1 Introduction
Restriction problems are one of the most natural problems regarding representations and can be formulated as follows. Let
$\mathrm {G}$
be a reductive group over a local field F of characteristic zero. Let
$\mathrm {G}'$
be a reductive subgroup of
$\mathrm {G}$
, also defined over F. Let also
$G':=\mathrm {G}'(F)$
and
$G:=\mathrm {G}(F)$
be their F-points. When
$\pi $
and
$\pi '$
are irreducible admissible representations of G and
$G'$
, respectively, the restriction problem asks how many times
$\pi '$
appears as a quotient of
$\pi $
when
$\pi $
is restricted to
$G'$
. Formally, it asks about the dimension (over
$\mathbb {C}$
) of the following vector space:
where
$\pi $
in the
$\operatorname {\mathrm {Hom}}$
space is thought of as the restriction to
$G'$
. There are two flavors to this problem. One is about the non-vanishing of the above Hom space, which is codified as the Gan–Gross–Prasad conjecture [Reference Gan, Gross and PrasadGGP12]. Another question concerns if the Hom space has dimension at most one, i.e., whether
(which is known as a multiplicity-at-most-one or multiplicity-free theorem). For a reductive group G and its reductive subgroup
$G'$
, the multiplicity-at-most-one theorem in the Archimedean case (i.e., when F is an Archimedean local field) explores how many times an irreducible Casselman–Wallach representation of
$G'$
appears in the restriction to
$G'$
of an irreducible Casselman–Wallach representation of G. The Archimedean case of the multiplicity-at-most-one theorem is proven for classical groups by Sun and Zhu in [Reference Sun and ZhuSZ12]. Using a different method of proof, Aizenbud and Gourevitch also handle the case for general linear groups in [Reference Aizenbud and GourevitchAG09b]. The main purpose of this article is to prove the multiplicity-at-most-one theorem in the Archimedean case for a pair of two reductive non-classical groups: the general Pin groups and the general Spin groups. More specifically, let F be an Archimedean local field, i.e., either
$\mathbb {R}$
or
$\mathbb {C}$
, and let V be a nondegenerate quadratic space over F with dimension n. Correspondingly, we let G be the F-points of either a general Pin group or a general Spin group defined over F, which is denoted as
(see Section 2.3.2 for exact definitions) and let
$G'$
be, respectively, its subgroups
where
$W \subset V$
is a nondegenerate subspace of dimension
$n-1$
. The multiplicity-at-most-one theorem that we prove in this article is the following.
Theorem 1.1 Let
$(G,G')$
be either
$(\operatorname {GPin}(\kern-1pt V),\operatorname {GPin}(W))$
or
$(\operatorname {GSpin}(\kern-1pt V),\operatorname {GSpin}(\kern-1pt W))$
and let
$ \pi $
be an irreducible Casselman–Wallach representation of G and
$\pi '$
be an irredcuible Casselman–Wallach representation of
$G'$
. Then, the space of
$G'$
-invariant continuous bilinear functional on
$\pi \times \pi '$
has dimension at most one, i.e.,
The technical result that will imply the above theorem (through a version of Gelfand–Kazhdan criterion) is as follows.
Theorem 1.2 Let
$(\kern-1pt G,G')$
be either
$(\operatorname {GPin}(\kern-1pt V),\operatorname {GPin}(\kern-1pt W))$
or
$(\operatorname {GSpin}(\kern-1pt V),\operatorname {GSpin}(\kern-1pt W))$
. Then, there exists a real algebraic anti-automorphism
$\tau _W$
on
$G'$
preserving G with the following property: every generalized function on G which is invariant under the adjoint action of
$G'$
is automatically
$\tau _W$
-invariant.
The implication of Theorem 1.1 from Theorem 1.2 follows from [Reference Sun and ZhuSZ11, Corollary 2.5]. To be clear, we have the following proposition.
Remark 1.4 A main ingredient in [Reference Emory and TakedaET23] is that they give an explicit description of the contragredient of an irreducible admissible representation of
$\operatorname {GSpin}$
and
$\operatorname {GPin}$
which is necessary to prove the equivalent of Proposition 1.3. Thanks to [Reference Sun and ZhuSZ11, Corollary 2.5], this is not required in the Archimedean case.
Let V be a vector space defined over either
$\mathbb {R}$
or
$\mathbb {C}$
with dimension n. We denote
$\widetilde {\mathrm {GPin}}(V):=\langle g,\beta : g\in \mathrm {GPin}(V) \rangle $
such that
$g\beta =\beta g$
for all
$g\in \operatorname {GPin}(V)$
and
$\beta ^2=1$
. Let Span
$\{e_1,\dots ,e_n\}=V$
, where
$e_{i}'$
s constitute an orthogonal basis. Let
Let
$\widetilde {\operatorname {GPin}}(W)\simeq \operatorname {GPin}(W)\rtimes \{1, e\beta \}$
act on
$\operatorname {GPin}(V)$
(viewed merely as a set) by letting
$\operatorname {GPin}(W)$
act by conjugation and
$e\beta $
by
$\tau _W$
(defined in eq. (2.2)). Let
$\chi $
be the surjection from
$\widetilde {\operatorname {GPin}}(W)$
to
$\{\pm 1\}$
, which sends
$e\beta $
to
$-1$
and let
$\chi $
be a continuous complex character of
$\operatorname {GPin}(W)$
. We denote
$\mathcal {S}^*(\operatorname {GPin}(V))^{\widetilde {\operatorname {GPin}}(W), \chi }$
to be the space of Schwartz distributions, in which
$\widetilde {\operatorname {GPin}}(W)$
acts via
$\chi $
.
