Introduction
Assyrian kings were recognized as rulers in Babylonia starting in the reign of Tiglath-pileser III (744–727 BCE), who was named as such in several Babylonian sources including a king list, a chronicle, and in the Ptolemaic Canon.Footnote 2 Assyrian control of the region was occasionally lost, such as from the beginning until the later years of Sargon II's reign (721–705 BCE) and briefly towards the beginning of Sennacherib's reign (704–681 BCE), but otherwise an Assyrian king occupying the Babylonian throne as well as the Assyrian one was no novelty by the time of Esarhaddon's kingship (680–669 BCE). Šamaš-šuma-ukīn, however, would be the first—and final—Assyrian ruler to sit on the Babylonian throne but not the Assyrian one. The only close parallel is Aššur-nādin-šumi, Sennacherib's eldest son and initial crown prince, who had been appointed king of Babylon during his father's reign but with the intention that he become king of Assyria as well upon his father's death.Footnote 3 In contrast, Šamaš-šuma-ukīn is the only ruler to have been made crown prince of Babylonia alone, with no expectation that he would succeed to the Assyrian throne. This unique circumstance can give modern scholars an insight into how Assyrian regents and their scribes constructed and portrayed their political identities, which, in Šamaš-šuma-ukīn's case, was one that was not congruent with the ruler's ethnic, familial, or cultural background.Footnote 4
This paper explores the complicated politics of Šamaš-šuma-ukīn's identity as an Assyrian sitting exclusively on the Babylonian throne to understand whether being an Assyrian factored into his performance as the Babylonian king and what this case can reveal about the construction of royal ideology, what effects ethnic or cultural identity may have had on it, and the boundaries of the various identities involved. Related to these identities is Šamaš-šuma-ukīn's status as a member of the Assyrian royal family, and so familial identity becomes a factor in his self-presentation as well. Moreover, as brothers, the two regents presumably had a common upbringing and shared cultural values. To explore these issues, this study focuses on official texts such as the royal correspondence and royal inscriptions, particularly the Babylonian royal inscriptions of Ashurbanipal and Šamaš-šuma-ukīn. These texts, especially the royal inscriptions, contain a number of scribal conventions, including invocations of deities, titulary, and building reports, that can be directly compared between the kings’ corpora.Footnote 5 The Babylonian royal inscriptions are especially useful because one can trace the similarities and differences in how the king of Assyria and the king of Babylon, respectively, portrayed themselves to what was theoretically the same (foreign) Babylonian audience. Overall, this study demonstrates how Šamaš-šuma-ukīn dealt with his “Assyrian-ness” in his royal ideology and self-portrayal and the ways in which he adopted Babylonian characteristics, even in contexts in which Ashurbanipal retains them in his own Babylonian inscriptions.Footnote 6 This paper will demonstrate that the ethnic, familial, and cultural identity of the king of Babylon was less important than his successful performance of core characteristics expected of the Babylonian king, his assimilation into the Babylonian idiom, and his (or his scribes’) cultural fluency.
Šamaš-šuma-ukīn as Regent; Or, How Important was a Babylonian King in Babylon?
From the Assyrian perspective, Šamaš-šuma-ukīn was the embodiment of the Assyrian hegemonic presence in Babylonia during his reign (667–648 BCE), but an effort was made to portray him as the independent king of Babylon. His accession to the throne paralleled his brother's rise to the Assyrian throne: Esarhaddon made the decision to designate Šamaš-šuma-ukīn as the future ruler of Babylon at the same time as he made Ashurbanipal heir to the Assyrian Empire.Footnote 7 The occasion was marked with ceremonies for both crown princes and the swearing of loyalty oaths, and the way in which texts and images depict the two men suggests that Šamaš-šuma-ukīn was intended to be (at least in appearance) Ashurbanipal's equal, although it is not certain if he was actually meant to act as a favored vassal.Footnote 8 Esarhaddon's inscriptions largely treat the two as equivalent heirs of different areas: one of Esarhaddon's Babylonian inscriptions asks Nabû, not incidentally invoked in his aspect as a son,Footnote 9 to bless the crown princes with equally positive fates and successful reigns in the standard language the Assyrian kings use for blessing their descendants, despite the Babylonian context.Footnote 10 In general, Šamaš-šuma-ukīn's appointment as crown prince was subject to similar phraseology as Ashurbanipal's but with the specification of Babylonia as his future territory.Footnote 11 Assyria's throne may have been more prestigious, but gaining or maintaining control over Babylonia was consistently an important goal for Assyrian kings for reasons of political ideology, religion, military strategy, and wealth, so Šamaš-šuma-ukīn wielded considerable responsibility and power.Footnote 12 Because of Babylonia's significance, it was possibly also a strategic move to depict Šamaš-šuma-ukīn as a full king in his own right—even if Ashurbanipal also had logistical oversight of Babylonia—to appease the Babylonians somewhat by giving them their own ruler, who was at least portrayed as equal to but separate from the king of Assyria.
But would it have been important for the local population to have a Babylonian ruler in Babylon? Babylonia itself had contained a diverse population for generations, and so it is likely that a homogenizing category like “Babylonian” was only really possible from an outsider—in this case Assyrian—perspective.Footnote 13 Indeed, Waerzeggers has argued for the Persian period that only residents of Babylon would have called themselves “Babylonian” and that there was no automatic prejudice against foreign-born kings.Footnote 14 This was probably true during the period of Assyrian domination as well. Waerzeggers has described the ideal performance of Babylonian kings as consisting of the following:Footnote 15
Babylonian kings derived their legitimacy from divine appointment, particularly by Marduk, and from normative consecration, in concreto by priests. They were expected to be pro-active in a number of domains: the ideal king upheld justice and established peace and security, maintained cultic order and respected religious traditions, honored civil rights and refrained from unlawful taxation. Multiple texts and ceremonies assume a triangular relationship between king, gods, and temples: the king extended his generosity towards the gods through the patronage of their temples; the gods in turn lent him their authority and empowered his rule; the priests, finally, intermediated between these two levels of sovereignty by taking care of the gods’ needs, by means of regular temple worship under royal protection, and by installing the king on behalf of the gods. The protection of citizen's rights, kidinnūtu, provided a fourth dimension to this triangular relationship.
