DEATH AND FIGURATIVE LANGUAGE IN THE ILIAD
Homer's Iliad is an epic poem full of war and battles, but scholars have noted that ‘[t]he Homeric poems are interested in death far more than they are in fighting’.Footnote 1 Even though long passages of the poem, particularly the so-called ‘battle books’ (Il. Books 5–8, 11–17, 20–2), consist of little other than fighting, individual battles are often very short with hardly ever a longer exchange of blows. Usually, one strike is all it takes for the superior warrior to dispatch his opponent, and death occurs swiftly.Footnote 2 The prominence of death in Homeric battle scenes raises the question of how and in which terms dying in battle is being depicted in the Iliad: for while fighting can be described in a straightforward fashion, death is an abstract concept and therefore difficult to grasp. Recent developments in cognitive linguistics have ascertained that, when coping with difficult and abstract concepts, such as emotions, the human mind is likely to resort to figurative language and particularly to metaphors.Footnote 3
The theoretical basis of this study of Iliadic phrases for death in battle is the cognitive linguistic approach to metaphors and conceptual metaphor theory, whose important outlines and terminology will be briefly summarized:Footnote 4
(1) Metaphor is treated as a ‘cross-domain mapping’, that is, a transfer involving two conceptual domains, usually a more concrete or physical ‘source domain’ being mapped onto a more abstract ‘target domain’:Footnote 5 thus, metaphors are often grounded in human bodily experience and have an ‘experiential basis’.Footnote 6
(2) The combination of a source domain and a target domain may form a ‘conceptual metaphor’: a conceptual metaphor is an abstract conceptualization underlying individual textual (or linguistic) metaphors, that is, metaphors as we find them in spoken or written discourse.Footnote 7 To illustrate this with an Anglophone example, the common phrase ‘(to) be at a crossroads’ in reference to an important decision in life is a linguistic instantiation of the underlying conceptual metaphor life is a journey.
(3) Metaphors originate in thought where they first exist as conceptual metaphors and then find their expressions (‘instantiations’) in language:Footnote 8 metaphor is not only ‘speaking about something in terms of something else’ but also ‘thinking about something in terms of something else’.Footnote 9
(4) Metaphors are not merely stylistic embellishment but a fundamental process of cognition by which we can think, speak and make sense of our environment and our existence: the human conceptual system relies on metaphors and metaphors provide different—not always mutually compatible or coherent—perspectives and possibilities to conceptualize and cope with fundamental experiences of human existence.Footnote 10 As a result, even though many of the metaphors in the Iliad are conventional and formulaic and have been largely neglected by Homeric scholarshipFootnote 11 in favour of the study of Homeric similes,Footnote 12 they merit closer study as an expressive poetic device and as a means to gain a glimpse into the conceptual system and ‘mental infrastructure’Footnote 13 of the community of Ancient Greek language-users.Footnote 14
The Iliad provides an ideal basis for examining expressions used for death in early Greek poetry and thought, not only because the poem contains more than 240 named deaths in its battle scenes and affords ample material for such a study,Footnote 15 but also because the nature of oral composition dictates the structure of Homeric battle death and thus clearly delineates the corpus for this textual analysis. A Homeric battle scene comprises a series of individual encounters between two heroes whose sequence and phrasing are formulaic. Even though individual battle encounters can be extended with additional elements—such as flyting prior to the fight, details of the battle (weapon, mode of attack, location of the wound), an obituary or a simile for the dying warrior, or the subsequent despoliationFootnote 16—the minimal form of such a duel is the naming of slayer and slain with a brief reference either to the act of killing or to the act of dying. In this context, similes can also occur and draw attention to the death description of a warrior and endow him with individuality and pathos; cf. for example the death of Simoeisius and the simile of the falling poplar (Il. 4.482–8).Footnote 17 However, since in the Iliad no death is expressed merely through a simile, similes will not be included in the present study.Footnote 18
The phrases employed for battle deaths in this traditional structure of Homeric fighting form the material of this study. They offer ample evidence for metaphorical conceptualizations, for the verb which might be expected in a description of dying, (ἀπο-/κατα-)θνῄσκω ‘(to) die’, is never used in the copious battle scenes to describe the actual act of dying, even though it is part of the epic vocabulary.Footnote 19 It occurs in other narrative contexts, often in character text (for example Il. 4.12, 170; 11.455; 15.289; 18.121; 19.228; 21.106, 107; 22.55, 426, 486), probably because it was considered more apt than a metaphor to express the drastic prospect and the finality of death. The related noun θάνατος ‘death’Footnote 20 occurs occasionally in formulae of battle death but not as an internal bodily event rather than something external that envelopes the body from the outside (cf. Il. 5.68, 83, 553; 13.544, 602; 16.334, 414, 502, 580, 855; 20.477).Footnote 21
For the purpose of this study, all phrases which signify the moment of death but do not literallyFootnote 22 mean ‘(to) die’ or ‘(to) be killed’ are treated as figurative, either metaphorical or metonymical. The following sections present the metaphors and metonymies used in Iliadic battle scenes arranged according to their underlying conceptualizations. The compilation is exhaustive and contains all expressions and formulae of battle death, since dying on the battlefield is always expressed figuratively in the Iliad.
METONYMICAL EXPRESSIONS FOR DEATH IN THE ILIAD
In a first category of formulae found at the conclusion of individual battle encounters, death is not conceived of in terms of an entirely different conceptual domain but expressed implicitly through an image from the same conceptual domain, which is referred to in cognitive linguistics as metonymy.Footnote 23
Metonymic descriptions of death mostly stem from the common conceptual metonymy effect for cause with a co-present sub-event as a means to represent the whole complex event. An Anglophone example would be the usage of ‘(to) blush’ (the effect) as a means to refer to the complex emotion of shame (the cause). There are numerous formulae all of which indicate the death of a fighter, but focus only on an action or event co-occurrent with his dying. These formulae may occur combined with metaphorical phrases, but, even standing on their own, they are sufficient to mark death. The most common metonymic formulae for death refer to the vanquished warrior falling down or lying in the dust, which also relates to the orientational metaphor down is inactive/dead:Footnote 24
Il. 4.482: ὃ δ’ ἐν κονίῃσι χαμαὶ πέσεν.
he fell to earth in the dust.Footnote 25
Il. 4.493; 16.319; 20.456: ἤριπε.
he collapsed.
