1. Introduction and statements of main results
Recall that a valuation ring is an integral domain
$\mathcal {O}$ with the property that, given any elements
$f,g\in \mathcal {O}$, either
$f\in g\mathcal {O}$ or
$g\in f\mathcal {O}$. Despite rarely being Noetherian, valuation rings surprisingly often behave like regular Noetherian rings. The theme of this paper is to explore the extent to which this is reflected in their algebraic
$K$-theory.
The primary new result is the following calculation of the
$p$-adic
$K$-theory of valuation rings of characteristic
$p$, analogous to Geisser and Levine's theorem for regular Noetherian local rings [Reference Geisser and LevineGL00].
Theorem 1.1 Let
$\mathcal {O}$ be a valuation ring containing
$\mathbb {F}_p$, and
$n\ge 0$. Then
$K_n(\mathcal {O})$ is
$p$-torsion-free and there is a natural isomorphism
$K_n(\mathcal {O})/p^r\stackrel {\simeq }{\to } W_r\Omega ^n_{\mathcal{O},{\rm log}}$ given by
$\operatorname {dlog}[\cdot ]$ on symbols.
Here
$W_r\Omega ^n_{\mathcal {O},{{\rm log}}}$, often denoted by
$\nu _r^n(\mathcal {O})$, is the subgroup of the de Rham–Witt group
$W_r\Omega ^n_\mathcal {O}$ generated by dlog forms; see Remark 2.3 for further information.
Let us sketch the ideas of the proof of Theorem 1.1. By a recent result of the second author together with Clausen and Mathew [Reference Clausen, Mathew and MorrowCMM21], the trace map
$\operatorname {tr}:K_n(-;\mathbb {Z}/p^r\mathbb{Z})\to T \!C_n(-;\mathbb {Z}/p^r\mathbb {Z})$ is naturally split injective on the category of local
$\mathbb {F}_p$-algebras. The proof of this injectivity reduces Theorem 1.1 to showing that the topological Hochschild and cyclic homologies of
$\mathcal {O}$ behave as though it were a regular Noetherian local
$\mathbb {F}_p$-algebra, which in turn comes down to controlling the derived de Rham and derived de Rham–Witt cohomologies of
$\mathcal {O}$. This may be done by means of deep results of Gabber and Ramero on the cotangent complex and de Rham cohomology of valuation rings. We remark that similar arguments may be found in the recent independent work of Kerz, Strunk and Tamme [Reference Kerz, Strunk and TammeKST18] concerning Vorst's conjecture in characteristic
$p$.
The second main result of the paper is that the injectivity part of Gersten's conjecture remains true for valuation rings over a field; away from the characteristic this follows from the existence of alterations, while the torsion-freeness in Theorem 1.1 provides the missing ingredient at the characteristic.
Theorem 1.2 Let
$\mathcal {O}$ be a valuation ring containing a field. Then
$K_n(\mathcal {O})\to K_n(\operatorname {Frac}\mathcal {O})$ is injective for all
$n\ge 0$.
Presheaves which satisfy this injectivity property are studied in [Reference Huber and KellyHK18] where they are called ‘torsion free’.
Another important feature of the
$K$-theory of regular Noetherian rings is homotopy invariance. We observe that this extends to valuation rings.
Theorem 1.3 Let
$\mathcal {O}$ be a valuation ring. Then:
(i)
$K_n(\mathcal {O})\to K_n(\mathcal {O}[T_1,\ldots ,T_d])$ is an isomorphism for all
$d\ge 1$ and
$n\in \mathbb {Z}$;(ii)
$K_n(\mathcal {O})\to K\!H_n(\mathcal {O})$ is an isomorphism for all
$n\in \mathbb {Z}$;(iii)
$K_n(\mathcal {O})=0$ for all
$n<0$.
In fact, the ‘proof’ of Theorem 1.3 is simply the fact, observed by Gersten and Weibel in the 1980s, that stable coherence and finite global dimension are enough for the usual proof (from the regular Noetherian case) of the assertions to go through. Since these homological properties of valuation rings have been known since the 1970s, the simple proof of Theorem 1.3 has in principle been available for many years. But we are not aware of it having been previously noticed, though the result itself can be obtained as a consequence of theorems of Kerz et al. [Reference Kerz, Strunk and TammeKST18]. We refer the interested reader to Remark 3.5 for historical comments and relations to properties of algebraic
$K$-theory in the cdh topology.
Remaining on the theme of cdh topology, we also give a new proof that
$K[1/p]$ satisfies cdh descent in characteristic
$p$ in the following sense.
Theorem 1.4 Let

be an abstract blow-up square of schemes in which
$p$ is nilpotent; assume that
$X$ is quasi-compact quasi-separated and that the morphisms
$X'\to X$ and
$Y\hookrightarrow X$ are of finite presentation. Then the resulting square

