Digital technologies have often been perceived as imperiling traditional cultural expressions (TCE). This angst has interlinked technical and sociocultural dimensions. On the technical side, it is related to the affordances of digital media that allow, among other things, instantaneous access to information without real location constraints, data transport at the speed of light, and effortless reproduction of the original without any loss of quality.Footnote 1 In a sociocultural context, digital technologies have been regarded as the epitome of globalization forces—not only driving and deepening the process of globalization itself but also spreading its effects. A frequently made statement in this respect is that “[t]he distinct and diverse qualities of the world's multiple cultural communities are threatened in the face of uniformity brought on by new technologies and the globalization of culture and commerce.”Footnote 2
Yet, it is fair to say that digital technologies (or for that matter, any technologies) cannot be “bad” per se. It is the ways in which technologies are applied and the purposes they serve that may have (usually unevenly spread) positive or negative effects.Footnote 3 It is also for the law to react to these effects in order to safeguard certain public interests and the attainment of goals important to society.Footnote 4 It is one of the objectives of this article to show that in the context of the protection and promotion of TCE, rather counterintuitively, there are a number of ways in which digital technologies may act as benevolent factors. We illustrate in particular that some digital technologies can be instrumentalized to protect TCE forms, reflecting more appropriately the specificities of TCE as a complex process of creation of identity and culture. The article also seeks to reveal that digital technologies—and more specifically the Internet and the World Wide Web—have had a profound impact on the ways cultural content is created, disseminated, accessed and consumed. We shall argue that this environment may have also generated various opportunities for better accommodating TCE, especially in their dynamic sense of human creativity.
The article's argument unfolds in four main parts. Section 1 describes in more detail the salient features of digital technologies. Section 2 analyzes their impact on markets; consumer and business behavior; and, ultimately, the processes of formation, production, and expression of culture. Section 3 is intended to put these developments into the context of protection and promotion of TCE and explores the opportunities this newly created information and communication environment may have brought about. An essential element of this analysis is the legal framework, in particular those rules related to intellectual property protection, that may function as both a facilitator and an inhibitor to appropriately accommodating TCE and the indigenous communities as TCE producers within the global marketplace for cultural content. The final section provides a synthesis of our observations.
1. DIGITAL TECHNOLOGIES: SOME SALIENT FEATURES
At the core of the sweeping changes that we are about to describe is the process of digitization. Digitization allows for the expression of each and every type of content (be it audio, video or text) in a line of zeroes and ones and thereby creates a universal code for all information. As a consequence, it is irrelevant to the network whether the data being transferred is the video of the Apache sunrise ceremony, a picture of a sacred Aboriginal totem, or the latest hip-hop hit—they will all be rendered into binary digits.
The ability of digital systems to handle an ever greater amount of multimedia content at lower and lower cost is a product of the exponential growth in the processing power and memory of microchips.Footnote 5 As a third element of this technological matrix comes the perfection of optical fibers, which has led to enhanced breadth and capacity of networksFootnote 6 and allowed the conveyance of digitized information at the highest speed possible. On top of this infrastructural layer came the Internet, as a global, publicly accessible network of interconnected networks, and the World Wide Web, which builds the logical layer of the Internet as a system of interlinked, hypertext documents. The latter ultimately allows us to reach the application and content layers, exploring web pages and creating, searching, and consuming a great variety of content.Footnote 7
For the purposes of this article, both the affordances of digital technologies in a narrow technical sense (such as data conversion, transport, and access) and the impact of these technologies on the broader information and communication environment, on business and consumer behavior patterns, and on the processes of cultural creation and expression will be important. Bear in mind that all these processes, both taken as advances in technology and as societal changes, are never static but in constant and haphazard flux.