Il. 4.522–3; 13.548–9: (…) ὃ δ’ ὕπτιος ἐν κονίῃσι
κάππεσεν, ἄμφω χεῖρε φίλοις ἑτάροισι πετάσσας.
(…) and backwards in the dust
he fell, stretching out both hands towards his dear companions.
Il. 5.68; 20.417: γνὺξ δ’ ἔριπ’ οἰμώξας.
he fell to his knees, screaming.
Il. 5.75: ἤριπε δ’ ἐν κονίῃ.
he collapsed in the dust.
Il. 5.47; 8.122, 314; 15.452; 16.344; 17.619; 20.487: ἤριπε δ’ ἐξ ὀχέων.
he tumbled from his chariot.
Il. 5.585–6: αὐτὰρ ὅ γ’ ἀσθμαίνων εὐεργέος ἔκπεσε δίφρου
κύμβαχος ἐν κονίῃσιν ἐπὶ βρεχμόν τε καὶ ὤμους.
he fell from the well-made chariot, gasping for breath,
head-first in the dust, buried up to his head and shoulders.Footnote 26
Il. 7.16: ὃ δ’ ἐξ ἵππων χαμάδις πέσε.
he fell from his chariot to the ground.
Il. 11.144; 12.192: ὃ δ’ ὕπτιος οὔδει ἐρείσθη.
he lay flat on his back on the earth.
Il. 13.399: αὐτὰρ ὃ ἀσθμαίνων εὐεργέος ἔκπεσε δίφρου.
he fell gasping from the well-made chariot.
Il. 13.618: ἰδνώθη δὲ πεσών.
he collapsed and fell.
Il. 14.447: ὃ δ’ ἀνετράπετ’, (…).
he fell on his back (…).
Il. 15.543: ὃ δ’ ἄρα πρηνὴς ἐλιάσθη.
he lay sprawled on the ground.
Il. 16.289–90: (…) ὃ δ’ ὕπτιος ἐν κονίῃσι
κάππεσεν οἰμώξας.
(…) and backwards in the dust
he fell, screaming.
Il. 16.310–11/413–14: (…) ὃ δὲ πρηνὴς ἐπὶ γαίῃ
κάππεσ’/κάππεσεν.
and he fell face-forward on the earth.
Il. 16.469: κὰδ δ᾿ ἔπεσ᾿ ἐν κονίῃσι μακών.
he fell in the dust, bellowing.
Il. 20.483: ὃ δ’ ἐπὶ χθονὶ κεῖτο τανυσθείς.
he crumpled and fell headlong.
Il. 21.118–19: (…) ὁ δ᾿ ἄρα πρηνὴς ἐπὶ γαίῃ
κεῖτο ταθείς, ἐκ δ᾿ αἷμα μέλαν ῥέε, δεῦε δὲ γαῖαν.
he fell forward on to the earth
and lay there sprawled, and his dark blood flowed out and wetted the ground.
Sometimes, it is the head whose fall to the ground is pointed out:
Il. 8.308: ἑτέρωσ’ ἤμυσε κάρη πήληκι βαρυνθέν.
his head, weighed down by his helmet, slumped to one side.
Il. 10.457: φθεγγομένου δ’ ἄρα τοῦ γε κάρη κονίῃσιν ἐμίχθη.
and his head rolled in the dust while he was still speaking.
Il. 13.543–4: ἐκλίνθη δ’ ἑτέρωσε κάρη, ἐπὶ δ’ ἀσπὶς ἑάφθη
καὶ κόρυς.
his head tilted backwards, and his shield fell in on him,
and his helmet.
Il. 14.467–8: τοῦ δὲ πολὺ προτέρη κεφαλὴ στόμα τε ῥῖνές τε
οὔδεϊ πλῆντ’ ἤ περ κνῆμαι καὶ γοῦνα πεσόντος.
as he fell his head and his mouth and nose
hit the ground long before his legs and knees.
The phrasing of Il. 5.68, 16.289–90 and 20.417 is unusual, in so far as the screams of dying warriors implicitly refer to the pain felt at the moment of death which is never explicitly mentioned and otherwise conspicuously absent from Iliadic battle-deaths. However, the images of the fallen warriors ‘biting the dust’ (Il. 2.418; 11.749; 19.61; 22.16–17; 24.738) or clawing at the ground, both of which also indicate death by means of the conceptual metonymy effect for cause, hint at the pain of dying:
Il. 11.425; 13.508, 520; 14.452; 17.315: ὃ δ᾿ ἐν κονίῃσι πεσὼν ἕλε γαῖαν ἀγοστῷ.
falling in the dust, he clawed the earth with his hand.
Il. 13.392–3: ὣς ὃ πρόσθ’ ἵππων καὶ δίφρου κεῖτο τανυσθείς,
βεβρυχώς, κόνιος δεδραγμένος αἱματοέσσης.
so he lay sprawled in front of his chariot and horses,
roaring, and scrabbling at the blood-soaked dust.
Subjective impressions or focalization from the victim's perspective, such as the feeling of the ‘cold steel’ of the fatal weapon, are an exception:
Il. 5.75: ἤριπε δ’ ἐν κονίῃ, ψυχρὸν δ’ ἕλε χαλκὸν ὀδοῦσιν.
he collapsed in the dust, the cold bronze clenched in his teeth.
Often, the element of the clashing of arms is added to the description and both the motion of falling to the ground and the clattering of the armour resulting from the fall are associated with dying to such an extent that no further details are needed to mark the moment of death:
Il. 5.617; 11.449; 13.373, 442; 15.524, 578; 16.325, 401, 599; 17.580: δούπησεν δὲ πεσών.
and he fell with a thud.