is homotopy cartesian.
Theorem 1.4 is not new, even in the case in which
$X$ is non-Noetherian (in particular, it follows from Land and Tamme's theory of truncating invariants [Reference Land and TammeLT19]) but the method of proof is completely different than what has appeared previously: we replace all the schemes by their perfections (having reduced to the case of
$\mathbb {F}_p$-schemes) and then use results of Bhatt and Scholze [Reference Bhatt and ScholzeBS17] on the homological properties of perfect schemes to check that Tamme's recent excision condition [Reference TammeTam18] is satisfied. See Remark 4.4 for some historical comments and comparisons to related results.
2.
$p$-Adic
$K$-theory of valuation rings in characteristic
$p$
The goal of this section is to prove Theorem 1.1 from the introduction. More generally, we work with
$\mathbb {F}_p$-algebras
$A$ satisfying the following smoothness criteria, which we paraphrase by saying that
$A$ is Cartier smooth:
(Sm1)
$\Omega ^1_{A}$ is a flat
$A$-module;(Sm2)
$H_n(\mathbb {L}_{A/\mathbb {F}_p})=0$ for all
$n>0$;(Sm3) the inverse Cartier mapFootnote 1
$C^{-1}:\Omega _{A}^n\to H^n(\Omega ^\bullet _{A})$ is an isomorphism for each
$n\ge 0$.
The above criteria are of course satisfied if
$A$ is a smooth
$\mathbb {F}_p$-algebra, or more generally if
$A$ is a regular Noetherian
$\mathbb {F}_p$-algebra by Néron–Popescu desingularisation (an alternative proof avoiding Néron–Popescu may be found in the recent work of Bhatt, Lurie and Mathew [Reference Bhatt, Lurie and MathewBLM18, Theorem 9.5.1]), or even an ind-smooth
$\mathbb {F}_p$-algebra. However, in the case in which
$A$ is ind-smooth, the forthcoming results trivially reduce to the smooth case, where they are known.
More interestingly, any valuation ring
$\mathcal {O}$ of characteristic
$p$ is Cartier smooth: the first two criteria are due to Gabber and Ramero [Reference Gabber and RameroGR03, Theorem 6.5.8(ii) and Corollary 6.5.21], while the Cartier isomorphism (Sm3) is a recent result of Gabber obtained by refining his earlier work with Ramero, the proof of which may be found in the appendix of [Reference Kerz, Strunk and TammeKST18]. (Of course, resolution of singularities in characteristic
$p$ would imply that
$\mathcal {O}$ is ind-smooth, but we wish to avoid assuming resolution of singularities.) Therefore Theorem 1.1 is a special case of the following more general result.
Theorem 2.1 Let
$A$ be any Cartier smooth, local
$\mathbb {F}_p$-algebra, and
$n\ge 0$. Then
$K_n(A)$ is
$p$-torsion-free and there is a natural isomorphism
$K_n(A)/p^r\stackrel {\simeq }{\to } W_r\Omega ^n_{A,{{\rm log}}}$ given by
$\operatorname {dlog}[\cdot ]$ on symbols.
Remark 2.2 The extra degree of generality afforded by the axiomatic set-up of Theorem 2.1 is not without interest. It also applies, for example, to essentially smooth, local
$S$-algebras, where
$S$ is any perfect ring of characteristic
$p$.
Remark 2.3 We recall the definition of the group of dlog forms. Given a local
$\mathbb {F}_p$-algebra
$A$, we define
$W_r\Omega ^n_{A,{{\rm log}}}\subseteq W_r\Omega ^n_A$ to be the subgroup generated by dlog forms
${d[\alpha _1]}/{[\alpha _1]}\wedge \cdots \wedge {d[\alpha _n]}/{[\alpha _n]}$, where
$\alpha _1,\ldots ,\alpha _n\in A^\times$; that is, the image of
$\operatorname {dlog}[\cdot ]:K_n^M(A)\to W_r\Omega ^n_A$. If
$A$ is not necessarily local, then
$W_r\Omega ^n_{A,{{\rm log}}}\subseteq W_r\Omega ^n_A$ is defined to be the subgroup generated Zariski locally by such forms; the fact that this coincides with the more classical definition as the subgroup generated étale locally by dlog forms was proved in [Reference MorrowMor19, Corollary 4.2(i)].
In particular, under the hypotheses of Theorem 2.1, the canonical map
$K_n^M(A)/p^r\to K_n(A)/p^r$ is surjective. We do not know whether it is an isomorphism (even under the usual assumption that
$A$ has large enough residue field), as we do not know of any way to control Milnor
$K$-theory using derived de Rham cohomology.
2.1 The de Rham–Witt complex of a Cartier smooth algebra
In this subsection we study the behaviour of certain functors, such as de Rham–Witt groups, on Cartier smooth
$\mathbb {F}_p$-algebras. In essence, we must show that all familiar results about the de Rham–Witt complex extend from smooth algebras to Cartier smooth algebras, thereby justifying the well-known maxim that it is the Cartier isomorphism which controls the structure of the de Rham–Witt complex. In the case of valuation rings, similar results have been obtained independently by Kerz, Strunk and Tamme [Reference Kerz, Strunk and TammeKST18].
Given a functor
$\mathcal {F}:\mathbb {F}_p\operatorname {-algs}\to \operatorname {Ab}$ commuting with filtered colimits, let
$\mathbb {L}\mathcal {F}:\mathbb {F}_p\operatorname {-algs}\to D_{\ge 0}(\operatorname {Ab})$ be the left Kan extension of its restriction to finitely generated free
$\mathbb {F}_p$-algebras. More classically, following Quillen's theory of non-abelian derived functors,
$\mathbb {L}\mathcal {F}(A)$ is given by the simplicial abelian group
$q\mapsto F(P_q)$ (or more precisely the associated chain complex via Dold–Kan), where
$P_\bullet \to A$ is any simplicial resolution of
$A$ by free
$\mathbb {F}_p$-algebras.
Let
$A\in \mathbb {F}_p\operatorname {-algs}$ and
$\mathcal {F}$ a functor as above. In general, the resulting canonical map
$H_0(\mathbb {L}\mathcal {F}(A))\to \mathcal {F}(A)$ need not be an isomorphism; when this is true we will say that
$\mathcal {F}$ is right exact at
$A$. When
$H_i(\mathbb {L}\mathcal {F}(A))=0$ for all
$i>0$, we will say that
$\mathcal {F}$ is supported in degree
$0$ at
$A$. Thus
$\mathcal {F}$ is both right exact and supported in degree
$0$ at a given
$A$ if and only if the canonical map
$\mathbb {L}\mathcal {F}(A)\to \mathcal {F}(A)[0]$ is an equivalence, in which case we say that
$\mathcal {F}$ is already derived at
$A$. The following lemma is straightforward but will be used repeatedly.
Lemma 2.4 Let
$\mathcal {F}\to \mathcal {G}\to \mathcal {H}$ be maps of functors
$\mathbb {F}_p\operatorname {-algs}\to \operatorname {Ab}$ which commute with filtered colimits, such that
$0\to \mathcal {F}(R)\to \mathcal {G}(R)\to \mathcal {H}(R)\to 0$ is exact for any finitely generated free
$\mathbb {F}_p$-algebra
$R$. Fix
$A\in \mathbb {F}_p\operatorname {-algs}$.
(i) Suppose that two of
$\mathcal {F},\mathcal {G},\mathcal {H}$ are already derived at
$A$. Then so is the third if and only if the sequence
$0\to \mathcal {F}(A)\to \mathcal {G}(A)\to \mathcal {H}(A)\to 0$ is exact.(ii) Assume that
$\mathcal {F}$ and
$\mathcal {G}$ are already derived at
$A$, and that
$\mathcal {F}(A)\to \mathcal {G}(A)$ is injective. Then
$\mathcal {H}$ is supported in degree
$0$ at
$A$.(iii) Assume that
$\mathcal {F}$ and
$\mathcal {H}$ are supported in degree
$0$ at
$A$. Then
$\mathcal {G}$ is supported in degree
$0$ at
$\mathcal {G}$.
Proof. The hypotheses provide us with a fibre sequence
$\mathbb {L}\mathcal {F}(A)\to \mathbb {L}\mathcal {G}(A)\to \mathbb {L}\mathcal {H}(A)$ mapping to
$\mathcal {F}(A)\to \mathcal {G}(A)\to \mathcal {H}(A)$. The assertions are then all easy to check.
Proposition 2.5 The following functors are already derived at any Cartier smooth
$\mathbb {F}_p$-algebra:
Proof. The case of
$\Omega ^n_-$ is classical: since the derived exterior power of an
$A$-module may be computed in terms of any flat resolution, the functor
$\Omega ^n_-$ is already derived at any
$\mathbb {F}_p$-algebra satisfying (Sm1)–(Sm2).
We now consider the complexes of functors
(i)
$0\longrightarrow \Omega ^{n}_{-} \xrightarrow {C^{-1}} H^{n}(\Omega ^\bullet _{-})\longrightarrow 0\longrightarrow 0$,(ii)
$0\longrightarrow Z\Omega ^n_{-}\longrightarrow \Omega ^n_{-}\longrightarrow \Omega ^n_{-}/Z\Omega ^n_{-}\longrightarrow 0$,(iii)
$0\longrightarrow \Omega ^n_{-}/Z\Omega ^n_{-}\stackrel {d}{\longrightarrow }Z\Omega ^{n+1}_{-}\longrightarrow H^{n+1}(\Omega ^\bullet _{-})\longrightarrow 0$.
The first complex is exact (i.e.
$C^{-1}$ is an isomorphism) on any
$\mathbb {F}_p$-algebra satisfying (Sm3), while the second two complexes are obviously exact on any
$\mathbb {F}_p$-algebra. We now use Lemma 2.4(i) repeatedly. First it follows that
$H^n(\Omega ^\bullet _{-})$ is already derived at any Cartier smooth
$\mathbb {F}_p$-algebra, whence the same is true of
$Z\Omega ^0_{-}=H^0(\Omega ^\bullet _{-})$. By induction, assuming that
$Z\Omega ^n_{-}$ is already derived at any Cartier smooth
$\mathbb {F}_p$-algebra, the second sequence shows that the same is true of
$\Omega ^n_{-}/Z\Omega ^n_{-}$, and then the third sequence shows that the same is true of
$Z\Omega ^{n+1}_{-}$. We have thus shown that
$Z\Omega ^n_{-}$ is already derived at any Cartier smooth
$\mathbb {F}_p$-algebra, for all
$n\ge 0$.
The obvious cocycle-coboundary short exact sequence (and Lemma 2.4(i) again) then shows that
$B\Omega ^n_{-}$ is also already derived at any Cartier smooth
$\mathbb {F}_p$-algebra, for all
$n\ge 0$.
Now recall that the inverse Cartier map is used to define the higher coboundaries and cocycles for any
$\mathbb {F}_p$-algebra
$A$,
inductively as follows, for
$r\ge 1$:
•
$Z_r\Omega _{A}^n$ is the subgroup of
$\Omega _{A}^n$ containing
$B\Omega ^n_{A}$ and satisfying
$Z_r\Omega _{A}^n/B\Omega _{A}^n=C^{-1}(Z_{r-1}\Omega _{A}^n)$;•
$B_r\Omega _{A}^n$ is the subgroup of
$\Omega _{A}^n$ containing
$B\Omega ^n_{A}$ and satisfying
$B_r\Omega _{A}^n/B\Omega _{A}^n=C^{-1}(B_{r-1}\Omega _{A}^n)$.
(Minor notational warning:
$B_1\Omega ^n_{A}=B\Omega ^n_{A}$, but the inclusion
$Z_1\Omega ^n_{A}\subseteq Z\Omega ^n_{A}$ is strict if the inverse Cartier map is not surjective.) Iterating the inverse Cartier map defines maps
which are (for purely formal reasons) isomorphisms for all
$r,n\ge 0$ if
$A$ satisfies (Sm3). By using Lemma 2.4(i) in the same way as above, a simple induction on
$r$ then shows that the functors
$Z_r\Omega _{-}^n$ and
$B_r\Omega _{-}^n$ are already derived at any Cartier smooth
$\mathbb {F}_p$-algebra.
We now begin to analyse the de Rham–Witt groups, which are more subtle. We will use the following collection of functors
$\mathbb {F}_p\operatorname {-algs}\to \operatorname {Ab}$ and maps between then:

We break this diagram into sequences (not even necessarily complexes; for example, it is not clear if
$Z_{r-1}\Omega ^{n-1}_{A}$ is killed by
$dV^{r-1}$ for arbitrary
$A$) of functors as follows:
(i)
$0\to Z_{r-1}\Omega ^{n-1}_{-}\to \Omega ^{n-1}_{-}\to \operatorname {Ker} \bar R\to 0$,(ii)
$0\to \operatorname {Ker} \bar R\to W_r\Omega ^n_{-}/V^{r-1}\Omega ^n_{-}\xrightarrow {\bar R}W_{r-1}\Omega ^n_{-}\to 0$,(iii)
$0\to B_{r-1}\Omega ^n_{-}\to \Omega ^n_{-}\xrightarrow {V^{r-1}}V^{r-1}\Omega ^n_{-}\to 0$,(iv)
$0\to V^{r-1}\Omega ^n_{-}\to W_r\Omega ^n_{-}\to W_r\Omega ^n_{-}/V^{r-1}\Omega ^n_{-}\to 0$.
The row and column in the above diagram (hence sequences (i)–(iv)) are exact upon evaluating on any smooth
$\mathbb {F}_p$-algebra, by Illusie [Reference IllusieIll79, (I.3.8.1) and (I.3.8.2)].
We now claim inductively on
$r\ge 1$ that
$W_r\Omega ^n_A$ is supported in degree
$0$ on any Cartier smooth
$\mathbb {F}_p$-algebra. Note that we have already established stronger statements for
$\Omega ^n_-$,
$Z_r\Omega ^n_-$,
$B_r\Omega ^n_-$ for all
$r,n\ge 0$. So Lemma 2.4(ii) and sequence (i) show that
$\operatorname {Ker} \bar R$ is supported in degree
$0$ on any Cartier smooth
$\mathbb {F}_p$-algebra; the same argument using sequence (iii) shows that the same is true of
$V^{r-1}\Omega ^n_-$. Then Lemma 2.4(iii) and sequence (ii) (and the inductive hypothesis) show that
$W_r\Omega ^n_{-}/V^{r-1}\Omega ^n_{-}$ is supported in degree
$0$ on any Cartier smooth
$\mathbb {F}_p$-algebra; the same argument using sequence (iv) shows that the same is true of
$W_r\Omega ^-$, completing the inductive proof of the claim.
To finish the proof we will show that
$W_r\Omega ^n_{-}$ is right exact, that is,
$H_0(\mathbb {L}W_r\Omega ^n_{A})\stackrel {\simeq }{\to } W_r\Omega ^n_{A}$ for all
$\mathbb {F}_p$-algebras
$A$. We may and do suppose that
$A$ is of finite type over
$\mathbb {F}_p$. The key is to observe that the data
forms a Witt complex for
$A$. This follows from functoriality of left Kan extension and the fact that the
$n=0$ part of the above sum is simply
$W_r(A)$ (indeed, Lemma 2.4(i) and the short exact sequences
$0\to W_{r-1}\to W_r\to W_1\to 0$ imply inductively that the functors
$W_r$ are already derived at
$A$). Therefore universality of the de Rham–Witt complex yields natural maps
$\lambda _A:W_r\Omega ^n_{A}\to H_0(\mathbb {L}W_r\Omega ^n_{A})$ such that the composition back to
$W_r\Omega ^n_{A}$ is the identity. Picking a finitely generated free
$\mathbb {F}_p$-algebra
$P$ and surjection
$P\twoheadrightarrow A$, the naturality provides us with a commutative diagram

The left and right vertical arrows are surjective since
$P\to A$ is surjective; the middle vertical arrow is surjective because
$H_0(\mathbb {L}W_r\Omega ^n_{A})$ is a quotient of
$W_r\Omega ^n_P$ (by definition of
$H_0$, since we may as well suppose that
$P$ is the
$0$-simplices of a simplicial resolution of
$A$). The indicated isomorphism holds because
$P$ is free. Since both horizontal compositions are the identity, it follows from a diagram chase that all the horizontal maps are isomorphisms. This completes the proof that
$W_r\Omega ^n_-$ is right exact.
We next study the usual filtrations on the Rham–Witt complex. Recall that if
$A$ is any
$\mathbb {F}_p$-algebra, then the descending canonical,
$V$-, and
$p$-filtrations on
$W_r\Omega _A^n$ are defined for
$i\ge 0$ respectively by
\begin{align*} \operatorname{Fil}^iW_r\Omega_A^n&:=\operatorname{Ker}\big(W_r\Omega_A^n\xrightarrow{R^{r-i}}W_i\Omega_A^n\big),\\ \operatorname{Fil}^i_VW_r\Omega_A^n&:=V^iW_{r-i}\Omega_A^n+dV^iW_{r-i}\Omega_A^{n-1},\\ \operatorname{Fil}_p^iW_r\Omega_A^n&:=\operatorname{Ker}\big(W_r\Omega_A^n\xrightarrow{p^{r-i}}W_r\Omega_A^n\big). \end{align*}Standard de Rham–Witt identities show that
It was proved by Illusie [Reference IllusieIll79, Propositions I.3.2 and I.3.4] that these three filtrations coincide if
$A$ is a smooth
$\mathbb {F}_p$-algebra. It was then shown by Hesselholt that the canonical and
$V$-filtrations in fact coincide for any
$\mathbb {F}_p$-algebra (the key observation is that for any fixed
$i\ge 1$, the groups
$W_{r+i}\Omega _A^n/\operatorname {Fil}_V^iW_{r+i}\Omega _A^n$, for
$n\ge 0$ and
$r\ge 1$, have an induced structure of a Witt complex over
$A$; a detailed proof in the generality of log structures may be found in [Reference Hesselholt and MadsenHM03, Lem. 3.2.4]).Footnote 2 For a general
$\mathbb {F}_p$-algebra, the
$p$- and canonical filtrations need not coincide, but we show that this holds for Cartier smooth algebras.
Proposition 2.6 Let
$A$ be a Cartier smooth
$\mathbb {F}_p$-algebra, and
$i,n\ge 0$,
$r\ge 1$.
(i) The functors
$\operatorname {Fil}^iW_r\Omega _-^n$,
$\operatorname {Fil}_V^iW_r\Omega _-^n$,
$\operatorname {Fil}^i_pW_r\Omega _-^n$,
$p^iW_r\Omega ^n_-$,
$W_r\Omega ^n_-/p^iW_r\Omega ^n_-$ are already derived at
$A$.(ii)
$\operatorname {Fil}^iW_r\Omega _A^n=\operatorname {Fil}_V^iW_r\Omega _A^n=\operatorname {Fil}^i_pW_r\Omega _A^n$;
Proof. We begin by reducing all assertions to the inclusion
so assume for a moment that this has been established.
Note first (even without (
${\dagger}$)) from Proposition 2.5 and Lemma 2.4(i) that
$\operatorname {Fil}^iW_{r}\Omega ^n_-=\operatorname {Ker}(R^{r-i}:W_r\Omega _-^n\twoheadrightarrow W_i\Omega _-^n)$ is already derived at
$A$. Moreover, as explained before the proposition, one has
$\operatorname {Fil}^iW_r\Omega _-^n=\operatorname {Fil}^i_VW_r\Omega _-^n\subseteq \operatorname {Fil}^i_pW_r\Omega _-^n$, with equality in the case of smooth
$\mathbb {F}_p$-algebras, so left Kan extension and (
${\dagger}$) give part (ii) and imply that
$\operatorname {Fil}^iW_r\Omega _-^n$ and
$\operatorname {Fil}^i_pW_r\Omega _-^n$ are already derived at
$A$. Then applying Lemma 2.4(i) to the functors
$\operatorname {Fil}^{r-i}_pW_r\Omega ^n_-\to W_r\Omega ^n_-\xrightarrow {p^i}p^iW_r\Omega ^{n}_-$ (the first two terms of which have already been shown to be already derived at
$A$) shows that
$p^iW_r\Omega ^{n}_-$ is already derived at
$A$, and then applying the same argument to the sequence
$p^iW_r\Omega ^{n}_-\to W_r\Omega ^n_-\to W_r\Omega ^{n}_-/p^iW_r\Omega ^{n}_-$ shows that
$W_r\Omega ^{n}_-/p^iW_r\Omega ^{n}_-$ is also already derived at
$A$.
It remains to prove (
${\dagger}$). For any smooth
$\mathbb {F}_p$-algebra
$R$ there is a natural map of short exact sequences