2. DIGITAL TECHNOLOGIES AND THEIR IMPACT ON THE GLOBAL MARKETS FOR CULTURAL CONTENT
2.1 New Mechanisms, New Diversity
By reducing information to zeroes and ones, digital representation radically modifies the characteristics of content. For one, it is freed from the need for a tangible medium, and it can be swiftly distributed at almost no cost. A second salient feature that has caused much uproar in both the big media conglomerates and small indigenous communitiesFootnote 8 is the ability to make perfect copies. A third, less noted but perhaps the furthest reaching, characteristic of digital media is that they have changed the way information is organized and accessed.Footnote 9
Under the broader category of digitally induced market modifications,Footnote 10 as the reproduction, storage, and distribution of digital media products have a marginal cost close to zero, it becomes economically viable to sell relatively unpopular products. This creates incentives for suppliers to offer a larger and more diverse portfolio including “nonhit” titles that appeal to smaller niche audiences. This may be true for indigenous music,Footnote 11 but it is also more generally applicable to offering products and services in a greater number of languages: Whereas most web sites are still in English, it is a fact that as the Internet becomes ubiquitous, people around the world prefer to read their news, stories, and local gossip in their own language. So, in parallel to the intensified globalization, one may also observe a process of localization.Footnote 12 In this sense, for example, though most of the articles in the free online Wikipedia are in English (2,976,299), it contains content in 266 other languages, including Fiji Hindi, Igbo, and Māori.Footnote 13
The digital setting may have also reduced the significant entrepreneurial risk inherent in launching new cultural goods and servicesFootnote 14 (at least for some of them) while making their visibility greater. This is in stark contrast to the substantial storage and distribution costs in the offline world, where the shelf space (be it TV prime time or a Christmas cinema weekend) is limited.Footnote 15
Traditional media companies have also faced (and still face) horrendous promotion costs, which were unbearable for smaller producers or individual artists. In the digital ecology, however, access to a wider audience is facilitated and made cheap. Supply and demand are also somewhat more easily “connected” as the Internet allows searching through a single point of entry. This search process is dynamic and in addition to the conventional search engines, other methods such as samples, feedback, and other advanced search tools based on collective intelligenceFootnote 16 enable users to discover even new products, eventually widening the diversity of content consumed.Footnote 17
In the longer run, as consumers become more and more empowered to choose as we move from a “push” to a “pull” mode of content consumption (e.g., from classical broadcasting to on-demand),Footnote 18 it is conceivable that consumer selection will constantly generate new and/or niche products.Footnote 19 This would have the effect of inducing markets to offer new types of content, including, for example, archived or original works and director's cuts or performances, be they European, American, or African.Footnote 20 This may ultimately lead to a greater share of available and effectively consumed “good” works, which, if realized, would be a genuine expression of cultural diversity.Footnote 21
Another interesting implication relates to the fact that, in the digital environment, content remains accessible and usable long after its traditional one-off viewing at movie theatres, on TV, or through DVD rental or sale.Footnote 22 Pulling content individually from a virtually unlimited selection of titles may in effect change the value attached to cultural content. Romantically put, this value would transcend the mere one-off use of content and offer incentives for creating good content, be it original, avant-garde, or traditional, which people would be willing to consume more than once.
To sum up these implications, digital technologies have fundamentally changed the conditions for participation in the communications environment as production and distribution costs fall and as the notion of scarcity is redefined.
2.2 New Types of Content Production
The second category of changes resulting from the properties and the dynamics of the digital space has to do with new modes of production of information, knowledge, and entertainment, whereby users become active creators, individually or as part of the community.
Due to the decreased costs of identifying like-minded groups of individuals and of communicating and acting together,Footnote 23 the digital environment has given birth to multiple virtual communities and social networks.Footnote 24 These allow for a new type of community building and facilitate communication both within the said community and with external parties. In conjunction with these new forms of social interaction and much more critically for our present context, people online, equipped with diverse Web 2.0 tools,Footnote 25 also create content. The idea that anyone with a computer and Internet connection (without the need of any intermediaryFootnote 26) can express her- or himself in a variety of ways and communicate with billions of people is very powerful, and this creative potential should be by all means accounted for.
