control the minimal log discrepancy.
Finally, in Section 7, we complement our previous results by proving Conjecture 1 in the case of hypersurface singularities.
Theorem 6. Let d be a positive integer and v be a positive real number. The class of d-dimensional K-semistable hypersurface singularities
$(X;x)$
with
$\operatorname {\mathrm {\widehat {vol}}}(X;x)>v$
forms a bounded family.
In order to prove the previous theorem, we will use the Lichnerowicz inequality as well as some degeneration arguments.
The paper is organized as follows. In Section 2 we recall preliminaries regarding discrepancies and normalized volumes of singularities as well as Fano cone singularities with higher-dimensional torus actions and their equivariant special degenerations. In Section 3 we study multigraded Hilbert schemes of Fano cone singularites with respect to a choice of a subtorus of the acting torus. We will see, that if we impose certain positivity conditions on the weights of the torus action, there remain only finitely many subtori leading to non-trivial multigraded Hilbert schemes. This observation is then applied in Section 4 to show that boundedness up to special degeneration implies boundedness if we additionally impose semistability and a lower bound on the normalized volume. The bounding families here are exactly the non-trivial Hilbert schemes studied earlier. In Section 4 and 6 we combine this with results by Zhuang to obtain our boundedness results for K-semistable Fano cone singularities of complexity
$1$
and K-semistable threefold singularities, respectively. Finally, in Section 7 we show boundedness for K-semistable hypersurface singularity by elementary methods. This section does not rely on the results of Sections 3–6.
Postscript: After the completion of this work Conjecture 1 was solved by Xu and Zhuang in [Reference Xu and Zhuang53].
2 Preliminaries
In this section, we introduce some preliminaries regarding the singularities of the minimal model program, normalized volume, Fano cone singularities, varieties with torus actions, and special degenerations of singularities.
2.1 Singularities of the MMP
In this subsection, we recall the singularities of the minimal model program and purely log terminal blow-ups.
Definition 2.1. A pair is a couple
$(X,\Delta )$
such that X is a normal quasi-projective variety and
$\Delta $
is an effective divisor for which
$K_X+\Delta $
is
$\mathbb {R}$
-Cartier. Let
$x\in X$
be a closed point. We write
$(X,\Delta ;x)$
for the corresponding singularity. We say that
$(X,\Delta ;x)$
is a singularity of the pair.
Let
$(X,\Delta ;x)$
be a singularity of a pair. Let
$\pi \colon Y\rightarrow X$
be a projective birational morphism and
$E\subset Y$
be a prime divisor. The log discrepancy of
$(X,\Delta )$
at E is the rational number:
We say that
$(X,\Delta ;x)$
is Kawamata log terminal (or log terminal) if all the log discrepancies of
$(X,\Delta )$
are positive on a neighbourhood of
$x\in X$
. We may write klt or log terminal for short. We write
$a_E(X)$
if
$\Delta =0$
. The minimal log discrepancy of
$(X,\Delta )$
at x is defined to be
If
$(X,\Delta ;x)$
is klt, then the minimal log discrepancy of
$(X,\Delta )$
at x is positive.
Definition 2.2. Let
$(X,\Delta )$
be a log pair. We say that
$(X,\Delta )$
has purely log terminal singularities if the following conditions hold:
-
• all the exceptional log discrepancies of $(X,\Delta )$
are positive, and -
• the coefficients of $\Delta $
are in the set
$[0,1]$
.
To abbreviate, we write plt instead of purely log terminal.
Definition 2.3. Let
$(X,\Delta ;x)$
be a klt singularity. We say that a proper birational morphism
$f \colon \widetilde {X} \to X$
induces a weak component E if the following conditions hold:
-
(i) the morphism f is an isomorphism over $X\setminus \{x\}$
, -
(ii) the fibre $f^{-1}(x)$
is an irreducible divisor E, and -
(iii) $-E$
is f-ample.
We say that
$f\colon \widetilde {X}\rightarrow X$
induces a Kollár component E if furthermore the pair
$(\widetilde {X},f^{-1}_*\Delta + E)$
is plt.
In our paper the
$\mathbb {T}$
-equivariant minimal log discrepancies among Kollár components will play a major role. They are defined as follows.
2.2 Normalized volume
In this subsection, we recall the definition of normalized volume. First, we start with the definition of the volume of a valuation over a singularity (see, e.g., [Reference Ein, Lazarsfeld and Smith18]).
Definition 2.4. Let
$(X;x)$
be a normal algebraic singularity of dimension d. Let
$v\in \operatorname {\mathrm {Val}}(X;x)$
be a valuation centered at
$x\in X$
. We write
$a_m(v):=\{ f\in \mathcal {O}_{X,x} \mid v(f)\geq m\}$
. The volume of v is defined to be
where
$\ell $
is the length of the module.
The following is a special case of a definition due to Li [Reference Li31].
Definition 2.5. Let
$(X,\Delta ;x)$
be a d-dimensional log terminal singularity of a pair. The normalized volume function is the function
defined by the formula
whenever
$a_{(X,\Delta )}(v)\in \mathbb {R}_{>0}$
and as
$\infty $
otherwise. The normalized volume (also called the local volume in some literature) of a log terminal singularity
$(X,\Delta ;x)$
of a pair is defined to be
Example 2.6. Let
$X_d\subset \mathbb A^{n+1}$
be a quasi-homogeneous hypersurface of degree d with respect to the weights
$w_0, \ldots , w_n> 0$
. Then the order with respect to the grading defines a valuation v on
$(X_d;0)$
via
$v\left (\sum _u f_u\right ) = \min \{u \mid f_u \neq 0\}.$
In this situation we have
More generally for complete intersections in
$\mathbb A^{n+c}$
one has
This follows from the more general considerations in [Reference Li31][§2.2].
2.3 Normalized volume and K-semistability of Fano cone singularities
In this subsection, we recall the connection between normalized volume and the notion of K-semistability.
Definition 2.7. Let X be an affine variety with an effective action of an algebraic torus
$\mathbb {T}$
. If M is the character lattice of the torus and
$\omega \subset M_{\mathbb {R}}:=M\otimes \mathbb {R}$
is the weight cone of that action. If
$\omega $
is a full-dimensional pointed cone and the only invariant regular functions are the constant functions, then there is a unique fixed point
$x \in X$
and the pair
$(X;x)$
is called a cone singularity. We will often suppress x in the notation and also call X itself a cone singularity.
If additionally
$(X;x)$
is log terminal, then it is called a Fano cone singularity or Fano cone
$\mathbb {T}$
-singularity if we want to emphasize the acting torus. More generally, if
$\Delta $
on X is a
$\mathbb {T}$
-invariant
$\mathbb {Q}$
-divisor and
$(X,\Delta ;x)$
is klt, then it is called a log Fano cone singularity.
The polyhedral cone
$\sigma =\omega ^\vee \subset N_{\mathbb {R}} =M_{\mathbb {R}}^*$
is called the Reeb cone of
$(X;x)$
.
An element
$\xi $
from the interior of
is called a polarization of
$(X;x)$
.
Such a polarization
$\xi $
can be interpreted as a
$\mathbb {T}$
-invariant valuation
$\xi \in \operatorname {\mathrm {Val}}(X;x)$
via
$\xi (f_u):=\langle u, \xi \rangle $
for a homogeneous function
$f_u$
of weight
$u \in M$
.
We now turn to a relative version of cone singularities.
Definition 2.8. Consider a variety
$\mathcal {X}$
with a
$\mathbb {T}$
-action, together with a surjective morphism
$f \colon \mathcal {X} \to S$
such that
$\mathcal {X}$
is affine over some base S and
$f_*\mathcal {O}_{\mathcal {X}}^{\mathbb {T}} = \mathcal {O}_S$
. Then the
$\mathbb {T}$
-action induces a grading on
$f_*\mathcal {O}_{\mathcal {X}}$
. If the weights of this grading span a full-dimensional pointed cone, then we call
$\mathcal {X}\to S$
a
$\mathbb {T}$
-invariant family of cone singularities and the dual cone of the weight cone is called the common Reeb cone of that family.
Definition 2.9. A special degeneration of a singularity
$(X,\Delta ;x)$
is a flat family
$(\mathcal {X},\boldsymbol {\Delta };s) \to \mathbb {A}^1$
together with a
$\mathbb {C}^*$
-action on
$\mathcal {X}$
fixing
$\mathbf \Delta $
and with
$s \colon \mathbb A^1 \to \mathcal {X}$
being a
$\mathbb {C}^*$
-equivariant section, such that
-
(i) the structure map of the family is equivariant with respect to the standard $\mathbb {C}^*$
-action on
$\mathbb {A}^1$
, and -
(ii) the generic fibre $(\mathcal {X}_t,\Delta _t;s(t))$
is isomorphic to
$(X,\Delta ;x)$
for
$t\neq 0$
and the fibre
$(\mathcal X_0,\Delta _0;s(0))$
over
$0 \in \mathbb {A}^1$
is klt.
If
$(\mathcal X,\boldsymbol {\Delta }) \cong (X,\Delta ) \times \mathbb {A}^1$
, then we call
$\mathcal X$
a product degeneration.
Given a
$\mathbb {T}$
-action on X we say that the special degeneration is
$\mathbb {T}$
-invariant, if there is also a
$\mathbb {T}$
-action on
$\mathcal {X}$
, fixing
$\boldsymbol {\Delta }$
and restricting to the original
$\mathbb {T}$
-action on the generic fibre and commuting with the
$\mathbb {C}^*$
-action.
Remark 2.10. In the case of a cone
$\mathbb {T}$
-singularity with
$\mathbb {T}$
-invariant special degeneration, both the fixed point and the section are unique. We will therefore usually suppress them in our notation.
Given a klt singularity
$(X,\Delta ;x)$
with a (possibly trivial) torus action, every equivariant special degeneration is induced by a torus invariant divisorial valuation
$v \in \operatorname {\mathrm {Val}}(X;x)$
via the Rees construction for the associated filtration of the coordinate ring. The central fibre of this special degeneration is then given as the spectrum of the associated graded ring. Now, there exists a generalized version of the Rees construction for so-called quasi-monomial valuations v, see [Reference Teissier46, Section 2.1]. When the associated graded ring is finitely generated, then its spectrum
$X_0$
is the central fibre of a degeneration and comes naturally with a polarization
$\xi _v$
instead of a
$\mathbb {C}^*$
-action. We say that v induces a degeneration with polarized central fibre
$(X_0, \Delta _0;\xi _v)$
.
Proposition 2.11 [Reference Li and Xu35, Lemma 2.58]
Consider a degeneration of a klt singularity
$(X,\Delta ;x)$
with klt polarized special fibre
$(\mathcal X_0,\Delta _0; \xi _v)$
induced by a quasi-monomial valuation v with finitely generated associated graded ring. Then
$\operatorname {\mathrm {\widehat {vol}}}_{(X,\Delta )}(v)=\operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}(\xi _v)$
holds.
K-(semi-)stability for Fano cone singularities was first defined in [Reference Collins and Székelyhidi16] as a criterion for the existence of a Sasaki-Einstein metric on the link of the singularity. The authors already observed that this notion has an interpretation in terms of volume minimization of the central fibre of a special degeneration. Now, the correspondence between valuations and degenerations lets us directly express K-semistability in terms of the normalized volume of valuations. More precisely, we have the following result due to Li and Xu.
Theorem 2.12 [Reference Li and Xu35, Theorem 2.34]
A polarized Fano cone singularity
$(X,\Delta ;\xi )$
is K-semistable if and only if
$\xi $
is a minimizer of
$\operatorname {\mathrm {\widehat {vol}}}_{(X,\Delta )}$
.
In our paper this characterization will effectively serve as the definition of K-semistability.
More generally, the stable degeneration theorem, proved as a combination of a series of works [Reference Li31, Reference Li30, Reference Li and Liu32, Reference Blum5, Reference Li, Wang and Xu34, Reference Xu49, Reference Xu and Zhuang51, Reference Xu and Zhuang52], shows that the normalized volume minimizer of an arbitrary klt singularity induces a K-semistable log Fano cone degeneration.
Theorem 2.13 (Stable Degeneration Theorem)
Let
$(X,\Delta ;x)$
be a klt singularity. Then there exists a valuation
$v\in \operatorname {\mathrm {Val}}(X;x)$
that minimizes the normalized volume function
$\widehat {\mathrm {vol}}_{(X,\Delta )}$
. Moreover, v is quasi-monomial, unique up to rescaling, has a finitely generated associated ring, and induces a K-semistable log Fano cone degeneration
$(X_0,\Delta _0;\xi _v)$
.
Example 2.14. We consider a hypersurface given by a polynomial
$f \in \mathbb {C}[x_0, \ldots x_n]$
which is homogeneous of weight
$\mathbf u$
with respect to an M-grading given by the weights
$u_0,\ldots , u_n \in M$
. Then the weight cone
$\omega $
is generated by
$u_0,\ldots ,u_n$
. Take a polarization
$\xi \in \sigma = \omega ^\vee $
and set
$w_i=\langle u_i, \xi \rangle $
and
$d=\langle \mathbf u , \xi \rangle $
. Then the formula of Example 2.6 extends by continuity of
$\operatorname {\mathrm {\widehat {vol}}}$
on the interior of
$\sigma $
and we once again obtain
In the situation of an isolated singularity there is a well-known obstruction to K-semistability, known as Lichnerowicz obstruction, see [Reference Gauntlett, Martelli, Sparks and Yau19]. The corresponding inequality for the hypersurface case can be also obtained (even for non-isolated ones) as an easy consequence of Theorem 2.12.
Theorem 2.15 [Reference Gauntlett, Martelli, Sparks and Yau19, 3.23]
Consider a Fano cone hypersurface singularity
$(X;x)$
with polarization
$\xi $
corresponding to the weight vector
$(w_0,\ldots ,w_n)$
. If
$(X,\xi )$
is K-semistable, then the following inequality holds
Proof. We consider the special degeneration, which is induced by the valuation
$v_s=s \cdot \operatorname {\mathrm {ord}}_{x_0}$
with
$s>0$
, i.e. a positive multiple of the order of vanishing in
$x_0$
. If s is integral, this is simply the degeneration induced by acting with
$\mathbb {C}^*$
via the weights
$w_0'=w_0+s$
,
$w_1'=w_1, \ldots , w_n'=w_n$
. Now, by Proposition 2.11 and Theorem 2.12 we have
for every
$s \geq 0$
. In particular, we obtain
which gives
as desired.
Definition 2.16. By a K-semistable singularity we mean a log Fano cone singularity which is K-semistable with respect to a suitable polarization.
In particular, every K-semistable singularity is a klt cone singularity.
Definition 2.17. We say a class
$\mathcal {C}$
of pairs is log bounded if there exists a morphism
$\mathcal {X} \to S$
of schemes of finite type and a reduced Weil divisor
$\mathcal {D} \subset \mathcal {X}$
, such that for every pair
$(X,\Delta )$
from
$\mathcal {C}$
, there is an
$s \in S$
, such that
$(X,\operatorname {red}(\Delta )) \cong (\mathcal {X}_s, \mathcal {D}_s)$
.
We say that a class
$\mathcal {P}$
of klt singularities is log bounded if there exists a log bounded class of pairs
$\mathcal {C}$
, such that for every singularity
$x \in (X,\Delta )$
from
$\mathcal {P}$
there exists an
$(X',\Delta ') \in \mathcal {C}$
and an
$x' \in X'$
such that
$x \in (X,\Delta ) \cong x' \in (X',\Delta ')$
in some neighbourhood of x and
$x'$
, respectively.
We say that a class
$\mathcal {P}$
of klt singularities is log bounded up to special degeneration if there exists a log bounded class
$\mathcal {P}'$
of klt singularities, such that every singularity
$x \in (X,\Delta )$
from
$\mathcal {P}$
admits a special degeneration
$x_0 \in (X_0,\Delta _0)$
from
$\mathcal {P}'$
.
Crucial for our work is the following result by Zhuang, which bounds Fano cone singularities in terms of normalized volume up to special degenerations.
Theorem 2.18 [Reference Zhuang54, Cor. 4.4]
Let
$\epsilon , A> 0$
,
$n \in \mathbb {N}$
and let
$I \subset [0, 1] \cap \mathbb {Q}$
be a finite set. Then the set of n-dimensional klt
$\mathbb {T}$
-singularities
$x \in (X, \Delta )$
with
$\operatorname {\mathrm {\widehat {vol}}}(x, X, \Delta ) \geq \epsilon $
,
$\operatorname {\mathrm {mldK}}^{\mathbb {T}}_x(X, \Delta ) \leq A$
and coefficients of
$\Delta $
being from I is log bounded up to
$\mathbb {T}$
-invariant special degeneration.
Moreover, we may assume that the bounding family of log Fano cone singularities arises from a
$\mathbb {Q}$
-polarized family of projective varieties.
Remark 2.19. Note that Zhuang does not mention the
$\mathbb {T}$
-invariance of the degeneration and the fact that the bounding family arises from a family of
$\mathbb {Q}$
-polarized projective varieties in [Reference Zhuang54, Cor. 4.4]. However, this follows directly from his proof of [Reference Zhuang54, Lem. 2.19].
2.4
$\mathbb {T}$
-varieties
Here, we want to recall some basic facts about
$\mathbb {T}$
-varieties and their combinatorial description from [Reference Altmann and Hausen1].
Definition 2.20. A
$\mathbb {T}$
-variety is a normal quasi-projective variety X which admits the effective action of an algebraic torus
$\mathbb {T}$
. The complexity of a
$\mathbb {T}$
-variety X is given by the difference
$\dim X -\dim T$
.
Note that the Fano cone singularities introduced in the previous section are a particular case of
$\mathbb {T}$
-varieties.
In [Reference Altmann and Hausen1] a combinatorial description of affine
$\mathbb {T}$
-varieties in terms of so-called polyhedral divisors was introduced. These divisors live on a residual quotient variety and have coefficients in the semi-group of
$\sigma $
-polyhedra. Here, we recall the basics of this description.
Definition 2.21. Let N be a free finitely generated abelian group. We write
$M:=\mathrm {Hom}_{\mathbb {Z}}(N,\mathbb {Z})$
for its dual. We denote by
$N_{\mathbb {Q}}$
and
$N_{\mathbb {R}}$
(resp.
$M_{\mathbb {Q}}$
and
$M_{\mathbb {R}}$
) the corresponding
$\mathbb {Q}$
-vector and
$\mathbb {R}$
-vector spaces. Let
$\sigma \subset N_{\mathbb {Q}}$
be a polyhedral cone. A
$\sigma $
-polyhedron P is a polyhedron in
$N_{\mathbb {Q}}$
for which the tail cone
equals
$\sigma $
. The set of
$\sigma $
-polyhedra together with Minkowski addition forms a monoid with neutral element being
$\sigma $
itself.
Let Y be a semi-projective variety, i.e. the natural morphism
$p\colon Y \to \operatorname {\mathrm {Spec}}(H^0(\mathcal {O}_Y))$
is projective. A polyhedral divisor on
$(Y,N_{\mathbb {Q}})$
is a finite formal sum
running over the prime divisors of
$Z \subset Y$
where each
$\mathcal {D}_Z$
is a
$\sigma $
-polyhedron or the empty set. By finite we mean that only finitely many of the polyhedral coefficients differ from
$\sigma $
(the neutral element of the monoid). We call
$\operatorname {\mathrm {supp}}(\mathcal {D}):=\bigcup _{\mathcal {D}_Z \neq \sigma }Z$
the support of
$\mathcal {D}$
. The cone
$\sigma $
is called the tail of
$\mathcal {D}$
. We write
$\operatorname {\mathrm {tail}} \mathcal {D}=\sigma $
. The locus of the polyhedral divisor
$\mathcal {D}$
is the open subset
$Y\setminus \bigcup _{\mathcal {D}_Z=\emptyset } Z$
. We denote this set by
$\mathrm {Loc}(\mathcal {D})\subset Y$
.
Given a polyhedral divisor
$\mathcal {D}$
on
$(Y,N_{\mathbb {Q}})$
, we have an associated map
By abuse of notation, we denote by
$\mathcal {D}$
both: the polyhedral divisor and the associated map.
We say that
$\mathcal {D}$
is a proper polyhedral divisor on
$(Y,N_{\mathbb {Q}})$
if the two following conditions are satisfied:
-
• for each $u\in \sigma ^\vee $
, we have that
$\mathcal {D}(u)$
is semiample on
$\mathrm {Loc}(\mathcal {D})$
, and -
• for each $u\in \mathrm {relint}(\sigma ^\vee )$
, we have that
$\mathcal {D}(u)$
is big on
$\mathrm {Loc}(\mathcal {D})$
.
We may write p-divisor instead of proper polyhedral divisor. When the
$\mathbb {Q}$
-vector space
$N_{\mathbb {Q}}$
is clear from the context, we may say that
$\mathcal {D}$
is a p-divisor on Y.