Theorem 1.2 can be reduced to the following vanishing assertions:
Namely, every
$\operatorname {GPin}(W)$
-invariant (resp.,
$\operatorname {GSpin}$
-invariant) distribution on
$\operatorname {GPin}(V)$
(resp.,
$\operatorname {GSpin})$
is also invariant under the involution
$\tau _W$
. The involution
$\tau _W$
which satisfies (1.1) and (1.2) is defined in (2.2) and (4.2). Thanks to Proposition 1.3, we only need to show the vanishing assertion of (1.1) and we are done.
The aim of this article is to prove the above vanishing assertion in the Archimedean case. In the non-Archimedean case, the multiplicity-at-most-one theorem is proven in [Reference Aizenbud, Gourevitch, Rallis and SchiffmannAGRS10, Reference WaldspurgerWal12, Reference Emory and TakedaET23] for the classical groups, the general Spin groups, and general Pin groups, respectively.
This work completes the multiplicity-at-most-one theorem for the general Spin groups and the general Pin groups and completes the first step in proving the Gan–Gross–Prasad conjecture for general Spin groups. These general Spin groups are of interest in part because they are a
$\operatorname {GL}_1$
extension of the special orthogonal groups, and the representation theory of
$\operatorname {GSpin}$
completely subsumes that of
$\operatorname {SO}_n$
. In addition, work on
$\operatorname {GSpin}$
groups is needed for arithmetic application purposes as mentioned in [Reference PeraMP16]; orthogonal Shimura varieties are Shimura varieties of abelian type, but are finite étale quotients of GSpin Shimura varieties. According to [Reference PeraMP16] one can easily deduce results for them from the corresponding ones for their GSpin counterparts.
The organization of the article is as follows: in Section 2, we provide the background and preliminaries, including definitions of the groups
$\operatorname {GPin}$
and
$\operatorname {GSpin}$
. In Section 3, we prove our main theorem for
$\operatorname {GPin}$
groups. First, we prove that our main theorem for
$\operatorname {GPin}$
groups reduces to Theorem 3.3, which is the technical heart of our article. The proof of Theorem 3.3 consists of four parts: elimination of V, reduction to the semisimple orbits, reduction to classical groups case, and final step of proof. Subsequently, in Section 4, we prove the analogous results for
$\operatorname {GSpin}$
groups.
1.1 Notations and conventions
Throughout this article, we assume our field F to be either
$\mathbb {R}$
or
$\mathbb {C}$
. We assume V to be a vector space defined over F with dimension n. We write
$\{e_1,\dots ,e_n\}$
for an orthogonal basis of V and let
We denote
$X= \operatorname {GPin}(V) \times V$
, which will be a Nash manifold for our purpose. Let
$\frak {gpin}:= \mathrm{Lie}(\operatorname {GPin}(V))$
be the Lie group of
$\operatorname {GPin}(V)$
. We denote
$\widetilde {\operatorname {GPin}}(V):=\langle g,\beta : g\in \operatorname {GPin}(V) \rangle $
, such that
$g\beta =\beta g$
for all
$g\in \operatorname {GPin}(V)$
and
$\beta ^2=1$
. Therefore, we have the following short exact sequence:
where the surjection
$\chi $
sends
$\beta $
to
$-1$
, and
$\widetilde {\operatorname {GPin}}(V)\simeq \operatorname {GPin}(V)\times \{1, \beta \}.$
For a Nash manifold Y, we let
$\mathcal {S}(Y)$
be the Fréchet space of Schwartz functions on Y and
$\mathcal {S}^*(Y)$
be the space of Schwartz distributions on Y. Denote by
$\mathcal {D}(Y):=C_c^{\infty }(Y)^*$
. Hence, we have the following inclusion between the spaces of distributions:
We let P be the natural projection map of
$\operatorname {GPin}$
groups onto the orthogonal groups defined in Section 2.3.2. For a group H, we let
$H_s$
be the set of semisimple elements in H and we also let
be the set of conjugacy classes in
$H_s$
.
We denote an involution on a group G, by a map
$\sigma $
on G such that
$\sigma ^{2}=1$
and
$\sigma (gh)=\sigma (h)\sigma (g)$
for all
$g,h \in G$
, which is also called an anti-involution in the existing literature. Hence, in this article, we will use involution and anti-involution synonymously.