Besides the intensified individual creation of content in the digital environment, a commons-based production of information has emerged, where “individuals band together, contributing small or large increments of their time and effort to produce things they care about.”Footnote 27 These changes not only relate to what some call “amateurs”Footnote 28 but also profoundly affect how all artists and culture makers express themselves, how they communicate with one another and with the public, how cultural content is presented and made accessible, and how it is consumed.Footnote 29
3. IMPLICATIONS FOR THE PROTECTION AND PROMOTION OF TRADITIONAL CULTURAL EXPRESSIONS: SKETCHING SOME OPPORTUNITIES
Before we consider the possible effects of the above processes on the modes of TCE protection and promotion, a definition of the notion of TCE is due. Although a number of definitions of TCE exist in national and regional laws and in international instruments,Footnote 30 there is presently no internationally settled common definition. The World Intellectual Property Organization's (WIPO's) Draft Provisions on TCE Footnote 31 do however offer a broad description of what constitutes TCE (but expressly leave the choice of terms denoting the protected subject matter to national and regional fora).Footnote 32 Pursuant to this description, “‘traditional cultural expressions’ or ‘expressions of folklore’ are any forms, whether tangible and intangible, in which traditional culture and knowledge are expressed, appear or are manifested.” These may comprise or be combinations of “(i) verbal expressions, such as: stories, epics, legends, poetry, riddles and other narratives; words, signs, names, and symbols; (ii) musical expressions, such as songs and instrumental music; (iii) expressions by action, such as dances, plays, ceremonies, rituals and other performances, whether or not reduced to a material form; and (iv) tangible expressions, such as productions of art, in particular, drawings, designs, paintings (including body-painting), carvings, sculptures, pottery, terracotta, mosaic, woodwork, metalware, jewelry, baskets, needlework, textiles, glassware, carpets, costumes; handicrafts; musical instruments; and architectural forms.”Footnote 33
This “draft description,” as the WIPO calls it,Footnote 34 already gives a sense of the staggeringly wide range of expressions that qualify as TCE, comprising both “pre-existing materials dating from the distant past that were once developed by ‘authors unknown’ through to the most recent and contemporary expressions of traditional cultures, with an infinite number of incremental and evolutionary adaptations, imitations, revitalizations, revivals and recreations in between.”Footnote 35 The essential qualification that sets these expressions apart from any other cultural expression is the “defining characteristic of ‘traditional’,”Footnote 36 whereby all creations “identify a living tradition and a community that still bears and practices it.”Footnote 37
Despite the preceding guidelines on identifying TCE, it should be noted that the term “TCE” may often be an ill-suited, somewhat artificially constructed shortcut to depicting an extremely complex reality whose limits are indefinable and whose elements may be in themselves complex notions, such as the concept of “dreaming” of Australia's indigenous peoples.Footnote 38 TCE are also not a static but a highly dynamic, living system, which is constantly in the process of renegotiation, innovation, and creation.Footnote 39 Furthermore, and accounting for the indigenous communities' perspective, it is to be acknowledged that they commonly “regard all products of the human mind and heart as interrelated, and as flowing from the same source: the relationships between the people and their land, their kinship with the other living creatures that share the land, and with the spirit world.”Footnote 40
The indigenous peoples' demands for protecting and promoting TCE are accordingly heterogeneous.Footnote 41 In a narrow context, which is also the most policy relevant, indigenous communities strive for intellectual property (IP) protection. They wish to distinguish this “IP protection” “from the ‘safeguarding,’ ‘preservation’ and ‘promotion’ of cultural heritage, which refer generally to the identification, documentation, transmission and revitalization of tangible and intangible cultural heritage in order to ensure its maintenance or viability.”Footnote 42 At the same time, indigenous peoples do acknowledge that many of their aspirations relating to TCE may be addressed by non-IP measures targeted at preservation and promotion of cultural heritage as well as by other tools, such as those developed under communities' customary laws.Footnote 43