To each proper polyhedral divisor on Y, we can associate an affine
$\mathbb {T}$
-variety of complexity
$\dim Y$
.
Construction 2.22. Let
$\mathcal {D}$
be a proper polyhedral divisor on
$(Y,N_{\mathbb {Q}})$
. We consider the divisorial sheaf on Y given by
The affine variety
$X(\mathcal {D}):=\mathrm {Spec}(H^0(\mathcal {A}(\mathcal {D})))$
is called the
$\mathbb {T}$
-variety associated to
$\mathcal {D}$
. Let
$\widetilde {X}(\mathcal {D}):= \mathrm {Spec}_{Y}\mathcal {A}(\mathcal {D})$
be the associated relative spectrum with structure map
$\pi \colon \widetilde {X}(\mathcal {D}) \to Y$
.
Note that by our construction the weight cone of
$H^0(\mathcal {A}(\mathcal {D}))$
is precisely the dual of
$\sigma =\operatorname {\mathrm {tail}} \mathcal {D}$
. Hence, if the resulting variety
$X(\mathcal {D})$
is a cone singularity, as defined in the previous section, then the tail cone
$\sigma $
of the polyhedral divisor equals the Reeb cone of the cone singularity or more precisely minus the Reeb cone if we follow the convention of
$(t.f)(x)=f(t^{-1}.x)$
for the action on the functions.
Remark 2.23. Consider the open subset
$Y^\circ :=Y \setminus \operatorname {\mathrm {supp}} \mathcal {D} \subset Y$
. Then by construction
$\pi ^{-1}(Y^\circ )$
is
$\mathbb {T}$
-equivariantly isomorphic to
$X_\sigma \times Y^\circ $
, where
$\sigma = \operatorname {\mathrm {tail}} \mathcal {D}$
and
$X_\sigma $
is the toric variety associated to the polyhedral cone
$\sigma $
. Indeed, for the restriction
$\mathcal {A}(\mathcal {D})|_{Y^\circ }$
of the sheaf of algebras in (1) we obtain
because
$\operatorname {\mathrm {supp}} \mathcal {D}(u) \subset \operatorname {\mathrm {supp}} \mathcal {D}$
for every
$u \in \sigma ^\vee $
by definition and therefore
$\mathcal {D}(u)|_{Y^\circ }=0$
.
The following theorem is the main result of [Reference Altmann and Hausen1].
Theorem 2.24. Let X be a an affine
$\mathbb {T}$
-variety of complexity c. Then X is
$\mathbb {T}$
-equivariantly isomorphic to
$X(\mathcal {D})$
for some proper polyhedral divisor
$\mathcal {D}$
living on a semi-projective variety Y of dimension c.
Moreover, we have a commutative diagram

with a good quotient
$\pi \colon \widetilde {X}(\mathcal {D})\rightarrow Y$
, an equivariant proper birational morphism
$r\colon \widetilde {X}(\mathcal {D})\rightarrow X(\mathcal {D})$
and
$q\colon X \dashrightarrow Y$
being the rational quotient map induced by
$\mathbb {C}(Y) \cong \mathbb {C}(X)^{\mathbb {T}}$
.
3 Special degenerations and the multigraded Hilbert scheme
Our main goal here is to use Theorem 2.18 to obtain the boundedness result for K-semistable log Fano cone singularities. In order to get from the boundedness up to special degenerations from Theorem 2.18 to the desired proper boundedness we need to first bound all cone
${\mathbb {T}}$
-singularities having a
${\mathbb {T}}$
-invariant degeneration to a given
$\hat {\mathbb {T}}$
-singularity
$X_0$
. As it turns out, for a fixed subtorus
$\mathbb {T} \subset \hat {\mathbb {T}}$
a bounding family is given by the universal family of the so-called multigraded Hilbert scheme
${\mathcal {H}^{X_0,\mathbb {T}}}$
. We will see that every special
${\mathbb {T}}$
-invariant degeneration to
$X_0$
induces a morphism
${\mathbb A^1} \to \mathcal {H}^{X_0,\mathbb {T}}$
. In this section we define some combinatorial gadgets associated to such a morphism.
In a second step we will then show later that the number of possible subtori
$\mathbb {T} \subset \hat {\mathbb {T}}$
for
$\mathbb {T}$
-invariant special degeneration of K-semistable log Fano cone
$\mathbb {T}$
-singularities (with normalized volume
$> \epsilon $
) is in fact finite. This will be achieved in Section 4.
Consider some cone
$\mathbb {T}$
-singularity X and let M be the character lattice of
$\mathbb {T}$
. Assume
$X_0=\operatorname {\mathrm {Spec}} A$
with
$A \cong R/I$
,
$R=\mathbb {C}[x_1 \ldots x_N]$
and
$I \subset R$
being a homoegenous ideal with respect to an M-grading on S.
Then by the condition of being a cone singularity we have
$S_0=\mathbb {C}$
and the homogeneous components of A are finite-dimensional as
$\mathbb {C}$
-vector spaces. Hence, by [Reference Haiman and Sturmfels21, Thm 1.1,1.2] there is a projective scheme
$\mathcal {H}^{X_0,\mathbb {T}}:=\mathcal {H}^{X_0,\mathbb {T}}_{\mathbb A^m}$
parametrizing all
$X \subset \mathbb A^m$
given by homogeneous ideals
$J \subset R$
such that
$\dim _{\mathbb {C}} (R/J)_u = h(u):=\dim _{\mathbb {C}} (R/I)_u$
for all
$u \in M$
. More precisely,
$\mathcal {H}^{X_0,\mathbb {T}}$
represents the Hilbert functor, which assigns to every
$\mathbb {C}$
-algebra B the set of
$\mathbb {T}$
-invariant subvarieties of
$\mathbb A^m$
corresponding to ideals
$J \subset B \otimes R$
with
$(B \otimes R_u)/I_u$
being locally free of rank
$h(u)$
. Hence, there exists a universal family
$\mathcal F \subset \mathbb A^m \times \mathcal {H}^{X_0,\mathbb {T}}$
, such that every
$\mathbb {T}$
-invariant flat family
$\mathcal F' \subset \mathbb A^N \times S$
of such subvarieties can be obtained via some morphism
$\varphi \colon S \to \mathcal {H}^{X_0,\mathbb {T}}$
as
$\mathcal F = \mathcal F \times _{\varphi } S$
. Moreover, every
$\hat {\mathbb {T}}$
-action on
$\mathbb A^m$
induces a
$\hat {\mathbb {T}}$
-action on
$\mathcal {H}^{X_0,\mathbb {T}}$
and families
$\mathcal F' \subset \mathbb A^m \times S$
, which are equivariant with respect to
$\hat {\mathbb {T}}$
will be induced by an equivariant morphism
$S \to \mathcal {H}^{X_0,\mathbb {T}}$
. The latter is a consequence of the uniqueness of the morphism
$S \to \mathcal {H}^{X_0,\mathbb {T}}$
corresponding to
$\mathcal F'$
.
Also
$\mathcal {H}^{X_0,\mathbb {T}}$
admits a
$\hat {\mathbb {T}}$
-equivariant embedding into projective space and, therefore, a covering by
$\hat {\mathbb {T}}$
-invariant affine charts.
We extend the above construction to cover the case of pairs
$(X_0,B_0)$
consisting of a cone
$\mathbb {T}$
-singularity and an integral
$\mathbb {T}$
-invariant divisor as follows. Let
$\mathcal F^{X_0}$
be the universal family over
$\mathcal {H}^{X_0,\mathbb {T}}$
and
$\mathcal F^{B_0}$
the universal family of
$\mathcal {H}^{B_0,\mathbb {T}}$
(here we treat
$B_0$
as a subscheme of
$\mathbb A^m$
). Then let
$\mathcal {H}^{(X_0,B_0),\mathbb {T}}$
be the closed subscheme of
$\mathcal {H}^{X_0,\mathbb {T}} \times \mathcal {H}^{B_0,\mathbb {T}}$
cut out by the condition
$B \subset X$
for
$(X,B) \in \mathcal {H}^{X_0,\mathbb {T}} \times \mathcal {H}^{B_0,\mathbb {T}}$
. Then
$\mathcal {H}^{(X_0,B_0),\mathbb {T}}$
represents the corresponding functor for the case of pairs, where the universal family is given by
Consider a cone singularity
$X_0$
and an equivariant (non-product) special degeneration of X with central fibre
$X_0$
. Such a special degeneration induces an action of
$\mathbb {T} \times \mathbb {C}^*$
on
$X_0$
. Then we have
$\mathbb {T} \times \mathbb {C}^* \subset \hat {\mathbb {T}}$
for some maximal torus
$\hat {\mathbb {T}}$
. Accordingly we have a surjection
$\hat {M} \twoheadrightarrow M$
of the corresponding character lattices and an inclusion
$N = \ker (\hat M \twoheadrightarrow M)^* \hookrightarrow \hat N$
of the co-character lattices. Moreover, the
$\mathbb {C}^*$
-action of the special degeneration will induce an element
$\hat v \in \hat N \setminus N$
. Let
$\hat \sigma \subset \hat N_{\mathbb {R}}$
be the Reeb cone of
$X_0$
. The condition that X is a cone singularity with respect to the
$\mathbb {T}$
-action implies that
$N_{\mathbb {R}}$
intersects the interior of
$\hat \sigma $
or equivalently
$u \not \in (\hat \sigma ^\vee \cup - \hat \sigma ^\vee )$
for any non-zero element
$u \in \ker (\hat M_{\mathbb {R}} \twoheadrightarrow M_{\mathbb {R}})$
.
Lemma 3.1. Let A be a positively (or negatively) graded
$A_0$
-algebra. We consider the ideal
$I_+=\bigoplus _{\ell>0} A_\ell $
(or
$I_+=\bigoplus _{\ell <0} A_\ell $
, respectively). If
$g_1,\ldots , g_m$
is a minimal set of generators of A as an
$A_0$
-algebra, then the images form a minimal set of generators of
$I_+/I_+^2$
as a
$(A/I_+)$
-module.
Proof. Assume the set of the images of the
$g_i$
is not minimal as a generating set. Then w.l.o.g.
$g_1$
can be expressed as
$g_1 = \sum _{j \geq 2} b^0_j g_j + f$
, where
$f \in I_+^2$
and
$b^0_j \in A_0$
.
Since the
$g_1, \ldots , g_m$
generate A as a
$A_0$
-algebra we may write f as a polynomial in
$g_1, \ldots , g_m$
with coefficients in
$A_0$
. Now for
$\alpha \in \mathbb {Z}_{\geq 0}^m$
we set
$g^\alpha =g_1^{\alpha _1} \cdots g_m^{\alpha _m}$
and
$|\alpha |=\sum _j \alpha _j$
and we write
After restricting to the homogeneous part of degree
$\deg (g_1)$
of the equation
$g_1 = \sum _{j \geq 2}b^0_j g_j + \sum _\alpha b^0_\alpha g^\alpha $
, we may assume that
$b_j^0 = 0$
for
$\deg (g_j) \neq \deg (g_1)$
and
$b^0_\alpha = 0$
for
$\deg (g^\alpha ) \neq \deg (g_1)$
. From the fact that
$f \in I_+^2$
it follows that
$|\alpha |> 1$
for
$b^0_\alpha \neq 0$
. Now, if
$\alpha _1 \neq 0$
and
$|\alpha |> 1$
, then
$\deg (g^{\alpha })> \deg (g_1)$
, since the degrees of the
$g_i$
are all positive. Therefore, the coefficient
$b^0_\alpha $
must be
$0$
in this case. Hence,
expresses
$g_1$
as a polynomial in
$g_2,\ldots ,g_m$
with coefficients in
$A_0$
, but this contradicts the minimality of
$\{g_1,\ldots , g_m\}$
as a set of
$A_0$
-algebra generators for A.
Lemma 3.2. Given a cone
$\mathbb {T}$
-singularity C, where for once we do not require normality, irreducibility or reducedness, there exists an affine space
$\mathbb A^m$
, such that every
$\mathbb {T}$
-invariant (and
$\mathbb {C}^*$
-equivariant) family
$\mathcal {X} \to \operatorname {\mathrm {Spec}} B$
over a (graded) local ring
$(B,\mathfrak {m})$
with special fibre C can be equivariantly embedded into
$\mathbb A^m \times \operatorname {\mathrm {Spec}} B$
.
Moreover,
$\mathbb A^m$
can be equivariantly identified with the Zariski tangent space of C at the vertex.
Proof. Assume
$\mathcal {X}=\operatorname {\mathrm {Spec}} A \to \operatorname {\mathrm {Spec}} B$
. Then for an appropriate homomorphism
$M \to \mathbb {Z}$
the B-algebra A is positively graded with
$A_0=B$
and there is a minimal set of homogeneous generators
$g_1 \ldots g_m$
. By Lemma 3.1 their images give a minimal generating set of
$I_+/I^2_+$
. Now, it follows from Nakayama’s Lemma (or its graded version, respectively) that the images of the generating set form a basis
$\bar {g}_1, \ldots ,\bar g_m$
of
$T^*=(I_+/I^2_+) \otimes _B (B/\mathfrak {m})$
, the Zariski cotangent space of C at the vertex
$0$
. Hence, we have an equivariant embedding
$\mathcal {X} \hookrightarrow T \times \operatorname {\mathrm {Spec}} B$
, induced by the B-algebra homomorphism
Lemma 3.3. Given a cone
$\mathbb {T}$
-singularity
$X_0$
. There exists an affine space
$\mathbb A^m$
, such that every torus invariant special degeneration
$\mathcal {X} \to \mathbb A^1$
to
$X_0$
is equivariantly embedded as
$\mathcal {X} \subset \mathbb A^m \times \mathbb A^1$
.
Proof. This follows from Lemma 3.2 when taking B to be the graded local ring
$\mathbb {C}[t]$
.
Hence, for
$X_0=\operatorname {\mathrm {Spec}} A$
and
$A=R/I$
every
$\mathbb {T}$
-cone singularity X with
$\mathbb {T}$
-invariant special degeration to
$X_0$
will be represented by an element of the universal family over
$\mathcal {H}=\mathcal {H}^{X_0,\mathbb {T}}$
. Moreover, the special degeneration
$\mathcal {X} \to \mathbb A^1$
induces a
$(\mathbb {T} \times \mathbb {C}^*)$
-equivariant map
$\psi _{\mathcal {X}} \colon (\mathbb A^1,0) \to (\mathcal {H}, X_0)$
of pointed schemes.
We are now interested in studying the
$\hat {\mathbb {T}}$
-action in a neighbourhood of
$X_0$
in
$\mathcal {H}$
. For this we consider the tangent space
$T_{X_0}(\mathcal {H})$
. By [Reference Haiman and Sturmfels21, Prop. 1.6] this tangent space is isomorphic to
$ \operatorname {\mathrm {Hom}}_R(I,R/I)^{\mathbb {T}}. $
In the following we set
$T^1_{X_0}=\operatorname {\mathrm {Hom}}_R(I,R/I)$
and
$T^1_{X_0}(u)=\operatorname {\mathrm {Hom}}_R(I,R/I)_u$
for
$u\in \hat M$
. Indeed, since
$R/I$
was even
$\hat M$
-graded we obtain an
$\hat M$
-grading on
$T^1_{X_0}$
as well. With this notation we have
Now, the
$\mathbb {C}^*$
-action of the special degeneration
$\mathcal {X}$
acts with weight
$\langle u, \hat v \rangle $
on
$T^1_{X_0}(u)$
. We consider a
$\hat {\mathbb {T}}$
-invariant affine chart U of
$\mathcal {H}$
containing
$X_0$
. Let C be the scheme-theoretic image of
$\psi $
in U. Then
$T\mathcal {X}:=T_{X_0}C \subset T_{X_0}\mathcal {H}$
is a
$\mathbb {C}^*$
-invariant linear subspace.
Definition 3.4. Consider an element
$x\in W$
of some
$\hat {\mathbb {T}}$
-representation W. We have a decomposition
$x=\sum _{u\in \hat M}x_u$
into homogeneous components
$x_u$
of weight u. Then
is called the support of
$x \in W$
. More generally for a subset
$W'\subset W$
we set
For a special degeneration
$\mathcal {X}$
with special fibre
$X_0$
we define the degeneration cone of
$\mathcal {X}$
by
i.e.
$\Sigma _{\mathcal {X}}$
is the dual cone of the cone generated by the support of
$T\mathcal {X}$
.
Example 3.5. We consider the toric
$3$
-fold hypersurface singularity
This is the toric variety
$A_1 \times \mathbb A^1$
, which corresponds to the cone
$\hat \sigma $
spanned by the elements
$(0,0,1),(0,2,1),(1,0,0)$
. The
$3$
-dimensional torus
$\hat {\mathbb {T}}$
acts on
$X_0$
via
i.e. with weight matrix
For each
$n \geq 0$
, we have a special degeneration to
$X_0$
given by
This degeneration is equivariant with respect to the 2-dimensional subtorus
$\mathbb {T}=\{(\lambda _1^2,\lambda _2,\lambda _1^n) \in \hat {\mathbb {T}}\}$
. This corresponds to the surjective linear map
$\mathbb {R}^3=\hat M_{\mathbb {R}} \to M_{\mathbb {R}}= \mathbb {R}^2$
with kernel
$\mathbb {R}\cdot (n,0,-2)$
.
Set
$R=\mathbb {C}[x,y,z,w]$
and
$f=xy+z^2$
. Then
$T_{X_0}\mathcal {H}^{X_0,\mathbb {T}} = \operatorname {\mathrm {Hom}}_R((f),R/(f))^{\mathbb {T}}$
is spanned by the homomorphisms sending f to the class of monomials of the same
$\mathbb {T}$
-weight as
$f=xy+z^2$
. In this case these are the monomials
$z^2$
and
$w^n$
. Hence,
$T_{X_0}\mathcal {H} = T^1_{X_0}(0,0,0) \oplus T^1_{X_0}(n,0,-2)$
with
$T^1_{X_0}(0,0,0)=\mathbb {C}\cdot (f \mapsto z^2)$
and
$T^1_{X_0}(n,0,-2)=\mathbb {C}\cdot (f \mapsto w^{n})$
. We claim that
$T\mathcal {X}=T^1_{X_0}(n,0,-2)=\mathbb {C}\cdot (f \mapsto w^{n})$
and therefore
$\Sigma _{\mathcal {X}} = \left (\mathbb {R}_{\geq 0}\cdot {(n,0,-2)}\right )^\vee $
.
The following lemma shows that the elements
$\Sigma _{\mathcal {X}} \cap \hat N$
parametrize the
$\mathbb {C}^*$
-actions on
$X_0$
which are induced by
$\mathbb {T}$
-invariant special degenerations of the generic fibre of
$\mathcal {X}$
to
$X_0$
.
Lemma 3.6. Assume we have a special degeneration
$\mathcal {X}$
of a
$\mathbb {T}$
-singularity X to a
$\hat {\mathbb {T}}$
-singularity
$X_0$
as above. Let the induced
$\mathbb {C}^*$
-action on
$X_0$
be given by an element
$\hat v \in \hat N$
. Then the following holds.
-
(i) The weights in $\operatorname {\mathrm {supp}} T\mathcal {X}$
span
$\ker (\hat M_{\mathbb {R}} \to M_{\mathbb {R}})$
as a vector space, -
(ii) we have $\hat v \in \operatorname {\mathrm {int}} \Sigma _{\mathcal {X}}$
and -
(iii) for every lattice element $\hat w \in \hat \sigma \cap \Sigma _{\mathcal {X}}$
there exists a special degeneration
$\mathcal {X}'$
of X to
$X_0$
inducing the
$\mathbb {C}^*$
-action
$\hat w$
on
$X_0$
.
Proof. Recall that
$X_0$
was a
$\hat {\mathbb {T}}$
-fixed point of
$\mathcal {H}$
. We may choose a
$\hat {\mathbb {T}}$
-invariant open affine neighbourhood
$U=\operatorname {\mathrm {Spec}} B$
of
$X_0$
in
$\mathcal {H}$
. Then
$\psi =\psi _{\mathcal {X}}$
corresponds to a
$\mathbb {Z}$
-graded homomorphism
$\psi ^\# \colon B \to \mathbb {C}[t]$
. The scheme-theoretic image of
$\psi $
in U is given by
$C=\operatorname {\mathrm {Spec}}(B/\ker \psi ^\#)$
. By the definition of a special degeneration,
$\mathbb {C}^*$
acts with weight
$1$
on the base of
$\mathcal {X}$
. It will therefore act with positive weight on
$T_{X_0}C$
. Indeed, on the level of coordinate rings we have
$\deg (t)=-1$
. Hence,
$\mathbb {C}[t]$
is negatively graded with respect to
$\hat v$
. Then
$B/\ker \psi ^\#$
will be negatively graded as well. Hence,
$\mathbb {C}^*$
also acts via
$\hat v$
with negative weights on the cotangent space and therefore with positive weights on the tangent space. From this we deduce that
$\langle u, \hat v \rangle> 0$
for
$u \in \operatorname {\mathrm {supp}} T_{X_0}C$
and therefore
$\hat v \in \operatorname {\mathrm {int}} \Sigma _{\mathcal {X}}$
as claimed in (ii).