2 Background and preliminaries
2.1 Casselman–Wallach representation
Let G be a real reductive group and
$\mathfrak {g}_{\mathbb {C}}$
be its complexified Lie algebra. Let
$(\pi , V_1)$
be a representation of G and let
$\mathcal {Z}(\mathfrak {g}_{\mathbb {C}})$
be the center of the universal enveloping algebra of
$\mathfrak {g}_{\mathbb {C}}$
. The representation
$(\pi , V_1)$
is called admissible if every irreducible representation of a maximal compact subgroup K of G has finite multiplicity in
$V_1$
. The representation
$(\pi , V_1)$
is called of Harish-Chandra type if it is admissible and
$\mathcal {Z}(\mathfrak {g}_{\mathbb {C}})$
finite. The representation
$(\pi , V_1)$
is called of moderate growth if the following condition holds: for every continuous seminorm
$|\cdot |_{\mu }$
on
$V_1$
, there exists a positive, moderate growth function
$\phi $
on G, and a continuous seminorm
$|\cdot |_{\nu }$
on
$V_1$
such that
The representation
$(\pi , V_1)$
is called a Casselman–Wallach representation if the representation is Frechet, smooth, of moderate growth, and of Harish-Chandra type.
2.2 Nash groups, Nash manifolds, and Nash maps
In this section, we will define a Nash manifold over an Archimedean local field F of characteristics zero as discussed in [Reference Aizenbud and GourevitchAG08].
2.2.1 Semi-algebraic sets
A subset
$A \subset F^n$
is called a semi-algebraic set if it satisfies the following: there exist finitely many polynomials
$f_{ij}, g_{ik} \in F[x_{1}, x_{2}, \ldots x_{n}]$
such that
In other words, the semi-algebraic sets are those that can be written as the finite union of polynomial equations and inequalities. From the definition above, it is immediate that the collection of semi-algebraic sets is closed with respect to finite unions, finite intersections, and complements. A map
$\nu $
between two semi-algebraic sets
$A \subset F^{n},B \subset F^m$
is called semi-algebraic if the graph of the map
$\nu $
is a semialgebraic subset of
$F^{m+n}$
. The open semi-algebraic sets that define the topology can be realized in the following lemma.
Lemma 2.1 Let
$X \subset F^n$
be a semi-algebraic set. Then, every open semi-algebraic subset of X can be presented as a finite union of sets of the form
$\{x \in X|f_{i}(x)> 0,i = 1\ldots n\}$
, where
$f_{i}$
are polynomials in n variables.
Let
$U,V \subset F^{n}$
be two open semi-algebraic sets. A smooth, semi-algebraic map between U and V is called a Nash map. A Nash map which is bijective, whose inverse is also a Nash map is called a Nash diffeomorphism. A Nash submanifold of
$F^n$
is a semi-algebraic, smooth submanifold of
$F^n$
. A Nash group G is a Nash manifold such that the following is a Nash map:
Therefore, we will treat the groups
$\operatorname {GPin}(V)$
and
$\operatorname {GSpin}(V)$
as Nash groups in the subsequent sections of this article.
2.3 The groups
$\operatorname {GSpin}(V)$
and
$\operatorname {GPin}(V)$
In this section, we introduce the definitions of the groups
$\operatorname {GSpin}(V)$
and
$\operatorname {GPin}(V)$
and their properties. A reference for the material can be found in [Reference ScharlauSch85, Reference ShimuraShi04]. In the literature, the group which we refer to as
$\operatorname {GPin}(V)$
is sometimes called the Clifford group and
$\operatorname {GSpin}(V)$
is sometimes referred to as the special Clifford group, and are denoted by
$\Gamma (V)$
and S
$\Gamma (V)$
, respectively.
Here, V denotes a nondegenerate quadratic space over our Archimedean local field F. Let
$\langle -, -\rangle $
be the corresponding bi-linear form. Let q be the quadratic norm defined over F. In this section, we also define involutions on
$\operatorname {GPin}(V)$
, which is required to prove Theorem 1.2.
2.3.1 Clifford algebra
Let
$T(V)= \bigoplus \limits _{l=0}^{\infty }V^{\otimes l}$
be the tensor algebra of V and we define the Clifford algebra
$C(V)$
by the following quotient:
In
$C(V),$
we have
We denote the image of
$V^{\otimes l}$
in
$C(V)$
as
$C^{l}(V)$
. Denote by
the even and odd Clifford algebras, respectively. Then, we have the following decomposition:
The Clifford algebra is equipped with the natural involution
$*$
by “reversing the indices” of
$ v_{1}v_{2} \dots v_{l} \in C^{l}(V)$
, namely,
The above involution is called the canonical involution, which preserves both
$C^{+}(V)$
and
$C^{-}(V)$
. We define a map
where
$x^{+} \in C^{+}(V)$
and
$x^{-} \in C^{-}(V)$
; in other words,
$\alpha $
acts on
$C^{+}(V)$
as the identity and on
$C^{-}(V)$
as the negative identity. For all
$x \in C(V),$
the Clifford involution is
The map sending x to
$\overline {x}$
is an involution on
$C(V)$
and the Clifford norm is the map:
2.3.2
$\operatorname {GPin}(V)$
and
$\operatorname {GSpin}(V)$
We are now in a position to define the groups
$\operatorname {GPin}(V)$
and
$\operatorname {GSpin}(V)$
as follows:
and we call
$\operatorname {GSpin}$
the general Spin group on V and
$\operatorname {GPin}$
the general Pin group on V. We also define the projection map P of
$\operatorname {GPin}$
groups onto the orthogonal groups as follows:
for all
$g \in \operatorname {GPin}(V)$
. It is well known that P surjects onto
$\operatorname {O}(V)$
because of the map
$\alpha $
. This implies that we have the following commutative diagram:

2.3.3 Involution
Let
be a homomorphism which sends the non-identity component to
$-1$
. Therefore, the kernel of this map is
$\operatorname {GSpin}(V)$
. We have the involution
Note that
$\sigma _V$
preserves the semisimple conjugacy classes of
$\operatorname {GPin}(V)$
. We denote
$\widetilde {\operatorname {GPin}}(V):=\langle g,\beta : g\in \operatorname {GPin}(V) \rangle $
, such that
$g\beta =\beta g$
for all
$g\in \operatorname {GPin}(V)$
and
$\beta ^2=1$
. We now define the action of
$\widetilde {\operatorname {GPin}}(V)$
on
$\operatorname {GPin}(V)\times V$
by
for
$g\in \operatorname {GPin}(V)$
and
$(h, v)\in \operatorname {GPin}(V)\times V$
. Note that the action of
$\beta $
also preserves the semisimple conjugacy classes of
$\operatorname {GPin}(V)$
.