These features are not exclusive to those contenders to the throne who were ethnically or culturally Babylonian and could theoretically have been adopted by any outsider who could familiarize himself with Babylonian royal customs and expectations, presumably with the assistance of native scribes and priests.Footnote 16
Nonetheless, it seems that there was some perception on the part of the Assyrians that a “native Babylonian” king might be more successful with the southern population, given the case of Bēl-ibni.Footnote 17 At lower levels of government, the Assyrian kings often appointed local rulers, so the selection of Bēl-ibni, a native Babylonian who was raised in Assyria, might have seemed like a natural step.Footnote 18 Sennacherib is the king who installed the Babylonian, writing that “I appointed over them Bēl-ibni, a son of a rab bānî (and) a scion of Šuanna (Babylon) who had grown up like a young puppy in my palace, as king of the land of Sumer and Akkad.”Footnote 19 Bēl-ibni's identification as Babylonian is primarily expressed as per'i šuanna KI “scion of Šuanna,” a district or alternate name of Babylon that is also used in Šamaš-šuma-ukīn's titulary.Footnote 20 But the case can also be made that Bēl-ibni was culturally Assyrian, since he was raised in the Assyrian palace, which Sennacherib may have seen as strategically useful in appealing to the Babylonians while ensuring loyalty to the Assyrian crown.Footnote 21 What must have seemed to Sennacherib as the best of both worlds unfortunately ended in failure, however, as Bēl-ibni was deposed by Sennacherib himself and returned to Assyria after three years as king.Footnote 22 The failure of Bēl-ibni lends support to the idea that Babylonians did not recognize a homogenous cultural identity (nor was it central to their conceptions of kingship) but that the Assyrians thought they did. Whatever Sennacherib's hopes for Bēl-ibni had been, the regent's ethnic identity was clearly not sufficient for success in Babylonia and he was repatriated to his cultural homeland.
When Šamaš-šuma-ukīn is nominated for the Babylonian throne, another attempt is made at bridging Assyrian and Babylonian identities, although this time by endeavoring to assimilate an ethnic Assyrian into Babylonian culture. But how did Assyrians conceive of Babylonian identity? An unusual letter from an unidentified Assyrian king suggests that the Assyrians perceived the god of Babylon, Marduk, as having some role in determining Babylonian identity, accusing a group labeled as lā LU2.TIN.TIR.KI.MEŠ “not Babylonians” that they “are pretending to be Babylonians against the command of the god (of the city of Babylon).”Footnote 23 Indeed, Assyrians may have projected a homogenizing identity on Babylonians due to how they themselves conceived of Assyrian identity and citizenship:Footnote 24 Aššur had an impact on who (or where) was considered Assyrian, with peoples and polities placed under the god's yoke as lands were added to his domain.Footnote 25 The Assyrian king, in particular, needed to have the endorsement of the Assyrian god par excellence to take the throne, which gave him dominion over the Assyrian territory.Footnote 26 The Assyrian approach to Babylonian identity was not entirely misguided, as the Babylonians themselves (as seen above) considered their kings to be endorsed by Marduk. Indeed, this idiom is used in the only extant royal inscription possibly from the reign of Bēl-ibni, in which the cursing formula is directed to “anyone in the future –– whether a king, or a son of a king, or a prince, or a governor, or a judge, or anyone else who is appointed by the god Marduk, the great lord, and (who) exercises lordship over the land,” demonstrating that, whoever is in control of Babylonia, whether he holds a royal office or not, must be placed in this role by Marduk.Footnote 27
The idea that Marduk could determine “Babylonian-ness” may help to illuminate an unusual feature in the process by which Šamaš-šuma-ukīn was designated for the throne. When Esarhaddon names Šamaš-šuma-ukīn as his successor in Babylon, he makes the conventional offerings to the gods and performs the expected ceremonies but makes an unorthodox inclusion: “I gave [Šamaš]-šuma-ukīn, (my) son, my offspring, as a present (ana širikti) to the god Marduk and the goddess Zarpanītu.”Footnote 28 Assyrian royal succession does not typically include the dedication of an heir as a gift to the gods, and it is conspicuously not how Esarhaddon designates Ashurbanipal, for whom divine support comes from the more typical Neo-Assyrian endorsers of the king: Aššur and Ištar.Footnote 29 Dedicating the crown prince to the patron deities of Babylon, in a male-female pair to mirror the Assyrian equivalents, goes beyond standard divine endorsement and may have coded Šamaš-šuma-ukīn himself as properly “Babylonian” in accordance with one of the criteria for Babylonian kingship.Footnote 30 Presumably this is the reason why Ashurbanipal, who takes credit for the nomination of Šamaš-šuma-ukīn as king of Babylon, claims that he had dedicated his brother to Marduk as well.Footnote 31 No other rulers are given to Marduk in this way in the royal inscriptions.Footnote 32 It is likely that the Assyrians realized (especially after the failure of Bēl-ibni) that actual Babylonian ethnic identity was less important than the appropriate performance of Babylonian kingship.
A later example, from the reign of the Persian king Cyrus the Great (559–530 BCE), provides a point of comparison for the performance of Babylonian kingship, particularly the issue of whether a Babylonian origin was a necessary or even desired criterion. While Cyrus was clearly not the first foreign ruler of Babylonia when he conquered the polity in 539 BCE, there is a distinction in how he performed the Babylonian kingship as compared to his Neo-Babylonian predecessors, despite the Persian king taking on the title “king of Babylon” just as they did.Footnote 33 Like other foreign rulers in Babylonia, including Šamaš-šuma-ukīn and Ashurbanipal, Cyrus left behind inscriptions in Babylonian and using Babylonian forms and genres; the Cyrus Cylinder is one such example of an inscription that mimics a traditional Babylonian building report, and it appears to have been widely circulated.Footnote 34 Cyrus’ non-Babylonian identity, however, leaks through the Babylonian veneer in his inscriptions and his royal acts; for instance, Waerzeggers explains thatFootnote 35
in all these inscriptions, imperial titles and foreign genealogies were used: by listing three Anšanite ancestors, the Cylinder appeals to a process of legitimation foreign to the Babylonian tradition; in the Uruk bricks ‘king of the lands’ was put before the more traditional title ‘lover of the Esagil and the Ezida’ and followed by the military title ‘strong king’; in the Ur bricks Cyrus’ Anšanite roots and his conquest and pacification of the lands were emphasized without using any of the traditional Babylonian royal titles … In short, while the bricks respect the format of Babylonian brick inscriptions, neither of these texts can really be said to be true to the Babylonian spirit of piety. They rather celebrate Cyrus’ imperial program and drive home Babylonia's submission.