Then applying Lemma 3.2 to the trivial family
$C \to \operatorname {\mathrm {Spec}} \mathbb {C}$
gives an equivariant embedding
We have
$\operatorname {\mathrm {supp}} T_{X_0}C \subset \operatorname {\mathrm {supp}} T_{X_0}\mathcal {H} \subset \ker (\hat M_{\mathbb {R}} \to M_{\mathbb {R}})$
. Consider now the image
$\psi (1) \in C \hookrightarrow T_{X_0}C \subset T_{X,0}\mathcal {H}$
. Then we have
$\operatorname {\mathrm {supp}}(\psi (1)) \subset \operatorname {\mathrm {supp}} T_{X_0}C$
. Now,
$\psi (1)$
is fixed under the subtorus
$\mathbb {T}'$
corresponding to the surjection
$\hat M \to \hat M/\operatorname {\mathrm {span}}_{\mathbb {R}}(\operatorname {\mathrm {supp}}\psi (1))$
. Since
$\psi (1)$
parametrizes
$\mathcal {X}_1\cong X$
in the Hilbert scheme
$\mathcal {H}$
it follows that X admits an action of this subtorus. Because X was assumed to be a
$\mathbb {T}$
-variety in our strict sense, it follows that
$\mathbb {T}=\mathbb {T}'$
and
$\operatorname {\mathrm {span}}_{\mathbb {R}}(\operatorname {\mathrm {supp}}\psi (1)) = \ker (\hat M_{\mathbb {R}} \to M_{\mathbb {R}})$
. But then also
$\operatorname {\mathrm {span}}_{\mathbb {R}}(\operatorname {\mathrm {supp}} T_{X_0}C) = \ker (\hat M_{\mathbb {R}} \to M_{\mathbb {R}})$
holds. This shows (i).
To prove (iii) we need to refine the ideas from above a little bit. We consider the
$\hat T$
-invariant subspace
Then
$W \subset \ker \psi ^\#$
holds, since
$\mathbb {C}[t]$
was negatively graded. Let
$I \subset B$
be the
$\hat M$
-graded ideal generated by W. Then
$\psi \colon \mathbb A^1 \to \operatorname {\mathrm {Spec}} B$
factors through a
$\hat T$
-equivariant closed embedding
$S:=\operatorname {\mathrm {Spec}} B/I \hookrightarrow \operatorname {\mathrm {Spec}} B$
. Note that
$B/I$
is negatively graded by construction and
$X_0 \in S$
is the unique fixed point of the corresponding
$\mathbb {C}^*$
-action. Hence, by Lemma 3.1 we have a
$\hat T$
-equivariant embedding
which maps
$X_0 \in S$
to
$0 \in T_{X_0}S$
. Now, we have
and for every
$\hat w \in \operatorname {\mathrm {int}} \Sigma _{\mathcal {X}}$
the corresponding
$\mathbb {C}^*$
-action has positive weights along the homogeneous components of
$\psi (1)$
in
$T_{X_0}S$
. Hence, in
$T_{X_0}S$
we have
which corresponded to
$X_0 \in S \subset \mathcal {H}$
. In this way we obtain a special degeneration of X to
$X_0$
and inducing the
$\mathbb {C}^*$
-action given by
$\hat w$
.
Example 3.7. We are coming back to Example 3.5. We choose now a
$\mathbb {C}^*$
-action on the total space of the degeneration
$\mathcal {X}_{n}$
given in (2) by acting via
$\lambda .(x,y,z,w,t)=(x,\lambda ^2y,\lambda z, w, \lambda ^2 t)$
. The corresponding one-parameter subgroup in
$\hat N$
is given by
$\hat v=(0,0,-1)$
. Hence, we see indeed that
$\hat v \in \Sigma _{\mathcal {X}}$
.
Assume now, we are given a
$\hat {\mathbb {T}}$
-invariant family
$\mathcal {X} \subset \mathbb A^m \times S \to S$
of cone singularities of arbitrary complexity with common Reeb cone
$\hat \sigma \subset \hat N_{\mathbb {R}}$
.
Note that for rays in a real vector space we may talk about distances, accumulation and convergence by fixing an inner product and intersecting with a unit sphere.
Lemma 3.8. Given a
$\hat {\mathbb {T}}$
-invariant family
$\mathcal {X} \to S$
of cone singularities of arbitrary complexity with common Reeb cone
$\hat \sigma \subset \hat N_{\mathbb {R}}$
. We consider the rays in
$\hat M_{\mathbb {R}}$
spanned by degrees
$u \in \hat M \setminus \hat \sigma ^\vee $
, such that
$T^1_{\mathcal {X}_s}(u) \neq 0$
for at least one
$s \in S$
. Then those rays accumulate only at the boundary of
$\hat \sigma ^\vee $
. In particular, we obtain the following.
-
(i) For fixed $\xi _0 \in \operatorname {\mathrm {int}} \hat \sigma $
we have
$\langle u, \xi _0 \rangle \leq 0$
only for fninitely many of those rays. -
(ii) Assume for every such ray we have a $\xi _u \in \operatorname {\mathrm {int}} \hat \sigma $
with
$\langle u, \xi _u \rangle \leq 0$
. Then
$\xi _u/|\xi _u|$
accumulate at faces of
$\hat \sigma $
which are dual to a faces of
$\hat \sigma ^\vee $
that contain an accumulation point of the
$u/|u|$
in their interior.
Proof. We may assume wlog that
$S=\operatorname {\mathrm {Spec}} B$
is affine and
$\mathcal {X}=\operatorname {\mathrm {Spec}} \mathcal A$
with
$\mathcal {A}=(B \otimes R)/\mathcal {I}$
and the ideal
$\mathcal {I}=(f_1,\ldots ,f_r)$
being generated by homogeneous elements of weight
$\deg f_i=: w_i \in \hat M$
. The fibre over
$s \in S$
is then given by
$\mathcal {X}_s = \operatorname {\mathrm {Spec}} \mathcal {A}_s$
with
$\mathcal {A}_s = \mathcal {A} \otimes \mathbb {C}(s) = R/\mathcal {I}_s$
. Note that
$\mathcal {I}_s = \mathcal {I} \otimes \mathbb {C}(s)$
is generated by elements in degrees
$w_1, \ldots , w_r$
, as well.
We consider the non-trivial homogeneous components of
$T^1_{\mathcal {X}_s}=\operatorname {\mathrm {Hom}}_R(\mathcal {I}_s, R/\mathcal {I}_s)$
. Let
$\varphi \in \operatorname {\mathrm {Hom}}_R(\mathcal {I}_s, R/\mathcal {I}_s)$
be a non-trivial element. Then we have
$0 \neq \varphi (f_i) \in (R/\mathcal {I}_s)_w$
for at least one
$i \in \{1,\ldots ,r\}$
and some
$w \in \hat \sigma ^\vee $
. In this case we have
$\deg \varphi =w-w_i$
. Hence, we get
$T^1_{\mathcal {X}_s}(u) \neq 0$
only for
$u \in \left (G + \hat \sigma ^\vee \right )$
, where
$G=\{-w_1, \ldots ,-w_r\}$
.
Consider a sequence of pairwise distinct elements
$(u_i)_{i \in \mathbb {N}}\in \hat M \setminus \hat \sigma ^\vee $
with
$T^1_{\mathcal {X}_s}(u) \neq 0$
for some
$s \in S$
. Then we have
${u_i}/{|u_i|} \in ({G}/{|u_i|} + \hat \sigma ^\vee ) \setminus \hat \sigma ^\vee $
. Since the
$u_i$
are lattice points we necessarily have
$|u_i| \to +\infty $
. We see that the distance between
${u_i}/{|u_i|}$
and
$\hat \sigma ^\vee $
goes to
$0$
. Hence, every accumulation point has to lie on the boundary of
$\hat \sigma ^\vee $
.
Now, we show (ii). Consider a sequence
$u_i \to u \in \operatorname {\mathrm {int}} \tau \prec \hat \sigma ^\vee $
. Assuming
$\langle \xi _{u_i}, u_i \rangle \leq 0$
we obtain
$\lim _{i\to \infty } \langle {\xi _{u_i}}/{|\xi _{u_i}|} , u \rangle = \lim _{i\to \infty } \langle {\xi _{u_i}}/{|\xi _{u_i}|} , u_i \rangle \leq 0.$
On the other hand, it follows from
$u \in \hat \sigma ^\vee $
that
$\langle {\xi _{u_i}}/{|\xi _{u_i}|} , u \rangle \geq 0$
and therefore
$\lim _{i\to \infty } \langle {\xi _{u_i}}/{|\xi _{u_i}|} , u \rangle = 0$
. In other words, the
$\xi _{u_i}$
accumulate at
$\tau ^*=u^\perp \cap \hat \sigma $
.
The statement (i) follows from (ii), since the finite set
$\{\xi _0\} \subset \operatorname {\mathrm {int}} \hat \sigma $
cannot have accumulation points at the boundary of
$\hat \sigma $
.
Example 3.9. Let us once again consider the degenerations from Example 3.5. We had seen that non-zero graded components
$T^1_{X_0}(u)$
appearing here have degree
$u=(n,0,-2)$
. Here,
$u/|u|$
converges to
$(1,0,0)$
, which is indeed a boundary point of the Reeb cone
$\hat \sigma $
.
4 Torus invariant families
In this section we study torus invariant families of cone singularities and special degenerations to elements of such a family, but first we show that we can always reduce to the case that a bounding family for a class of
$\mathbb {T}$
-singularities is
$\mathbb {T}$
-invariant.
Proposition 4.1. Let
$\{(Y_i,A_i)\}$
be log bounded family of pairs where
$Y_i$
is a projective variety and
$A_i$
is an ample
$\mathbb {Q}$
-divisor. Let
$\{(X_i;x_i)\}$
be the corresponding family of
$\mathbb {T}$
-singularities. Then, we can find an affine space
a family of ideals
$I_{\mathbf t} =\langle f_1(\mathbf x,\mathbf t),\dots ,f_s(\mathbf x,\mathbf t)\rangle $
depending on
$\mathbf t\in Z\subset \mathbb {A}_{t_1,\dots ,t_k},$
and an embedding
$\mathbb {T} \hookrightarrow \operatorname {Aut}(\mathbb {A}_{x_1,\dots ,x_n})$
, such that for some
$\mathbf {t}_i \in \mathbb {A}_{t_1,\dots ,t_k}$
the vanishing locus
$V(I_{\mathbf t_i})$
is
$\mathbb {T}$
-invariant and
$(X_i;x_i)$
is
$\mathbb {T}$
-equivariantly isomorphic to
$(V(I_{\mathbf t_i});0)$
.
Proof. Let
$\mathcal {Y}\rightarrow T$
be the bounding family for the projective varieties
$Y_i$
and
$\mathcal {A}$
be the bounding divisor for
$A_i$
. We may assume that
$\mathcal {A}$
is ample over T (see, e.g., [Reference Lazarsfeld29, Theorem 1.2.13]). Then,
$\mathcal {A}^{\otimes m}$
is T-very ample for some m only depending on the pair
$(\mathcal {Y},\mathcal {A})$
. We may further assume that if
$\mathcal {Y}_t$
admits a
$\mathbb {T}$
-action, then
$\mathcal {A}_t^{\otimes m}$
admits a
$\mathbb {T}$
-linearization. Hence, we may embed all fibres of
$\mathcal {Y}\rightarrow T$
to
$\mathbb {P}^N$
as varieties of degree at most d. We call this embedding
$\phi _t$
. Here, both N and d only depend on the bounding family. Furthermore, if
$\mathcal {Y}_t$
admits a
$\mathbb {T}$
-action, then this embedding is
$\mathbb {T}$
-equivariant. Let
$\mathbb {T}_0\leqslant \mathrm {PGL}_N(\mathbb {K})$
be a maximal torus. For every
$\mathcal {Y}_t$
that admits a torus action, we can find
$g\in \mathrm {PGL}_N(\mathbb {K})$
such that
$\mathcal {Y}_t$
is equivariantly isomorphic to
$g^{-1}\phi _t(\mathcal {Y}_t)g$
with the action endowed by a subtorus of
$\mathbb {T}_0$
. Since the degree of
$g^{-1}\phi _t(\mathcal {Y}_t)g$
is d and it is a non-degenerate variety, then there are only finitely many tori
$\mathbb {T}_1,\dots ,\mathbb {T}_k \leqslant \mathbb {T}_0$
that can act on it. Then, the disjoint union
$\bigcup _{i=1}^k \mathrm {Hilb}_{d,N}^{\mathbb {T}_i}$
of
$\mathbb {T}_i$
-invariant points of the Hilbert scheme gives an equivariant bounding family for the pairs
$(Y_i,A_i)$
. By taking the cone of the
$Y_i$
with respect to the
$\mathbb {Q}$
-polarization
$A_i$
on this family, we obtain the desired result.
The aim of the next technical lemma is to identify a convenient open subset
$S'\subset S$
in the base of a
$\mathbb {T}$
-invariant family
$\mathcal {X} \to S$
of
$\mathbb {T}$
-cone singularities, such that for every primitive lattice element
$\xi $
in the interior of the Reeb cone we are able to extract a prime divisor
$D_\xi $
over
$\mathcal {X}$
, which restricts to a prime divisor in every fibre over elements
$s \in S'$
. Moreover, both
$D_\xi $
and
$D_\xi |_s$
induce the valuation corresponding to
$\xi $
on
$\mathcal {X}$
and
$\mathcal {X}_s$
, respectively.
Lemma 4.2. Let
$f \colon \mathcal {X} \to S$
be a
$\mathbb {T}$
-invariant family of
$\mathbb {T}$
-cone singularities over a normal base S. Then there exist an open subset
$S' \subset S$
, such that for every rational ray
$\xi $
in the interior of the common Reeb cone
$\sigma $
of
$\mathcal {X}$
there exist
-
• a proper birational morphism $\psi \colon \mathcal {X}' \to \mathcal {X}$
, -
• a surjective morphism $U \to S'$
and -
• a $\mathbb {T}$
-invariant open subset
$V'\subset \mathcal {X}'$
equivariantly isomorphic to
$X_\xi \times U$
, where
$X_\xi $
is the affine toric variety corresponding to the polyhedral cone
$\xi $
,
such that the following
$\mathbb {T}$
-equivariant diagram commutes

and
$D_\xi \times U \subset X_\xi \times U$
is the only component of the exceptional locus of
$\psi $
intersecting
$V'$
.
Proof. After passing to an open affine subset of S we may assume that S and
$\mathcal {X}$
are affine. Since
$\mathcal {X} \to S$
is a
$\mathbb {T}$
-invariant family of
$\mathbb {T}$
-cone singularities, we have
$\mathbb {C}[\mathcal {X}]^{\mathbb {T}} = \mathbb {C}[S]$
and the structure morphism of the family is induced by the inclusion of algebras.
It follows from Theorem 2.24 that there exists a semi-projective variety
$\mathcal {Y}$
, a proper
$\mathbb {T}$
-equivariant morphism
$r \colon \widetilde {\mathcal {X}} \to \mathcal {X}$
and good quotient morphisms
$\pi \colon \widetilde {\mathcal {X}} \to \mathcal {Y}$
. We obtain
$H^0(\mathcal {O}_{\mathcal {Y}})=H^0(\mathcal {O}_{\widetilde {\mathcal {X}}})^{\mathbb {T}}=H^0(\mathcal {O}_{\mathcal {X}})^{\mathbb {T}}$
. In particular,
$\operatorname {\mathrm {Spec}}(H^0(\mathcal {O}_{\mathcal {Y}}))=S$
holds and
$\mathcal {Y}$
is projective over S. Altogether we have a commutative diagram

Let
$X_\sigma $
be the toric variety corresponding to the Reeb cone
$\sigma $
. By Remark 2.23 there is an open subset
$\mathcal {Y}^\circ \subset \mathcal {Y}$
, such that
$X_\sigma \times \mathcal {Y}^\circ $
is
$\mathbb {T}$
-equivariantly isomorphic to an open subset
$V \subset \widetilde {X}$
. Let
$U=\mathcal {Y}^\circ \setminus \overline {\pi (E^{\text {vert}})}$
. Here,
$E^{\text {vert}}$
denotes the union of the vertical components of the exceptional locus of
$r \colon \widetilde {\mathcal {X}} \to \mathcal {X}$
. By vertical components we mean those whose image under
$\pi $
has positive codimension. We then set
$S'=p(U)$
.
Let
$X_\Sigma $
be the toric variety corresponding to the fan
$\Sigma $
obtained by star subdividing
$\sigma $
with respect to
$\xi $
. Let
$\bar X_\Sigma $
be some
$\mathbb {T}$
-equivariant completion of
$X_\Sigma $
. There is a
$\mathbb {T}$
-equivariant birational map
$\varphi \colon X_\Sigma \times \mathcal {Y} \dashrightarrow \widetilde {\mathcal {X}}$
and we obtain
$\mathcal {X}'$
as a resolution of indetermacy by taking the normalization of the closure of the graph of
$\varphi $
in
$(X_\Sigma \times \mathcal {Y}) \times _S \widetilde {\mathcal {X}}$
. This results in the following commutative diagram.

Here,
$p_1$
and
$p_2$
are the projections to the first and second factor, respectively. Notice that
$p_2$
is proper because
$\bar X_\Sigma \times \mathcal {Y}$
is proper over S and properness is preserved under base extension. Therefore, the induced map
$\mathcal {X}' \to \widetilde {\mathcal {X}}$
is proper because it is the composition of the normalization with a closed embedding and
$p_2$
. Hence, the composition
$\psi \colon \mathcal {X}' \to \widetilde {X} \to \mathcal {X}$
is proper as well.
The rational map
$\bar X_\Sigma \times \mathcal {Y} \dashrightarrow \widetilde {\mathcal {X}}$
is defined on the open subset
$X_\Sigma \times U$
. Indeed, here, it is induced simply by the toric morphism
$X_\Sigma \to X_\sigma $
. Therefore, over
$X_\Sigma \times U$
the resolution of indeterminacy
$\mathcal {X}' \to \bar X_\Sigma \times \mathcal {Y}$
is an isomorphism and we may identify
$X_\Sigma \times U$
with a
$\mathbb {T}$
-invariant open subset of
$\mathcal {X}'$
. We now set
Then
$D_\xi \times U$
is the only component of the exceptional locus of
$\psi \colon \mathcal {X}' \to \mathcal {X}$
which intersects
$V'$
. Indeed,
$D_\xi \times U$
is the only horizontal closed
$\mathbb {T}$
-invariant subset in
$X_\xi \times U$
, i.e. the only one which projects onto U. On the other hand, we had chosen U, such that
$X_\Sigma \times U$
cannot contain any vertical component.
Proposition 4.3. Consider
$\hat {\mathbb {T}}$
-invariant family
$(\mathcal X, \Delta ) \to S$
of log Fano cone
$\hat {\mathbb {T}}$
-singularities of dimension d. We denote by
$\hat \sigma $
the common Reeb cone of the family.
Then there exists a stratification of S into finitely many locally closed subsets, such that for
$\xi \in \hat \sigma $
the maps
$s \mapsto a_{(\mathcal X_s,\Delta _s)}(\xi )$
and
$s \mapsto \operatorname {\mathrm {\widehat {vol}}}_{(\mathcal X_s,\Delta _s)}(\xi )$
are constant on the strata. In particular, the minimizer of
$\operatorname {\mathrm {\widehat {vol}}}_{(\mathcal X_s,\Delta _s)}$
in
$\hat \sigma $
is the same for every element s of a fixed stratum.
This stratification depends only on
$\mathcal {X} \to S$
, but not on
$\Delta $
.
Proof. First, we may reduce to the case of a normal base S. This can be done by passing to the normalization of the underlying reduced scheme and considering the pullback of the family along the normalization. Then we may treat the resulting finitely many connected components separately. By induction on the dimension of S it is sufficient to show that the maps are constant on a Zariski open subset of S. Hence, we may additionally assume that S is affine,
$\mathcal {X} \to S$
is flat and the total space is
$\mathbb {Q}$
-Gorenstein.
We may consider
$\xi $
as a torus invariant valuation on
$\mathcal {X}$
. Moreover, using an approximation argument we may assume that
$\xi $
is a primitive lattice element.