Il. 4.504; 5.42, 540; 13.187; 17.50, 311: δούπησεν δὲ πεσών, ἀράβησε δὲ τεύχε’ ἐπ’ αὐτῷ.
he fell with a thud, and his armour clattered about him.
Il. 5.58: ἤριπε δὲ πρηνής, ἀράβησε δὲ τεύχε’ ἐπ’ αὐτῷ.
he collapsed on his face, and his armour clattered about him
Il. 5.294; 8.260: ἤριπε δ’ ἐξ ὀχέων, ἀράβησε δὲ τεύχε’ ἐπ’ αὐτῷ.
he tumbled from the chariot and his armour clattered about him.
Il. 13.181: ὣς πέσεν, ἀμφὶ δέ οἱ βράχε τεύχεα ποικίλα χαλκῷ.
so he fell, and his intricate bronze-work armour rang about him.
Il. 15.647–8: (…) πέσεν ὕπτιος, ἀμφὶ δὲ πήληξ
σμερδαλέον κονάβησε περὶ κροτάφοισι πεσόντος.
(…) he fell on his back, and as he fell to the ground his helmet
rang mightily about his temples.
A variation of the metonymy dying is falling is the side effect of the reins slipping from the warrior's hands. While this in itself at first sight offers nothing to indicate death, it seems likely that this symbolizes the surrender of the chariot, an important status symbol of the Homeric warrior, which he would only ever do in death:
Il. 5.582–3: (…) ἐκ δ’ ἄρα χειρῶν
ἡνία λεύκ’ ἐλέφαντι χαμαὶ πέσον ἐν κονίῃσιν.
(…) and from his hands
the reins with their white ivory decoration fell and dropped into the dust.
Il. 17.619: ἤριπε δ’ ἐξ ὀχέων, κατὰ δ’ ἡνία χεῦεν ἔραζε.
he toppled from the chariot, letting the reins drop from his hands.
In Book 15, as the Trojans threaten to burn the Greek ships, the formulaic phrases occur adapted to the context:
Il. 15.421: δούπησεν δὲ πεσών, δαλὸς δέ οἱ ἔκπεσε χειρός.
he fell with a thud, and the torch dropped from his hand.
Il. 15.434–5: (…) ὃ δ’ ὕπτιος ἐν κονίῃσι
νηὸς ἄπο πρυμνῆς χαμάδις πέσε, λύντο δὲ γυῖα.
(…) on his back in the dust.
he fell from the ship's stern, and his limbs were loosened.
Accordingly, there are several phrases metonymically denoting the act of killing as making one's opponent fall, thus constituting a corresponding conceptual metonymy killing is throwing down:
Il. 5.19: ὦσε δ’ ἀφ’ ἵππων.
he toppled him from his horses.
Il. 5.163–4: (…) τοὺς ἀμφοτέρους ἐξ ἵππων Τυδέος υἱὸς
βῆσε κακῶς ἀέκοντας.
(…) so the son of Tydeus thrust them both from their chariot
brutally, though they resisted.
Il. 8.277; 12.194; 16.418: πέλασε χθονὶ πουλυβοτείρῃ.
he brought them down to the earth that nourishes many.
Il. 11.109: ἐκ δ’ ἔβαλ’ ἵππων.
he threw him from his horses.
Il. 11.143, 320; 20.461: ἀφ’/ἐξ ἵππων ὦσε χαμᾶζε.
he toppled him from his horses to the ground.Footnote 27
Il. 20.489: νύξ’, ἀπὸ δ’ ἅρματος ὦσε.
he struck him and toppled him from his chariot.
In all these metonymical expressions, the earth and the fallen warrior's coming into contact with it appear prominently and probably served as the basis for metaphorical expressions imagining death as a descent into the earth, which are discussed in more detail below.Footnote 28
In addition to these ‘ground-related’ metonymies, there are several verbs commonly translated as ‘(to) kill’ which acquired this meaning through metonymic processes of transfer, such as βάλλω, lit. ‘(to) hit, strike’ (Il. 12.189; 15.341; 16.586), νύσσω, lit. ‘(to) stab, pierce’ (Il. 5.579; 11.96; 20.489) and οὐτάω, lit. ‘(to) wound’ (Il. 6.64; 11.421, 426, 490, 491; 14.476, 511; 17.344; 20.472).Footnote 29 Even verbs with the lexicalized meaning ‘(to) kill’, θείνω (Il. 6.29; 15.329) and (κατα-)κτείνω (Il. 5.608; 14.514; 17.60), can be traced back to roots which originally meant ‘(to) strike’ and ‘(to) wound’ respectively.Footnote 30 All these verbs make use of the conceptual metonymy cause for effect in so far as the event which leads to death, that is, being struck or wounded, is used metonymically to denote the result.Footnote 31
Similarly, the subsequent event of despoliation, the act of taking a defeated warrior's arms as a trophy, serves as a metonymical way to denote death: ἐναίρω (Il. 6.32; 14.515) and (ἐξ-)ἐναρίζω (Il. 4.488; 5.151, 155, 703; 6.20, 30, 36; 11.101, 145, 335, 422; 12.187; 14.513; 15.332, 518), both of which originally meant ‘(to) despoil, take the opponent's ἔναρα’, have come to take on the generic meaning ‘(to) kill’ in the Iliad.Footnote 32 The same conception of the act of killing as taking possession of the opponent's body and weapons may also underlie the use of the verb αἱρέω, lit. ‘(to) take (possession of) something’ (Il. 5.144, 677; 6.35; 7.8; 8.273; 11.92, 304, 489; 15.339, 340, 515, 516; 16.697; 21.209).Footnote 33 In these instances, αἱρέω must refer to the act of killing (especially since it is used several times in catalogue killings where despoliation can hardly be accomplished), even though it seems likely that it acquired the meaning ‘(to) kill’ only through the metonymical conception that killing facilitates the subsequent act of despoliation.
Another event which occurs at the moment of death is the loss of sight, the most important mode of human sensory perception.Footnote 34 However, since this experience is conceptualized in terms of the advent of darkness, the phrases referring to loss of vision are metaphorical rather than metonymical and are discussed below.
