INTRODUCTION
A ratification referendum is a constitution-making procedure in which framers submit a draft constitution to the people for binding approval before formal implementation. It is widespread, over forty percent of all constitutions created since 1975 were approved through referenda (Blount Reference Blount, Ginsburg and Dixon2011, 37; Widner Reference Widner2007, 1525), and regularly recommended by experts (Bockenforde, Hedlin, and Wahiu Reference Bockenforde, Hedlin and Wahiu2011, 16; Miller Reference Miller and Miller2010, 622; Ndulo Reference Ndulo and Miller2010, 193; Tushnet Reference Tushnet2012, 1999). Moreover, the procedure has significant effects: it takes time and resources to implement, can lead to costly rejections, and influences the behavior of framers and the contents of what they write (Elster Reference Elster1995, 374). A ratification referendum is thus a common, recommended, and consequential constitution-making procedure. Despite this, it is an overlooked subject of analysis. Its history, influence, and use are rarely studied. Most strikingly, the reasons and justification for using ratification referenda remain unexplored.
This oversight is troubling. The ubiquity of ratification referenda does not mean the procedure is necessary or automatic. None of the celebrated constitutions of Germany, India, or South Africa, and most recently Tunisia, were put to referendum. Implementing a ratification referendum is thus an optional procedural choice with significant consequences, one that should only be made for good reasons that, today, are no longer given. At the most, constitution-making experts merely appeal to our democratic intuitions by gesturing to familiar normative arguments about participation and popular sovereignty.
These appeals are insufficient for two reasons. On the one hand, such intuitions are too vague to support particular procedures over others. For instance, the belief that a constitution should be made by the people it will govern cannot help us choose between a ratification referendum, a ratifying convention, or direct implementation of a constitution by a representative constituent assembly. On the other hand, these intuitions stem from a democratic theory that evolved to produce best practices for how to arrange the institutions of everyday governance, not how to structure the process through which these institutions will be designed in the first place. Democratic intuitions pertain to ordinary politics, a subject matter that is different from the extraordinary politics of constitution-making. We cannot just assume that the findings of democratic theory seamlessly apply to this different domain. They might, but we need to seriously evaluate them.
This article begins exploring the reasons for using a ratification referendum by looking closely at the actions and arguments of the Berkshire Constitutionalists, the little-known group of radicals in Western Massachusetts who advocated for and brought about the first ratification referendum during the events leading up to the creation of the 1780 Massachusetts Constitution. They justified their actions by making an early argument for constituent power, locating its exercise in the authorization of a constitution as opposed to its drafting, and asserting that the people have an unalienable right to ratify a constitution directly in a popular vote. For them, this right served as a necessary means of safeguarding the people from the actions of potentially corrupt political elites.
Understanding the history and arguments of the Constitutionalists is important, not simply because they were responsible for the first ratification referendum, but because as inventors they forcefully articulated the logic of a practice soon taken for granted. To this day, their arguments remain the most developed and comprehensive.Footnote 1 By examining them, I hope to both force consideration upon the unreflective manner in which the procedure is endorsed and used today, and point out possible avenues for its future evaluation.
My discussion divides into four main parts. First, I sketch the history of the Berkshire Constitutionalists’ invention of ratification referenda. Second, I begin reconstructing their theory by arguing that the Constitutionalists generated their demand for a popularly created constitution by combining social contractualism with a new understanding of constitutions. Third, I claim that the Constitutionalists isolated constituent power in the authorization process and defined the right to ratify as unalienable. This meant that any authoritative constitution had to be approved directly by the people in a popular vote. Fourth, I examine the weaknesses of the Constitutionalists' argument and explain how it nonetheless points the way forward for the informed use of ratification referenda.
HISTORY OF THE BERKSHIRE CONSTITUTIONALISTS
The Berkshire Constitutionalists developed their theory of constitution-making during the tumultuous period that led to the replacement of the Province Charter with the Massachusetts Constitution of 1780 (Kruman Reference Kruman1997, 15; Taylor Reference Taylor and Taylor1961, ix). For our purposes, the period began on May 20, 1774 when the British Parliament revised the colony's charter by passing the Massachusetts Governing Act. The act diminished popular power over the government and local resistance erupted immediately.Footnote 2 In response, Governor Gage dissolved the General Court and issued writs for a new assembly (Braley Reference Braley and Hart1966, 64).
Gage's actions backfired; rather than punish dissent by depriving the colonists of governmental power, he cut himself off from fully functioning local political units that continued business as usual (Handlin Reference Handlin and Handlin1966a, 4). Town governments remained in operation, committees of correspondences formed, conventions supplemented the courts, and an increasing number of colonists began questioning the legitimacy of their now abrogated charter (Cushing Reference Cushing1896b, 105–10).
The events of 1774 not only fanned the flames of dissent in the northeastern counties surrounding Boston, long the epicenter of resistance, but also awoke radicalism in the Western counties of Berkshire and Hampshire. Thomas Allen, a pastor of the Congregational Church in Pittsfield, used the opportunity to break free from the conservatism of the region's leaders and drum up support for the patriot cause. He soon headed the Pittsfield Committee of Correspondence and traveled throughout the region advocating the revolutionary project.
Allen and his followers engineered a new form of protest: they physically shut down the royal courts of justice, the chief means of British administrative control on the local level (Taylor Reference Taylor1954, 27–30). In August they closed courts in Springfield and Pittsfield, and patriots across the state soon mimicked their actions. (Patterson Reference Patterson1973, 99; Taylor Reference Taylor1954, 75–6). By September, all normal judicial procedures had ceased colony-wide (Braley Reference Braley and Hart1966, 76; Smith Reference Smith1869, 196).
Gage responded by cancelling the planned convocation of the General Court and resorting to absolute military rule (Gage Reference Gage and Force1774, 809; Smith Reference Smith1869, 326).Footnote 3 Representatives assembled regardless and in October formed the first of several Provincial Congresses. These governed Massachusetts until July 1775 when, following the advice of the Continental Congress, colonial leaders set up a new government based on the unrevised charter (Ford et al. Reference Ford, Hunt, Fitzpatrick, Hill, Harris and Tilley1905, 83–4; Handlin Reference Handlin and Handlin1966a, 9). The first House of Representatives of the new state convened on July 19, 1775. Shortly after, its members chose a council to exercise gubernatorial powers in the absence of a governor.