We assume
We then have
$\operatorname {GPin}(V)_e=\operatorname {GPin}(W)$
and
$ \widetilde {\operatorname {GPin}}(V)_e=\big \langle g,\, e\beta \;:\; g\in \operatorname {GPin}(W)\big \rangle .$
We define
Then, we also have a short exact sequence as follows:
where the surjection
$\chi $
sends
$e\beta $
to
$-1$
, and
$ \widetilde {\operatorname {GPin}}(W)\simeq \operatorname {GPin}(W)\rtimes \{1, e\beta \},$
where
$e\beta $
acts on
$\operatorname {GPin}(W)$
by conjugation viewed inside
$\widetilde {\operatorname {GPin}}(V)$
.
We define an involution
for
$g\in \operatorname {GPin}(V)$
. This involution is precisely the action of the element
$e\beta \in \widetilde {\operatorname {GPin}}(V)$
. Note that it is direct to show that
$\tau _W(\operatorname {GPin}(W))=\operatorname {GPin}(W)$
(see [Reference Emory and TakedaET23, Lemma 2.10] for more details).
3
$\operatorname {GPin}$
case
In this section, we prove Theorem 1.2 for
$\operatorname {GPin}$
groups. Recall that the discussion in Section 1 reduces our main theorem to the following vanishing assertion:
We first cite [Reference Aizenbud and GourevitchAG09b, Theorem 2.2.5], which is true for all reductive groups as follows.
Proposition 3.1 If
$\mathcal {S}^*(\operatorname {GPin}(V))^{\widetilde {\operatorname {GPin}}(W), \chi }=0$
, then
$\mathcal {D}(\operatorname {GPin}(V))^{\widetilde {\operatorname {GPin}}(W), \chi }=0.$
Furthermore, the following proposition is straightforward by definition.
Proposition 3.2 If
$\mathcal {D}(\operatorname {GPin}(V))^{\widetilde {\operatorname {GPin}}(W),\chi }=0$
, then Theorem 1.2 holds. Therefore, the multiplicity-at-most-one theorem for
$\operatorname {GPin}$
groups also holds.
Therefore, our main theorem for
$\operatorname {GPin}$
groups, i.e., Theorem 1.2, reduces to the following theorem, which is precisely the analog of either [Reference Aizenbud and GourevitchAG09b, Theorem A] or [Reference Emory and TakedaET23, Theorem 5.4].
Theorem 3.3 Let
$\widetilde {\operatorname {GPin}}(W)\simeq \operatorname {GPin}(W)\rtimes \{1, e\beta \}$
act on
$\operatorname {GPin}(V)$
(viewed merely as a set) by letting
$\operatorname {GPin}(W)$
act by conjugation and
$e\beta $
by
$\tau _W$
. Then, we have
In other words, every
$\operatorname {GPin}(W)$
-invariant distribution on
$\operatorname {GPin}(V)$
is also invariant under the involution
$\tau _W$
.
The rest of this section is to prove Theorem 3.3, which is the technical heart of the article. We adapt the arguments in [Reference Emory and TakedaET23, Section 7] to our case and it consists of three steps of reductions.
3.1 Reduction I: Elimination of W
In this section, we reduce Theorem 3.3 to the following vanishing assertion:
The key ingredient is the following version of Frobenius descent [Reference Aizenbud and GourevitchAG09a, Theorem 2.5.7].
Lemma 3.4 (Frobenius descent)
Let G be a Nash group which is unimodular. Let X and Y be Nash manifolds on which G acts. In addition, assume that the action of G on Y is transitive. Suppose that we have a continuous G-equivariant Nash map
namely,
$\varphi (g\cdot x)=g\cdot \varphi (x)$
for all
$g\in G$
and
$x\in X$
. Fix
$y\in Y$
. Assume that the stabilizer
$G_y\subseteq G$
of y is unimodular which implies that there exists a G-invariant measure on Y. Fix this measure. Let
$\chi :G\to \mathbb {C}^1$
be a character of G. Then, there is a canonical isomorphism
We are now ready to prove the following.