We now consider the proper birational morphism
$f \colon \mathcal {X}' \to \mathcal {X}$
and the open subset
$V' \cong X_\xi \times U$
from Lemma 4.2. We have
$V^{\prime }_s= X_\xi \times U_s$
and
$(D_\xi \times U)|_{V^{\prime }_s} = D_\xi \times U_s$
The product structure of
$V^{\prime }_s$
lets us conclude that, as in the toric setting, the divisorial valuation corresponding to
$D_\xi \times U_s$
coincides with the one induced by
$\xi $
. We are now comparing the log discrepancy of
$D_\xi \times U$
and
$D_\xi \times U_s$
on the open subsets
$V'\subset \mathcal {X}'$
and
$V^{\prime }_s\subset \mathcal {X}^{\prime }_s$
, respectively. We are interested in the coefficient of the divisor
$D_s:=K_{X^{\prime }_s}+\psi _*^{-1}\Delta _s - \psi ^*(K_{\mathcal {X}_s}+\Delta _s)$
at
$\overline {D_\xi \times U_s}$
. Let us set
$D:=K_{X'/S'}+\psi _*^{-1}\Delta - \psi ^*(K_{\mathcal {X}/S'}+\Delta )$
. Then we have
$D_s =D|_{\mathcal {X}_s'}.$
Since D is only supported in exceptional divisors we have
$D|_{V'}=a_{(\mathcal {X},\Delta )}(\overline {D_\xi \times U})\cdot (D_\xi \times U)$
. It follows that
Now, comparing coefficients gives
In particular,
$a_{(\mathcal {X}_s,\Delta _s)}(\xi )$
does not depend on s.
It now follows from flatness that
$\operatorname {\mathrm {vol}}_{\mathcal {X}_s}(\xi )$
and therefore also
$\operatorname {\mathrm {\widehat {vol}}}_{(\mathcal X_s,\Delta _s)}$
is constant along
$S'$
.
Proposition 4.4. Assume
$(X,\Delta ;\xi )$
is a K-semistable polarized log Fano cone
$\mathbb {T}$
-singularity with
$\mathbb {T}$
-invariant special degeneration
$(\mathcal {X},\boldsymbol {\Delta })$
to
$(X_0,\Delta _0)$
with degeneration cone
$\Sigma _{\mathcal {X}} \subset \hat N_{\mathbb {R}}$
. Then we have
for every element
$\xi ' \in \Sigma _{\mathcal {X}}$
.
Moreover, if
$V \subset \hat N_{\mathbb {R}}$
is any subspace with
$N_{\mathbb {R}} \subsetneq V$
and
$\xi _0$
is the unique minimizer
$\xi _0$
of the normalized volume among the valuations corresponding to elements of
$\hat \sigma \cap V$
, then
$\xi _0$
is not contained in
$\Sigma _{\mathcal {X}} \setminus N_{\mathbb {R}}$
.
Proof. By Lemma 3.6 and using the approximation result of [Reference Li and Xu35, Lemma 2.10] we can find a valuation w on X, inducing a degeneration to
$X_0$
and the polarization
$\xi '$
. We then have
$\operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}(\xi ') = \operatorname {\mathrm {\widehat {vol}}}_{(X,\Delta )}(w) \geq \operatorname {\mathrm {\widehat {vol}}}(X,\Delta )$
by definition of the normalized volume. Moreover, we obtain
$\operatorname {\mathrm {\widehat {vol}}}(X,\Delta )=\operatorname {\mathrm {\widehat {vol}}}_{(X,\Delta )}(\xi )$
by the K-semistability of
$(X,\Delta ;\xi )$
and
$\operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}(\xi ) = \operatorname {\mathrm {\widehat {vol}}}_{(X,\Delta )}(\xi )$
by [Reference Li and Xu35, Lem. 3.2.].
Let now
$\xi _0$
be the unique minimizer of
$\operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}$
on
$\hat \sigma \cap V$
(existence and uniqueness follows from the convexity properties of the volume functional). Since
$\xi _0$
was a minimizer we have
$\operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}(\xi ) \geq \operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}(\xi _0)$
. If we assume
$\xi _0 \in \Sigma _{\mathcal {X}}\setminus N_{\mathbb {R}}$
, then as we have just seen,
$\operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}(\xi ) \leq \operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}(\xi _0)$
holds. Hence, we obtain
$\operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}(\xi ) = \operatorname {\mathrm {\widehat {vol}}}_{(X_0,\Delta _0)}(\xi _0)$
. By the uniqueness of the minimizer this implies
$\xi _0=\xi $
, but this is a contradiction to
$\xi \in N_{\mathbb {R}}$
.
Example 4.5. We continue with the toric variety
$X_0$
and its deformation from Example 3.5. Since the cone
$\hat \sigma $
is simplicial the minimizer for the normalized volume is the barycentric ray spanned by
$\xi =(1,2,2)$
. We see that starting from
$k=5$
this ray is contained in the interior of
$\Sigma _{\mathcal {X}_{2k}}=(\mathbb {R}_{\geq 0}\cdot (n,0,-2))^\vee $
. Hence, by Proposition 4.4 those deformations are no longer K-semistable. This agrees with the findings from [Reference Collins and Székelyhidi16].
Let
$\mathcal {X} \to S$
be a
$\hat {\mathbb {T}}$
-invariant flat family of cone singularities and
$X_0$
any fibre. Given a fixed subtorus
$\mathbb {T} \subset \hat {\mathbb {T}}$
the multigraded Hilbert scheme
$\mathcal {H}^{X_0,\mathbb {T}}$
contains all cone
$\mathbb {T}$
-singularities with
$\mathbb {T}$
-invariant degenerations to an element of
$\mathcal {X}$
. In particular, the class of all such cone singularities is bounded. However, there are, of course, infinitely many possible choices of a subtorus
$\mathbb {T} \subset \hat {\mathbb {T}}$
. Hence, to obtain a boundedness result, we need to limit these choices of subtori to a finite number. This is done in the following proposition for the case of an empty boundary. This will be superseded by Proposition 4.7, which covers the case of pairs. However, we decided to include the proposition and its proof anyway, since the proof for an empty boundary is much easier and it might therefore serve as a warmup and illustration of the general strategy.
Proposition 4.6. Fix a
$\hat {\mathbb {T}}$
-invariant family
$\mathcal {X} \subset \mathbb A^N \times S \to S$
of Fano cone
$\hat {\mathbb {T}}$
-singularities. Then there are only finitely many subtori
$\mathbb {T} \subset \hat {\mathbb {T}}$
, such that there exists a
$\mathbb {T}$
-invariant special degeneration of K-semistable Fano cone
$\mathbb {T}$
-singularities to an element
$\mathcal {X}_s$
of
$\mathcal {X}$
.
Proof. After passing to one of the strata in Proposition 4.3 we may assume that the minimizer
$\xi _0 \in \hat \sigma $
of the normalized volume on
$\mathcal {X}_s$
is the same for every
$s \in S$
.
Recall that the subtori
$\mathbb {T} \subset \hat {\mathbb {T}}$
are in one-to-one correspondence with surjective lattice homomorphisms
$\hat M \twoheadrightarrow M$
or equivalently to rational subspaces
$K=\ker (\hat M_{\mathbb {R}} \twoheadrightarrow M_{\mathbb {R}})$
.
Assume there is an infinite sequence of subtori
$\mathbb {T}_i$
corresponding to rational subspaces
$K_i\subset \hat M$
, with non-product
$\mathbb {T}$
-invariant special degenerations
$\mathcal {Y}_i$
of a K-semistable cone
$\mathbb {T}_i$
-singularity to an element
$\mathcal {X}_{s_i}$
of our family and with
$G_i:=\operatorname {\mathrm {supp}} T\mathcal {Y}_i$
. According to Lemma 3.6 we have
$K_i = \operatorname {\mathrm {span}} G_i$
and by definition we have
$\Sigma _{\mathcal {Y}_i} = (\sum _{u\in G_i}\mathbb {R}_{\geq 0}\cdot u)^\vee $
.
Let K be a subspace of maximal dimension (possibly
$0$
), which is contained in infinitely many of the
$K_i$
. We may pass to an infinite subsequence such that always
$K \subset K_i$
holds. We then consider
$G_i' = G_i \setminus K$
. By the maximality of K, multiples of an element
$u \in \hat M$
can only appear in finitely many of the
$G_i'$
. By applying Proposition 4.4 for
$V=K^\perp $
we see that
$\langle u, \xi _0 \rangle \leq 0$
holds for at least one u in each
$G_i'$
, but this leads to a contradiction, since by Lemma 3.8 this inequality can only hold for finitely many such u.
4.1 Log boundedness
To generalize Proposition 4.6 to the case of pairs, we will frequently consider the following situation.
There is a sequence of
$\hat {\mathbb {T}}$
-invariant families
$(\mathcal {X},\boldsymbol {\Delta }_i) \to S$
of log Fano cone
$\mathbb {T}$
-singularities with the same underlying family
$\mathcal {X} \to S$
and common Reeb cone
$\hat \sigma $
, such that
$\operatorname {\mathrm {supp}} \boldsymbol {\Delta }_i \subset \mathcal {B}$
for all i and some reduced divisor
$\mathcal {B} \subset \mathcal {X}$
. We then consider elements
$(X_i,\Delta _i)$
of those families, i.e.
$X_i = \mathcal {X}_{s_i}$
and
$\Delta _i=(\boldsymbol {\Delta }_i)_{s_i}$
for some element
$s_i \in S$
. By [Reference Li and Xu35, Lemma 2.18.] and Proposition 4.3 for the elements
$\xi \in \hat \sigma $
the log discrepancy
$a_{(X,\Delta _i)}(\xi )$
is given by an element
$a_i \in \hat \sigma ^\vee $
via
and
$a_i$
does not depend on the choice of
$s_i \in S$
(possibly after passing to a stratum of the stratification in Proposition 4.3).
Proposition 4.7. Fix
$\epsilon> 0$
and a
$\hat {\mathbb {T}}$
-invariant family
$\mathcal {X} \subset \mathbb A^N \times S \to S$
of
$\mathbb {T}$
-cone singularities with a reduced divisor
$\mathcal {B} \subset \mathcal {X}$
. Then there are only finitely many subtori
$\mathbb {T} \subset \hat {\mathbb {T}}$
, such that there exists a
$\mathbb {T}$
-invariant special degeneration of K-semistable log Fano cone
$\mathbb {T}$
-singularities with normalized volume at least
$\epsilon $
to a pair
$(\mathcal {X}_s,\Delta _s)$
with
$\mathcal {X}_s$
being an element of
$\mathcal {X}$
and
$\operatorname {\mathrm {supp}} \Delta _s \subset \mathcal {B}_s$
.
Proof. After passing to one of the finitely many strata in Proposition 4.3 we may assume that the log discrepancy of an element
$\xi \in \hat \sigma $
is constant on S.
Recall that the subtori
$\mathbb {T} \subset \hat {\mathbb {T}}$
are in one-to-one correspondence with surjective lattice homomorphisms
$\hat M \twoheadrightarrow M$
or equivalently to rational subspaces
$K=\ker (\hat M_{\mathbb {R}} \twoheadrightarrow M_{\mathbb {R}})$
. Assume there is an infinite sequence of subtori
$\mathbb {T}_i$
corresponding to rational subspaces
$K_i\subset \hat M$
, with non-product
$\mathbb {T}$
-invariant special degenerations
$(\mathcal {Y}_i, \mathcal {D}_i)$
of a K-semistable cone
$\mathbb {T}_i$
-singularity
$(Y_i,D_i)$
to an element
$(X_i,\Delta _i)$
of our family and with
$\operatorname {\mathrm {\widehat {vol}}}(Y_i,D_i)> \epsilon $
. We set
$G_i:=\operatorname {\mathrm {supp}} T\mathcal {Y}_i$
. According to Lemma 3.6 we have
$K_i = \operatorname {\mathrm {span}} G_i$
and by definition we have
$\Sigma _{\mathcal {Y}_i} = (\sum _{u\in G_i}\mathbb {R}_{\geq 0}\cdot u)^\vee $
. Let
$\xi _i$
be the minimizer of
$\operatorname {\mathrm {\widehat {vol}}}_{(X_i,\Delta _i)}$
on
$\hat \sigma $
.
We denote by K the subspace of maximal dimension (possibly
$0$
), which is contained in infinitely many of the
$K_i$
. We may pass to an infinite subsequence such that always
$K \subset K_i$
holds. We then consider
$G_i' = G_i \setminus K$
. By the maximality of K, multiples of an element
$u \in \hat M$
can only appear in finitely many of the
$G_i'$
. Now, by Lemma 3.8 the rays spanned by those
$u_i$
accumulate only at the boundary
$\partial \hat \sigma ^\vee $
of
$\hat \sigma ^\vee $
. Hence, after passing to a subsequence we may assume that
for
$i \to \infty $
.
By applying Proposition 4.4 for
$V=K^\perp $
we see that
$\langle u_i, \xi _i \rangle \leq 0$
holds for at least one
$u_i$
in each
$G_i'$
. By the above, after passing to a subsequence we may assume that
$u_i/|u_i| \to u_\infty \in \operatorname {\mathrm {int}} \tau $
, where
$\tau \prec \hat \sigma ^\vee $
is some face. Then by Lemma 3.8 (ii) the
$\xi _i$
accumulate at the face
$\tau :=u^\perp _\infty \cap \hat \sigma $
. After passing to a subsequence again we may assume that
$\xi _i$
converges to some
$\xi _\infty \in \tau $
. By applying Lemma 4.8 below we may assume that the sequence
$a_i \in \hat \sigma ^\vee $
corresponding to the log discrepancies with respect to
$\Delta _i$
converges to some element
$a_\infty \in \tau ^*$
.
Pick any interior element w of
$K^\perp \cap \hat \sigma $
. Since the distance of
$G_i'$
to
$\hat \sigma ^\vee $
converges to
$0$
, by Lemma 4.9 below, we have that starting from some index the element w will be contained in all cones
$(\sum _{u \in G_i'} \mathbb {R}_{\geq 0}u)^\vee \subset \Sigma _{\mathcal {Y}_i} \cap K$
. Now, take
$v_i=\lambda _i w + (1-\lambda _i)\xi _\infty \in \Sigma _{\mathcal {Y}_i}$
with
$\lambda _i \in [0,1]$
being minimal with this property (i.e.
$v_i$
lies on the boundary of
$\Sigma _{\mathcal {Y}_i}$
). By Lemma 4.10 below we have
$\operatorname {\mathrm {\widehat {vol}}}_{(X_i,\Delta _i)}(v_i) \to 0$
. On the other hand, Proposition 4.4 implies
$\operatorname {\mathrm {\widehat {vol}}}(Y_i,D_i) \leq \operatorname {\mathrm {\widehat {vol}}}_{(X_i,\Delta _i)}(v_i)$
, which contradicts our assumption
$\operatorname {\mathrm {\widehat {vol}}}(Y_i,D_i)> \epsilon $
.
Lemma 4.8. In the situation described at the beginning of Section 4.1 assume the minimizers
$\xi _i$
of
$\operatorname {\mathrm {\widehat {vol}}}_{(X_i,\Delta _i)}$
converge to an element
$\xi _\infty $
of a face
$\tau \prec \hat \sigma $
. Then, possibly after passing to a subsequence,
$a_{i}$
converges to an element of the dual face
$\tau ^*$
.
Proof. Pick any element
$\xi _0$
in the interior of
$ \hat \sigma $
. Set
Note that the maximum exists as the
$\mathbb {R}$
-Gorenstein boundaries with support in
$\mathcal {B}$
form a compact set and the log discrepancy varies continuously with the boundary. Moreover, it does not depend on s. Then we have
Hence,
$a_i(\xi _i)^n\operatorname {\mathrm {vol}}(\xi _i)$
is bounded by the right-hand-side. On the other hand,
$\operatorname {\mathrm {vol}}(\xi _i)$
diverges to
$+\infty $
. Hence,
$a_i(\xi _i)$
must converge to
$0$
. Moreover,
$a_i(\xi _0) \leq a_0$
. Therefore, all
$a_i$
are contained in a compact truncation of
$\hat \sigma ^\vee $
. Then (possibly after passing to a subsequence)
$a_i$
converges to an element
$a_\infty \in \hat \sigma ^\vee $
with
$a_\infty (\xi _\infty )=0$
. Hence, if
$\tau $
is the face of
$\hat \sigma $
which contains
$\xi _\infty $
in its relative interior, then
$a_\infty \in \tau ^*$
.
Lemma 4.9. Let
$G_i$
be a sequence, whose members are finite sets of rays in
$M_{\mathbb {R}}$
and
$\sigma \subset N_{\mathbb {R}}$
a cone. If
$\operatorname {\mathrm {dist}}(G_i, \sigma ^\vee ):=\max \{\operatorname {\mathrm {dist}}(\rho , \sigma ^\vee ) \mid \rho \in G_i\} $
converges to
$0$
, then for every element
$w \in \operatorname {\mathrm {int}} \sigma $
there is an index
$i_0$
such that for
$i> i_0$
the element w is contained in the cone dual to the one spanned by the rays of
$G_i$
. In symbols
Proof. After fixing an inner product we are going to identify
$N_{\mathbb {R}}$
and
$M_{\mathbb {R}}$
in the following. We set
Then starting from some index we have
$\operatorname {\mathrm {dist}}({u}/{|u|}, \sigma ^\vee ) < \epsilon $
for any element u of a ray in
$G_i$
. Now assume that
$v \in \sigma ^\vee $
with
$|v|=1$
is the element of minimal distance to
${u}/{|u|}$
. Then we have
Here, the inequality in the last line follows from
Hence, w evaluates positively with every ray generator in
$G_i$
. Therefore, w is contained in the cone dual to the one spanned by the rays in
$G_i$
.
Lemma 4.10. In the situation described at the beginning of Section 4.1 let v be an element of a face
$\tau \prec \hat \sigma $
,
$w \in \operatorname {relint}(\hat \sigma )$
and
$v_i \in [v,w]$
a sequence on the connecting line segment with
$v_i \to v$
. If the sequence
$a_i$
corresponding to the log discrepancies with respect to
$\Delta _i$
converges to an element
$a_\infty $
in the dual face
$\tau ^*$
, then we have
Proof. Following [Reference Li and Xu35, 3.2.2] we may express
$\operatorname {\mathrm {\widehat {vol}}}_{(X_i,\Delta _i)}$
via the theory of Newton-Okounkov bodies. Fix some element
$\mathcal {X}_s$
of our family. Assume
$\dim (X_s)=n$
and
$\dim \hat {\mathbb {T}} = r$
. Then by [Reference Li and Xu35, 3.2.2] there exists a convex cone
$\Sigma \subset \hat {M_{\mathbb {R}}} \times \mathbb {R}^{n-r}$
such that
$P(\Sigma )=\hat \sigma ^\vee $
and
for every
$\xi $
from the interior of
$\hat {\sigma }$
. Here
$P \colon \hat {M_{\mathbb {R}}} \times \mathbb {R}^{n-r} \to \hat {M_{\mathbb {R}}}$
is the projection to the first factor. On the other hand, by [Reference Li and Xu35, (16)] the right-hand-side of (3) can be calculated as
where
$\Pi =\{ u \in \hat \sigma ^\vee \mid \langle \xi ',u \rangle =1\}$
for some fixed element
$\xi '$
from the interior of
$\hat \sigma $
and
$\tilde u \colon \tilde \Pi \to P^{-1}(\Pi ) \subset \Sigma ^\vee $
with
$\tilde \Pi \subset \mathbb {R}^n$
being some parametrization.
Now putting together (3) and (4) we obtain
For
$P(\tilde u(y)) \notin \tau ^*$
the expression under the integral converges pointwise to
$0$
. Now we write
$v_i = \lambda _iw +(1-\lambda _i)v$
and obtain
We see that the right-hand-side is bounded from above by
Note that the denominator does not vanish, because w was chosen from the interior of
$\hat \sigma $
and
$u\in \Pi \subset \hat \sigma ^\vee $
.
Now Lebesgue’s Dominated Convergence Theorem tells us that the limit of integrals equals the integral of the pointwise limit. Since the limiting function vanishes outside a measure-zero set we get the desired result.
Proposition 4.11. Assume a class
$\mathcal {P}$
of K-semistable log Fano cone
$\mathbb {T}^\ell $
-singularities with normalized volume bounded away from
$0$
admits
$\mathbb {T}$
-invariant log bounded special degenerations, such that the bounding family of cone singularities arises from a
$\mathbb {Q}$
-polarized family of projective varieties. Then
$\mathcal {P}$
is also log bounded.
Proof. By assumption there exists a log bounded family, such that every element from
$\mathcal {P}$
admits a
$\mathbb {T}$
-invariant special degeneration to an element of that family. Now, for
$r=\ell ,\ldots , n$
let
$\mathcal {Q}_r$
be the set of elements of that family which have a maximal torus of dimension r in their automorphism group. Then by Proposition 4.1 and Theorem 2.18, there exists a
$\mathbb {T}^r$
-invariant log bounding family
$(\mathcal {X}, \mathcal {B})$
for
$\mathcal {Q}_r$
.