Revamping the charter displeased many, for it shackled the commonwealth to an ill-suited royal document that had been the chief instrument of its oppression (Smith Reference Smith1869, 331; Taylor Reference Taylor1954, 12–3). Dissent spread, reaching its peak in Berkshire and Hampshire where Allen and his associates transformed from simple patriots to the Berkshire Constitutionalists, a quasi-political party opposed to the new government.
In December 1775, the Constitutionalists led the Berkshire Committee of Correspondences in making a formal refusal to support the provisional government (Cella Reference Cella1980; Handlin Reference Handlin1966b, 16; Patterson Reference Patterson1973, 136–7).Footnote 4 Soon after, a convention in Pittsfield closed the county courts. This action echoed those taken a year earlier, except now Allen's group opposed the homegrown provisional government, rather than British authorities. To explain their actions, Allen sent an essay to the General Court (Hammett Reference Hammett1976a, 323).
This Pittsfield Memorial explains the Constitutionalists’ “abhorrence of that Constitution now adopting in this province,” attributes its defects primarily to the replacement of local control with the “nominating to office by those in power,” and asserts that there is no reason to create a government on top of the reviled charter (Allen Reference Allen and Handlin1966b, 62). Allen makes two demands: create an elected Governor and Lieutenant Governor and give local units sole power of appointment for civil and military offices.
The Constitutionalists continued growing in both strength and influence, closing more courts in Berkshire and spreading the practice to neighboring counties (“From the Proceedings of a Convention in Hampshire” Reference Taylor1961; Smith Reference Smith1869, 347; Taylor Reference Taylor1954, 41, 86). In addition, they changed their institutional focus to a broader demand: that the royal charter be abandoned and a new constitution created (Brooke Reference Brooke1989, 439). As Allen explained, any attempt at appeasement “is to us as Nothing whilst the foundation is unfixed the Corner stone of Government unlaid. We have heared much of Governments being founded in Compact. What Compact has been formed as the foundation of Government in this province?” (PP, 92).Footnote 5
These words appear in the Pittsfield Petitions, sent to the General Court in May to outline the principles underlying the Constitutionalists’ dissent. The Berkshireman assert that “the people are the fountain of power,” that the “dissolution of the power of Great Britain over the Colonies” sent them into “a state of Nature,” and that the only way to exit and enjoy civil government is to create a constitution (PP, 90). In addition, while a representative body can write a constitution, “the Approbation of the Majority of the people. . .is absolutely necessary to give Life and being to it.” The document ends with a single demand: “that this Honourable Body would form a fundamental Constitution for this province. . .and that said Constitution be sent abroad for the Approbation of the Majority of the people in this Colony” (PP, 94).
This demand spread throughout Massachusetts, gaining support from the Declaration of Independence and the Continental Congress’ recommendation that the colonies establish new popular governments. (Adams Reference Adams2001, 61–2; Ford et al. Reference Ford, Hunt, Fitzpatrick, Hill, Harris and Tilley1906, 342). On September 17, 1776, the General Court asked the towns permission to create a constitution, which would “be made public for the Inspection and Perusal of the inhabitants, before the Ratification thereof by the Assembly” (Handlin Reference Handlin1966b, 99).Footnote 6 This followed the norm, established by neighboring colonies, of allocating approval of the constitution to the governmental bodies that drafted it.Footnote 7 However, by doing so, the General Court ignored the Constitutionalists’ central demand: that the people have final say over their constitution.
At least 132 towns responded to this request.Footnote 8 Though 92 approved it, the overall response displeased the General Court. Many towns did not respond, a significant number dissented, and a majority of the approving towns did so only under certain conditions. Most of the dissenting towns agreed on the need for a new Constitution, but objected to the proposal for several reasons. These included the belief that the convention's representation was inadequate, that too many people were off fighting in the war, and that the General Court lacked the power to create a constitution because they “were never elected by the people for that purpose” (Handlin Reference Handlin1966b, 107, 65). Acton and Concord claimed that an effective constitution cannot be created by the body it purports to limit. Thirty-three towns joined them in embracing the logical corollary of this objection by requesting, for the first time in history, that a special elected convention create the constitution (Handlin Reference Handlin1966b, 152, 57; Hoar Reference Hoar1917, 7).
Seventy-four towns claimed that the General Court erred by not including popular ratification in their proposal. Twenty-four towns explicitly dissented to the Court's request, while the rest voiced their objection by approving the request upon the condition that ratification take place, which they signaled by slightly altering the Court's language. For example, Greenfield and Colrain wrote, “. . .that the same [draft constitution] be made public for the inspection perusal and approbation of the people before the ratification thereof,” while Sheffield demanded that the constitution only be accepted if “agreed to by the People att Large” (Handlin Reference Handlin1966b, 103–5). Thus, a majority of the towns deemed the mere opportunity of perusal and inspection insufficient. The central tenant of the Berkshire Constitutionalists—that only the direct consent of the majority can give life to a constitution—had begun to gain widespread acceptance.
On May 5, 1777, the General Court tried again, announcing that it would create a constitution in its next session. Representatives convened in June as a constituent-legislature and distributed a draft in February. The towns were to discuss it, vote, and send the results back to the General Court. The constitution would only go into effect if two-thirds of all free male citizens attending town meetings endorsed it (Handlin Reference Handlin1966b, 174–89; Taylor Reference Taylor and Taylor1961, 48–9).Footnote 9
While marking a victory for the Constitutionalists, this first use of ratification led to the first rejection. Towns rejected the constitution by a spectacular margin of 5 to 1,Footnote 10 giving numerous reasons for their disapproval.Footnote 11 These included the lack of a Bill of Rights, insufficient separation of powers, a bad representative system, and the use of lifetime judicial appointments (Handlin Reference Handlin and Handlin1966a, 21–2; Reference Handlin1966b, 202–65; Taylor Reference Taylor1954, 88–90).
The Constitutionalists remained pertinacious, keeping the courts shut and even establishing their own judiciary (Smith Reference Smith1869, 359, 81). In November, they sent the General Court the Statement of Berkshire County Representatives, in which they repeat their earlier arguments with one significant addition: that the right to ratify is unalienable (DeSorbo Reference DeSorbo1995, 138; SB, 735).Footnote 12 As we will see, this addition completed their theory of ratification.
On February 19, 1779, the House asked the towns of Massachusetts if they wanted a new constitution, and if so whether they wanted to “empower their Representatives. . .to vote for the calling of a state Convention” (Handlin Reference Handlin1966b, 383). Following a positive response, the General Court called for elections (Handlin Reference Handlin1966b, 389–401). The Massachusetts Constitutional Convention began in Boston on September 1. A small subcommittee consisting of John Adams, Samuel Adams, and James Bowdoin produced the initial draft, which was later debated and revised by the convention as a whole (Handlin Reference Handlin and Handlin1966a; Morison Reference Morison1917a, 28–9; Reference Morison1917b, 356).