Proposition 3.5 If
$\mathcal {S}^*(\operatorname {GPin}(V){\kern-1pt}\times{\kern-1pt} V)^{\widetilde {\operatorname {GPin}}(V), \chi }{\kern-1pt}={\kern-1pt}0,$
then
$\mathcal {S}^*(\operatorname {GPin}(V))^{\widetilde {\operatorname {GPin}}(W){\kern-1pt}), \chi }=0$
.
Proof We follow the main argument of the proof in [Reference Emory and TakedaET23, Proposition 7.2] and adapt those to the Archimedean version. Briefly, we write the main ideas of the proof but, for completeness, we write in detail in case the proof is not certain in the Archimedean case.
Our goal is to prove
Let
$X:=\{(g,v) \in \operatorname {GPin}(V)\times V \;:\; \langle v,v\rangle =\langle e,e \rangle \}.$
One can see that X is invariant under
$\widetilde {\operatorname {GPin}}(V)$
and we have the following.
Lemma 3.6
X is closed in
$\operatorname {GPin}(V)\times V$
.
Proof We have the quadratic form
$q :V\rightarrow F$
and we know that
$q(v)=v^2$
and
${v^2 \in F}$
. Hence,
$\langle v,v \rangle = \langle e,e\rangle $
implies
Since
$v^2,e^2 \in F$
, this is a discrete set. Therefore, X is closed in
$\operatorname {GPin}(V) \times V$
.
Therefore, we have
Let
$Y:=\{v\in V\;:\; \langle v,v\rangle =\langle e,e \rangle \}.$
One can also see that Y is invariant under the action of
$\operatorname {GPin}(V)$
. By Witt’s theorem, we know that
$\operatorname {O}(V)$
acts transitively on Y and hence
$\widetilde {\operatorname {GPin}}(V)$
acts transitively on Y.
Now, consider the projection
which is
$\widetilde {\operatorname {GPin}}(V)$
-equivariant. Recall that the stabilizer
$\widetilde {\operatorname {GPin}}(V)_e=\widetilde {\operatorname {GPin}}(W)$
of e is unimodular. Hence, by the Frobenius descent (Lemma 3.4) applied to this
$\phi $
, we obtain the canonical isomorphism
By the obvious identification
$\operatorname {GPin}(V)\times \{e\}\simeq \operatorname {GPin}(V)$
of sets, we have
Hence, we have
The proposition is proven.
3.2 Reduction II: The semisimple orbits
The proof of our main theorem is now reduced to showing the vanishing assertion (3.1). In this section, we further reduce the vanishing assertion to the classical group scenarios as presented in [Reference Sun and ZhuSZ12] or [Reference WaldspurgerWal12].
The main idea is that any distribution in
$\mathcal {S}^*({\operatorname {GPin}(V)}\times V)^{\widetilde {\operatorname {GPin}(V)},\chi }$
is supported in a smaller set through Harish-Chandra’s descent and Bernstein’s localization principle. We cite those theorems for the Archimedean case as follows.
Theorem 3.7 (Localization principle). Let a real reductive group G act on a smooth algebraic variety X. Let Y be an algebraic variety and
$\phi : X \rightarrow Y$
be an affine algebraic G-invariant map. Let
$\chi $
be a character of
$G(F)$
. Suppose that for any
$y \in Y(F),$
we have
$\mathcal {D}_{X(F)}\left (\phi ^{-1}(y)(F)\right )^{G(F), \chi }=0$
. Then,
$\mathcal {D}(X(F))^{G(F), \chi }=0$
.
Proof See [Reference Aizenbud and GourevitchAG09a, Theorem D.0.1].
Remark 3.8 We can swiftly interchange the notation
$\mathcal {D}$
and
$\mathcal {S}^*$
, due to the proof of [Reference Aizenbud and GourevitchAG09a, Theorem 4.0.2].
Corollary 3.9 Let a real reductive group G act on a smooth algebraic variety X. Let Y be an algebraic variety and
$\phi : X \rightarrow Y$
be an affine algebraic G-invariant submersion. Suppose that for any
$y \in Y(F),$
we have
$\mathcal {S}^*\left (\phi ^{-1}(y)\right )^{G(F), \chi }=0$
. Then,
$\mathcal {D}(X(F))^{G(F), \chi }=0$
.
Proof See [Reference Aizenbud and GourevitchAG09a, Corollary D.0.3].
Proposition 3.10 Define a map
by
where
is the conjugacy class of the semisimple part of
$P(g)$
under the Jordan decomposition.