Now, fix r, set
$\hat {\mathbb {T}} =\mathbb {T}^r$
and consider the
$\hat {\mathbb {T}}$
-invariant family
$(\mathcal {X}, \mathcal {B})$
. For each of the finitely many subtori
$\mathbb {T} \subset \hat {\mathbb {T}}$
with
$\mathbb {T} \cong \mathbb {T}^\ell $
from Proposition 4.7 all pairs
$(X,B)$
of cone
$\mathbb {T}$
-singularities having a
$\mathbb {T}$
-invariant special degeneration to an element of
$(\mathcal {X}, \mathcal {B})$
are parametrized by the multigraded Hilbert scheme
$\mathcal {H}^{(X_0,B_0),\mathbb {T}}$
, where
$(X_0,B_0)$
is any member of
$(\mathcal {X}, \mathcal {B})$
. Since r takes finitely many values and for each r we have finitely many subtori
$\mathbb {T} \subset \mathbb {T}^r$
to consider we end up with a finite number of Hilbert schemes which form our log bounding family for
$\mathcal {P}$
.
Corollary 4.12. Let
$\epsilon , A> 0$
,
$n \in \mathbb {N}$
and let
$I \subset [0, 1] \cap \mathbb {Q}$
be a finite set. Then the class of K-semistable n-dimensional Fano cone
$\mathbb {T}$
-singularities
$x \in (X, \Delta )$
with
$\operatorname {\mathrm {\widehat {vol}}}(x, X, \Delta ) \geq \epsilon $
,
$\operatorname {\mathrm {mldK}}^{\mathbb {T}}_x(X, \Delta ) \leq A$
and coefficients of
$\Delta $
being from I is log bounded.
In particular, if there exists an A such that
$\operatorname {\mathrm {mldK}}^{\mathbb {T}}_x(X, \Delta ) \leq A$
holds for every log Fano cone singularity of dimension n, then the class of n-dimensional K-semistable log Fano cone singularities
$(X,\Delta )$
with
$\operatorname {\mathrm {\widehat {vol}}}(X,\Delta )> \epsilon $
and coefficients of
$\Delta $
in I is log bounded.
5 Boundedness for K-semistable
$\mathbb {T}$
-singularities of complexity
$1$
Our aim here is to bound the minimal log discrepancies of log Fano cone
$\mathbb {T}$
-singularities of complexity
$1$
and then apply Corollary 4.12 in order to prove Theorem 3.
First, we recall some more details about
$\mathbb {T}$
-varieties of complexity
$1$
. Our main reference will be the survey [Reference Altmann, Ilten, Petersen, Süss and Vollmert2]. In this section we may specialize the construction introduced in Section 2.4 to the case of
$Y=\mathbb {P}^1$
, i.e. the residual quotient of our
$\mathbb {T}$
-variety is the projective line. In this case the condition for properness simplifies drastically. Indeed, a polyhedral divisor
$\mathcal {D}$
over
$\mathbb {P}^1$
is proper if the degree
$\deg \mathcal {D}:= \sum _{y\in \mathbb {P}^1} \mathcal {D}_y$
is a proper subset of the tail cone, in symbols
$\deg \mathcal {D} \subsetneq \operatorname {\mathrm {tail}} \mathcal {D}$
.
The following theorem is a particular case of Theorem 2.24 in combination with [Reference Liendo and Süss37, Cororllary 5.8.].
Theorem 5.1. Let X be a
$\mathbb {T}$
-Fano cone singularity of complexity
$1$
. Then
$X \cong X(\mathcal {D})$
for some proper polyhedral divisor
$\mathcal {D}$
on
$(\mathbb {P}^1,N_{\mathbb {Q}})$
with complete locus.
In order to study discrepancies over klt singularities we also need a global description for non-affine
$\mathbb {T}$
-varieties. Here, we follow the notation from [Reference Altmann, Ilten, Petersen, Süss and Vollmert2, Sec. 5]. We fix a fan
$\Sigma $
over the lattice N and for every
$y \in \mathbb {P}^1$
a polyhedral complex
$\mathcal {S}_y$
, such that
$\Sigma =\operatorname {\mathrm {tail}} \mathcal {S}_y:=\{\operatorname {\mathrm {tail}} \Delta \mid \Delta \in \mathcal {S}_y \}$
and for all but finitely many y we actually have
$\mathcal {S}_y=\Sigma $
. Moreover, let
$\mathfrak {d} \subset N_{\mathbb {R}}$
be a subset, such that for every maximal cone
$\sigma \in \Sigma $
with
$\sigma \cap \mathfrak {d} \neq \emptyset $
and every
$x \in \mathbb {P}^1$
there is a unique polyhedron
$\Delta ^\sigma _y \in \mathcal {S}_y$
with
$\sigma =\operatorname {\mathrm {tail}}(\Delta ^\sigma _y)$
and
Then we denote this data by
$\mathcal {S}=(\sum _y \mathcal {S}_y \{y\}, \mathfrak {d})$
and call it an f-divisor (or fansy divisor). The fan
$\Sigma $
is called the tail fan of
$\mathcal {S}$
and the set
$\{y \in \mathbb {P}^1 \mid \mathcal {S}_y \neq \Sigma \} \subset \mathbb {P}^1$
the support of
$\mathcal {S}$
. Moreover, the
$\mathfrak {d}$
is called the degree of
$\mathcal {S}$
, which we also denote by
$\deg (\mathcal {S})$
. The condition (5) ensures that
$\mathcal {D}^\sigma :=\sum _y \Delta _y^\sigma \cdot \{y\}$
defines a proper polyhedral divisor whenever
$\sigma \cap \deg (\mathcal {S}) \neq \emptyset $
. On the other hand, when
$\sigma \cap \deg (\mathcal {S}) = \emptyset $
and
$\Delta \in \mathcal {S}_y$
for some
$y \in \operatorname {\mathrm {supp}}(\mathcal {S})$
then
defines a proper polyhedral divisor with locus
$\mathbb {P}^1 \setminus \operatorname {\mathrm {supp}}(\mathcal {S}) \cup \{y\}$
. The set of all p-divisors
$\mathcal {D}^\sigma $
and
$\mathcal {D}^{y,\Delta }$
is called a divisorial fan in the literature. By [Reference Altmann, Ilten, Petersen, Süss and Vollmert2, Prop. 20] the affine varieties
$X(\mathcal {D}^\sigma )$
and
$Y(\mathcal {D}^{y,\Delta })$
altogether form an open affine cover of a
$\mathbb {T}$
-variety of complexity
$1$
, which we denote by
$X(\mathcal {S})$
. Note, in the literature the cones
$\sigma $
of the tail fan which fulfill
$\sigma \cap \mathfrak {d} \neq \emptyset $
are sometimes called marked.
We can use f-divisors to study birational modifications of an affine
$\mathbb {T}$
-variety
$X(\mathcal {D})$
. By [Reference Altmann, Ilten, Petersen, Süss and Vollmert2, 11.3] an f-divisor
$\mathcal {S}$
with
$\mathcal {D}_y = |\mathcal {S}_y|:=\bigcup _{\Delta \in \mathcal {S}_y} \Delta $
defines a proper birational morphism
$X(\mathcal {S}) \to X(\mathcal {D})$
. In particular, we are able to calculate discrepancies of exceptional divisors on these modifications.
Notation 5.2. Given a polyhedron
$P\subset N_{\mathbb {Q}}$
, we denote by
$P^{(k)}$
the set of k-dimensional faces of P. Given an element
$v\in N_{\mathbb {Q}}$
, we denote by
$\mu (v)$
the smallest positive integer for which
$\mu (v)v\in N$
.
Let
$\mathcal {S}$
be an f-divisor on
$\mathbb {P}^1$
and let
$\rho \in (\operatorname {\mathrm {tail}} \mathcal {S})(1)$
be a ray of its tail fan such that
$\deg (\mathcal {S}) \cap \rho =\emptyset $
. Then we have an associated
$\mathbb {T}$
-invariant prime divisor
$D_\rho $
on
$X(\mathcal {D})$
(see, e.g., [Reference Braun, Greb, Langlois and Moraga13, Proposition 2.23]). The torus-invariant prime divisors of this kind are called horizontal divisors.
On the other hand, the choice of
$z\in \mathbb {P}^1$
and
$v\in \mathcal {D}^{(0)}_z$
induces a so-called vertical
$\mathbb {T}$
-invariant prime divisor
$D_{z,v}$
(see, e.g., [Reference Braun, Greb, Langlois and Moraga13, Proposition 2.23]).
As a conseqence we can write ever torus invariant divisor on
$X(D)$
as a sum of horizontal and vertical components
where
$\rho $
is running over all rays of
$\operatorname {\mathrm {tail}}(\mathcal {D})$
with
$\rho \cap \operatorname {\mathrm {tail}}(\mathcal {D}) = \emptyset $
and
$(y,v)$
over all pairs with
$y \in \mathbb {P}^1$
and
$v \in \mathcal {D}_y^{(0)}$
.
$\mathbb {T}$
-invariant principal divisors correspond to semi-invariant functions. More precisely by [Reference Petersen and Süss44, Prop. 3.14] we have
Moreover, by [Reference Petersen and Süss44] a canonical divisor on
$X=X(\mathcal {S})$
is given by
where
$\sum _y k_y \cdot \{y\}$
is any canonical divisor on
$\mathbb {P}^1$
(i.e. any divisor of degree
$2$
). Note that the coefficients of a principal divisor at
$D_{y,v}$
are given by an affine linear function
$\langle \cdot , u \rangle +\operatorname {\mathrm {ord}}_y(f)$
, where the translation depends on y, but the linear part
$\langle \cdot , u \rangle $
does not. This leads to the following characterization of locally principal, i.e. Cartier, divisors. The proposition below summarizes results which appeared in slightly different formulations in [Reference Petersen and Süss44, Prop 3.10, Cor. 3.28], [Reference Ilten and Süß26, Sec 2] and [Reference Altmann, Ilten, Petersen, Süss and Vollmert2, 7.4, 8.2].
Proposition 5.3. A Weil divisor
on a complexity-
$1 \mathbb {T}$
-variety
$X(\mathcal {S})$
is
$\mathbb {Q}$
-Cartier if and only if there exists a piecewise linear function h on
$\operatorname {\mathrm {tail}} \mathcal {S}$
and piecewise affine linear functions
$h_y$
on each
$\mathcal {S}_y$
with
-
(i) The linear part of $h_y$
coincides with h. By this we mean that for every
$\Delta \in \mathcal {S}_y$
the affine linear restriction
$h_y|_{\Delta } = \langle \cdot , u \rangle +a_y$
fulfills
$h|_{\operatorname {\mathrm {tail}} \Delta }=\langle \cdot , u \rangle $
. -
(ii) If $\sigma \in \operatorname {\mathrm {tail}} \mathcal {S}$
is a maximal cone with
$\sigma \cap \deg (\mathcal {S})\neq \emptyset $
, then
$\sum _y a_y^\sigma =0$
, where
$a_y^\sigma $
is given by the assumption
$h|_{\Delta ^\sigma _y} = \langle \cdot , u \rangle +a_y^\sigma $
with
$\Delta ^\sigma _y$
being the (unique) polyhedron with tail cone
$\sigma $
in
$\mathcal {S}_y$
. -
(iii) $c_\rho =-h(n_\rho )$
and
$c_{y,v}=-\mu (v)h_y(v)$
for all invariant prime divisors
$D_\rho $
and
$D_{y,v}$
.
Moreover, the divisor D is ample if and only if all functions
$h_y$
from above are strictly concave and for all maximal cones
$\sigma \in \operatorname {\mathrm {tail}} \mathcal {S}$
we have
$\sum _y a_y^\sigma < 0$
, where the
$a^\sigma _y$
are as in Item (ii) above.
Definition 5.4. Let
$\mathcal {D}$
be a p-divisor on
$\mathbb {P}^1$
with complete locus and let
$y\in \mathbb {P}^1$
. We consider the positive integer:
We call this integer the multiplicity of
$\mathcal {D}$
over y. Then, we can consider the following effective
$\mathbb {Q}$
-divisor on
$\mathbb {P}^1$
:
This is a boundary divisor with standard coefficients. The pair
$(\mathbb {P}^1,B)$
is called the quotient log pair induced by the p-divisor
$\mathcal {D}$
.
For a boundary divisor
$\Delta = \sum _{\rho } c_\rho D_\rho + \sum _{y,v} c_{y,v} D_{y,v}$
on
$X=X(\mathcal {D})$
we set
The pair
$(\mathbb {P}^1,B_\Delta )$
is called the quotient log pair induced by
$(X,\Delta )$
.
Proposition 5.5. Let
$\mathcal {D}$
be a proper polyhedral divisor on
$\mathbb {P}^1$
with complete locus and
$\Delta = \sum _{\rho } c_\rho D_\rho + \sum _{y,v} c_{y,v} D_{y,v}$
a boundary divisor on
$X=X(\mathcal {D})$
. Assume that
$(X,\Delta )$
is
$\mathbb {Q}$
-Gorenstein and
$\widetilde {X}=X(\mathcal {S}) \to X(\mathcal {D})$
is a birational modification corresponding to an f-divisor
$\mathcal {S}$
. For every canonical divisor
$K=\sum _y k_y \cdot \{y\}$
on
$\mathbb {P}^1$
there exists
$u \in M_{\mathbb {Q}}$
and a
$\mathbb {Q}$
-divisor
$\sum _{y \in \mathbb {P}^1} a_y \cdot \{y\}$
of degree zero on
$\mathbb {P}^1$
, such that
holds for every vertex
$v_y$
of any polyhedral coefficient
$\mathcal {D}_y$
and
holds for every primitive generator
$n_\rho $
of a ray
$\rho $
of
$\operatorname {\mathrm {tail}} \mathcal {D}$
with
$\rho \cap \deg \mathcal {D} = \emptyset $
. Moreover, for every vertical exceptional divisor
$D_{y,v}$
and for every horizontal exceptional divisor
$D_\tau $
the log discrepancies are given by
and
respectively.
Proof. By [Reference Petersen and Süss44, Prop. 3.1] every Cartier divisor on
$X=X(\mathcal {D})$
is in fact principal. Hence, it has the form as in (6). Assume now
$\operatorname {div}(f\cdot \chi ^u)=m(K_X+\Delta )$
with
$K_X$
as in (7). If we set
$\sum _y a_y \cdot \{y\} = {1}/{m}\cdot \operatorname {div}(f)$
, then comparing the coefficients of
$ {1}/{m}\operatorname {div}(f\cdot \chi ^u)$
in front of
$D_\rho $
and
$D_{y,v}$
, respectively, in (6) with those of
$K+\Delta $
leads to the equations (8) and (9), respectively.
Now, comparing the coefficient of
$D_{y,w} \subset X(\mathcal {S})$
and
$D_\tau \subset X(\mathcal {S})$
in equation (6) for
$\operatorname {div}(f \cdot \chi ^u)$
with that of
$-K_{\widetilde {X}}$
as in (7) leads to the log discrepancies (10) and (11), respectively.
The following proposition allows us to check whether a log pair of complexity
$1$
induced by a p-divisor with complete locus is purely log terminal.
Proposition 5.6. Let
$\mathcal {D}$
be a p-divisor on
$\mathbb {P}^1$
with complete locus and let
$X=X(\mathcal {D})$
be the associated complexity one
$\mathbb {T}$
-variety and
$\Delta $
a torus invariant boundary divisor. Then the following statements hold.
-
(i) The pair $(X,\Delta )$
is klt if and only if
$(\mathbb {P}^1,B_\Delta )$
is a klt log Fano pair; -
(ii) the pair $(X,\Delta )$
is plt if and only if
$(\mathbb {P}^1,B_{\Delta })$
is a plt log Fano pair.
Proof. This follows from Proposition 5.5 as in the proof of [Reference Liendo and Süss37, Theorem 4.1]. replacing B by
$B_\Delta $
in the argument of the proof.
We proceed to introduce the type of a p-divisor on
$\mathbb {P}^1$
. The classification by types will allow us to prove statements in a case-by-case analysis.
Definition 5.7. Let
$\mathcal {D}$
be a p-divisor on
$\mathbb {P}^1$
. We say that
$\mathcal {D}$
is of type
$(p,q,r)\in \mathbb {N}^3$
if there exist three points
$\{y_1,y_2,y_3\}\subset \mathbb {P}^1$
satisfying the following:
-
• the p-divisor $\mathcal {D}$
has multiplicity
$1$
at all points of
$\mathbb {P}^1 \setminus \{y_1,y_2,y_3\}$
and -
• the set of multiplicities $(\mu _{\mathcal {D}}(y_1),\mu _{\mathcal {D}}(y_2),\mu _{\mathcal {D}}(y_3))$
equals
$(p,q,r)$
.
The following corollary follows from Proposition 5.6.
Corollary 5.8. Let
$\mathcal {D}$
be a p-divisor on
$\mathbb {P}^1$
. Assume that
$(X(\mathcal {D}),\Delta )$
is klt for some torus invariant boundary divisor
$\Delta $
. Then the type of
$\mathcal {D}$
is one of the platonic triples:
We can extend the type of a p-divisor to a set of vertices
$(v_y)_{y\in \mathbb {P}^1}$
, with
$v_y\in \mathcal {D}_y^{(0)}$
, as follows.
Definition 5.9. Let
$\mathcal {D}$
be a p-divisor on
$\mathbb {P}^1$
. A family of vertices of the p-divisor is a set
$(v_y)_{y\in \mathbb {P}^1}$
with
$v_y\in \mathcal {D}_y^{(0)}$
for each
$y\in \mathbb {P}^1$
. Note that
$v_y=0\in N_{\mathbb {Q}}$
holds for all but finitely many
$y\in \mathbb {P}^1$
. We say that the set
$(v_y)_{y\in \mathbb {P}^1}$
is of type
$(p,q,r)\in \mathbb {N}^3$
if the following conditions hold:
-
• there are three points $\{y_1,y_2,y_3\}\subset \mathbb {P}^1$
so that
$\mu (v_y)=1$
for every
$y\in \mathbb {P}^1 \setminus \{y_1,y_2,y_3\}$
, and -
• we have that
$$\begin{align*}(\mu(v_{y_1}),\mu(v_{y_2}),\mu(v_{y_3}))=(p,q,r). \end{align*}$$
Note that, if
$X(\mathcal {D})$
is log terminal, then
$(p,q,r)$
must be one of the triples in (*).
The following proposition allows us to check whether a log pair of complexity
$1$
is purely log terminal.
Corollary 5.10. Let X be an affine
$\mathbb {T}$
-variety of complexity one and
$\Delta $
a torus invariant boundary divisor. Assume that
$(X,\Delta )$
is klt. Let
$D_\rho $
be a horizontal prime divisor on X and let
$D_{z,v}$
be a vertical prime divisor on X such that
$\mathcal {D}_\rho ,D_{z,v} \not \subset \operatorname {\mathrm {supp}} \Delta $
. Then, the following statements hold.
-
(i) $(X,\Delta + D_\rho )$
is plt. -
(ii) the pair $(X,\Delta + D_{z,v})$
is plt if and only if
$\sum _{y \neq z} b_{\Delta ,y}< 1$
.
Proof. If
$X=X(\mathcal {D})$
is given by a p-divisor
$\mathcal {D}$
with affine locus, then
$(X,D)$
is locally toric by [Reference Liendo and Süss37, Example 2.5] for
$D=D_\rho $
or
$D=D_{z,v}$
. Then, both claims follow from the fact that a toric pair
$(X,D)$
is plt if D is an irreducible and reduced toric divisor. Hence, we may assume that
$\mathcal {D}$
is a p-divisor with complete locus
$\mathbb {P}^1$
. The first claim follows from Proposition 5.6, since
$B_{\Delta }=B_{\Delta + D_\rho }$
by definition. For the second claim note that
$(\mathbb {P}^1, B_{\Delta + D_{z,v}})$
is plt if and only if
5.1 Kollár components on
$\mathbb {T}$
-varieties
In this section, we prove statements regarding the existence of torus-invariant Kollár components on
$\mathbb {T}$
-singularities of complexity one. For this we need to describe an equivariant proper birational morphism
$X' \to X=X(\mathcal {D})$
. We will describe
$X'$
by an f-divisor
$\mathcal S = \sum _y \mathcal S_y$
as discussed at the beginning of Section 5. The extracted prime divisor is either vertical, i.e. corresponding to a vertex
$v \in \mathcal S_z^{(0)}$
, or horizontal, i.e. corresponding to a ray
$\rho \in \operatorname {\mathrm {tail}} \mathcal S$
.