The delegates decided upon the following ratification process: copies of the constitution would be sent to each town, discussed in town meetings, and all who qualified would vote on each clause. The towns would send these voting records, including any objections, to the Convention for tabulation. The delegates would either implement the constitution if all clauses obtained a two-thirds majority or alter the document to conform “to the Sentiments of two thirds of the Voters throughout the State” and then implement this revised version (Journal of 1780 Convention 1832, 168–9; Morison Reference Morison1917b, 358–360).
The deficiencies of this process are numerous. The plan for altering constitutional provisions approved by less than two-thirds of those voting neglects the possibility that an altered provision might no longer be acceptable to those who originally approved it. It also fails to consider that towns might reject a provision for conflicting reasons, making it impossible to create a provision congruent with the supermajority will.Footnote 13
The convention never faced these sorts of complications because they had to deal with a more basic problem: many towns failed to follow directions. For instance, Hancock only reported voting results for three altered clauses and for a vote taken on the entire constitution as amended. Hadley reported the votes correctly for approved clauses, but gave the voting results on amended versions of defeated clauses, rather than on the original clauses themselves. Charlemont, Windsor, and others only reported the results of a single vote on an amended version of the constitution. Other towns, such as Groton, submitted complete voting returns but also voted that they would accept the original constitution if 2/3 of the state voted in its favor (Handlin Reference Handlin1966b, 347–8, 478, 505, 63, 650, 866).
These returns made it impossible to determine whether each provision obtained 2/3 approval. The convention thus resorted to “political jugglery,” ignoring votes in favor of amended clauses or treating them as supporting the unaltered versions, and counting votes such as Groton's as in favor of the original constitution. (Morison Reference Morison1917a, 21; Reference Morison1917b, 396–9; Bacon Reference Bacon and Hart1966, 207–8; Journal of 1780 Convention 1832, 176–7). This meant that in calculating whether a given article received enough votes, the returns of opposing towns were ignored or counted in favor.
Thus, the committee “found” two-thirds support for each article. On June 15, 1780, the convention voted that “the People of the State of Massachusetts Bay have accepted of the Constitution” and on October 25 the Constitution of the Commonwealth of Massachusetts came into effect (Journal of 1780 Convention 1832, 180). This document went on to serve as the blueprint for many U.S. state constitutions as well as the Federal constitution, and it remains the oldest written constitution in active use in the world.
That a constitution ratified by the people came into existence marked the ultimate success of the Berkshire Constitutionalists. It also marked their end, for the establishment of a new framework of government on popular grounds meant the oppositional stance that kept the courts closed until 1780 had to transform into one of support. The Constitutionalists soon reopened the courts and integrated themselves into the new political life of Massachusetts, with many members joining the very judiciary system they once impeded (Brooke Reference Brooke1989, 441).
CONSTITUENT POWER ROOTED IN CONTRACTUALISM
To reconstruct the Constitutionalists’ theory of ratification from their scattered writings, we need to draw from the rich constellation of political ideas that informed them. Specifically, we need to look at the tradition of social contractualism, which the Constitutionalists regularly borrowed from and cited.Footnote 14 This is unsurprising, insofar as contractualism was in the air in revolutionary Massachusetts. Everything from newspaper editorials to legislative proclamations to religious sermons referenced its ideas, and the tradition linked perfectly to the century old Puritan practice of consensually creating new religious and political communities through covenants and compacts (Handlin Reference Handlin1966b, 65; Lutz Reference Lutz1988, 23–4; “The Centinel” 1772).Footnote 15 Moreover, Allen was a trained pastor in Congregationalism, a form of Protestantism that appropriated many contractual ideas from Scottish Enlightenment figures and Whig political thought. (Kuehne Reference Kuehne1996, 90–103; Williams Reference Williams, Hyneman and Lutz1983).
Viewing the claims made by the Constitutionalists through the lens of contractualism yields a powerful six-part argument: (1) government is necessary; (2) its power comes from the people; (3) only the majority of civil society is capable of constructing and empowering an authoritative government; (4) this requires the creation of a constitution; (5) the people exercise their constituent power through authorization; and (6) the right to this power is unalienable. From these six claims, the Berkshire Constitutionalists concluded that a constitution must be ratified, and that this must be done by referendum.
Social Compact Basics
For the Constitutionalists, the (1) “absolute necessity of legal government” stemmed from its ability to “prevent Anarchy and Confusion” and ward off “the destructive nature of Tyranny and lawless power.” It alone enabled man to “emerge from the state of Nature” and escape the constant dangers wrought by human deficiency and weakness (SB, 374; PP, 88, 93).Footnote 16 The Constitutionalists’ religious heritage contributed to this particularly dire state of nature narrative, for Puritanism emphasized the government's divine role in warding off the selfish actions of a fallen man, while Congregationalism stressed its earthly role in securing the conditions necessary to retain God-given liberty despite man's near-total depravity (Kuehne Reference Kuehne1996, 41, 92–3; Hammett Reference Hammett1976a, 220–1, 24; Williams Reference Williams, Hyneman and Lutz1983, 6).
Like the Levelers and the Whigs before them, the Constitutionalists concluded that (2) “the people are the fountain of power,” by denying any other possible source (PP, 90). Here, “power” refers to moral power, the right to use force in accordance with natural law or right. In the political context, this power translated to the right to make and enforce law, and to protect society more generally (Bailyn Reference Bailyn1992, 55–93; Simmons Reference Simmons1993, 60; White Reference White1978, 187–95). While the laws of nature and human behavior make government necessary, they do not assign authority to any particular person or group (SB, 375). Thus, the only source of moral power available is the rights or liberties individuals hold over themselves in a state of nature.
If power comes from the people, how can a government come to hold or wield it? The Constitutionalists claimed (3) that individuals transfer or entrust some of their natural rights and liberties to government through a series of consensual actions. As Allen explains, “Government is founded in Compact so it Origenates in the people” (SB, 375; V, 522).Footnote 17 The specifics of this transfer beg further discussion, for the different strains of social contract theory available to the Constitutionalists depict it differently. We can divide these into two types: early contractualism and simple contractualism.