[Reference IllusieIll79, (I.3.10.4)] in which
$\underline {p}$ is characterised by the property that the composition
is multiplication by
$p$. (The definition of
$\beta$ is unimportant but given in the top row by
$\beta (V^{r-1}x+dV^{r-1}y)=y$, for
$x\in \Omega ^{n}_R$ and
$y\in \Omega ^{n-1}_R$; for
$\beta$ in the bottom row replace
$r-1$ by
$r$.)
Upon left Kan extending and evaluating at
$A$, we obtain the same map of short exact sequences but with
$R$ replaced by
$A$: here we use that
$\Omega ^n_{-}$,
$B_{r}\Omega ^n_{-}$,
$Z_{r}\Omega ^n_{-}$, and
$\operatorname {Fil}^iW_{r}\Omega ^n_-$ are already known to be derived at
$A$. But the inverse Cartier maps
are injective: this follows formally from the injectivity of
$C^{-1}:\Omega ^n_A\to \Omega ^n_A/B\Omega ^n_A$ (similarly for
$n-1$) and the surjectivity (by definition of the higher coboundaries and cocycles) of
$C^{-1}:B_{r-1}\Omega ^n_A\to B_{r}\Omega ^n_A/B\Omega ^n_A$ and
$C^{-1}:Z_{r-1}\Omega ^{n-1}_A\to Z_{r}\Omega ^{n-1}_A/B\Omega ^{n-1}_A$. Therefore the middle vertical arrow
$\underline {p}:\operatorname {Fil}^{r-1}W_{r}\Omega _A^n\to \operatorname {Fil}^{r}W_{r+1}\Omega _A^n$ is also injective and so, from the characterisation of
$\underline {p}$, we deduce that
\begin{align*}&\operatorname{Ker}(\operatorname{Fil}^{r-1}W_{r+1}\Omega_A^n\xrightarrow{p} \operatorname{Fil}^{r-1}W_{r+1}\Omega_A^n)\\
&\quad \subseteq \operatorname{Ker}(\operatorname{Fil}^{r-1}W_{r+1}\Omega_A^n\xrightarrow{R} \operatorname{Fil}^{r-1}W_{r}\Omega_A^n)\,\big(=\operatorname{Fil}^{r}W_{r+1}\Omega^n_A\big). \end{align*}
It now follows easily by induction that
$\operatorname {Fil}^{r}_pW_{r+1}\Omega ^n_A\subseteq \operatorname {Fil}^{r}W_{r+1}\Omega ^n_A$. Indeed, this is vacuous if
$r=0$, while if
$\omega \in \operatorname {Fil}^r_pW_{r+1}\Omega ^n_A$ then
$R\omega \in \operatorname {Fil}^{r-1}_pW_{r}\Omega ^n_A\subseteq \operatorname {Fil}^{r-1}W_{r}\Omega ^n_A$ (the inclusion holds by the inductive hypothesis) and so
$\omega$ belongs to
$\operatorname {Fil}^{r-1}W_{r+1}\Omega ^n_A$ and is killed by
$p$, whence the previous equation shows that
$\omega \in \operatorname {Fil}^rW_{r+1}\Omega ^n_A$, as desired.
Replacing
$r$ by
$r-1$ to simplify notation, we have shown that
$\operatorname {Fil}^{r-i}_pW_{r}\Omega ^n_A\subseteq \operatorname {Fil}^{r-i}W_{r}\Omega ^n_A$ for
$i=1$. This easily extends to all
$i\ge 1$ by induction (which completes the proof): indeed, if
$\omega \in \operatorname {Fil}^{r-i}_pW_{r}\Omega ^n_A$ then
$p^{i-1}\omega \in \operatorname {Fil}^{r-1}_pW_r\Omega ^n_A$, whence
$R(p^{i-1}\omega )=0$ by the case
$i=0$; in other words,
$R\omega \in \operatorname {Fil}^{r-1-(i-1)}_pW_{r-1}\Omega ^n_A$ and so the inductive hypothesis implies
$R\omega \in \operatorname {Fil}^{r-1-(i-1)}W_{r-1}\Omega ^n_A$, that is,
$R^i\omega =0$, as required.
Corollary 2.7 Let
$A$ be a Cartier smooth
$\mathbb {F}_p$-algebra. The canonical maps
and
are quasi-isomorphisms.
Proof. The sequence of functors
is exact when evaluated at any smooth
$\mathbb {F}_p$-algebra [Reference IllusieIll79, (I.3.11.3)]. Since the three functors are already derived at
$A$ by Proposition 2.5, left Kan extension shows that the sequence is also exact when evaluated at
$A$. (Here we implicitly use right exactness of left Kan extension: if
$\mathcal {F}\to \mathcal {G}$ is a map of functors
$\mathbb {F}_p\operatorname {-algs}\to \operatorname {Ab}$ such that
$\mathcal {F}(R)\to \mathcal {G}(R)$ is surjective for all free
$R$, then
$H_0(\mathbb {L}\mathcal {F}(B))\to H_0(\mathbb {L}\mathcal {G}(B))$ is surjective for all
$B\in \mathbb {F}_p\operatorname {-algs}$.)
It follows that the functor
$W_r\Omega ^n_-/VW_{r-1}\Omega ^n_-$ is already derived at
$A$. Since the functors
$W_r\Omega ^i_-/p$ and
$\Omega ^i_-$ are also already derived at
$A$ (by Propositions 2.6(i) and 2.5,respectively), the quasi-isomorphisms follow by left Kan extension from the case of finitely generated free
$\mathbb {F}_p$-algebras, namely [Reference IllusieIll79, Corollary I.3.20].
Theorem 2.8 Let
$A$ be a Cartier smooth
$\mathbb {F}_p$-algebra. Then:
(i)
$W\Omega _A^n:=\varprojlim _rW_r\Omega _A^n$ is
$p$-torsion-free;(ii)
$F^iW\Omega ^n_A=d^{-1}(p^iW\Omega ^n_A)$ for all
$i\ge 1$.
Proof. Part (i) follows formally from the equality of the canonical and
$p$-filtrations in Proposition 2.6(ii).
For (ii), let us first fix a finite level
$r$ and show that an element
$x\in W_r\Omega ^n_A$ is in the image of
$F:W_{r+1}\Omega ^n_A\to W_r\Omega ^n_A$ if and only if
${dx}\in pW_r\Omega ^{n+1}_A$. The implication ‘only if’ follows from the identity
$dF=pFd$, so we prove ‘if’ by induction on
$r$. Assume the result known at level
$r-1$ and suppose
${dx}\in pW_r\Omega ^{n+1}_A$. Then
$dR^{r-1} x=0$, whence
$R^{r-1} x\in FW_2\Omega ^n_A$ (by the
$r=1$ case of the right exact sequence from the start of proof of Corollary 2.7; this also proves the base case of the induction). Lifting to level
$r$ and recalling that
$\operatorname {Fil}^1W_{r}\Omega ^n_A=\operatorname {Fil}^1_VW_{1}\Omega ^n_A$ allows us to write
$x=Fz+Vz_1+dVz_2$ for some
$z\in W_{r+1}\Omega ^n_A$,
$z_1\in W_{r-1}\Omega ^n_A$,
$z_2\in W_{r-1}\Omega ^{n-1}_A$.
Applying
$Fd$ to the previous identity yields
$dz_1=FdVz_1=Fdx-pF^2dz\in pW_{r-1}\Omega ^{n+1}_A$, whence the inductive hypothesis allows us to write
$z_1=Fz_3$ for some
$z_3\in W_r\Omega ^n_A$. In conclusion,
as required to complete the induction.
We now prove (ii); it suffices to treat the case
$i=1$ as the general case then follows by induction using part (i). The identity
$VF=p$ shows that the kernel of
$F:W_{r+1}\Omega ^n_A\to W_{r}\Omega ^n_A$ is killed by
$p$, hence is killed by
$R$ by Proposition 2.6(ii). So, using also the finite-level case of the previous paragraphs, the sequence of pro abelian groups
is exact, and taking the limit yields the short exact sequence
But the sequence of pro abelian groups
is also exact (again since
$p$-torsion is killed by
$R$), and so taking the limit shows that the final term in (
${\dagger}$) is
$W\Omega ^{n+1}_A/pW\Omega ^{n+1}_A$, as required to complete the proof.
Remark 2.9 In terms of the functor
$\eta _p$ [Reference Bhatt, Morrow and ScholzeBMS18, §6], the previous theorem implies that
$\varphi :W\Omega ^\bullet _A\to \eta _pW\Omega ^\bullet _A$ is an isomorphism and hence provides a quasi-isomorphism
$\varphi :W\Omega ^\bullet _A\stackrel {\sim }{\to } L\eta _pW\Omega ^\bullet _A$.
2.2 The dlog forms of a Cartier smooth algebra
Recall from Remark 2.3 that, for any
$\mathbb {F}_p$-algebra
$A$, we have defined the subgroup of dlog forms
$W_r\Omega ^n_{A,{{\rm log}}}\subseteq W_r\Omega ^n_{A}$. Alternatively, standard de Rham–Witt identities imply the existence of a unique map
$\bar F:W_r\Omega _A^n\to W_r\Omega _A^n/dV^{r-1}\Omega _A^{n-1}$ making the following diagram commute (in which
$\pi$ denotes the canonical quotient map)

and it may then be shown that
See [Reference MorrowMor19, Corollary 4.2] for further details.
The following argument is modelled on the proof in the special case when
$r=1$ and
$A$ is smooth [Reference Clausen, Mathew and MorrowCMM21, Proposition 2.26].
Lemma 2.10 Let
$A$ be a Cartier smooth
$\mathbb {F}_p$-algebra. Then the square