METAPHORICAL CONCEPTUALIZATIONS OF DEATH IN THE ILIAD
In case of ‘small fighters’, whose killing is merely a means to give glory to the superior ‘big heroes’,Footnote 35 the phrasing of their death is usually curt and metonymical, while more elaborate ἀνδροκτασίαι finish with a metaphorical formula to mark death. All the formulaic phrases found in individual battle encounters turn out to be linguistic instantiations of a few pervasive conceptual metaphors which serve as rubrics to structure the following section.
Death is darkness
The notion of a loss of vision in death likely has its experiential basis in the loss of vision which occurs when one loses consciousness, which is described with the same formulae (cf. Il. 5.310; 11.356: ἀμφὶ δέ ὄσσε κελαινὴ νὺξ ἐκάλυψεν; 14.438–9: τω δέ οἱ ὄσσε | νὺξ ἐκάλυψε μέλαινα; 22.466: τὴν δὲ κατ’ ὀφθαλμῶν ἐρεβεννὴ νὺξ ἐκάλυψεν).Footnote 36 The sensation of a ‘blackout’ afflicts the vision, and several formulaic and thus conventional phrases marking the moment of death refer to the eyes of the dying hero. Drawing on the experience of loss of consciousness, death is imagined as darkness or night covering the eyes and taking the vision of the dying warrior. The underlying conceptual metaphor death is darkness/night seems to originate in the primeval experience of darkness/night as something terrible to be feared:Footnote 37
Il. 4.461, 503, 526; 6.11; 13.575; 14.519; 15.578; 16.316; 20.393, 471; 21.181:
τὸν δὲ σκότος ὄσσε κάλυψε(ν).
and darkness covered his eyes.
Il. 5.47; 13.672; 16.607: στυγερὸς δ᾿ ἄρα μιν σκότος εἷλε(ν).
the hateful darkness took him.Footnote 38
Il. 5.659; 13.580: τὸν δὲ κατ’ ὀφθαλμῶν ἐρεβεννὴ νὺξ ἐκάλυψεν.
dark night came down and covered his eyes.
Il. 16.325: κατὰ δὲ σκότος ὄσσε κάλυψεν.
darkness came down over his eyes.
Il. 16.344: κατὰ δ’ ὀφθαλμῶν κέχυτ’ ἀχλύς.
a mist spread over his eyes.
The instantiations in Il. 5.659, 13.580, 16.325 and 16.344 contain the image of the darkness of death descending on the fallen hero, employing the aforementioned orientational metaphor down is inactive/dead by means of the prefix κατα-/κατά (in tmesis), which belongs to the respective verb, but has no particular meaning other than denoting the directionality down, which is associated with death and destruction.
Sometimes, death is not only imagined as darkness, but more specifically described as a dark cloud:
Il. 16.350: θανάτου δὲ μέλαν νέφος ἀμφεκάλυψεν.
a black cloud of death enveloped him.
Il. 20.417–18: νεφέλη δέ μιν ἀμφεκάλυψε
κυανέη.
a dark cloud covered him.
In all these instantiations, the immaterial concept of darkness/night is envisioned as a kind of substance by means of ontological metaphor:Footnote 39 darkness/night is conceptualized as a physical entity which can cover or be poured over the eyes or the whole body of the dying.Footnote 40 The use of the verb (ἀμφι-)καλύπτω ‘(to) shroud, cover’, which is most commonly employed in these instantiations, can be attributed to the more specific conceptualization of darkness/night as a kind of garment.Footnote 41 The ritual of shrouding the corpse or the remains (cf. Il. 18.352–3; 23.254; 24.588, 796) and the analogous gesture of mourners to cover their own head in grief (cf. the related emotion metaphor in Il. 17.591; 18.22; Od. 24.315: τὸν δ’ ἄχεος νεφέλη ἐκάλυψε μέλαινα) are based on the same conceptualization and provide an experiential cultural basis for the metaphor.Footnote 42
The image of death as darkness occurs implicitly in phrases where death is said to cover or to take hold of the eyes (and, in one case, also the nostrils) or to be poured over the fallen warrior. These formulae are related to the expressions treated above and employ the same verbs, (ἀμφι-)καλύπτω, ‘(to) shroud’ and χέω, ‘(to) pour’.Footnote 43 In these phrases, θάνατος and the epic periphrasis τέλος θανάτοιο, ‘the end of life which is death’, is reified as the covering which brings darkness to the dying heroes by means of ontological metaphor:Footnote 44
Il. 5.68: θάνατος δέ μιν ἀμφεκάλυψε.
death enveloped him.
Il. 5.82–3; 16.333–4; 20.476–7: (…) τὸν δὲ κατ’ ὄσσε
ἔλλαβε πορφύρεος θάνατος καὶ μοῖρα κραταιή.
(…) on his eyes
came down dark death and his cruel destiny.
Il. 5.553: τὼ δ’ αὖθι τέλος θανάτοιο κάλυψεν.
and there the end of death covered them both.
Il. 13.544/16.414, 580: ἀμφὶ δέ οἱ/μιν θάνατος χύτο θυμοραϊστής.
and life-breaking death poured around him.
Il. 16.502–3: ὣς ἄρα μιν (…) τέλος θανάτοιο κάλυψεν
ὀφθαλμοὺς ῥῖνάς θ’.
and the end of death covered
his eyes and nostrils.Footnote 45
Il. 16.855; 22.361: ὣς ἄρα μιν (…) τέλος θανάτοιο κάλυψε.
the end of death enveloped him.