If
for each semisimple conjugacy class
, then
Proof We follow the main argument of the proof in [Reference Emory and TakedaET23, Proposition 7.4] and we briefly write the main ideas of the proof but in case the proof is different we write in the details. Let Y be the space of polynomials of degree at most
$n=\dim V$
, which is a smooth algebraic variety and let
$ \phi :\operatorname {GPin}(V)\times V \longrightarrow Y$
be as in the proof of [Reference Emory and TakedaET23, Proposition 7.4]. One can see that
$\phi $
is an affine algebraic G-invariant submersion. Let
$f\in Y$
be a polynomial. Since the fiber
$\phi ^{-1}(f)$
is preserved by
$\widetilde {\operatorname {GPin}}(V)$
, Theorem 3.7 implies that if
$\mathcal {S}^*(\phi ^{-1}(f))^{\widetilde {\operatorname {GPin}}(V),\chi }=0$
for all
$f\in Y$
, then
$\mathcal {S}^*(\operatorname {GPin}(V)\times V)^{\widetilde {\operatorname {GPin}}(V),\chi }=0$
. Furthermore, we have
$\phi ^{-1}(f)=\mathcal {F}_f\times V,$
where
$ \mathcal {F}_f=\{g\in \operatorname {GPin}(V)\;:\; \text {the char.\ poly.\ of } P(g) \text { is } f\},$
which is a Nash manifold.
To use the Bernstein localization principle, we need to show that each element in
is closed and that
$P(\mathcal {F}_{f})_{s}/\sim $
is an embedded submanifold of
$P(\mathcal {F}_{f})_{s}$
(basically it means the topology is a subspace topology). The first claim follows from [Reference Borel and Harish-ChandraBHC62, Proposition 10.1]. The second one is well-known and can be followed from [Reference Montgomery and ZippinMZ40, Theorem 2.13].
We can now consider the map
exactly as in the proof of [Reference Emory and TakedaET23, Proposition 7.4]. Then, this map
$\theta $
is indeed an affine algebraic map. In the Archimedean case, the involution
$\sigma _V$
also preserves the semisimple conjugacy classes. Therefore, for each semisimple conjugacy class
, the fiber
$\theta ^{-1}(\gamma )$
is invariant under
$\widetilde {\operatorname {GPin}}(V)$
and Theorem 3.7 implies that if
$\mathcal {S}^*(\theta ^{-1}(\gamma ))^{\widetilde {\operatorname {GPin}}(V),\chi }=0$
for each semisimple conjugacy class
$\gamma $
of
$\operatorname {O}(V)$
, then
$\mathcal {S}^*(\operatorname {GPin}(V)\times V)^{\widetilde {\operatorname {GPin}}(V),\chi }=0,$
which completes the proof of the proposition.
3.3 Reduction III:
$\operatorname {O}(V)$
situation
In this section, we further reduce the vanishing assertion of the hypothesis in Proposition 3.10 further to the orthogonal groups situation [Reference Sun and ZhuSZ12].
Remark 3.11 Let
$\mathcal {U}\subseteq \operatorname {GPin}(V)$
be the set of unipotent elements in
$\operatorname {GPin}(V)$
. Then, for each
$g\in \operatorname {GPin}(V),$
both
$\mathcal {U}$
and
$\mathcal {U}_g$
are closed as smooth algebraic variety in
$\operatorname {GPin}(V)$
. It is also well known that the restriction to
$\mathcal {U}$
of the canonical projection
$P:\operatorname {GPin}(V)\to \operatorname {O}(V)$
is one-to-one, which allows us to identify the set of unipotent elements in
$\operatorname {O}(V)$
with
$\mathcal {U}$
.
For a semisimple conjugacy class
$\gamma \subseteq \operatorname {O}(V)_s$
of
$P(g)$
, we cosnider the following map exactly as in [Reference Emory and TakedaET23]:
Applying the Frobenius descent to the above map, we have
since
$\theta ^{-1}(P(g))=Z^\circ g\,\mathcal {U}_g\times V$
.
Furthermore, applying the Bernstein localization principle, we have the following.
Lemma 3.12 If
$\mathcal {S}^{*}(g\,\mathcal {U}_g\times V)^{\widetilde {\operatorname {GPin}}(V)_{g}, \chi }=0$
for all semisimple
$g\in \operatorname {GPin}(V)$
, then
$\mathcal {S}^{*}(Z^\circ g\,\mathcal {U}_g\times V)^{\widetilde {\operatorname {GPin}}(V)_{g}, \chi }=0$
.
Proof First, since
$zg$
is semisimple for all
$z\in Z^\circ $
and
$\mathcal {U}_{zg}=\mathcal {U}_g$
, we have
for all
$z\in Z^\circ $
.
We then consider the following map:
Now, as each fiber
$zg\,\mathcal {U}_g\times V$
is preserved by
$\widetilde {\operatorname {GPin}}(V)_g$
, we may apply the Bernstein localization principle (Corollary 3.9) to arrive at the desired conclusion.
We finally reduce our main theorem to the
$\operatorname {O}(V)$
situation. Recall that
$\operatorname {GPin}(V)$
and
$\operatorname {O}(V)$
have the same set of unipotent elements. This implies that for each semisimple
$g,$
we have the bijection
induced by the canonical projection P. Furthermore, this map intertwines the actions of
$\widetilde {\operatorname {GPin}}(V)_g$
and
$P(\widetilde {\operatorname {GPin}}(V)_g)$
. Note that the kernel
$Z_0$
of P acts trivially on the space
$\mathcal {S}^{*}(g\,\mathcal {U}_g\times V)$
. Therefore, we have
Hence, to show our main theorem, it suffices to show the following
$\operatorname {O}(V)$
situation [Reference Sun and ZhuSZ12, Theorem A]:
for all semisimple
$g\in \operatorname {GPin}(V)$
.