We will first describe two constructions for such an
$X'$
, which extracts a vertical or a horizontal exceptional divisor, respectively.
Construction 5.11 (The f-divisor
$\mathcal {S}(z,v)$
)
Consider a cone
$\mathbb {T}$
-singularity
$X=X(\mathcal {D})$
of complexity
$1$
. Fix an interior point
$v \in \mathcal {D}_z$
. We consider the polyhedron
$\mathfrak d=v+(\sum _{y\neq z}\mathcal {D}_y)$
. For a proper face
$F \prec \mathfrak d$
the cone over this face is given as
$\sigma _F = \overline {\mathbb {R}_{\geq 0}\cdot {F}}$
. The face fan
$\Sigma $
of
$\mathfrak d$
consists of all cones of the form
$\sigma _F$
and their faces. Since
$v \in \operatorname {\mathrm {int}} \mathcal {D}_z$
, we have
$\mathfrak d \subsetneq \deg \mathcal {D} \subsetneq \operatorname {\mathrm {tail}} \mathcal {D}$
and
$\Sigma $
is a polyhedral subdivision of
$\operatorname {\mathrm {tail}} \mathcal {D}$
.
Every face
$F \prec \mathfrak d$
will be a sum
$F=\sum _{y\neq z} F_y$
, where
$F_y \prec \mathcal {D}_y$
. We will say that
$F_y$
is a Minkowski summand of F. For every
$y\neq z$
we consider the polyhedral subdivisions
$\mathcal {S}_y$
consisting of polyhedra of the form
$\Delta _y^F :=F_y + \sigma _F$
, where
$F_y \prec \mathcal {D}_y$
,
$F \prec \mathfrak d$
and
$F_y$
is a Minkowski summand of F. For
$y=z$
, we consider the subdivision
$\mathcal {S}_z$
of
$\mathcal {D}_z$
consisting of the following polyhedra:
-
• a translated cone $\Delta _z^\sigma :=v + \sigma $
for every
$\sigma \in \Sigma $
, and -
• $\overline {\operatorname {\mathrm {conv}}(P \cup \{v\})}$
for every proper face
$P \prec \mathcal {D}_z$
.
Then, the f-divisor
$\mathcal {S}(z,v)=\left (\sum _y \mathcal {S}_y, \mathfrak d\right )$
gives rise to proper birational morphism
$X(\mathcal {S}) \to X(\mathcal {D})$
and the only exceptional torus invariant prime divisor is
$D_{z,v}$
, since
$v \in \mathcal {S}_z^{(0)}$
is the only new vertex of the
$\mathcal {S}_y$
(which are subdivisions of the
$\mathcal {D}_y$
).
Construction 5.12 (The f-divisor
$\mathcal {S}(\rho )$
)
Given a cone
$\mathbb {T}$
-singularity
$X=X(\mathcal {D})$
of complexity
$1$
, we consider the fan
$\Sigma $
obtained by star subdividing
$\operatorname {\mathrm {tail}} \mathcal {D}$
with respect to
$\rho $
. That is the fan
$\Sigma = \{\tau + \rho \mid \tau \prec \operatorname {\mathrm {tail}} \mathcal {D}\}$
. Similarly, for every
$y \in \mathbb {P}^1$
we obtain a polyhedral subdivision
$\mathcal {S}_y = \{F + \rho \mid F \prec \mathcal {D}_y\}$
. Note that for every
$\tau \prec \operatorname {\mathrm {tail}} \mathcal {D}$
with
$\tau \cap \deg \mathcal {D} \neq \emptyset $
there is a unique face
$F^\tau _y$
having tail
$\tau $
in every
$\mathcal {D}_y$
. We set
Then the f-divisor
$\mathcal {S}(\rho )=(\sum _y \mathcal {S}_y, \mathfrak d)$
gives rise to proper birational morphism
$X(\mathcal {S}(\rho )) \to X(\mathcal {D})$
and the only exceptional torus invariant prime divisor is
$D_\rho $
. Indeed, we have
$\Sigma (1)=(\operatorname {\mathrm {tail}} \mathcal {D})(1) \cup \{\rho \}$
and
$\mathcal {S}_y^{(0)}=\mathcal {D}_y^{(0)}$
for every
$y\in \mathbb {P}^1$
.
Proposition 5.13. Let
$(X(\mathcal {D}),\Delta )$
be a log Fano cone singularity of complexity
$1$
. Then every rational point
$v\in \operatorname {\mathrm {int}} \mathcal {D}_z$
corresponds to a weak component
$D_{z,v}$
over
$X=X(\mathcal {D})$
. Furthermore,
$D_{z,v}$
is a Kollár component if and only if
$\sum _{y \neq z} b_{\Delta ,y}< 1$
. In this case, X is of type
$(1,p,q)$
.
Proof. We consider the f-divisor
$\mathcal {S}(z,v)=\left (\sum _y \mathcal {S}_y, \mathfrak d\right )$
from Construction 5.11. Given a facet
$F \prec \mathfrak d$
there is a unique linear map
$h_F\colon N_{\mathbb {Q}} \to \mathbb {Q}$
with
$h_F|_{F} \equiv 1$
. This will define a continuous piecewise linear function h on
$\Sigma $
being constant along the boundary of
$\mathfrak d$
. By construction this is a strictly concave function.
Consider
$y\neq z$
, then for each
$F_y$
being a Minkowski summand of some facet
$F \prec \mathfrak d$
, we have that
$h_F|_{F_y}$
is constant. Indeed, it is constant on F. Let
$a^F_y$
be given by
$h_F|_{F_y}\equiv -a^F_y$
. Then
$h_{F,y}:=h_F + a^F_y$
defines an affine linear function on
$F_y + \sigma _F$
with
$h_{F,y}|_{F_y} \equiv 0$
. This defines a piecewise linear function
$h_y$
on
$\mathcal {S}_y$
which is constant
$0$
along the boundary of
$\mathcal {D}_y$
.
Now, consider
$y= z$
. For every cone
$\sigma _F \in \Sigma $
as above we have a unique affine linear function
$h_{F,z}=h_F + a^F_z$
with
$h_{F,z}(v)=1$
. Now, for every facet
$P \prec \mathcal {D}_z$
there is a unique affine linear function
$h_{P,v}$
with
$h_{P,v}|_{P}\equiv 0$
and
$h_{P,v}(v)=1$
. Again this defines a concave piecewise affine function
$h_z$
on
$\mathcal {S}_y$
which is constant
$0$
along the boundary of
$\mathcal {D}_z$
and equal to
$1$
at the interior point v. By construction, we have that
$h_z(v)=1$
and
$h_y(w)=0$
for every
$w\in \mathcal {D}_y^{(0)}$
with
$y\neq z$
or
$w \neq v$
. Furthermore, we have that
$h= 0$
along the boundary of
$\operatorname {\mathrm {tail}} \mathcal {D}$
. Let us fix a maximal cone
$\sigma _F \in \Sigma $
and a point
$v_y \in F_y$
for
$y \neq z$
. Moreover, we are setting
$v_z=v$
for
$y=z$
. Then we have
$\sum _{y} v_y \in F$
. Since by construction
$h_y|_{F_y} \equiv 0$
,
$h_z(v)=1$
and
$h|_{F}\equiv 1$
, we obtain
Hence, we conclude that
$\sum _y a^F_y = 0$
. By Proposition 5.3 the divisor
$-\mu (v)D_{z,v}$
is an ample
$\mathbb {Q}$
-Cartier divisor on
$X(\mathcal {S})$
.
The second statement of the proposition follows from Corollary 5.10 item (ii). For the last statement recall that
$b_{\Delta ,y}=\max \left \{\frac {\mu (v)-1+c_y}{\mu (v)} \mid v \in \mathcal {D}_y^{(0)}\right \}$
. Hence,
$b_{\Delta ,y}> {1}/{2}$
whenever
$\mu (y)> 1$
. Therefore, in order to have
$\sum _{y \neq z} b_{\Delta ,y}< 1$
there can be at most one
$y \neq z$
with
$\mu (y)> 1$
. In other words we have
$\mu (y')=1$
for
$y' \notin \{z,y\}$
. Hence,
$X(\mathcal {D})$
is of type
$(1,p,q)=(1,\mu (z),\mu (y))$
.
Proposition 5.14. Let
$(X, \Delta )$
with
$X=X(\mathcal {D})$
be a log terminal singularity of complexity one. Then every primitive lattice point
$n_\rho \in \operatorname {\mathrm {int}} (\operatorname {\mathrm {tail}} \mathcal {D})$
with associated ray
$\rho =\mathbb {R}_{\geq 0}\cdot n_\rho $
corresponds to a Kollár component
$D_\rho $
over X.
Proof. We consider the f-divisor from Construction 5.12. For every facet
$\tau \prec \operatorname {\mathrm {tail}} \mathcal {D}$
there is a unique linear map
$h_\tau :N_{\mathbb {Q}} \to \mathbb {Q}$
with
$h|_\tau \equiv 0$
and
$h(\lambda n_\rho )=\lambda $
. This gives rise to a strictly concave piecewise linear function h on
$\Sigma $
. Moreover, for every facet
$F\prec \mathcal {D}_y$
with tail cone
$\tau $
there is a unique affine linear function
$h_F \colon (F +\rho ) \to \mathbb {R}$
with
$h_F|_F \equiv 0$
. Furthermore, for every
$v + \lambda n_\rho \in F + \rho $
, we have
$h_F(v+\lambda n_\rho )=h_F(v) +\lambda $
. Hence, we obtain a strictly concave piecewise affine linear function
$h_y$
on
$S_y$
. Consider a maximal cone
$\sigma = (\tau + \rho ) \in \Sigma $
. Then there is a unique polyhedron
$\Delta _y=F_y+\rho $
in
$\mathcal {S}_y$
with
$\operatorname {\mathrm {tail}} F_y=\tau $
and therefore
$\operatorname {\mathrm {tail}} \Delta _y=\sigma $
. For every
$y\in \mathbb {P}^1$
, we may pick a point
$v_y \in F_y$
. Then
$h_y(v_y) = h(v_y) +a^\tau _y = 0$
and
Now, if
$\tau \cap \deg \mathcal {D} \neq \emptyset $
, then
$\sum _y v_y \in \tau $
. Since
$h|_\tau \equiv 0$
, we conclude that
$\sum _y a^\tau _y =0$
and therefore
$\sum _y a^\tau _y \cdot y$
defines a principal divisor on Y. Similarly, we see that in the case that
$\tau \cap \deg \mathcal {D} =\emptyset $
we must have
$0> \sum _y a^\tau _y$
, since now
$\sum _y v_y$
lies in the interior of
$\sigma =\tau +\rho $
, where h is strictly positive.
By construction,
$h_y(v)=0$
for every vertex
$v \in \mathcal {D}_y^{(0)}$
,
$h(n_{\rho })=1$
and
$h(n_{\rho '})=0$
for every
$\rho ' \in (\operatorname {\mathrm {tail}} \mathcal {D}) (1)$
. By Proposition 5.3 the divisor
$-D_\rho $
is
$\mathbb {Q}$
-Cartier and ample.
Hence,
$D_\rho $
is a weak component. We may invoke Corollary 5.10 (i) to see that it is actually a Kollár component.
5.2 Discrepancies of vertical Kollár components
In this subsection, we give a sufficient criterion for a d-dimensional log Fano
$\mathbb {T}$
-singularity
$(X,\Delta )$
of complexity
$1$
and type
$(1,p,q)$
to admit a Kollár component of log discrepancy
$2d-1$
.
Let
$\mathcal {D}$
be the p-divisor defining a log terminal singularity of complexity one and type
$(1,p,q)$
. We can fix two points
$z,z'\in \mathbb {P}^1$
for which
$\mu _{\mathcal {D}}(z)=p$
,
$\mu _{\mathcal {D}}(z')=q$
, and
$\mu _{\mathcal {D}}(y)=1$
for every
$y\in \mathbb {P}^1\setminus \{z,z'\}$
. Every vertical Kollár component of the form
$D_{z,w}$
(or
$D_{z',w'}$
) induces a degeneration to a toric singularity (see, e.g., [Reference Ilten and Vollmert27]). The log discrepancy at
$D_{z,w}$
(resp.
$D_{z',w'})$
can then be calculated on the toric special fibre of the degeneration. More precisely, we have the following statement.
Proposition 5.15. The degeneration induced by
$E=D_{z,w}$
is the toric variety
$X(\sigma _z)$
associated to the cone
Moreover, the corresponding Kollár component
$E_0$
in
$X(\sigma _z)$
is given by the ray
Let
$\Delta =\sum _{\rho } c_\rho D_\rho + \sum _{y,v}c_{y,v} D_{y,v}$
be a torus invariant boundary divisor on X. Then we have
$a_{(X,\Delta )}(E)=a_{(X(\sigma _z), \Delta _z)}(E_0)$
. Here, the toric divisor
$\Delta _z$
on the toric special fibre is defined by
where
Proof. The existence of this flat degeneration follows from [Reference Ilten and Vollmert27, Theorem 2.8].
It is easy to see that the rays of
$\sigma _z$
are indeed of one of the three types listed in (12).
Let
$\sum _y k_y \cdot \{y\} := -\{z\}-\{y'\}$
be a canonical divisor on
$\mathbb {P}^1$
with
$y'\in \mathbb {P}^1 \setminus \{z\}$
. By Proposition 5.5 there exists
$u \in M_{\mathbb {Q}}$
and a
$\mathbb {Q}$
-divisor
$\sum _{y \in \mathbb {P}^1} a_y \cdot \{y\}$
of degree zero on
$\mathbb {P}^1$
, such that
holds for every vertex
$v_y$
of any polyhedral coefficient
$\mathcal {D}_y$
and
holds for every primitive generator
$n_\rho $
of a ray
$\rho $
of
$\operatorname {\mathrm {tail}} \mathcal {D}$
with
$\rho \cap \deg \mathcal {D} = \emptyset $
. We set
$\hat u= (u,a_z)$
. Then
-
(i) for $\hat \rho =\rho \times \{0\}$
Equation (14) is equivalent to
$\langle \hat u, n_{\hat \rho } \rangle =-1+c_\rho $
, -
(ii) for $\hat \rho = \mathbb {R}_{\geq 0} \cdot (v_z,1)$
with
$v_z \in \mathcal {D}_z{(0)}$
the Equation (13) is equivalent to
$\langle \hat u, n_{\hat \rho }\rangle = \langle \hat u, \mu (v_z)(v_z,1) \rangle =-1+c_{z,v_z}$
-
(iii) and finally for $\hat \rho = \mathbb {R}_{\geq 0} \cdot (\sum _{y\neq z} v_y,1)$
applying (13) to each
$v_y$
leads to
$\langle \hat u, n_{\hat \rho }\rangle = \langle \hat u, \mu (\sum v_y)(\sum _y v_y,-1) \rangle =-1+ \sum _{y \neq z} c_{y,v_y}$
.
Therefore, we obtain
$a_{(X(\sigma _z), \Delta _z)}(E_0) = \langle - \hat u , \mu (w)(w,1) \rangle $
. On the other hand, by Proposition 5.5 the log discrepancy
$a_{(X,\Delta )}(E)$
is given by
$\mu (w)\cdot \left (\langle -u, w \rangle +a_z\right ) = \langle - \hat u , \mu (w)(w,1) \rangle , $
as well.
Remark 5.16. From now on, given a p-divisor
$\mathcal {D}$
on
$(\mathbb {P}^1,N)$
of type
$(1,p,q)$
, we denote by
$\sigma _z$
the cone in
$N_{\mathbb {R}}\times \mathbb {R}$
provided by Proposition 5.15, i.e. the cone defining the central fibre of the toric degeneration.
The special fibre of the degeneration only depends on z and not on the choice of
$w \in \mathcal {D}_z$
. Having fixed the
$z \in \mathbb {P}^1$
, the choice of a Kollár component
$D_{z,w}$
is then equivalent to the choice of a ray of the form
$\rho =\mathbb {R}_{\geq 0}\cdot {(w,1)}$
in the interior of
$\sigma _z$
. In other words, this means picking an interior ray of
$\sigma _y$
which intersects
$\hat N^+_{\mathbb {R}}$
.
Lemma 5.17. Let
$\mathcal {D}$
be a p-divisor on
$\mathbb {P}^1$
of type
$(1,p,q)$
. Let
$z,z' \in \mathbb {P}^1$
for which
$\mu _{\mathcal {D}}(z')=p$
and
$\mu _{\mathcal {D}}(z)=q$
. Assume that
$p\leq q$
. The primitive lattice generators
$\hat n_\rho $
of the rays
$\rho \in \sigma _z(1)$
have the form
$\hat n_\rho =(n_\rho ,m_\rho ) \in N \times \mathbb {Z}$
with
$m_\rho \geq -p$
. Moreover, there is at least one primitive ray generator with
$m_\rho = q$
.
Proof. Recall that the rays of
$\sigma _z$
are exactly the rays of the following three types:
-
(i) rays of the form $\mathbb {R}_{\geq 0}\cdot {(v,1)}$
, where v is a vertex of
$\mathcal {D}_z$
, -
(ii) rays of the form $\mathbb {R}_{\geq 0}\cdot {(\sum _{y\neq z} v_y,-1)}$
, where for each
$y \in \mathbb {P}^1 \setminus \{z\}$
the summand
$v_y$
is a vertex of
$\mathcal {D}_y$
, and -
(iii) rays of the form $\rho \times \{0\}$
, where
$\rho $
is an extremal ray of
$\operatorname {\mathrm {tail}} \mathcal {D}$
with
$\rho \cap \deg \mathcal {D} = \emptyset $
.
Now, there is at least one vertex
$v \in \mathcal {D}_z$
with
$\mu (v)=\mu _{\mathcal {D}}(z)=q$
. Hence, the corresponding primitive lattice generator of
$\mathbb {R}_{\geq 0}\cdot {(v,1)}$
will be
$(qv,q)$
. In Case (ii), we note that all the
$\mu (v_y)$
are equal to one with the potential exception of
$\mu (v_{z'}) \leq \mu _{\mathcal {D}}(z') = p$
. Hence,
$\mu (\sum _{y\neq z} v_y)=\mu (v_{z'}) \leq p$
. For the corresponding ray generator we obtain
$(\mu (v_{z'})\sum _{y\neq z} v_y,-\mu (v_{z'}))$
with
$-\mu (v_{z'}) \geq -p$
. Finally, in Case (iii), we have
$\rho \subset N_{\mathbb {R}} \times \{0\} \subset N_{\mathbb {R}} \times [-p,+\infty )$
. This finishes the proof of the lemma.
Proposition 5.18. Every d-dimensional log Fano cone singularity
$(X(\mathcal {D}),\Delta )$
of type
$(1,p,q)=(1,\mu (z'),\mu (z))$
with
$\mu (z')\leq \mu (z)$
admits a Kollár component of log discrepancy
$2d-1$
if
$\sum _{y \neq z} b_{\Delta ,y}< 1$
.
Proof. By Proposition 5.15 and Remark 5.16 it is sufficient to find a ray
$\rho $
in the interior of
$\hat N_{\mathbb {R}}^+ \cap \sigma _z$
such that for
$X_0=X(\sigma _z)$
the log discrepancy of the corresponding Kollár component
$D_\rho $
is given by
$a_{(X_0,\Delta _z)}(D_\rho ) = 2d-1$
.
Now, we may pick d rays
$\rho _1, \ldots , \rho _d \in \sigma _z(1)$
, such that the corresponding primitive lattice points
$n_{\rho _1},\ldots , n_{\rho _d}$
are linearly independent. By Lemma 5.17, we may assume that
$n_{\rho _1} \in N \times \{q\}$
and
$n_{\rho _i} \in N \times [-q,-1]$
for all
$i=1,\ldots ,d$
. Then
$n_\rho :=dn_{\rho _1} + \sum _{i=2}^d n_{\rho _d}$
spans a ray
$\rho $
in
$\hat N_{\mathbb {R}}^+ \cap \sigma _z$
. Moreover, there exists a unique element
$-u \in \hat M_{\mathbb {Q}}$
which calculates the log discrepancy of every divisor
$D_\tau $
over
$X_0=X(\sigma _z)$
as
$\langle -u, n_\tau \rangle $
. Then for the log discrepancy of
$D_\rho $
, we obtain
Here, the last inequality follows from the fact, that the
$D_{\rho _i}$
are prime divisors on
$X_0$
and, therefore, have discrepancy
$1-c_{\rho }\leq 1$
, where
$c_\rho $
is the coefficient of
$\Delta _z$
at
$D_\rho $
.
5.3 Discrepancies of horizontal Kollár components
In this subsection, we study the minimal log discrepancies of complexity one
$\mathbb {T}$
-singularities of type
$(2,2,r)$
,
$(2,3,3)$
,
$(2,3,4)$
and
$(2,3,5)$
.
