Throughout this paper, all varieties are assumed to be projective, normal and geometrically irreducible.
1 Introduction
The study of Kähler–Einstein metrics is a half-century old problem in complex geometry, in which the existence was proved for flat manifolds [Reference Yau79] and for manifolds with negative curvature [Reference Aubin4]. The positive curvature part, the so-called Fano manifolds, do not always admit Kähler–Einstein metrics, a phenomenon that led to the notion of K-stability and finally in the resolution of the Yau–Tian–Donaldson conjecture: a complex Fano manifold admits a Kähler–Einstein metric if and only if it is K-polystable [Reference Chen, Donaldson and Sun21, Reference Chen, Donaldson and Sun22, Reference Chen, Donaldson and Sun23]. Another well-studied problem in algebraic geometry is the study of the existence of
$\Bbbk $
-rational points on (Fano) varieties defined over arbitrary fields
$\Bbbk $
. The aim of this paper is to make a connection between K-stability and the geometry of Fano varieties defined over subfields of the complex numbers.
In dimension one, there is only one complex Fano manifold,
$\mathbb {P}^1$
, which admits a Kähler–Einstein metric and can be defined over
$\mathbb {Q}$
. Two dimensional Fano manifolds are known as del Pezzo surfaces. They form
$10$
deformation families:
$\mathbb {P}^1\times \mathbb {P}^1$
and blowup of
$\mathbb {P}^2$
in at most
$8$
points in general position. In [Reference Tian77], Tian proved that the only non-Kähler–Einstein (smooth) del Pezzo surfaces are
-
1. the blowup of $\mathbb {P}^2$
at one point, the first Hirzebruch surface denoted by
$\mathbb {F}_1$
, and -
2. the blowup of $\mathbb {P}^2$
at two points, the del Pezzo surface of degree
$7$
denoted by
$S_7$
.
On the other hand, both surfaces
$\mathbb {F}_1$
and
$S_7$
can be defined over
$\mathbb {Q}$
. Moreover,
$\mathbb {F}_1$
has only one form over
$\mathbb {Q}$
, and every form of the surface
$S_7$
has a rational point. Therefore, if a (smooth) del Pezzo surface defined over
$\Bbbk \subset \mathbb {C}$
does not have
$\Bbbk $
-rational points, then its geometric model admits a Kähler–Einstein metric. In this paper, we show that a similar result also holds for del Pezzo orbifolds, that is, for del Pezzo surfaces with at most quotient singularities.
Theorem A. Let S be a del Pezzo surface with quotient singularities defined over a subfield
$\Bbbk $
of
$\mathbb {C}$
. Assume the geometric model of S does not admit an orbifold Kähler–Einstein metric. Then S has a
$\Bbbk $
-rational point.
However, this result does not mean that every non-Kähler–Einstein del Pezzo orbifold has a smooth
$\Bbbk $
-rational point. For example, consider
$S=\{x_1^2+x_2^2+x_3^2=0\}\subset \mathbb {P}^3$
, a degree
$8$
del Pezzo surface over
$\mathbb {Q}$
, for which
$S_{\mathbb {C}}$
is K-unstable and
$S(\mathbb {Q})$
consists of only
$[0:0:0:1]$
, the unique singular point of S.
In conclusion, two-dimensional Fano orbifolds defined over a subfield
$\Bbbk \subset \mathbb {C}$
whose geometric models are non-Kähler–Einstein always have
$\Bbbk $
-rational points. In higher-dimensions, this phenomenon has a more complicated nature even for three-dimensional Fano manifolds (Fano 3-folds). For instance, let X be a Fano 3-fold defined over a subfield
$\Bbbk \subset \mathbb {C}$
. Even if its geometric model
$X_{\mathbb {C}}$
does not admit a Kähler–Einstein metric, we cannot always conclude that X has a
$\Bbbk $
-rational point. Indeed, if
$X=C\times \mathbb {F}_1$
or
$C\times S_7$
, where C is a pointless conic (that is,
$C(\Bbbk )=\varnothing $
and
$C_{\mathbb {C}}\cong \mathbb {P}^1$
), then
$X_{\mathbb {C}}$
is not Kähler–Einstein while X is pointless. Surprisingly, there are not many other exceptions as indicated in our second result:
Theorem B. Let X be a smooth Fano 3-fold defined over a subfield
$\Bbbk \subset \mathbb {C}$
such that its geometric model is not Kähler–Einstein. Then X has a
$\Bbbk $
-rational point unless
$X=C\times \mathbb {F}_1$
or
$X=C\times S$
for a pointless conic C and a
${\Bbbk }$
-form S of
$S_7$
, or the 3-fold X is one of the following:
-
(1) the blowup of a pointless quadric in $\mathbb {P}^4$
along a quartic elliptic curve; -
(2) the blowup of a pointless quadric cone in $\mathbb {P}^4$
at its vertex; -
(3) the blowup of the product $\mathbb {P}^1\times Q$
along a curve C such that
$\pi _1(C)$
is a point, and
$\pi _2(C)$
is a conic, where Q is a pointless quadric in
$\mathbb {P}^3$
, and
$\pi _i$
is the projection to the i-th factor; -
(4) the blowup of a pointless $\Bbbk $
-form of
$\mathbb {P}^3$
along a curve of anticanonical degree
$4$
; -
(5) the blowup of a Fano 3-fold described in $(\mathrm {4})$
along a curve of anticanonical degree
$2$
; -
(6) the blowup of a Fano 3-fold described in $(\mathrm {4})$
along a disjoint union of a curve of anticanonical degree
$2$
and a geometrically irreducible curve of anticanonical degree
$4$
.
The geometric models of the Fano 3-folds described in the eight exceptional cases in Theorem B are not Kähler–Einstein. Moreover, all of them are K-unstable, so we have the following consequence.
Corollary 1.1. If X is a smooth Fano 3-fold defined over a subfield
$\Bbbk \subset \mathbb {C}$
such that its geometric model is strictly K-semistable, then
$X(\Bbbk )\ne \varnothing $
.
Note also that pointless forms of the eight exceptional cases in Theorem B exist over many subfields of
$\mathbb {C}$
as, for instance, one can construct relevant examples over
$\mathbb {R}$
. Such constructions are easy to obtain in the cases
$(\mathrm {1})$
,
$(\mathrm {2})$
,
$(\mathrm {3})$
. The example below provides pointless constructions in the remaining three cases.
Example 1.2. Let U be a three-dimensional Severi–Brauer variety defined over
$\mathbb {R}$
with
$U\not \simeq \mathbb {P}^3_{\mathbb {R}}$
. By [Reference Gille and Szamuely36, Reference Kollár48], U exists uniquely and has no real points. Crucially, U contains a zero-dimensional irreducible subscheme Z of degree
$2$
for which
$Z_{\mathbb {C}}$
is a union of two complex conjugate points in
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
. It follows that U also contains a unique curve L of anticanonical degree
$4$
containing Z. In [Reference Kollár48], the curve L is called twisted line as
$L_{\mathbb {C}}$
is a line in
$U_{\mathbb {C}}$
containing both points of
$Z_{\mathbb {C}}$
. Now, let
$f\colon X\to U$
be the blowup of the curve L, and let E be the f-exceptional divisor. Then X is a pointless real Fano 3-fold described in
$(\mathrm {4})$
in Theorem B, and
$E\simeq L\times L$
. Next, set
$C=f^{-1}(Z)$
. Then C is an irreducible geometrically reducible smooth curve in X with
$-K_X\cdot C=2$
. Moreover, every curve of anticanonical degree
$2$
in X can be described in this way. By blowing up X along the curve C we obtain a pointless real Fano 3-fold, which corresponds to
$(\mathrm {5})$
in Theorem B. Finally, let
$L^\prime $
be another twisted line in U, and let
$C^\prime $
be its strict transform on X. Then
$L\cap L^\prime =\varnothing $
so that
$-K_X\cdot C^\prime =4$
. Furthermore, every geometrically irreducible curve of anticanonical degree
$4$
in X is a strict transform of a twisted line in U that is disjoint from L. By blowing up X along the curves C and
$C^\prime $
, we obtain a pointless real Fano 3-fold described in
$(\mathrm {6})$
in Theorem B.
Remark 1.3. Theorem B can be used to explicitly produce (new) examples of Kähler–Einstein Fano 3-folds. For instance, real pointless smooth Fano 3-folds of Picard rank
$1$
and anticanonical degree
$22$
are classified in [Reference Kollár and Schreyer47], and all of them are K-polystable by Theorem B. This provides new Kähler–Einstein Fano 3-folds in Family 1.10. For another example of a K-stable smooth Fano 3-fold in this deformation family, see [Reference Cheltsov and Shramov19]. Note also that Family 1.10 contains non-Kähler–Einstein smooth Fano 3-folds that can be defined over
$\mathbb {R}$
[Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Reference Tian78, Reference Donaldson31].
Proof of Theorem B.
Unlike the proof of Theorem A, the proof of Theorem B is somewhat classification based. Recall that smooth Fano 3-folds have been classified into 105 deformation families by Iskovskikh [Reference Iskovskikh40, Reference Iskovskikh41, Reference Iskovskikh and Prokhorov42] and Mori–Mukai [Reference Mori and Mukai61, Reference Mori and Mukai62, Reference Mori and Mukai63, Reference Mori and Mukai64, Reference Mukai65, Reference Mukai66]. We follow the Mori–Mukai numbering of the 105 families, written as ‘Family №
$m.n$
’, in which m is the rank of the Picard group of the 3-fold, ranging from 1 to 10, and n is simply a list number. If X is a smooth Fano 3-fold defined over a subfield
$\Bbbk \subset \mathbb {C}$
, then we will say that X is in a given family if
$X_{\mathbb {C}}$
is contained in this family. To prove Theorem B, we partition 105 deformation families of smooth Fano 3-folds into the following three sets:
-
1. $52$
families in which all smooth elements are known to be Kähler–Einstein; -
2. $27$
families where all smooth members are non-Kähler–Einstein; -
3. $26$
families in which only general members are known to be Kähler–Einstein.
It is often a difficult task to verify whether a given Fano variety is Kähler–Einstein. Recent invention of K-stability methods has enabled such studies although, as one expects, explicit K-stability verification requires a detailed study of the geometry of the given Fano variety. With much effort in recent years it has been verified that all smooth Fano 3-folds in the following
$52$
deformation families are Kähler–Einstein:
-
• Families № 1.1, № 1.2, № 1.3, № 1.4, № 1.5, № 1.6, № 1.7, № 1.8 [Reference Abban and Zhuang2, Theorem 5.1];
-
• Families № 1.11, № 1.12, № 1.13, № 1.14, № 1.15, № 1.16, № 1.17, № 2.25, № 2.27, № 2.29, № 2.32, № 2.34, № 3.1, № 3.9, № 3.15, № 3.17, № 3.19, № 3.20, № 3.25, № 3.27, № 4.2, № 4.3, № 4.4, № 4.6, № 4.7, № 5.1, № 5.3, № 6.1, № 7.1, № 8.1, № 9.1, № 10.1 [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3];
-
• Families № 2.1, № 2.2, № 2.3, № 2.4, № 2.6, № 2.7 [Reference Cheltsov, Denisova and Fujita12];
-
• Family № 2.8 [Reference Liu55];
-
• Family № 2.15 [Reference Giovenzana, Guerreiro and Viswanathan38];
-
• Families № 2.18 and № 3.4 [Reference Cheltsov, Fujita, Kishimoto and Park14];
-
• Family № 3.3 [Reference Cheltsov, Fujita, Kishimoto and Okada13];
-
• Family № 4.1 [Reference Belousov and Loginov5].
These families are irrelevant for the proof of Theorem B – we listed them with appropriate referencing for completeness of exposition. Similarly, the following is the list of 27 Fano 3-fold families without any Kähler–Einstein smooth members: № 2.23, № 2.26, № 2.28, № 2.30, № 2.31, № 2.33, № 2.35, № 2.36, № 3.14, № 3.16, № 3.18, № 3.21, № 3.22, № 3.23, № 3.24, № 3.26, № 3.28, № 3.29, № 3.30, № 3.31, № 4.5, № 4.8, № 4.9, № 4.10, № 4.11, № 4.12, № 5.2 [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Reference Cheltsov, Przyjalkowski and Shramov17, Reference Fujita33]. In Section 4 we show that for each element in
$19$
of these families every member has
$\Bbbk $
-points when defined over
$\Bbbk $
, hence producing the
$8$
families appearing in Theorem B as exceptional cases. The varieties appearing in Theorem B are the only pointless members in each of those
$8$
families. This is clear in (1), (2), (3), and for
$C\times \mathbb {F}_1$
and
$C\times S_7$
. Other cases are also easy to see. For example, consider a pointless variety X for which
$X_{\mathbb {C}}$
is the blowup of
$\mathbb {P}^3$
in a line. Then X is the blowup of a nontrivial
$\Bbbk $
-form U of
$\mathbb {P}^3$
along a curve of anticanonical degree 4 so that its geometric model is a line in
$\mathbb {P}^3$
, as in Example 1.2. The remaining
$26$
families are Families № 1.9, № 1.10, № 2.5, № 2.9, № 2.10, № 2.11, № 2.12, № 2.13, № 2.14, № 2.16, № 2.17, № 2.19, № 2.20, № 2.21, № 2.22, № 2.24, № 3.2, № 3.5, № 3.6, № 3.7, № 3.8, № 3.10, № 3.11, № 3.12, № 3.13, № 4.13. Among these we treat
$8$
families (Families № 2.9, № 2.11, № 2.14, № 2.17, № 2.20, № 2.22, № 3.8, № 3.11) in Section 4 by showing that every member has
$\Bbbk $
-points when defined over
$\Bbbk $
, and for the remaining
$18$
families we prove in Section 5 that the
$\Bbbk $
-pointless elements are K-polystable. As the reader expects, the latter is the main bulk of the proof. Note that some of these families contain smooth complex non-Kähler–Einstein Fano 3-folds.
Structure of the paper
Section 2 contains some preliminary technical results that we will use in the article. In Section 3 we prove Theorem A. In Section 4 we prove existence of
$\Bbbk $
-rational points for all smooth members in 27 families of Fano 3-folds as explained above, which includes 8 families containing K-polystable objects where K-(poly)stability is unknown (or sometimes known not to hold) for all smooth elements. There remain 19 other families with that property, and in Section 5 we prove that any smooth elements in those 19 families for which there exists a
$\Bbbk $
-form with no
$\Bbbk $
-points is K-polystable. In Section 6 we produce pointless examples for each of those 19 families, to illustrate the relevance of the proof of Theorem B.
2 Preliminaries
In this section, we collect some known technical results that we will be using in this article. The reader may skip them and only consult them as they are referred to.
We first state the following classical result which is valid over any field
$\Bbbk $
. We will use this theorem repeatedly throughout the article.
Lemma 2.1 (Lang–Nishimura Lemma).
Let V and W be projective integral varieties defined over a field
$\Bbbk $
such that there exists a rational map
. If V admits a smooth
${\Bbbk }$
-rational point, then
$W({\Bbbk }) \ne \varnothing $
.
Proof. See, for example, [Reference Poonen68, Theorem 3.6.11].
The next two elementary lemmas about Severi–Brauer varieties will be used frequently.
Lemma 2.2. Let U be a Severi–Brauer variety of dimension n over
$\Bbbk $
. If U contains a divisor defined over
$\Bbbk $
whose degree is coprime to
$n+1$
, then U is isomorphic to
$\mathbb {P}_{\Bbbk }^n$
.
Proof. This is well known to experts. See [Reference Gille and Szamuely36, Theorem 5.1.3], [Reference Kollár48] or [Reference Kuznetsov and Prokhorov51, Proposition 2.5].
Corollary 2.3 (cf. [Reference Gonzalez-Aguilera, Liendo and Montero39]).
Let X be a variety of dimension
$\geqslant 2$
defined over
$\Bbbk \subset \mathbb {C}$
such that
$X_{\mathbb {C}}$
is a hypersurface in
$\mathbb {P}^n$
of degree d such that
$(n,d)\ne (2,3)$
,
$(n,d)\ne (3,4)$
, and
$n+1$
and d are coprime. Then X is a hypersurface in
$\mathbb {P}^{n}_{\Bbbk }$
of degree d.
Proof. It follows from [Reference Colliot-Thelene and Skorobogatov24, Chapter 7] that X can be embedded in a
$\Bbbk $
-form of
$\mathbb {P}^n$
as a twisted hypersurface of degree d. Hence, it follows from Lemma 2.2 that this
$\Bbbk $
-form of
$\mathbb {P}^n$
is actually isomorphic to
$\mathbb {P}^n$
, so the result follows.
Lemma 2.4. Let U be a Severi–Brauer variety of dimension three over
$\Bbbk $
and C an irreducible curve in U such that
$C_{\mathbb {C}}$
is contained in a plane in
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
, but
$C_{\mathbb {C}}$
is not a line. Then
$U\cong \mathbb {P}^3$
.
Proof. Let H be the plane in
$U_{\mathbb {C}}$
that contains
$C_{\mathbb {C}}$
. Then H is defined over
$\Bbbk $
as otherwise there will be at least two planes containing
$C_{\mathbb {C}}$
, which implies that
$C_{\mathbb {C}}$
is a line. Hence
$U\cong \mathbb {P}^3$
by Lemma 2.2.
We will also need the following classification based result.
Lemma 2.5. Let X be a smooth Fano 3-fold defined over
$\Bbbk $
with base extension
$X_{{\mathbb C}}$
being of Picard rank
$\rho (X_{\mathbb {C}})=2$
and not contained in the families № 2.12 and № 2.21. If
$X_{{\mathbb C}}$
admits an extremal birational contraction
$\pi \colon X_{\mathbb {C}}\to V$
, then there exists a morphism
$p\colon X \to W$
defined over
$\Bbbk $
such that the base extension
$p_{{\mathbb C}}\colon X_{{\mathbb C}} \to W_{\mathbb C}$
coincides with
$\pi $
.
Proof. The required assertion is well-known. See, for example, [Reference Prokhorov70, Theorem 1.2]. If
$\rho (X)=1$
, then two extremal rays of the Mori cone
$\mathrm {NE}(X_{\mathbb {C}})$
would be permuted by the Galois group
$\mathrm {Gal}({\mathbb {C}}/{\Bbbk })$
. However, it follows from the description of these extremal rays [Reference Mori and Mukai61] that this is impossible, unless
$X_{\mathbb {C}}$
is in Family № 2.12 or № 2.21. Hence,
$\rho _{\Bbbk }(X)=2$
, so both contractions associated to the extremal rays of
$\overline {\mathrm {NE}}(X_{\mathbb {C}})$
are defined over
${\Bbbk }$
. This completes the proof.
Remark 2.6. In the above lemma we have implicitly used the following known fact. Let X be a projective variety defined over a subfield
$\Bbbk \subset \mathbb {C}$
. For any
$\sigma \in \mathrm {Gal}(\mathbb {C}/\Bbbk )$
, base change induces an automorphism
$\sigma _X\colon X_{\mathbb {C}}\to X_{\mathbb {C}}$
, and hence an
$\mathbb {R}$
-linear automorphism
Since
$\sigma _X$
sends integral curves to integral curves, it preserves effective
$1$
-cycles and thus the Mori cone. In particular,
and
$\mathrm {Gal}(\mathbb {C}/\Bbbk )$
permutes the extremal rays of
$\overline {\mathrm {NE}}(X_{\mathbb {C}})$
. We will use this fact repeatedly in Sections 2–4.
We now turn our attention to some certain stability threshold type invariants that allow estimations that prove K-(poly)stability. Let X be a smooth Fano 3-fold, and let S be an irreducible smooth surface in X. Set
For
$u\in [0,\tau ]$
, let
$P(u)$
be the positive part of the Zariski decomposition of the divisor
$-K_X-uS$
, and let
$N(u)$
be its negative part. Set
For every prime divisor F over S, following [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3], we set
Theorem 2.7 [Reference Abban and Zhuang1].
For any point
$p\in S$
we have
where the infimum is taken over all prime divisors over S whose center on S contains p.
This theorem can be used to show that
$\delta _p(X)\geqslant 1$
. However, if
$S(W^S_{\bullet ,\bullet };F)>A_S(F)$
for at least one prime divisor F over the surface S with
$p\in C_F(S)$
, then we cannot use Theorem 2.7 to prove that
$\delta _p(X)\geqslant 1$
. In this case, we use a similar approach to estimate the
$\delta $
-invariant for prime divisors over X whose centers on X are curves. To do this, let C be an irreducible curve in S. Write
so
$N^\prime (u)$
is an effective
$\mathbb {R}$
-divisor on S whose support does not contain C. For
$u\in [0,\tau ]$
, let
For
$v\in [0,t(u)]$
, we let
$P(u,v)$
be the positive part of the Zariski decomposition of
$P(u)\vert _{S}-vC$
, and we let
$N(u,v)$
be the negative part of the Zariski decomposition of
$P(u)\vert _{S}-vC$
. Then
Theorem 2.8 [Reference Abban and Zhuang1, Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3].
Let E be a prime divisor over X such that
$C_X(E)=C$
. Then
In particular, if
$S_X(S)<1$
and
$S(W^S_{\bullet ,\bullet };C)<1$
, then
$\beta (E)>0$
.
Now, we suppose, in addition, that C is smooth and
$p\in C$
. Then, following [Reference Abban and Zhuang1, Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3], we let
and
We have the following estimate:
Theorem 2.9 [Reference Abban and Zhuang1, Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3].
One has
In particular, if
$S_X(S)<1$
,
$S(W^S_{\bullet ,\bullet };C)<1$
and
$S(W_{\bullet , \bullet ,\bullet }^{S,C};p)<1$
, then
$\delta _p(X)>1$
.
Now, let
$f\colon \widetilde {S}\to S$
be a blowup of the surface S at the point p, let E be the f-exceptional curve, and let
$\widetilde {N}^\prime (u)$
be the proper transform on
$\widetilde {S}$
of the divisor
$N(u)\vert _{S}$
. For
$u\in [0,\tau ]$
, we let
For
$v\in [0,\widetilde {t}(u)]$
, let
$\widetilde {P}(u,v)$
be the positive part of the Zariski decomposition of
$f^*(P(u)|_S)-vE$
, and let
$\widetilde {N}(u,v)$
be the negative part of this Zariski decomposition. Set
Finally, for every point
$q\in E$
, we set
and
If
$p\not \in \mathrm {Supp}(N(u))$
for every
$u\in [0,\tau ]$
, the formulae for
$S(W_{\bullet , \bullet }^{S};E)$
and
$F_q(W_{\bullet ,\bullet ,\bullet }^{S,E})$
simplify as
Moreover, Theorem 2.9 can be generalized as follows:
Theorem 2.10 [Reference Abban and Zhuang1, Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3].
One has
Let us conclude this section by presenting one local result about singularities of pairs from [Reference Zhuang80], which will be used in the proof of Lemmas 5.1 and 5.2. To state the result, we need to recall several notations introduced in [Reference Zhuang80]. Let
$\mathbb {R}^n_{+}=\{(a_1,\ldots ,a_n)\in \mathbb {R}^n\ \vert \ a_1>0,\ldots ,a_n>0\}$
. For every
$\mathbf {a}=(a_1,\ldots ,a_n)\in \mathbb {R}^n_{>0}$
, let
For every positive rational number
$\lambda>0$
, let
and let
Note that
$\sigma _{n,\lambda }\geqslant \bar {\sigma }_{n,\lambda }$
.
Theorem 2.11. Let U be an (affine) variety of dimension n, let p be a smooth point of the variety U, and let D be an effective
$\mathbb {Q}$
-divisor on U such that the pair
$(U,D)$
is log canonical outside of the point p. For every positive rational number
$\epsilon>0$
, let
$\mathcal {J}_\epsilon $
be the multiplier ideal sheaf of the log pair
$(U,(1-\epsilon )D)$
, and let
$\mathcal {L}_\epsilon $
be the subscheme defined by
$\mathcal {J}_\epsilon $
. Fix
$\lambda \in \mathbb {Q}_{>0}$
. If
$h^0(\mathcal {O}_{\mathcal {L}_{\epsilon }})<\sigma _{n,\lambda }$
for sufficiently small
$\epsilon \ll 1$
, then
Similarly, if
$h^0(\mathcal {O}_{\mathcal {L}_{\epsilon }})<\bar {\sigma }_{n,\lambda }$
for sufficiently small
$\epsilon \ll 1$
, then
Moreover, there is an absolute constant
$c>\frac {1}{\lambda +1}$
, such that
$\mathrm {lct}_p(U;D)\geqslant c$
if
$h^0(\mathcal {O}_{\mathcal {L}_{\epsilon }})<\bar {\sigma }_{n,\lambda }$
for all sufficiently small
$\epsilon \ll 1$
.
Proof. By [Reference Zhuang80, Remark 3.1], the first two inequalities for
$\mathrm {lct}_p(U;D)$
follow from [Reference Zhuang80, Corollary 3.5] and its proof. The third inequality follows from the fact that the log canonical thresholds are constructible in families, and all ideals
$\mathcal {J}_\epsilon $
can be parametrized by some scheme of finite type.
If m is a positive integer, then it follows from [Reference Zhuang80, Lemma 5.1] that
and it follows from [Reference Zhuang80, Lemma 5.2] that
$\bar {\sigma }_{2,m}\geqslant m(2m+1)$
. This gives
Corollary 2.12. Let S be an (affine) surface, let p be its smooth point, and let D be an effective
$\mathbb {Q}$
-divisor on S such that the pair
$(S,D)$
is log canonical outside of the point p. For every positive rational number
$\epsilon>0$
, let
$\mathcal {J}_\epsilon $
be the multiplier ideal sheaf of the log pair
$(S,(1-\epsilon )D)$
, and let
$\mathcal {L}_\epsilon $
be the subscheme defined by
$\mathcal {J}_\epsilon $
. Fix a positive integer m. If
$h^0(\mathcal {O}_{\mathcal {L}_{\epsilon }})<\frac {4m^2+3m+3}{2}$
for sufficiently small
$\epsilon \ll 1$
, then
Similarly, if
$h^0(\mathcal {O}_{\mathcal {L}_{\epsilon }})<m(2m+1)$
for sufficiently small
$\epsilon \ll 1$
, then
Moreover, there is an absolute constant
$c>\frac {1}{m+1}$
, such that
$\mathrm {lct}_p(S;D)\geqslant c$
if
$h^0(\mathcal {O}_{\mathcal {L}_{\epsilon }})<m(2m+1)$
for all sufficiently small
$\epsilon \ll 1$
.
Letting
$m=3$
in Corollary 2.12, we get
Corollary 2.13. Let S be an (affine) surface, let p be its smooth point, and let D be an effective
$\mathbb {Q}$
-divisor on S such that
$(S,D)$
is log canonical outside of the point p. For every positive rational number
$\epsilon>0$
, let
$\mathcal {J}_\epsilon $
be the multiplier ideal sheaf of the log pair
$(S,(1-\epsilon )D)$
, let
$\mathcal {L}_\epsilon $
be the subscheme defined by
$\mathcal {J}_\epsilon $
. Suppose that
$h^0(\mathcal {O}_{\mathcal {L}_{\epsilon }})<21$
for all sufficiently small
$\epsilon \ll 1$
. Then
where c is some absolute constant larger than
$\frac {1}{4}$
.
3 Singular del Pezzo surfaces
The overall goal of this section is to prove Theorem A. We first gather some technical results about birational invariants of del Pezzo surfaces that will be used in the proof.
3.1 On
$\alpha $
-invariants of del Pezzo surfaces
Let
$\Bbbk $
be a subfield of
$\mathbb {C}$
, and let S be a del Pezzo surface defined over
$\Bbbk $
with quotient singularities. Recall that
Lemma 3.1. Suppose that
$S(\Bbbk )=\varnothing $
and
$\alpha (S)<1$
. Then
$\alpha (S)\in \mathbb {Q}_{>0}$
, and the surface S contains a smooth geometrically irreducible and geometrically rational curve C such that
and
$-K_S\sim _{\mathbb {Q}}\frac {1}{\alpha (S)}C+\Delta $
, where
$\Delta $
is an effective
$\mathbb {Q}$
-divisor on S such that
$(S,C+\alpha (S)\Delta )$
has purely log terminal singularities.
Proof. Arguing as in the proof of [Reference Birkar7, Proposition 3.4], we see that
for some effective
$\mathbb {Q}$
-divisor
$D\sim _{\mathbb {Q}} -K_S$
on the surface S. One can deduce (3.1) without using the proof of [Reference Birkar7, Proposition 3.4], since it follows from the Kollár–Shokurov connectedness theorem [Reference Kollár and Mori50, Corollary 5.49] that
where
$\tau (C)=\mathrm {sup} \big \{u\in \mathbb {R}_{\geqslant 0}\ \big \vert \ \text {the divisor}\ -K_S-uC\ \text {is pseudo-effective}\big \}$
.
The log pair
$(S,\alpha (S)D)$
has log canonical singularities, but it is not klt (Kawamata log terminal), hence the locus
$\mathrm {Nklt}(S,\alpha (S)D)$
is not empty and it is connected by Kollár–Shokurov connectedness. Since
$S(\Bbbk )=\varnothing $
, we conclude that
$\mathrm {Nklt}(S,\alpha (S)D)$
is a connected union of irreducible curves and, in particular, the surface S contains a
${\Bbbk }$
-irreducible curve C with
$ D=\tau C+\Delta $
, where
$\tau =\frac {1}{\alpha (S)}$
and
$\Delta $
is an effective
$\mathbb {Q}$
-divisor whose support does not contain C. This gives
If C is not a minimal log canonical center of the log pair
$(S,\alpha (S)D)=(S,C+\alpha (S)\Delta )$
, then using the Kawamata–Shokurov trick [Reference Cheltsov and Shramov20, Lemma 2.4.10], also known as tie breaking, we can replace the divisor D by an effective
$\mathbb {Q}$
-divisor
for some sufficiently small
$\epsilon \in \mathbb {Q}_{>0}$
such that the log pair
$(S,\alpha (S)D^\prime )$
has log canonical singularities but
$\mathrm {Nklt}(S,\alpha (S)D^\prime )$
consists of finitely many points. Now, using Kollár–Shokurov connectedness, we obtain a contradiction with the assumption that
$S(\Bbbk )=\varnothing $
. Hence, the curve C is a minimal log canonical center of the log pair
$(S,C+\alpha (S)\Delta )$
, which implies that C is smooth [Reference Kawamata45].
Now, using properties of log canonical centers [Reference Kawamata44, Reference Kawamata45], we conclude that
$\mathrm {Nklt}(S,\alpha (S)D)=C$
, which implies that the curve C is connected and the log pair
$(S,\alpha (S)D)$
is purely log terminal. Hence, the curve C is geometrically irreducible. Finally, using Kawamata’s subadjunction theorem, we see that the curve C is geometrically rational.
Corollary 3.2. Suppose that
$S(\Bbbk )=\varnothing $
, the rank of the Picard group of S is
$2$
, and
$\mathrm {NE}(S)$
is generated by irreducible curves
$C_1$
and
$C_2$
such that
$C_1^2=C_2^2=0$
and
$C_1\cdot C_2>0$
. Then
$\alpha (S)\geqslant \frac {1}{2}$
.
Proof. Suppose that
$\alpha (S)<\frac {1}{2}$
. By Lemma 3.1, there is a geometrically irreducible curve
$C\subset S$
such that
where
$\Delta $
is an effective
$\mathbb {Q}$
-divisor on S. Without loss of generality, we may assume that
$C\cdot C_1>0$
.
Observe that
$|nC_1|$
is base point free for
$n\gg 0$
. Moreover, replacing
$\Bbbk $
by its algebraic closure, we may assume that
$|nC_1|$
gives a morphism
$\pi \colon S\to \mathbb {P}^1$
such that its general fiber
$F\simeq \mathbb {P}^1$
. Then
which is absurd.
Let C be a geometrically irreducible curve in S and set
Then
$\tau \in \mathbb {Q}_{>0}$
and
$ -K_{S}\sim _{\mathbb {Q}}\tau C+\Delta $
, where
$\Delta $
is an effective
$\mathbb {Q}$
-divisor on S with
$C \not \subseteq \mathrm {Supp} (\Delta )$
. In particular, we see that
$\alpha (S)\leqslant \frac {1}{\tau }$
. Set
Lemma 3.3. Suppose that
$\beta (C)\leqslant 0$
. Then the following assertions hold:
-
(1) if $C^2>0$
, then
$\tau>2$
; -
(2) if $C^2\geqslant 0$
, then
$\tau \geqslant 2$
; -
(3) if $C^2=0$
and
$\tau =2$
, then
$ -K_S\sim _{\mathbb {Q}}2C+aZ $
, for
$a\in \mathbb {Q}_{>0}$
and an irreducible curve
$Z\subset S$
with
$Z^2=0$
.
Proof. All required assertions follow from [Reference Fujita32, Lemma 9.7].
Let
$f\colon \widetilde {S}\to S$
be the minimal resolution of the del Pezzo surface S, and denote by
$\widetilde {C}$
the strict transform on
$\widetilde {S}$
of the curve C.
Lemma 3.4. If
$\widetilde {C}^2<0$
then
$\widetilde {S}(\Bbbk )\ne \varnothing $
and
$S(\Bbbk )\ne \varnothing $
.
Proof. If
$\widetilde {C}^2<0$
, then it follows from the adjunction formula that
$\widetilde {C}^2=-1$
, and
$\widetilde {C}$
is a
$\Bbbk $
-form of
$\mathbb {P}^1$
. Since
$-\widetilde {C}\vert _{\widetilde {C}}$
is a line bundle of degree
$1$
, we have
$\widetilde {C}\cong \mathbb {P}^1$
which implies that
$\widetilde {S}(\Bbbk )\ne \varnothing $
.
Corollary 3.5. If
$S(\Bbbk )=\varnothing $
and
$\beta (C)\leqslant 0$
, then either
$C^2>0$
or
$C^2=0$
and
$C\cap \mathrm {Sing}(S)=\varnothing $
.
Corollary 3.6. Suppose that
$S(\Bbbk )=\varnothing $
and
$\beta (C)\leqslant 0$
. Then either
$\tau>2$
or
$ S\simeq \mathbb {P}^1\times C_2 $
for a pointless conic
$C_2\subset \mathbb {P}^2$
.
Proof. Suppose that
$\tau \leqslant 2$
. Then
$C^2=0$
and
$C\cap \mathrm {Sing}(S)=\varnothing $
by Lemma 3.3 and Corollary 3.5. Moreover, it follows from Lemma 3.3 that
$\tau =2$
and
$ -K_S\sim _{\mathbb {Q}}2C+aZ $
, for some positive rational number a and an irreducible curve
$Z\subset S$
with
$Z^2=0$
. By the Riemann–Roch formula, the linear system
$|C|$
is a pencil that gives a conic bundle
$S\to \mathbb {P}^1$
. Since S is a Mori Dream Space, the linear system
$|nZ|$
is base point free for some positive integer n, and it also gives a conic bundle
$S\to C_2$
where
$C_2$
is a conic defined over
$\Bbbk $
. If
$C_2(\Bbbk )\ne \varnothing $
, then
$C_2(\Bbbk )\cong \mathbb {P}^1$
, and we can replace Z by a general fiber of the conic bundle
$S\to C_2$
. Similarly, if
$C_2(\Bbbk )=\varnothing $
, we may assume that Z is an irreducible geometrically reducible curve that is a preimage of a general irreducible zero-dimensional subscheme of the conic
$C_2$
of length
$2$
. In both cases, we have
$Z\cap \mathrm {Sing}(S)=\varnothing $
. Using the adjunction formula, we get
But
$C\cdot Z\ne 1$
, because
$S(\Bbbk )=\varnothing $
. Thus, we see that
$C_2$
is a pointless conic and
$C\cdot Z=2$
. Now, taking the product of the morphisms
$S\to \mathbb {P}^1$
and
$S\to C_2$
, we obtain the isomorphism
$S\to \mathbb {P}^1\times C_2$
.
Let
$S\to S^\prime $
be a birational morphism such that
$S^\prime $
is normal. Then
$S^\prime $
is a del Pezzo surface with quotient singularities. Applying Lemma 3.1 and Corollary 3.5, we get the following result:
Corollary 3.7. The following assertions hold:
-
(1) if $S(\Bbbk )=\varnothing $
, then
$S^\prime (\Bbbk )=\varnothing $
; -
(2) if $S(\Bbbk )=\varnothing $
and
$\alpha (S)<1$
, then
$\alpha (S^\prime )\leqslant \alpha (S)$
.
Note that we cannot always deduce that
$\alpha (S^\prime )\leqslant \alpha (S)$
without using the condition
$S(\Bbbk )=\varnothing $
. Indeed, if
$S^\prime =\mathbb {P}^1\times \mathbb {P}^1$
and S is a blowup of a point in
$S^\prime $
, then
For the values of the
$\alpha $
-invariants of del Pezzo surfaces over nonclosed fields, see [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Table A.1].
3.2 Real del Pezzo surfaces; a warm up
To convey the ideas, we first prove Theorem A for del Pezzo surfaces defined over the real numbers. We then proceed with the proof over other fields.
Let S be a del Pezzo surface with quotient singularities defined over
$\mathbb {R}$
.
Lemma 3.8. Suppose that
$\alpha (S)<\frac {1}{2}$
. Then
$S(\mathbb {R})\ne \varnothing $
.
Proof. Set
$\tau =\frac {1}{\alpha (S)}$
and suppose that
$S(\mathbb {R})=\varnothing $
. Then it follows from Lemma 3.1 that S contains a geometrically irreducible curve C with
$ -K_{S}\sim _{\mathbb {Q}}\tau C+\Delta $
for some effective
$\mathbb {Q}$
-divisor
$\Delta $
on S.
Let
$f\colon \widetilde {S}\to S$
be the minimal resolution of the del Pezzo surface S and denote by
$\widetilde {C}$
and
$\widetilde {\Delta }$
, respectively, the strict transforms on
$\widetilde {S}$
of the curve C and the divisor
$\Delta $
. Then
$\widetilde {S}(\mathbb {R})=\varnothing $
and
$ -K_{\widetilde {S}}\sim _{\mathbb {Q}}\tau \widetilde {C}+\widetilde {\Delta }+\widetilde {B} $
, where
$\widetilde {B}$
is an effective
$\mathbb {Q}$
-divisor on the surface
$\widetilde {S}$
whose support consists of f-exceptional curves. Now, applying the Minimal Model Program to
$\tilde {S}$
over
$\mathbb {R}$
, we obtain a birational morphism
$h\colon \widetilde {S}\to \overline {S}$
defined over
$\mathbb {R}$
such that one of the following two cases holds:
-
(1) $\overline {S}$
is a real smooth del Pezzo surface of Picard rank
$1$
; -
(2) $\overline {S}$
is a real smooth surface of Picard rank
$2$
, and there is a (standard) conic bundle
$\pi \colon \overline {S}\to C_2$
defined over
$\mathbb {R}$
, where
$C_2$
is a geometrically irreducible real conic in
$\mathbb {P}^2$
.
In both cases, we have
$\overline {S}(\mathbb {R})=\varnothing $
by Lemma 2.1. Note that
$\widetilde {C}$
is not h-exceptional, because
$\widetilde {C}(\mathbb {R})=\varnothing $
. Set
$\overline {C}=h(\widetilde {C})$
and let
$\overline {\Delta }$
and
$\overline {B}$
be the strict transforms on
$\overline {S}$
of the divisors
$\widetilde {\Delta }$
and
$\widetilde {B}$
, respectively. Then
Hence, if
$\overline {S}$
is a smooth del Pezzo surface of Picard rank
$1$
, then it follows from (3.2) and
$\tau>2$
that
$\overline {S}$
is a Severi–Brauer surface and
$\overline {C}$
is a twisted line on it [Reference Kollár48], which implies that
$\overline {S}\cong \mathbb {P}^2$
, which is a contradiction since
$\overline {S}(\mathbb {R})=\varnothing $
.
Thus, there is a conic bundle
$\pi \colon \overline {S}\to C_2$
. Now, using (3.2) and intersecting
$\tau \overline {C}+\overline {\Delta }+\overline {B}$
with a general fiber of the conic bundle
$\pi $
, we see that
$\overline {C}$
is a fiber of
$\pi $
, because
$\tau>2$
. Then
$\pi (\overline {C})$
is a real point in
$C_2$
, so that
$C_2\simeq \mathbb {P}^1$
. Now, using
$\rho (\overline {S})=2$
and
$\overline {S}(\mathbb {R})=\varnothing $
, we see that
$\overline {S}$
is a form of
$\mathbb {F}_n$
for some
$n\in \mathbb {Z}_{\geqslant 0}$
, see [Reference Kollár49, Reference Mangolte58]. Then (3.2) and
$\tau>2$
give
$n\ne 0$
, so the surface
$\overline {S}$
contains the unique geometrically irreducible curve
$\overline {Z}$
with
$\overline {Z}^2=-n$
. Since
$\overline {Z}\cdot \overline {C}=1$
, we see that
$\overline {Z}\cap \overline {C}$
consists of a single point in
$\overline {S}(\mathbb {R})$
, which is a contradiction.
Corollary 3.9. Suppose that
$S(\mathbb {R})=\varnothing $
. Then
$S_{\mathbb {C}}$
is K-polystable.
Proof. Suppose that
$S_{\mathbb {C}}$
is not K-polystable. Then it follows from [Reference Fujita33, Reference Li54, Reference Zhuang81] that S contains a geometrically irreducible curve C with
$\beta (C)\leqslant 0$
. Moreover, using Corollary 3.6, we see that
$-K_{S}\sim _{\mathbb {Q}}\tau C+\Delta $
for some rational number
$\tau>2$
and an effective
$\mathbb {Q}$
-divisor
$\Delta $
on the surface S. This gives
$\alpha (S)\leqslant \frac {1}{\tau }<\frac {1}{2}$
, which contradicts Lemma 3.8.
3.3 Del Pezzo surfaces of Picard rank one
Let
$\Bbbk $
be a subfield of
$\mathbb {C}$
, let S be a del Pezzo surface with quotient singularities defined over
$\Bbbk $
, and let
$\rho (S)$
be the rank of the Picard group of the surface S.
Lemma 3.10. Suppose that
$\rho (S)=1$
and
$\alpha (S)<\frac {1}{2}$
. Then
$S(\Bbbk )\ne \varnothing $
.
Proof. Set
$\tau =\frac {1}{\alpha (S)}$
and suppose that
$S(\Bbbk )=\varnothing $
. By Lemma 3.1, there exists a geometrically irreducible smooth and geometrically rational curve
$C\subset S$
with
$ -K_{S}\sim _{\mathbb {Q}}\tau C, $
and the log pair
$(S,C)$
has purely log terminal singularities. Let us seek a contradiction.
Let
$f\colon \widetilde {S}\to S$
be the minimal resolution of S and let
$\widetilde {C}$
be the strict transform on
$\widetilde {S}$
of the curve C. Then
$\widetilde {S}(\Bbbk )=\varnothing $
and
$ -K_{\widetilde {S}}\sim _{\mathbb {Q}}\tau \widetilde {C}+\widetilde {B} $
, where
$\widetilde {B}$
is an effective
$\mathbb {Q}$
-divisor on the surface
$\widetilde {S}$
whose support consists of f-exceptional curves. Now, applying the Minimal Model Program to
$\widetilde {S}$
over
$\Bbbk $
, we obtain a birational morphism
$h\colon \widetilde {S}\to \overline {S}$
defined over
$\Bbbk $
such that one of the following two cases holds:
-
• $\overline {S}$
is a smooth del Pezzo surface defined over
$\Bbbk $
of Picard rank
$1$
; -
• $\overline {S}$
is a smooth surface defined over
$\Bbbk $
of Picard rank
$2$
and there is a (standard) conic bundle
$\pi \colon \overline {S}\to C_2$
defined over
$\Bbbk $
, where
$C_2$
is a geometrically irreducible conic in
$\mathbb {P}^2$
defined over
$\Bbbk $
.
Moreover, arguing as in the proof of Lemma 3.8, we see that the former case is impossible, which implies that
$\overline {S}$
is a smooth surface of Picard rank
$2$
and there exists a conic bundle
$\pi \colon \overline {S}\to C_2$
. Note that
$\overline {S}(\Bbbk )=\varnothing $
by Lemma 2.1.
Set
$\overline {C}=h(\widetilde {C})$
, and let
$\overline {B}$
be the strict transform of the divisor
$\widetilde {B}$
on the surface
$\overline {S}$
. Then
Arguing as in the proof of Lemma 3.8, we see that
$C_2\simeq \mathbb {P}^1$
and
$\overline {C}$
is a fiber of the conic bundle
$\pi $
. Then
$\widetilde {C}^2\leqslant \overline {C}^2=0$
, which implies that
$\widetilde {C}^2=0$
by Lemma 3.4, because we know that
$\widetilde {S}(\Bbbk )=\varnothing $
. Hence, we see that h is an isomorphism in a neighborhood of the curve
$\widetilde {C}$
, and the complete linear system
$|\widetilde {C}|$
gives the composition morphism
$\pi \circ h\colon \widetilde {S}\to C_2$
.
Let
$S_{\mathbb {C}}$
and
$\widetilde {S}_{\mathbb {C}}$
be the models of the surfaces S and
$\widetilde {S}$
over the algebraic closure
$\mathbb {C}$
of the field
$\Bbbk $
, let
$C_{\mathbb {C}}$
and
$\widetilde {C}_{\mathbb {C}}$
be the curves in
$S_{\mathbb {C}}$
and
$\widetilde {S}_{\mathbb {C}}$
that correspond to C and
$\widetilde {C}$
, respectively. Then
$C_{\mathbb {C}}\simeq \widetilde {C}_{\mathbb {C}}\simeq \mathbb {P}^1$
. Note that
$\widetilde {C}_{\mathbb {C}}^2=0<C_{\mathbb {C}}^2$
, which implies that
$C_{\mathbb {C}}\cap \mathrm {Sing}\big (S_{\mathbb {C}}\big )\ne \varnothing $
. Since
$(S_{\mathbb {C}},C_{\mathbb {C}})$
has purely log terminal singularities, it follows from [Reference Kawamata45, Reference Prokhorov69] that
$C_{\mathbb {C}}$
contains at most three singular points of the surface
$S_{\mathbb {C}}$
, and all these singular points are cyclic quotient singularities. Thus, since
$C(\Bbbk )=\varnothing $
and
$C_{\mathbb {C}}\simeq \mathbb {P}^1$
, the curve
$C_{\mathbb {C}}$
contains two singular points of the surface
$S_{\mathbb {C}}$
, which are swapped by the action of
$\mathrm {Gal}(\mathbb {C}/\Bbbk )$
.
Let
$P_1$
and
$P_2$
be the singular points of the surface
$S_{\mathbb {C}}$
contained in
$C_{\mathbb {C}}$
. Then the exceptional curves of the minimal resolution
$\widetilde {S}_{\mathbb {C}}\to S_{\mathbb {C}}$
that are mapped to the singular points
$P_1$
and
$P_2$
form two disjoint Hirzebruch–Jung strings [Reference Hirzebruch37], that is, exceptional loci of minimal resolutions of quotient singularities, which are swapped by the action of the group
$\mathrm {Gal}(\mathbb {C}/\Bbbk )$
. Since
$(S_{\mathbb {C}},C_{\mathbb {C}})$
is purely log terminal, the curve
$\widetilde {C}_{\mathbb {C}}$
intersects the first (or the last) curves of these strings, which we denote by
$E_1$
and
$E_2$
, respectively. Set
$E=E_1+E_2$
. Then E is defined over
$\Bbbk $
, so we consider it as a curve in
$\widetilde {S}$
. Then E is the only f-exceptional curve that intersects the curve
$\widetilde {C}$
. Hence, there exists the following commutative diagram:

where g is the contraction of all f-exceptional curves except for the curve E, and q is a partial resolution of singularities of the surface S that contracts the strict transform of the curve E.
Let
$\widehat {E}=g(E)$
and
$\widehat {C}=g(\widetilde {C})$
, Then
$-K_{\widehat {S}}\sim _{\mathbb {Q}}\tau \widehat {C}+a\widehat {E}$
for some
$a\in \mathbb {Q}_{>0}$
. On the other hand, we have
$\widehat {C}^2=0$
and
$\widehat {C}\cdot \widehat {E}=2$
, because g is an isomorphism in a neighborhood of the curve
$\widetilde {C}$
. Furthermore, we have
$-K_{\widehat {S}}\cdot \widehat {C}=2$
by the adjunction formula. This gives
$a=1$
, because
Hence, since
$\widehat {E}$
is smooth, the subadjunction formula applied to
$\widehat {E}$
gives
which is a contradiction.
Corollary 3.11. Suppose that
$\rho (S)=1$
and
$S(\Bbbk )=\varnothing $
. Then
$S_{\mathbb {C}}$
is K-polystable.
Proof. Suppose that
$S_{\mathbb {C}}$
is not K-polystable. Then it follows from [Reference Li54, Reference Fujita33, Reference Zhuang81] that S contains a geometrically irreducible curve C such that
$\beta (C)\leqslant 0$
. Then
$-K_{S}\sim _{\mathbb {Q}}\tau C$
for some rational number
$\tau \geqslant 3$
, which implies that
$\alpha (S)\leqslant \frac {1}{\tau }\leqslant \frac {1}{3}<\frac {1}{2}$
, but this contradicts Lemma 3.10.
3.4 The proof of Theorem A
Let
$\Bbbk $
be a subfield of the field
$\mathbb {C}$
, let S be a del Pezzo surface with quotient singularities defined over
$\Bbbk $
, and let
$\rho (S)$
be the rank of the Picard group of the surface S.
Lemma 3.12. Suppose that
$\alpha (S)<\frac {1}{2}$
. Then
$S(\Bbbk )\ne \varnothing $
.
Proof. Let us prove the assertion by induction on
$\rho (S)$
. The case
$\rho (S)=1$
is done by Lemma 3.10. Suppose that
$\rho (S)\geqslant 2$
, and the assertion holds for del Pezzo surfaces with smaller Picard rank. We have to show that
$S(\Bbbk )\ne \varnothing $
. Suppose that
$S(\Bbbk )=\varnothing $
. Let us seek a contradiction.
If there exists a nonbiregular birational morphism
$S\to S^\prime $
such that
$S^\prime $
is a normal surface, then
$S^\prime $
is a del Pezzo surface with quotient singularities, and it follows from Corollary 3.7 that
$\alpha (S^\prime )\leqslant \alpha (S)<\frac {1}{2}$
and
$S^\prime (\Bbbk )=\varnothing $
, which contradicts the induction hypotheses. Hence, we see that S does not admit any nonbiregular birational morphism to a normal surface. This is only possible when
$\rho (S)=2$
, and
$\mathrm {NE}(S)$
is generated by irreducible curves
$C_1$
and
$C_2$
such that
$C_1^2=C_2^2=0$
and
$C_1\cdot C_2>0$
. But in this case we have
$\alpha (S)\geqslant \frac {1}{2}$
by Corollary 3.2.
Now, using Lemma 3.12 and arguing as in the proof of Corollary 3.11, we obtain the Main Theorem. Indeed, if
$S(\Bbbk )=\varnothing $
and the surface
$S_{\mathbb {C}}$
is not K-polystable, then it follows from [Reference Li54, Reference Fujita33, Reference Zhuang81] that S contains a geometrically irreducible curve C such that
$\beta (C)\leqslant 0$
, so it follows from Corollary 3.6 that
$-K_{S}\sim _{\mathbb {Q}}\tau C+\Delta $
for some rational number
$\tau>2$
and an effective
$\mathbb {Q}$
-divisor
$\Delta $
on the surface S, so
$\alpha (S)\leqslant \frac {1}{\tau }<\frac {1}{2}$
, which contradicts Lemma 3.12.
4 Smooth Fano 3-folds with
$\Bbbk $
-points
In this section, we prove existence of points for a number of Fano 3-folds defined over any subfield
$\Bbbk $
of
$\mathbb {C}$
. As stated in the introduction, there are 26 families of smooth Fano 3-folds containing K-polystable members such that either they contain a non-K-polystable member or the K-stability picture for all smooth elements is lacking. Among them, we single out 8 families and prove in Subsection 4.1 that any members in those families, when defined over
$\Bbbk $
, contain
$\Bbbk $
-rational points. There are also 27 families of smooth Fano 3-folds where every smooth member is known to be non-Kähler-Einstein. In Subsection 4.2 we show that every smooth member in 19 families (out of 27) always contains
$\Bbbk $
-rational points. This leaves 8 families that contain exceptional cases of Theorem B.
4.1 Families containing K-polystable members
Lemma 4.1. Suppose that X is contained in Family № 2.9. Then X has a
$\Bbbk $
-point.
Proof. By Mori–Mukai [Reference Mori and Mukai61], we have the following commutative diagram

where f is the blowup of a smooth curve C of degree
$7$
and genus
$5$
,
$\pi $
is a standard conic bundle with discriminant curve
$\Delta \subset \mathbb {P}^2$
of degree
$5$
, and the dashed arrow is given by the two-dimensional linear system of all cubic surfaces that contain the curve C. Moreover, it follows from Lemma 2.5 that this diagram can be defined over
$\Bbbk $
with
$X_{\mathbb {C}}$
replaced by X,
$\mathbb {P}^3$
replaced by a
$\Bbbk $
-form U of
$\mathbb {P}^3$
and
$\mathbb {P}^2$
replaced by a
$\Bbbk $
-form V of
$\mathbb {P}^2$
. Applying Lemma 2.2 to
$\Delta $
and V, we conclude that
$V\simeq \mathbb {P}^2$
. Let L be a line in V and let
$S=f_\ast \big {(} \pi ^\ast (L) \big {)}$
. Then
$S_{\mathbb {C}}$
is a cubic surface, so applying Lemma 2.2 to S and U, we conclude that
$U\simeq \mathbb {P}^3$
. In particular, we see that
$X({\Bbbk })\ne \varnothing $
.
Lemma 4.2. Suppose that X is contained in Family № 2.11. Then X has a
$\Bbbk $
-point.
Proof. Arguing as in the proof of Lemma 4.1, we see that there exists the following commutative diagram

where Y is a form of a smooth cubic hypersurface
$Y_{\mathbb {C}}\subset \mathbb {P}^4$
, f is the blowup of a curve
$C\subset Y$
such that
$C_{\mathbb {C}}$
is a line in the cubic hypersurface
$Y_{\mathbb {C}}$
,
$\pi $
is a conic bundle. Then Y is a cubic hypersurface in
$\mathbb {P}^4$
by Corollary 2.3, so C is a line in it, which gives
$C(\Bbbk )\ne \varnothing $
. In particular,
$Y(\Bbbk )\ne \varnothing $
, and Lemma 2.1 says that
$X({\Bbbk })\ne \varnothing $
as well.
Lemma 4.3. Suppose that X is contained in Family № 2.14. Then X has a
$\Bbbk $
-point.
Proof. By Mori–Mukai [Reference Mori and Mukai61],
$X_{\mathbb {C}}$
can be obtained by blowing up the smooth quintic del Pezzo 3-fold
$V_5$
along an elliptic curve. Thus, it follows from Lemma 2.5 that X can be obtained by blowing up a
$\Bbbk $
-form of
$V_5$
. By [Reference Kuznetsov and Prokhorov51, Theorem 1.1], any
$\Bbbk $
-form of
$V_5$
is
$\Bbbk $
-rational, hence so is X, in particular
$X(\Bbbk )\ne \varnothing $
.
Lemma 4.4. Suppose that X is contained in Family № 2.17. Then X has a
$\Bbbk $
-point.
Proof. It follows from Mori–Mukai [Reference Mori and Mukai61] and Lemma 2.5 that there exists a birational morphism
$\pi \colon X\to Q$
such that Q is a
$\Bbbk $
-form of a smooth quadric 3-fold in
$\mathbb {P}^4$
, and
$\pi $
is the blowup of a smooth elliptic curve C such that
$-K_Q\cdot C=15$
. Then Q is a quadric in
$\mathbb {P}^4$
by Corollary 2.3, so C is a curve of degree
$5$
in it. Now, taking a hyperplane section of C, we obtain a zero-cycle in Q of degree
$5$
defined over
$\Bbbk $
, which implies that Q has a
$\Bbbk $
-point, so X also has a
$\Bbbk $
-point by Lemma 2.1.
Lemma 4.5. Suppose that X is contained in Family № 2.20. Then X has a
$\Bbbk $
-point.
Proof. By Mori–Mukai [Reference Mori and Mukai61],
$X_{\mathbb {C}}$
can be obtained by blowing up a smooth quintic del Pezzo 3-fold
$V_5$
along a twisted cubic curve. Now, arguing as in the proof of Lemma 4.3, we conclude that X is rational over
$\Bbbk $
and, in particular, it has a
$\Bbbk $
-point.
Lemma 4.6. Suppose that X is contained in Family № 2.22. Then X has a
$\Bbbk $
-point.
Proof. By Mori–Mukai [Reference Mori and Mukai61],
$X_{\mathbb {C}}$
can be obtained by blowing up a smooth quintic del Pezzo 3-fold
$V_5$
along a conic. Now, arguing as in the proof of Lemma 4.3, we conclude that X is rational over
$\Bbbk $
and, in particular, it has a
$\Bbbk $
-point.
Lemma 4.7. Suppose that X is contained in Family № 3.8. Then X has a
$\Bbbk $
-point.
Proof. Note that
$X_{\mathbb {C}}\subset \mathbb {F}_1\times \mathbb {P}^2$
is a divisor in the linear system
$|(\varsigma \circ \mathrm {pr}_1)^*(\mathcal {O}_{\mathbb {P}^2}(1))\otimes \mathrm {pr}_2^*(\mathcal {O}_{\mathbb {P}^2}(2))|$
, where
$\mathrm {pr}_1\colon \mathbb {F}_1\times \mathbb {P}^2\to \mathbb {F}_1$
and
$\mathrm {pr}_2\colon \mathbb {F}_1\times \mathbb {P}^2\to \mathbb {P}^2$
are projections to the first and the second factors, respectively, and
$\varsigma \colon \mathbb {F}_1\to \mathbb {P}^2$
is the blowup of a point. Combining
$\varsigma \circ \mathrm {pr}_1$
and
$\mathrm {pr}_2$
, we obtain a morphism
$\sigma \colon X_{\mathbb {C}}\to Y$
such that Y is a smooth divisor of degree
$(1,2)$
in
$\mathbb {P}^2\times \mathbb {P}^2$
. Let
$\pi _1\colon Y\to \mathbb {P}^2$
and
$\pi _2\colon Y\to \mathbb {P}^2$
be projections to the first and the second factors, respectively. Then
$\sigma $
is a blowup of a smooth curve
$\mathcal {C}$
that is a fiber of the morphism
$\pi _1$
. Let
$p=\pi _1(\mathcal {C})$
. Then
$\varsigma $
is a blowup of the point p with commutative diagram