In this sense, when talking about “TCE protection,” and although we repeatedly stress the dynamic character of TCE, it seems that “current disputes center on items of TK [traditional knowledge] as they now exist.”Footnote 44 The concrete goals pursued through the IP protection may, however, differ. On the one hand, some communities wish to claim and exercise IP in their TCE to enable them to exploit them commercially as a contribution to economic development. On the other hand, some communities wish to exercise IP rights in order to prevent the use and commercialization of their TCE by others (including culturally offensive or demeaning use, and use that inaccurately represents their cultures). Finally, many communities are concerned with preventing others from gaining or maintaining IP over their TCE. This would entail defensive mechanisms to block third parties' IP rights if these are considered prejudicial to the community's interests or IP rights obtained without the consent of the community (the so-called “defensive protection”).Footnote 45
In the following analysis, we look at both the opportunities for TCE protection and for TCE promotion and do not follow the strict lines of IP protection as understood in the work of the WIPO's Intergovernmental Committee on Intellectual Property and Genetic Resources, Traditional Knowledge and Folklore (IGC).Footnote 46 Rather, we adopt a broader approach along the lines of the UNESCO Convention on the Protection and Promotion of the Diversity of Cultural Expressions.Footnote 47 In the next two sections, we map out some tools that the digital environment has provided for the protection and promotion of TCE.Footnote 48 In this inquiry, we do not discuss in detail the adoption of digital technologies by different indigenous communities. While we do not undervalue the fact that many of them tend to be materially poorFootnote 49 and that the digital divide is a reality, anecdotal and empirical evidence shows that indigenous peoples have been active users of the Internet for quite some time.Footnote 50 Some even argue that “the Internet is an ideal match for Aboriginal tribes, providing the necessary economy of scale to support electronic publishing for such small constituencies … because the Internet can support an admixture of audio, video, and text, transcending the print medium, it is ideally suited to the oral story-telling traditions of the Aboriginal Community.”Footnote 51
Although some communities still reject the Internet as a medium, the contact of indigenous communities with digital technologies has clearly been intensified in recent years, both as the network expands and as communities themselves become more willing to enter the digital space. This process has been facilitated by a growing number of more suitable applications that reduce the media literacy threshold and apply step-by-step learning tools. Beyond these efforts, digitized indigenous content enters the globalized digital space through various other channels, such as museum and archiving activities, nongovernmental organization (NGO) initiatives, and diverse research and language preservation projects.Footnote 52
3.1 Tools to Protect
The modern IP system provides for a broad palette of sophisticatedFootnote 53 and flexible tools that allow us “to protect both traditional and new forms of symbolic value produced in particular places as they circulate in global commodity markets.”Footnote 54 At the same time, the IP system is far from perfect and shows substantial deficiencies with particular regard to TCE. Most of the limitations are inherent in the nature and the mechanisms of protection and relate to the centrality of authorship, originality, and mercantilism to the “Western” IP model. As a result, numerous non-Western, collaborative, or folkloric modes of production are left outside the scope of IP protection,Footnote 55 and there is a sort of a dissonance between the contemporary IP rights and TCE as the subject matter of protection. The rise and spread of global media have only exacerbated this discord, while at the same time significantly raising the economic stakes in protecting traditional knowledge for both the indigenous communities and for its nonindigenous, allegedly unlawful, users.Footnote 56
With specific regard to copyright, which is the most relevant protection mechanismFootnote 57 as far as TCE are concerned,Footnote 58 the following limitations have been identified as especially worrisome:
1. Originality. Copyright protects only original works, and many traditional literary and artistic productions are not original in this sense. Similarly, traditional designs are not deemed new or original for industrial designs protection. At the same time, adaptations of TCE can be protected as original copyright works and designs, leading to calls for defensive protection.