Cyrus thus does not fully adopt Babylonian royal conventions such as established titulary, native deities that endorse his kingship, or the support of local cults, but instead highlights his own gods, genealogy, and imperial ideology. It is possible that he even wore traditional Elamite clothing to perform the akītu festival rituals, which may have been quite shocking to a Babylonian audience, though this story is not certain.Footnote 36 Nonetheless, it is clear from other texts that Cyrus did not regularly take part in state rituals, which meant that the akītu festival was not routinely celebrated, and he did not perform his duties towards Babylonian cults in the traditional methods of temple reconstruction and presenting the gods with cultic gifts or sacrifices.Footnote 37 With Cyrus undermining or even severing his ties to the Babylonian gods through this neglect, the Babylonians may have considered that he did not have the divine endorsement necessary to be king of Babylonia.Footnote 38 Adding insult to injury, Cyrus also associated himself with Ashurbanipal, both explicitly and implicitly through imitating his inscriptions, aligning himself with another non-Babylonian ruler of Babylon.Footnote 39
The chronicle corpus also speaks to the question of the importance of a Babylonian king in Babylonia, as historical literature tended to use the trope of “pairing of two rivals–the one an unwanted and foreign oppressor, the other a liberator-king of Babylon,” which did label two Assyrian kings—Tukultī-Ninurta I and Sîn-šarra-iškun—as foreign oppressors.Footnote 40 Waerzeggers has suggested that one could argue that “the long sequence of royal pairs, constructed in each other's mirror image (oppressor/liberator, foreign/internal) and going back to the Kassite period, offers a long prelude to the predictable restitution of the Babylonian throne to a ‘seed of Babylon.’”Footnote 41 One chronicle demonstrates a further problematic characteristic of some non-Babylonian kings through the example of Nabonidus: several years are recorded in which Nabonidus is based in Teima and, consequently, the akītu festival does not take place.Footnote 42 One major critique of Cyrus and part of why he did not participate in state rituals is that Babylon was not his main seat of power, so one can argue that the king having his primary residence in Babylonia was a central component to Babylonian kingship. Mounting dissatisfaction resulted in revolts as Cyrus and his successors failed to uphold the Babylonian king's duties to the land and its gods and thus did not perform Babylonian kingship correctly.Footnote 43
What is consistent among the aforementioned examples is not the “true” ethnic identity of the king but the ruler's ability to execute the characteristics of a Babylonian king properly and according to established tradition.Footnote 44 Letters that were likely composed in the late Achaemenid period or later are more clearly opposed to non-Babylonian kingship, particularly Elamite rule, and the native statuses of such kings as the Neo-Babylonian ruler Nebuchadnezzar are retroactively elevated in importance.Footnote 45 These letters, however, may have been a specific reaction to the Persian kings (perhaps to Cyrus in particular) and may not be representative of earlier attitudes. While Cyrus was not contemporary to Šamaš-šuma-ukīn, his reign provides a blueprint of how non-Babylonian kings could fail to perform the Babylonian royal identity properly, in particular due to their non-Babylonian identity showing through the Babylonian conventions either by accident or by design. Cyrus’ case also demonstrates that a truly “native” Babylonian might not have been a priority for Babylonians until after his reign, and that foreign ethnic or cultural identity was not an automatic disqualification for the Babylonian throne. Nonetheless, a certain cultural fluency and ability (and desire) to assimilate fully into the established royal conventions was clearly necessary for one to act as the proper Babylonian king, and a native Babylonian may simply have had an easier time of it.
Šamaš-šuma-ukīn's Methods of Babylonian Self-Presentation
Royal Titulary
Unlike his predecessors, Šamaš-šuma-ukīn ruled solely over Babylonia, presumably living there full-time.Footnote 46 Most of his royal inscriptions are consistent with the economic texts dated to his reign in that he is properly called the šar Babili “king of Babylon.”Footnote 47 Sîn-šarru-uṣur, the governor (šakkanakku) of Ur, recognizes him as such as well in a dedication to Ištar and Nanāya on behalf of the king.Footnote 48 Ironically, Šamaš-šuma-ukīn seems to have assimilated into his office much better than Bēl-ibni had, based on his inscriptions. For instance, the titulary he takes on in his royal inscriptions is firmly Babylonian, including the quite traditional Babylonian titles “king of the land of Sumer and Akkad” and, perhaps more significantly, “king of the Amnānu.”Footnote 49 The latter was used exclusively by kings of the Old Babylonian period, showing an antiquarian approach in Šamaš-šuma-ukīn's Babylonian self-presentation.Footnote 50 That he commissioned Sumerian and Sumerian-Akkadian bilingual inscriptions also indicates an interest in antiquarianism.Footnote 51 He shares the title “viceroy (šakkanakku) of Šuanna” with Bēl-ibni while “viceroy of Babylon” is attested only in one royal inscription.Footnote 52 In contrast, Ashurbanipal calls himself “viceroy of Babylon” more frequently, but only in his Assyrian inscriptions; his Babylonian inscriptions attribute the title to his predecessor Esarhaddon, but not to himself.Footnote 53 Moreover, Ashurbanipal does not take the title “king of Babylon” in any Babylonian inscription. This seems to indicate an acknowledgement of Šamaš-šuma-ukīn's regency of the area, though Ashurbanipal skirts the issue in his Babylonian inscriptions by preferring generalizing (and superior) titles such as “king of the world” and “king of the land.”Footnote 54 In general, there is little overlap between Šamaš-šuma-ukīn's and Ashurbanipal's titulary. Other scholars have demonstrated the calculated importance Assyrian kings gave to their titulary, and a parallel to Ashurbanipal's careful avoidance of traditional Babylonian titles can be found from the reign of Sennacherib.Footnote 55 After Sennacherib's devastation of Babylon in 689 BCE, Frame argues that Sennacherib “did not pretend to be a true ‘king of Babylonia.’ He assumed neither the title ‘king of Babylon’ nor ‘king of the land of Sumer and Akkad’” even though he maintained direct rulership of Babylonia until his death.Footnote 56 Babylonian sources corroborate the rejection of this identity, recording that there was no king of Babylonia during these years, with the Ptolemaic Canon and one of the Babylonian chronicles calling Babylon “kingless” for the duration of Sennacherib's reign.Footnote 57 Thus, Šamaš-šuma-ukīn is distinctive in his use of Babylonian titulary when compared to his co-regent.