Early contractualism describes a three-stage process culminating in a mutual arrangement between ruler and ruled, in which the ruled transfer power in the form of obedience and allegiance to a ruler in exchange for protection and order. Pufendorf provides a seminal description of this process: first, individuals create a “single and perpetual group” of united “wills and strengths” through the Compact of Civil Society; second, the majority of civil society agrees “upon the form of government” in the Decree of Form; and third, rulers recognize the liberties of the people and “bind themselves to the care of the commons security and safety, and the rest to render them obedience” in the Compact of Submission (Pufendorf Reference Pufendorf, Oldfather and Oldfather1934, 974–5).Footnote 18
The compact of submission resembles a legal contract, for it involves two separate parties exchanging one thing for another and binding themselves to specific performances. The compact of civil society is considered perpetual, and the decree of form treated as a separate event. This shielded institutions of government such as representative bodies in mixed constitutional regimes from the demise and recreation of compacts of submission, an effect heighted by situating the first two steps of the process in the distant and mythical past (Morgan Reference Morgan1988, 94–121; Ward Reference Ward2004, 109–13, 265–8; Zook Reference Zook1999, 161–4).
While traditionally the King's coronation oath and the people's acquiescence were taken to be the compact of submission, by the 1770s many colonists identified it with the charters of their colonies (Lutz Reference Lutz1988, 35–49; Massachusetts House of Representatives 1768). These “charters as compacts,” and early contractualism more generally, became critical to revolutionaries after their refusal to accept virtual representation came to its inevitable conclusion: since the British Parliament had no authority over the colonies (the Decree of Form had deteriorated), the charters were the sole legal connection with the metropole.Footnote 19 This explains the near exclusive focus on royal misbehavior in the Declaration of Independence and the surrounding debate, for justifying the revolution entailed showing that the King's repeated violations of the charter severed this final link (Morgan Reference Morgan1988, 243–5; Tate Reference Tate1965, 377; Wood Reference Wood1998, 270–1, 82).
However, when it came to founding new governments, early contractualism offered little help. The compact of submission broke down when representative institutions replaced independent magistrates as primary power holders (Wood Reference Wood1998, 283). Representatives were members of the people, and thus explaining obedience as the result of a compact between two separate parties became conceptually incoherent. In addition, Americans during the revolution were intent on creating something new, which meant unsettling institutional arrangements rather than falling back on them. This rendered early contractualism far less relevant, for it focused on protecting the rights and liberties of Englishmen by emphasizing the historic and unchangeable foundations of all legitimate forms of government (Tate Reference Tate1965, 386).
The Berkshire Constitutionalists thus relied on simple contractualism, of which Locke is the central theorist. Simple contractualism presents a two-stage story.Footnote 20 First, individuals create a civil society through mutual compact. Second, this society creates an empowered government.Footnote 21 At each stage, two rights or powers are transferred or entrusted to the newly created entity: the power to preserve oneself within the bounds of natural law and the power to punish those who violate this law (Locke Reference Locke and Laslett2002, II.128). The combination of these two rights constitutes political power and rightful authority (Locke Reference Locke and Laslett2002, II.171).Footnote 22
The Constitutionalists’ arguments not only track simple contractualism, but also referenced writers in the tradition. Allen cites: the self-described Lockean Richard Price; an 18th century radical Whig pamphlet comprised of restatements and excerpts of the Two Treatises; and Philip Furneaux's Lockean critique of Blackstone (SB, 376; The Judgment 1713; V, 522, 526).Footnote 23 Further, William Whiting, a discontented former member of the Constitutionalists, attempted to convince them to reopen the courts by claiming that Allen misinterpreted “the great Mr. Locke” (Whiting Reference Whiting, Hyneman and Lutz1983, 462). That Whiting, who knew Allen and eventually rejoined the Constitutionalists, thought this was an effective means of persuasion attests to the significance of Lockean ideas.
One additional feature of simple contractualism bears mentioning: different voting thresholds apply to each stage. The creation of civil society employs a unanimity threshold, for only individual consent can remove a person from the state of nature. However, this consent entails agreeing to “submit to the determination of the majority.” The majority, then, is the sole means through which civil society can act prior to the creation of government (Locke Reference Locke and Laslett2002, II.96–9). From this, we can restate the third component of the Constitutionalists’ argument: (3) only the majority of civil society is capable of creating an authoritative government.
The Necessity of a Constitution
The Constitutionalists’ next claim, that (4) the first step in forming a government is to create a constitution, implies that authoritative nonconstitutional government is impossible.Footnote 24 They used this logic to justify their protest of the provisional government. For them, the Declaration of Independence formally eliminated any vestige of authority that the revamped charter still possessed. Government did not exist in Massachusetts, and would not exist until the majority adopted a constitution (Allen Reference Allen and Handlin1966a).
Allen reached these conclusions by equating the second Lockean compact with the creation of a constitution. Massachusetts was thus in a preconstitutional state of civil society where all members were bound only to the will of the majority. Obligations to constituted authority simply did not exist (V, 521). Further, since the provisional government claimed a right to rule without a constitution and made laws without authority, the Constitutionalists could rightfully oppose it. As Locke notes about such usurpers, “the people are not therefore bound to obey,” and moreover are able “to resist the force of those, who without Authority would impose any things upon them” (Locke Reference Locke and Laslett2002, II.212).Footnote 25 These conclusions were not automatic. Simple contractualism is vague about practical application and silent when it comes to the creation and function of a constitution (Morgan Reference Morgan1988, 256; Tate Reference Tate1965, 379). This means that in interpreting and applying Locke, the Constitutionalists created something new. It also meant that competing interpretations were possible.Footnote 26
For instance, Whiting made an opposing argument by exploiting Locke's ambiguous remarks about the workings of civil society between the two compacts (Whiting Reference Whiting, Hyneman and Lutz1983, 467). Locke claims that after the first compact, rather than creating a government, the majority can act as a limited direct democracy, “making Laws for the Community from time to time, and Executing those Laws by Officers of their own appointing” (Locke Reference Locke and Laslett2002, II.132). Whiting endorses this position, but expands it far beyond the nongovernmental form of direct democracy that Locke seems to have in mind. According to Whiting, the majority in Massachusetts adopted “whatever modes and forms therefore, they had been accustomed to from the old charter, and still found would be useful and expedient for a free and independent society” (Whiting Reference Whiting, Hyneman and Lutz1983, 472). This reauthorized a charter-based government, making all members of civil-society obliged to obey the provisional authorities.
