Introduction
On 5 July 2018, the British National Health Service (NHS) celebrates its 70th birthday (https://www.england.nhs.uk/nhs70/). This paper examines this anniversary through the lens of previous anniversaries, exploring two strands of political debates and NHS documents from as close to the anniversaries as possible. It draws on the basic ‘multiple streams model’ of Kingdon (Reference Kingdon1984) that argues that an issue reaches the agenda when the policy window opens (sometimes through a policy entrepreneur) to allow the coupling of three independent streams – policy, problem and politics. A ‘full’ analysis focuses on the five major categorical concepts: three distinct streams, policy entrepreneurs and policy windows. However, this short paper focusses only on the three streams and does not give much attention to the sub-components (see e.g. Jones et al., Reference Jones, Peterson, Pierce, Herweg, Bernal, Raney and Zahariadis2016; Powell and Exworthy, Reference Powell and Exworthy2016). This is partly due to covering a long period in a short article, and partly due to the difficulties of extracting such fine-grained detail from fairly broad-brush sources.
It draws on interpretive content analyses that includes attention to both manifest and latent content, and allows for the use of connotative categories which are based not on explicit words but on the overall or symbolic meaning of phrases or passages (Drisko and Maschi, Reference Drisko and Maschi2016). This centres on descriptive narratives, or themes, summarising the collected and coded data. The following themes are explored: problem (pressures, finance, structures), politics (principles and values), policy (solutions). There are some null categories in that, for example, the politics stream was not clear in 1958. In the Parliamentary Debates below abbreviations are as follows: L, Labour; C, Conservative; Lib, Liberal; LD, Liberal Democrat; SDP, Social Democratic Party.
Tenth anniversary
A Debate was held in the House of Commons to mark the 10th anniversary of the creation of the NHS. (Hansard House of Commons, 1958). According to Timmins (Reference Timmins2008), the Debate was broadly positive, but even that anniversary was calm only because the NHS had just weathered the first of its many major crises. The Guillebaud Committee was set up in 1953 after NHS expenditure had far exceeded estimates.
Problems
The Guillebaud report (1956) noted that the current net cost of the NHS as a percentage of gross national product (GNP) was lower than in 1948 (p. 9), and that capital expenditure in 1938–1939 was more than three times as high as it was in 1952–1953 (p. 33). It noted that while the advance of medical knowledge continually places new demands on the Service, and the standards expected by the public also continue to rise, population changes in themselves are not likely to exert a very appreciable effect on the future cost of the NHS (Guillebaud, 1956: 49–50).
While the Parliamentary Debate (Hansard House of Commons, 1958) was largely celebratory (Timmins, Reference Timmins2008; Klein, Reference Klein2013), Members pointed to various problems such as some ‘mental hospitals’ being in a disgraceful condition (Bevan, L, c1396; Robinson, L, c1442; Shephard, C, c1450), the ageing population (Walker-Smith, C, c1404; Blenkinsop, L, c1457; Thompson, C, c1499), the need for more on the preventative side (Williams, L, c1425) and the democratic deficit in the NHS (Messer, L, c1432).
Policies
Guillebaud stated that NHS had only been operating for seven years, and that “it would be in the best interests of the Service to leave the present administrative structure undisturbed” (1956: 53).
Twentieth anniversary
This period saw the first major reorganisation of the NHS as Minister of Health Kenneth Robinson published the first consultative document on reorganisation in 1968 (Klein, Reference Klein2013: 66).
Problems
The Green Paper (Ministry of Health, 1968) stated that there was now widespread recognition that the time had come for the 1948 structure as a whole to be radically reconsidered. This ‘Tripartite’ structureFootnote 1 was consisting of two systems of finance, with nearly 700 separate authorities with wide variations in size, resources, opportunity and scope.