Darkness is not mentioned directly in these formulae, but they all employ implicitly the underlying metaphorical conceptualizations death as darkness/night and darkness as a garment.Footnote 46 The colour adjective πορφύρεος ‘purple’/‘dark’, which is attributed to death (Il. 5.83; 16.334; 20.477: πορφύρεος θάνατος), relates to the blood being spilt on the battlefield,Footnote 47 but may also be associated with the image of death as a garment and denote the colour of the metaphorical garment of death.Footnote 48 Thus, this metaphorical conceptualization corresponds to the literal covering that corpses received in funerary ritual not only in the form of shrouds but also by burying under the earth in a grave mound, which is commonly described in the same terms (cf. Il. 6.464/14.114: χυτὴ κατὰ γαῖα καλύπτοι/-ει; cf. σῆμα χέειν in Il. 6.419; 7.86; 23.257; 24.799, 801).Footnote 49
Death is departure
The conceptualization death is darkness/night is possibly related to the fact that the realm of Hades, where the dead dwell, is imagined as ζόφος ἠερόεις ‘murky darkness’ (Il. 15.191; 21.56; 23.51).Footnote 50 The orientational metaphor down is inactive/dead is also detectable here, since the underworld was imagined to be located in the depths of the earth and therefore not accessible to the rays of the sun (cf. Il. 22.482),Footnote 51 so that another metaphor for dying is ‘leaving the light of the sun’ (Il. 18.11: λείψειν φάος ἠελίοιο), which never occurs in descriptions of battle death.Footnote 52 Thus, another metaphorical conceptualization in Iliadic battle deaths is the image of the dying warrior descending into the underworld, which is represented by instantiations of the familiar conceptual metaphor death is departure (cf. such conventional phrases as ‘the dearly departed’). However, in battle scenes there is no simple use of verbs such as οἴχομαι ‘(to) go away’, functioning as a synonym for dying, which is probably the most common instantiation in modern languages. The Homeric images are more specific, and death is variably viewed as a journey into the earth, into the house of Hades, or to Erebos:
Il. 6.19: τὼ δ’ ἄμφω γαῖαν ἐδύτην.
both sank below the earth.
Il. 11.263: ἔδυν δόμον Ἄιδος εἴσω.
they went down into the house of Hades.
Il. 16.326–7: ὣς τὼ μὲν δοιοῖσι κασιγνήτοισι δαμέντε
βήτην εἰς Ἔρεβος.
so these two were beaten down by the two brothers
and went to Erebos.
As a side note, the phrase θεοὶ θάνατόνδε ἐκάλεσσαν (Il. 16.693; 22.297) has been interpreted as a variation on the call to dinner, and thus as an expression of the metaphorical image of death as a kind of feast (presupposing a conceptualization death is a feast).Footnote 53 This instantiation of death as a feast would be unique among the Iliadic metaphors for death and out of tune with the vision of violent heroic death presented in the Iliad, just like death is sleep below. Contrary to the other metaphors discussed here, the two occurrences of this phrase do not immediately denote the death of a warrior on the battlefield, but only indicate that it is his fate to die very soon. Thus, the phrase of ‘the gods calling a warrior to his death’, with death being metaphorically conceived of as a destination, is better interpreted as another instantiation of death as departure.
However, in all the battle deaths of the Iliad, the three examples cited above are the only instantiations of the simple conceptualization death is departure, where the warrior is envisioned as bodily departing the mortal world (other instantiations—for instance Il. 3.322; 5.646; 6.411, 422; 22.482–3—occur in different contexts). Taken literally, this image contradicts phrases expressing the idea that only the life-force departs the body, while the corpse is left behind (for example cf. Il. 1.3–5),Footnote 54 which are based on the same underlying metaphorical conceptualization, death is departure.Footnote 55 In battle scenes, the more common conceptual metaphor is the related, though more specific, variation death is the departure/loss/destruction of life-force. The reduction and compression of the complex concept ‘life’ into one single entity to which the animation of the body is ascribed is another case of metonymy, and I have chosen the term ‘life-force’ to denote this entity responsible for ‘life’.Footnote 56 If we accept the premise that Homer considered the departure of some kind of life-force as a biological reality rather than as a poetic formula, these phrases would have to be considered as metonymical, since then an event occurring at the moment of death would take the place of the literal reference to death.Footnote 57 However, as will be argued below, it is impossible to combine all instantiations of death is the departure/loss/destruction of life-force into a coherent image of the human body, and thus they are discussed as metaphorical rather than metonymical/biological expressions:
Il. 4.470: τὸν μὲν λίπε θυμός.
so his breath left him.
Il. 4.524; 13.654: θυμὸν ἀποπνείων.
gasping out his life.
Il. 11.342: φίλον ὤλεσε θυμόν.
he lost his dear life.
Il. 12.386; 16.743; 20.406: λίπε (δ᾽) ὀστέα θυμός.
the breath abandoned his bones.
Il. 13.671–2; 16.606–7: (…) ὦκα δὲ θυμὸς
ᾤχετ᾿ ἀπὸ μελέων.
(…) swiftly his life's breath
abandoned his limbs.
Il. 13.444: ἔνθα δ’ ἔπειτ’ ἀφίει μένος ὄβριμος Ἄρης.
but then towering Ares took away the heart's fury.
Il. 14.518–19: (…) ψυχὴ δὲ κατ᾿ οὐταμένην ὠτειλὴν
ἔσσυτ᾿ ἐπειγονένη.
his life rushed hastily through the gaping wound.
Il. 16.410: πεσόντα δέ μιν λίπε θυμός.
and his life left him where he fell.
Il. 16.856–7; 22.362–3:ψυχὴ δ’ ἐκ ῥεθέων πταμένη Ἄιδος δὲ βεβήκει
ὃν πότμον γοόωσα λιποῦσ’ ἀνδροτῆτα καὶ ἥβην.
his shade winged its way from his limbs and went down to the house of Hades, lamenting its doom and leaving behind manliness and youth.
When death is conceptualized as the loss of life-force, the departure is not always ‘impersonal’, as if the life-force was leaving on its own accord,Footnote 58 but the killer can be explicitly mentioned as the agent by means of the coordinate conceptualization killing is the taking of life-force, which refers to the act of killing in metaphorical terms. This presupposes the conceptualization life/the life-force is a physical object by means of ontological metaphor:
Il. 4.531: ἐκ δ’ αἴνυτο θυμόν.
he robbed him of his life.
Il. 10.495: τὸν … μελιηδέα θυμὸν ἀπηύρα.
he plundered his sweet life.