To explain authorization without direct consent, Whiting follows the logic of early contractualism, stressing acquiescence and the lasting legitimacy of government institutions apart from the monarchy. He suggests that the use of the revised charter and the elections of legislatures counted as majority acceptance from which consent can be imputed, for these activities require the majority taking action, giving consent, or at least not resisting. Thus, not only is nonconstitutional government possible, but it existed in the Commonwealth and commanded everyone's obedience (Whiting Reference Whiting, Hyneman and Lutz1983, 478, 67).
The Constitutionalists could not accept these claims for two key reasons. First, they denounced the possibility of consent via acquiescence being used to establish a new government.Footnote 27 If the provisional government continued to usurp the majority's political power this would not somehow render it morally legitimate in their eyes, even if this went unnoticed by most. The provisional government did not receive authorization directly and could not be plausibly construed as an instrument of direct majoritarian rule. Second, the Constitutionalists ascribed two roles to a constitution that Whiting did not share, both of which marked a further extension of Locke's theories. A constitution both provides “a sacred Barrier against Tyranny and Despotism,” and “is the Basis and ground work of Legislation” (SB, 375).
The barrier conception stemmed from the Constitutionalist's belief in the corrupting effects of political power. As mentioned, they held the state of nature to be execrable because man, by his nature, is deficient and weak. Government was necessary because it alone protected men from “Anarchy and Confusion.” However, government alone provided insufficient protection, for men may “use all manner of Deceit and Craft” (PP, 89) and there is a “strong Byass of human Nature to Tyranny and Despotism” (Handlin Reference Handlin1966b, 71). In other words, power could corrupt officials and transform them into tyrants. This was no hypothetical possibility, for the Constitutionalists and their ancestors witnessed a variety of political actors undergo this transformation, leading them to conclude that “Tyranny Triumps thro’ the world” (Allen Reference Allen and Handlin1966b, 62).Footnote 28 In the face of such potential tyranny, the Constitutionalists sought relief in a constitution. “We have Nothing else in View,” Allen writes, “but to provide for Posterity against the wanton Exercise of power which cannot otherwise be don than by the formation of a fundamental constitution,” which secures “sacred Rights and Immunities against all Tyrants that my spring up” (PP, 91–2).
The constitutionalists never directly explain how a constitution prevents tyranny or despotism, but their reasoning seems to be the following. Arguments such as Whiting's, in which political power is vested in representative governments without a constitution, rely on informal rules, habitual institutions, and the good behavior of politicans to prevent despotism. For instance, to combat the Constitutionalist's claims that wicked men in the Commonwealth intended to enslave the people, Whiting argues that this is impossible, for Councilors and Representatives take oaths “to be true to the people of the state” and elected politicians make good decisions because “they are sufficiently apprized that if they do not. . .they will not be elected themselves again” (Whiting Reference Whiting, Hyneman and Lutz1983, 471).
For the Constitutionalists, these sorts of reassurances were laughable. As the behavior of the British Parliament and local councilors showed, corrupted leaders break informal rules and traditions, violate oaths, alter or postpone elections, and create new legislation to advance their interests. Such behavior cannot be stopped because the people in civil society and a nonconstitutional government are in a state of nature with one another; no common authority exists between them to patrol and punish misbehavior. A constitution solves this problem by being above the purview of government officials, organizing and constraining them in a visible manner by making public the conditions of their trust and the limits of their power, and clarifying the means of resolution for the inevitable conflicts that power produces.Footnote 29 It makes it “peculiarly out of the Power of Designing men to Enroach on the Inherent and Unalienable rights of the People,” serves as “Lines...Drawn as rules of Government,” and makes “the Servants of the People. . .as much as may be in the Possession of the People” (Handlin Reference Handlin1966b, 418).
Civil society thus endangers itself whenever it grants power to a government without such a device, for “whatever Building is reared without a foundation must fall into Ruins” (PP, 91). In an essay quoted by Allen, Price expresses similar sentiments, noting that political power is “delegation for gaining particular ends,” and that because “this trust may be misapplied and abused. . .employed to defeat the very ends for which it was instituted, and to subvert the very rights it ought to protect. . .all delegated power must be subordinate and limited” (Price Reference Price and Thomas1991, 28). For the Constitutionalists, such subordination and limitation required a constitution. Thus, in addition to the limits on government proposed by Locke, the necessity of consent and natural law, the Constitutionalists posited another: the constitution or second compact itself.
A constitution's second role is to be “the Basis and ground work of Legislation.” Allen explains that, “Legislators stand on this foundation, and enact Laws agreeably to it.” In other words, the entire legal and political system draws its authority from the constitution. At first glance, this simply expresses the distinction between higher and ordinary law that allows constitutions to serve as a barrier against tyranny. However, the Constitutionalists are also asserting that legislators owe their existence to the Constitution, because without one there would be no reason to have government. Individuals form civil society and government in order to create a means of living together and resolving conflict. A nonconstitutional government lacks justification because it simply creates another source of conflict without resolution, this time between the people and government.
The Constitutionalists’ own fight with the General Court illustrates this scenario, for it was a protracted conflict over the proper source of government authority with no common judge to resolve the dispute. Again, adopting a constitution helps avoid such situations by setting out public bounds of authority and institutionalizing mechanisms of dispute resolution. In this sense, all governmental authority comes from the constitution. As Allen's citation of The Judgment of Whole Kingdoms explains: “Every subjects allegiance is first oweing to the Constitution and to the Ruler only in the fource and virtue of what Every member of the Political society is Bound unto by the Terms of the Original pact or settlement” (V, 522).
Because there was no constitution, legitimate government did not exist in Massachusetts. By refusing to reopen the courts the Constitutionalists did not rebel, but instead ignored a usurping authority. An authoritative government used political power entrusted to it by the major part of civil society, with the terms of this trust codified in a constitution. As the Constitutionalists explain, (4) “the first step to be taken by a people in such a state for the Enjoyment or Restoration of Civil Government amongst them, is the formation of a fundamental constitution,” and until then the people “are but beating the Air and doing what will and must be undone afterwards” (PP, 90–1).
AUTHORIZATION AND UNALIENABILITY
By combining simple contractualism and the concept of a written constitution, the Constitutionalists argued that creating a government meant creating a constitution, and that the ability to do so belonged solely to the majority of civil society. In other words, they espoused an early theory of constituent power, the idea that only the people have the unique moral capability to make and unmake the set of fundamental laws that undergird their state.Footnote 30
Authorization and Agency
However, constituent power theories confront a problem: creating a constitution requires writing one, and it is unclear how civil society can do this. The most obvious solution, having every member directly take part, is impossible for all but the smallest communities. Thus, alternative ways to combine popularly held constituent power with the process of constitution-making must be found. Several exist.