The Parliamentary Debate (Hansard House of Commons, 1969) pointed to the ‘very serious problems’ facing the NHS: excessively long-waiting lists for surgical treatment; a shortage of doctors in all parts of the service; overcrowded waiting rooms; and a nursing profession disgruntled as perhaps never before (Dunwoody, L, c291). He considered that the cause of the problem of increasing demand was inevitable for two reasons: an ageing community (Marquand, L, c275) and medical advances (Macmillan, C, c243; Crossman, L, c256). Secretary of State, Richard Crossman (L, c254), pointed to the ‘basic fallacy’ of the assumption in the Beveridge Report of 1942 that a comprehensive Health Service would lead to the improvement in the health of the nation and the flattening out the costs within a few years (cf. Macmillan, c243). Marquand (c274) stated that everyone has agreed that at 5% of GNP, NHS funding was a long way behind other countries. Macmillan (c248) noted that we are proportionately spending less on mental health provision than we were 3 years ago. Crossman (c255-6) pointed to the problem of inherited inequalities.
Politics
Political differences were clear over the principles of the NHS. While the Conservatives argued that there was no question of finding all the extra money required by the NHS from taxation, requiring some system of insurance, charges or increased contributions (Macmillan, c250-1), Labour were broadly hostile to charges (even though the Labour government had just re-introduced prescription charges) (e.g. Dunwoody, c298; Crossman, c256-9). Pavitt (L, c285) and Snow (L, c307-311) were concerned that a larger private sector could lead to a first and second class service.
Policy
The Green Paper argued that the NHS required the closest collaboration between doctors, nurses and other workers, and its central theme must be the ‘unified administration of the medical and related services in an area by one authority’ [The Green Paper (Ministry of Health, Reference Jones, Peterson, Pierce, Herweg, Bernal, Raney and Zahariadis1968: 6]. It suggested about 40–50 Area Boards, with advantages of having a broadly similar pattern to local government.
Thirtieth anniversary
This period saw only small increases in NHS funding due to an economic crisis, and a period of industrial action (Klein, Reference Klein2013). A sense of crisis led to the setting up of a Royal Commission on the NHS in 1976 (Timmins, Reference Timmins2008; Klein, Reference Klein2013: 90).
Problems
The Royal Commission on the NHS (1979: 1) opened by stating that ‘we were appointed at a time when there was widespread concern about the NHS’: a recent reorganisation which few had greeted as an unqualified success; industrial disputes; and a chill economic climate.
In terms of international comparisons, it noted that the United Kingdom (as a percentage of national income) spent less than most other developed countries, and also performed relatively poorly in terms of health indicators such as life expectancy, and perinatal and maternal mortality (The Royal Commission on the NHS, 1979: 22–23). It stated that ‘a common criticism is that the NHS is a sickness service rather than a health service’ (The Royal Commission on the NHS, 1979: 35). In contrast to Guillebaud, it suggested that demographic change of the growing number of old people and particularly those over 75, ‘will be the greatest single influence on the shape of the NHS for the rest of the century’ (The Royal Commission on the NHS, 1979: 379).
The Parliamentary Debate (Hansard House of Commons, 1979) reflected this sense of concern. Stallard (L, c729) was “horrified at the state of the NHS … It cannot be denied that the NHS is seriously ill”. He continued that a recent editorial in the British Medical Journal stated: “most of the problems of the NHS are commonly attributed to lack of money”. Ridsdale (C, c763) considered that the Service was facing a crisis because of lack of funds. Unfavourable international comparisons, especially in terms of funding, were discussed (e.g. Miller, L, c760; Ridsdale, c763; Vaughan C, c809-10). Boscawen (C, c779) pointed to the initial assumption that in a few years it would pay for itself by cutting down the cost of ill health and the cost arising from people being away from work, but that had not happened. Miller (L, c782) pointed to the funding problem of technological advances. Many Members of the main parties pointed to planned hospital closures. As Stallard (c732) put it, “there is hardly an area (i.e. constituency) which has not been touched by this disease”.
Other problems include a loss of morale (Stallard, c730; Vaughan c809), poor management and leadership (Stallard, c730; Raison, C, c758); remote administration (Vaughan, c811), staff shortages (Wise, L, c796-7; Vaughan, c801), increasing waiting lists (Ridsdale, c766; Wise, c796; Vaughan, c806-7); industrial action (Vaughan c807-8); regional inequality (Stallard, c 731; McKay, L, c786; Raison, c755); and the recent reorganisation (e.g. Jeger, L, c768; Miller, c786; Moyle, L, c816; Vaughan, c803).