where
$\vartheta $
is a natural projection,
$\theta $
is a fibration into del Pezzo surfaces of degree
$5$
. Moreover, combining morphisms
$\theta $
and
$\mathrm {pr}_2\vert _{X_{\mathbb {C}}}$
, we obtain a birational morphism
$\upsilon \colon X_{\mathbb {C}}\to \mathbb {P}^1\times \mathbb {P}^2$
that is a blowup of a smooth curve of degree
$(4,2)$
. This shows that the Mori cone
$\mathrm {NE}(X_{\mathbb {C}})$
is simplicial and is generated by the following extremal rays:
-
1. the ray generated by the curves contracted by $\sigma \colon X_{\mathbb {C}}\to Y$
, -
2. the ray generated by the curves contracted by $\upsilon \colon X_{\mathbb {C}}\to \mathbb {P}^1\times \mathbb {P}^2$
, -
3. the ray generated by the curves contracted by $\mathrm {pr}_1\vert _{X_{\mathbb {C}}}\colon X_{\mathbb {C}}\to \mathbb {F}_1$
.
Now, arguing as in the proof of Lemma 2.5, we see that the conic bundle
$\mathrm {pr}_1\vert _{X_{\mathbb {C}}}\colon X_{\mathbb {C}}\to \mathbb {F}_1$
descends to a conic bundle
$X\to \mathbb {F}_1$
defined over
$\Bbbk $
, because
$\mathbb {F}_1$
does not have nontrivial forms over
$\Bbbk $
(indeed, a form of
$\mathbb {F}_1$
can be obtained by blowing up a
$\Bbbk $
-form of
$\mathbb {P}^2$
, so the image of the exceptional curve yields a
${\Bbbk }$
-rational point of this Severi–Brauer surface, and, therefore, it must be isomorphic to
$\mathbb {P}^2$
). Now, composing this conic bundle with the projection
$\vartheta \colon \mathbb {F}_1\to \mathbb {P}^1$
, we see that the del Pezzo fibration
$\vartheta \colon X_{\mathbb {C}}\to \mathbb {P}^1$
is also defined over
$\Bbbk $
. Since del Pezzo surfaces of degree
$5$
are rational over any field, we see that X is
$\Bbbk $
-birational to
$\mathbb {P}^2\times \mathbb {P}^1$
, so that it is
$\Bbbk $
-rational and, in particular, it has a
$\Bbbk $
-point.
Lemma 4.8. Suppose that X is contained in Family № 3.11. Then X has a
$\Bbbk $
-point.
Proof. Over
$\mathbb {C}$
we have a commutative diagram

where
$\vartheta $
is the blowup of a point
$p\in \mathbb {P}^3$
,
$\pi $
is the blowup of the strict transform of a smooth quartic elliptic curve C that passes through the point p,
$\zeta $
is a birational contraction of the strict transform of the cubic cone in
$\mathbb {P}^3$
with vertex at p that contains the elliptic curve C to a smooth curve in
$\mathbb {P}^1\times \mathbb {P}^2$
of degree
$(2,3)$
,
$\varpi $
is the blowup of the curve C,
$\theta $
is the blowup of the fiber of
$\varpi $
over the point p,
$\eta $
is a
$\mathbb {P}^1$
-bundle,
$\nu $
is a fibration into quadric surfaces,
$\sigma $
is a conic bundle, the left dashed arrow is given by the pencil of quadric surfaces that contain C, the right dashed arrow is the linear projection from the point p, and
$\mathrm {pr}_1$
and
$\mathrm {pr}_2$
are projections to the first and the second factors, respectively. This shows that the Mori cone
$\mathrm {NE}(X_{\mathbb {C}})$
is simplicial and is generated by the following extremal rays:
-
1. the ray generated by the curves contracted by $\theta \colon X_{\mathbb {C}}\to Y$
, -
2. the ray generated by the curves contracted by $\pi \colon X_{\mathbb {C}}\to V_7$
, -
3. the ray generated by the curves contracted by $\zeta \colon X_{\mathbb {C}}\to \mathbb {P}^1\times \mathbb {P}^2$
.
Now, arguing as in the proof of Lemma 2.5, we see that these extremal rays are defined over
$\Bbbk $
, so their contractions can also be defined over
$\Bbbk $
. Since
$V_7$
does not have nontrivial forms over
$\Bbbk $
, see Lemma 4.12 below, we see that X is rational over
$\Bbbk $
. In particular, we have
$X(\Bbbk )\ne \varnothing $
.
4.2 K-unstable families
Lemma 4.9. Suppose that X is contained in Family № 2.26. Then X has a
$\Bbbk $
-point.
Proof. By Mori–Mukai [Reference Mori and Mukai63],
$X_{\mathbb {C}}$
can be obtained by blowing up a smooth quintic del Pezzo 3-fold
$V_5$
along a line. Arguing as in the proof of Lemma 4.3, we conclude that X is rational over
$\Bbbk $
and
$X(\Bbbk )\ne \varnothing $
.
Lemma 4.10. Suppose that X is contained in Family № 2.28 or in Family № 2.30. Then X has a
$\Bbbk $
-point.
Proof. Over
$\mathbb {C}$
, the 3-fold
$X_{\mathbb {C}}$
can be obtained by blowing up
$\mathbb {P}^3$
along a smooth plane curve of degree
$3$
or
$2$
. Applying Lemma 2.5 and Lemma 2.4, we see that X is also obtained by blowing up
$\mathbb {P}^3$
along a smooth plane curve defined over
$\Bbbk $
. This implies that X is rational over
$\Bbbk $
, in particular
$X(\Bbbk )\ne \varnothing $
.
Lemma 4.11. Suppose that X is contained in Family № 2.31. Then X has a
$\Bbbk $
-point.
Proof. By Mori–Mukai [Reference Mori and Mukai63], the base extension
$X_{\mathbb {C}}$
can be obtained by blowing up a smooth quadric 3-fold
$Q\subseteq \mathbb {P}^4$
along a line. Let E be the exceptional divisor of this blowup. Then, by Lemma 2.5, the surface E is defined over
$\Bbbk $
. On the other hand, it is well known that
$E_{\mathbb {C}}$
is isomorphic to
$\mathbb {F}_1$
. Since, as we explained in the proof of Lemma 4.7,
$\mathbb {F}_1$
does not have nontrivial forms over
$\Bbbk $
, we conclude that
$E\simeq \mathbb {F}_1$
, so
$E(\Bbbk )\ne \varnothing $
. Hence,
$X(\Bbbk )\ne \varnothing $
as well. This also implies that X is
$\Bbbk $
-rational, since forms of smooth quadrics containing
$\Bbbk $
-points are
$\Bbbk $
-rational.
Lemma 4.12. Suppose that X is contained in Family № 2.35. Then X is isomorphic to the blowup of
$\mathbb {P}^3$
at a point. In particular, X has a
$\Bbbk $
-point.
Proof. A variety in this family is often called
$V_7$
. By Mori–Mukai [Reference Mori and Mukai63],
$X_{\mathbb {C}}$
can be obtained by blowing up
$\mathbb {P}^3$
at a point p. By Lemma 2.5, X can be obtained by blowing up a
$\Bbbk $
-form of
$\mathbb {P}^3$
, say
$X\to U$
such that the image p of the exceptional divisor yields a
${\Bbbk }$
-rational point of a Severi–Brauer 3-fold U, in particular, U is isomorphic to
$\mathbb {P}^3$
.
Lemma 4.13. Suppose that X is contained in Family № 2.36. Then X has a
$\Bbbk $
-point.
Proof. By Mori–Mukai [Reference Mori and Mukai63], the base extension
$X_{\mathbb {C}}$
, which is isomorphic to
$\mathbb {P}( {\mathcal O}_{\mathbb {P}^2} \oplus {\mathcal O}_{\mathbb {P}^2}(-2))$
, possesses two extremal contractions: a divisorial contraction
$f\colon X_{\mathbb {C}} \to \mathbb {P}(1,1,1,2)$
and a
$\mathbb {P}^1$
-bundle
$\pi \colon X_{\mathbb {C}} \to \mathbb {P}^2$
. Since the action of
$\mathrm {Gal}(\mathbb {C}/{\Bbbk })$
on the Mori cone
$\mathrm {NE}(X_{\mathbb {C}})$
leaves the two rays invariant, both f and
$\pi $
are defined over
$\Bbbk $
. With a slight abuse of notation, denote by
$\pi $
the descent
$\pi \colon X \to U$
over
$\Bbbk $
, where U is a Severi–Brauer surface. The exceptional divisor E of f is defined over
$\Bbbk $
. Since f is the blowup of the vertex of the cone
$\mathbb {P}(1,1,1,2)$
,
$E_{\mathbb {C}}$
is a Veronese surface. Furthermore,
$\pi $
induces an isomorphism
$E\simeq U$
. Moreover, applying Lemma 2.2 to the divisor
$E|_E$
and the Severi–Brauer surface E, we conclude that
$E\cong \mathbb {P}^2$
. In particular, we have
$E(\Bbbk )\ne \varnothing $
, so X has a
$\Bbbk $
-point. Indeed, one can show that X is rational over
$\Bbbk $
.
Lemma 4.14. Suppose that X is contained in Family № 3.14. Then X has a
$\Bbbk $
-point.
Proof. Let
$\Pi $
be a plane in
$\mathbb {P}^3$
, and let p be a point in
$\mathbb {P}^3$
with
$p\not \in \Pi $
, let
$\phi \colon V_7\to \mathbb {P}^3$
be the blowup of this point, and let
$\widetilde {\Pi }$
be the proper transform on
$V_7$
of the plane
$\Pi $
. Then there exists a birational morphism
$\pi \colon X_{\mathbb {C}}\to V_7$
that is a blowup of a smooth elliptic curve
$C\subset \widetilde {\Pi }$
. Set
$\mathscr {C}=\phi (C)$
. Then
$\mathscr {C}$
is a smooth plane cubic curve in
$\mathbb {P}^3$
. Let
$E_C$
be the
$\pi $
-exceptional surface, and let
$E_P$
,
$H_C$
, F be the proper transforms on the 3-fold
$X_{\mathbb {C}}$
of the
$\phi $
-exceptional surface, the plane
$\Pi $
, and the cubic cone in
$\mathbb {P}^3$
over the curve
$\mathscr {C}$
with vertex p, respectively. Then we have the following commutative diagram:

where
$\varpi $
is the blowup of the curve
$\mathscr {C}$
,
$\varphi $
is the contraction of the surface
$E_P$
,
$\sigma $
and
$\psi $
are the contractions of the surfaces
$H_C$
and F, respectively,
$\varsigma $
is the contraction of the surface
$\varphi (H_C)$
, Y is a Fano 3-fold that has a singular point of type
$\frac {1}{2}(1,1,1)$
, the morphism
$\widehat {Y}\to Y$
is the blowup of a smooth point of the 3-fold Y, both
$V_7\to \mathbb {P}^2$
and
$\mathbb {P}(\mathcal {O}_{\mathbb {P}^2}\oplus \mathcal {O}_{\mathbb {P}^2}(2))\to \mathbb {P}^2$
are
$\mathbb {P}^1$
-bundles, the morphism
$\mathbb {P}(\mathcal {O}_{\mathbb {P}^2}\oplus \mathcal {O}_{\mathbb {P}^2}(2))\to \mathbb {P}(1,1,1,2)$
is the contraction of the surface
$\psi (H_C)$
, and
$\widehat {Y}\to \mathbb {P}(1,1,1,2)$
is the contraction of
$\sigma (F)$
. This shows that the Mori cone
$\mathrm {NE}(X_{\mathbb {C}})$
is generated by the extremal rays that are spanned by the curves contracted by
$\psi $
,
$\varphi $
,
$\pi $
,
$\sigma $
. Since the Galois group
$\mathrm {Gal}({\mathbb {C}}/{\Bbbk })$
cannot permute any of these rays, we see that the commutative diagram above descends to
$\Bbbk $
. Since
$V_7$
does not have nontrivial forms over
$\Bbbk $
by Lemma 4.12, we see that X is
$\Bbbk $
-rational and, in particular, has a
$\Bbbk $
-point.
Lemma 4.15. Suppose that X is contained in Family № 3.16. Then X has a
$\Bbbk $
-point.
Proof. Let
$\mathscr {C}$
be a twisted cubic curve in the space
$\mathbb {P}^3$
, let p be a point in the curve
$\mathscr {C}$
, let
$\phi \colon V_7\to \mathbb {P}^3$
be the blowup of this point, and let C be the proper transform of the cubic curve
$\mathscr {C}$
on the 3-fold
$V_7$
. Then
$X_{\mathbb {C}}$
can be obtained as the blowup
$\pi \colon X_{\mathbb {C}}\to V_7$
along the curve C. One can see that
$X_{\mathbb {C}}$
fits into the commutative diagram

where W is a smooth divisor of degree
$(1,1)$
in
$\mathbb {P}^2\times \mathbb {P}^2$
, both
$p_1$
and
$p_2$
are
$\mathbb {P}^1$
-bundles, the morphism
$\varpi $
is the blowup of
$\mathbb {P}^3$
along
$\mathscr {C}$
, the morphism
$\widetilde {\mathbb {P}}^3\to \mathbb {P}^2$
is a
$\mathbb {P}^1$
-bundle whose fibers are proper transforms of the secant lines in
$\mathbb {P}^3$
of the twisted cubic curve
$\mathscr {C}$
, the morphism
$V_7\to \mathbb {P}^2$
is the
$\mathbb {P}^1$
-bundle whose fibers are proper transforms of the lines in the space
$\mathbb {P}^3$
that pass through p, and
$\varphi $
is the blowup of the fiber of
$\varpi $
over p. Observe that the Mori cone
$\mathrm {NE}(X_{\mathbb {C}})$
is simplicial and is generated by the extremal rays spanned by the curves contracted by
$\psi $
,
$\varphi $
,
$\pi $
. Since the Galois group
$\mathrm {Gal}({\mathbb {C}}/{\Bbbk })$
cannot permute any of these rays, we see that the commutative diagram above descends to
$\Bbbk $
. Now, as in the proof of Lemma 4.14, we see that X is rational over
$\Bbbk $
. In particular, we have
$X(\Bbbk )\ne \varnothing $
.
Lemma 4.16. Suppose that X is contained in Family № 3.18. Then X has a
$\Bbbk $
-point.
Proof. The Fano 3-fold
$X_{\mathbb {C}}$
can be obtained as a blowup
$\pi \colon X_{\mathbb {C}}\to \mathbb {P}^3$
along a disjoint union of a smooth conic C and a line L. There is a commutative diagram

where
$\vartheta $
is the blowup of the line L, the morphism
$\varphi $
is the blowup of the conic C, the morphisms
$\theta $
and
$\phi $
are blowups of the proper transforms of the curves L and C, respectively, Q is a smooth quadric in
$\mathbb {P}^4$
, the morphism
$\eta $
is the blowup of a point in Q, the morphism
$\widetilde {Q}\to Q$
is the blowup of a conic (the proper transform of the line L), the morphism
$Y\to \mathbb {P}^1$
is a
$\mathbb {P}^2$
-bundle, the morphism
$\widetilde {Q}\to \mathbb {P}^1$
is a fibration into quadric surfaces, and
$\psi $
is the contraction of the proper transform of the plane in
$\mathbb {P}^3$
containing C.
This shows that the Mori cone
$\mathrm {NE}(X_{\mathbb {C}})$
is simplicial and is generated by the extremal rays spanned by the curves contracted by
$\theta $
,
$\phi $
,
$\psi $
. Since the Galois group
$\mathrm {Gal}({\mathbb {C}}/{\Bbbk })$
cannot permute any of these rays, we see that the commutative diagram above descends to
$\Bbbk $
. In particular, we can obtain X as the blowup of a Severi–Brauer 3-fold U along a disjoint union of a twisted line and a twisted conic. Now, applying Lemma 2.5 to U and the twisted conic, we see that
$U\simeq \mathbb {P}^3$
. Hence, we see that X is rational over
$\Bbbk $
.
Lemma 4.17. Suppose that X is contained in Family № 3.21. Then X has a
$\Bbbk $
-point.
Proof. Over
$\mathbb {C}$
, there exists a blowup
$\pi \colon X_{\mathbb {C}}\to \mathbb {P}^1\times \mathbb {P}^2$
of a smooth curve C of degree
$(2,1)$
. Let S be the proper transform on X of the surface in
$\mathbb {P}^1\times \mathbb {P}^2$
of degree
$(0,1)$
that passes through the curve C, let
$\ell _1$
and
$\ell _2$
be the rulings of the surface
$S\cong \mathbb {P}^1\times \mathbb {P}^1$
such that the curves
$\pi (\ell _1)$
and
$\pi (\ell _2)$
are of degree
$(1,0)$
and
$(0,1)$
in
$\mathbb {P}^1\times \mathbb {P}^2$
, respectively. Let E be the
$\pi $
-exceptional surface, and let
$\ell _3$
be a fiber of the natural projection
$E\to C$
. Then the curves
$\ell _1$
,
$\ell _2$
,
$\ell _3$
generate the Mori cone
$\overline {\mathrm {NE}}(X)$
, and the extremal rays
$\mathbb {R}_{\geqslant 0}[\ell _1]$
and
$\mathbb {R}_{\geqslant 0}[\ell _2]$
give birational contractions
$X\to U_1$
and
$X\to U_2$
, respectively. Moreover, it follows from the proof of [Reference Cheltsov and Shramov18, Lemma 8.22] that there is a commutative diagram

where the morphism
$U_1\to \mathbb {P}^1$
is a quadric bundle, the morphism
$U_2\to \mathbb {P}^2$
is a
$\mathbb {P}^1$
-bundle, the map
$U_1\dashrightarrow U_2$
is a flop, and V is a Fano 3-fold in Family № 1.15 with one isolated ordinary double point singularity. For details, we refer the reader to the case (2.3.2) in [Reference Takeuchi76, Theorem 2.3].
Since the Galois group
$\mathrm {Gal}({\mathbb {C}}/{\Bbbk })$
cannot nontrivially permute extremal rays
$\mathbb {R}_{\geqslant 0}[\ell _1]$
,
$\mathbb {R}_{\geqslant 0}[\ell _2]$
,
$\mathbb {R}_{\geqslant 0}[\ell _3]$
, we see that the diagram above is defined over
$\Bbbk $
with
$X_{\mathbb {C}}$
replaced by X,
$\mathbb {P}^1$
replaced by a (possibly pointless) conic
$C_2$
, and
$\mathbb {P}^2$
is replaced by its
$\Bbbk $
-form U. Then we may assume that C is a curve in
$C_2\times U$
defined over
$\Bbbk $
, and
$\pi $
is the blowup of the product
$C_2\times U$
along this curve. Then the image of the curve C in U via the natural projection
$\mathrm {pr}_2\colon C_2\times U\to U$
is a twisted line in the Severi–Brauer surface U, so it follows from Lemma 2.2 that
$U\simeq \mathbb {P}^2$
and
$\mathrm {pr}_2(C)$
is a line. Moreover, since
$\mathrm {pr}_2|_C: C \to \mathrm {pr}_2(C)$
is an isomorphism, we see that C is isomorphic to
$\mathbb {P}^1$
, which implies in turn that
$C_2\simeq \mathbb {P}^1$
via the projection
$\mathrm {pr}_1\colon \colon C_2\times U\to C_2$
in consideration of Lüroth’s Theorem. Therefore X is birational to
$\mathbb {P}^1\times \mathbb {P}^2$
over
$\Bbbk $
, so X is rational over
$\Bbbk $
. In particular, we have
$X ({\Bbbk })\ne \varnothing $
.
Lemma 4.18. Suppose that X is contained in Family № 3.22. Then X has a
$\Bbbk $
-point.
Proof. Let
$\mathrm {pr}_1\colon \mathbb {P}^1\times \mathbb {P}^2\to \mathbb {P}^1$
and
$\mathrm {pr}_2\colon \mathbb {P}^1\times \mathbb {P}^2\to \mathbb {P}^2$
be the projections to the first and the second factors, respectively, let
$H_1$
be a fiber of the map
$\mathrm {pr}_1$
, let
$H_2=\mathrm {pr}_2^*(\mathcal {O}_{\mathbb {P}^2}(1))$
, and let C be a conic in
$H_1\cong \mathbb {P}^2$
. Then there is a blowup
$\psi \colon X_{\mathbb {C}}\to \mathbb {P}^1\times \mathbb {P}^2$
along the curve C.
Let
$E_C$
be the
$\psi $
-exceptional surface, let
$\widetilde {H}_1$
be the proper transform of the surface
$H_1$
on the 3-fold X, let F be the surface in
$|H_2|$
that contains C, and let
$\widetilde {F}$
be the proper transform of this surface on X. We have the following commutative diagram:

where
$\pi $
and
$\phi $
are the contraction of the surfaces
$\widetilde {H}_1\cong \mathbb {P}^2$
and
$\widetilde {F}\cong \mathbb {P}^1\times \mathbb {P}^1$
, respectively, the morphisms
$\varpi $
and
$\varphi $
are the contractions of the surfaces
$\phi (\widetilde {H}_1)$
and
$\pi (\widetilde {F})$
, respectively, the morphism
$\sigma $
is a
$\mathbb {P}^1$
-bundle, and
$\eta $
is a fibration into del Pezzo surfaces such that all its fibers except
$\pi (\widetilde {F})$
are isomorphic to
$\mathbb {P}^2$
, while
$\pi (\widetilde {F})\cong \mathbb {P}(1,1,4)$
. Note that the Mori cone
$\overline {\mathrm {NE}}(X)$
is simplicial and it is generated by the extremal rays contracted by
$\pi $
,
$\phi $
and
$\psi $
. As in the proof of Lemma 4.17, we see that the above diagram can be defined over
$\Bbbk $
with
$X_{\mathbb {C}}$
replaced by X,
$\mathbb {P}^1$
replaced by a (possibly pointless) conic
$C_2$
, and
$\mathbb {P}^2$
is replaced by its
$\Bbbk $
-form U. Then
$\pi $
is a blowup of the product
$C_2\times U$
along a curve C defined over
$\Bbbk $
such that
$\mathrm {pr}_1(C)$
is a point in
$C_2$
, and
$\mathrm {pr}_2(C)$
is a twisted conic in the Severi–Brauer surface U. Now, applying Lemma 2.2, we see that
$C_2\cong \mathbb {P}^1$
and
$U\cong \mathbb {P}^2$
, so X is rational over
$\Bbbk $
, which gives
$X ({\Bbbk })\ne \varnothing $
.
Lemma 4.19. Suppose that X is contained in Family № 3.23. Then X has a
$\Bbbk $
-point.
Proof. Let
$\mathscr {C}$
be a smooth conic in
$\mathbb {P}^3$
, let p be an arbitrary point in the conic
$\mathscr {C}$
, let
$\phi \colon V_7\to \mathbb {P}^3$
be the blowup of the point p, and let C be the proper transform on the 3-fold
$V_7$
of the conic
$\mathscr {C}$
. Then, over
$\mathbb {C}$
, there exists a birational morphism
$\pi \colon X_C\to V_7$
that is the blowup of the curve C. One can see that X fits into the commutative diagram

where Q is a smooth quadric 3-fold in
$\mathbb {P}^4$
, the morphism
$\varpi $
is the blowup of the conic
$\mathscr {C}$
, the morphism
$\widetilde {\mathbb {P}}^3\to Q$
is the contraction to a point of the proper transform of the plane in
$\mathbb {P}^3$
that contains
$\mathscr {C}$
,
$\varphi $
is the blowup of the fiber of the morphism
$\varpi $
over the point p, the morphism
$\widehat {Q}\to Q$
is the blowup of a line in Q that passes through the latter point, and
$\widehat {Q}\to \mathbb {P}^2$
is a
$\mathbb {P}^1$
-bundle. Hence, the Mori cone
$\mathrm {NE}(X_{\mathbb {C}})$
is simplicial and is generated by the extremal rays spanned by the curves contracted by
$\psi $
,
$\varphi $
,
$\pi $
. Since the Galois group
$\mathrm {Gal}({\mathbb {C}}/{\Bbbk })$
cannot permute any of these rays, the commutative diagram above descends to
$\Bbbk $
. Since
$V_7$
does not have nontrivial forms over
$\Bbbk $
by Lemma 4.12, we see that X is
$\Bbbk $
-rational.
Lemma 4.20. Suppose that X is contained in Family № 3.24. Then X has a
$\Bbbk $
-point.
Proof. Over
$\mathbb {C}$
, there is a blowup
$\phi \colon X_C\to \mathbb {P}^1\times \mathbb {P}^2$
of a smooth curve C of degree
$(1,1)$
, and we have the following commutative diagram

where W is a divisor of degree
$(1,1)$
on
$\mathbb {P}^{2}\times \mathbb {P}^{2}$
,
$\omega _{1}$
is a natural
$\mathbb {P}^{1}$
-bundle,
$\alpha $
contracts a smooth surface
$E\cong \mathbb {P}^{1}\times \mathbb {P}^{1}$
to a fiber L of
$\omega _{1}$
,
$\gamma $
is the blowup of the point
$\omega _1(L)$
, the morphism
$\xi $
is a
$\mathbb {P}^{1}$
-bundle,
$\zeta $
is a
$\mathbb {F}_{1}$
-bundle,
$\mathrm {pr}_1$
and
$\mathrm {pr}_2$
are projections to the first and the second factors, respectively. This commutative diagram shows that the Mori cone
$\mathrm {NE}(X_{\mathbb {C}})$
is generated by the extremal rays spanned by the curves contracted by
$\pi $
,
$\alpha $
,
$\phi $
. Since the Galois group
$\mathrm {Gal}({\mathbb {C}}/{\Bbbk })$
cannot nontrivially permute these rays, we see that the commutative diagram above descends to
$\Bbbk $
with
$X_{\mathbb {C}}$
replaced by X,
$\mathbb {P}^1$
replaced by a (possibly pointless) conic
$C_2$
, and
$\mathbb {P}^2$
is replaced by its
$\Bbbk $
-form U. Then we may assume that C is a curve in
$C_2\times U$
defined over
$\Bbbk $
, and
$\pi $
is the blowup of the product
$C_2\times U$
along this curve. But
$\mathrm {pr}_2(C)$
is a twisted line in U, which gives
$U\simeq \mathbb {P}^2$
by Lemma 2.2. Moreover, since
$\mathrm {pr}_2|_C\colon C \to \mathrm {pr}_2(C)$
is an isomorphism and
$\mathrm {pr}_2(C)$
is a line, we see that
$C\cong \mathbb {P}^1$
. Then
$C_2\simeq \mathbb {P}^1$
as well, since
$\mathrm {pr}_1|_C\colon C \to C_2$
is an isomorphism. Therefore, we see that X is birational to
$\mathbb {P}^1\times \mathbb {P}^2$
over
$\Bbbk $
. In particular, X has a
$\Bbbk $
-point.
Lemma 4.21. Suppose that X is contained in Family № 3.26. Then X has a
$\Bbbk $
-point.
Proof. Let
$V_7$
be the blowup of
$\mathbb {P}^3$
at a point p, let L be a line in
$\mathbb {P}^3$
not containing p, and let C be its strict transform on
$V_7$
. Then
$X_{\mathbb {C}}$
can be obtained by blowing up
$V_7$
along the curve C, and it follows from [Reference Mori and Mukai61] and [Reference Mori and Mukai63] that
$X_{\mathbb {C}}$
has exactly one divisorial contraction, the inverse of the blowing up
$X_{\mathbb {C}} \to V_7$
of the curve C. Thus, the blowup
$X_{\mathbb {C}} \to V_7$
descends to
$\Bbbk $
, but
$V_7$
does not have nontrivial
$\Bbbk $
-forms by Lemma 4.12, which implies that X can be obtained by blowing up
$V_7$
over
$\Bbbk $
. In particular,
$X({\Bbbk })\ne \varnothing $
.
Lemma 4.22. Suppose that X is contained in Family № 3.29. Then X has a
$\Bbbk $
-point.
Proof. As in the proof of Lemma 4.21, let
$f\colon V_7\to \mathbb {P}^3$
be the blowup of a point p, let E be the f-exceptional surface, and let C be a line in
$E\simeq \mathbb {P}^2$
. Then
$X_{\mathbb {C}}$
can be obtained by blowing up
$V_7$
along the curve C. Moreover, it follows from [Reference Mori and Mukai61] and [Reference Mori and Mukai63] that
$X_{\mathbb {C}}$
has two extremal contractions, one of which is to
$V_7$
and the other is to
$\mathbb {P}(\mathcal {O}_{\mathbb {P}^2} \oplus \mathcal {O}_{\mathbb {P}^2}(2))$
. In particular, they are both defined over
$\Bbbk $
. Recall from the proofs of Lemmas 4.12 and 4.13 that
$V_7$
and
$\mathbb {P}(\mathcal {O}_{\mathbb {P}^2} \oplus \mathcal {O}_{\mathbb {P}^2}(2))$
do not have nontrivial forms over
$\Bbbk $
, so we obtain the required assertion as in the proof of Lemma 4.21.
Lemma 4.23. Suppose that X is contained in Family № 3.30. Then X has a
$\Bbbk $
-point.
Proof. As in the proof of Lemmas 4.21 and 4.22, let
$f\colon V_7\to \mathbb {P}^3$
be the blowup of a point p. Then
$V_7\cong \mathbb {P}( \mathcal {O}_{\mathbb {P}^2} \oplus \mathcal {O}_{\mathbb {P}^2}(1))$
. Let L be a fiber of the natural projection
$V_7\to \mathbb {P}^2$
. Then
$X_{\mathbb {C}}$
can be obtained by blowing up
$V_7$
along L. Moreover, it follows from [Reference Mori and Mukai61] and [Reference Mori and Mukai63] that
$X_{\mathbb {C}}$
has two extremal contractions: one of them is the birational morphism
$X_{\mathbb {C}}\to V_7$
, and the other one is a birational contraction of
$V_7\to \mathbb {P}(\mathcal {O}_{\mathbb {P}^1}^{\oplus 2}\oplus \mathcal {O}_{\mathbb {P}^1}(1))$
. In particular, both morphisms must be defined over
$\Bbbk $
. Now, arguing as in the proof of Lemma 4.21, we see that X is
$\Bbbk $
-rational and, in particular, it has a
$\Bbbk $
-point.
Lemma 4.24. Suppose that X is contained in Family № 4.5. Then X has a
$\Bbbk $
-point.
Proof. Let C be a curve of degree
$(2,1)$
in
$\mathbb {P}^1\times \mathbb {P}^2$
, let L be a curve of degree
$(1,0)$
in
$\mathbb {P}^1\times \mathbb {P}^2$
that is disjoint from C. Let
$f\colon Y\to \mathbb {P}^1\times \mathbb {P}^2$
be the blowup of the curve C, and let
$\widetilde {L}$
be the strict transform of the curve L on the 3-fold Y. Then Y is a smooth Fano 3-fold in Family № 3.21, and it follows from [Reference Mori and Mukai61, Reference Mori and Mukai63] that the base extension
$X_{\mathbb {C}}$
is isomorphic over
$\mathbb {C}$
to the blowup of Y along the curve
$\widetilde {L}$
. Moreover, analyzing the Mori cone of the 3-fold
$X_{\mathbb {C}}$
, we see that the birational morphism
$X_C\to Y$
descends to the
$\Bbbk $
-birational morphism from X to a
$\Bbbk $
-form of Y. From the proof of Lemma 4.17, we know that all
$\Bbbk $
-forms of Y are
$\Bbbk $
-rational, so X is also
$\Bbbk $
-rational. In particular, X has a
$\Bbbk $
-point.
Lemma 4.25. Suppose that X is contained in Family № 4.9. Then X has a
$\Bbbk $
-point.
Proof. Let
$L_1$
and
$L_2$
be two disjoint lines in
$\mathbb {P}^3$
, let
$f\colon Y\to \mathbb {P}^3$
be the blowup of the curves
$L_1$
and
$L_2$
, let
$E_1$
and
$E_2$
be the f-exceptional surfaces such that
$f(E_1)=L_1$
and
$f(E_2)=L_2$
, and let C be a fiber of the natural projection
$E_1\to L_1$
. Then there exists a birational morphism
$g\colon X_{\mathbb {C}}\to Y$
that blows up the curve C.
Let
$E_C$
be the g-exceptional surface, let
$\widetilde {E}_1$
and
$\widetilde {E}_2$
be the strict transforms on
$X_{\mathbb {C}}$
of the surfaces
$E_1$
and
$E_2$
, respectively. Then there exists a birational contraction
$h\colon X_{\mathbb {C}}\to V_7$
of the surfaces
$\widetilde {E}_1$
and
$\widetilde {E}_2$
such that
$V_7$
is the blowup of
$\mathbb {P}^3$
at the point
$f(C)$
, and
$h(E_C)$
is the exceptional divisor of the morphism
$V_7\to \mathbb {P}^3$
. To be precise, we have the following commutative diagram:

Moreover, it follows from [Reference Mori and Mukai61] and [Reference Mori and Mukai63] that this commutative diagram is defined over
$\Bbbk $
, so that X is
$\Bbbk $
-rational, since
$V_7$
does not have nontrivial
$\Bbbk $
-forms by Lemma 4.12. In particular, we see that X has a
$\Bbbk $
-point.
Lemma 4.26. Suppose that X is contained in Family № 4.11. Then X has a
$\Bbbk $
-point.
Proof. Let
$V=\mathbb {P}^1 \times \mathbb {F}_1$
, let S be a fiber of the natural projection
$V\to \mathbb {P}^1$
, and let C be the
$(-1)$
-curve in
$S\cong \mathbb {F}_1$
. Then it follows from [Reference Mori and Mukai61, Reference Mori and Mukai63] that there exists a birational morphism
$f\colon X_{\mathbb {C}} \to \mathbb {P}^1 \times \mathbb {F}_1$
that is the blowup of the curve C. Let E be the f-exceptional divisor. Then it follows from [Reference Matsuki59] that E is defined over
$\Bbbk $
. Since
$\mathbb {F}_1$
does not have nontrivial forms over
$\Bbbk $
, the 3-fold X is the blowup of
$\mathscr {C}\times \mathbb {F}_1$
, where
$\mathscr {C}$
is a conic in
$\mathbb {P}^2$
. However, the image of E in
$\mathscr {C}\times \mathbb {F}_1$
is a curve that is contained in a fiber of the natural projection
$\mathscr {C}\times \mathbb {F}_1\to \mathscr {C}$
, which implies that
$\mathscr {C}$
has a
$\Bbbk $
-point. Therefore, X is
$\Bbbk $
-birational to
$\mathbb {P}^1 \times \mathbb {F}_1$
and, in particular, it has a
$\Bbbk $
-point.
Remark 4.27. As seen in the above argument, all
$\Bbbk $
-forms of strictly K-semistable Fano 3-folds except for those belonging to Family № 2.11 are rational over
$\Bbbk $
.
5 Pointless K-polystable Fano 3-folds
In this section, we work through the 18 families of Fano 3-folds that contain K-polystable elements but K-polystability is not known for all elements. They also exhibit the phenomenon that their smooth elements do not always admit
$\Bbbk $
-points. The next section deals with examples in each case without
$\Bbbk $
-points.
Strategy of the proof in this section: In each case, we denote by X the smooth Fano 3-fold defined over
$\Bbbk \subset \mathbb {C}$
, which we assume has no
$\Bbbk $
-rational points, and by
$X_{\mathbb {C}}$
its geometric model, which we aim to prove is K-polystable. The argument of the proof starts by assuming
$X_{\mathbb {C}}$
is not K-polystable. Suppose
$X_{\mathbb {C}}$
is not K-polystable. Then it follows from the valuative criterion for K-stability [Reference Fujita33, Reference Li54] that
$\delta (X_{\mathbb {C}})\leqslant 1$
. Since
$\delta (X_{\mathbb {C}})<\frac {4}{3}$
, it follows from [Reference Liu, Xu and Zhuang56, Theorem 1.2] that there exists a prime divisor
$\mathbf {F}$
over
$X_{\mathbb {C}}$
that computes
$\delta $
:
Moreover, if
$\delta (X_{\mathbb {C}})<1$
it follows from [Reference Zhuang81, Theorem 4.4] that
$\mathbf {F}$
is defined over
$\Bbbk $
. If
$\delta (X_{\mathbb {C}})=1$
we can also assume
$\mathbf {F}$
is defined over
$\Bbbk $
by [Reference Zhuang81, Corollary 4.14], because
$X_{\mathbb {C}}$
is not K-polystable. Let
$Z\subset X$
be the center of the divisor
$\mathbf {F}$
. Then Z is not a surface by [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Theorem 3.17]. On the other hand, since
$X(\Bbbk )=\varnothing $
, we conclude that Z is a geometrically irreducible curve defined over
$\Bbbk $
. In each case, we get a contradiction, often by estimating lower bounds of greater than
$1$
for
$\delta _C(X_{\mathbb {C}})$
for all curves
$C\subset X_{\mathbb {C}}$
, and noting that
where the infimum runs over all prime divisors over
$X_{\mathbb {C}}$
whose centers contain C.
Lemma 5.1. Suppose that X is contained in Family № 1.9 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. Suppose that
$X_{\mathbb {C}}$
is not K-polystable. Then, as explained above, there exists a geometrically irreducible divisor
$\mathbf {F}$
over X that is defined over
$\Bbbk $
such that it computes
$\delta $
:
and its center on X is a geometrically irreducible curve
$Z\subset X$
, which is defined over
$\Bbbk $
. Recall that the linear system
$|-K_X|$
gives an embedding
$X\hookrightarrow \mathbb {P}^{11}$
that is defined over
$\Bbbk $
. Let us identify X with its anticanonical image in
$\mathbb {P}^{11}$
. Then Z is not a line, because
$X(\Bbbk )=\varnothing $
. Starting from now, we work with the geometric model
$X_{\mathbb {C}}$
and with abuse of notation we write X and Z for their geometric models over
$\mathbb {C}$
. Let us seek a contradiction.
Let S be a very general surface in
$|-K_{X}|$
, let
$H_S=-K_{X}\vert _{S}$
, and let C be a general curve in
$|H_S|$
. Then
$\mathrm {Pic}(S)=\mathbb {Z}[H_S]$
, and
$C\cap (S\cap Z)=\varnothing $
. Let
$V_{\vec {\bullet }}$
be the
$\mathbb {Z}_{\geqslant 0}$
-graded linear series associated to
$-K_X$
, let
$W_{\vec {\bullet }}$
be its refinement by S (see [Reference Abban and Zhuang1, Example 2.1]), and let
$\mathcal {F}$
be the filtration induced by C. Then it follows from [Reference Abban and Zhuang1, Theorem 3.4] that
Let us estimate
$\mathrm {lct}_{S\cap Z}(S;D)$
for an m-basis type divisor D of the refinement
$W_{\vec {\bullet }}$
compatible with
$\mathcal {F}$
for sufficiently large
$m\gg 0$
. If we show that
$\mathrm {lct}_{S\cap Z}(S;D)$
is greater than a fixed number
$>1$
for all sufficiently large m, this would contradict the inequality
$\delta _{S\cap Z}(S;W_{\vec {\bullet }},\mathcal {F})\leqslant 1$
.
Suppose that m is sufficiently large. By [Reference Abban and Zhuang1, § 3.1], there exists an effective
$\mathbb {Q}$
-divisor
$\Gamma $
such that
Since
$C\cap (S\cap Z)=\varnothing $
, we have
$\mathrm {lct}_{S\cap Z}(S;D)=\mathrm {lct}_{S\cap Z}(S;\Gamma )$
. Note that
$\Gamma \sim _{\mathbb {Q}}\lambda _mH_S$
for some
$\lambda _m\in \mathbb {Q}_{>0}$
, since
$\mathrm {Pic}(S)=\mathbb {Z}[H_S]$
. On the other hand, it follows from [Reference Abban and Zhuang1, (3.1)] that
Hence, by [Reference Abban and Zhuang1, Lemma 2.13] and the calculation above we get
because
$C\sim H_S$
. Therefore, we have
$\lambda _m=\frac {3}{4}-S_m(W_{\vec {\bullet }};C)$
, because
In particular, we have
$\lim \limits _{m\to \infty }\lambda _m=\frac {1}{2}$
. On the other hand, it follows from the proof of [Reference Abban and Zhuang1, Lemma 2.9] that there exists a sequence of numbers
$r_m\in (0,1)$
with
$\lim \limits _{m\to \infty }r_m=1$
such that
for any prime divisor E over S, and the numbers
$r_m$
are independent of the choice of E. Moreover, the sequence can be slightly perturbed so that we also have
$r_m\lambda _m<\frac {1}{2}$
. Then the log pair
$(S,4r_m\Gamma )$
has Kawamata log terminal singularities away from finitely many points, because
for every prime divisor
$E\subset S$
. Let
$\mathcal {J}=\mathcal {J}(S,4r_m\Gamma )$
be the multiplier ideal sheaf of the log pair
$(S,4r_m\Gamma )$
. Then
$\mathcal {J}$
is co-supported at finitely many points, and it follows from the Nadel vanishing theorem that
because
$2H_S-(K_S+4r_m\Gamma )$
is ample. Hence, applying the Riemann–Roch theorem, we get
On the other hand, the intersection
$S\cap Z$
consists of at least two points, because Z is not a line. Therefore, there exists a point
$p\in S\cap Z$
such that
So, it follows from Corollary 2.13 that
$\mathrm {lct}_p(S,4r_m\Gamma )\geqslant c$
for some absolute constant
$c>\frac {1}{4}$
. This gives
Since
$\lim \limits _{m\to \infty }r_m=1$
and
$c>\frac {1}{4}$
, we conclude that
$\mathrm {lct}_{S\cap Z}(S,D)$
is greater than a fixed number
$>1$
for all sufficiently large m, which contradicts the inequality
$\delta _{S\cap Z}(S;W_{\vec {\bullet }},\mathcal {F})\leqslant 1$
obtained earlier.
Lemma 5.2. Suppose that X is contained in Family № 1.10 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. Recall that
$|-K_X|$
gives an embedding
$X\hookrightarrow \mathbb {P}^{13}$
that is defined over
$\Bbbk $
. Let us identify X with its anticanonical image in
$\mathbb {P}^{13}$
. Suppose that the 3-fold
$X_{\mathbb {C}}$
is not K-polystable. Then there exists a birational morphism
$f\colon \widetilde {X}\to X$
defined over
$\Bbbk $
with normal 3-fold
$\widetilde {X}$
and an f-exceptional geometrically irreducible divisor
$\mathbf {F}$
defined over
$\Bbbk $
such that
and the center of
$\mathbf {F}$
on the 3-fold X is a geometrically irreducible curve Z. Then Z is not a line, because the curve Z is defined over
$\Bbbk $
and
$X(\Bbbk )=\varnothing $
. Moreover, arguing exactly as in the proof of Lemma 5.1, we see that Z is a pointless conic.
Let
$\phi \colon \widehat {X}\to X$
be the blowup of the curve Z, and let E be the
$\phi $
-exceptional surface. Then it follows from [Reference Takeuchi75, (2.13.2)] or from [Reference Iskovskikh and Prokhorov42, Theorem 4.4.11] and [Reference Iskovskikh and Prokhorov42, Corollary 4.4.3] that
$|-K_{\widehat {X}}|$
is base point free, and
$|-K_{\widehat {X}}-E|$
gives a birational map
, where Q is a smooth quadric 3-fold in
$\mathbb {P}^{4}$
, which is defined over
$\Bbbk $
. Then
$Q(\Bbbk )=\varnothing $
by Lemma 2.1. Moreover, we have the following commutative diagram

where
$\alpha $
is a small birational morphism that is given by
$|-K_{\widehat {X}}|$
, Y is a Fano 3-fold with Gorenstein non-
$\mathbb {Q}$
-factorial terminal singularities with
$-K_{Y}^3=16$
, the map
$\zeta $
is a pseudo-isomorphism that flops the curves contracted by
$\alpha $
,
$\pi $
is the blowup of a smooth rational sextic curve
$\Gamma \subset Q$
, and
$\beta $
is a small birational morphism that is given by the linear system
$|-K_{\widehat {Q}}|$
. Let F be the
$\pi $
-exceptional surface, and let
$\widehat {F}$
be its strict transform on
$\widehat {X}$
. Then
$\widehat {F}\sim \phi ^*(-2K_X)-5E$
, and the cone of effective divisors of
$\widehat {X}$
is generated by the surfaces
$\widehat {F}$
and E.
Let us try to apply Theorem 2.8 to derive a contradiction. Let S be a very general surface in
$|-K_X|$
that contains the conic Z, and let
$H_S=-K_X\vert _{S}$
. Then it follows from [Reference Ravindra and Srinivas71] and the diagram above that the class group
$\mathrm {Cl}(S)$
is generated by Z and
$H_S$
. Note that the strict transform of S on the quadric Q is a smooth anticanonical K3 surface isomorphic to S that contains the sextic curve
$\Gamma $
, so we may identify these two surfaces. This implies that
$\Gamma \in |2H_S-5Z|$
. Note also that Z and
$\Gamma $
are
$(-2)$
-curves in S, we have
$Z\cdot \Gamma =14$
and
$2H_S\sim 5Z+\Gamma $
, which allows us to compute
$S(W^S_{\bullet ,\bullet };Z)=\frac {337}{308}>1$
. Thus, unfortunately, we cannot apply Theorem 2.8 to derive a contradiction. Hence, we have to use a more delicate approach.
By [Reference Kuznetsov, Prokhorov and Shramov52, Lemma 2.1.4] and [Reference Kuznetsov, Prokhorov and Shramov52, Corollary 2.1.6], either
$E\simeq \mathbb {P}^1\times \mathbb {P}^1$
or
$E\simeq \mathbb {F}_2$
. If
$E\simeq \mathbb {P}^1\times \mathbb {P}^1$
, we denote by
$\textbf {s}$
a section of the natural projection
$E\to Z$
such that
$\textbf {s}^2=0$
. If
$E\simeq \mathbb {F}_2$
, we denote by
$\textbf {s}$
the section of the natural projection
$E\to Z$
such that
$\textbf {s}^2=-2$
. In both cases, let
$\textbf {l}$
be a fiber of the natural projection
$E\to Z$
. If
$E\simeq \mathbb {P}^1\times \mathbb {P}^1$
, then
$-E\vert _{E}\sim \textbf {s}$
. If
$E\simeq \mathbb {F}_2$
, then
$-E\big \vert _{E}\sim \textbf {s}+\textbf {l}$
, so
$-E\vert _{\textbf {s}}$
is a line bundle on
$\textbf {s}$
of degree
$-1$
. In the latter case, both E and
$\mathbf {s}$
are defined over
$\Bbbk $
, so that
$\mathbf {s}(\Bbbk )\ne \varnothing $
by Lemma 2.2, which implies that
$X(\Bbbk )\ne \varnothing $
, which contradicts our assumption. Hence, we see that
$E\simeq \mathbb {P}^1\times \mathbb {P}^1$
.
Recall from [Reference Blum and Jonsson9] that
$S_X(\mathbf {F})\leqslant \frac {3}{4}\tau _X(\mathbf {F})$
, where
Moreover, it follows from [Reference Fujita34, Proposition 3.2] that
$S_X(\mathbf {F})<\frac {3}{4}\tau _X(\mathbf {F})$
. This gives
which also follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 1.45]. In particular, it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Remark 1.43] that there exists an effective
$\mathbb {Q}$
-divisor D on X that is defined over
$\Bbbk $
such that
$D\sim _{\mathbb {Q}}-K_X$
, and
so Z is a center of non-log canonical singularities of the log pair
$(X,\frac {3}{4}D)$
. Let
$\widehat {D}$
be the proper transform on
$\widehat {X}$
of the divisor D, and let
$m=\mathrm {mult}_{Z}(D)$
. Then
and
$m>\frac {4}{3}$
, because Z is a center of non-log canonical singularities of the log pair
$(X,\frac {3}{4}D)$
. On the other hand, we know that
$\widehat {F}\sim 2\phi ^*(-K_X)-5E$
, so that
which gives
$m\leqslant \frac {5}{2}$
. Thus, since
$\frac {3}{4}m<2=A_X(E)$
, the center of the divisor
$\mathbf {F}$
on
$\widehat {X}$
is an irreducible curve
$\widehat {Z}\subset E$
such that
$\phi (\widehat {Z})=Z$
. Note that
so
$\widehat {Z}$
is a center of non-log canonical singularities of the log pair
Thus, since
$m\leqslant \frac {5}{2}$
, the curve
$\widehat {Z}$
must be a section of the natural projection
$E\to Z$
by [Reference Cheltsov and Park16, Remark 2.5]. Moreover, applying [Reference Kollár and Mori50, Theorem 5.50], we see that the pair
$(E,\frac {3}{4}\widehat {D}\vert {E})$
is also not log canonical along
$\widehat {Z}$
. Then
$\frac {3}{4}\widehat {D}\vert _{E}=\theta \widehat {Z}+\Omega $
for a rational number
$\theta>1$
and an effective
$\mathbb {Q}$
-divisor
$\Omega $
on the surface E. But
so we get
This (again) implies that
$\widehat {Z}$
is a section of the natural projection
$E\to Z$
, since
$\theta>1$
and
$\frac {3m}{4}<\frac {15}{8}<2$
. Thus, one has
$\widehat {Z}\sim \textbf {s}+\kappa \textbf {l}$
for some nonnegative integer
$\kappa $
. Then
which implies that
$\kappa =0$
or
$\kappa =1$
. If
$\kappa =1$
, then
$\widehat {Z}\sim \mathbf {s}+\mathbf {l}$
, so that
$\widehat {Z}\vert _{\widehat {Z}}$
is a line bundle on
$\widehat {Z}$
of degree
$1$
, so using Lemma 2.2 we obtain a contradiction, because
$\widehat {Z}$
is defined over
$\Bbbk $
. Hence,
$\kappa =0$
and
$\widehat {Z}\sim \mathbf {s}$
.
Implicitly, we already proved that
$S_X(E)<2$
and
$\beta (E)>0$
. Let us verify this explicitly. Namely, let us compute
$S_X(E)$
and
$\beta (E)$
. Observe that
$\tau _{X}(E)=\frac {5}{2}$
, where
Thus, we have
Moreover, if
$u\in [0,1]$
, then
$\phi ^*(-K_X)-uE$
is nef, so that
If
$u\in [1,2]$
, the strict transform on
$\widehat {Q}$
of the divisor
$\phi ^*(-K_X)-uE$
is nef. Indeed, let
$H_Q$
be the pull back of the hyperplane section of the quadric 3-fold Q. Then
$\widehat {E}\sim 2H_Q-F$
, and the strict transform on
$\widehat {Q}$
of the divisor
$\phi ^*(-K_X)$
is rationally equivalent to
$5H_Q-2F$
, where
$\widehat {E}$
is the strict transform of E on
$\widehat {Q}$
. Thus, if
$u\in [1,2]$
, then the strict transform on
$\widehat {Q}$
of the divisor
$\phi ^*(-K_X)-uE$
is
$\mathbb {R}$
-rationally equivalent to
$5H_Q-2F-u(2H_Q-F)$
, which is nef. Therefore, if
$u\in [1,2]$
, then
Finally, if
$u\in [2,\frac {5}{2}]$
, then
$(5-2u)H_Q$
is the positive part of the Zariski decomposition of the divisor
so that
Integrating, we get
$S_X(E)=\frac {117}{88}<2$
and
$\beta (E)=\frac {29}{88}>0$
. Implicitly, we computed the Nakayama–Zariski decomposition of the divisor
$\phi ^*(-K_X)-uE$
as follows:
and
Here, we use notations from [Reference Nakayama67], that is,
$P_{\sigma }(\phi ^*(-K_X)-uE)$
is the positive part of the Nakayama–Zariski decomposition of the divisor
$\phi ^*(-K_X)-uE$
, and
$N_{\sigma }(\phi ^*(-K_X)-uE)$
is its negative part.
Let us apply [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Theorem 1.101] to the divisor E and the curve
$\widehat {Z}\subset E$
. Since
$S_X(E)<2$
and
$\beta (\mathbf {F})\leqslant 0$
, we see that
$S(W_{\bullet ,\bullet }^E,\widehat {Z})\geqslant 1$
, where we use notations introduced in [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, § 1.7]. On the other hand, we can compute
$S(W_{\bullet ,\bullet }^E,\widehat {Z})$
using [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Theorem 1.106] or [Reference Fujita35, Theorem 4.8]. But this has to be done on the 3-fold that dominates both
$\widehat {Q}$
and
$\widehat {X}$
. Namely, later we will explicitly construct a commutative diagram (defined over
$\Bbbk $
)