2. Ownership. Protection of copyright and industrial designs requires the identification of a known individual creator or creators in order to determine the holders of rights and identify precisely who might benefit from such rights. It is difficult, if not impossible, however, to identify the creators of TCE and hence the right-holders and beneficiaries in TCE, because TCE are communally created and held, or because the creators are unknown or unlocatable. The very concept of ownership in the IP sense may also be alien to many indigenous peoples.
3. Fixation. The fixation requirement existing in many national copyright laws prevents intangible and oral expressions of culture, such as tales, dances, or songs, from being protected unless and until they are fixed in some form or media. Even certain fixed expressions, such as face painting, body painting, and sand carvings, may not meet the requirement. Yet, rights in recordings and documentation of TCE vest in the people responsible for these acts of fixation, such as ethnomusicologists, folklorists, and other researchers, and not in the TCE bearers.
4. Term of protection. The limited term of protection in copyright, related rights, and industrial designs is claimed to be inappropriate for TCE. It fails to meet the need to protect TCE in perpetuity or at least as long as the community exists. The limited term of protection also requires certainty as to the date of a work's creation or first publication, which is often unknown in the case of TCE.
5. Exceptions and limitations. Apart from the limited term of protection for most IP forms, it has been argued that other exceptions and limitations commonly found in IP laws are not suitable for TCE. For example, typical copyright exceptions that allow a sculpture or work of artistic craftsmanship permanently displayed in a public place to be reproduced in photographs or drawings without permission may seriously disturb indigenous sensibilities and undermine customary rights.
6. Defensive protection. Indigenous peoples and communities are concerned about nonindigenous companies and persons imitating or copying their TCE or using them as a source of inspiration, and then acquiring IP protection over their derivative work, design, mark, or other production. Communities have expressed, for example, concerns over the use by external parties of words, names, designs, symbols, and other distinctive signs in the course of trade or over their registration as trademarks.Footnote 59 Furthermore, neither copyright nor industrial design laws protect the style of literary and artistic works and designs.Footnote 60
To remedy these deficiencies, a number of efforts are being made under the auspices of WIPO and others that seek to provide legal protection for TCE and for traditional knowledge (TK) “as an essential corrective for the international community as well as individual nations to undertake.”Footnote 61 Most of these initiatives take as self-evident the proposition that TCE and TK ought to be protected, and they explore ways of doing so by either modifying the present IP system or by creating sui generis rights.Footnote 62 Yet, there are also strong arguments against taking this path. In a recent article, Munzer and Raustiala examine existing theories of propertyFootnote 63 in search of a basis for TK protection and convincingly argue that “provisions aimed at the ‘defensive’ protection of TK—that is, at halting the (mis)use of TK by nonindigenous actors in patents or copyrighted materials—merit the most support.”Footnote 64 They find, however, “much less support for ‘offensive’ protection, in which TK holders would have the right to control TK that would not otherwise be protected by the existing IP system.”Footnote 65 Some of the concerns Munzer and Raustiala share are that while TK advocates may develop a sound justification for the protection of TK as a form of property, “they must also provide a satisfactory account of why the TK of indigenous peoples, and not other practices and forms of collective or incremental knowledge of other groups, ought to receive legal protection”Footnote 66 and “robust TK protection is in great tension with many core principles of the existing IP system; it is not merely something that can be tacked on as a new right … [and] TK protection aimed solely at indigenous groups requires a compelling theory of discrimination between indigenous and non-indigenous claims.”Footnote 67
It is not the purpose of this article to engage in (or let alone solve) the debate of whether the IP regime or some changes thereof are the best way to respond to the indigenous peoples' worries as far as the protection of their knowledge systems is concerned. Against the backdrop of these discussions and the yet unresolved and very complex issues,Footnote 68 we suggest rather that the digital environment presents opportunities for tailoring the application of existing IP protection mechanisms and for using other, not strictly IP avenues of protecting TCE.Footnote 69 We offer some examples that support this thesis.