Politics
Boscawen (c780) argued that some new thinking is required with regard to the funding of the NHS (cf. Vaughan, c811). Miller (c783) stated that most of the carping against the Health Service comes from those who are lukewarm about accepting the basic principles of the Service. Labour Members claimed that the Conservatives would ‘increase charges all around’ (c811). However, Vaughan (c811) stated that the Conservatives were as determined as Labour to have an NHS that provides proper, first-class health care to every person who requires it, but the differences lie in the way in which that sort of care is achieved.
Policy
The Royal Commission on the NHS (1979) stated that easily the most popular remedy for the failings of the NHS, especially and understandably with those working in it, was that much more money should be made available. Others included alternative methods of financing (e.g. charges); taking the NHS out of politics; integrating health and personal social services; and further NHS reorganisation (The Royal Commission on the NHS, 1979: 35–36). In total it made 117 (largely minor) recommendations.
Fortieth anniversary
This period saw the ‘end of consensus on the NHS’ as Thatcher decided in January 1988 to set up a review of the NHS that produced a White Paper which brought about the biggest explosion of political anger and professional fury in the history of the NHS (Klein, Reference Klein2013: 105).
Problems
‘Working for Patients’ (Secretary of State for Health, 1989: 2–3) pointed to rising demand and an ever-widening range of treatments made possible by advances in medical technology. The Parliamentary Debate (Hansard House of Commons, 1988) saw Labour Shadow Health Secretary, Robin Cook (c913), arguing that the NHS Review was born out of panic, as the Government reeled from the publicity last winter about the underfunding crisis in our hospitals. The term ‘crisis’ was also used by Fearn (Lib, c946) and Kinnock (L, c991). A number of Members across the parties agreed that the NHS was underfunded. Knight (C, c955) stated that Lord Beveridge thought that the cost of the NHS per annum would fall, but ‘how wrong he and others were’. Price (C, c950) pointed to exponentially increasing demand. Moonie (L, c940) pointed to demographic change (cf. Price, c950) and the supposedly inexorable increase in medical technology (cf. Sims, c966). Former Labour Health Minister, Dr David Owen (SDP, c 932), pointed out that the United Kingdom spent about half as much of national wealth on health as the United States, and argued the need to increase the spending on the NHS as a percentage of national wealth by a full 1 to 1.5 to 7.5%, which would bring us nearer the average figure for Western industrialised democracies.
Politics
The White Paper reaffirmed the (minimalist interpretation of) principles of the NHS: the NHS is, and will continue to be, open to all, regardless of income, and financed mainly out of general taxation. Cook (c911) noted that the ‘largely’ in the ‘financed largely from taxation’ claim was beginning to disappear, and pointed to increases in prescription charges of 1200% and the introduction of charges for eye tests by the current Government. While Conservatives broadly rejected the insurance-based approach and tax relief for private insurance (Raison, c930; Yeo, c939), they broadly supported ‘a pluralist provision of health care’ (Yeo, c 939), with the private sector expanding (cf. Knight, c957-8; Sims, c968; Shephard, c980), and supported ‘some slight extension of charging’ (Yeo, c 939). They also supported the internal market approach. As Maples (C, c974-5) put it, a free service does not necessarily have to be provided by the state. In general, they claimed that they supported the ends of the NHS, but were more relaxed on means (Moore, c916, 922; Whitney, c942; Knight c956; Newton, c988). However, opponents argued that the Tory regime did not in its heart of hearts believe in an equitable health service, free at the point of delivery (Fearn, c946).
Policy
The White Paper did not use the term ‘internal market’ or ‘purchaser/provider split’, although those terms were used by both sides in a Parliamentary Debate just before the document’s publication (Hansard House of Commons, 1988). Rather, it tended to use the language of delegation: for example, delegating responsibility as closely as possible to where health care is delivered to the patient (Hansard House of Commons, 1988: 3). It discussed several key ingredients of a market including new structures such as NHS Hospital Trusts, GP Fund Holders and incentives, choice, contracts, tax relief for health insurance for elderly people; and the public and private sectors working together. Taken together the reforms amounted to ‘the most significant review of the NHS in its 40-year history’ (The Royal Commission on the NHS, 1979: 100).