While a Babylonian ethnic identity is not critical for performing Babylonian kingship, neither is the total suppression of Assyrian ethnic or cultural identity. Šamaš-šuma-ukīn's Assyrian identity is expressed in his inscriptions in the royal genealogies that are built into his titulary, which clearly associate him with forefathers who carry the title “king of Assyria,” naming at least Esarhaddon, Sennacherib, and Sargon II, generally ending with Šamaš-šuma-ukīn's relationship to his brother Ashurbanipal.Footnote 58 One text has a genealogy that replaces the mention of Ashurbanipal with “Bēl-bāni, son of Adasi, scion of Baltil (Aššur),” an ancient ancestor that Ashurbanipal and Esarhaddon also invoke.Footnote 59 The genealogical lists in Šamaš-šuma-ukīn's inscriptions are surprisingly sensitive to the legacy of Assyrian kings in Babylonia, omitting “king of Babylon” for Sennacherib, as he did not adopt the title, and are quite similar to the ones in Ashurbanipal's inscriptions. These passages are the most clear statements of Šamaš-šuma-ukīn's Assyrian origins and his fraternal relationship to Assyria's king; it is possible that the insult to his ancestors or questions of legitimacy that would have been caused by ignoring his genealogy may have been a factor in the decision to include it in his inscriptions.Footnote 60 Missing, however, are the traditional descriptions of Assyrian kings as representatives or priests of Aššur—a significant omission, as the concept is central to the ideology of Assyrian kingship.Footnote 61 If it were not for this genealogy, Šamaš-šuma-ukīn's case would perhaps be closer to that of Neriglissar, who was Aramaean but whose cultural identity was only revealed by what Waerzeggers calls “the careful detective work of modern scholars” and was not a reason for judgment against the Neo-Babylonian king.Footnote 62 Šamaš-šuma-ukīn did not seem to worry that his cultural identity would affect the Babylonians’ loyalty to him as king of Babylon as long as he embodied his political titulary.
Deities and Their Epithets
Furthermore, while taking on the appropriate political titulary is perhaps expected, Šamaš-šuma-ukīn's self-portrayal as a proper Babylonian king goes beyond those of the other Assyrian rulers, even those of Sargon II and Esarhaddon, who were quite interested in portraying themselves effectively as kings of Babylonia. If one considers the geographic affiliations of the gods that Šamaš-šuma-ukīn invokes in his royal inscriptions, it is clear that he has “gone native,” appearing as Babylonian with only the genealogies discussed above identifying him as Assyrian in origin. The choice of gods that are mentioned in these inscriptions is not incidental, as the gods are ultimately responsible for ensuring the king's successful reign with their presence on the battlefield, in his capital city, and everywhere in between. As noted above, the god Marduk seems to have had a role in determining who the “genuine” Babylonians were, and Aššur was similarly associated with Assyrian identity. These two gods were also responsible for designating their respective mortal representatives, the kings. Consequently, an exploration into the religious conventions of the king's inscriptions gives a clear insight into the way the ruler's identity was constructed and how he combined Babylonianisms with Assyrianisms that were modified to look more Babylonian.
Perhaps the most obvious difference in Šamaš-šuma-ukīn's corpus is the complete absence of Aššur, with an emphasis on Marduk as the head of the Babylonian pantheon instead. No other Assyrian ruler omits Aššur from his royal inscriptions. Of course, a heavy emphasis on Marduk is to be expected from the king of Babylon, and, indeed, the Assyrian kings, including Ashurbanipal, venerate Marduk more prominently in their Babylonian inscriptions. However, Ashurbanipal and the previous Assyrian rulers of Babylon do still invoke Aššur in these inscriptions, even if in a somewhat more muted manner.Footnote 63 Moreover, Šamaš-šuma-ukīn does not use the Assyrian royal seals, which feature Aššur quite prominently, opting instead to imitate a Babylonian seal for his royal use, as evidenced by a tablet that records his patronage of the cult of Bēlet-Ninua (Ištar of Nineveh) in Babylon, herself an Assyrian goddess transplanted into a thoroughly Babylonian context, the capital city.Footnote 64 The text identifies the “pseudo-seal” as belonging to the king (kunuk šarrūtišu) and depicts the Babylonian king smiting what appears to be an antelope or other caprine animal.Footnote 65 While the king's garments and cap are Babylonian, Da Riva and Frahm argue that the image is nonetheless an imitation of Assyrian iconography, demonstrating a modification of Assyrian tropes that will be a recurring theme in Šamaš-šuma-ukīn's inscriptions.Footnote 66 The total lack of Aššur in Šamaš-šuma-ukīn's inscriptions, even in the titulary of his predecessors who are listed as kings of Assyria, leads to the remarkable implication that, despite Šamaš-šuma-ukīn's ethnic identity as an Assyrian, he does not publicly venerate the Assyrian god par excellence.Footnote 67 Because Aššur is so intrinsically linked to the land and people of Assyria, his absence has implications for how Šamaš-šuma-ukīn portrays his cultural affiliations.
Likewise, the ways in which Marduk and the other gods are invoked in Šamaš-šuma-ukīn's inscriptions are distinct, not only because the deities themselves are geographically coded as Babylonian, but also because of the conventions that Šamaš-šuma-ukīn uses.Footnote 68 As mentioned above, Šamaš-šuma-ukīn modifies the expected Assyrian conventions so that they read as Babylonian, and these conventions are interspersed with more traditionally Babylonian language.Footnote 69 The boundaries between an Assyrian and Babylonian convention sometimes blur, however, as when changes made to an Assyrianism is actually a return to an older Babylonian tradition that was itself appropriated by the Assyrians at some point. The category of modified conventions includes such typically fixed forms as the descriptions of gods, the relationship between god and king, and construction reports. In general, Šamaš-šuma-ukīn gives the major gods shared between the Assyrian and Babylonian panthea exclusively Babylonian by-names, genealogies, or geographical epithets. These parallel conventions are perhaps the most telling for Šamaš-šuma-ukīn's ideology and identity construction, especially in contrast to Ashurbanipal's inscriptions.