An individual or group can write and enact the constitution, and somehow identify its actions with the will of the majority. For instance, construing constituent power as something that can be entrusted or delegated enables principal-agent dynamics. The people temporarily entrust their constituent power to a group of elected delegates who write the constitution at the people's behest. Alternately, Sieyès conceptualized constituent power as noncommunicable, but bypassed the problem of direct authorship though a conception of extraordinary representation, in which special representatives embody and become identical to, rather than represent, the will of the people during constitution-making (Sieyès Reference Sieyès and Sonenscher2003, 139). Another solution involves a Rousseauian or Platonic Lawgiver with the extraordinary ability to create a constitution that so perfectly aligns with the nascent will of the people that its creation can be attributed to them.
These options place emphasis on the identity of the framers and the nature of the drafting process, with the idea that only the right sort of framers in the right conditions can embody the majority will. By doing so, these and similar solutions depict constitution-making as a single unbroken procedure undertaken by the constituent power.
The Berkshire Constitutionalists introduced a different approach: they divide constitution-making into drafting and authorization stages, with authorization, the approval or rejection of the draft constitution, being the sole site of constituent power. This deemphasizes drafting and the identity of the framers as a source of authority, and elevates the importance of the ratifiers’ actions instead. For Allen, when it comes to constituent power, what matters is who gets to approve the constitution, not who writes it. The key moment is “the Approbation of the Majority” (PP, 90). Thus, (5) the people “create” their constitution when they ratify it.
This completes the Constitutionalists’ general argument for popular ratification. Only the people can create legitimate government, which means creating a constitution, and constituent power is only exercised during the authorization process. Thus, the people must have the opportunity to approve or reject the constitution before implementation, for it is at this stage that they act and mark the constitution as their creation.
However, demanding that the people ratify does not specify a particular procedure. Constituent power might be exercised directly or through authorized legislatures or special ratifying conventions. The Constitutionalists’ next claim eliminates any ambiguity by denying the permissibility of all forms of ratification other than a direct popular vote, i.e., a referendum.Footnote 31 Allen explains:
Legislators stand on this foundation, and enact Laws agreeably to it. They cannot give Life to the Constitution: it is the approbation of the Majority of the people at large that gives Life and being to it. . . .A Representative body may form but cannot impose said Constitution upon a free people. The giving Existence to the fundamental Constitution of a free state is a Trust that cannot be delegated. . . .In this the very essence of true Liberty consists, viz. in every free state the Constitution is adopted by the majority. (SB, 375)
This and similar passages contain two entangled arguments. The first attacks the possibility of existing legislative bodies ratifying a constitution. According to the Constitutionalists, such a plan circulated as early as mid-1776 and was “the rankest kind of Toryism, the self same Monster we are now fighting against” (PP, 90–1).
The Constitutionalists’ argument is a slight reformulation of the familiar claim that a constituted body cannot constitute itself. On the one hand, like any organ of government, legislative bodies receive their power and authority from the people. However, political power can only rightfully be given to governments organized and limited by formal rules laid out in a constitution. Since constitution-making events take place in the absence of an operable constitution, any existing body of government lacks ordinary authority, let alone the extraordinary power to create a constitution. “A Legal Representative is a Creature of the Constitution of a state, or Kingdom,” Hampshire County Towns explain, and “we Desire to know how such a Creature can Exist in a Legal Sense prior to that Constitution on which his being and Existance Depends” (Handlin Reference Handlin1966b, 385).
On the other hand, creating a constitution involves creating the source of authority for government. Therefore, a government entity cannot create the constitution because this would be creating its own creator, authorizing the source of its own authority. As Allen notes, “the whole Legislature of any state is insufficient to give Life to the fundamental Constitution of such state, it being the foundation on which they themselves stand and from which alone the Legislature derives its Authority” (SB, 377).
An Unalienable Right
The second argument for confining constituent power to referenda is wider reaching. The Constitutionalists claim that constituent power cannot be delegated or entrusted, that (6) the right to create a constitution by authorization, the right to ratify, is unalienable.
They first discuss unalienability in the following passage:
The people at large are endowed with certain alienable and unalienable Rights. Those which are unalienable, are those which belong to Conscience respecting the worship of God and the practice of the Christian Religion, and that of being determined or governed by the Majority in the Institution or formation of Government. The alienable are those which may be delegated for the Common good, or those which are for the common good to be parted with. It is of the unalienable Rights, particularly that of being determined or governed by the Majority in the Institution or formation of Government of which something further is necessary to be considered at this Time. (SB, 374–5)
Here, Allen mentions three unalienable rights: the right of religious belief (inner worship); the right of religious practice (external worship); and the right to be determined by the majority in the institution or formation of government, which can be restated as the right to ratify.
To clarify, a right is unalienable if it cannot voluntary be given away or exchanged by its owner. This is different than a right being nonforfeitable or imprescriptible, though unalienable rights might overlap with both (Pufendorf Reference Pufendorf, Oldfather and Behme2009, 91, 221; Tuck Reference Tuck1979, 25; White Reference White1978, 186–92). To say that the right to ratify is unalienable is to claim that civil society cannot transfer its morally sanctioned ability to approve or reject a constitution.
Looking at the rights literature of the time helps clarify the substance of the Constitutionalists’ position. According to Hutcheson, the originator of the alienable/unalienable distinction, one must consider two things when determining if a right is alienable: “1st. If the Alienation be within our natural Power, so that it be possible for us in Fact to transfer our Right; and if it be so, then, 2nd. It must appear that to transfer such Rights may serve some valuable Purpose” (Hutcheson Reference Hutcheson1775, 185; White Reference White1978, 196–202). Using this distinction, we can divide unalienable rights into two types: naturally unalienable and morally unalienable.
A right is naturally unalienable if it concerns an ability that a person cannot physically transfer to another. Hutcheson gives the example of the right to private judgment, which he claims occurs automatically in the mind in response to external stimuli. This right is naturally unalienable because individuals cannot give another person the ability to make judgments for them, let alone transfer the right to do so. The discourse on religion in late 18th century Massachusetts contains similar arguments. For instance, the Congregationalist Pastor Abraham Williams notes that “Human Law can't control the Mind.—The Rights of Conscience are unalienable; inseparable from our Nature; —they ought not—they cannot possible be given up to Society” (Williams Reference Williams, Hyneman and Lutz1983, 8).