Conservatives such as Moore (c921-2), Sims (c943), Maples (c972-3), Burns (c978) and Shephard (c980) argued that Labour was wrong to simply call for more expenditure. Other problems included substantial waiting lists (Owen, c932); monopolistic structure (Raison, c929); being monolithic and centralised (Forth, C, c981); being largely a sickness service (Moonie c940); lacking autonomous local hospitals (Whitney, c945); and having centralised rather than localised services; large rather than small services; distant rather than and local services (Price, c950).
Fiftieth anniversary
This period saw ‘the politics of the third way’ (Klein, Reference Klein2013: Ch. 7). The incoming Labour government quickly produced a White Paper (Secretary of State for Health, 1997).
Problems
According to the White Paper, the pressures on the NHS are exaggerated, and have always been exaggerated. Bevan noted some 50 years ago that ‘expectations will always exceed capacity’. It continued that demographic pressures can likewise be overstated. Labour Secretary of State, Frank Dobson (c796) argued that the Conservative internal market was wasteful and bureaucratic. The proposals would break down the Berlin wall between health and social care. Maples (c799) pointed out the difficulties of achieving policy objectives in the context of an ageing population, medical advances, rising expectations and limited money. Hinchliffe (L, c802) pointed to the problem of fragmentation under the internal market, and considered that historically, one of the most damaging decisions for health care in this country was the 1974 Conservative reorganisation.
Politics
The White Paper aimed to improve the NHS through evolutionary change rather than organisational upheaval, building on what has worked, but discard what has failed. In the Parliamentary Debate (Hansard House of Commons, 1997), Dobson (c796) stated that Labour would abolish the internal market, because it has failed. But the proposals went with the grain: ‘what counts is what works’. There would be a third way – a new model for a new century. For the Conservatives, Maples (c799) welcomed the Government’s acceptance of many of the principles of the internal market, which ‘builds on principles that were established by our reforms. However, this apparent ideological pragmatism contrasted with some Labour backbenchers who argued that the only basis for the competition in the health service under the previous Government was that they were preparing it for privatisation (Lewis, c808), and that the NHS was on its way to the hands of insurance companies and other speculators, which would probably create a service costing twice as much and similar to that in America (Skinner, c809).
Policy
The White Paper stated that the internal market would be replaced by a system of ‘integrated care’, based on partnership and driven by performance. Dobson (c796-7) explained that while the separation between planning and providing services would be retained, competition would be ended, and short-term contracts would be replaced with long-term agreements. However, Hughes (Liberal Democrats, c803) believed that the internal market was not being abolished: if there are purchasers and providers, and if there are contracts – even if they are called service agreements – the reality is that there is a market. Dobson (c804) replied that there was no internal market: there cannot be a market unless there is competition, and there is not going to be competition.
Sixtieth anniversary
According to Klein (Reference Klein2013: 210), the Brown premiership was a period of transition from political stability to political uncertainty, from an era of optimism about the economic future to one of anxiety, and also a period of transition for the NHS: from market creation to market shaping. It included a ‘pandemic of visions’ (The Royal Commission on the NHS, 1979: 253) such as the Darzi Report [Department of Health (DH), 2008], but also moves ‘towards the fiscal ice age’ (The Royal Commission on the NHS, 1979: 256).
Problems
The White Paper (Secretary of State for Health, 2009) talked a good game of the NHS being ‘in a strong position’ with ‘a huge turnaround in fortunes and a great success story’. However, among this ocean of positivity were small islands of concern. Almost as an after-thought, the elephant in the room was mentioned: finding some £15–20 billion in ‘efficiency savings’ over the 3-year period from April 2011 (The Royal Commission on the NHS, 1979: 51). This would be a ‘new financial era’ and ‘the greatest challenge the NHS has taken on in its history’. Moreover, in the section ‘Strengthening regulation, dealing with failure’ (The Royal Commission on the NHS, 1979: 54) there was no mention of the other elephant in the room of ‘Mid Staffordshire’, the subject of a damning Healthcare Commission Report in March 2009 and an apology by the Secretary of State in April 2009 (Klein, Reference Klein2013: 266–267).Footnote 2
In the Parliamentary Debate (Hansard House of Commons, 2008), Lansley (c222) and Dorrell (c222), pointed to poor international comparisons. Lamb (Lib, c 235-7) praised Labour for its increase in expenditure, but criticised the NHS being ‘ludicrously over-centralised’ and having dreadful waste and inefficiency and an absolute failure to let go of a democratic deficit. Conservatives pointed out Labour’s large increases in NHS expenditure had not resulted in proportionate increases in outcomes (e.g. Dorrell, c222, 243). Bone (C, c 251) pointed to the Government’s missed opportunity: while doubling the amount of money spent on the NHS, they have increased output by only 29%.