3.4 End of proof
In case
$P(\operatorname {GPin}(V)_g)=\operatorname {O}(V)_{P(g)}$
, the vanishing assertion (3.3) is equivalent to showing
$\mathcal {S}^{*}(\operatorname {O}(V)_{P(g)}\times V)^{\operatorname {O}(V)_{P(g)}, \chi }=0$
, which is precisely the assertion proven in [Reference Sun and ZhuSZ12]. However, we do not always have
$P(\operatorname {GPin}(V)_g)=\operatorname {O}(V)_{P(g)}$
as shown in [Reference Emory and TakedaET23, Lemma 3.11]. Accordingly, we need to modify [Reference Sun and ZhuSZ12]. The difference is that
$P(\operatorname {GPin}(V)_g)$
might have a factor of
$\operatorname {SO}$
as in [Reference Emory and TakedaET23, Lemma 3.11], for which we need the result of Sun–Zhu [Reference Sun and ZhuSZ12] for the
$\operatorname {SO}$
case. The complete argument in the case of locally compact totally disconnected space is present in [Reference Emory and TakedaET23]. The same argument works in our case and we do not repeat the same argument.
In conclusion, we have shown the vanishing assertion of (1.1) which gives Theorem 1.1 for the groups
$\operatorname {GPin} (V)$
and
$\operatorname {GPin} (W)$
.
4 GSpin case
In this section, we prove Theorem 1.2 for
$\operatorname {GSpin}(V)$
. The proof follows the same line as the GPin case but we need to make appropriate changes. Note that we follow the main arguments in [Reference Emory and TakedaET23, Proposition 9] and we adapt its arguments to the Archimedean case and we briefly explain the main ideas. To point out the difference, you can see the proof of Proposition 4.3. In particular, we define a group
$\widetilde {\operatorname {GSpin}}(V)$
which is the analog of
$\widetilde {\operatorname {SO}}(V)$
following exactly as the non-Archimedean case. First, we recall our basic setup. As before, V is a quadratic space with
We fix an orthogonal basis
$e_1,\dots ,e_{n-1}, e_n$
, and assume
$W=\operatorname {\mathrm {Span}}\{e_1,\dots ,e_{n-1}\}$
so that
$V=W\bigoplus Fe$
with
$e:=e_n$
. We define the group
$\widetilde {\operatorname {GSpin}}(V)$
as
so that we have
The surjection
$\chi $
sends
$e^k\beta $
to
$-1$
, and
where
$e^k\beta $
acts on
$\operatorname {GSpin}(V)$
by conjugation viewed inside
$\widetilde {\operatorname {GPin}}(V)$
. Since
$\widetilde {\operatorname {GSpin}}(V)$
is a subgroup of
$\widetilde {\operatorname {GPin}}(V)$
, it acts on
$\operatorname {GSpin}(V)\times V$
(viewed merely as a set) by restricting the action of
$\widetilde {\operatorname {GPin}}(V)$
as
where
$(h, v)\in \operatorname {GSpin}(V)\times V$
.
We let
$\widetilde {\operatorname {GSpin}}(V)_e$
be the stabilizer of
$e\in V$
under the action of
$\widetilde {\operatorname {GSpin}}(V)$
on V as usual. Analogously to the
$\operatorname {SO}(V)$
case, one can then show
and we define
We have
where the surjection
$\chi $
sends
$e_{n-1}^{k-1}e\beta $
to
$-1$
, and
where the action of
$e_{n-1}^{k-1}e\beta $
is by conjugation viewed inside
$\widetilde {\operatorname {GPin}}(V)$
.
We define an involution
for
$g\in \operatorname {GSpin}(V)$
. This is the action of
$e_{n-1}^{k-1}e\beta \in \widetilde {\operatorname {GSpin}}(V)_e$
on
$\operatorname {GSpin}(V)$
. Since e commutes with all the elements in
$\operatorname {GSpin}(W)$
, we have
$\tau _W(\operatorname {GSpin}(W))=\operatorname {GSpin}(W)$
.
We have the canonical projection
which is nothing but the restriction of the canonical projection
$P:\widetilde {\operatorname {GPin}}(V)\to \widetilde {\operatorname {O}}(V)$
. We then have
Let
$g\in \operatorname {GSpin}(V)$
be semisimple, and set
$h:=P(g)\in \operatorname {SO}(V)$
. We recall [Reference Emory and TakedaET23, Proposition 3.2] as follows.
Proposition 4.1 [Reference Emory and TakedaET23]
-
(1) There is an orthogonal sum decomposition $V=V_1 \oplus \cdots \oplus V_m \oplus V_{+} \oplus V_{-},$
where each of
$V_i$
and
$V_{ \pm }$
is an h-invariant subspace of the following type: -
(a) $V_i=X_i \oplus X_i^*$
, where
$X_i$
is a vector space over a finite extension
$A_i$
of F and
$X_i^*$
is the dual of
$X_i$
, and both
$X_i$
and
$X_i^*$
are h-invariant; -
(b) $V_i$
is a vector space over a finite extension
$A_i$
of F equipped with a (nondegenerate) Hermitian form
$\langle \langle -,-\rangle \rangle _i$
with respect to an involution on
$A_i$
which fixes F pointwise; -
(c) each of $V_{ \pm }$
is a nondegenerate subspace of V, on which h acts on
$V_{ \pm }$
as
$\pm 1$
, respectively.