Natural unalienability explains the Constitutionalists’ treatment of the right to worship as unalienable, for a person cannot give another the ability to dictate their faith and religious belief. However, it does not explain the right to ratification or external worship, for there is nothing physically impossible about their alienation.
A right is morally unalienable if it is possible for a person to alienate the activity or object in question, but not without violating moral law. Two variations exist: nonownership moral unalienability and no-reason moral unalienability. A right that we do not possess is nonownership morally unalienable. For instance, a person might be able to x but be unable to transfer the right to do x because he does not possess it. Locke uses nonownership unalienability to explain the moral impossibility of voluntary enslavement or submission to absolute rule. Both, he argues, involve alienating the right to destroy our lives, which only God possesses (Simmons Reference Simmons1993, 115–6; White Reference White1978, 210).Footnote 32 “Nobody can give more power than he has himself, and he that cannot [morally] take away his own life cannot give another power over it” (Locke Reference Locke and Laslett2002, II.23).
Nonownership moral unalienability clearly does not explain the right to practice religion as one chooses, but what about the right to ratification? One tempting argument is the following: the majority cannot alienate the right to ratify because civil society possesses it. However, this makes the mistake of treating the majority as a distinct agent separate from civil society, rather than as the sole means through which, as agreed upon in the first compact, civil society can take action. For the Constitutionalists, civil society taking an action meant the use of a majoritarian procedure; the two were inseparable.
This leaves us with no-reason moral unalienability, which applies when alienation is always irrational, i.e., when the reasons against alienating a right necessarily win out over those in favor. This conception is a descendant of the Grotian idea of interpretive charity seized upon by English Radicals in the 17th century, whom argued that while it is logically possible for free men to renounce all of their natural rights, charity dictates that we assume our predecessors were rational, and therefore could not have intended to leave themselves and future generations without any critical rights (Tuck Reference Tuck1979, 143–52). Moving from early to simple contractualism eliminates the focus on the original compact and the ancient constitution, turning the principle of interpretive charity into a general form of unalienability that, I argue, best explains the right of ratification. Here, the irrationality of alienating certain rights is treated as a defeating condition, like fraud or insanity, the presence of which automatically voids a contract, or in this case any attempt at alienation.
What does it mean to say that certain rights always lack sufficient reasons for alienation? Alienating a right, taken on its own, has a negative effect on its holder. Rational rights holders, then, only alienate a right if doing so, in some way, is to their benefit. Thus, Allen explains that, “alienable [rights] may be delegated for the Common good, or those which are for the common good to be parted with.” Since Allen is referring explicitly to a right held by civil society, the good of which is the “common good,” we can define alienable rights as those rights the alienation of which can benefit the wellbeing of their holder, for these are rights for which good reasons might exist for alienation. To say that a right always lacks sufficient reasons for alienation means that alienating it can never benefit the good of its holder, which implies that any alienation would harm its holder. Thus, a right is no-reason morally unalienable if alienating it is always contrary to the good of its holder.
Seen in this light, no-reason moral unalienability is not unfamiliar. Hobbes expresses a similar logic, when he writes, “Whensoever a man transfers his right or renounces it, it is either in consideration of some right reciprocally transferred to himself or for some other good he hope thereby. . .and therefore there be some rights which no man can be understood by any words or other signs to have abandoned or transferred” (Hobbes Reference Hobbes and Tuck1996, 66). Likewise, in a discussion of the limits of legislative power, Locke explains that “no rational creature can be supposed to change his condition with an intention to be worse” (Locke Reference Locke and Laslett2002, II.131), and in the Essex Result, Parsons claims that certain rights “are unalienable and inherent, and of that importance, that no equivalent can be received in exchange” (Handlin Reference Handlin1966b, 330; Peters Reference Peters1978, 80).
No-reason moral unalienability explains both the right to practice religion and the right to ratify the constitution. In regards to the former, the Constitutionalists likely followed Hutcheson, who explains, “it can never serve any valuable purpose, to make Men worship him in a way which seems to them displeasing to him” (Hutcheson Reference Hutcheson and Leidhold2004, 185). Since the point of practicing religion is to take actions one believes God desires and to be judged accordingly, allowing another person to dictate one's religious practice eliminates its value, adds nothing, hurts the rights-holder, and is therefore without reason. Since such alienation is irrational, the right to practice one's religion as one pleases is unalienable.
In these terms, the right to ratification is unalienable because any alienation endangers or harms civil society and is therefore without reason. Why would this be the case? The Constitutionalists explain:
[T]o suppose the Representative Body capable of forming and imposing this Compact or constitution without the Inspection and Approbation Rejection or Amendment of the people at large would involve in it the greatest Absurdity. . . .This imports uncontroulable Dominion over their Constituents for what should hinder them from making such a constitution as invests them and their successors in office with unlimited Authority, if it be admitted that the Representatives are the people as to forming and imposing the fundamental Constitution of the state upon them without their Approbation and perhaps in opposition to their united sense. (SB, 377)
This argument tracks and expands the Berkshire Constitutionalists’ earlier argument against nonconstitutional government. An entity entrusted with constituent power, i.e., entrusted with the right to authorize the constitution before its final enactment, might approve a constitution directly harmful to the people, and be completely within its power when doing so. Moreover, there is no way to prevent this occurrence, for individuals in civil society cannot reliably control or check governing bodies in the absence of a constitution. In this sense, the dominion of those endowed with constituent power is indeed, as Allen suggests, uncontrollable.
Moreover, the Constitutionalists must have recognized that the authorization of a constitution by a body endowed with constituent power would make the constitution appear morally legitimate, even if the authorizers violated the terms of their trust. This effect would be heightened by the tradition of covenanting and the general popularity of contractual thought in Massachusetts at the time, which likely made anything resembling a social compact appear somewhat acceptable. Thus, alienating the right to ratify a constitution involves giving an external body the moral power to take actions the effects of which are either long-lasting or permanently harmful to civil society, in a context in which institutional safeguards and regulatory mechanisms are absent. To the constitutionalists, no potential benefit can offset such risk, and therefore the right to ratify is unalienable. Constitutions not only must be ratified, but this must be done directly by the people in a referendum.
IMPLICATIONS
The arguments espoused by the Berkshire Constitutionalists led to the first ratification referendum, a procedure that has spread across the world and become nearly synonymous with democratic constitution-making. The Constitutionalists successfully fused a rich theoretical tradition about the purposes and limited nature of government to their own experience with and need for written governing documents. The resultant theory gives teeth to the idea that only the people can create their constitution, and does so without relying on magic or metaphor, a path, for instance, that Sieyès would soon take with his conception of extraordinary representation.