Il. 11.334: θυμοῦ καὶ ψυχῆς κεκαδών.
robbing them of their life and breath.
Il. 16.332: λῦσε μένος.
he loosened his fury.
Il. 16.505: τοῖο δ’ ἅμα ψυχήν τε καὶ ἔγχεος ἐξέρυσ’ αἰχμήν.
he pulled out the spear's point and the life together.
Il. 5.155; 20.459: ἐξαίνυτο θυμόν.
he took away his life.
Several inconsistencies become apparent in this overview of individual instantiations of this conceptualization, most conspicuously in the fact that there is no single term used to denote the life-force which leaves upon death: even though θυμός,Footnote 59 ψυχήFootnote 60 or μένος appear to be very different things in other contexts, in battle scenes the three terms are used synonymously in so far as their loss usually denotes death. However, their usage shows certain differences and inconsistencies with regard to their original location within the human body and their further fate.Footnote 61
The location of the life-force in the body presents a problem, for the place from which it is said to depart in death descriptions varies: with θυμός sometimes the place is left unspecified (Il. 4.470; 16.410), sometimes it departs from the bones (Il. 12.386; 16.743; 20.406), sometimes from the limbs (Il. 13.671–2; 16.606–7),Footnote 62 but is also said to be exhaled with the dying breath (Il. 4.524; 13.654; 16.468–9; 20.403).Footnote 63 ψυχή is said to ‘pass irretrievably through the barrier of the teeth’ (Il. 9.408–9) and thus has been located in the head,Footnote 64 also because of its association with breath through the etymological connection to ψύχω ‘(to) breathe’.Footnote 65 However, ψυχή is not assigned a specific location within the body (cf. Il. 21.568–9), and may also depart from the limbs (Il. 16.856; 22.362: ψυχὴ δ’ ἐκ ῥεθέωνFootnote 66 πταμένη) and twice exits through the mortal wound (Il. 14.518–19; 16.505).Footnote 67 μένος is never said to depart from a particular location, even though in other contexts μένος is also associated with the breath (cf. Il. 2.536; 3.8; 11.508; 24.364).
There is also no consensus as to what happens to the life-force once it has left the mortal body: ψυχή is usually said to depart the body and go to the world of the dead where it continues its existence (Il. 1.3; 5.654; 7.330; 11.445; 16.625, 856; 22.362; 23.100–1).Footnote 68 As such, ψυχή features not only in metaphorical descriptions of dying (θανεῖν) but also in the conceptualization of the state of being dead (τεθνηκέναι). In contrast, μένος is only taken away or destroyed and apparently has no existence beyond death outside of the body (Il. 6.27; 13.444; 16.332; 17.298). However, the formulaic phrase τοῦ δ᾿ αὖθι λύθη ψυχή τε μένος τε (Il. 5.296; 8.123, 315) suggests that both share the same fate in death and that ψυχή could also be imagined as being destroyed in death.Footnote 69
It seems that μένος denotes the vitality and tension of the living body which is lost in death and is often associated with the joints and the knees in particular, which serve as a symbol for life and the ability to move.Footnote 70 Thus, the loss of muscular tension, an event occuring contemporaneously with the departure of the life-force, is conceived of as a ‘loosening’,Footnote 71 and death can also be denoted as a loosening of the γούνατα ‘knees’ (Il. 5.176; 11.579; 13.360, 412; 15.291; 16.425; 17.349; 22.335), the γυῖα ‘joints’ (Il. 4.469; 7.12, 16; 11.240, 260; 13.85; 15.435; 16.312, 341, 400, 465, 805; 17.524; 18.31; 21.406) or the μένος (Il. 16.332; 17.298; at 6.27 in combination with γυῖα). Once, the formula occurs with γούνατα and ἦτορ (Il. 21.114: τοῦ δ’ αὐτοῦ λύτο γούνατα καὶ φίλον ἦτορ) with no obvious difference in meaning. Referring to death through the event of loss of body tension might also be seen as an instance of metonymy; however, since these phrases appear to be closely associated with the notion of the loss of life-force/vitality as the reason for the loss of body tension, they have been treated here as metaphorical.
θυμός is imagined as leaving the body upon death (cf. Il. 4.470; 12.386; 13.671–2; 16.410, 606–7, 743; 20.406, 472), but is only once explicitly said to go to Hades (Il. 7.131: θυμὸν ἀπὸ μελέων δῦναι δόμον Ἄιδος εἴσω).Footnote 72 Yet, it is possible to assume that θυμός is not merely imagined as lost but as destroyed in death (Il. 11.342: φίλον ὤλεσε θυμόν), which is also implied by the formulaic epithet for death θυμοραϊστής ‘θυμός-destroying’ (Il. 13.544; 16.414, 580; cf. 16.591; 18.220).Footnote 73
Thus, there is considerable flexibility with formulae marking death through the image of the departure of life-force, but in light of the uncertainty and flexibility of our own conceptual system,Footnote 74 which become apparent in an examination of modern English translations of these passages, this is not particularly surprising: without presenting the reader with substantial problems of comprehension in its respective context, θυμός is variously rendered ‘spirit’, ‘life’, ‘breath’, ‘life's breath’, ‘breath-soul’ or ‘breath of life’; ψυχή is translated as ‘life’, ‘strength’, ‘spirit’, ‘shade’, ‘breath’, ‘soul’ or ‘breath-soul’; and μένος is translated as ‘life’, ‘spirit’, ‘courage’, ‘strength’, ‘might’, ‘force’, ‘(heart's) fury’ or ‘wrath’.Footnote 75 These inconsistencies underline the fact that the original Homeric phrases cannot be treated as biological or eschatological descriptions, but need to be analysed as metaphors.Footnote 76 All these individual formulaic expressions, which vary greatly in detail, are not based on a coherent idea of the human body and its workings; however, they are based on a coherent metaphorical conceptualization: all phrases discussed above are held together by the experiential observation that ‘something’ (‘life’) exists before death which is not present anymore thereafter (cf. the use of αἰών ‘life’Footnote 77 in Il. 5.685, 22.58, 24.725). This fundamental experience obviously originally gave rise to the notion death is the departure/loss/destruction of life-force.