such that U is a smooth 3-fold,
$\gamma $
and
$\eta $
are compositions of
$4$
blowups of smooth (possibly infinitely near) curves whose images on
$X_{\mathbb {C}}$
are lines intersecting
$Z_{\mathbb {C}}$
. Let
$\widetilde {E}$
be the strict transform on U of the surface E, and let
$\widetilde {Z}$
be the strict transform on U of the curve
$\widehat {Z}$
. Then
$\widetilde {Z}\subset \widetilde {E}$
. We will see later that
$\widetilde {E}$
is smooth, and the induced morphism
$\widetilde {E}_{\mathbb {C}}\to E_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
is a composition of blowups of four (possibly near) points. Now, we can compute
$S(W_{\bullet ,\bullet }^E,\widehat {Z})$
as follows. For
$u\in [0,\frac {5}{2}]$
, let
$\widetilde {P}(u)$
be the positive part of the Zariski decomposition of the divisor
$\eta ^*(\phi ^*(-K_{X_{\mathbb {C}}})-uE_{\mathbb {C}})$
, let
$\widetilde {N}(u)$
be its negative part, and let
For each
$u\in [0,\frac {5}{2}]$
and each
$v\in [0,\widetilde {t}(u)]$
, let
$\widetilde {P}(u,v)$
be the positive part of the Zariski decomposition of the divisor
$\widetilde {P}(u)\vert _{\widetilde {E}_{\mathbb {C}}}-v\widetilde {Z}_{\mathbb {C}}$
. Then it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Theorem 1.106] or [Reference Fujita35, Theorem 4.8] that
Furthermore, we will show that
$\widetilde {Z}_{\mathbb {C}}$
is not contained in the support of the divisor
$\widetilde {N}(u)$
for every
$u\in [0,\frac {5}{2}]$
, so the formula for
$S(W_{\bullet ,\bullet }^E,\widehat {Z})$
simplifies as follows:
To apply formula (5.2), we have to work on the diagram (5.1). To do this, we let
$\widehat {E}$
be the strict transform on
$\widehat {Q}$
of the surface E, and we let
$\overline {E}=\pi (\widehat {E})$
. Then, as we mentioned above, we have
$\widehat {E}\sim 2H_Q-F$
, which implies that
$\overline {E}=Q\cap Q^\prime $
for some quadric 3-fold
$Q^\prime \subset \mathbb {P}^4$
that is different from Q. Keeping in mind that the surface
$\overline {E}$
is geometrically irreducible, we see that either
$\overline {E}_{\mathbb {C}}$
has isolated singularities, or
$\overline {E}_{\mathbb {C}}$
is singular along a line (and has isolated singularities away from this line), so this line of singularities must be defined over
$\Bbbk $
. However, the latter possibility cannot happen, since
$\overline {E}$
is defined over
$\Bbbk $
and
$\overline {E}(\Bbbk )=\varnothing $
, because Q is a pointless quadric. Thus, we conclude that
$\overline {E}_{\mathbb {C}}$
has isolated singularities. Similarly, we see that
$\overline {E}_{\mathbb {C}}$
is not a cone, which implies that
$\overline {E}_{\mathbb {C}}$
is a del Pezzo surface of degree
$4$
that has at most Du Val singularities. Now, using [Reference Coray and Tsfasman25] and the fact that
$\overline {E}(\Bbbk )=\varnothing $
, we see that one of the following cases holds:
-
(1) $\overline {E}_{\mathbb {C}}$
is smooth (general case); -
(2) $\overline {E}_{\mathbb {C}}$
has two ordinary double points and
$8$
lines (special case); -
(3) $\overline {E}_{\mathbb {C}}$
is toric, and it has four ordinary double points and
$4$
lines (very special case).
In each case, no line in
$\overline {E}_{\mathbb {C}}$
is defined over
$\Bbbk $
. Similarly, if
$\overline {E}_{\mathbb {C}}$
is singular, no singular point of
$\overline {E}_{\mathbb {C}}$
is defined over
$\Bbbk $
, because E does not contain
$\Bbbk $
-points, since
$Q(\Bbbk )=\varnothing $
. In particular, if
$\overline {E}_{\mathbb {C}}$
is singular, then
$\Gamma _{\mathbb {C}}$
cannot contain an odd number of its singular points by Lemma 2.2, because
$\Gamma $
is defined over
$\Bbbk $
. If the surface
$\overline {E}_{\mathbb {C}}$
is smooth,
$\pi $
induces an isomorphism
$\widehat {E}\simeq \overline {E}$
. Similarly, if
$\Gamma _{\Bbbk }$
does not contain singular points of the surface
$\overline {E}_{\mathbb {C}}$
, the morphism
$\pi $
also induces an isomorphism
$\widehat {E}\simeq \overline {E}$
. In general,
$\pi $
induces a birational morphism
$\widehat {E}\to \overline {E}$
, which gives a partial resolution of singularities of the surface
$\overline {E}$
. Moreover, since
$\pi $
is a blowup of the curve
$\Gamma $
and
$\overline {E}_{\mathbb {C}}$
has at most ordinary double singularities, we see that the induced morphism
$\widehat {E}_{\mathbb {C}}\to \overline {E}_{\mathbb {C}}$
resolves every singular point contained in
$\Gamma _{\mathbb {C}}$
, and the corresponding exceptional curve is a
$(-2)$
-curve in the surface
$\widehat {E}_{\mathbb {C}}$
.
Let
$\widehat {\Gamma }$
be the strict transform on
$\widehat {E}$
of the curve
$\Gamma $
. Then
$\widehat {\Gamma }_{\mathbb {C}}\simeq \mathbb {P}^1$
and
$\widehat {\Gamma }_{\mathbb {C}}$
is contained in the smooth locus of the surface
$\widehat {E}_{\mathbb {C}}$
. By the adjunction formula, we have
$\widehat {\Gamma }^2=4$
, so it follows from the Riemann–Roch theorem that
$|\widehat {\Gamma }|$
gives a birational morphism
$\widehat {E}\to \mathscr {S}$
such that
$\mathscr {S}$
is a surface of degree
$4$
in
$\mathbb {P}^5$
. Now, using the classification of surfaces of minimal degree, we see that
$\mathscr {S}_{\mathbb {C}}$
is isomorphic to one of the following surfaces:
$\mathbb {P}^2$
,
$\mathbb {P}^1\times \mathbb {P}^1$
,
$\mathbb {F}_2$
or
$\mathbb {P}(1,1,4)$
. But
$\mathscr {S}_{\mathbb {C}}\not \simeq \mathbb {P}(1,1,4)$
, since
$\mathscr {S}_{\mathbb {C}}$
has Du Val singularities. Similarly, we see that
$\mathscr {S}_{\mathbb {C}}\not \simeq \mathbb {F}_2$
, because otherwise the strict transform on
$\widehat {E}_{\mathbb {C}}$
of the unique
$(-2)$
-curve in
$\mathscr {S}_{\mathbb {C}}$
would be a
$(-2)$
-curve defined over
$\Bbbk $
, so that its image on
$Q_{\mathbb {C}}$
would be a
$\Bbbk $
-point. Finally,
$\mathscr {S}_{\mathbb {C}}\not \simeq \mathbb {P}^2$
, since otherwise we would have
$\mathscr {S}\simeq \mathbb {P}^2$
by Lemma 2.2, which is impossible since
$\widehat {E}$
does not have
$\Bbbk $
-points. Thus, we conclude that
$\mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
. Then the image of
$\widehat {\Gamma }_{\mathbb {C}}$
in
$\mathscr {S}_{\mathbb {C}}$
is a curve of degree
$(1,2)$
, and the morphism
$\widehat {E}_{\mathbb {C}}\to \mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
is a composition of
$4$
blowups of (possibly infinitely near) points, which contracts all curves in
$\widehat {E}_{\mathbb {C}}$
that are disjoint from
$\widehat {\Gamma }_{\mathbb {C}}$
.
First, we suppose that
$\widehat {E}$
is smooth. Then
$\Gamma _{\mathbb {C}}$
contains all singular points of the surface
$\overline {E}_{\mathbb {C}}$
. We claim that either
$\overline {E}_{\mathbb {C}}$
is smooth, or
$\overline {E}_{\mathbb {C}}$
has two singular points. Indeed, if
$\overline {E}_{\mathbb {C}}$
has four singular points and
$\Gamma _{\mathbb {C}}$
contains all of them, then
$\widehat {\Gamma }_{\mathbb {C}}$
intersects each
$(-2)$
-curve in
$\widehat {E}_{\mathbb {C}}$
transversally by one point, which implies that the birational morphism
$\widehat {E}_{\mathbb {C}}\to \mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
is a blowup of four intersection points of two curves of degree
$(1,0)$
and two curves of degree
$(0,1)$
. In this case, all four
$(-2)$
-curves in
$\widehat {E}_{\mathbb {C}}$
are strict transforms of these two curves of degree
$(1,0)$
and two curves of degree
$(0,1)$
, which is impossible, because
$\widehat {\Gamma }_{\mathbb {C}}$
intersects each
$(-2)$
-curve in
$\widehat {E}_{\mathbb {C}}$
transversally by one point. Hence, we see that
-
• either $\overline {E}_{\mathbb {C}}$
is smooth; -
• or $\overline {E}_{\mathbb {C}}$
has two ordinary double points, and
$\widehat {\Gamma }_{\mathbb {C}}$
contains both of them.
If
$\overline {E}_{\mathbb {C}}$
is smooth, then
$\widehat {E}\simeq \overline {E}$
and
$\widehat {\Gamma }=F\vert _{\widehat {E}}$
. Similarly, if
$\overline {E}_{\mathbb {C}}$
is singular, then
$\widehat {E}_{\mathbb {C}}$
is a minimal resolution of singularities of the surface
$\overline {E}_{\mathbb {C}}$
, and
$F_{\mathbb {C}}\big \vert _{\widehat {E}_{\mathbb {C}}}=\widehat {\Gamma }+\mathbf {f}_1+\mathbf {f}_2$
, where
$\mathbf {f}_1$
and
$\mathbf {f}_2$
are the only
$(-2)$
-curves in
$\widehat {E}_{\mathbb {C}}$
, which are mapped to the singular points of the surface
$\overline {E}_{\mathbb {C}}$
, and both
$\mathbf {f}_1$
and
$\mathbf {f}_2$
are fibers of the natural projection
$F_{\mathbb {C}}\to \Gamma _{\mathbb {C}}$
. In both cases, the birational morphism
$\widehat {E}_{\mathbb {C}}\to \mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
is a composition of blowups of
$4$
distinct points. Thus, if
$\overline {E}_{\mathbb {C}}$
is smooth, then
$\widehat {E}_{\mathbb {C}}$
contains four disjoint
$(-1)$
-curves
$\ell _1$
,
$\ell _2$
,
$\ell _3$
,
$\ell _4$
such that
and
$\ell _1$
,
$\ell _2$
,
$\ell _3$
,
$\ell _4$
are strict transforms of four curves of degree
$(1,1)$
in
$\mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
that contain three out of four points of the blowup
$\widehat {E}_{\mathbb {C}}\to \mathscr {S}_{\mathbb {C}}$
. Similarly, if
$\overline {E}_{\mathbb {C}}$
is singular, then
$\widehat {E}_{\mathbb {C}}$
contains four disjoint
$(-1)$
-curves
$\ell _1$
,
$\ell _2$
,
$\ell _3$
,
$\ell _4$
such that
$\ell _1\cdot \mathbf {f}_1=\ell _3\cdot \mathbf {f}_1=\ell _2\cdot \mathbf {f}_2=\ell _4\cdot \mathbf {f}_2=1$
,
$\ell _1\cdot \mathbf {f}_2=\ell _3\cdot \mathbf {f}_2=\ell _2\cdot \mathbf {f}_1=\ell _4\cdot \mathbf {f}_1=9$
,
and
$\ell _1$
,
$\ell _2$
,
$\ell _3$
,
$\ell _4$
are strict transforms of the curves of degree
$(1,0)$
in
$\mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
that contain one out of four points of the blowup
$\widehat {E}_{\mathbb {C}}\to \mathscr {S}_{\mathbb {C}}$
. Thus, in both cases, we have
so the curves
$\ell _1$
,
$\ell _2$
,
$\ell _3$
,
$\ell _4$
are contracted by
$\beta $
. Note that all curves contracted by
$\beta $
are contained in
$\widehat {E}_{\mathbb {C}}$
. Now, using basic geometry of the surface
$\widehat {E}_{\mathbb {C}}$
, it is not difficult to see that
$\ell _1$
,
$\ell _2$
,
$\ell _3$
,
$\ell _4$
are the only curves contracted by
$\beta $
. Moreover, their normal bundles are isomorphic to
$\mathcal {O}_{\mathbb {P}^1}(-1)\oplus \mathcal {O}_{\mathbb {P}^1}(-1)$
, and
$\zeta ^{-1}$
is a composition of Atiyah flops of these
$4$
curves. Hence, the birational morphism
$\gamma $
in (5.1) is the blowup of the curves
$\ell _1$
,
$\ell _2$
,
$\ell _3$
,
$\ell _4$
. This implies that
$\widetilde {E}\simeq \widehat {E}$
, and
$\eta $
induces a birational morphism
$\widetilde {E}_{\mathbb {C}}\to E_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
that contracts the curves
$\ell _1$
,
$\ell _2$
,
$\ell _3$
,
$\ell _4$
.
Let
$F_1$
,
$F_2$
,
$F_3$
,
$F_4$
be the
$\gamma $
-exceptional surfaces such that
$\gamma (F_i)=\ell _i$
, and let
$\widetilde {F}$
be the strict transform on U of the
$\pi $
-exceptional divisor F. Then
each
$F_i\simeq \mathbb {P}^1\times \mathbb {P}^1$
, the line bundle
$F_i\vert _{F_i}$
has degree
$(-1,-1)$
, and
$\eta (F_1)$
,
$\eta (F_2)$
,
$\eta (F_3)$
,
$\eta (F_4)$
are the curves contracted by
$\alpha $
. Note that
$\eta $
induces a birational morphism
$\widetilde {E}_{\mathbb {C}}\to E_{\mathbb {C}}$
that contracts the curves
$F_1\vert _{\widetilde {E}}$
,
$F_2\vert _{\widetilde {E}}$
,
$F_3\vert _{\widetilde {E}}$
,
$F_4\vert _{\widetilde {E}}$
. Note also that the images on
$X_{\mathbb {C}}$
of the curves
$\eta (F_1)$
,
$\eta (F_2)$
,
$\eta (F_3)$
,
$\eta (F_4)$
are lines in
$X_{\mathbb {C}}$
that intersect the conic Z. Now, using the Nakayama–Zariski decomposition of the divisor
$\phi ^*(-K_X)-uE$
described above, we compute the Zariski decompsotion of the divisor
$\eta ^*(\phi ^*(-K_X)-uE)$
as follows:
where
In particular, we can re-compute
$S_X(E)$
as
To compute
$S(W_{\bullet ,\bullet }^E,\widehat {Z})$
, we use notations introduced earlier. Let
$\widetilde {\mathbf {s}}$
be the pull back on
$\widetilde {E}_{\mathbb {C}}$
of the curve
$\mathbf {s}$
via the birational morphism
$\widetilde {E}_{\mathbb {C}}\to E_{\mathbb {C}}$
, let
$\widetilde {\mathbf {l}}$
be the pull back on
$\widetilde {E}_{\mathbb {C}}$
of the curve
$\mathbf {l}$
, and let
$\mathbf {e}_i=F_i\vert _{\widetilde {E}_{\mathbb {C}}}$
. Then
$\widetilde {Z}_{\mathbb {C}}\sim \widetilde {\mathbf {s}}$
, because
$\widehat {Z}_{\mathbb {C}}\sim \mathbf {s}$
, and
$\widehat {Z}_{\mathbb {C}}$
cannot contain any point blown up by the morphism
$\widetilde {E}_{\mathbb {C}}\to E_{\mathbb {C}}$
, since otherwise
$\widetilde {Z}_{\mathbb {C}}$
would be either a
$(-1)$
-curve or a
$(-2)$
-curve in
$\widetilde {E}_{\mathbb {C}}$
that is defined over
$\Bbbk $
, which would imply that
$\overline {E}(\Bbbk )\ne \varnothing $
, which is impossible, since
$\overline {Q}(\Bbbk )=\varnothing $
by Lang–Nishimura Lemma 2.1.
If
$\overline {E}_{\mathbb {C}}$
is smooth, then
$\widehat {F}_{\mathbb {C}}\vert _{E_{\mathbb {C}}}$
is a strict transform of the curve
$\Gamma $
, which is contained in
$|5\mathbf {s}+4\mathbf {l}|$
. Similarly, if
$\overline {E}_{\mathbb {C}}$
is singular, then
$\widehat {F}_{\mathbb {C}}\vert _{E_{\mathbb {C}}}$
is a union of the strict transforms of the curves
$\mathbf {f}_1$
and
$\mathbf {f}_2$
, which are contained in
$|\mathbf {s}|$
, and the strict transform of the curve
$\Gamma _{\mathbb {C}}$
, which is contained in
$|3\mathbf {s}+4\mathbf {l}|$
. Thus, in both cases, we see that the curve
$\widehat {Z}_{\mathbb {C}}$
is not an irreducible component of the curve
$\widehat {F}_{\mathbb {C}}\vert _{E_{\mathbb {C}}}$
. This implies that
for every
$u\in [0,\frac {5}{2}]$
. Hence, we can compute
$S(W_{\bullet ,\bullet }^E,\widehat {Z})$
using formula (5.2).
To do this, we have to compute
$\widetilde {t}(u)$
and
$\widetilde {P}(u,v)$
first. Observe that
This immediately implies that
and
Now, integrating, we get
$S(W_{\bullet ,\bullet }^E,\widehat {Z})=\frac {43}{88}$
, which is a contradiction.
Hence, we see that
$\widehat {E}$
is singular. Recall that the morphism
$\pi $
induces a birational morphism
$\widehat {E}_{\mathbb {C}}\to \overline {E}_{\mathbb {C}}$
, which blows up all singular points of the surface
$\overline {E}_{\mathbb {C}}$
contained in the curve
$\Gamma _{\mathbb {C}}$
, and the linear system
$|\widehat {\Gamma }|$
gives a birational morphism
$\widehat {E}_{\mathbb {C}}\to \mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
that maps the curve
$\widehat {\Gamma }$
to the curve of degree
$(1,2)$
and contracts all curves in
$\widehat {E}_{\mathbb {C}}$
that are disjoint from
$\widehat {\Gamma }$
. In particular, if the surface
$\overline {E}_{\mathbb {C}}$
is toric, then
$\Gamma _{\mathbb {C}}$
does not contain all its singular points. Indeed, if it does, then the constructed birational morphism
$\widehat {E}_{\mathbb {C}}\to \mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
blows up four intersection points of two curves of degree
$(1,0)$
and two curves of degree
$(0,1)$
, which immediately leads to a contradiction, since
$\widehat {\Gamma }_{\mathbb {C}}$
intersects each
$(-2)$
-curve in
$\widehat {E}_{\mathbb {C}}$
transversally by one point. Hence, we see that
-
• either $\overline {E}_{\mathbb {C}}$
has two singular points, and
$\Gamma _{\mathbb {C}}$
is contained in the smooth locus of the surface
$\overline {E}_{\mathbb {C}}$
. -
• or $\overline {E}_{\mathbb {C}}$
has four singular points, and two of them are contained in
$\Gamma _{\mathbb {C}}$
.
In both cases, the surface
$\widehat {E}_{\mathbb {C}}$
has two singular points.
If
$\Gamma _{\mathbb {C}}$
is contained in the smooth locus of the surface
$\overline {E}_{\mathbb {C}}$
, then
$F_{\mathbb {C}}\vert _{\widehat {E}_{\mathbb {C}}}=\widehat {\Gamma }$
. Similarly, if
$\Gamma _{\mathbb {C}}$
contains two singular points of the surface
$\overline {E}_{\mathbb {C}}$
, then
$F_{\mathbb {C}}\big \vert _{\widehat {E}_{\mathbb {C}}}=\widehat {\Gamma }+\mathbf {f}_1+\mathbf {f}_2$
, where
$\mathbf {f}_1$
and
$\mathbf {f}_2$
are
$(-2)$
-curves in
$\widehat {E}_{\mathbb {C}}$
that are mapped to the singular points of the surface
$\overline {E}_{\mathbb {C}}$
contained in
$\Gamma _{\mathbb {C}}$
, which are also fibers of the natural projection
$F_{\mathbb {C}}\to \Gamma _{\mathbb {C}}$
. If
$\overline {E}_{\mathbb {C}}$
has two singular points, then
$\widehat {E}_{\mathbb {C}}$
contains two disjoint smooth rational curves
$\ell _1$
and
$\ell _2$
such that
$\ell _1^2=\ell _2^2=-\frac {1}{2}$
, each of them contains one singular point of the surface
$\widehat {E}_{\mathbb {C}}$
, and
$\widehat {\Gamma }\cdot \ell _1=\widehat {\Gamma }\cdot \ell _2=3$
. Similarly, if
$\overline {E}_{\mathbb {C}}$
has four singular points, then
$\widehat {E}_{\mathbb {C}}$
contains two disjoint smooth rational curves
$\ell _1$
and
$\ell _2$
such that
$\ell _1^2=\ell _2^2=-\frac {1}{2}$
, each of them contains one singular point of the surface
$\widehat {E}_{\mathbb {C}}$
,
$\ell _1\cdot \mathbf {f}_1=\ell _2\cdot \mathbf {f}_2=1$
,
$\ell _1\cdot \mathbf {f}_2=\ell _2\cdot \mathbf {f}_1=0$
, and
$\widehat {\Gamma }\cdot \ell _1=\widehat {\Gamma }\cdot \ell _2=2$
. In both cases, we have
$-K_{\widehat {Q}}\cdot \ell _1=-K_{\widehat {Q}}\cdot \ell _2=0$
, so the curves
$\ell _1$
and
$\ell _2$
are contracted by
$\beta $
. Moreover, one can show that these are the only curves contracted by
$\beta $
.
Now, we let
$\gamma _1\colon U^\prime \to \widehat {Q}$
be the blowup of the curves
$\ell _1$
and
$\ell _2$
, let
$F_1^\prime $
and
$F_2^\prime $
be the exceptional surfaces of this blowup such that
$\gamma _1(F_1^\prime )=\ell _1$
and
$\gamma _1(F_2^\prime )=\ell _2$
, and we let
$\widetilde {E}^\prime $
be the strict transform on
$U^\prime $
of the surface
$\widehat {E}$
. Then
$\gamma _1$
induces a birational morphism
$\widetilde {E}^\prime \to \widehat {E}$
that is a minimal resolution of singularities. We denote by
$\mathbf {e}_1^\prime $
and
$\mathbf {e}_2^\prime $
the exceptional curves of this birational morphism. Then
$\mathbf {e}_1^\prime $
and
$\mathbf {e}_2^\prime $
are fibers of the natural projections
$F_1^\prime \to \ell _1$
and
$F_2^\prime \to \ell _2$
, respectively. Furthermore, by construction, we have
$\widetilde {E}^\prime \vert _{F_1^\prime }=\mathbf {e}_1^\prime +\mathbf {e}_3^\prime $
and
$\widetilde {E}^\prime \vert _{F_2^\prime }=\mathbf {e}_2^\prime +\mathbf {e}_4^\prime $
, where
$\mathbf {e}_3^\prime $
and
$\mathbf {e}_4^\prime $
are smooth rational curves that are sections of the natural projections
$F_1^\prime \to \ell _1$
and
$F_2^\prime \to \ell _2$
, respectively. Using this, one can show that
$F_1^\prime \simeq F_2^\prime \simeq \mathbb {F}_2$
, which implies that the normal bundles of the curves
$\ell _1$
and
$\ell _2$
in
$\widehat {Q}$
are isomorphic to
$\mathcal {O}_{\mathbb {P}^1}\oplus \mathcal {O}_{\mathbb {P}^1}(-2)$
, so
$\ell _1$
and
$\ell _2$
are
$(-2)$
-curves [Reference Reid73]. Moreover,
$\mathbf {e}_3^\prime $
and
$\mathbf {e}_4^\prime $
are
$(-2)$
-curves in
$F_1^\prime $
and
$F_2^\prime $
, respectively.
Note that
$\mathbf {e}_3^\prime $
and
$\mathbf {e}_4^\prime $
are
$(-1)$
-curves in
$\widetilde {E}^\prime $
. Thus, it follows from [Reference Reid73, Remark 5.2] that the normal bundles of the curves
$\mathbf {e}_3^\prime $
and
$\mathbf {e}_4^\prime $
in
$U^\prime $
are isomorphic to
$\mathcal {O}_{\mathbb {P}^1}(-1)\oplus \mathcal {O}_{\mathbb {P}^1}(-1)$
. Hence, in the notation of [Reference Reid73, Definition 5.3], both
$\ell _1$
and
$\ell _2$
are
$(-2)$
-curves of width
$2$
, which implies that (5.1) is given by Reid’s pagoda [Reference Reid73]. Namely, we have the following commutative diagram:

where the map
is a composition of Atiyah flops of the curves
$\mathbf {e}_3^\prime $
and
$\mathbf {e}_4^\prime $
,
$\gamma _2$
is the blowup of the curves
$\mathbf {e}_3^\prime $
and
$\mathbf {e}_4^\prime $
,
$\eta _2$
is the contraction of the
$\gamma _2$
-exceptional surfaces, and
$\eta _1$
is the contraction of the strict transforms of the surfaces
$F_1^\prime $
and
$F_2^\prime $
to two smooth disjoint curves in
$\widetilde {X}$
whose images in X are lines intersecting the conic X. In particular, we can let
$\gamma =\gamma _1\circ \gamma _2$
and
$\eta =\eta _1\circ \eta _2$
. Note that
$\gamma _2$
induces an isomorphism
$\widetilde {E}\to \widetilde {E}^\prime $
, so, in principle, we can identify these two surfaces, but, for consistency of exposition, we decided not to do this. So, let us denote by
$\mathbf {e}_1$
,
$\mathbf {e}_2$
,
$\mathbf {e}_3$
,
$\mathbf {e}_4$
the strict transforms of the curves
$\mathbf {e}_1^\prime $
,
$\mathbf {e}_2^\prime $
,
$\mathbf {e}_3^\prime $
,
$\mathbf {e}_4^\prime $
via the isomorphism
$\widetilde {E}\to \widetilde {E}^\prime $
induced by
$\gamma _2$
, respectively. Then, as we already mentioned, both
$\mathbf {e}_3$
and
$\mathbf {e}_4$
are
$(-1)$
-curves on
$\widetilde {E}$
, and both
$\mathbf {e}_1$
and
$\mathbf {e}_2$
are
$(-2)$
-curves on
$\widetilde {E}$
. Moreover, the morphism
$\eta $
induces a birational morphism
$\widetilde {E}\to E$
that contracts the curves
$\mathbf {e}_1$
,
$\mathbf {e}_2$
,
$\mathbf {e}_3$
,
$\mathbf {e}_4$
.
Now, we let
$F_3$
and
$F_4$
be the
$\gamma _2$
-exceptional surfaces such that
$\gamma _2(F_3)=\mathbf {e}_3^\prime $
and
$\gamma _2(F_4)=\mathbf {e}_4^\prime $
, we let
$\widetilde {F}$
be the strict transform on U of the
$\pi $
-exceptional divisor F, we let
$F_1={\gamma }_2^*(F_1^\prime )$
, we let
$F_2={\gamma }_2^*(F_2^\prime )$
, we let
$\widetilde {F}_1$
and
$\widetilde {F}_2$
be the strict transforms of the surfaces
$F_1^\prime $
and
$F_2^\prime $
on the 3-fold U, respectively. Then
we have
$F_1\sim \widetilde {F}_1+F_3$
and
$F_2\sim \widetilde {F}_2+F_4$
, and we also have
$\widetilde {F}_1\vert _{\widetilde {E}}\sim \mathbf {e}_1$
,
$\widetilde {F}_2\vert _{\widetilde {E}}\sim \mathbf {e}_2$
,
$F_3\vert _{\widetilde {E}}\sim \mathbf {e}_3$
,
$F_4\vert _{\widetilde {E}}\sim \mathbf {e}_4$
. Moreover, the Zariski decomposition of the divisor
$\eta ^*(\phi ^*(-K_X)-uE)$
is computed in the same way as we did in the case when
$\widehat {E}$
was smooth. Furthermore, arguing as above, we compute
$S(W_{\bullet ,\bullet }^E,\widehat {Z})=\frac {43}{88}$
exactly as we did above. The obtained contradiction completes the proof of Lemma 5.2.
Lemma 5.3. Suppose that X is contained in Family № 2.5 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. It follows from [Reference Mori and Mukai61, Reference Mori and Mukai63] and Lemma 2.5 that there exists the following diagram

where V is a smooth cubic 3-fold in
$\mathbb {P}^4$
, the morphism
$\pi $
is the blowup of a smooth plane cubic curve (defined over
$\Bbbk $
), and
$\phi $
is a morphism whose fibers are normal cubic surfaces.
Let p be any point in Z. Then
$\delta _p(X)\leqslant 1$
, which we aim to contradict. Let E be the
$\pi $
-exceptional surface, and let S be the fiber of
$\phi $
that contains p. Then S is a possibly singular irreducible cubic surface with at worst isolated singularities, so either S has Du Val singularities or it is a cone over a smooth cubic curve. If S is Du Val, then it follows from [Reference Cheltsov, Denisova and Fujita12, Lemma 2.1] that
If
$\phi (Z)=\mathbb {P}^1$
, we may assume that p is a general point in Z so that S is smooth. In this case, we know from [Reference Abban and Zhuang2] or [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 2.13] that
$\delta _p(S)\geqslant \delta (S)\geqslant \frac {3}{2}$
, which gives the desired contradiction. Hence, we conclude that
$\phi (Z)$
is a point in
$\mathbb {P}^1$
, so Z is contained in S. In that case, the surface S is defined over
$\Bbbk $
, since Z is defined over
$\Bbbk $
. Note that
$S(\Bbbk )=\varnothing $
as
$X(\Bbbk )=\varnothing $
. In particular, we see that the surface S is not a cone, since otherwise its vertex would be defined over
$\Bbbk $
. Then, it follows from [Reference Cheltsov, Denisova and Fujita12, Lemma 2.2] that
$Z\not \subset E$
, so we may assume that
$p\not \in E$
either. Thus, it follows from (5.3) that
On the other hand, all possible values of
$\delta (S)$
have been computed in [Reference Denisova29]. In particular, since
$\delta (S)\leqslant \frac {15}{16}$
, it follows from [Reference Denisova29, Main Theorem] that the cubic surface S is singular, and at least one of its
$\mathbb {C}$
-singular points is not a singular point of type
$\mathbb {A}_1$
or
$\mathbb {A}_2$
. Now, using the classification of Du Val cubic surfaces [Reference Bruce and Wall10], we see that such singular point is unique, hence defined over
$\Bbbk $
, which is impossible since
$S(\Bbbk )=\varnothing $
.
Lemma 5.4. Suppose that X is contained in Family № 2.10 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. It follows from [Reference Mori and Mukai61, Reference Mori and Mukai63] and Lemma 2.5 that there exists the following diagram

where V is a smooth complete intersection of two quadrics in
$\mathbb {P}^5$
, the morphism
$\pi $
is the blowup of a smooth quartic elliptic curve (defined over
$\Bbbk $
), and
$\phi $
is a morphism whose fibers are normal complete intersections of two quadrics in
$\mathbb {P}^4$
.
Let p be a general point in
$Z_{\mathbb {C}}$
, and let S be the fiber of
$\phi $
that contains p. If S has at worst Du Val singularities, then it follows from the proof of [Reference Cheltsov, Denisova and Fujita12, Lemma 2.1] that
where E is the exceptional surface of the complexification of the blowup
$\pi $
. On the other hand, if
$\phi (Z)=\mathbb {P}^1$
, then S is smooth and we know from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 2.12] that
$\delta _p(S)\geqslant \delta (S)=\frac {4}{3}$
, which contradicts (5.4). Thus, we conclude that
$\phi (Z)$
is a point in
$\mathbb {P}^1$
, so Z is contained in S and, in particular, the surface S is defined over
$\Bbbk $
, since Z is defined over
$\Bbbk $
. then the surface S is not a cone, since otherwise its vertex would be defined over
$\Bbbk $
. If
$\delta (S)\geqslant 1$
, it follows from (5.4) that
$p\in E$
and
which implies that
$\delta _p(S)=\delta (S)=1$
. In this case, [Reference Abban and Zhuang1] and the proof of [Reference Cheltsov, Denisova and Fujita12, Lemma 2.1] give a contradiction, since
$Z\subset S$
. Hence, we see that
$\delta (S)<1$
.
Recall that S has Du Val singularities. The list of all possible singularities that can occur on S is listed in [Reference Coray and Tsfasman25]. Moreover, all possible values of
$\delta (S)$
for singular surfaces are computed in [Reference Denisova28]. Now, using the classification of singularities in [Reference Coray and Tsfasman25] and the computations in [Reference Denisova28], we see that the inequality
$\delta (S)<1$
implies that S has at least one singular point whose type is different from the other singular points of S (if any). Hence, this singular point must be defined over
$\Bbbk $
, which contradicts
$X(\Bbbk )=\varnothing $
.
Lemma 5.5. Suppose that X is contained in Family № 2.12 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. The required assertion is [Reference Cheltsov, Li, Ma’u and Pinardin15, Corollary 9].
Lemma 5.6. Suppose that X is contained in Family № 2.13 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. Using [Reference Mori and Mukai61, Reference Mori and Mukai63] and Lemma 2.5, we see that there is a morphism
$f\colon X\to Q$
such that Q is a form of a smooth quadric 3-fold in
$\mathbb {P}^4$
, and f is the blowup of a smooth geometrically irreducible curve
$C\subset Q$
such that C has genus
$2$
and
$-K_Q\cdot C=18$
. Over
$\mathbb {C}$
, we have the following diagram