is bicartesian.
Proof. Since the vertical arrows are surjective, we must show that their kernels are isomorphic, that is, that
Surjectivity follows from surjectivity modulo
$p$, which is a consequence of the identities in
$W\Omega ^n_A$
It remains to establish injectivity, so suppose that
$x\in W\Omega ^n_A$ is an element of the form
$x=V^ry+dV^rz$ such that
$(F-1)x\in p^rW\Omega ^n_A$. Applying
$1+\cdots +F^{r-1}$, we deduce that
$(F^r-1)x\in p^rW\Omega ^n_A$, whence
$dV^ry={dx}=p^rF^r\,dx-d(F^r-1)x\in p^rW\Omega ^n_A$ and so
${dy}=F^rdV^ry\in p^rW\Omega ^n_A$; therefore
$y=F^ry'$ for some
$y'\in W\Omega ^n_A$ by Theorem 2.8(ii).
We know now that
$x=p^ry'+dV^rz$; applying
$F^r-1$ shows that
$(F^r-1)dV^rz=d(1-V^r)z$ is divisible by
$p^r$, whence
$(1-V^r)z\in F^rW\Omega ^n_A$ by Theorem 2.8(ii) again. But
$1-V^r$ is an automorphism of
$W\Omega ^n_A$ with inverse
$\sum _{i\ge 0}V^{ri}$ (which commutes with
$F$), whence
$z=F^rz'$ for some
$z'\in W\Omega ^n_A$. In conclusion
$x=p^ry'+p^rdz'$, which completes the proof of injectivity.
In the case of smooth
$\mathbb {F}_p$-algebras, the following is an important result due to Illusie [Reference IllusieIll79, Corollary I.5.7.5].
Theorem 2.11 Let
$A$ be a Cartier smooth, local
$\mathbb {F}_p$-algebra. Then the canonical map
$W_{s}\Omega _{A,{{\rm log}}}^n/p^r\to W_r\Omega _{A,{{\rm log}}}^n$ is an isomorphism for any
$s\ge r\ge 1$.
Proof. The sequence
is short exact since
$W\Omega ^n_A$ is
$p$-torsion-free by Theorem 2.8. Taking
$F$-fixed points and appealing to Lemma 2.10 gives an exact sequence
But
$W_s\Omega ^n_{A,{{\rm log}}}\to W_r\Omega ^n_{A,{{\rm log}}}$ is surjective since both sides are generated by dlog forms, and the analogous surjectivity for
$r$ replaced by
$r-s$ shows that the image of the
$p^r$ arrow in the previous line is
$p^rW_s\Omega ^n_{A,{{\rm log}}}$.
2.3 Proof of Theorem 2.1 via the trace map
This subsection is devoted to the proof of Theorem 2.1. Familiarity with topological cyclic homology is expected (we use the ‘old’ approach to topological cyclic homology in terms of the fixed points spectra
$T\!R^r(-;p)=T\!H\!H(-)^{C_{p^{r-1}}}$, though the argument could be reformulated in terms of Nikolaus and Scholze's approach [Reference Nikolaus and ScholzeNS18] and the motivic filtrations of [Reference Bhatt, Morrow and ScholzeBMS19].)
Given any smooth
$\mathbb {F}_p$-algebra
$R$, the homotopy groups of
$T\!R^r(R;p)$ have been calculated by Hesselholt [Reference HesselholtHes96, Thoerem B]:
These isomorphisms are natural in
$R$ and compatible with
$r$ in the sense that the restriction map
$R^r:T\!R^{2r}(R;p)\to T\!R^r(R;p)$ induces zero on
$W_{2r}\Omega _{R}^{n-2i}$, for
$i>0$, and the usual de Rham–Witt restriction map
$R^r:W_{2r}\Omega _{R}^{n}\to W_r\Omega _{R}^{n}$, for
$i=0$.
Therefore left Kan extendingFootnote 3 shows that on any
$\mathbb {F}_p$-algebra
$A$ there is a natural descending
$\mathbb {N}$-indexed filtration on
$T\!R^r(A;p)$ with graded pieces
${\bigoplus} _{i\ge 0} \mathbb {L}W_r\Omega _{A}^{n-2i}$; moreover, the restriction map
$R^r:T\!R^{2r}(A;p)\to T\!R^r(A;p)$ is compatible with this filtration and behaves analogously to the previous smooth case.
Now let
$A$ be any Cartier smooth
$\mathbb {F}_p$-algebra. Then
$\mathbb {L}W_r\Omega _{A}^{n-2i}\simeq W_r\Omega _{A}^{n-2i}[0]$ by Proposition 2.5 and so the previous paragraph implies that the description of
$T\!R_n^r(-;p)$ from the smooth case remains valid for
$A$. In particular, we obtain natural isomorphisms of pro abelian groups
$\{T\!R_n^r(A;p)\}_{r\ {\textrm{wrt}}\ R}\cong \{W_r\Omega ^n_{A}\}_{r\ \textrm{wrt}\ R}$, whence taking the limit calculates the homotopy groups of
$T\!R(A;p):=\operatorname {holim}_rT\!R^r(A;p)$ as
Writing
$T\!R(A;\mathbb {Z}/p^r\mathbb {Z})=T\!R(A;p)/p^r$, we apply Theorem 2.8(i) to obtain
The previous two isomorphisms are compatible with the Frobenius endomorphisms
$F$ of
$T\!R(A;\mathbb {Z}_p)$ and
$W\Omega _{A}$ (by left Kan extending the Frobenius compatibility of [Reference HesselholtHes96, Theorem B] from the smooth case), thereby proving that the homotopy groups of
$T\!C(A;\mathbb {Z}/p^r):=\operatorname {hofib}(F-1:T\!R(A;\mathbb {Z}/p^r\mathbb {Z})\to T\!R(A;\mathbb {Z}/p^r\mathbb {Z}))$ fit into a long exact homotopy sequence
In this long exact sequence we may replace each map
$F-1$ by
$\bar F-\pi :W_r\Omega ^n_{A}\to W_r\Omega ^n_{A}/dV^{r-1}\Omega ^n_{A}$, by Lemma 2.10, and so obtain a short exact sequence
(here we use the equality
$W_r\Omega ^n_{A,{{\rm log}}}=\operatorname {Ker}(\bar F-\pi )$ from the start of § 2.2).
Now pick a free
$\mathbb {F}_p$-algebra surjecting onto
$A$ and let
$R$ denote its Henselisation along the kernel; then
$R$ is a local ind-smooth
$\mathbb {F}_p$-algebra and so the previous short exact sequence is also valid for
$R$ (since
$R$ is also Cartier smooth). Putting together the short exact sequences for
$A$ and
$R$ yields a commutative diagram with exact rows, in which we have included the trace maps from algebraic
$K$-theory:

We claim that the composition
is an isomorphism. Since
$R$ is ind-smooth and local, the analogous composition
$c_R$ for
$R$ in place of
$A$ is an isomorphism by Geisser and Levine [Reference Geisser and LevineGL00] and by Geisser and Hesselholt [Reference Geisser and HesselholtGH99]; see [Reference Clausen, Mathew and MorrowCMM21, Theorem 2.48] for a reminder of the argument in the case
$r=1$.
According to the main rigidity result of [Reference Clausen, Mathew and MorrowCMM21], the square of spectra formed by applying
$\operatorname {tr}:K(-;\mathbb {Z}/p^r\mathbb {Z})\to T\!C(-;\mathbb {Z}/p^r\mathbb {Z})$ to
$R\to A$ is homotopy cartesian, yielding a long exact sequence of homotopy groups
But the trace map
$\operatorname {tr}:K_n(R;\mathbb {Z}/p^r\mathbb {Z})\to T\!C_n(R;\mathbb {Z}/p^r\mathbb {Z})$ is injective (as
$c_R$ is injective), whence this breaks into short exact sequences and proves that the trace map square in the above diagram is bicartesian.
Next, the vertical arrow between the cokernel terms is an isomorphism since
$R\to A$ is Henselian along its kernel: see the proof of [Reference Clausen, Mathew and MorrowCMM21, Propostion 6.12]. Therefore the rightmost square in the diagram is bicartesian. Concatenating the two bicartesian squares shows that