Other conceptualizations of death
The majority of phrases employed to denote battle death in the Iliad are either metonymical or make use of the two metaphorical conceptualizations discussed above. Other images are rare, but can also be traced back to conventional conceptual metaphors and shall be briefly addressed in this section.
Another image, which has a certain relation to death, is the conceptualization humans are plants, by means of which human life is imagined in terms of the existence of a plant.Footnote 78 Thus, battle itself can be conceptualized as a bloody ‘harvest’ where men are scattered like straw (Il. 19.221–4)Footnote 79 and Greek and Trojan fighters are likened to reapers on a field ‘mowing down’ their opponents (simile in Il. 11.67–71). In descriptions of individual battle deaths, floral or arboreal imagery is only present in similes:Footnote 80 Simoeisius falls like a tall poplar being felled (Il. 4.482–7), Crethon and Orsilochus crash to the ground like lofty pines (Il. 5.560), in death Gorgythion's head droops like a poppy (Il. 8.306–7), Imbrius topples like an ash felled on a mountain peak (Il. 13.178–80), Asius and Sarpedon topple like oaks or poplars cut down for ship-timber (Il. 13.389–91 = 16.482–4), Alcathous is stabbed standing motionless like a high-leafed tree (Il. 13.437–8), and Euphorbus is killed like the shoot of an olive-tree uprooted by a great gust of wind (Il. 17.53–8).
Another sphere from which similes in the context of battle deaths are drawn is the world of animals, a practice which seems to be based on a general conceptual metaphor humans are animals:Footnote 81 Adamas writhes like a bull being tied with ropes (Il. 13.571–2), Harpalion lies on the ground like an earthworm (Il. 13.654), Thestor is speared and pulled from his chariot like a fish from the sea (Il. 16.406–8), Aretus is struck down like an ox (Il. 17.520–2) and Hippodamas bellows like a bull being dragged to sacrifice (Il. 20.403–5). This conceptualization mostly occurs in similes, but possibly also underlies an otherwise rather inconspicuous metaphor for killing (also cf. Il. 16.326–7):
Il. 12.186; 20.400: δάμασσε δέ μιν μεμαῶτα.
he dominated the man in his frenzied charge.
δαμνάζω and its cognate forms δάμνημι and δαμνάω, all lit. ‘(to) tame’, originally refer to the breaking in of animals, particularly horses (for example cf. Il. 23.655),Footnote 82 but also function in the Iliad as common and conventional ways to denote killing and dying (for instance Il. 3.352; 11.309, 749; 21.208; 22.55).Footnote 83 In these instances, the collocations ὑπὸ δουρί (for example Il. 4.479; 5.653; 11.444, 749; 17.303) or ὑπὸ χερσί(ν)/χείρεσσι(ν) (for instance Il. 5.559; 10.310, 397; 20.143) are frequently added: both the spear and the hands metonymically denote the strength and the destructive force of the superior warrior and the preposition ὑπὸ (sometimes in postposition ὕπο) adds an orientational component which compounds the notion of the ‘inferiority’ of the vanquished. The notion that killing is a form of asserting one's dominance over an opponent might also be associated with the idea that it is the victor's right to take possession of, despoil or even mutilate the corpses of his slain enemies.
Another conceptual metaphor which occurs directly in a description of a battle death is the familiar image of death as a sleep from which there is no awakening, as in the unique Iliadic phrase of the ‘sleep of bronze’:Footnote 84
Il. 11.241: ὣς ὃ μὲν αὖθι πεσὼν κοιμήσατο χάλκεον ὕπνον.
there he fell, and slept the sleep of bronze.
The obituary which follows notes that death prevented Iphidamas from returning home to his young wife (Il. 11.242–5), leaving it implicit that he did not get to enjoy a more gentle slumber. Thus, the metaphor is well suited to its context and adds pathos to the death of Iphidamas.Footnote 85 However, the conceptualization is rare in battle scenes, and there is only one other instantiation in the Iliad (Il. 14.482–3: ὡς ὑμῖν Πρόμαχος δεδμημένος εὕδει | ἔγχει ἐμῷ), which occurs in a vaunting speech over a fallen opponent where the phrasing presumably hinted insultingly and provocatively at the victim's lack of warlike qualities and was meant as a taunt to his comrades-in-arms.Footnote 86
Thus, even though we might surmise that the conceptualization death is sleep was familiar to the audience, the paucity of instantiations of this conceptual metaphor in the Iliad is presumably due to the fact that the rather tranquil conceptualization of death as sleep is not in tune with the Iliadic image of violent heroic death.Footnote 87
CONCLUSIONS
In conclusion, the Homeric metaphors of battle death correspond at least partially to modern conceptualizations and are understandable without consulting a commentary, which indicates that our own conceptual system and our mental infrastructure are similar to Greek conceptions, at least with regard to death: when it comes to imagining, thinking and speaking about death, Homeric Greek and modern English are similarly dependent on metaphors and often employ the same conceptualizations. However, even though the use of metaphors in reference to abstract ideas appears to be a human universal common to all cultures and ages, and some metaphors for death are ancient and can be traced to Indo-Europeans origins,Footnote 88 conceptual metaphors are certainly not universal and the existence of their underlying conceptualizations as well as their instantiations need to be examined for each language and time individually.Footnote 89