The other Sargonid kings, for instance, invoke the tropes of gods creating them, goddesses raising them like a mother, or deities designating them for kingship while they were still in the womb.Footnote 70 For the Assyrian kings, these roles are fulfilled by a number of deities, including Aššur,Footnote 71 Bēlet-ilī,Footnote 72 IštarFootnote 73 and Sîn.Footnote 74 Ashurbanipal portrays Mullissu and Ištar of Nineveh in particular as his divine mother figures in his royal inscriptions; prophetic texts include Ištar of Arbela in the same capacity.Footnote 75 Ashurbanipal writes that “the goddess Mullissu, the mother of the great gods, raised me like my (own) birth mother in the benevolent (crook of) her arm.”Footnote 76 Similarly, the poetic work Dialogue between Ashurbanipal and Nabû depicts the god Nabû telling the king that “you were a child, Assurbanipal, when I left you with the Queen of Nineveh; you were a baby, Assurbanipal, when you sat in the lap of the Queen of Nineveh! Her four teats are placed in your mouth; two you suck, and two you milk to your face.”Footnote 77 The Queen of Nineveh—that is, Ištar of Nineveh—acts essentially as a wet nurse for the king in his childhood. As noted above, Aššur occasionally appears in this context as well, such as when Ashurbanipal calls himself “the creation of (the god) Aššur and the goddess Mullissu … the one whom (the god) Aššur and the god Sîn, the lord of the (lunar) crown … created in the womb of his mother for shepherding Assyria.”Footnote 78 Here, Aššur and Mullissu and then Aššur and Sîn are conceptualized as divine parental figures.
Although he thus has a number of gods to choose from based on the Assyrian idiom, Šamaš-šuma-ukīn instead invokes Erua as his divine maternal figure and endorser: “in the womb of (my) mother who bore me (lit. ‘in the place of creating of the mother who bore me’), the queen of the gods, the goddess Erua, gladly appointed me to be lord of the people.”Footnote 79 Erua is a name of Zarpanītu that is explicitly tied to Marduk as Asari in Šamaš-šuma-ukīn's corpus; the names Erua and Asari are not used in Assyrian texts for these deities, thereby demonstrating Šamaš-šuma-ukīn's emendations of an Assyrian convention through the use of not only a traditionally Babylonian goddess—indeed, the consort of the patron of Babylon—but also an exclusively Babylonian name that would be foreign to an Assyrian audience.Footnote 80 In his Babylonian inscriptions, in contrast, Ashurbanipal invokes Bēltiya as the consort of Bēl, a name of Marduk more characteristic of Assyrian inscriptions, and she is not connected to the king's divine selection.Footnote 81 Indeed, only Esarhaddon otherwise mentions a goddess protecting him like a mother in the corpus of Babylonian inscriptions of the Assyrian kings, as part of a dedication to the goddess Queen of Nippur, who is the “supreme lady who always cares like a mother for the king, her favorite.”Footnote 82 The Queen of Nippur is a localized form of Ištar, meaning that Esarhaddon is using the appropriate Assyrian motif with the veneer of Babylonian identity, whereas Šamaš-šuma-ukīn goes a step further and actually selects Babylonian deities.
Like Zarpanītu, a number of gods that are frequently invoked in the Assyrian royal inscriptions are modified to be more Babylonian in Šamaš-šuma-ukīn's inscriptions, particularly through epithets and names not used in the Assyrian corpus. For instance, Nabû is called by the bynames Šiḫṭu (Mercury), Mudugasâ, Imdudu, and Šiddukišarra, and he is given a number of epithets otherwise unattested in the Assyrian royal inscriptions, including “son (bukur) of Asari,” which uses the Babylonian name for Marduk.Footnote 83 Another dedication includes the descriptions “most important son of the god Asari (Marduk), offspring of the goddess Erua—queen (and) goddess of ladies—who dwells in Ezida—the true house, (located) in [Bor]sippa, the cult centre which is worthy of honour,” giving the god a fully Babylonian genealogy and geographical association.Footnote 84 That the texts qualify the god as living in the Ezida in Borsippa, the god's patron city in Babylonia, underscores the geographic associations.
In a similar vein, Šamaš-šuma-ukīn's theophoric titulary demonstrates a “Babylonization” of Assyrian conventions. Quite often, Assyrian and Babylonian kings call themselves migir “favorite of” one or more deities but, instead of selecting an existing version of the title, Šamaš-šuma-ukīn calls himself migir Enlil, Šamaš, and Marduk, gods that represent important Babylonian religious, cultural, and political centers: Nippur, Sippar, and Babylon respectively.Footnote 85 Ashurbanipal's titulary in his Babylonian inscriptions, in contrast, is also modified to look more Babylonian but still invokes Aššur first, as in “who at the command of the gods Aššur, Šamaš, and Marduk rules from the Upper Sea to the Lower Sea.”Footnote 86 The deity sequences are strikingly similar, with the difference based on the fact that each king recognizes the traditional religious center of his territory: Nippur and its patron god Enlil versus Assur and its patron god Aššur, symbolizing Babylonia and Assyria, respectively.Footnote 87
Construction Works
Royal inscriptions often include records of royal building programs, and Šamaš-šuma-ukīn's are no exception. The king's construction projects are focused exclusively on Babylonian sites and, as discussed below, construction works were an integral part of Babylonian kingship to an even greater extent than in Assyrian kingship, which gave primacy to military campaigns. Šamaš-šuma-ukīn did not patronize temples in Assyria, even though his brother Ashurbanipal was involved with numerous Babylonian cults during his reign.Footnote 88 Šamaš-šuma-ukīn situates himself as having the divine commission to “gather the scattered people of Akkad (i.e. Babylonia)” and to “carry out the forgotten rites and rituals,” including specifically renewing the cults of the gods who had shrines and cellas in the Ekur, Enlil's temple in Nippur, showing his patronage of some of the oldest religious traditions in Babylonia.Footnote 89 In particular, Šamaš-šuma-ukīn describes his construction efforts on the major Babylonian cities of Borsippa, Sippar, and Babylon, renovating Nabû’s