However, the arguments articulated by the Constitutionalists—novel, persuasive, and powerful in their own time—are less forceful today. Many do not adhere to 18th century conceptions of natural rights and the social compact. Blind faith in the reasonableness and safety of mass majoritarian decision-making can be misplaced and dangerous, particularly when there are no limits on the subject of consent. The well-used small scale deliberative town hall meetings that the Constitutionalists could rely on as vehicles for direct voting are absent from, and likely impossible to replicate in, large modern nation states. And, referenda, even constitutional referenda, can become tools wielded or manipulated by elites rather than effective constraints set up against them (de Vreese Reference de Vreese and de Vreese2007; Higley and McAllister Reference Higley and McAllister2002).
Additionally, the Constitutionalists’ argument demands extremely high levels of voter competence in constitutional theory and institutional design. For a referendum to serve as the sole means of constituent power in the constitution-making process, voters must be able to understand the constitution and weigh it against the likely results of rejection. Without such ability the voting results are arbitrary, and ratification cannot be construed as the moment when the people create their constitution. As Condorcet notes, “the nation would seem to have exercised a right when it had not actually done so” (Condorcet Reference Condorcet, McLean and Hewitt1994, 273).
This requirement is troubling because we have every reason to expect that voters will be insufficiently knowledgeable. The information necessary for constitutional evaluation falls outside the realm of ordinary politics, and thus even especially informed citizens will be unfamiliar with it. Moreover, the subject matter of constitution-making cuts across pre-existing interest groups and political parties and is foreign to traditional cue-givers, meaning that the heuristics and information shortcuts ordinarily used by voters to transcend information shortfalls are likely to misfire, be used incorrectly, or become inaccessible (Delli Carpini and Keeter Reference Delli Carpini and Keeter1996; Hobolt Reference Hobolt2007; Kahneman Reference Kahneman2003; Kuklinski and Quirk Reference Kuklinski, Quirk, Lupia, McCubbins and Popkin2000; Lupia and McCubbins Reference Lupia and McCubbins1998). The limited empirical work on ratification referenda supports this expectation of ignorance; large portions of voters following referenda on the Constitution of Europe, the Charlottetown Accord of 1996, and the Australian Republican question reported or demonstrated high levels of confusion about the substance of their vote (Clarke and Kornberg Reference Clarke and Kornberg1994; Higley and McAllister Reference Higley and McAllister2002; Hobolt Reference Hobolt2007, 154).
Nonetheless, despite these potential weaknesses, the Berkshire Constitutionalists’ theory still offers us guidance about ratification referenda. Specifically, it points to two possibilities. First, if we accept the core of their argument, then ratification referenda must be designed to function as the Constitutionalists intended and to ward off the above-mentioned deficiencies. For instance, this means that widespread and far-reaching voter education programs are essential. The purpose of these efforts cannot be simply to encourage citizens to vote, or to convince them to vote a particular way, but rather to enable them to understand the constitution they will be asked to pass judgment on. Only in this way can the real exercise of constituent power be ensured. Planning such education programs in the volatile contexts of most contemporary constitution-making events will not be easy, for previous attempts in relatively stable conditions have come up short. For instance, extensive education programs preceded all of the referenda mentioned above.
In addition, great care must be taken to ward off potentially manipulative and distortive referenda campaigns designed to confuse voters. Such campaigns, if successful, prevent voters from making an informed choice on the constitution, and once again make it hard to conceptualize a ratification referendum as an instance of constituent power. Finally, in a strict departure from prior constitution-making processes, educational programs cannot be organized or carried out by those involved in the drafting of the constitution. Ratification referenda are meant to act as a safeguard against potentially corrupt framers, and this safeguard is undermined if the main source of voter education came from those very same framers.
Second, we can take the Constitutionalists’ argument to be beyond repair and thus seek out new justifications of ratification referenda. Several possibilities present themselves. Perhaps participating in a ratification referendum, like in an ordinary referendum, simply makes citizens more likely to identify with the end product (Esaiasson, Gilljam, and Persson Reference Esaiasson, Gilljam and Persson2012; Frohlich and Oppenheimer Reference Frohlich and Oppenheimer1993, 121). Perhaps a ratification referendum fosters sociological legitimacy and stabilizes the resulting polity by making the constitution-making process seem fair to all involved (Tyler Reference Tyler1990, 63). Or, like other participatory constitution-making processes, perhaps a ratification referendum assists in inculcating citizens with democratic norms (Moehler Reference Moehler2008). These and other potential justifications for the procedure must be analyzed and tested.
CONCLUSION
This article explored who invented ratification referenda and why they did so. The Berkshire Constitutionalists proposed the procedure and ensured its implementation by engaging in internal dissent against the provisional authorities of their own state. Starting in 1775, they shut down local courts and issued a simple demand: create a new constitution for Massachusetts and let the people decide whether they want it. They justified this ultimatum with a series of arguments drawn from social contractualism, constitutional thought, and natural rights theory, concluding that only the people had the power to create a constitution, and that they did so by exercising their unalienable right of ratification through a referendum. Their efforts paid off; in 1780 the Massachusetts Constitution became the first to be ratified in a referendum. The American Revolution had given birth to yet another key constitution-making procedure.
Because they were asking for something new, the Constitutionalists needed arguments for their procedural demand. Eleven U.S. states created constitutions before Massachusetts, and in each case the constitution-making assembly implemented the document directly. Today, things are different; a ratification referendum is a constitution-making norm reinforced through frequent use and the recommendations of constitutional experts. However, the ubiquity of the procedure does not mean that it is necessary or that today's framers and scholars of constitution-making need to be any less attentive to its justification.
The Berkshire Constitutionalists produced the first substantive justification. Oddly enough, in over two hundred years no one has fully articulated another. Constitution-makers and scholars today must pay heed to the Constitutionalists’ arguments. If we accept them, than ratification referenda should be designed to both frustrate potentially corrupt framers, enable the people to exercise their constituent power, and resist some of the weaknesses of the Constitutionalists’ theory that we can see from today's vantage point. If we reject the Constitutionalists’ arguments, than we must develop and test a new justification for ratification referenda. If neither of these options works, than the procedure should no longer be recommended. A crucial decision-making procedure taken on the road to state-formation should not be based on habit and inertia, long-forgotten normative arguments, or weak analogizing with ordinary political procedures. A ratification referendum, like any decision-making procedure, should only be used for good reasons.

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