is bicartesian. But we have already explained that
$c_R$ is an isomorphism, whence
$c_A$ is also an isomorphism. Finally, note that
$c_A$ sends any symbol in
$K_n(A;\mathbb {Z}/p^r\mathbb {Z})$ to the associated dlog form in
$W_r\Omega ^n_{A,{{\rm log}}}$, by the trace map's multiplicativity [Reference Geisser and HesselholtGH99, § 6] and behaviour on units [Reference Geisser and HesselholtGH99, Lemma 4.2.3]. The completes the proof of Theorem 2.1.
3.
$K$-theory of valuation rings
3.1 Gersten injectivity
Here we prove Theorem 1.2 from the introduction.
Theorem 3.1 Let
$\mathcal {O}$ be a valuation ring containing a field, and
$n\ge 0$. Then
$K_n(\mathcal {O})\to K_n(\operatorname {Frac}\mathcal {O})$ is injective.
Remark 3.2 One sees easily from the proof that the injectivity of
$F(\mathcal {O})\to F(\operatorname {Frac}\mathcal {O})$ is valid for any valuation
$\mathcal {O}$ containing a perfect field
$\mathbb {F}$, and any presheaf
$F: \mathbb {F}\operatorname {-algs}\to \operatorname {Ab}$ which satisfies the following conditions.
(i)
$F$ commutes with filtered colimits.(ii)
$F(B) \to F(\operatorname {Frac} B)$ is injective for any regular, semi-local, essentially finite type
$\mathbb {F}$-algebra
$B$.(iii)
$F(R)[{1}/({\deg (R'/R)})] \to F(R')[{1}/({\deg (R'/R)})]$ is injective for any valuation ring
$R$, and any finite torsion-free
$R$-algebra
$R'$.(iv)
$F$ is
$p$-torsion-free, where
$p$ is the characteristic exponent of
$\mathbb {F}$.
Here we have in mind the presheaves
$F = a_{\rm Nis}\underline {(\mathcal {F}, \mathcal {E})}$ of [Reference KellyKel17, Theorem 4.0.11]. Knowing
$F(\mathcal {O}) {\to } F(\operatorname {Frac}\mathcal {O})$ is injective allows one to replace [Reference KellyKel17, Corrolary 2.5.4] by [Reference KellyKel19, Theorem 1(G1)] in the proof of [Reference KellyKel17, Theorem 4.0.13].
Proof of Theorem 3.1 Let
$p\ge 1$ be the characteristic exponent of
$\operatorname {Frac}\mathcal {O}$. It is enough to show that
$K_n(\mathcal {O})[1/p]\to K_n(\operatorname {Frac}\mathcal {O})[1/p]$ is injective: indeed, if
$p=1$ (i.e.
$\operatorname {char}\operatorname {Frac}\mathcal {O}=0$) then this is exactly the desired assertion, while if
$p>1$ then we may remove the
$[1/p]$ since
$K_n(\mathcal {O})$ has been shown to be
$p$-torsion-free (Theorem 1.1).
By writing
$F=\operatorname {Frac} \mathcal {O}$ as the union of its finitely generated subfields, and intersecting
$\mathcal {O}$ with each of these subfields, we may immediately reduce to the case that
$F$ is finitely generated over its prime subfield
$\mathbb {F}$. Fix a prime number
$\ell \neq p$ and
$\alpha \in \operatorname {Ker}(K_n(\mathcal {O})\to K_n(F))$. Pick a finitely generated
$\mathbb {F}$-subalgebra
$A\subseteq \mathcal {O}$ such that
$\operatorname {Frac} A=F$ and such that
$\alpha$ comes from a class
$\alpha _A\in \operatorname {Ker}(K_n(A)\to K_n(F))$. According to Gabber's refinement of de Jong's theory of alterations [Reference Illusie, Laszlo and OrgogozoILO14, Theorem 2.1 of Exp. X], there exist a regular, connected scheme
$X$ and a projective, generically finite morphism
$X\to \operatorname {Spec} A$ such that
$|K(X):F|$ is not divisible by
$\ell$.
Let
$\tilde{\mathcal{O}}$ be the integral closure of
$\mathcal {O}$ in
$K(X)$. The theory of valuation rings states that
$\tilde{\mathcal{O}}$ has only finitely many maximal ideals
$\mathfrak {m}_1,\ldots ,\mathfrak {m}_d$ and that each localisation
$\tilde{\mathcal{O}}_{\mathfrak {m}_i}$ is a valuation ring (indeed, these localisations classify the finitely many extensions of the valuation ring
$\mathcal {O}$ to
$K(X)$ [Reference Gabber and RameroGR03, 6.2.2]). By the valuative criterion for properness, each commutative diagram

may be filled in by a dashed arrow as indicated. Let
$x_i\in X$ be the image of the maximal ideal of
$\tilde {\mathcal {O}}_{\mathfrak {m}_i}$ under
$\rho _i$.
Since
$X$ is quasi-projective over
$\mathbb {F}$, the homogeneous prime avoidance lemma implies the existence of an affine open of
$X$ containing the finitely many points
$x_1,\ldots ,x_d$. This is given by a regular sub-
$A$-algebra
$B\subseteq K(X)$ contained inside
$\bigcap _i\tilde{\mathcal {O}}_{\mathfrak {m}_i}=\tilde{\mathcal {O}}$ and such that
$\operatorname {Frac} B=K(X)$. After replacing
$B$ by its semi-localisation at the radical ideal
$\bigcap _{i}\mathfrak {m}_i\cap B$, we may suppose in addition that
$B$ is semi-local. The situation may be summarised by the following diagram:

The element
$\alpha _A$ vanishes in
$K_n(K(X))$, hence also in
$K_n(B)$ since Gersten's conjecture states that
$K_n(B)\to K_n(K(X))$ is injective [Reference QuillenQui73, Theorem 7.5.11] (note that
$B$ is a regular, semi-local ring, essentially of finite type over a field). Therefore
$\alpha$ vanishes in
$K_n(\tilde{\mathcal {O}})$. Since
$\tilde{\mathcal {O}}$ is an integral extension of
$\mathcal {O}$, it is the filtered union of its
$\mathcal {O}$-algebras which are finite
$\mathcal {O}$-modules; let
$\mathcal {O}'\subseteq \tilde{\mathcal {O}}$ be such a sub-
$\mathcal {O}$-algebra such that
$\alpha$ vanishes in
$K_n(\mathcal {O}')$. Since finite torsion-free
$\mathcal {O}$-modules are finite free, there is a trace map
$K_n(\mathcal {O}')\to K_n(\mathcal {O})$ such that the composition
$K_n(\mathcal {O})\to K_n(\mathcal {O}')\to K_n(\mathcal {O})$ is multiplication by
$m:=|\operatorname {Frac}\mathcal {O}':F|$, which is not divisible by
$\ell$. In conclusion, we have shown that
$m\alpha =0$ for some integer
$m$ not divisible by
$\ell$.
In other words,
$K_n(\mathcal {O})_{(\ell )}\to K_n(F)_{(\ell )}$ is injective for all primes
$\ell \neq p$, which implies the injectivity of
$K_n(\mathcal {O})[1/p]\to K_n(F)[1/p]$ and so completes the proof.
Remark 3.3 The following streamlined proof of Theorem 3.1 has been pointed out to us by Antieau. If
$\mathcal {O}$ contains
$\mathbb {Q}$, then resolution of singularities implies that
$\mathcal {O}$ is a filtered colimit of essentially smooth local
$\mathbb {Q}$-algebras
$A$, whence the desired injectivity immediately reduces to the Gersten conjecture for each
$A$. When
$\mathcal {O}$ contains
$\mathbb {F}_p$, we combine the
$p$-torsion-freeness of Theorem 1.1 with the isomorphism of Remark 4.2 to reduce to the case that
$\mathcal {O}$ is perfect; but then
$\mathcal {O}$ is a filtered colimit of essentially smooth local
$\mathbb {F}_p$-algebras by Temkin's inseparable local uniformisation theorem [Reference TemkinTem13, Theorem 1.3.2], which as in characteristic
$0$ reduces the problem to the usual Gersten conjecture.
3.2 Homotopy invariance
Now we prove Theorem 1.3 from the introduction, entirely using classical methods; this is independent of § 3.1. We remark that parts of the following theorem have also recently been noticed by Antieau and Mathew. Kerz has also explained to us that the theorem can be obtained as a consequence of [Reference Kerz, Strunk and TammeKST18, Theorem 6.3 and Proposition 6.4] (noting that the proof of Theorem 6.3, which is stated in the cdh topology, also works in the rh topology).
Theorem 3.4 Let
$\mathcal {O}$ be a valuation ring. Then:
(i)
$K_n(\mathcal {O})\to K_n(\mathcal {O}[T_1,\ldots ,T_d])$ is an isomorphism for all
$d\ge 1$ and
$n\in \mathbb {Z}$;(ii)
$K_n(\mathcal {O})\to K\!H_n(\mathcal {O})$ is an isomorphism for all
$n\in \mathbb {Z}$;(iii)
$K_n(\mathcal {O})=0$ for all
$n<0$.
Proof. Since assertions (i)–(iii) are compatible with filtered colimits we may assume that
$\operatorname {Frac}\mathcal {O}$ is finitely generated over its prime subfield, and in particular that
$\mathcal {O}$ is countable.
The usual proofs of the assertions (i)–(iii), in the case of a regular Noetherian ring, continue to work for
$\mathcal {O}$ once it is known, for all
$d\ge 0$, that
(a)
$\mathcal {O}[T_1,\ldots ,T_d]$ is coherent, and(b) every finitely presented
$\mathcal {O}[T_1,\ldots ,T_d]$-module has finite projective dimension.
Indeed, see [Reference WeibelWei89, Eg. 1.4] and [Reference GerstenGer74] for a discussion of Quillen's fundamental theorem and applications in this degree of generality. See also [Reference Antieau, Gepner and HellerAGH19, Theorem 3.33] for a proof of the vanishing of negative
$K$-groups of regular, stably coherent rings.
It remains to verify that
$\mathcal {O}$ has properties (a) and (b). For (a), the coherence of polynomial algebras over valuation rings is relatively well known: any finitely generated ideal
$I$ of
$\mathcal {O}[T_1,\ldots ,T_d]$ is a flat
$\mathcal {O}$-module (since torsion-free modules over a valuation ring are flat), hence is of finite presentation over
$\mathcal {O}[T_1,\ldots ,T_d]$ by Raynaud and Gruson [Reference Raynaud and GrusonRG71, Theorem 3.6.4]. A textbook reference is [Reference GlazGla89, Theorem 7.3.3].
Next we check (b). A classical result of Osofsky ([Reference OsofskyOso67, Theorem A], [Reference OsofskyOso74]) states that a valuation ring
$\mathcal {O}$ has finite global dimension
$n+1$ if and only if
$\aleph _n$ is the smallest cardinal such that every ideal of
$\mathcal {O}$ can be generated by
$\aleph _n$ elements. In particular,
$\mathcal {O}$ has finite global dimension at most
$2$ if and only if every ideal can be generated by at most countably many elements (i.e.
$\mathcal {O}$ is
$\aleph _0$-Noetherian); but this is manifestly true in our case since we reduced to the case in which
$\mathcal {O}$ is itself a countable set. In conclusion,
$\mathcal {O}$ has finite global dimension, which is inherited by any polynomial algebra over it by Hilbert [Reference WeibelWei94, Theorem 4.3.7], and this is stronger than required in (b).
Remark 3.5 Let
$X$ be a Noetherian scheme of finite Krull dimension. A conservative family of points for the cdh site
$X_{\textrm {cdh}}$ is given by the spectra of Henselian valuation rings [Reference Gabber and KellyGK15], and hence Theorem 3.4(iii) implies that
$\mathcal {K}_n^{\textrm {cdh}}=0$ for
$n<0$, where
$\mathcal {K}_n^{\textrm {cdh}}$ denotes the sheafification of the abelian presheaf
$\mathcal {K}_n(-)$ on
$X_{\textrm {cdh}}$. In fact, this follows from the earlier result of Goodwillie and Lichtenbaum [Reference Goodwillie and LichtenbaumGL01] that a conservative family of points for the rh site is given by the spectra of valuation rings.
Since the
$\infty$-topos of sheaves on
$X_{\textrm {cdh}}$ is known to have finite homotopy dimension at most
$\dim X$ [Reference Elmanto, Hoyois, Iwasa and KellyEHIK21] (to be precise, we only need the site to have finite cohomological dimension at most
$\dim X$, which is due to Suslin and Voevodsky [Reference Suslin and VoevodskySV00], and to be hypercomplete, which is essentially contained in [Reference VoevodskyVoe10a, Reference VoevodskyVoe10b]), we immediately deduce from the resulting descent spectral sequence that
$K_n^{\textrm {cdh}}(X)=0$ for
$n<-\dim X$, where
$K^{\textrm {cdh}}(X):=\mathbb {H}(X_{\textrm{cdh}},K)$ refers to the cdh sheafification of the
$K$-theory presheaf of spectra. Moreover, combining Theorem 3.4(ii) with Cisinski's result [Reference CisinskiCis13] (proved around 2010) that
$K\!H$ satisfying cdh descent implies that
$K^{\textrm{cdh}}(X)\simeq K \!H(X)$ (first proved by Kerz, Strunk and Tamme [Reference Kerz, Strunk and TammeKST18, Theorem 6.3]), one immediately gets the following consequences.
(a)
$K\!H_n(X)=0$ for
$n<-\dim X$; this was first proved in 2016 by Kerz and Strunk [Reference Kerz and StrunkKS17] via their usage of Raynaud–Gruson flattening methods. (It is important to note that the proof of Theorem 3.4 crucially uses Raynaud–Gruson to check that valuation rings are stably coherent.)(b) If
$p$ is nilpotent in
$X$ then
$K_n(X)[1/p]=0$ for
$n<-\dim X$ (since the nilpotence of
$p$ implies
$K\!H(X)[1/p]=K(X)[1/p]$ and then we can apply (a); alternatively, one can avoid Cisinski's result by appealing instead to Theorem 4.3 to see that
$K[1/p]$ satisfies cdh descent); this was first proved in 2011 by the first author's use of alterations and
$\ell$dh topologies [Reference KellyKel14].
3.3 A surjectivity result
Here we establish a surjectivity result (Corollary 3.7) which was not stated in the introduction but which plays a role in the first author's new approach to comparing cdh and
$\ell$dh topologies [Reference KellyKel19, Theorem 1]. Note that Lemma 3.6(ii) applies to any truncating invariant
$F$ of
$k$-linear
$\infty$-categories which commutes with filtered colimits [Reference Land and TammeLT19].
Lemma 3.6 Let
$k$ be a perfect field,
$\mathcal {O}\supseteq k$ a valuation ring, and
$\mathfrak p\subseteq \mathcal {O}$ an ideal along which
$\mathcal {O}$ is Henselian.
(i) If
$F:k\operatorname {-algs}\to \operatorname {Sets}$ is a functor which commutes with filtered colimits and
$\mathfrak p$ is the maximal ideal of
$\mathcal {O}$, then
$F(\mathcal {O})\to F(\mathcal {O}/\mathfrak p)$ is surjective.(ii) If
$F:k\operatorname {-algs}\to \operatorname {Spectra}$ is a functor which commutes with filtered colimits, is nil-invariant, and satisfies excision,Footnote 4 then
$\pi _nF(\mathcal {O})\to \pi _nF(\mathcal {O}/\mathfrak p)$ is surjective for all
$n\in \mathbb {Z}$.
Proof. (i) Assume
$\mathfrak p=\mathfrak {m}$ is the maximal ideal of
$\mathcal {O}$ (in fact, in part (i) we will only use that
$\mathcal {O}$ is a local ring, not that it is a valuation ring), and let
$\alpha \in F(\mathcal {O}/\mathfrak {m})$. Since
$\mathcal {O}/\mathfrak {m}$ is the filtered union of
$A/(\mathfrak {m}\cap A)$, as
$A$ runs over all finitely generated
$k$-subalgebras of
$\mathcal {O}$, we pick such an
$A$ such that
$\alpha$ comes from some class
$\alpha _{A/\mathfrak {m}\cap A}\in F(A/(\mathfrak {m}\cap A))$. Let
$\mathfrak q:=\mathfrak {m}\cap A$ and let
$A_\mathfrak q^h$ be the Henselisation of
$A_\mathfrak q\subseteq \mathcal {O}$ at
$\mathfrak q A_\mathfrak q$; note that the inclusion
$A\hookrightarrow \mathcal {O}$ factors through
$A_\mathfrak q^h$, by functoriality of Henselisation.
The completion
$\widehat {A_\mathfrak q}$ admits a coefficient field containing
$k$ by Cohen [Reference MatsumuraMat80, Theorem 60], whence the image of
$\alpha _{A/\mathfrak q}$ in
$F(A_\mathfrak q/\mathfrak qA_\mathfrak q)$ may be lifted to
$K_n(\hat {A}_{\mathfrak q})$; by Artin approximation (or Néron–Popescu desingularision) it may therefore be lifted to
$\alpha _{A_\mathfrak q^h}\in F(A_\mathfrak q^h)$ (note here that
$A_\mathfrak q$ is essentially of finite type over a field; in particular, it is excellent). The image of
$\alpha _{A_\mathfrak q^h}$ in
$F(\mathcal {O})$ is of course the desired lift of
$\alpha$.
(ii) Replacing
$\mathfrak p$ by its radical (using invariance of
$F$ for locally nilpotent ideals), we may assume that
$\mathfrak p$ is a prime ideal. Then standard theory of valuation rings states that the localisation
$\mathcal {O}_\mathfrak p$ is a valuation ring with maximal ideal
$\mathfrak p$. Thus we may apply excision to the data
$\mathfrak p\subseteq \mathcal {O}\subseteq \mathcal {O}_\mathfrak p$ and so obtain a long exact Mayer–Vietoris sequence
But
$\mathcal {O}_\mathfrak p$ is Henselian along
$\mathfrak p$ (here we use the fact the Henselianness along an ideal depends only the ideal as a non-unital ring, not on the ambient ring [Reference GabberGab92, Corollary 1]), so part (i) implies that
$\pi _n F(\mathcal {O}_\mathfrak p)\to \pi _nF(\mathcal {O}_\mathfrak p/\mathfrak p)$ is surjective for all
$n\in \mathbb {Z}$. Therefore the long exact sequence breaks into short exact sequences and, moreover, each map
$\pi _nF(\mathcal {O})\to \pi _nF(\mathcal {O}/\mathfrak p)$ is surjective.
Corollary 3.7 Let
$\mathcal {O}$ be a valuation ring containing a field, and
$\mathfrak p\subseteq \mathcal {O}$ a prime ideal along which
$\mathcal {O}$ is Henselian. Then
$K_n(\mathcal {O})\to K_n(\mathcal {O}/\mathfrak p)$ is surjective for all
$n\in \mathbb {Z}$.
Proof. We apply Lemma 3.6(ii) to the functor
$K\!H$, which satisfies all the hypotheses by Weibel [Reference WeibelWei89], and then use Theorem 3.4(ii) to identify the
$K$-theory and
$K\!H$-theory of valuation rings.
4. Cdh descent for perfect schemes
In this section we give a new proof that
$K[1/p]$ satisfies cdh descent in characteristic
$p$. In the following lemma the notation
$A_{\textrm {perf}}:=\varinjlim _\varphi A$ denotes the colimit perfection of any
$\mathbb {F}_p$-algebra
$A$.
Lemma 4.1 Let
$A$ be an
$\mathbb {F}_p$-algebra. Then the canonical map
$K(A)[1/p]\to K(A_{{\rm perf}})[1/p]$ is an equivalence.
Proof. Since
$A_{\textrm {perf}}$ is unchanged if we replace
$A$ by
$A_{\textrm {red}}$, and
$A\to A_{\textrm {red}}$ induces an equivalence on
$K[1/p]$ (since
$K[1/p]$ is invariant under locally nilpotent ideals in characteristic
$p$), we may replace
$A$ by
$A_{\textrm {red}}$ and so assume that the Frobenius
$\varphi$ is injective on
$A$. It is then clearly enough to show that
$\varphi (A)\to A$ induces an isomorphism on
$K[1/p]$. Changing notation and taking a filtered colimit, this reduces to the following claim.
Let
$A\subseteq B$ be an extension of rings such that
$B=A[b]$ for some
$b\in A$ such that
$b^p\in A$. Then
$K(A)[1/p]\to K(B)[1/p]$ is an equivalence.
Let
$A\subseteq B$ be as in the claim and set
$a:=b^p\in A$. The map
$A[X]/X^p-a\to B$,
$X\mapsto b$ is surjective and has nilpotent kernel (any element
$f$ in the kernel satisfies
$f^p\in A$, but
$A\to B$ is injective), hence induces an equivalence on
$K[1/p]$ by nil-invariance of
$K[1/p]$ in characteristic
$p$. Thus we have reduced to the special case
$B=A[X]/X^p-a$.
To treat the special case we consider the base-change square