Ezida temple in the god's patron city of Borsippa and the Ebabbar temple of Šamaš in his city, Sippar.Footnote 90 In the building accounts, Šamaš-šuma-ukīn adds touches specific to Babylonian conceptions of religion and culture, such as identifying Šamaš and Nabû as šar Sippar “king of Sippar” and ṭupšar Esagil “scribe of the Esagila,” respectively, epithets that were not used in Assyrian contexts.Footnote 91 The Babylonian king's renovations on Sippar's city wall are particularly noteworthy: “at that time, I (re-)erected the dilapidated parts of Badullisâ (‘wall named in ancient times’), the (city) wall of Sippar, which had become weak and buckled because of enemy disturbances.”Footnote 92 The reference to the ancient name includes Šamaš-šuma-ukīn as one link in a long tradition and the reference to “enemies” aligns Šamaš-šuma-ukīn with the Babylonians against outside aggressors—including possibly the Assyrians as well. Furthermore, the blessing formula, invoking Šamaš and Aya, does not conform to the standard Assyrian “hearing god” tradition.Footnote 93
Marduk's Return to Babylon
Šamaš-šuma-ukīn's close association with Marduk as the head of the Babylonian pantheon is particularly visible in the king's restoration work. Cultic involvement mentioned in the titulary focuses on the Esagila and Ezida as Šamaš-šuma-ukīn is the king who “(re)built Esagila, (and) provides for Ezida” and “who (re)confirmed the regular offerings (in) Esagila (for) the gods of Sumer and Akkad.”Footnote 94 The cultic restoration's high point was the return of the Marduk cult image to its rightful place in the Esagil and one can directly compare the episode in which the statue was returned from Assyria between the inscriptions of Ashurbanipal and Šamaš-šuma-ukīn, since both kings take responsibility for this feat.Footnote 95 Esarhaddon was the one who claimed to renew the statue of Marduk and the other Babylonian gods, but the return of the Marduk statue to Babylon was not successfully completed until the reign of Šamaš-šuma-ukīn, since attempts during Esarhaddon's reign had failed.Footnote 96 The return of Marduk also signaled the resumption of the akītu festival, which had been suspended during Marduk's “exile” in Assyria and was central to the religious duties of the Babylonian king.Footnote 97 Most importantly, Marduk's return was significant to Šamaš-šuma-ukīn's legitimacy as Babylonian king because it indicated the god's approval of his regency.Footnote 98 Notably, when the civil war breaks out, Ashurbanipal refers to his brother in a letter to the Babylonians as “this man whom Marduk hates,” condemning his brother and undermining his legitimacy as Babylonian king.Footnote 99
In Šamaš-šuma-ukīn's accounts, the descriptions of Marduk's return to Babylon are steeped in Babylonian theological ideals. The king's titulary identifies him as “the one during [who]se reign the Enlil of the gods, the god Marduk, had pity, entered Babylon amidst rejoicing, and took up his residence in Esagila forevermore,” drawing upon the epithet Enlil ilānī “Enlil of the gods,” a statement of ultimate supremacy that Ashurbanipal uses for Aššur in his Assyrian inscriptions.Footnote 100 Another title often associated with Aššur in Assyrian inscriptions is šar ilānī “king of the gods,” which is attributed to Marduk in Šamaš-šuma-ukīn's inscriptions.Footnote 101 The use of Marduk's bynames is also reflective of what seems to be the conscious avoidance of typical tropes in the Assyrian royal inscriptions. Since Šamaš-šuma-ukīn's inscriptions do not invoke the common Assyrianism of calling Marduk “Bēl,” the name “Asari” is used instead, an appellation that is exclusive to Babylonian traditions and thus absent from Assyrian royal inscriptions. Šamaš-šuma-ukīn writes, for example, “the king of the gods, the god Asari, came happily with me from Baltil unto ‘the Seat of Life.’”Footnote 102 Unlike in Ashurbanipal's inscriptions, Šamaš-šuma-ukīn does not attempt to explain why Marduk was in Assur, focusing more on his return: “the great lord (and) hero, the god Marduk, gladly took up his holy residence in Esagila, the palace of heaven and netherworld.”Footnote 103 Assyrian involvement is largely bypassed, with only the mention of Baltil, a district of Assur, betraying the cult image's point of origin.
Ashurbanipal's titulary, in contrast, does not mention the return of Marduk in the Babylonian inscriptions. A number of Ashurbanipal's Babylonian inscriptions include what are essentially stock passages about the return of Marduk and how Ashurbanipal benevolently finished the Esagil temple's construction, made offerings, reestablished the earlier privileges granted to Babylon, and set his brother as their king. Marduk's reentrance into his patron city is expressed as “during my reign, the great lord, the god Marduk, entered Babylon amidst rejoicing,” with a few inscriptions mentioning indirectly Marduk's residence in Aššur's temple as “who during the reign of a previous king had resided in Baltil in the presence of the father (i.e. Aššur) who created him,” providing more detail than Šamaš-šuma-ukīn though still without mentioning Assyria or Aššur explicitly.Footnote 104 As mentioned, the epithet šar ilānī “king of the gods” refers more often to Aššur than to Marduk in Ashurbanipal's inscriptions, though it is otherwise almost exclusively given to Enlil, and Enlil ilānī is not used in the Babylonian inscriptions. Most often, Marduk is called by standard epithets such as bēlu rabû “the great lord” or bēlu'a “my lord.”Footnote 105 Even in dedications, which usually include numerous descriptors for the divine recipient, the epithets for Marduk are not extensive.Footnote 106 Ashurbanipal does not mention Marduk's return to Babylon in his Assyrian inscriptions frequently either; there is essentially only one tablet from Nineveh that describes the return in great detail, focusing on Marduk's agency in leaving, Ashurbanipal's role in beseeching him to take back his proper seat in Babylon, and Šamaš-šuma-ukīn taking the god by the hand and leading him on the journey.Footnote 107 Ashurbanipal, unable or unwilling to take direct credit for the physical return of the god to his cult city, instead claims responsibility for persuading the god to take up his rightful seat.