-
-
(2) There is an isomorphism
$$\begin{align*}\mathrm{O}(V)_h \simeq G_1 \times \cdots \times G_m \times \mathrm{O}\left(V_{+}\right) \times \mathrm{O}\left(V_{-}\right), \end{align*}$$where $ G_i= \begin {cases}\mathrm {GL}_{A_i}\left (X_i\right ), & \text { if } \ V_i=X_i \oplus X_i^*; \\ U_{A_i}\left (V_i\right ), & \text { otherwise} .\end {cases} $
Then, [Reference Emory and TakedaET23, Proposition A.4] implies that we have
where
Following exactly as in the proof of [Reference Emory and TakedaET23, Lemma 9.1], we have the following lemma.
Lemma 4.2 Keeping the above notation, we have
4.1 Vanishing of distribution
Analogously to the GPin case, we prove the following main technical result:
where
$\widetilde {\operatorname {GSpin}}(W)\simeq \operatorname {GSpin}(W)\times \{1, e_{n-1}^{k-1}e\beta \}$
acts on
$\operatorname {GPin}(V)$
by restricting the actions (4.1). In particular, the element
$e_{n-1}^{k-1}e\beta $
acts via the involution
$\tau _W$
, which preserves
$\operatorname {GSpin}(W)$
setwise. Recall that the action of
$\widetilde {\operatorname {GSpin}}(V)$
on
$\operatorname {GSpin}(V)\times V$
is defined in (4.1).
Proposition 4.3 We have a natural inclusion
Hence, if
then
$\mathcal {S}^*(\operatorname {GSpin}(V))^{\widetilde {\operatorname {GSpin}}(W), \chi }=0$
.
Proof This can be proven in the same way as Proposition 3.5. Namely, let
and consider the projection
By Witt’s theorem,
$\operatorname {GSpin}(V)$
acts transitively on Y. Moreover, using the actions listed in (4.1), one can show that
$\phi (g \cdot (h,v)=g \cdot \phi (h,v)$
for all
$g \in \widetilde {\operatorname {GSpin}}(V)$
and
$(h,v) \in X$
and so this
$\phi $
is a continuous
$\widetilde {\operatorname {GSpin}}(V)$
-equivariant Nash map. Thus, by the Frobenius descent, we have
where the left-hand side is a subspace of
$\mathcal {S}^*(\operatorname {GSpin}(V)\times V)^{\widetilde {\operatorname {GSpin}}(V), \chi }$
. But clearly
The proposition follows.
4.2 Reducing to classical group situation
It is now enough to show
Arguing in the same way as the
$\operatorname {GPin}$
case, this vanishing assertion reduces to
for all semisimple
$g\in \operatorname {GSpin}(V)$
. Since the canonical projection P is bijective on
$g\,\mathcal {U}_g$
, we have the natural isomorphism
Since we have
it is enough to show
We know
$P(\operatorname {GSpin}(V)_g)$
is as in Lemma 4.2 and
$P(\widetilde {\operatorname {GSpin}}(V)_g)$
is generated by
$P(\operatorname {GSpin}(V)_g)$
and the element
$\gamma \beta $
, where
$\gamma =(\gamma _1,\dots ,\gamma _m,\gamma _+,\gamma _-)\in \operatorname {O}(V_1)\times \cdots \times \operatorname {O}(V_m)\times \operatorname {O}(V_+)\times \operatorname {O}(V_-) $
such that
$\gamma h^{-1}\gamma ^{-1}=h$
, where
$h:=P(g)\in \operatorname {SO}(V)$
as before (see also [Reference Emory and TakedaET23, Equation 8.1]. Note that since the orthogonal factor of
$P(\operatorname {GSpin}(V)_g)$
is
$\operatorname {SO}(V_+)\times \operatorname {SO}(V_-)$
, we always choose
$\gamma _{\pm }=r_{e_{\pm }}^{k_{\pm }}$
. The remaining part of the proof is identical to the proof in the GPin case, and so the proof is complete.
In conclusion, we have shown the vanishing assertion of (1.1) which gives Theorem 1.1 for the groups
$\operatorname {GSpin} (V)$
and
$\operatorname {GSpin} (W)$
.
Acknowledgments
This collaboration was initiated at the Midwest Representation Theory Conference at the University of Michigan in March 2022 and discussed further at the Texas-Oklahoma Representations and Automorphic Forms (TORA) Conference at the University of Oklahoma in October 2023. We thank both conferences for providing a wonderful atmosphere to meet each other and collaborate. The first author would like to thank Shuichiro Takeda and Wee teck Gan for their continued interest in the project. The second author is grateful to Purdue University for providing excellent working conditions during a one-year research visit (July 2022–July 2023).