in which all maps are finite flat. The map
$f'$ is split by the
$B$-algebra homomorphism
$B[Y]/Y^p-a\to B$,
$Y\mapsto X$, whose kernel is nilpotent (similarly to the previous paragraph); therefore, again using nil-invariance of
$K[1/p]$, we have shown that
$f'^*$ is an equivalence on
$K[1/p]$. But
$f'_*f'^*=p$, so
$f'_*$ is also an equivalence on
$K[1/p]$. The same argument, swapping the roles of
$X$ and
$Y$, shows that
$g'^*$ and
$g'_*$ are equivalences on
$K[1/p]$.
Base change for algebraic
$K$-theory tells us that
$g^*f_*=f'_*g'^*:K(A[Y]/Y^p-a)\to K(B)$, whence we deduce that
$g^*f_*$ is an equivalence on
$K[1/p]$. But
$f_*$ is surjective on homotopy groups since
$f_*f^*=p$, whence it follows that both
$g^*$ and
$f_*$ are equivalences on
$K[1/p]$.
Remark 4.2 The higher
$K$-groups
$K_n$,
$n\ge 1$, of any perfect
$\mathbb {F}_p$-algebra are known to be uniquely
$p$-divisible [Reference KratzerKra80, Corollary 5.5]. Therefore the previous lemma implies that
$K_n(A)[1/p]\cong K_n(A_{\textrm {perf}})$ for
$n\ge 1$.
The previous lemma may be combined with results of Bhatt and Scholze and of Tamme to prove a cdh descent result for
$K[1/p]$ in characteristic
$p$ (which is not new; see Remark 4.4), namely Theorem 1.4 from the introduction.
Theorem 4.3 Let

be an abstract blow-up square of schemes on which
$p$ is nilpotent; assume that
$X$ is quasi-compact quasi-separated and that the morphisms
$X'\to X$ and
$Y\hookrightarrow X$ are of finite presentation. Then the resulting square

is homotopy cartesian.
Proof. Using once again nil-invariance of
$K[1/p]$, we may apply
$-\otimes _\mathbb {Z}\mathbb {Z}/p\mathbb {Z}$ to the diagram and so reduce to the case of
$\mathbb {F}_p$-schemes. By Lemma 4.1 it is then enough to prove the stronger statement that

is homotopy cartesian. To do this we appeal to Tamme's excision condition [Reference TammeTam18, Theorem 18], which states that it is enough to check that the square of stable
$\infty$-categories

has the following two properties:
(a) it is a pullback of
$\infty$-categories;(b) the right adjoint
$Ri_*:D_{\textrm {qc}}(Y'_{\textrm {perf}})\to D_{\textrm {qc}}(X'_{\textrm {perf}})$ is fully faithful.
Both these properties about perfect schemes are due to Bhatt and Scholze. Firstly, the pullback condition (a) is [Reference Bhatt and ScholzeBS17, Corollary 5.28]. Secondly, condition (b) is a consequence of
$Li^*Ri_*=\operatorname {id}$, which follows from the fact that if
$S\to S/I$ is a surjection of perfect
$\mathbb {F}_p$-algebras, then
$S/I\otimes ^{\mathbb {L}}_S S/I\stackrel {\sim }{\to } S/I$ [Reference Bhatt and ScholzeBS17, Lemma 3.16].
Remark 4.4 We review some previous proofs of cdh descent properties of
$K$-theory.
(i) Firstly, if
$X$ were assumed to be of finite type over a perfect field of characteristic exponent
$p\ge 1$ admitting resolution of singularities in a strong sense, then Haesemeyer's argument [Reference HaesemeyerHae04] would show that
$K\!H$ satisfies cdh descent, thereby giving the homotopy cartesian square for
$K[1/p]$ replaced by
$K\!H$; but then one can invert
$p$ and use that
$K\!H[1/p]=K[1/p]$ when
$p$ is nilpotent.
Alternatively, under the same assumptions on
$X$ and the base field, trace methods were used by the second author [Reference MorrowMor16] to establish pro cdh descent, namely that the square of pro spectra

is homotopy cartesian, where
$Y_r$ is the
$r$th infinitesimal thickening of
$Y$ in
$X$ (and similarly for
$Y'$). Since
$K[1/p]$ is invariant under nilpotent ideals when
$p$ is nilpotent, inverting
$p$ then yields the same homotopy cartesian square of Theorem 1.4.
(ii) Alternatively, assuming only that
$X$ is Noetherian and of finite Krull dimension, Cisinski showed that
$K\!H$ satisfies cdh descent [Reference CisinskiCis13], again giving the desired homotopy cartesian square for
$K\!H$ rather than
$K[1/p]$.
M. Hoyois’ extension of localisation and proper base change to the non-Noetherian case [Reference HoyoisHoy14, Propositons C.10 and C.13(1)] eliminates the Noetherian and finite Krull dimension hypotheses from Cisinski's argument, and even allows the finite presentation hypotheses of Theorem 1.4 to be removed.
(iii) Kerz, Strunk and Tamme have proved pro cdh descent [Reference Kerz, Strunk and TammeKST18] for Noetherian schemes without any hypotheses on resolution of singularities. As in (i), inverting
$p$ then gives the homotopy cartesian square of Theorem 1.4 assuming that
$X$ is Noetherian.
(iv) Most recently, Land and Tamme have substantially clarified the theory of cdh descent for arbitrary truncating invariants [Reference Land and TammeLT19]. In particular, since
$K[1/p]$ is a truncating invariant on
$\mathbb {Z}/p^n\mathbb {Z}$-linear categories, their results immediately imply Theorem 4.3.
Acknowledgements
We thank Georg Tamme for correspondence about Theorem 1.4 (in particular, he was already aware that the results of Bhatt and Scholze could be used to apply [Reference TammeTam18] to blow-ups of perfect schemes) and Ben Antieau, Marc Hoyois, Adeel Khan, and Moritz Kerz for their comments on the first version of the paper. We are grateful to a referee for corrections and helpful suggestions.