Overall, Šamaš-šuma-ukīn depicts himself as a Babylonian king through his choices in utilizing or modifying established scribal conventions, from his titulary, to the named deities and their epithets, to his construction projects, to his close relationship with Marduk and omission of Aššur. But it is important to note that neither the Babylonian audience for these inscriptions nor the possibility of Babylonian scribes writing them is enough to explain these trends. It is clear that Šamaš-šuma-ukīn presents himself as a native Babylonian even when compared to Ashurbanipal's Babylonian inscriptions, which were contemporary and themselves strategically modified for a Babylonian context. Perhaps most tellingly, the letters that Ashurbanipal sent to the Babylonians to try and secure their loyalty against his brother reveal an important modification to the swearing formula: the addition of Marduk, while nonetheless maintaining Aššur's primacy. Parpola observes that these letters “are the only letters where Assurbanipal (or for that matter any Assyrian king) swears by Aššur and Marduk together. In all other letters of Assurbanipal the relevant formula is … ‘I swear by Aššur (and) my gods,’” which Parpola sees as a strategic attempt to appeal to the Babylonians.Footnote 108 Indeed, these are powerful entreaties to Babylonian sensibilities, attempting to undermine Šamaš-šuma-ukīn's rhetoric against him: “I swear by Aššur (and) Marduk, my gods, that I have never thought in my heart or said by my mouth any of the detestable things that he has spoken against me”Footnote 109 and “I swear by Aššur (and) Marduk, my gods, that I did not know nor have said a word of what he has spoken to you, nor has anybody given me such advice! They are all but lies and vain words which he has invented and spoken for his own purposes.”Footnote 110 It is not only in this context that Ashurbanipal invokes this pair; in one letter, Ashurbanipal asks the loyal Babylonians to warn their brethren that they have the choice of either peace or war when he sends the message that “if Marduk wants to keep them alive, let them open [the city gate] in friendly terms; if n[ot], I have prayed to Aššur and Marduk, my gods, and [my] gods […].”Footnote 111 Parpola's observation is strengthened by the unusual ilānū’a “my gods” epithet that Ashurbanipal adds after Aššur and Marduk, an epithet more commonly applied to Aššur alone in the king's Assyrian inscriptions and one that indicates a close, personal relationship to the deity(s) in question. Thus, even when appealing to Babylonians directly, from letters to royal inscriptions, Ashurbanipal still invokes Aššur before Marduk.Footnote 112
Babylonian Self-Presentation under Esarhaddon
Finally, one might also compare Šamaš-šuma-ukīn with how his predecessor Esarhaddon depicted himself as a Babylonian king, though the latter was simultaneously the sitting king of Assyria. Nonetheless, while Esarhaddon was not the first Assyrian king to portray himself as a Babylonian king in Babylonia, he was the first to expand significantly on the strategies of his predecessors.Footnote 113 Therefore, Esarhaddon was an ideal model for Šamaš-šuma-ukīn in terms of embodying the role of the proper Babylonian king as an Assyrian outsider. After all, Esarhaddon's predecessor, Sennacherib, had famously destroyed Babylon and had rejected acting as the king of Babylon but, despite the memory of these events, Esarhaddon was able to establish himself as the king of Babylonia so effectively that there was relative peace between the two polities for much of his reign.Footnote 114 As Porter arguesFootnote 115 Esarhaddon's
statements and activities in Babylonia seem designed to present Esarhaddon to the Babylonians not so much as an individual ruler, but rather as a type, a personification of the Babylonian concept of kingship, a traditional emblem of their identity as a nation. Through symbolic action (the performance of the Babylonian royal ritual of basket-bearing), through figuratively charged language (the adoption of traditional Babylonian royal titles which not only reflected practical political realities but also represented each successive Babylonian king as the personification of ancient Babylonian traditions of rule), and finally through the rhetoric of his texts for Babylonia and the image of the king they presented, Esarhaddon presented himself publicly in Babylonia as the very type of a Babylonian ruler.
Porter calls Esarhaddon's rebuilding program in Babylonia, especially in Babylon itself, the “keystone” of his strategy, particularly since Babylonian royal self-presentation centered on the king as a builder, while Assyrian inscriptions combined this motif with the king as a military leader.Footnote 116 Porter's analysis of the Esarhaddon inscriptions that had different versions for Babylonia and Assyria show careful modifications depending on the intended audience.Footnote 117 For instance, in the Assur A and Babylon A inscriptions, the Babylon A version leaves out Esarhaddon's Assyrian genealogy but includes Babylonian titles and cites Marduk and Zarpanītu as his divine sponsors,Footnote 118 while the Assur A version has the standard Assyrian titulary with Aššur as the king's patron deity.Footnote 119
This may have provided a model for Šamaš-šuma-ukīn, who, as demonstrated, would end up surpassing his father in Babylonian self-presentation, especially in their respective titulary and how the Babylonian gods supporting him were portrayed, even when they were the same gods that his father invoked.Footnote 120 In particular, it is clear that Šamaš-šuma-ukīn rejects Esarhaddon's Assyrianization of Marduk as the son of Aššur, as this idea is not represented in any of his inscriptions and Marduk is the unequivocal head of the pantheon.Footnote 121 Esarhaddon also retained many typically Assyrian characteristics in his royal inscriptions that were intended for both Assyrians and Babylonians, mixing Assyrian and Babylonian motifs in an attempt to unify the two traditions.Footnote 122 In contrast, Šamaš-šuma-ukīn was not as focused on uniting the Assyrian and Babylonian peoples beyond the alliance with his brother, nor did he or Ashurbanipal attempt to balance the number of building projects they personally supported in Assyria and Babylonia, which Esarhaddon did.Footnote 123 The brothers did, however, take up one of the motifs Esarhaddon revived: Ashurbanipal and Šamaš-šuma-ukīn were both portrayed as “basket bearers.”Footnote 124 Esarhaddon was the first to claim this visual motif for Assyrian kings reigning in Babylonia, even though it was last attested for Rim-Sîn (Larsa Dynasty, 1822–1763 BCE), which made it quite an ancient (and southern) ritual and royal motif.Footnote 125 In this tradition, the king carrying the tupšikku basket was an important part of the ceremony of breaking ground on a temple, and Esarhaddon significantly performed this ritual for the Esagil as well as for the Ešarra, though there was no Assyrian tradition of the king carrying the labor basket before building a temple.Footnote 126 Ashurbanipal and Šamaš-šuma-ukīn were depicted carrying baskets as well, on steles in the Nabû temple of Borsippa (and possibly Babylon, where another such stele of Šamaš-šuma-ukīn was found). That they were displayed side-by-side invites comparison between the two, and Ashurbanipal is noticeably portrayed in his traditional Assyrian dress and elaborate crown, while Šamaš-šuma-ukīn's stele is smaller and he is depicted with a simple robe and hat.Footnote 127 Thus, Ashurbanipal conspicuously performs a Babylonian ritual to a Babylonian audience in his Assyrian royal attire, while Šamaš-šuma-ukīn is portrayed doing the same action but not overtly as Assyrian royalty, and the juxtaposition makes the different modes of self-presentation clear.