Lemma 5.19. Let
$X=X(\mathcal {D})$
be a
$\mathbb {T}$
-variety of complexity
$1$
and
$\Delta $
a
$\mathbb {T}$
-invariant boundary divisor on X. Assume that
$D_{\rho _1}$
and
$D_{\rho _2}$
are two horizontal divisors over X. If
$\rho $
is the ray spanned by by a primitive lattice point
$\lambda _1 n_{\rho _1}+ \lambda _2 n_{\rho _2}$
, then
$D_{\rho }$
has log discrepancy
Proof. Since
$K_{(X,\Delta )}$
is
$\mathbb {Q}$
-Cartier, we can write
$mK_{(X,\Delta )}=\mathrm {div}(\chi ^uf)$
for some
$u\in M$
and
$f\in \mathbb {K}(\mathbb {P}^1)$
. Then, by the proof of [Reference Braun, Greb, Langlois and Moraga13, Proposition 3.4], we can write
We conclude that the log discrepancy
$a_X$
is linear on the horizontal
$\mathbb {T}$
-invariant prime divisors.
The following statement allows us to control the log discrepancy of horizontal divisors over
$X(\mathcal {D})$
.
Lemma 5.20. Consider a p-divisor
$\mathcal {D}$
on
$\mathbb {P}^1$
and a
$\mathbb {T}$
-invariant boundary divisor
on
$X(\mathcal {D})$
. Let
$(v_y)_{y\in \mathbb {P}^1}$
be a family of vertices of
$\mathcal {D}$
. Let
$n_\rho $
be the primitive lattice generator of the ray
$\rho $
generated by
$\sum _y v_y \in \operatorname {\mathrm {tail}}\mathcal {D}$
. Then, the following statements hold:
-
(i) $a_{(X,\Delta )}(D_\rho )=\lambda _\rho \left (2-\sum _y \frac {\mu (v_y)-1+c_{y,v_y}}{\mu (v_y)}\right )$
, where
$n_\rho = \lambda _\rho \cdot \sum _y v_y$
. -
(ii) If $(v_y)_y$
is of type
$(2,p,q)$
with
$p,q \geq 2$
, then
$a_{(X,\Delta )}(D_\rho ) \leq 2$
. -
(iii) If $(v_y)_y$
is of type
$(1,p,q)$
then
$a_{(X,\Delta )}(D_\rho ) \leq \frac {p+q}{\gcd (p,q)}$
.
Proof. Consider a
$\mathbb {Q}$
-divisor
$\sum _{y\in \mathbb {P}^1} k_y \cdot \{y\}$
on
$\mathbb {P}^1$
of degree
$-2$
. By Proposition 5.5, it follows from the
$\mathbb {Q}$
-Gorenstein property that there exists
$u \in M_{\mathbb {Q}}$
and a
$\mathbb {Q}$
-divisor
$\sum _{y \in \mathbb {P}^1} a_y \cdot \{y\}$
of degree zero on
$\mathbb {P}^1$
, such that
for every
$y \in \mathbb {P}^1$
. Summing over
$y \in \mathbb {P}^1$
then gives
Now, by Proposition 5.5 the log discrepancy at
$D_\rho $
is given by
$-\langle u, n_\rho \rangle $
. Hence, claim (i) follows from the first identity in (15).
In the case of type
$(2,p,q)$
, then
$\sum _y\frac {\mu (v_y)-1}{\mu (v_y)} -2$
is
$-\frac {1}{q}$
if
$p=2$
and
$-\frac {1}{\operatorname {\mathrm {lcm}}(2,p,q)}$
if
$p=3$
. Now, the log discrepancy at
$D_\rho $
is calculated as
$-\langle u, n_\rho \rangle $
. On the other hand,
$\rho = \mathbb {R}_{\geq 0}\cdot {(\sum _y v_y)}$
and
$\sum _y v_y \in \frac {1}{\operatorname {\mathrm {lcm}}(2,p,q)}N$
. Hence,
$-\langle u, n_\rho \rangle \leq \operatorname {\mathrm {lcm}}(2,p,q) \cdot \left \langle u\,, \;\sum _y v_y \right \rangle $
and the statement (ii) follows.
Similarly, for the type
$(1,p,q)$
the quantity
$\sum _y\frac {\mu (v_y)-1}{\mu (v_y)} -2$
in (15) becomes
$-\frac {p+q}{pq}$
and
$\sum _y v_y \in \frac {1}{\operatorname {\mathrm {lcm}}(p,q)}N$
. Therefore, we have
This shows statement (iii).
Notation 5.21. We consider a polyhedral cone
$\sigma \subset N_{\mathbb {Q}}$
. Let
$\mathbf {F}(\sigma )$
be the set of all facets of the cone
$\sigma $
. If
$\operatorname {\mathrm {tail}} \Delta =\sigma $
, then every facet
$\tau \in \mathbf {F}(\sigma )$
gives rise to a unique facet
$F_\tau \prec \Delta $
such that
$\operatorname {\mathrm {tail}} F_\tau =\tau $
. Indeed, let
$n_\tau $
be the primitive inner normal to
$\tau $
, then
$F_\tau $
is the face of
$\Delta $
where
$\langle n_\tau , \cdot \rangle $
takes its minimum. For an element
$v \in \Delta $
, we now consider the set of facets
$\tau \in \mathbf {F}(\sigma )$
such that
$v \in F_\tau $
. We set:
The element
$v \in \sigma $
lies in the interior of
$\sigma $
if and only if
$\mathbf {F}(\sigma , v)=\emptyset $
. For two elements
$v,v' \in \sigma $
, we have
Let
$\mathcal {D}$
be a p-divisor on
$\mathbb {P}^1$
. Then, we define the set:
The following lemma follows from the introduced notation.
Lemma 5.22. Let
$\mathcal {D}$
be a p-divisor on
$\mathbb {P}^1$
. Let
$(v_y)_{y\in \mathbb {P}^1}$
be a family of vertices of
$\mathcal {D}$
. Then, the following statements hold.
-
(i) We have an identity
$$\begin{align*}\mathbf{F}\left(\deg \mathcal{D}, \sum_{y \in \mathbb{P}^1} v_y\right) = \bigcap_{y\in \mathbb{P}^1} \mathbf{F}(\mathcal{D}_y,v_y).\end{align*}$$
-
(ii) We have that
$$\begin{align*}\mathbf{F}\left(\operatorname{\mathrm{tail}} \mathcal{D}, \sum_{y \in \mathbb{P}^1} v_y \right) = \mathbf{F}(\mathcal{D}) \cap \bigcap_{y\in \mathbb{P}^1} \mathbf{F}(\mathcal{D}_y,v_y)\subset \bigcap_{y\in \mathbb{P}^1} \mathbf{F}(\mathcal{D}_y,v_y) \end{align*}$$
Proof. We set
$v = \sum _{y \in \mathbb {P}^1} v_y$
. We have that
$\tau \in \mathbf {F}\left (\deg \mathcal {D}, v\right )$
if and only if
$\langle n_\tau ,w \rangle \geq \langle n_\tau ,v \rangle $
for all
$w \in \deg \mathcal {D}$
, i.e. for all
$w=\sum _y w_y$
with
$w_y \in \mathcal {D}_y$
. Clearly if
$v \in \bigcap _{y\in \mathbb {P}^1} \mathbf {F}(\mathcal {D}_y,v_y)$
, meaning that
$\langle n_\tau , w_y \rangle \geq \langle n_\tau , v_y \rangle $
holds for y and all
$w_y \in \mathcal {D}_y$
, then also
$\langle n_\tau ,\sum _y w_y \rangle \geq \langle n_\tau ,\sum _y v_y \rangle $
. For the other direction assume there is a
$z \in \mathbb {P}^1$
and a
$w_z \in \mathcal {D}_z$
such that
$\langle n_\tau , w_z \rangle < \langle n_\tau , v_z \rangle $
holds. Then for
$w := w_z + \sum _{y \neq z} v_y \in \deg D$
we have
$\langle n_\tau ,w \rangle < \langle n_\tau ,v \rangle $
. This proves the first claim.
For the second claim observe that
$\mathbf {F}\left (\operatorname {\mathrm {tail}} \mathcal {D}, \sum _{y \in \mathbb {P}^1} v_y \right ) \subset \mathbf {F}\left (\deg \mathcal {D}, \sum _{y \in \mathbb {P}^1} v_y\right )$
, since
$\deg \mathcal {D} \subset \operatorname {\mathrm {tail}} \mathcal {D}$
. Moreover, since by definition of
$n_\tau $
the minimum of
$\langle n_\tau , \cdot \rangle $
on
$\operatorname {\mathrm {tail}} \mathcal {D}$
is attained on
$\tau $
, we see that
$\min \langle n_\tau , \deg \mathcal {D} \rangle $
and
$\min \langle n_\tau , \operatorname {\mathrm {tail}} \mathcal {D} \rangle $
differ if and only if
$\deg \mathcal {D} \cap \tau = \emptyset $
. Hence, a facet
$\tau \in \mathbf {F}\left (\deg \mathcal {D}, \sum _{y \in \mathbb {P}^1} v_y\right )$
, is also contained in
$\mathbf {F}\left (\operatorname {\mathrm {tail}} \mathcal {D}, \sum _{y \in \mathbb {P}^1} v_y \right )$
if only if
$\tau \in \mathbf {F}(\mathcal {D})$
.
We turn to prove an arithmetic lemma that will be used in the proof of our main theorem.
Lemma 5.23. Consider three points
$w, w^{\prime }_1, w^{\prime }_2 \in N_{\mathbb {Q}}$
with
$(w+w^{\prime }_1)$
and
$(w+w^{\prime }_2)$
being linearly independent. Let
$v_1$
and
$v_2$
be the primitive lattice point in
$\mathbb {R}_{\geq 0}\cdot {(w + w^{\prime }_1)}$
and
$\mathbb {R}_{\geq 0}\cdot {(w +w_1')}$
, respectively. Then there exist
$0<\lambda _1 < \ell $
and
$0<\lambda _2 < \frac {\ell ^2}{\mu (w)}$
, such that
$\lambda _1v_1 + \lambda _2v_2$
is a lattice point, where
$\ell :=\operatorname {\mathrm {lcm}}(\mu (w_1'), \mu (w_2'))$
.
Proof. We set
$w_1=w+w_1'$
and
$w_2=w+w_2'$
. We first show the claim for
$\mu (w_1')= \mu (w_2')=1$
. In this case, we have
$\mu (w_1)=\mu (w_2)=\mu (w)=:q$
. Furthermore,
$qw_1 = p_1v_1$
and
$qw_2 = p_2v_2$
with
$\gcd (p_1,q)=\gcd (p_2,q)=1$
. Note that
is divisible by q, since we assumed that
$\mu (w_1')=\mu (w_2')=1$
.
After restricting to the subspace spanned by
$w_1$
and
$w_2$
and to the corresponding sublattice, we may assume that
$N \cong \mathbb {Z}^2$
. By the above,
$v_1$
and
$v_2$
span a sublattice of index q in N. Hence, after a suitable choice of coordinates, we may assume that
$v_1=(1,0)$
and
$v_2=(m,q)$
for some
$0 \leq m < q$
. Then, we have that
Giving our claim by choosing
$\lambda _1=\frac {q-m}{q}$
and
$\lambda _2=\frac {1}{q}$
.
For the general case, we first replace N by
$\bar N := \frac {1}{\ell }N$
. With respect to this lattice, we are in the previous case. If we consider the multiplicity
$\bar \mu (w)$
of w with respect to the refined lattice
$\bar {N}$
, then we have
$\bar \mu (w) \geq \mu (w)/\ell $
. Hence, we know that there are
$0<\lambda _1 < 1$
and
$0<\lambda _2 < \frac {\ell }{\mu (w)}$
such that
$\lambda _1v_1 + \lambda _2v_2 \in \bar N$
. Then, we also have
$(\ell \lambda _1)v_1 + (\ell \lambda _2)v_2 \in N$
. This finishes the proof of the lemma.
Proposition 5.24. Assume
$X=X(\mathcal {D})$
is of type
$(1,p,q)=(1,\mu (z'),\mu (z))$
with
$\mu (z') \leq \mu (z)$
and
$\Delta =\sum _{\rho }c_\rho D_\rho + \sum _{y,v} c_{y,v}D_{y,v}$
is a boundary divisor on X, such that all coefficients are either
$0$
or larger than
$\epsilon>0$
. Assume furthermore, that the assumptions of Proposition 5.18 are not fulfilled, i.e.
$\sum _{y\neq z} b_{y,\Delta } \geq 1$
. Then X admits a horizontal Kollár component
$D_\rho $
with
$a_{(X,\Delta )}(D_\rho )< {2}/{\epsilon }$
.
Proof. Let
$v_y$
the vertex of
$\mathcal {D}_y$
achieving the maximum in the definition
Since
$\sum _{y\neq z} b_{\Delta ,y} \geq 1$
holds, we must have
Set
$v=\sum _y v_y$
. Since
$v_y$
is a lattice point for
$y\notin \{z,z'\}$
, we conclude that
$\mu (v_{z})\mu (v_{z'})v$
is a lattice point. Therefore, the lattice generator of the ray
$\rho = \mathbb {R}_{\geq 0}v$
has the form
$n_\rho =\lambda _\rho v$
with
$\lambda _\rho \leq \mu (v_{z})\mu (v_{z'})$
. Now, from Lemma 5.20 we conclude that
Now, we have
Since
$\sum _{y\neq z} b_{\Delta ,y} \geq 1$
holds by assumption, there is at least one
$w \notin \{z,z'\}$
such that
$b_{\Delta ,w} = c_{w,v_{w}}> \epsilon $
. Now, from the klt property of
$(X,\Delta )$
we obtain by Proposition 5.6 the inequality
This implies
$p < {2}/{\epsilon }$
and now by (18) the claim
$a_{(X,\Delta )}(D_\rho ) \leq {2}/{\epsilon }$
follows.
Theorem 5.25. There is a constant
$A(d,\epsilon )$
, depending only on the dimension d and a real number
$\epsilon> 0$
, satisfying the following. For a d-dimensional complexity one log Fano cone singularity
$(X,\Delta )$
with coefficients of
$\Delta $
being larger than
$\epsilon $
there is a Kollár component E with log discrepancy
$a_{(X,\Delta )}(E)<A(d,\epsilon )$
.
A non-optimal choice for such a bound
$A(d,\epsilon )$
is given by
$ \max \{2(d-1)\cdot 78, 2/\epsilon \}. $
Proof. For
$(X,\Delta )$
being of type
$(1,p,q)$
this follows from Propositions 5.18 and 5.24.
Now, we consider the remaining cases at once. Let
$X=X(\mathcal {D})$
be a complexity-
$1 \mathbb {T}$
-singularity of one of the remaining cases, i.e. of type
$(2,p,q)$
with either
$p=2$
and
$q \geq 2$
arbitrary or
$p=3$
and
$q\in \{3,4,5\}$
. Moreover, we have
$z \in \mathbb {P}^1$
with
$\mu _{\mathcal {D}}(z)=q$
.
Our aim is now to construct a set M of rays in
$\operatorname {\mathrm {tail}} \mathcal {D}$
such that:
-
• we have that $\bigcap _{\rho } \mathbf {F}(\operatorname {\mathrm {tail}} \mathcal {D}, n_\rho )=\emptyset $
, -
• the cardinality $\# M$
is bounded by some constant
$A(d)$
, and -
• for the log discrepancies we have $a_X(D_\rho )\leq A(d)$
.
We set
$\sigma = \operatorname {\mathrm {tail}} \mathcal {D}$
and fix
$n=d-1$
rays
$R_1:=\{\rho _1, \ldots , \rho _{n}\} \subset \sigma (1)$
spanning a full-dimensional subcone of
$\sigma $
. Then every positive linear combination of the primitive generators
$n_{\rho _1},\ldots ,n_{\rho _n}$
lies in the interior of
$\sigma $
. It follows that
$\bigcap _{\rho \in R} \mathbf {F}(\sigma , n_{\rho })=\emptyset $
.
First, we consider the set
Those correspond to horizontal prime divisors
$D_\rho $
in X. In particular, we have
$a_{(X,\Delta )}(D_\rho ) \leq 1$
.
For every ray
$\rho \in R_2=R_1 \setminus M_1$
, we have a family of vertices
$(v^\rho _y)_{y\in \mathbb {P}^1}$
with
$\sum _{y\in \mathbb {P}^1} v^\rho _y \in \rho $
. Assume now such a family is of type
$(2,p',q')$
with
$p',q' \geq 2$
. By Lemma 5.20, we have
$a_{(X,\Delta )}(D_\rho ) \leq 2$
. Let
$M_2 \subset R_2$
be the set of those rays. Let
$R_3 = R_2 \setminus M_2$
then be the set of the remaining rays.
Now, for every ray
$\rho \in R_3$
there is a family
$(v_y^\rho )_y$
of type
$(1,r,s)$
with
$\sum _{y\in \mathbb {P}^1} v_y^\rho \in \rho $
. If
$\mu (v_z^\rho )=1$
, then
$r,s \leq 3$
. Indeed, for every
$y \in \mathbb {P}^1 \setminus \{z\}$
, we have that
$\mu _{\mathcal {D}}(y)$
is at most p with
$p \leq 3$
. Hence, by Lemma 5.20, we must have
$a_{(X,\Delta )}(D_\rho ) \leq 5$
. We set
$M_3$
to be the set consisting of all such rays from
$R_3$
and set
$R_4=R_3 \setminus M_3$
.
We consider a family
$(t_y)_{y \in \mathbb {P}^1}$
of vertices
$t_y \in \mathcal {D}_y$
of type
$(2,p,q)$
, which must exist as X is of type
$(2,p,q)$
. This leads to a distinguished ray
$\tau = \mathbb {R}_{\geq 0}\cdot {(\sum _y t_y)}$
. By Lemma 5.20, we have
$a_{(X,\Delta )}(D_\tau ) \leq 1$
. Now, the remaining rays
$\rho \in R_4$
correspond to families
$(v_y^\rho )_{y\in \mathbb {P}^1}$
of type
$(1,r_1,r_2)$
such that
$\mu (v_z^\rho )=r_i> 1$
, with
$i\in \{1,2\}$
. Without loss of generality, we assume
$\mu (v_z^\rho )=r_1$
. Then, we consider the two associated families
$({v_y^{\rho _1}})_{y\in \mathbb {P}^1}$
and
$({v^{\rho _2}_y})_{y\in \mathbb {P}^1}$
with
and the associated rays
$\rho _1=\mathbb {R}_{\geq 0}\cdot {\left (\sum _y v_y^{\rho _1} \right )}$
and
$\rho _2=\mathbb {R}_{\geq 0}\cdot {\left (\sum _y v_y^{\rho _2} \right )}$
, respectively. Now, by Lemma 5.22 (ii) we have
By Lemma 5.20, we have
$a_{(X,\Delta )}(D_{\rho _1}) \leq 1$
and
$a_{(X,\Delta )}(D_{\rho _2}) \leq \frac {q+r_2}{\gcd (q,r_2)} \leq q+3$
. The latter cannot be bounded by a constant dependending only on the dimension. However, note that
Hence, by applying Lemma 5.23, we see that there is a lattice point
$n_{\rho _2'}$
of the form
$n_{\rho _2'}=\lambda _1 n_{\tau } + \lambda _2 n_{\rho _2}$
with
$0 < \lambda _1 \leq \operatorname {\mathrm {lcm}}(p,q) \leq 6$
and
$0 < \lambda _2 \leq \frac {6^2}{q}$
. Let
$\rho _2'=\mathbb {R}_{\geq 0}\cdot {n_{\rho _2'}}$
. By Lemma 5.19, we have that
We now set
$M_4=\{ \rho _1 \mid \rho \in R_4 \} \cup \{ \rho _2' \mid \rho \in R_4 \}$
and
$M = \bigcup _{i=1}^4 M_i$
. Note that
holds. Hence, we have
Thus,
$\eta := \mathbb {R}_{\geq 0}\cdot \left (\sum _{\rho \in M} n_\rho \right )$
is a ray in the interior of
$\sigma $
. Therefore, by Proposition 5.14 the prime divisor
$E:=D_\eta $
over X corresponds to a Kollár component. Finally, Lemma 5.19 implies that
Indeed, we have
$\# M \leq 2\cdot \# R_1 = 2(d-1)$
, since
$M=(R_1 \setminus R_4) \cup M_4$
and
$\# M_4 = 2\cdot \#R_4$
. Moreover, for every
$\rho \in M$
we have
$a_{(X,\Delta )}(D_\rho ) \leq 78$
.
We give an example that shows that complexity-
$1 \mathbb {T}$
-singularities with bounded normalized volume do not form a bounded family. First, we need a lemma that allows us to determine whether a family of complexity one
$\mathbb {T}$
-singularities is bounded.