where
$\pi $
is a conic bundle with discriminant curve a quartic in
$\mathbb {P}^2$
. By Lemma 2.2, we may assume that the conic bundle
$\pi $
is defined over
$\Bbbk $
. Let
$\ell $
be a line in
$\mathbb {P}^2$
and
$S=\pi ^*(\ell )$
. Then
$f_{\mathbb {C}}(S_{\mathbb {C}})$
is cut out on the quadric
$Q_{\mathbb {C}}$
by another quadric hypersurface in
$\mathbb {P}^4$
. In particular, the linear system
$|-K_Q-f(S)|$
gives an embedding
$Q\hookrightarrow \mathbb {P}^4$
, which implies that Q is a smooth quadric 3-fold. Note that
$Q(\Bbbk )=\varnothing $
by Lemma 2.1.
We may have the following two cases for the curve Z:
-
1. $\pi (Z)$
is a point in
$\mathbb {P}^2$
; -
2. $\pi (Z)$
is a curve in
$\mathbb {P}^2$
.
In the first case, Z is a fiber of the conic bundle
$\pi $
, since otherwise
$f(Z)$
would be a line in Q, which would contradict
$Q(\Bbbk )=\varnothing $
. In this case, we let
$\ell $
be a general line in
$\mathbb {P}^2$
that passes through the point
$\pi (Z)$
. In the second case, let
$\ell $
be a general line in
$\mathbb {P}^2$
. As before, let
$S=\pi ^*(\ell )$
, which is smooth. It follows from the adjunction formula that S is a del Pezzo surface of degree
$4$
.
Starting from now, we work with geometrical models of X, S and Z. For simplicity, we denote them by X, S and Z, respectively. Let p be a point in
$Z\cap S$
, and let A be the fiber of the conic bundle
$\pi $
that passes through p. Then A is smooth. Note that
$A=Z$
in the case when
$\pi (Z)$
is a point. By assumption, we have
$\delta _P(X)\leqslant 1$
. We apply the Abban–Zhuang method [Reference Abban and Zhuang1] to the flag
$p\in A\subset S$
to show that
$\delta _P(X)\geqslant \frac {80}{77}$
, which would imply the desired contradiction.
Let E be the f-exceptional surface, and let
$H=f^*(\mathcal {O}_{Q}(1))$
. Then
$-K_X\sim 3H-E$
and
$S\sim 2H-E$
. Let u be a nonnegative real number. Then
which implies that the divisor
$-K_X-uS$
is pseudoeffective if and only if
$u\leqslant \frac {3}{2}$
. For
$u\leqslant \frac {3}{2}$
, let us denote by
$P(u)$
the positive part of the Zariski decomposition of the divisor
$-K_X-uS$
, and let us denote by
$N(u)$
its negative part. Then
and
This gives
Now, integrating
$(P(u))^3$
, we get
$S_X(S)=\frac {41}{80}$
. Then, using [Reference Abban and Zhuang1, Theorem 3.3] and [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Corollary 1.102], we get
where the infimum is taken over all prime divisors F over S for which p is contained in the center
$C_S(F)$
of the divisor F on S. The value
$S(W_{\bullet ,\bullet }^S;F)$
can be computed using [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Corollary 1.108] as follows:
Recall that
$(-K_X)^3=20$
. Hence, if
$\delta _p(X)<\frac {80}{77}$
, then there exists a prime divisor F over the surface S such that
Let us show that this is impossible. First, we observe that
$E\vert _{S}$
is a smooth curve. Hence, the pair
$(S,E\vert _{S})$
is log canonical. This gives
Thus, we can estimate the first term in the left hand side of (5.5) as follows:
To estimate the second term in the left hand side of (5.5), let
$L=-K_S+(1-u)A$
. Then L is an ample divisor on S when
$u\in [0,1]$
. In this case, it follows from [Reference Cheltsov, Fujita, Kishimoto and Okada13, Lemma 23] that
where
$\delta _{p}(S,L)$
is the (local)
$\delta $
-invariant of the polarized pair
$(S,L)$
defined in [Reference Cheltsov, Fujita, Kishimoto and Okada13, Appendix A]. Note also that it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 2.12] that
since S is a smooth del Pezzo surface of degree
$4$
. Now, using these estimates, we have
This implies that the left hand side of (5.5) does not exceed
$\frac {77}{80}A_S(F)$
, which is a contradiction.
Lemma 5.7. Suppose that X is contained in Family № 2.16 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. Using [Reference Mori and Mukai61, Reference Mori and Mukai63] and Lemma 2.5, we see that there is a morphism
$f\colon X\to V$
such that V is a form of a smooth complete intersection of two quadrics in
$\mathbb {P}^5$
, and f is the blowup of a smooth geometrically rational curve
$C\subset V$
with
$-K_V\cdot C=4$
. Over
$\mathbb {C}$
, the curve
$C_{\mathbb {C}}$
is a smooth conic in
$V_{\mathbb {C}}\subset \mathbb {P}^5$
, and we have the following commutative diagram:

where
$\pi $
is a conic bundle whose discriminant curve is a (possibly singular) reduced quartic curve in
$\mathbb {P}^2$
, and the dashed arrow is induced by the linear projection from the plane in
$\mathbb {P}^5$
that contains
$C_{\mathbb {C}}$
. Now, arguing exactly as in the proof of Lemma 5.6, we see that the conic bundle
$\pi $
is defined over the field
$\Bbbk $
, and V is a (pointless) complete intersection of two quadrics in
$\mathbb {P}^5$
.
Arguing as in the proof of Lemma 5.6, we see that either Z is a smooth fiber of the conic bundle
$\pi $
, or
$\pi (Z)$
is a curve in
$\mathbb {P}^2$
. Moreover,
$f(Z)$
is a curve in V, since otherwise
$f(Z)$
would be a
$\Bbbk $
-point, but
$V(\Bbbk )=\varnothing $
by Lemma 2.1.
Starting from now, we will work exclusively with geometrical models of X and Z, which (for simplicity) we will denote by X and Z, respectively. Let E be the f-exceptional surface, and let
$H=f^*(\mathcal {O}_{V}(1))$
. Then
$-K_X\sim 2H-E$
, the conic bundle
$\pi $
is given by the linear system
$|H-E|$
, the divisors E and
$H-E$
generate the cone of effective divisors of the 3-fold X, the nef cone of the 3-fold X is generated by the divisors H and
$H-E$
, and the Mori cone
$\overline {\mathrm {NE}}(X)$
is generated by fibers of the natural projection
$E\to C$
and the fibers of the conic bundle
$\pi $
. We claim that
$Z\not \subset E$
. Indeed, suppose that this is not the case and
$Z\subset E$
. Then
$f(Z)=C$
, since
$f(Z)$
is not a point. Let us seek a contradiction using the Abban–Zhuang method [Reference Abban and Zhuang1]. Let u be a nonnegative real number. Then
$-K_X-uE$
is pseudoeffective if and only if the divisor
$-K_X-uE$
is nef if and only if
$u\leqslant 1$
, because
Note that
This gives
$(-K_X-uE)^3=2u^3-6u^2-18u+22$
, because
$H^3=4$
,
$E\cdot H^2=0$
,
$H\cdot E^2=-2$
and
$E^3=-\mathrm {c}_1(\mathcal {N}_{C/V})=-2$
. Now, integrating
$(-K_X-uE)^3$
, we get
$S_X(E)=\frac {23}{44}$
. Then, it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Corollary 1.110] that
where
Thus, we conclude that
$S(W_{\bullet ,\bullet }^E;Z)\geqslant 1$
. Let us show that
$S(W_{\bullet ,\bullet }^E;Z)<1$
. First, we observe that either
$E\simeq \mathbb {P}^1\times \mathbb {P}^1$
or
$E\simeq \mathbb {F}_2$
. If
$E\cong \mathbb {P}^1\times \mathbb {P}^1$
, we let
$\mathbf {s}$
be a section of the natural projection
$E\to C$
with
$\mathbf {s}^2=0$
. Similarly, if
$E\cong \mathbb {F}_2$
, we let
$\mathbf {s}$
be the section of the projection
$E\to C$
with
$\mathbf {s}^2=-2$
. In both cases, we let
$\mathbf {l}$
be a fiber of the natural projection
$E\to C_2$
. Then
Note that
$-2=E^3=(\mathbf {s}+a\mathbf {l})^2=\mathbf {s}^2+2a$
. Thus, if
$E\cong \mathbb {P}^1\times \mathbb {P}^1$
, then
$a=-1$
, which gives
Likewise, if
$E\cong \mathbb {F}_2$
, then
$a=0$
, which gives
Observe also that
$|Z-\mathbf {s}|\ne \varnothing $
, because
$f(Z)=C$
. This implies that
On the other hand, if
$E\cong \mathbb {P}^1\times \mathbb {P}^1$
, then
Similarly, if
$E\cong \mathbb {F}_2$
, then
This shows that
$S(W_{\bullet ,\bullet }^E;Z)<1$
, which contradicts the inequality
$S(W_{\bullet ,\bullet }^E;Z)\geqslant 1$
obtained earlier. Hence, we conclude that the curve Z is not contained in the f-exceptional divisor E.
Now, we let S be a general surface in the linear system
$|\pi ^*(\mathcal {O}_{\mathbb {P}^2}(1))|$
such that
$S\cap Z$
is not empty. Fix a point
$p\in Z\cap S$
, and let A be the fiber of the conic bundle
$\pi $
that passes through p. Then
$\delta _p(X)\leqslant 1$
, and the curve A is smooth. On the other hand, arguing exactly as in the proof of Lemma 5.6, one can show that
$\delta _p(X)\geqslant \frac {176}{169}$
, which gives us the desired contradiction. For convenience of the reader, let us present the details here. As above, E stands for the f-exceptional surface,
$H=f^*(\mathcal {O}_{V}(1))$
, and u is a nonnegative real number. Then
$-K_X-uS\sim _{\mathbb {R}} (2-u)H+(u-1)E$
, so the divisor
$-K_X-uS$
is pseudoeffective
$\iff \, u\leqslant 2$
. For
$u\in [0,2]$
, let
$P(u)$
be the positive part of the Zariski decomposition of the divisor
$-K_X-uS$
, and let
$N(u)$
be its negative part. Then
and
Now, integrating
$(P(u))^3$
, we get
$S_X(S)=\frac {13}{22}$
, so it follows from [Reference Abban and Zhuang1, Theorem 3.3] and [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Corollary 1.102] that
where the infimum is taken over all prime divisors F over the surface S such that
$p\in C_S(F)$
, and
So, since
$\delta _p(X)\leqslant 1<\frac {176}{169}$
, we see that there exists a prime divisor F over S such that
Let us show that this inequality is impossible. Observe that the surface S is smooth by construction. Moreover, it follows from the adjunction formula that
$-K_S\sim H\vert _{S}$
. In particular, the divisor S is nef and big, S is a smooth weak del Pezzo surface of degree
$(-K_S)^2=4$
. However, the divisor
$-K_S$
may not be ample. Indeed, if
$Z=A$
and Z is contained in the f-exceptional divisor E, then
$E\simeq \mathbb {F}_2$
, Z is the
$(-2)$
-curve in E, and
$S\vert _{E}=Z+\mathbf {l}_1+\mathbf {l}_2$
for two distinct fibers
$\mathbf {l}_1$
and
$\mathbf {l}_2$
of the natural projection
$E\to C$
. In this case, the divisor
$-K_S$
intersects both curves
$\mathbf {l}_1$
and
$\mathbf {l}_2$
trivially, and these are the only (irreducible) curves in S that have trivial intersection with the anticanonical divisor
$-K_S$
. However, this is the only case when the divisor
$-K_S$
is not ample. Thus, since we already proved that
$Z\not \subset E$
, we see that S is a smooth del Pezzo surface of degree
$4$
.
We prefer to think of S as of a complete intersection of two quadrics in
$\mathbb {P}^4$
. Then
$E\vert _{S}$
is a smooth conic, and A is also a smooth conic in S. These two conics are different, since
$E\vert _S$
is not contracted by
$\pi $
. Moreover, we have
This gives
because
$\delta (S)=\frac {4}{3}$
by [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 2.12], and
$\mathrm {ord}_{F}(E\vert _{S})\leqslant A_{S}(F)$
, since
$(S,E\vert _{S})$
has log canonical singularities. Moreover, if
$u\in [0,1]$
, then it follows from [Reference Cheltsov, Fujita, Kishimoto and Okada13, Lemma 23] that
where
$(-K_S+(1-u)A)^2=8-4u$
. Thus, we have
which contradicts (5.6). This completes the proof of the lemma.
Lemma 5.8. Suppose that X is contained in Family № 2.19 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. Using [Reference Mori and Mukai61, Reference Mori and Mukai63] and Lemmas 2.5 and 2.1, we see that there exists the following diagram:

where U is a pointless form of
$\mathbb {P}^3$
, V is a pointless form of a complete intersection of two quadrics in
$\mathbb {P}^5$
,
$\pi $
is the blowup of a smooth geometrically irreducible curve
$\mathscr {C}$
of genus
$2$
with
$-K_U\cdot \mathscr {C}=40$
, and
$\phi $
is the blowup of a smooth geometrically rational curve
$\mathscr {L}$
such that
$-K_V\cdot \mathscr {L}=2$
. Moreover, the curve
$\mathscr {C}$
is contained in a unique smooth surface
$\mathscr {S}\subset U$
with
$-K_U\sim 2\mathscr {S}$
. In the following, we will denote by E the
$\pi $
-exceptional surface, and we will denote by Q the proper transform of the surface
$\mathscr {S}$
on the 3-fold X. Over
$\mathbb {C}$
, we have
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
, the surface
$\mathscr {S}_{\mathbb {C}}$
is a smooth quadric surface, the curve
$\mathscr {C}_{\mathbb {C}}$
is a divisor of degree
$(3,2)$
in
$\mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
, and the curve
$\mathscr {L}_{\mathbb {C}}$
is a line in
$V_{\mathbb {C}}$
.
It follows from [Reference Zhuang81, Definition 2.4] or the proof of [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 1.45] that there exists an effective
$\mathbb {Q}$
-divisor D on the 3-fold X defined over
$\Bbbk $
such that
$D\sim _{\mathbb {Q}}-K_X$
and
$Z_{\mathbb {C}}$
is contained in the locus
$\mathrm {Nklt}(X_{\mathbb {C}},\lambda D_{\mathbb {C}})$
for some positive rational number
$\lambda <\frac {3}{4}$
. Moreover, if R is an irreducible (but possibly geometrically reducible) surface in X such that
$R_{\mathbb {C}}$
is contained in the locus
$\mathrm {Nklt}(X_{\mathbb {C}},\lambda D_{\mathbb {C}})$
, then it follows from the proof of [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 4.43] that either
$R_{\mathbb {C}}=Q_{\mathbb {C}}$
or
$\pi _{\mathbb {C}}(R_{\mathbb {C}})$
is a plane in
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
. Since
$U\not \simeq \mathbb {P}^3$
, the latter possibility is excluded by Lemma 2.4. Thus, the surface
$Q_{\mathbb {C}}$
is the only surface that can (a priori) be contained in the locus
$\mathrm {Nklt}(X_{\mathbb {C}},\lambda D_{\mathbb {C}})$
.
We claim that
$Z_{\mathbb {C}}\not \subset Q_{\mathbb {C}}$
. Indeed, it follows from the proof of [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 4.41] that
$Z_{\mathbb {C}}\ne E_{\mathbb {C}}\cap Q_{\mathbb {C}}$
. Moreover, after a very minor modification, the proof of [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 4.41] also gives
$Z\not \subset Q$
. To see this, suppose that
$Z_{\mathbb {C}}\subset Q_{\mathbb {C}}$
. Let H be a hyperplane in
$\mathbb {P}^3_{\mathbb {C}}$
, and let u be a nonnegative real number. Then the divisor
$-K_{X_{\mathbb {C}}}-uQ_{\mathbb {C}}$
is nef for
$u\in [0,1]$
, and it is not pseudo-effective for
$u>2$
. Moreover, if
$u\in [1,2]$
, then the positive part of the Zariski decomposition of the divisor
$-K_{X_{\mathbb {C}}}-uQ_{\mathbb {C}}$
is
$(4-2u)\pi _{\mathbb {C}}^*(H)$
, and its negative part is
$(u-1)E_{\mathbb {C}}$
. Furthermore, we have
$S_{X_{\mathbb {C}}}(Q_{\mathbb {C}})<1$
by [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Theorem 3.17]. Since we know that
$Z_{\mathbb {C}}\ne E_{\mathbb {C}}\cap Q_{\mathbb {C}}$
, it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Corollary 1.110] that
Let
$\mathbf {l}_1$
be a curve in
$Q_{\mathbb {C}}\simeq \mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
of degree
$(0,1)$
, and let
$\mathbf {l}_2$
be a curve in
$Q_{\mathbb {C}}$
of degree
$(1,0)$
. Then either
$|Z_{\mathbb {C}}-\mathbf {l}_1|\ne \varnothing $
or
$|Z_{\mathbb {C}}-\mathbf {l}_2|\ne \varnothing $
(or both). In the former case, we get a contradiction:
because
$\big ((4-2u)\pi _{\mathbb {C}}^*(H)+(u-1)E_{\mathbb {C}}\big )\vert _{Q_{\mathbb {C}}}$
is an
$\mathbb {R}$
-divisor of degree
$(u+1,2)$
on
$Q_{\mathbb {C}}$
, and
$(4-2u)\pi _{\mathbb {C}}^*(H)\vert _{Q_{\mathbb {C}}}$
is an
$\mathbb {R}$
-divisor of degree
$(4-2u,4-2u)$
. Similarly, if
$|Z_{\mathbb {C}}-\mathbf {l}_2|\ne \varnothing $
, we also obtain a contradiction:
The obtained contradictions show that
$Z_{\mathbb {C}}\not \subset Q_{\mathbb {C}}$
.
Since
$Z_{\mathbb {C}}\not \subset Q_{\mathbb {C}}$
,
$Z_{\mathbb {C}}\subset \mathrm {Nklt}(X_{\mathbb {C}},\lambda D_{\mathbb {C}})$
, and the locus
$\mathrm {Nklt}(X_{\mathbb {C}},\lambda D_{\mathbb {C}})$
does not contain surfaces except possibly for
$Q_{\mathbb {C}}$
, it follows from the proof of [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 4.45] that the curve Z is geometrically rational. In particular, we see that
$Z_{\mathbb {C}}\not \subset E_{\mathbb {C}}$
, because the only rational curves in
$E_{\mathbb {C}}$
are fibers of the natural projection
$E_{\mathbb {C}}\to \mathscr {C}_{\mathbb {C}}$
, and
$Z_{\mathbb {C}}$
could not be one of them, since
$\mathscr {C}(\Bbbk )=\varnothing $
. Thus, we conclude that
$\pi (Z)$
is a geometrically rational curve in U that is not contained in the surface
$\mathscr {S}$
. Set
$\overline {Z}=\pi (Z)$
. Then it follows from the proof of [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 4.48] that
$\overline {Z}_{\mathbb {C}}$
is a line in
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
.
Since
$\overline {Z}_{\mathbb {C}}\not \subset \mathscr {S}_{\mathbb {C}}$
, the line
$\overline {Z}_{\mathbb {C}}$
transversally intersects the quadric
$\mathscr {S}_{\mathbb {C}}$
in two distinct points, since otherwise the intersection
$\overline {Z}_{\mathbb {C}}\cap \mathscr {S}_{\mathbb {C}}$
would consist of a single point defined over
$\Bbbk $
. This implies that either the curves
$\overline {Z}_{\mathbb {C}}$
and
$\mathscr {C}_{\mathbb {C}}$
are disjoint, or they meet transversally in exactly two points. This and the Bertini theorem imply that a general plane in
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
that contains the line
$\overline {Z}_{\mathbb {C}}$
intersects the curve
$\mathscr {C}_{\mathbb {C}}$
by five distinct points in linearly general position, because every trisecant of the curve
$\mathscr {C}_{\mathbb {C}}\subset \mathbb {P}^3$
is contained in the quadric surface
$\mathscr {S}_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
.
Let H be a sufficiently general plane in
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
that contains the line
$\overline {Z}_{\mathbb {C}}$
, and let S be its proper transform on
$X_{\mathbb {C}}$
. Then S is a smooth del Pezzo surface of degree
$4$
. Let us apply the Abban–Zhuang method to the flag
$\overline {Z}_{\mathbb {C}}\subset S$
. As above, let u be a nonnegative real number. Then
This implies that the divisor
$-K_{X_{\mathbb {C}}}-uS$
is nef for every
$u\in [0,1]$
, and it is not pseudo-effective for
$u>2$
. For
$u\in [0,2]$
, let
$P(u)$
be the positive part of the Zariski decomposition of the divisor
$-K_{X_{\mathbb {C}}}-uS$
, and let
$N(u)$
be the negative part of the Zariski decomposition of the divisor
$-K_{X_{\mathbb {C}}}-uS$
. Then
and
In particular, we see that the curve
$Z_{\mathbb {C}}$
is not contained in the support of the divisor
$N(u)$
for
$u\in [0,2]$
. Moreover, we have
$S_X(S)<1$
by [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Theorem 3.17], so [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Corollary 1.110] gives
$S(W_{\bullet ,\bullet }^S; Z_{\mathbb {C}})\geqslant 1$
, where
Let us compute
$S(W_{\bullet ,\bullet }^S;Z_{\mathbb {C}})$
. In the case when
$\overline {Z}_{\mathbb {C}}\cap \mathscr {C}_{\mathbb {C}}=\varnothing $
, this is done in the proof of [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 4.49], but we present the computations here for consistency. Let
$\varpi \colon S\to H$
be the birational morphism induced by
$\pi _{\mathbb {C}}$
. Then
$\varpi $
contracts
$5$
disjoint smooth curves
$\mathbf {e}_1,\mathbf {e}_2,\mathbf {e}_3,\mathbf {e}_4,\mathbf {e}_5$
such that
$E_{\mathbb {C}}\vert _{S}=\mathbf {e}_1+\mathbf {e}_2+\mathbf {e}_3+\mathbf {e}_4+\mathbf {e}_5$
. Let
$\ell $
be the proper transform of a general line in the plane H on the surface S, and let
$\mathcal {C}=Q_{\mathbb {C}}\vert _{S}$
. Then
$\mathcal {C}^2=-1$
and
$\mathcal {C}\sim 2\ell -\mathbf {e}_1-\mathbf {e}_2-\mathbf {e}_3-\mathbf {e}_4-\mathbf {e}_5$
. Note that
$\varpi (\mathcal {C})$
is the smooth conic
$H\cap \mathscr {S}_{\mathbb {C}}$
.
Suppose that
$\overline {Z}_{\mathbb {C}}\cap \mathscr {C}_{\mathbb {C}}=\varnothing $
. Then
$Z_{\mathbb {C}}\sim \ell $
. Thus, if
$u\in [0,1]$
and
$v\in \mathbb {R}_{\geqslant 0}$
, then
which implies that
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is not pseudo-effective for
$v>2-u$
, and
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is nef for
$v\leqslant \frac {3-2u}{2}$
. Moreover, if
$\frac {3-2u}{2}\leqslant v\leqslant 2-u$
, then the Zariski decomposition of the divisor
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is
Thus, if
$u\in [0,1]$
, then
Similarly, if
$u\in [1,2]$
and
$v\in \mathbb {R}_{\geqslant 0}$
, then
which implies that
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is not pseudo-effective for
$v>2-u$
, and
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is nef for
$v\leqslant \frac {2-u}{2}$
. Moreover, if
$\frac {2-u}{2}\leqslant v\leqslant 2-u$
, then the Zariski decomposition of the divisor
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is
Therefore, if
$u\in [1,2]$
, then
Thus, we have
This shows that
$\overline {Z}_{\mathbb {C}}\cap \mathscr {C}_{\mathbb {C}}\ne \varnothing $
. Hence, the intersection
$\overline {Z}_{\mathbb {C}}\cap \mathscr {C}_{\mathbb {C}}$
consists of two points among
$\varpi (\mathbf {e}_1)$
,
$\varpi (\mathbf {e}_2)$
,
$\varpi (\mathbf {e}_3)$
,
$\varpi (\mathbf {e}_4)$
,
$\varpi (\mathbf {e}_5)$
. Without loss of generality, we may assume that
$\overline {Z}_{\mathbb {C}}\cap \mathscr {C}_{\mathbb {C}}=\varpi (\mathbf {e}_1)\cup \varpi (\mathbf {e}_2)$
. Then we have
$Z_{\mathbb {C}}\sim \ell -\mathbf {e}_1-\mathbf {e}_2$
. Thus, if
$u\in [0,1]$
and
$v\in \mathbb {R}_{\geqslant 0}$
, then
This implies that
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is pseudo-effective if and only if
$v\leqslant \frac {5-2u}{2}$
. Moreover, this divisor is nef for
$v\leqslant 1$
. Furthermore, if
$1\leqslant v\leqslant 2-u$
, then the Zariski decomposition of the divisor
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is
Finally, if
$2-u\leqslant v\leqslant \frac {5-2u}{2}$
, then the Zariski decomposition of the divisor
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is
where
$L_{34}$
,
$L_{35}$
,
$L_{45}$
are
$(-1)$
-curves such that
$L_{34}\sim \ell -\mathbf {e}_3-\mathbf {e}_4$
,
$L_{35}\sim \ell -\mathbf {e}_3-\mathbf {e}_5$
,
$L_{45}\sim \ell -\mathbf {e}_4-\mathbf {e}_5$
. Thus, if
$u\in [0,1]$
, then
Similarly, if
$u\in [1,2]$
and
$v\in \mathbb {R}_{\geqslant 0}$
, then
This implies that
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is pseudo-effective if and only if
$v\leqslant \frac {6-3u}{2}$
, and this divisor is nef if and only if
$v\leqslant 2-u$
. Furthermore, if
$2-u\leqslant v\leqslant \frac {6-3u}{2}$
, then the Zariski decomposition of the divisor
$P(u)\big \vert _{S}-vZ_{\mathbb {C}}$
is
Therefore, if
$u\in [1,2]$
, then
Now, integrating, we obtain
$S(W_{\bullet ,\bullet }^{S};Z_{\mathbb {C}})=\frac {183}{208}$
, which contradicts the inequality
$S(W_{\bullet ,\bullet }^{S};Z_{\mathbb {C}})\geqslant 1$
obtained earlier. This completes the proof.
Lemma 5.9. Suppose that X is contained in Family № 2.21 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. The required assertion follows from [Reference Malbon57]. Indeed, over
$\mathbb {C}$
, we have the following diagram:

where Q is a smooth quadric 3-fold in
$\mathbb {P}^4_{\mathbb {C}}$
, and the morphisms
$\pi $
and
$\pi ^\prime $
are blowups of smooth twisted quartic curves. Denote by E and
$E^\prime $
the exceptional divisors of the blowups
$\pi $
and
$\pi ^\prime $
, respectively. Then it follows from [Reference Malbon57, Technical Theorem 1] that
$\delta _p(X_{\mathbb {C}}\big )>1$
for every point
$p\in X_{\mathbb {C}}$
with
$p\not \in E\cup E^\prime $
. It follows from [Reference Malbon57, Technical Theorem 1] that
$Z_{\mathbb {C}}\subset E\cup E^\prime $
, and it follows from [Reference Malbon57, Technical Theorem 2] that
$\pi (Z_{\mathbb {C}})$
or
$\pi ^\prime (Z_{\mathbb {C}})$
is a point. Hence, without loss of generality, we may assume that
$\pi (Z_{\mathbb {C}})$
is a point, so that
$Z_{\mathbb {C}}$
is a fiber of the natural projection
$E\to C_4$
, where
$C_4$
is a twisted quartic curve in Q blown up by
$\pi $
. Then
$\pi ^\prime (Z_{\mathbb {C}})$
is a line, which implies that
$Z_{\mathbb {C}}\not \subset E^\prime $
. Since Z is defined over
$\Bbbk $
, we see that the divisors E and
$E^\prime $
are also defined over
$\Bbbk $
. Then
$\pi $
induces a birational morphism
$X\to \mathscr {Q}$
defined over
$\Bbbk $
, where
$\mathscr {Q}$
is a form of a smooth quadric 3-fold. This morphism contracts Z to a point in
$\mathscr {Q}$
, so
$\mathscr {Q}(\Bbbk )\ne \varnothing $
, which gives
$X(\Bbbk )\ne \varnothing $
by Lemma 2.1, which is a contradiction.
Note that Family № 2.21 contains smooth Fano 3-folds that are not K-polystable.
Lemma 5.10. Suppose that X is contained in Family № 2.24 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. Recall that the geometric model of X is a divisor of degree
$(1,2)$
in
$\mathbb {P}^2\times \mathbb {P}^2$
. Let
$\mathrm {pr}_1\colon X_{\mathbb {C}}\to \mathbb {P}^2$
and
$\mathrm {pr}_2\colon X_{\mathbb {C}}\to \mathbb {P}^2$
be the projections to the first and the second factors, respectively. Then the morphism
$\mathrm {pr}_1$
is a conic bundle, and
$\mathrm {pr}_2$
is a
$\mathbb {P}^1$
-bundle. Let
$\mathscr {C}$
be the discriminant curve of the conic bundle
$\mathrm {pr}_1$
. Then
$\mathscr {C}$
is a reduced cubic curve. Moreover, since
$X_{\mathbb {C}}$
is smooth, the curve
$\mathscr {C}$
is either smooth or nodal. Furthermore, it has been shown in [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, § 4.7] that we can choose coordinates
$([x:y:z],[u:v:w])$
on
$\mathbb {P}^2\times \mathbb {P}^2$
such that either
$X_{\mathbb {C}}$
is given by
for some
$\mu \in \mathbb {C}$
such that
$\mu ^3\ne -1$
, or
$X_{\mathbb {C}}$
is given by
or
$X_{\mathbb {C}}$
is given by
Moreover, it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 4.70] that
$X_{\mathbb {C}}$
is K-polystable if and only if
$X_{\mathbb {C}}$
can be given by (5.7) for some
$\mu \in \mathbb {C}$
such that
$\mu ^3\ne -1$
. In this case, the curve
$\mathcal {C}$
is either smooth or a union of three lines that do not share a common point. On the other hand, if
$X_{\mathbb {C}}$
is given by (5.8), then
$\mathcal {C}$
is an irreducible cubic curve with
$1$
singular point. Similarly, if
$X_{\mathbb {C}}$
is given by (5.9), then
$\mathcal {C}$
is a union of a line and a smooth conic that meet in two points.
Over
$\Bbbk $
, the 3-fold X is a divisor in
$V\times U$
where V and U are
$\Bbbk $
-forms of
$\mathbb {P}^2$
. We may assume that the natural projection
$X\to V$
is a conic bundle with discriminant curve
$\mathscr {C}$
such that its geometric model is isomorphic to
$\mathcal {C}$
. We claim that
$X(\Bbbk )\ne \varnothing $
if
$V\simeq \mathbb {P}^2$
. Indeed, if
$V\simeq \mathbb {P}^2$
, let P be a general
$\Bbbk $
-point in V, let F be the fiber of the conic bundle
$X\to V$
over P, and let C be its image in U via the natural projection
$X\to U$
. Then
$C_{\mathbb {C}}$
is a conic in
$U_{\mathbb {C}}\simeq \mathbb {P}^2$
, so that
$U\simeq \mathbb {P}^2$
by Lemma 2.2. Now, intersecting a general fiber of the projection
$X\to U$
with a pull back of a general line in
$V\simeq \mathbb {P}^2$
, we obtain a
$\Bbbk $
-point in X. Thus, if
$V\simeq \mathbb {P}^2$
, then
$X(\Bbbk )\ne \varnothing $
.
Now, we are ready to prove the required assertion. Suppose that X is not K-polystable. Then either
$X_{\mathbb {C}}$
is given by (5.8), or
$X_{\mathbb {C}}$
is given by (5.9). In the former case,
$\mathrm {Sing}(\mathscr {C}_{\mathbb {C}})$
consists of one point, which should be defined over
$\Bbbk $
, so that
$V\simeq \mathbb {P}^2$
. In the latter case, we have
$V\simeq \mathbb {P}^2$
by Lemma 2.2. Thus, we see that
$V\simeq \mathbb {P}^2$
in both cases, which implies
$X(\Bbbk )\ne \varnothing $
as we proved earlier.
Lemma 5.11. Suppose that X is contained in Family № 3.2 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. The required assertion follows from [Reference Belousov and Loginov6, Lemma 6.1] and [Reference Belousov and Loginov6, Lemma 6.2]. To show this, let us first describe the geometry of the geometric model of the 3-fold X. There are several ways to do this. For instance, following [Reference Mori and Mukai61, Reference Mori and Mukai63], we let
let
$\pi \colon U\to \mathbb {P}^1\times \mathbb {P}^1$
be the natural projection, and let L be a tautological line bundle on the scroll U. Then
$X_{\mathbb {C}}$
can be described as a divisor in
$|2L+\pi ^*(\mathcal {O}_{\mathbb {P}^1\times \mathbb {P}^1}(2,3))|$
. Let
$\omega \colon X\to \mathbb {P}^1\times \mathbb {P}^1$
be the restriction of the projection
$\pi $
to the 3-fold X, let
$\pi _1\colon \mathbb {P}^1\times \mathbb {P}^1\to \mathbb {P}^1$
and
$\pi _2\colon \mathbb {P}^1\times \mathbb {P}^1\to \mathbb {P}^1$
be projections to the first and the second factors, respectively. Set
$\phi _1=\pi _1\circ \omega $
and
$\phi _2=\pi _2\circ \omega $
. Then a general fiber of the morphism
$\phi _1$
is a smooth cubic surface, a general fiber of the morphism
$\phi _2$
is a smooth del Pezzo surface of degree
$6$
, and
$\omega $
is a standard conic bundle. On the other hand, following [Reference Cheltsov, Przyjalkowski and Shramov17, § 11], we let
let M be the tautological line bundle on the scroll R, and let F be a fiber of the natural projection
$R\to \mathbb {P}^1$
. Then
$X_{\mathbb {C}}$
can also be described as a divisor in the linear system
$|3M-4F|$
. In the notation of [Reference Reid72, §2], we have
$R=\mathbb {F}(2,2,1,1)$
, and X is given by the following equation:
where each
$\alpha ^i_d(t_1,t_2)$
is a polynomial of degree d. Let S be the subscroll in R given by
$x_1=x_2=0$
. Then
$S\cong \mathbb {P}^1\times \mathbb {P}^1$
, and S is contained in X. Furthermore, the normal bundle of S in X is
$\mathcal {O}_{\mathbb {P}^1\times \mathbb {P}^1}(-1,-1)$
. This implies the existence of the following commutative diagram:

where
$U_1$
and
$U_2$
are smooth 3-folds, the morphisms
$\beta _1$
and
$\beta _2$
are contractions of the surface S to curves in these 3-folds, the morphism
$\alpha $
is a contraction of the surface S to an isolated ordinary double point of the 3-fold V, the morphism
$\psi _1$
is a fibration into del Pezzo surfaces of degree
$4$
, and
$\psi _2$
is a fibration into quadric surfaces. This commutative diagram is well known to experts, see the proof of [Reference Takeuchi76, Theorem 2.3], the proof of [Reference Jahnke, Peternell and Radloff43, Proposition 3.8], and the proof of [Reference Cheltsov and Shramov18, Lemma 8.2]. Note that V is a Fano 3-fold such that V has non-
$\mathbb {Q}$
-factorial singularities,
$-K_{V}^{3}=16$
and
$\mathrm {Pic}(V)=\mathbb {Z}[-K_{V}]$
, and the morphisms
$\gamma _1$
and
$\gamma _2$
are its two (distinct) small resolutions.
Now, we are ready to prove that
$X_{\mathbb {C}}$
is K-polystable. For every point
$p\in Z_{\mathbb {C}}$
, we have
$\delta _p(X_{\mathbb {C}})\leqslant 1$
by assumption that
$X_{\mathbb {C}}$
is not K-polystable and that
$p\in Z_{\mathbb {C}}$
. On the other hand, it follows from [Reference Belousov and Loginov6, Lemma 6.1] that
$\delta _p(X_{\mathbb {C}})>1$
for every point p in the
$\alpha $
-exceptional surface S. Thus, we conclude that
$Z_{\mathbb {C}}\cap S=\varnothing $
. Similarly, if
$\mathscr {F}$
is a smooth fiber of the fibration into cubic surfaces
$\phi _1$
, then it follows from [Reference Belousov and Loginov6, Lemma 6.2] that
$\delta _p(X_{\mathbb {C}})>1$
for every point
$p\in \mathscr {F}$
, which implies that
$Z_{\mathbb {C}}\cap \mathscr {F}=\varnothing $
. This shows that
$\phi _1(Z_{\mathbb {C}})$
is a point in
$\mathbb {P}^1$
, and the fiber of
$\phi _1$
over this point is singular.
Let
$\mathcal {F}$
be the fiber of
$\phi _1$
that contains
$Z_{\mathbb {C}}$
. Then
$\mathcal {F}$
is singular. Then
$\mathcal {F}$
is a normal cubic surface by [Reference Belousov and Loginov6, Lemma 3.2]. On the other hand, the fiber
$\mathcal {F}$
is defined over
$\Bbbk $
, which implies, in particular, that
$\mathcal {F}$
is not a cone. Hence, we conclude that
$\mathcal {F}$
is a singular cubic surface that has Du Val singularities.
Let
$\mathcal {C}$
be a general fiber of the induced conic bundle
$\phi _2\vert _{\mathcal {F}}\colon \mathcal {F}\to \mathbb {P}^1$
. Then
$\mathcal {C}$
is smooth, since
$\mathcal {F}$
is normal. Moreover, if
$\mathcal {C}\cap Z_{\mathbb {C}}\ne \varnothing $
, then
$\delta _p(X_{\mathbb {C}})>1$
for every point
$p\in \mathcal {C}\cap Z_{\mathbb {C}}$
, which is impossible, since
$\delta _p(X_{\mathbb {C}})\leqslant 1$
for every point
$p\in Z_{\mathbb {C}}$
. Thus, we conclude that
$\mathcal {C}\cap Z_{\mathbb {C}}=\varnothing $
. This means that
$Z_{\mathbb {C}}$
is an irreducible component of a fiber of the conic bundle
$\omega $
. But S intersects every irreducible component of every fiber of the conic bundle
$\omega $
, which is a contradiction, since we already showed that
$Z_{\mathbb {C}}\cap S=\varnothing $
.
Lemma 5.12. Suppose that X is contained in Family № 3.5 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. The required assertion follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, § 5.14] and [Reference Denisova30]. To explain this in detail, let us describe the construction and geometry of the geometric model of the 3-fold X. So, for a while, we work over
$\mathbb {C}$
.
Set
$S=\mathbb {P}^1\times \mathbb {P}^1$
. Then S contains a smooth rational curve
$C\subset S$
of degree
$(5,1)$
such that
$X_{\mathbb {C}}$
can be constructed from C as follows. Consider the embedding
$S\hookrightarrow \mathbb {P}^1\times \mathbb {P}^2$
given by
and identify S and C with their images in
$\mathbb {P}^1\times \mathbb {P}^2$
using this embedding. Then there exists a birational morphism
$\pi \colon X_{\mathbb {C}}\to \mathbb {P}^1\times \mathbb {P}^2$
that blows up C.
To describe geometry of the 3-fold
$X_{\mathbb {C}}$
, let
$\mathrm {pr}_1\colon \mathbb {P}^1\times \mathbb {P}^2\to \mathbb {P}^1$
and
$\mathrm {pr}_2\colon \mathbb {P}^1\times \mathbb {P}^2\to \mathbb {P}^2$
be the projections to the first and the second factors, respectively. Then
$\mathrm {pr}_2(S)$
is a smooth conic in
$\mathbb {P}^2$
. Let
$\widetilde {S}$
be the proper transform on
$X_{\mathbb {C}}$
of the surface S, let E be the
$\pi $
-exceptional surface, and let
$H_2=(\mathrm {pr}_2\circ \pi )^*(\mathcal {O}_{\mathbb {P}^2}(1))$
. Then
$\widetilde {S}\sim 2H_2-E$
. Set
$H_1=(\mathrm {pr}_1\circ \pi )^*(\mathcal {O}_{\mathbb {P}^1}(1))$
. Then
Note that
$\widetilde {S}\cong \mathbb {P}^1\times \mathbb {P}^1$
and
$\widetilde {S}\vert _{\widetilde {S}}$
is a line bundle of degree
$(-1,-1)$
. Therefore, there exists a birational morphism
$\varpi \colon X_{\mathbb {C}}\to Y$
such that Y is a singular Fano 3-fold that has one isolated ordinary double point, the morphism
$\varpi $
contracts
$\widetilde {S}$
to the singular point of the 3-fold Y, and
$-K_Y^3=22$
. Using this, we obtain the following commutative diagram:

where V and U are smooth weak Fano 3-folds,
$\phi _1$
is a fibration into quartic del Pezzo surfaces,
$\phi _2$
is a conic bundle,
$\sigma _1$
and
$\sigma _2$
are birational contractions of the surface
$\widetilde {S}$
to smooth rational curves,
$\psi _1$
and
$\psi _2$
are small resolutions of the 3-fold Y,
$\phi _1$
is a fibration into quintic del Pezzo surfaces, and
$\phi _2$
is a
$\mathbb {P}^1$
-bundle.
Now, we are ready to prove that
$X_{\mathbb {C}}$
is K-polystable. Let p be a general point in
$Z_{\mathbb {C}}$
, and let F be the fiber of the del Pezzo fibration
$\phi _1$
that contains p. Then F is a quartic del Pezzo surface with Du Val singularities, and
$\delta _p\big (X_{\mathbb {C}}\big )\leqslant 1$
for every point
$p\in Z_{\mathbb {C}}$
. On the other hand, if
$p\in \widetilde {S}$
, then
$\delta _{p}(X_{\mathbb {C}})>1$
by [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 5.68]. Moreover, if F is smooth, then it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Lemma 5.69] that
$\delta _{p}(X_{\mathbb {C}})>1$
. Thus, we conclude that
$p\not \in \widetilde {S}$
, and the surface F is singular. The latter implies that
$Z_{\mathbb {C}}\subset F$
, since we assume that p is a general point in
$Z_{\mathbb {C}}$
. In particular, we see that F is defined over
$\Bbbk $
, because Z is defined over
$\Bbbk $
. On the other hand, if F has only ordinary double points, then it follows from the proof of [Reference Denisova30, Main Theorem] that
$\delta _{p}(X_{\mathbb {C}})>1$
. Hence, we conclude that F has a singular point that is not an ordinary double point. Now, using classification of singular quartic del Pezzo surfaces with Du Val singularities [Reference Coray and Tsfasman25], we see that F has a unique such singular point, so it must be defined over
$\Bbbk $
, which contradicts the assumption
$X(\Bbbk )=\varnothing $
.
Lemma 5.13. Suppose that X is contained in Family № 3.6 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. The required assertion follows from [Reference Cheltsov11]. Indeed, it follows from [Reference Mori and Mukai61, Reference Mori and Mukai63] that
$X_{\mathbb {C}}$
can be obtained by blowing up
$\mathbb {P}^3$
along a disjoint union of a line and a smooth quartic elliptic curve. Let L be this line in
$\mathbb {P}^3$
, let
$C_4$
be this smooth quartic elliptic curve in
$\mathbb {P}^3$
such that
$L\cap C_4=\varnothing $
, and let
$\pi \colon X\to \mathbb {P}^3$
be the blowup of these two curves. Then we can choose coordinates
$x_0$
,
$x_1$
,
$x_2$
,
$x_3$
on
$\mathbb {P}^3$
such that
for some complex number
$\lambda \not \in \{0,\pm 1,\pm i\}$
, and
for some
$[a_0:a_1:a_2]$
and
$[b_1:b_2:b_3]$
in
$\mathbb {P}^2$
. Then we have the following commutative diagram:

where
$\varsigma $
is given by
$[x_0:x_1:x_2:x_3]\mapsto [a_0x_0+a_1x_1+a_2x_2:b_1x_1+b_2x_2+b_3x_3]$
, the map
$\varphi $
is given by
the map
$\sigma $
is a fibration into quintic del Pezzo surfaces,
$\phi $
is a fibration into sextic del Pezzo surfaces, the map
$\eta $
is a conic bundle,
$\mathrm {pr}_1$
and
$\mathrm {pr}_2$
are projections to the first and the second factors, respectively.
Suppose that
$X_{\mathbb {C}}$
is not K-polystable. Then, arguing as in the proof of Lemma 5.12, we see that X contains a geometrically irreducible curve Z defined over
$\Bbbk $
such that
$\delta _{p}(X_{\mathbb {C}})\leqslant 1$
for every point
$p\in Z_{\mathbb {C}}$
. Let us show that this leads to a contradiction.
Set
$H=\pi ^*(\mathcal {O}_{\mathbb {P}^3}(1))$
. Let E and R be the exceptional surfaces of the blowup
$\pi $
such that
$\pi (E)=C_4$
and
$\pi (R)=L$
. Then the quintic del Pezzo fibration
$\sigma $
is given by the pencil
$|H-R|$
, the sextic del Pezzo fibration
$\varphi $
is given by the pencil
$|2H-E|$
, the conic bundle
$\eta $
is given by
$|3H-E-R|$
. Note that
$\mathrm {Eff}(X)=\langle E, R, H-R, 2H-E\rangle $
, and the Mori cone
$\overline {\mathrm {NE}(X)}$
is generated by the classes of curves contracted by the blowup
$\pi \colon X\to \mathbb {P}^3$
and the conic bundle
$\eta \colon X\to \mathbb {P}^1\times \mathbb {P}^1$
.
Fix a general point
$p\in Z_{\mathbb {C}}$
. Let S be the surface in the pencil
$|H-R|$
that contains p, and let u be a nonnegative real number. Then S is a del Pezzo surface with at most Du Val singularities, and the divisor
$-K_X-uS$
is pseudo-effective if and only if
$u\leqslant 2$
. For
$u\in [0,2]$
, let
$P(u)$
be the positive part of the Zariski decomposition of the divisor
$-K_X-uS$
, and let
$N(u)$
be its negative part. Then
and
which gives
$S_{X}(S)=\frac {1}{22}\int \limits _{0}^{2}P(u)^3du=\frac {67}{88}$
. Now, for every prime divisor F over the surface S, we set
where
$(-K_{X})^3=22$
. Then, following [Reference Abban and Zhuang1, Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3], we let
where the infimum is taken over all prime divisors over the surface S whose center on S contains p. Then it follows from [Reference Abban and Zhuang1, Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3] that
Therefore, since
$S_{X}(S)<1$
, we conclude that
$\delta _p(S,W^S_{\bullet ,\bullet })\leqslant 1$
.
If
$\sigma (Z_{\mathbb {C}})=\mathbb {P}^1$
, then S is a general fiber of the del Pezzo fibration
$\sigma $
, which implies, in particular, that the surface S is smooth. In this case, we know from [Reference Cheltsov11] that
$\delta _p(S,W^S_{\bullet ,\bullet })>1$
, which is a contradiction. Thus, we conclude that the surface S is singular, and
$\sigma (Z_{\mathbb {C}})$
is a point in
$\mathbb {P}^1$
. This means that S is the unique fiber of the del Pezzo fibration that contains the curve
$Z_{\mathbb {C}}$
. Hence, since Z is defined over
$\Bbbk $
, the surface S must also be defined over
$\Bbbk $
. Now, using classification of singular quintic del Pezzo surfaces with Du Val singularities [Reference Coray and Tsfasman25], we see that the worst singular point of the surface S is unique unless S has exactly two ordinary double points. Thus, we conclude that S has exactly two ordinary double points, because otherwise its worst singular point would be defined over
$\Bbbk $
, which is impossible as
$X(\Bbbk )=\varnothing $
.
Recall that the divisor
$-K_{S}$
is very ample, so we can identify S with its anticanonical image in
$\mathbb {P}^5$
. Then it follows from [Reference Coray and Tsfasman25] that S contains a unique line that passes through two singular points of the surface S. Denote this line by
$\ell $
. Note that the line
$\ell $
is also defined over
$\Bbbk $
. Moreover, we have
$\ell ^2=0$
and the linear system
$|2\ell |$
is a pencil that is free from base points. Observe that the pencil
$|2\ell |$
contains exactly two singular curves: the curve
$2\ell $
and another curve, let us denote it by C, that is a union of two lines
$\ell _1$
and
$\ell _2$
such that the intersection
$\ell _1\cap \ell _2$
consists of a single point. This shows that the singular curve
$C=\ell _1+\ell _2$
is defined over
$\Bbbk $
and, therefore, the point
$\ell _1\cap \ell _2$
is also defined over
$\Bbbk $
, which contradicts our assumption
$X(\Bbbk )=\varnothing $
.
Lemma 5.14. Suppose that X is contained in Family № 3.7 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. It follows from [Reference Mori and Mukai61, Reference Mori and Mukai63, Reference Matsuki59] that there exists the following diagram

where W is a form of the smooth divisor of degree
$(1,1)$
in
$\mathbb {P}^2\times \mathbb {P}^2$
, C is a smooth conic in
$\mathbb {P}^2$
that is defined over
$\Bbbk $
, the morphism
$\pi $
is the blowup of a smooth elliptic curve
$\mathscr {C}$
that is defined over
$\Bbbk $
, and
$\phi $
is a morphism such that a general fiber of
$\phi _{\mathbb {C}}$
is a smooth del Pezzo surface of degree
$6$
.
Let E be the
$\pi $
-exceptional surface, let p be a point in
$Z_{\mathbb {C}}$
, and let S be the fiber of
$\phi _{\mathbb {C}}$
that contains p. Then
$E\simeq \mathscr {C}\times C$
, the surface S has isolated singularities, and
$\delta _p(X_{\mathbb {C}})\leqslant 1$
. Moreover, if S is Du Val, then it follows from the proof of [Reference Cheltsov, Denisova and Fujita12, Lemma 2.1] that
Furthermore, if S is smooth, then it follows from [Reference Denisova28] that
Suppose that
$\phi (Z_{\mathbb {C}})$
is a point in
$C_{\mathbb {C}}\simeq \mathbb {P}^1$
. Then
$Z_{\mathbb {C}}\subset S$
, which implies that
$C\simeq \mathbb {P}^1$
and S is defined over
$\Bbbk $
. If S is smooth, (5.11) and (5.12) implies that
$p\in E_{\mathbb {C}}$
and p is contained in a
$(-1)$
-curve in S. Keeping in mind that p is any point in
$Z_{\mathbb {C}}$
, we conclude that
$Z_{\mathbb {C}}\subset E_{\mathbb {C}}\vert _{S}$
and
$Z_{\mathbb {C}}$
is a
$(-1)$
-curve in S, which is impossible, since
$E_{\mathbb {C}}\vert _{S}$
is a smooth elliptic curve isomorphic to
$\mathscr {C}_{\mathbb {C}}$
. Thus, S is singular.
Recall from [Reference Kojima46] that S can have at most one non-Du Val singular point. Hence, since S is defined over
$\Bbbk $
and S does not contain
$\Bbbk $
-points, we conclude that S has Du Val singularities, and it has at least
$2$
singular points such that none of them is defined over
$\Bbbk $
. Now, using [Reference Coray and Tsfasman25, Proposition 8.3], we see that S has exactly two isolated ordinary double points. Moreover, it follows from [Reference Coray and Tsfasman25, Proposition 8.3] that S contains a unique smooth geometrically rational curve
$\ell $
such that
$\ell ^2=-\frac {1}{2}$
, and this curve contains exactly one singular point of S. This implies that
$\ell $
and this singular point are both defined over
$\Bbbk $
, which contradicts our assumption
$X(\Bbbk )=\varnothing $
. Thus, we see that
$\phi (Z_{\mathbb {C}})$
is not a point in
$C_{\mathbb {C}}\simeq \mathbb {P}^1$
, so
$\phi (Z)=C$
.
From now on, we assume that p is a general point of the curve
$Z_{\mathbb {C}}$
. Then the surface S is smooth. As above, using (5.11) and (5.12), we see that
$p\in E_{\mathbb {C}}$
, which immediately gives
$Z_{\mathbb {C}}\subset E_{\mathbb {C}}$
. Then
$\pi (Z)=\mathscr {C}$
. Indeed, if
$\pi (Z_{\mathbb {C}})$
is a point in
$\mathscr {C}_{\mathbb {C}}$
, this point would be defined over
$\Bbbk $
, which would imply
$W(\Bbbk )\ne \varnothing $
, but
$W(\Bbbk )=\varnothing $
by Lemma 2.1. Hence, we see that
$\pi (Z)=\mathscr {C}$
. This easily leads to a contradiction.
Indeed, let H be a divisor in
$\mathrm {Pic}(W_{\mathbb {C}})$
such that
$-K_{W_{\mathbb {C}}}\sim 2H$
, and let u be a nonnegative real number. Then
$-K_{X_{\mathbb {C}}}-uE_{\mathbb {C}}=\pi ^*(2H)-(1+u)E_{\mathbb {C}}$
, which implies that
$-K_{X_{\mathbb {C}}}-uE_{\mathbb {C}}$
is pseudoeffective if and only if
$u\leqslant 1$
, and for every
$u\in [0,1]$
, the divisor
$-K_{X_{\mathbb {C}}}-uE_{\mathbb {C}}$
is nef. This gives
Thus, it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Corollary 1.110] that
$S(W_{\bullet ,\bullet }^{E_{\mathbb {C}}}; Z_{\mathbb {C}})\geqslant 1$
, where
Recall that
$E_{\mathbb {C}}\cong \mathscr {C}_{\mathbb {C}}\times C_{\mathbb {C}}\simeq \mathscr {C}_{\mathbb {C}}\times \mathbb {P}^1$
. Let
$\mathbf {s}$
be a fiber of the projection
$\phi _{\mathbb {C}}\vert _{E_{\mathbb {C}}}\colon E_{\mathbb {C}}\to C_{\mathbb {C}}$
, and let
$\mathbf {f}$
be a fiber of the projection
$\pi _{\mathbb {C}}\vert _{E_{\mathbb {C}}}\colon E_{\mathbb {C}}\to \mathscr {C}_{\mathbb {C}}$
. Then
$Z_{\mathbb {C}}\equiv a\mathbf {s}+b\mathbf {f}$
for some nonnegative integers a and b. Moreover, we have
$a\geqslant 1$
, because
$\pi (Z_{\mathbb {C}})=\mathscr {C}_{\mathbb {C}}$
.
where
Hence, we see that
$S(W_{\bullet ,\bullet }^{E_{\mathbb {C}}}; \mathbf {s})\geqslant 1$
. But
$S(W_{\bullet ,\bullet }^{E_{\mathbb {C}}}; \mathbf {s})$
is easy to compute. Namely, if
$v\in \mathbb {R}_{\geqslant 0}$
, then
which gives
The latter is absurd.
Lemma 5.15. Suppose that X is contained in Family № 3.10 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. It follows from [Reference Matsuki59, Reference Mori and Mukai61, Reference Mori and Mukai63] that there exists the following diagram

where Q is a form of a smooth quadric 3-fold, S is a form of a smooth quadric surface,
$\pi $
is the blowup of a geometrically reducible curve C such that
$C_{\mathbb {C}}=C_1+C_2$
, where
$C_1$
and
$C_2$
are disjoint conics in the quadric 3-fold
$Q_{\mathbb {C}}\subset \mathbb {P}^4$
, and
$\eta $
is a conic bundle. Let
$\mathscr {C}$
be the discriminant curve of the conic bundle
$\eta $
. Then
$\mathscr {C}_{\mathbb {C}}$
is a reduced curve in
$S_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
that has degree
$(2,2)$
.
Over
$\mathbb {C}$
, we can choose coordinates
$[x:y:z:t:w]$
on
$\mathbb {P}^4$
such that
and one of the following three cases hold:
where
$(a,b)\in \mathbb {C}^2$
such that
$a\pm b\ne \pm 1$
, or
where
$a\in \mathbb {C}$
such that
$a\ne \pm 1$
, or
Moreover, it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, §5.17] that
$X_{C}$
is K-polystable if and only if we are in case (C).
Over
$\mathbb {C}$
, we have the following commutative diagram:

where
$\delta _1$
is the map given by
$[x:y:z:t:w]\mapsto [x:y]$
, the map
$\delta _2$
is given by
$[x:y:z:t:w]\mapsto [z:t]$
, the maps
$\pi _1$
and
$\pi _2$
are blowups of the quadric
$Q_{\mathbb {C}}$
along the smooth conics
$C_1$
and
$C_2$
, respectively,
$\alpha _1$
and
$\alpha _2$
are blowups of the proper transforms of these conics, respectively,
$\beta _1$
and
$\beta _2$
are fibrations into quadric surfaces,
$\gamma _1$
and
$\gamma _2$
are fibrations into sextic del Pezzo surfaces,
$\mathrm {pr}_1$
and
$\mathrm {pr}_2$
are natural projections of
$S_{\mathbb {C}}\simeq \mathbb {P}^1_{x,y}\times \mathbb {P}^1_{z,t}$
to its factors, and the map
is given by
Here and below, we identified
$S_{\mathbb {C}}=\mathbb {P}^1_{x,y}\times \mathbb {P}^1_{z,t}$
with coordinates
$([x:y],[z:t])$
.
Over
$\mathbb {C}$
, the equation of the curve
$\mathscr {C}_{\mathbb {C}}$
can be computed as follows. If we are in case (A), it is given by
If we are in case (B), the curve
$\mathscr {C}_{\mathbb {C}}$
is given in
$S_{\mathbb {C}}=\mathbb {P}^1_{x,y}\times \mathbb {P}^1_{z,t}$
by the following equation:
If
$a\ne 0$
, the curve
$\mathscr {C}_{\mathbb {C}}$
is irreducible and has a node at
$([0:1],[0:1])$
. If
$a=0$
, then
so
$\mathscr {C}_{\mathbb {C}}$
is a union of curves of degrees
$(0,1)$
,
$(1,0)$
,
$(1,1)$
, and
Finally, if we are in case (C), the curve
$\mathscr {C}_{\mathbb {C}}$
is given by
$x(t^2x+2txz-4tyz+xz^2)=0$
, so
$\mathscr {C}_{\mathbb {C}}$
splits as a union of a curve of degree
$(0,1)$
and a smooth curve of degree
$(2,1)$
.
Now, we are ready to prove the assertion of the lemma. Suppose the Fano 3-fold
$X_{\mathbb {C}}$
is not K-polystable. Then either we are in case (B), or we are in case (C). Let us show that X has a
$\Bbbk $
-point in both cases. We will do this geometrically.
First, we consider case (C). In this case, we have
$\mathscr {C}=L+Z$
, where L and Z are smooth geometrically rational curves in S such that both of them are defined over
$\Bbbk $
,
$L_{\mathbb {C}}=\{x=0\}\subset S_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
and
$Z_{\mathbb {C}}=\{t^2x+2txz-4tyz+xz^2=0\}$
. Set
$\mathscr {H}=\pi _*(\eta ^*(L))$
. Then
$-K_Q\sim 2\mathscr {H}$
, and the linear system
$|\mathscr {H}|$
gives an embedding
$Q\hookrightarrow \mathbb {P}^4$
, which implies that Q is a pointless quadric 3-fold in
$\mathbb {P}^4$
. Observe also that the surface
$\mathscr {H}_{\mathbb {C}}$
is cut out on
$Q_{\mathbb {C}}$
by the hyperplane
$\{x=0\}$
, which implies that
$\mathscr {H}_{\mathbb {C}}$
is a quadric cone with one singular point. This shows that
$\mathrm {Sing}(\mathscr {H}_{\mathbb {C}})$
is defined over
$\Bbbk $
and, in particular,
$Q(\Bbbk )\ne \varnothing $
, so that
$X(\Bbbk )\ne \varnothing $
by Lemma 2.1, which contradicts our assumption.
Thus, we are in case (B). Suppose that
$a=0$
. Then
$\mathscr {C}$
is reducible. Namely, we have
$\mathscr {C}=\Delta +\Delta ^\prime $
where
$\Delta $
is a geometrically irreducible curve such that
$\Delta _{\mathbb {C}}=\{zx-4yt=0\}\subset S_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
,
$\Delta ^\prime $
is a geometrically reducible curve such that
$\Delta ^\prime _{\mathbb {C}}=L_1+L_2$
for
$L_1=\{z=0\}$
and
$L_2=\{x=0\}$
. This implies that S is a quadric surface in
$\mathbb {P}^3$
, and the curves
$\Delta $
and
$\Delta ^\prime $
are its hyperplane sections. Moreover, the conic bundle
$\eta _{\mathbb {C}}$
has exactly three nonreduced fibers: the fibers over the singular points of the curve
$\mathscr {S}_{\mathbb {C}}$
. These are the fibers over the points
$L_1\cap \Delta $
,
$L_2\cap \Delta $
,
$L_1\cap L_2$
. Denote them by
$F_1$
,
$F_2$
,
$F_3$
, respectively. Then
$F_1=2\ell _1$
,
$F_2=2\ell _2$
,
$F_3=2\ell _3$
, where
$\ell _1$
,
$\ell _2$
,
$\ell _3$
are irreducible smooth curves. Moreover, on
$Q_{\mathbb {C}}\subset \mathbb {P}^4$
, the curves
$\pi _{\mathbb {C}}(\ell _1)$
,
$\pi _{\mathbb {C}}(\ell _2)$
,
$\pi _{\mathbb {C}}(\ell _3)$
are lines that can be described as follows:
Note that the hyperplane section
$\{w=0\}\cap Q_{\mathbb {C}}$
is the unique hyperplane section of
$Q_{\mathbb {C}}$
that contains all these three lines. Thus, this hyperplane section is defined over
$\Bbbk $
, since the one-cycles
$\ell _1+\ell _2$
and
$\ell _3$
are defined over
$\Bbbk $
. Therefore, as above, we see that in
$\mathbb P^4$
, and this quadric 3-fold contains a line that is defined over
$\Bbbk $
– the image of the curve
$\ell _3$
. This shows that
$Q(\Bbbk )\ne \varnothing $
, so
$X(\Bbbk )\ne \varnothing $
by Lemma 2.1, which contradicts our assumption.
Hence, we see that
$a\ne 0$
. Then
$\mathscr {C}_{\mathbb {C}}$
is geometrically irreducible, and it has one singular point. Moreover, the restrictions
$\mathrm {pr}_1\vert _{\mathscr {C}_{\mathbb {C}}}\colon \mathscr {C}_{\mathbb {C}}\to \mathbb {P}^1$
and
$\mathrm {pr}_2\vert _{\mathscr {C}_{\mathbb {C}}}\colon \mathscr {C}_{\mathbb {C}}\to \mathbb {P}^1$
are double covers such that each of them is ramified in two points away from the singular point of the curve
$\mathscr {C}_{\mathbb {C}}$
. These ramification points are
Note that the union of these four points is a zero-cycle in
$\mathscr {C}$
that is defined over
$\Bbbk $
. Moreover, one can check that the fibers of the conic bundle
$\eta _{\mathbb {C}}$
over these four points are reducible reduced conics, and the images of their singular points in
$Q_{\mathbb {C}}$
via
$\pi _{\mathbb {C}}$
are the following four points:
Again, the union of these four points is a zero-cycle in Q that is defined over
$\Bbbk $
. One can check that these four points in
$\mathbb {P}^4$
are in linearly general position, since
$a\ne \pm 1$
. Thus, there exists a unique hyperplane section of the quadric
$Q_{\mathbb {C}}$
that contains these four points, which implies that it is also defined over
$\Bbbk $
. This implies that Q is a smooth quadric 3-fold in
$\mathbb {P}^4$
. Now, we let F be the fiber of the conic bundle
$\eta $
over the singular point of the curve
$\mathscr {C}$
. Observe that F is defined over
$\Bbbk $
, and
$F=2\ell $
, where
$\ell $
is a geometrically irreducible curve in X that is also defined over
$\Bbbk $
. Then
$\pi (\ell )$
is a line in Q, which implies that
$Q(\Bbbk )\ne \varnothing $
, so that
$X(\Bbbk )\ne \varnothing $
by Lemma 2.1, which is a contradiction.
Lemma 5.16. Suppose that X is contained in Family № 3.12 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. It follows from [Reference Mori and Mukai61, Reference Mori and Mukai63, Reference Matsuki59] and Lemma 2.1 that there exists a birational morphism
$\pi \colon X\to U$
such that U is a pointless form of
$\mathbb {P}^3$
, and
$\pi $
is the blowup of two disjoint smooth geometrically irreducible and geometrically rational curves L and C such that
$-K_{U}\cdot L=4$
and
$-K_{U}\cdot C=12$
. Over
$\mathbb {C}$
, the curve
$L_{\mathbb {C}}$
is a line in
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
, and
$C_{\mathbb {C}}$
is a twisted cubic. Let
$f\colon V\to U$
be the blowup of the curve L, and let
$\widetilde {C}$
be the strict transform of the curve C on V. Then there exists a Sarkisov link

where Z is a conic in
$\mathbb {P}^2$
, and
$g_{\mathbb {C}}$
is a
$\mathbb {P}^2$
-bundle over
$Z_{\mathbb {C}}\simeq \mathbb {P}^1$
. Moreover, the map
$g_{\mathbb {C}}$
induces a finite morphism
$\omega \colon \widetilde {C}\to Z$
of degree
$3$
. Furthermore, it follows from [Reference Denisova27] that
$X_{\mathbb {C}}$
is not K-polystable if and only if the triple cover
$\omega _{\mathbb {C}}\colon \widetilde {C}_{\mathbb {C}}\to Z_{\mathbb {C}}$
has a unique ramification point of ramification index
$3$
. Thus, if
$X_{\mathbb {C}}$
is not K-polystable, then the set
$\widetilde {C}(\Bbbk )$
is not empty – it contains the ramification point of index
$3$
of the finite morphism
$\omega $
, so
$X(\Bbbk )\ne \varnothing $
by Lemma 2.1. So, if
$X(\Bbbk )=\varnothing $
, then
$X_{\mathbb {C}}$
is K-polystable.
Lemma 5.17. Suppose that X is contained in Family № 3.13 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. It follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, § 5.19] that
$X_{\mathbb {C}}$
is a complete intersection in
$\mathbb {P}^2\times \mathbb {P}^2\times \mathbb {P}^2$
that can be given either by
for some
$s\in \mathbb {C}$
such that
$s\ne \pm 1$
, or by
where
$([x_1:x_2:x_3],[y_1:y_2:y_3],[z_1:z_2:z_3])$
are coordinates on the product
$\mathbb {P}^2_{x_1,x_2,x_3}\times \mathbb {P}^2_{y_1,y_2,y_3}\times \mathbb {P}^2_{z_1,z_2,z_3}$
. Moreover, if
$X_{\mathbb {C}}$
is given by (5.13), then
$X_{\mathbb {C}}$
is K-polystable by [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Proposition 5.99]. On the other hand, if
$X_{\mathbb {C}}$
is given by (5.14), then
$X_{\mathbb {C}}$
is not K-polystable by [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, Proposition 5.98].
Let V be the 3-fold in
$\mathbb {P}^2_{x_1,x_2,x_3}\times \mathbb {P}^2_{y_1,y_2,y_3}\times \mathbb {P}^2_{z_1,z_2,z_3}$
given by (5.14). Then, to prove the required assertion, it is enough to show that any
$\Bbbk $
-form of V has a
$\Bbbk $
-point. Set
Then
$W_{x,y}$
,
$W_{y,z}$
,
$W_{x,z}$
are smooth, and natural projections of
$\mathbb {P}^2_{x_1,x_2,x_3}\times \mathbb {P}^2_{y_1,y_2,y_3}\times \mathbb {P}^2_{z_1,z_2,z_3}$
to its factors induce birational morphisms
$\pi _{x,y}\colon V\to W_{x,y}$
,
$\pi _{y,z}\colon V\to W_{y,z}$
,
$\pi _{x,z}\colon V\to W_{x,z}$
. Let
$E_{x,y}$
,
$E_{y,z}$
,
$E_{x,z}$
be the exceptional surfaces of the morphisms
$\pi _{x,y}$
,
$\pi _{y,z}$
,
$\pi _{x,z}$
, respectively. Then
The divisors
$E_{x,y}$
,
$E_{y,z}$
,
$E_{x,z}$
generate the cone of effective divisors of the 3-fold
$V_{\mathbb {C}}$
. Over
$\mathbb {C}$
, we have
This shows that every
$\Bbbk $
-form of V contains a
$\Bbbk $
-point – the unique singular point of multiplicity
$3$
of the unique effective reduced divisor that splits over
$\mathbb {C}$
into the sum of three surfaces that generate the cone of effective divisors of the geometric model of the
$\Bbbk $
-form.
Lemma 5.18. Suppose that X is contained in Family № 4.13 and
$X(\Bbbk )=\varnothing $
. Then
$X_{\mathbb {C}}$
is K-polystable.
Proof. Using [Reference Mori and Mukai61, Reference Mori and Mukai63, Reference Matsuki59], we see that there is a birational morphism
$\pi \colon X\to S\times Z$
such that S is a possibly pointless form of
$\mathbb {P}^1\times \mathbb {P}^1$
, Z is a conic in
$\mathbb {P}^2$
, and
$\pi $
is the blowup of a smooth geometrically irreducible and geometrically rational curve C such that
$C_{\mathbb {C}}$
is a curve of degree
$(1,1,3)$
in
$S_{\mathbb {C}}\times Z_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1\times \mathbb {P}^1$
. Over
$\mathbb {C}$
, one can choose coordinates
$([x_0:x_1],[y_0:y_1],[z_0:z_1])$
on
$\mathbb {P}^1\times \mathbb {P}^1\times \mathbb {P}^1$
such that
$C_{\mathbb {C}}$
is given by one of the following two equations:
for some
$\lambda \in \mathbb {C}\setminus \{\pm 1,\pm 3\}$
, or
Moreover, it follows from [Reference Araujo, Castravet, Cheltsov, Fujita, Kaloghiros, Martinez-Garcia, Shramov, Süß and Viswanathan3, § 5.12] that
$X_{\mathbb {C}}$
is always K-semistable, and
$X_{\mathbb {C}}$
is not K-polystable if and only if the curve
$C_{\mathbb {C}}$
can be given by the equation (5.15). Note that in this (non-K-polystable) case, the natural triple cover
$C_{\mathbb {C}}\to Z_{\mathbb {C}}$
has a unique ramification point with ramification index
$3$
, which implies that this point is defined over
$\Bbbk $
and, in particular, the set
$C(\Bbbk )$
is not empty. Hence, if
$X_{\mathbb {C}}$
is not K-polystable, then
$X(\Bbbk )\ne \varnothing $
by Lemma 2.1, which contradicts our assumption.
6 Examples of pointless smooth Fano 3-folds
In this section, we provide examples of pointless smooth Fano 3-folds in the families studied in Section 5.
Example 6.1. It follows from [Reference Springer and Veldkamp74] that there exists a unique pointless
$\mathbb {Q}$
-form V of the five-dimensional homogeneous space
$G_2/P$
of the exceptional simple algebraic group of type
$G_2$
by a maximal parabolic subgroup P. By [Reference Landsberg and Manivel53, Theorem 3.1], we can describe V as the subvariety of the Grassmannian
$\mathrm {Gr}(2,V_7)$
parametrizing planes on which the octonionic multiplication is identically zero, where
$V_7$
is a seven-dimensional vector space of imaginary octonions. Note that V is a
$G_2$
-torsor defined by the unique nonzero pure Rost symbol
$\{-1,-1,-1\}$
in the Milnor K-theory
$K^M_3(\mathbb {Q})/2$
modulo
$2$
. It follows from [Reference Mukai66] that
$V_{\mathbb {C}}$
is a smooth Fano 5-fold, and its Picard group
$\text {Pic}(V_{\mathbb {C}})$
is generated by a divisor H with
$-K_{V_{\mathbb {C}}}\sim 3H$
and
$H^5=18$
. We also know that
$|H|$
gives an embedding
$V_{\mathbb {C}}\hookrightarrow \mathbb {P}^{13}$
. Since the class H is
$\text {Gal}(\overline {\mathbb {Q}}/ \mathbb {Q})$
-invariant, we also have an embedding
$V\hookrightarrow U$
into a
$\Bbbk $
-form U of
$\mathbb {P}^{13}$
. Set
$D=K_U\vert _V-5K_V$
. Then D is defined over
$\mathbb {Q}$
and
$D_{\mathbb {C}}\sim H_{\mathbb {C}}$
, so
$|D|$
gives an embedding of V into
$\mathbb {P}^{13}$
. Now we take
$X=D_1\cap D_2$
where
$D_1$
and
$D_2$
are general divisors in
$|D|$
. Then X is a pointless
$\mathbb {Q}$
-form of a smooth Fano 3-fold belonging to Family № 1.9.
Example 6.2. It follows from [Reference Kollár and Schreyer47, Theorem 1.1] that there exists a nonempty connected family of smooth prime Fano 3-folds X of degree
$22$
defined over
$\mathbb {R}$
such that
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 1.10 and
$X(\mathbb {R})=\varnothing $
.
Example 6.3. Let V be a smooth cubic 3-fold in
$\mathbb {P}^4$
defined over
$\mathbb {Q}$
without
$\mathbb {Q}$
-points [Reference Mordell60], let C be an intersection of V with any codimension two linear subspace such that C is smooth, and let
$\pi \colon X\to V$
be the blowup of the curve C. Then
$X(\mathbb {Q})=\varnothing $
, and
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 2.5. To present an explicit example of V and C, let
where
$x_1,x_2,x_3,x_4,x_5,x_6$
are coordinates on
$\mathbb {P}^5$
. Then Y is a smooth cubic 4-fold defined over
$\mathbb {Q}$
, which does not contain
$\mathbb {Q}$
-points [Reference Dai and Xue26]. Indeed, the congruence
$x_1^3+2x_2^3+4x_3^3+x_1x_2x_3\equiv 0\ \mathrm {mod}\ 7$
has only trivial solutions, which easily implies that Y does not have points over
$\mathbb {Q}_{7}$
, so it does not have
$\mathbb {Q}$
-points either. Now, we can let
$V=Y\cap \{x_6=0\}$
and
$C=V\cap \{x_4=x_5=0\}$
.
Example 6.4. Let V be a pointless smooth complete intersection of two quadrics in
$\mathbb {P}^5$
defined over
$\mathbb {R}$
. For instance, let
where
$a_1,a_2,a_3,a_4,a_5,a_6$
are real numbers such that
$a_i\neq a_j$
whenever
$i \neq j$
, and
$x_1,x_2,x_3,x_4,x_5,x_6$
are coordinates on
$\mathbb {P}^5$
. Now, we take C to be an intersection of V with any codimension two linear subspace such that C is smooth, for example,
$C=\{x_0=x_1=0\}\cap V$
, and let
$\pi \colon X\to V$
be the blowup of the curve C. Then
$X(\mathbb {R})=\varnothing $
, and
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 2.10.
Example 6.5. Explicit examples of real pointless smooth Fano 3-folds whose geometric models belong to Family 2.12 have been constructed in [Reference Cheltsov, Li, Ma’u and Pinardin15].
Example 6.6. Over
$\mathbb {R}$
, let
and let
$\phi \colon \mathbb {P}(1_{x},1_{y},3_{z})\to \mathbb {P}^4$
given by
$[x:y:z]\mapsto [x^3:x^2y:xy^2:y^3:z]$
. Then C is a smooth pointless real hyperelliptic curve of genus
$2$
, and
$\phi (C)\simeq C$
is a curve of degree
$6$
that is contained in the smooth pointless real quadric 3-fold
where
$x_1,x_2,x_3,x_4,x_5$
are projective coordinates on
$\mathbb {P}^4$
. Let
$\pi \colon X\to Q$
be the blowup of the curve
$\phi (C)$
. Then
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 2.13, and
$X(\mathbb {R})=\varnothing $
by Lemma 2.1.
Example 6.7. Over
$\mathbb {R}$
, let
and let V be the complete intersection of two quadrics in
$\mathbb {P}^5$
that is given by
where
$x_1,x_2,x_3,x_4,x_5,x_6$
are coordinates on
$\mathbb {P}^5$
. Then both C and V are smooth and pointless. Let
$\pi \colon X\to V$
be the blowup of the conic C. Then
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 2.16, and
$X(\mathbb {R})=\varnothing $
by Lemma 2.1.
Example 6.8. Let U be the unique real form of
$\mathbb {P}^3$
that has no real points. Then
$\mathrm {Pic}(U)=\mathbb {Z}[Q]$
with
$-K_U\sim 2Q$
, and U contains a twisted line L, that is,
$L_{\mathbb {C}}$
is a line in
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
. Let S be a general surface in
$|Q|$
containing L. Then
$S_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
, since otherwise
$S_{\mathbb {C}}$
would be a quadric cone whose vertex yields an
$\mathbb {R}$
-point in U. Since S contains L, it follows that S is isomorphic to
$\mathbb {P}^1\times C$
for some pointless conic C. Now we let
$\Gamma $
be a general curve in
$|-K_S+L|$
, and let
$X\to U$
be the blowup of U along
$\Gamma $
. Then
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 2.19, and it follows from Lemma 2.1 that
$X(\mathbb {R})=\varnothing $
, as
$U(\mathbb {R})=\varnothing $
.
Example 6.9. Let C be the conic
$\{x^2+y^2+z^2=0\}\subset \mathbb {P}^2$
, where x, y, z are projective coordinates on
$\mathbb {P}^2$
. Then C is smooth and without
$\mathbb {R}$
-points. Let
$\phi \colon \mathbb {P}^2\to \mathbb {P}^5$
be the second Veronese embedding given by
$[x:y:z] \mapsto [x^2:y^2:z^2:xy:xz:yz]$
. Then
where
$F_1=x_1x_2-x_4^2$
,
$F_2=x_1x_3-x_5^2$
,
$F_3=x_2x_3-x_6^2$
,
$F_4=x_1x_6-x_4x_5$
,
$F_5=x_2x_5-x_4x_6$
,
$F_6=x_3x_4-x_5x_6$
, and
$x_1,x_2,x_3,x_4,x_5,x_6$
are coordinates on
$\mathbb {P}^5$
. Let
Then
$\widetilde {Q}(\mathbb {R})=\varnothing $
and
$\phi (C)\subset \widetilde {Q}$
. Let
$H=\{x_1+x_2+x_3=0\}$
and
$Q=H\cap \widetilde {Q}$
. Then Q is a smooth pointless quadric hypersurface in
$H\simeq \mathbb {P}^4$
containing
$\phi (C)$
. Thus, blowing up Q along
$\phi (C)$
, we obtain a pointless smooth Fano 3-fold, over
$\mathbb {R}$
, whose geometric model is contained in Family № 2.21.
Example 6.10. Let S be a pointless
$\mathbb {Q}$
-form of
$\mathbb {P}^2$
, and let
$V=S\times S$
. Then it follows from [Reference Colliot-Thelene and Skorobogatov24, Chapter 7] that
$\mathrm {Pic}(V)$
contains a line bundle L such that
$L_{\mathbb {C}}$
is a divisor of degree
$(1,-1)$
on
$V_{\mathbb {C}}\simeq \mathbb {P}^2\times \mathbb {P}^2$
. Let X be a general divisor in the linear system
$|L+\pi _2^*(-K_S)|$
, where
$\pi _2\colon V\to S$
is the projection to the second factor. Then X is smooth, and
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 2.24. By construction, we have
$X(\mathbb {Q})=\varnothing $
, because V does not have points in
$\mathbb {Q}$
.
Example 6.11. Let C be a pointless conic in
$\mathbb {P}^2$
over
$\mathbb {R}$
, and let
$\mathcal {E}$
be the restriction of the tangent bundle of
$\mathbb {P}^2$
to C. Then it follows from [Reference Biswas and Nagaraj8] that
$\mathcal {E}$
is an indecomposable vector bundle on C and
$\mathcal {E}_{\mathbb {C}}$
splits as
$\mathcal {O}_{\mathbb {P}^1}(3)\oplus \mathcal {O}_{\mathbb {P}^1}(3)$
on
$C_{\mathbb {C}}\simeq \mathbb {P}^1$
. Set
let
$\eta \colon V\to C$
be the natural projection, let M be the tautological vector bundle on V, and let X be a general divisor in the linear system
$|3M-\pi ^*(-K_C)|$
. Then X is smooth, and it follows from [Reference Cheltsov, Przyjalkowski and Shramov17, § 11] that
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 3.2. We have
$X(\mathbb {R})=\varnothing $
, since
$C(\mathbb {R})=\varnothing $
.
Example 6.12. Let C be a pointless real conic in
$\mathbb {P}^2$
, let
$S=C\times C$
, let
$\Delta $
be the diagonal curve in S, and let B be a general curve in the linear system
$|\Delta +\mathrm {pr}_2^*(-2K_C)|$
, where
$\mathrm {pr}_2\colon S\to C$
is the projection to the second factor. Then
$B_{\mathbb {C}}$
is a divisor of degree
$(1,5)$
on
$S_{\mathbb {C}}\simeq \mathbb {P}^1\times \mathbb {P}^1$
. Now, we identify S with a surface in
$C\times \mathbb {P}^2$
via the embedding
$C\hookrightarrow \mathbb {P}^2$
of the second factor of S and regard B as a curve in
$C\times \mathbb {P}^2$
. Let
$\pi \colon X\to C\times \mathbb {P}^2$
be the blowup of the curve B. Then
$X(\mathbb {R})=\varnothing $
, and
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 3.5.
Example 6.13. In the notations and assumptions of Example 6.8, let
$Q_1$
and
$Q_2$
be two general surfaces in
$|Q|$
, let
$C=Q_1\cap Q_2$
, and let
$\pi \colon X\to U$
be the blowup of the curves L and C. Then
$X(\mathbb {R})=\varnothing $
, and
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 3.6.
Example 6.14. Let S be a
$\mathbb {Q}$
-form of
$\mathbb {P}^2$
with no
$\mathbb {Q}$
-points, and let
$S^\prime $
be the pointless
$\mathbb {Q}$
-form of
$\mathbb {P}^2$
whose class in the Brauer group of
$\mathbb {Q}$
is the inverse of the class of S. Set
$V=S\times S^\prime $
. Then
$\mathrm {Pic}(V)$
contains a divisor D such that
$D_{\mathbb {C}}$
is a divisor of degree
$(1,1)$
on
$V_{\mathbb {C}}\simeq \mathbb {P}^2\times \mathbb {P}^2$
. Let
$Y_1$
,
$Y_2$
,
$Y_3$
be general divisors in
$|D|$
, set
$C=Y_1\cap Y_2\cap Y_3$
, and let
$\pi \colon X\to Y_1$
be the blowup of the curve C. Then
$X(\mathbb {Q})=\varnothing $
, and
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 3.7.
Example 6.15. Let Q be a pointless real smooth quadric 3-fold in
$\mathbb {P}^4$
, let
$\Pi _1$
and
$\Pi _2$
be general disjoint two-dimensional linear subspaces in
$\mathbb {P}^4$
, and let
$\pi \colon X\to Q$
be the blowup of the conics
$Q\cap \Pi _1$
and
$Q\cap \Pi _2$
. Then
$X(\mathbb {R})=\varnothing $
, and
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 3.10.
Example 6.16. In the notations and assumptions of Example 6.8, let
$S_1$
and
$S_2$
be two general surfaces in
$|Q|$
that contain the twisted line L. Then it follows from Example 6.8 that
$Q_1\cdot Q_2=L+C$
where C is a smooth geometrically rational curve such that
$C_{\mathbb {C}}$
is a twisted cubic curve in
$U_{\mathbb {C}}\simeq \mathbb {P}^3$
. Let
$L^\prime $
be a twisted line in U such that
$L^\prime _{\mathbb {C}}\cap C_{\mathbb {C}}=\varnothing $
, and let
$\pi \colon X\to U$
be the blowup of the curves
$L^\prime $
and C. Then, by construction,
$X(\mathbb {R})=\varnothing $
, and
$X_{\mathbb {C}}$
is a smooth Fano 3-fold in Family № 3.12.
Example 6.17. Let Q be the real smooth pointless quadric in
$\mathbb {P}^4$
given by
where
$x,y,z,t,w$
are coordinates on
$\mathbb {P}^4$
. Let S be the hyperplane section of Q that is cut out by
$w=0$
. Then
$S_{\mathbb {C}}$
contains conjugated lines
$L_1=\{w=0,x=iy,z=it\}$
and
$L_2=\{w=0,x=-iy,z=-it\}$
, and the curve
$L_1+L_2$
is defined over
$\mathbb {R}$
. Let
$\alpha \colon \widetilde {Q}\to Q$
be the blowup of the curve
$L_1+L_2$
. Then we have the following commutative diagram:

where W is a smooth Fano 3-fold with
$W_{\mathbb {C}}$
a divisor of degree
$(1,1)$
in
$\mathbb {P}^2\times \mathbb {P}^2$
,
$\beta $
is a birational morphism that contracts the strict transform of the surface S on the threefold
$\widetilde {Q}$
to a smooth curve in W, and
$\chi $
is a birational map. Now, let
$C_2$
be the conic in Q that is cut out by the plane
$\{x+t=0,y+z=0\}$
. The conic
$C_2$
is disjoint from the curve
$L_1+L_2$
. Set
$C=\chi (C_2)$
, which is a smooth curve in W, where
$\mathrm {pr}_1(C_{\mathbb {C}})$
and
$\mathrm {pr}_2(C_{\mathbb {C}})$
are conics in
$\mathbb {P}^2$
, and the induced morphisms
$C_{\mathbb {C}}\to \mathbb {P}^2$
give isomorphisms
$C_{\mathbb {C}}\simeq \mathrm {pr}_1(C_{\mathbb {C}})$
and
$C_{\mathbb {C}}\simeq \mathrm {pr}_2(C_{\mathbb {C}})$
, where
$\mathrm {pr}_1\colon W_{\mathbb {C}}\to \mathbb {P}^2$
and
$\mathrm {pr}_2\colon W_{\mathbb {C}}\to \mathbb {P}^2$
are projections to the first and the second factors of
$\mathbb {P}^2\times \mathbb {P}^2$
, respectively. Thus, if we blowup W along C, we obtain a pointless 3-fold over
$\mathbb {R}$
, whose geometric model is a smooth Fano 3-fold in Family № 3.13.
Example 6.18. Let
$Q=C\times C$
, where C is a pointless conic defined over
$\mathbb {R}$
and set
$V=Q\times C$
. Consider a divisor
$Z\subset Q$
such that
$Z_{\mathbb {C}}$
has degree
$(1,1)$
on
$Q_{\mathbb {C}}\cong \mathbb {P}^1\times \mathbb {P}^1$
. Let
$S=\mathrm {pr}_1^*(Z)\subset V$
, where
$\mathrm {pr}_1\colon V \to Q$
is the projection onto the first factor, so that
$S\cong Z\times C$
. Observe that
$S_{\mathbb {C}}\cong Z_{\mathbb {C}}\times C_{\mathbb {C}}\cong \mathbb {P}^1\times \mathbb {P}^1$
. As both Z and C are pointless, and
$\mathbb {P}^1$
has only one nontrivial form, we conclude that
$Z\cong C$
. Once again, let
$D\subset S$
be a divisor so that
$D_{\mathbb {C}}$
has degree
$(1,1)$
on
$S_{\mathbb {C}}\cong \mathbb {P}^1\times \mathbb {P}^1$
. Let B be a general curve in
$|D+\pi _1^*(-K_Z)|$
where
$\pi _1\colon S \to Z$
is the natural projection. Note that
$B_{\mathbb {C}}$
is a divisor on
$S_{\mathbb {C}}\cong \mathbb {P}^1\times \mathbb {P}^1$
of degree
$(3,1)$
, hence
$B_{\mathbb {C}}$
is a curve on
$V_{\mathbb {C}}$
of degree
$(1,1,3)$
. Let
$\pi \colon X \to V$
be the blowup of V along B. Then we obtain a pointless 3-fold over
$\mathbb {R}$
, whose geometric model is a smooth Fano 3-fold in Family № 4.13.
Acknowledgements
We thank Jérémy Blanc, Jean-Louis Colliot-Thélène, Adrien Dubouloz, Kento Fujita, Laurent Manivel, Alexander Merkurjev, Alena Pirutka, Evgeny Shinder, Ronan Terpereau, Yuri Tschinkel, Alexander Vishik, and Ziquan Zhuang for fruitful discussions. The bulk of this paper was worked out during a two-week CIRM RIR program in Luminy, and a two-month stay of the second author in Saitama University. We thank the staff in both institutions for facilitating high quality working environments for research.
Competing interests
The authors have no competing interests to declare.
Funding statement
Ivan Cheltsov has been supported by JSPS Invitational Fellowships for Research in Japan (S24067), EPSRC grant EP/Y033485/1, and Simons Collaboration grant Moduli of Varieties. Hamid Abban has been supported by EPSRC grant EP/Y033450/1 and a Royal Society International Collaboration Award ICA\1\231019. Takashi Kishimoto has been supported by JSPS KAKENHI Grant Number 23K03047.