Conclusion
In sum, Šamaš-šuma-ukīn's selection of deities and conventions coded as Babylonian constructs a Babylonian identity for him that largely overrides his actual Assyrian identity. Šamaš-šuma-ukīn's royal inscriptions depict him as the quintessential Babylonian ruler to an extent that is unprecedented for Assyrian rulers in Babylon, though it was likely inspired by Esarhaddon's own Babylonian strategies. Whether Šamaš-šuma-ukīn saw himself as tactically attempting to win over his Babylonian subjects, or if he was bound to Babylonian inscriptional conventions, or if he simply wished to reject his Assyrian cultural background, Šamaš-šuma-ukīn's ethnic and cultural identity was successfully downplayed in favor of a constructed, Babylonian political identity. Nonetheless, Šamaš-šuma-ukīn did not entirely suppress his Assyrian heritage, though he actively avoided markers of Assyrian kingship such as the royal relationship with Aššur. He seems to have been largely successful in performing Babylonian kingship, especially considering that he united much of Babylonia against the Assyrians during his revolt. His assimilation was strong enough that he did not attempt to take the Assyrian throne but rather sought to expel the Assyrian presence from Babylonia.Footnote 128 This act, likely a bid for independence rather than the rebellion that Ashurbanipal's perspective necessarily interprets it as, ultimately resulted in Šamaš-šuma-ukīn's demise.Footnote 129 Interestingly, Ashurbanipal attacked both of Šamaš-šuma-ukīn's identities as a result of this war, not only by branding his brother in a letter to the Babylonians as being hated by Marduk but also through a letter from Aššur that depicts the god as essentially disowning the unfortunate brother and condemning him to death.Footnote 130 Overall, it seems that actual Babylonian cultural and ethnic identity was less important to the Babylonians than Assyrian identity was to the Assyrians, and that a proper and successful Babylonian king was one who was able to navigate the conventions and expectations of Babylonian tradition. Therefore, one can argue that the various identity categories—ethnicity, culture, familial, and so forth—were malleable but significant in the ancient Near East, especially when it came to the performance of kingship and scribal conventions.
Acknowledgements
I would like to express my heartfelt gratitude to the members of the working group “Students and Scholars of the Ancient Near East” at the University of Helsinki (organized by Lauri Laine), in particular to Johannes Bach, Tero Alstola, Patrik Jansson, Gina Konstantopoulos, and Sebastian Fink for their comments and suggestions. I would also like to thank Eleanor Robson for her work as editor and an anonymous reviewer, whose remarks and feedbacks have greatly improved this article. This research was made possible by the generous support of the Center of Excellence: Changes in Sacred Texts and Traditions, funded by the Academy of Finland and led by Martti Nissinen at the University of Helsinki.
Abbreviations
- CAD
The Assyrian Dictionary of the Oriental Institute of the University of Chicago. 1956- Chicago: The Oriental Institute.
- RIMB 2
Frame, Grant. 1995. Rulers of Babylonia: From the Second Dynasty of Isin to the End of Assyrian Domination (1157–612 BC). Toronto: University of Toronto Press.
- RINAP 1
Tadmor, Hayim and Shigeo Yamada. 2011. The Royal Inscriptions of Tiglath-pileser III (744–727 BC) and Shalmaneser V (726–722 BC), Kings of Assyria. Winona Lake: Eisenbrauns.
- RINAP 3/1
Grayson, A. Kirk and Jamie Novotny. 2012. The Royal Inscriptions of Sennacherib, King of Assyria (704–681 BC), Part 1. Winona Lake: Eisenbrauns.
- RINAP 3/2
Grayson, A. Kirk and Jamie Novotny. 2012. The Royal Inscriptions of Sennacherib, King of Assyria (704–681 BC), Part 2. Winona Lake: Eisenbrauns.
- RINAP 4
Leichty, Erle. 2011. The Royal Inscriptions of Esarhaddon, King of Assyria (680–669 BC). Winona Lake: Eisenbrauns.
- RINAP 5
Jeffers, Joshua and Jamie Novotny. “The Royal Inscriptions of Ashurbanipal, Aššur-etel-ilāni, and Sîn-šarra-iškun.” Online Resource. http://oracc.museum.upenn.edu/rinap/rinap5/. Editions as of February 2019.
- RlA
Ebeling, Erich, Bruno Meissner, Ernst F. Weidner, Wolfram von Soden, Dietz Otto Edzard, and Peter Calmeyer. 1928-. Reallexikon der Assyriologie. Berlin: W. De Gruyter.
- SAA II
Parpola, Simo and Kazuko Watanabe. 1988. Neo-Assyrian Treaties and Loyalty Oaths. Helsinki: University of Helsinki.
- SAA III
Livingstone, Alasdair. 1989. Court Poetry and Literary Miscellanea. Helsinki: University of Helsinki.
- SAA IX
Parpola, Simo. 1997. Assyrian Prophecies. Helsinki: University of Helsinki
- SAA XVI
Luukko, Mikko and Greta Van Buylaere. 2002. The Political Correspondence of Esarhaddon. Helsinki: University of Helsinki.
- SAA XXI
Parpola, Simo. 2018. The Correspondence of Assurbanipal, Part 1: Letters from Assyria, Babylonia, and Vassal States. Helsinki: University of Helsinki.
- SAACT X
Novotny, Jamie. 2014. Selected Royal Inscriptions of Assurbanipal: L3, L4, LET, Prism I, Prism T, and Related Texts. Helsinki: University of Helsinki.
- SAAS IV
Cole, Steven W. 1996. Nippur in Late Assyrian Times c. 755–612 BC. Helsinki: University of Helsinki.
- SAAS X
Pongratz-Leisten, Beate. 1999. Herrschaftswissen in Mesopotamien: Formen der Kommunikation zwischen Gott und König im 2. und 1. Jahrtausend v. Chr. Helsinki: University of Helsinki.