Lemma 5.26. Let
$\{(X_i;x_i)\}$
be a bounded family of complexity-
$1 \mathbb {T}$
-singularities. Let
$\mathcal {D}_i$
be a p-divisor on
$(\mathbb {P}^1,N)$
defining
$(X_i;x_i)$
, Then, up to isomorphism of p-divisors, there are only finitely many possible polyhedra
$\mathcal {D}_{i,p}\subset N_{\mathbb {Q}}$
for
$p\in \mathbb {P}^1$
. In particular, there occur only finitely many types
$(p,q,r)$
Proof. Since
$\{(X_i;x_i)\}$
belongs to a bounded family, we can find an affine space
ideals
$I_t=\langle f_1(x,t),\dots ,f_s(x,t)\rangle $
depending on
$t\in Z\subset \mathbb {A}_{t_1,\dots ,t_k}$
such that
$(X_i;x_i)\simeq (V(I_{t_i});0)$
for some
$t_i$
. Note that
$(V(I_{t_i});0)$
admits the action of an algebraic torus
$\mathbb {T}_i$
. By [Reference Hauser and Müller25, Theorem 1], it follows that we can find
$\mathbb {T}_{i,0} \leqslant \mathrm { Aut}(\mathbb {A}_{x_1,\dots ,x_n})$
so that
$\mathbb {T}_{i,0}$
fixes
$V(I_{t_i})$
and the induced action on
$(V(I_t);0)$
equals the action of
$\mathbb {T}_i$
. Indeed, the torus
$\mathbb {T}_{i,0}$
is faithfully represented in the first cotangent space of
$V(I_{t_i})$
at the origin. Passing to an open subset
$Z_U \subset Z \subset \mathbb {A}_{t_1,\dots ,t_k}$
, we may assume that each
$I_{t_i}$
is defined by the same number of polynomials
$f_j$
’s and the same monomials on x appear on all the
$f_j$
’s. Hence, we can find a torus
$\mathbb {T}\leqslant \mathrm {Aut}(\mathbb {A}_{x_1,\dots ,x_n})$
for which
$\mathbb {T}|_{V(I_{t_i})} = \mathbb {T}_i$
for each i. Now, let
$\mathcal {D}$
be the p-divisor on
$(Y,N_0)$
defining the
$\mathbb {T}$
-variety
$\mathbb {A}_{x_1,\dots ,x_n}$
. The normalized Chow quotient of
$(V(I_{t_i});0)$
by
$\mathbb {T}_i$
gives a rational curve
$Y_i \simeq \mathbb {P}^1 \subset Y$
. Furthermore, the p-divisor
$\mathcal {D}_i$
is isomorphic to the pull-back of
$\mathcal {D}$
to
$Y_i$
. Since
$\mathcal {D}$
has only finitely many different polyhedra, it follows that each pull-back has only finitely many different polyhedra. This finishes the proof.
Example 5.27. Once again we consider the toric variety
$X_0$
from Example 3.5 and the deformations
$\mathcal {X}_n$
. Note that the generic fibre
$X_{n,1}:=(\mathcal {X}_{n})_{t=1}$
is a complexity one
$\mathbb {T}$
-singularity. The p-divisors
$\mathcal {D}^n$
for these Fano cone singularities are given by
with tailcone
$\sigma $
being spanned by
$e_1$
and
$e_1+(4k+2)e_2$
if
$n=2k+1$
and
with tailcone
$\sigma $
being spanned by
$e_1$
and
$e_1+2k\cdot e_2$
if
$n=2k$
, see [Reference Collins and Székelyhidi16, 8.1]. These are of type
$(1,2,n)$
and
$(1,1, {n}/{2})$
, respectively. Lemma 5.26 implies that those singularities do not belong to a bounded family. By lower-semicontinuity of the normalized volume [Reference Li, Liu and Xu33, Theorem 2.11], they all satisfy that
Hence, we conclude that the family of
$3$
-dimensional complexity one log terminal singularities
$\{X_{n,1}\}_{n\in \mathbb {N}}$
with normalized volume at least v is bounded up to deformation, but it is not bounded.
On the other hand, we had seen in Example 4.5 that
$X_{n,1}$
is not K-semistable for
$k\geq 5$
.
Proof of Theorem 3
In Theorem 5.25 we showed that there is an upper bound for the minimal log discrepancies of torus invariant Kollár components. Hence, the claim follows from Corollary 4.12.
Corollary 5.28. For fixed
$n \in \mathbb {N}$
and
$v> 0$
there is a finite number of finite-dimensional families containing representatives of every isomorphism class of
$(2n-1)$
-dimensional Sasaki-Einstein manifolds with an effective action of a torus of dimension at least
$n-1$
and volume at least v.
Proof. This is merely a consequence of Theorem 3. Indeed, by [Reference Boyer and Galicki11, Thm. 8.2.18] every positive Sasakian manifold arises as the link of an isolated Fano cone singularity and by [Reference Collins and Székelyhidi16] the existence of a Sasaki-Einstein metric implies the K-semistability of the Fano cone singularity.
6 Boundedness for K-semistable threefold singularities
The goal of this section is to prove Theorem 1. We follow the notation from [Reference Xu50, Reference Blum6] on K-stability of Fano varieties and log Fano pairs, such as S-invariants, T-invariants,
$\alpha $
-invariants,
$\beta $
-invariants, and
$\delta $
-invariants. We start with some preparation.
Lemma 6.1. Let
$(V,B)$
be an n-dimensional klt log Fano pair where B is a
$\mathbb {Q}$
-divisor. Suppose
$\alpha (V,B)<1$
. Then there exists a non-trivial special degeneration
$(V_0, B_0)$
of
$(V, B)$
such that
Proof. We separate into two cases. If
$(V,B)$
is K-unstable, then by [Reference Liu, Xu and Zhuang39] there exists a non-trivial special degeneration (called an optimal destabilization in [Reference Blum, Liu and Zhou10])
$(V_0,B_0)$
of
$(V,B)$
such that
$\delta (V_0,B_0)= \delta (V,B)$
. Thus by [Reference Blum6, Theorem C] (see also [Reference Blum and Jonsson7, Theorem A]) we have
From now on, we assume that
$(V,B)$
is K-semistable. By [Reference Birkar4], there exists
$D\sim _{\mathbb {Q}} -K_V-B$
such that
$\operatorname {\mathrm {lct}}(V,B;D) = \alpha (V,B)=:a <1$
. Let
We first estimate b. Let F be a prime divisor over V computing
$\operatorname {\mathrm {lct}}(V,B;D)$
, i.e.
$ a^{-1} a_{(V,B)}(F) = T_{(V,B)}(F) = \operatorname {\mathrm {ord}}_F(D)$
. By the proof of Lemma 6.2, we know that
Thus if
$1-t> (a-t)(n+1)$
, then
$(V, B+ tD)$
is K-unstable. This implies that
In particular, we have
$b<a<1$
.
Let
$c\in (b,a)$
be a rational number. We express
$c= (1-\epsilon ) b + \epsilon a$
. Then
$(V, B+ c D)$
is K-unstable. Thus it admits a non-trivial special degeneration to
$(V_0, B_0+cD_0)$
such that
$\delta (V_0, B_0 + cD_0) = \delta (V, B+ cD)$
. By Lemma 6.2 we know that
On the other hand, since
$t\mapsto (1-t)\delta (V, B+tD)$
is concave by Lemma 6.2, we have
Combining the two inequalities, we get
Combining with the previous estimate (19), we get
By boundedness [Reference Jiang28, Reference Chen15, Reference Li, Liu and Xu33, Reference Xu and Zhuang51] and discreteness of
$\alpha $
-invariants [Reference Blum, Liu and Xu9], letting
$\epsilon \to 0$
finishes the proof.
Lemma 6.2. Let
$(V,B)$
be an n-dimensional klt log Fano pair where B is a
$\mathbb {Q}$
-divisor. Let
$0\leq D\sim _{\mathbb {Q}} -K_V-B$
be an effective
$\mathbb {Q}$
-divisor. Then the function
$t\mapsto (1-t) \delta (V, B+ tD)$
is non-increasing and concave for
$t\in [0, \min \{1, \operatorname {\mathrm {lct}}(V,B;D)\})$
.
Proof. Since
$-K_V - B -tD \sim _{\mathbb {R}}(1-t) (-K_V-B)$
, we have
$S_{(V, B+tD)}(E)=(1-t)S_{(V,B)}(E)$
for a prime divisor E over V. Thus
where the infima run over all prime divisors E over V. Since for each fixed E, the function
$t\mapsto \frac {a_{(V, B)}(E)-t\operatorname {\mathrm {ord}}_E(B)}{S_{(V, B)}(E)}$
is non-increasing and linear, we know that
$t\mapsto (1-t) \delta (V, B+ tD)$
is non-increasing and concave.
Remark 6.3. Under the same assumptions as Lemma 6.1, it was known that
for every non-trivial special degeneration
$(V_0, B_0)$
of
$(V,B)$
. Indeed, the first inequality follows from the lower semicontinuity of
$\alpha $
-invariants [Reference Blum and Liu8, Theorem B], while the second inequality follows from a logarithmic version of [Reference Liu and Zhuang40, Proposition 3.3].
Proof of Theorem 1
If
$(X,\Delta ;\xi )$
has complexity at most
$1$
, this follows from Theorem 3. From now on we assume that
$(X,\Delta ;\xi )$
has complexity
$2$
, in particular,
$\xi $
is rational. Then a rescaling of
$\xi $
induces an effective
$\mathbb {G}_m$
-action on
$(X,\Delta )$
. Let E be the Kollár component corresponding to
$\xi $
. By [Reference Zhuang54, Theorem 1.2], there exists a
$\delta $
-plt blow-up of
$(X, \Delta ;x)$
extracting S where
$\delta $
only depends on
$\epsilon $
and I. Denote the different divisors of the Kollár components E and S with respect to
$(X,\Delta ;x)$
by
$\Delta _E$
and
$\Delta _S$
, respectively. Since
$(X,\Delta ;\xi )$
is K-semistable, we know that
$(E, \Delta _E)$
is also K-semistable, which implies that
$\alpha (E,\Delta _E)\geq \frac {1}{3}$
. If
$S=E$
, then the log boundedness of
$(X,\Delta ;\xi )$
follows from [22]. If
$S\neq E$
, then by the logarithmic version of [Reference Cheltsov, Park and Shramov14, Theorem 11] we have
Since
$(S, \Delta _S)$
is
$\delta $
-klt, by [Reference Birkar4, Theorem 1.6] there exists
$\alpha _0>0$
depending only on
$\delta $
(hence depending only on
$\epsilon $
and I) such that
$\alpha (S,\Delta _S)\geq \alpha _0$
. For simplicity, we may assume that
$\alpha _0\leq \frac {1}{3}$
. By Lemma 6.1, there exists a non-trivial special degeneration
$(E_0,\Delta _{E_0})$
of
$(E, \Delta _E)$
such that
This implies that
$\delta (E_0, \Delta _{E_0}) \geq \frac {\alpha _0}{2}$
. Since
$(X,\Delta )$
is the orbifold cone over
$(E,\Delta _E)$
, the special degeneration
$(E,\Delta _E)\rightsquigarrow (E_0,\Delta _{E_0})$
induces a non-trivial
$\mathbb {G}_m$
-equivariant special degeneration
$(X,\Delta ;\xi )\rightsquigarrow (X_0,\Delta _0;\xi _0)$
. Thus
$(X_0, \Delta _0;\xi _0)$
carries an effective
$\mathbb {T}=\mathbb {G}_m^2$
-action where
$\mathbb {G}_m<\mathbb {T}$
is a subtorus. Let
$x_0$
be the cone point of
$(X_0,\Delta _0;\xi _0)$
. By [Reference Han, Liu and Qi24, Proposition 7.5] we have
Since
$(X_0, \Delta _0;\xi _0)$
has complexity at most
$1$
, by Theorem 4 we know that it admits a
$\mathbb {T}$
-equivariant log bounded special degeneration
$(X',\Delta ';\xi ')$
. Composing these two special degenerations as [Reference Li, Wang and Xu34, Proof of Proposition 3.1], we have that
$(X,\Delta ;\xi )$
admits a
$\mathbb {G}_m$
-equivariant log bounded special degeneration. Thus we get log boundedness of
$(X, \Delta ;\xi )$
by Proposition 4.11 as it is K-semistable.
Proof of Theorem 2
It is known that
$0$
is an accumulation point of the set of normalized volumes in any dimension, for instance, considering n-dimensional quotient singularities
$\mathbb {A}^n/\mu _m$
of type
$\frac {1}{m}(1,1,\cdots ,1)$
, whose normalized volume equals
$\frac {n^n}{m}$
by [Reference Li and Xu36, Example 7.1] and hence converges to
$0$
as
$m\to \infty $
. Thus it suffices to show that for any fixed
$\epsilon>0$
, there are only finitely many possible values of
$\widehat {\mathrm {vol}}(X,\Delta ;x)$
that are larger than
$\epsilon $
. By Theorem 2.13, the normalized volume minimizer v induces a degeneration of
$(X,\Delta ;x)$
to a K-semistable singularity
$(X_0, \Delta _0; \xi _v)$
where
$x_0\in X_0$
denotes the cone point. Moreover, by Proposition 2.11 we know that
By Theorem 1, all such K-semistable singularities
$(X_0,\Delta _0;\xi _v)$
belong to a log bounded family, which implies that their normalized volumes belong to a finite set by [Reference Xu49, Theorem 1.3].
The following result can be viewed as a boundedness type result for Sasaki-Einstein
$5$
-manifolds with volume lower bound. Note that without the volume lower bound assumption, there can be infinitely many families of Sasaki-Einstein structures even on a single manifold, see e.g. [Reference Collins and Székelyhidi17, Reference Liu, Sano and Tasin38] (see also [Reference Boyer, Galicki and Kollár12]).
Corollary 6.4. Given a real number
$v> 0$
, there exists a finite number of finite-dimensional families containing a representative of every isomorphism class of
$5$
-dimensional Sasaki-Einstein manifolds with volume at least v.
7 Boundedness for K-semistable hypersurface singularities
We complement our previous boundedness results by one for K-semistable Fano cone hypersurface singularities.
Here, we consider a positive
$\mathbb {Z}$
-grading on the polynomial ring
$ \mathbb {C}[x_0,\ldots ,x_n] $
with weights
$0 < w_0 \leq w_1 \leq \ldots \leq w_n$
. The hypersurface singularity
$X_d$
is given by a weighted homogeneous equation of degree d. We may assume that each variable occurs in a non-linear monomial of the equation. Otherwise, the singularity would be either smooth or a product of a lower-dimensional singularity and an affine space. The singularity
$X_d$
is log terminal only if
$\sum _i w_i-d>0$
and K-semistability is obstructed by the Lichnerowicz condition of Theorem 2.15, which demands that the inequality
$\sum _iw_i-d \leq nw_0$
holds. In the case that
$X_d$
is K-semistable with respect to the polarization given by the grading, the normalized volume of
$X_d$
is calculated by the valuation corresponding to the
$\mathbb {Z}$
-grading. Here, we have
In order to prove boundedness for K-semistable Fano cone hypersurface singularities with volume bounded by
$v> 0$
we consider the tuples
$(w_0,\ldots ,w_n,d) \in \mathbb {N}^{n+2}$
, up to taking multiples, which fulfil the following set of conditions.
As discussed in Example 2.14 of the preliminaries, we may extend this setting to gradings by some semigroup in
$\mathbb {R}_{\geq 0}$
, when we also allow positive real values for the weights and the degree. Equivalently, this means that the equation is actually homogeneous with respect to a (multi-)grading by some
$M=\mathbb {Z}^r$
and our
$\mathbb {R}$
-weights are obtained by evaluating a (potentially irrational) element
$\xi \in M_{\mathbb {R}}^*=(\mathbb {R}^r)^*$
in the M-weights of the variables. By approximating
$\xi $
by rational elements, we see that all conditions still have to hold in this generalized setting.
Proof of Theorem 6
Since we consider the tuples
$(w_0,\ldots ,w_n,d)$
only up to scaling, we may normalize them such that
$w_0=1$
holds. Hence, from now on we assume that
$w_0=1$
and allow real values
$\geq 1$
for the other weights. We will call such a tuple weight data.
Consider the set of weight data corresponding to n-dimensional K-semistable polarized Fano cone singularities. In particular, the weight data has to fulfil all our conditions above. Our aim is to show that d is bounded by some constant. Then we would be done, as there are only finitely many monomials having degree less than or equal to d (since the weights always fulfil
$w_i \geq 1$
). If d is not bounded, then there would exist an infinite sequence of weight data, such that
$d\to \infty $
. Assume there is such a sequence. In order to keep the notation simple, we refrain from adding a new index to the
$w_i$
and d just to indicate the membership to that sequence.
Recall that the normalized volume
associated to our weight data is bounded from below by (23). Since
$\sum _iw_i-d \leq n$
by (21), then we have that
$\frac {w_0\cdots w_n}{d}\leq n^n/v$
. Hence, after passing to a subsequence we may assume
$\frac {w_0\cdots w_n}{d} \to c$
for some
$c \geq 0$
. Similarly, after passing to a subsequence, we may assume that each
$w_i$
is either bounded or diverges to
$+\infty $
. By inequality (20), at least one of the
$w_i$
must diverge to
$+\infty $
.
Case 1.
$d \to \infty $
,
$w_n \to \infty $
, and
$w_{n-1} \to \infty $
: Because of the convergence
$\frac {w_0\cdots w_n}{d} \to c$
, we eventually have
$d> \frac {w_0\cdots w_n}{1+c}$
in our sequence of weight data. On the other hand, the fact that
$w_n\to \infty $
and
$w_{n-1} \to \infty $
implies that eventually we have that
Hence, at some point, we obtain
but this contradicts the log terminality condition (20).
Case 2.
$d \to \infty $
,
$w_n \to \infty $
and
$w_0,\ldots , w_{n-1}$
are bounded: We have
$ {w_n}/{d} < 1$
by (22). By assumption
$\sum _{i=0}^{n-1} w_i$
is bounded from above by some constant C and we obtain
Since
$d \to +\infty $
and
$\sum _{i=0}^n w_i -d> 0$
by (20) it follows that
$ {w_n}/{d}\to 1$
.
Now, for
$w_n> {d}/{2}$
an equation of degree d will look like
where
$g_{d-w_n}$
and
$g_{d}$
are quasi-homogeneous polynomials of the corresponding degrees. We will now construct a special degeneration for such a singularity
$X_d$
. For this we embed the singularity as intersection of two hypersurfaces into
$\mathbb A^{n+2}$
:
These equations become quasi-homogeneous of degree d and
$d-w_n$
, respectively, if we choose the weight
$w_{n+1}=d-w_n< w_n$
for
$x_{n+1}$
. Now, consider the special degeneration given by
Here, we act on the coordinates by the weights
$(w_0,\ldots ,w_{n-1},w_n-a,w_{n+1}+a)$
. The central fibre of the degeneration is cut out by
Let v be the valuation on
$X_d$
corresponding to the special degeneration. Then we obtain
Here, the inequality on the right follows from (21). Now, by choosing
$a= {w_n}/{2}$
and observing that
$\operatorname {\mathrm {\widehat {vol}}}(X_d;x) \leq \operatorname {\mathrm {\widehat {vol}}}_{X_d}(v)$
we obtain
From the fact that
$w_0, \ldots , w_{n-1} \geq 1$
and
$ {d}/{w_n} \to 1$
we see that
$\operatorname {\mathrm {\widehat {vol}}}(X_d;x) \to 0$
, but this is in contradiction to (23). Alternatively, we could also argue that
$\operatorname {\mathrm {\widehat {vol}}}(v) < \operatorname {\mathrm {\widehat {vol}}}(\xi )=\frac {d(\sum _i w_i -d)^n}{w_0 \cdots w_n}$
and therefore
$(X_d, \xi )$
is not K-semistable, which is in contradiction to our other assumption.
Acknowledgements
We would like to thank Ziquan Zhuang for informing us that he obtained Theorems 1 and 2 independently by using different techniques and making his manuscript available to us, see [Reference Zhuang55]. The authors would also like to thank Nathan Owen Ilten for many useful comments, and Chenyang Xu for helpful discussions. The first author was partially supported by NSF DMS-2148266 (formerly DMS-2001317) and an Alfred P. Sloan research fellowship. The second author was supported by NSF research grant DMS-2443425. The third author was supported by the EPSRC grants EP/V013270/1, EP/V055445/1 and by funding from the Carl Zeiss Foundation.
Data availability statement
Data sharing is not applicable to this article as no new data were created or analyzed in this study.
Competing interests
The authors certify that they have no affiliations with or involvement in any organization or entity with any financial interest in the subject matter or materials discussed in this manuscript.