Even though metaphorical expressions in Homeric Greek cannot always be attributed to a single underlying conceptualization and there is obviously a network of relations and connections between the main conceptualizations, collecting and contrasting the individual phrases used to describe battle death shows that Homeric metaphors of death do not form a coherent system and are often inconsistent:Footnote 90 the image of death as darkness covering the eyes of the fallen warrior is reconcilable and coherent with the notion of death as sleep (especially since sleep is also imagined as being poured on or covering the eyes: cf. Il. 2.19; 14.253, 359; 23.62–3; 24.445),Footnote 91 but both seem incompatible with the idea of the dead body departing to the underworld.Footnote 92 Furthermore, there is flexibility as to whether the dead warrior is imagined as departing bodily (which would be at odds with the experience that corpses are routinely cremated and their remains buried) or if only his life-force leaves and goes on to dwell in the house of Hades.Footnote 93 The notion of life-force is similarly problematic, for metaphors are inconsistent with regard to the term they employ, whence in the body it departs and whether it even departs and is not only destroyed. Assuming that these apparent inconsistencies are not the result of a general conflation of originally distinct ideas about the human body,Footnote 94 the present approach of analysing the phrasing of Iliadic battle-deaths as metaphorical rather than literal is justified: the evidence suggests that just as the more fanciful descriptions of fatal wounds in the Iliad do not convey biological realities,Footnote 95 so it is not possible to draw reliable conclusions about biological or eschatological conceptions of the Ancient Greeks regarding the nature of death from them, neither with respect to death nor with respect to the human body in general.Footnote 96 The expressions employed for battle deaths in the Iliad cannot be taken literally; however, treating all these phrases as metaphorical and tracing individual instantiations back to their underlying conceptualizations can account for and explain these inconsistencies, particularly in the case of the conceptual metaphor death is departure and its seemingly ‘biological’ instantiations.Footnote 97
As was mentioned initially, dying in the battles scenes of the Iliad is never described literally but always metonymically or metaphorically. From a phenomenological point of view, it is impossible to imagine what dying is like from a subjective perspective: it is possible to describe objectively what happens to the body of the dying warrior, which accounts for metonymical expressions of death, but the subjective experience of death cannot be described literally, because nobody can claim first-hand experience.Footnote 98 The impossibility of knowing and describing the subjective experience of death leads to the emergence of intersubjective phenomenological metaphors of what death might be like based on perceived similarities to related perceptible human experiences, such as grief (note the relations to death is darkness), loss of consciousness (death is the departure of life-force) or sleep (death is sleep). As a consequence, resorting to metaphors when referring to death is a common and predictable occurrence, which in itself corroborates the claim of cognitive linguistics that metaphor is a fundamental way of human thought and a means to come to terms with difficult, abstract or phenomenologically inaccessible concepts.
Finally, as a last step it is necessary to consider the effect of metaphors of death in the Iliad and their interpretation in context. The metaphorical phrases employed to express the death of a defeated warrior in early Greek epic diction are—with the possible exception of the instantiation of death is sleep in Il. 11.241—formulaic and conventional,Footnote 99 and have an effect on the audience's perception of heroic death. The motivation for the regular use of metaphors is certainly not a religious or cultural reluctance to mention deathFootnote 100 and not merely the general difficulty of talking about the end of life literally but rather the epic view of fighting and dying. The life of Homer's heroes consists of war and fighting, and a glorious death on the battlefield honours both the victor as the superior warrior and the vanquished as a worthy opponent. Ultimately, death, dying and mortality are of particular importance for the Iliad’s conception of heroism, since only by dying can an Iliadic hero attain κλέος ἄφθιτον ‘unwilting glory.’Footnote 101 Despite the often gruesome details of the slayings on the field of honour, the harsh reality and realism of Homeric battle-descriptions is suspended at the moment of death; see, for example, the following passages:
Il. 4.457–62: πρῶτος δ᾿ Ἀντίλοχος Τρώων ἕλεν ἄνδρα κορυστήν
ἐσθλὸν ἐνὶ προμάχοισι, Θαλυσιάδην Ἐχέπωλον·
τόν ῥ᾿ ἔβαλε πρῶτος κόρυθος φάλον ἱπποδασείης,
ἐν δὲ μετώπῳ πῆξε, πέρησε δ᾿ ἄρ᾿ ὀστέον εἴσω
αἰχμὴ χαλκείη· τὸν δὲ σκότος ὄσσ᾿ ἐκάλυψεν,
ἤριπε δ᾿ ὡς ὅτε πύργος ἐνὶ κρατερῇ ὑσμίνῃ.
Antilochus was first to kill a Trojan chieftain,
a fine man fighting in the front rank, Thalysias’ son, Echepolus.
Throwing first, he hit the plate of his horsehair-crested helmet;
the bronze spear-point struck him on the forehead and pierced
right through the bone, and darkness covered his eyes,
and he toppled like a tower in the fierce conflict.
Il. 16.345–50: Ἰδομενεὺς δ’ Ἐρύμαντα κατὰ στόμα νηλέι χαλκῷ
νύξε. τὸ δ’ ἀντικρὺ δόρυ χάλκεον ἐξεπέρησε
νέρθεν ὑπ’ ἐγκεφάλοιο, κέασσε δ’ ἄρ’ ὀστέα λευκά·
ἐκ δ’ ἐτίναχθεν ὀδόντες, ἐνέπλησθεν δέ οἱ ἄμφω
αἵματος ὀφθαλμοί· τὸ δ’ ἀνὰ στόμα καὶ κατὰ ῥῖνας
πρῆσε χανών· θανάτου δὲ μέλαν νέφος ἀμφεκάλυψεν.
Idomeneus stabbed Erymas in the mouth with the pitiless bronze,
and the bronze-tipped spear passed clean through,
underneath his brain, and smashed the bones;
his teeth were shaken out, and both eyes were filled
with blood; gaping, he blew blood up through his mouth and nostrils,
and a black cloud of death enveloped him.
Despite the ‘biotic realism’ of fatal wounds in Iliadic battle scenes,Footnote 102 the moment when death finally occurs is marked by a certain aloofness and detachment brought about by the abrupt switch to metaphorical language. While the use of a simple verb (along the lines of the unmetrical ἀπέθανεν) would stress the finality and drastic impact of death, the use of figurative language not only is more poetic but also expresses the Iliad’s battlefield ethos: the complete avoidance of literal references to dying in the battle scenes of the poem, resulting either from the choice of the poet or from the conventions of the genre and the formulaic language, is in tune with the Iliad’s ideology of heroism, and the epic preference for metaphorical descriptions of battle death in the Iliad functions as a means to create pathos and to preserve the dignity of fallen heroes.Footnote 103