Policy
The White Paper set a new ambition: to take our improving NHS from good to great, including a new drive towards a more preventative and people-centred service. It built on and implemented the Darzi vision of quality (DH, 2008).
Seventieth anniversary
The years leading to the 70th anniversary have seen widespread discussions of the crisis in the NHS. For example, a Google Search on (Guardian newspaper journalist) ‘Toynbee+NHS+crisis’ brings up at least 10 articles in 2017 (see also http://journalisted.com/polly-toynbee?allarticles=yes).
Problems
The House of Lords Committee on the Long-term Sustainability of the NHS (2017) report stated that the NHS was in crisis and the adult social care system was on the brink of collapse, with many witnesses portraying an NHS at breaking point. It noted that while the NHS had seen previous crises, ‘this crisis is different from the other crises’. The drivers of change – from demographic factors and changing disease patterns, to technological and medical advances, income effects and increasing relative health care costs – are intensifying at a relentless pace and fuelling rising public expectations. It noted that in comparative terms, the United Kingdom has historically spent less on health when compared with other nations, has fewer hospital beds, fewer doctors and fewer nurses per head, and often worse outcomes for survival from stroke, heart attacks and many cancers.
Policy
The Report stated that ‘our conclusion could not be clearer’: ‘Is the NHS and adult social care system sustainable? Yes, it is. Is it sustainable as it is today? No, it is not. Things need to change’. It argued that whatever short-term measures may be implemented to muddle through today, a better tomorrow is going to require a more radical change.
Conclusion
Timmins (Reference Timmins2008) presents a ‘continuity’ account of NHS anniversaries of ‘plus ça change’: that many of the issues that the NHS is grappling with right now, and will continue to grapple with, always have been there. The pressures first clearly spelled out more than 50 years ago in the Guillebaud report – ageing populations, the cost of technological advance and rising expectations – remain.
This analysis is based on only some seven data points or 10 year slices in the 70-year history of NHS. However, there appears to be at least some discontinuity in the problem stream. The demographic pressures on the NHS were downplayed in the Guillebaud report (1956), but raised in the 1958 Debate and by the 1979 Royal Commission, downplayed again in the 1997 White Paper but stressed in the 1997 Debate and in the 2017 House of Lords Report. Similarly, concerns of funding were barely mentioned in the 2009 White Paper. Moreover, scandals appear to be the ‘dog that did not bark’, or the missing ‘focusing event’ in Kingdon (Reference Kingdon1984) terminology. There was little discussion of the hospital scandals such as Ely in the late 1960s, and the Mid Staffordshire scandal was not mentioned in the 2009 White Paper. There appears to be some sense of ‘Groundhog Day’ in which problems considered ‘solved’ seem to reappear, as Ely to Normansfield, or Bristol to Mid Staffordshire demonstrate (see Klein, Reference Klein2013).Footnote 3
In terms of the politics stream, 1958 and 1997 appeared to be marked by relative consensus, while 1968, 1978 and 1988 seem to suggest sharp political differences. There seemed to be little conflict in the Debate of 2008 and the White Paper of 2009, but this was the calm before the political storm of the Coalition reforms of 2010 (Klein, Reference Klein2013). For most periods, the Conservatives broadly claimed to support the ‘ends’ of the (sometimes vague and minimalist interpretation of) principles of the NHS, but differed with Labour on means.
Turning to the policy stream, there are sharp variations over time in that reorganisation seemed to be the solution in 1968, but the problem some 10 years later, while the ‘market’ was the solution in 1989 but the problem in 1997 (but quickly to be the solution again a few years later, Klein, Reference Klein2013). Although there is broad agreement that the NHS has always been underfunded, often supported by international comparisons, it is less clear if more money is regarded as the only solution.
The NHS has been high on the political agenda for mos years in its 70-year history. While it is clear that there have been both continuities and discontinuities in the problem, politics and policy streams, they have rarely come together to result in a policy that has taken it off the agenda.