3.1.1 Dynamic Participatory Databases
As noted earlier, in the digital space, information is organized, searched, and accessed in a new manner. Under these conditions, some technological tools, including digital rights management (DRM) systems, may be applied so as to reflect better the very different and sometimes conflicting demands of indigenous peoples (e.g., for openness and secrecy, or for different levels of access according to privileges or skills of different community members). Such technological tools may enable authorized members to “define and control the rights, accessibility and reuse of their digital resources; uphold traditional laws pertaining to secret/sacred knowledge or objects; prevent the misuse of indigenous heritage in culturally inappropriate or insensitive ways; ensure proper attribution to the traditional owners; and enable indigenous communities to describe their resources in their own words.”Footnote 70
Here is a concrete example of utilizing some of these possibilities, and in particular that of tailoring access to and use of knowledge.Footnote 71 Kimberly Christen, an anthropologist, helped recently to create a digital archive containing photos, video, and audio files, all of which are reproductions of cultural artefacts and documents of the Mukurtu Wumpurrari-kari, an Australian indigenous group. Although the system is open to everyone, it asks everyone who logs in for their name, age, sex, and standing within the community and provides for conditional access according to these data, so that the community's customs regarding what can and cannot be seen, of what is “proper,”Footnote 72 are reflected.Footnote 73
Christen shares her experience in this context, revealing the opportunities offered by digital technologies:
The flexibility and relative low cost of new technologies have allowed me to work with Warumungu community members in Australia's Northern Territory to create digital projects grounded in their pre-existing, yet always changing, cultural protocols for non-digital cultural materials. These projects—a dynamic online space and a locally adaptable and accessible digital archive—highlight both the processes that anthropologists can engage in and the creative workarounds that exist for extending open access paradigm to include local cultural protocols and practices within the management of cultural and academic knowledge.Footnote 74
Similarly, the Indigenous Collections Management ProjectFootnote 75 has created data-security software and metadata standards for the dissemination of culturally sensitive materials, restricting certain types of information that are considered sacred, secret, or of other specific value to the indigenous community.Footnote 76 Overall, such initiatives may contribute to overcoming the fears indigenous peoples have of maltreatment of sacred values and symbols, which are core to their identity and the fears of embracing digital media. They may also facilitate the process of registering and compiling data on TCE that is subsequently easily searchable and manageable for purely anthropological purposes, for communities' own representation and active participation, or for defensive IP protection.Footnote 77
It is essential to distinguish such archives from the conventional ones, where “indigenous voices have had little impact in shaping the information architectures that underlie how cultural heritage is organized and disseminated online.”Footnote 78 Kansa refers to these old archives as “‘top down’ models of cultural heritage dissemination”Footnote 79 and notes that “the imposition of a culturally alien database schema dissociates indigenous culture from its context, making it lose much, if not all, of its meaning. Such attempts at cultural heritage documentation may have little relevance to a local community; worse, it may be seen as an act of appropriation, even if motivated by a desire to help.”Footnote 80
3.1.2 Tailored Protective Models
Next to the modifications that the digital environment has brought about, some of which we have sketched already, the digital space has also substantially increased the economic importance of information, which has correspondingly led to a magnified value of copyright lawFootnote 81 and to an expansion of its reach.Footnote 82 At the same time, the existing copyright models have been put under pressure. Because they are often too rigid to allow full realization of the possibilities for the production and distribution of digital content (or indeed render them illegal), some new hybrid models of the protection of authors' rights have emerged. One prominent model is the Creative Commons (cc) license.Footnote 83 It allows management of content under a “some rights reserved” mode, whereby the Creator/Licensor may shape her or his package of rights applying different conditions to the licensed work. These conditions are organized under four categories—attribution,Footnote 84 noncommercial,Footnote 85 no derivative works,Footnote 86 and share alikeFootnote 87—and people may distribute their works combining these depending on the purpose intended.Footnote 88 Evidence shows that the availability of such legal constructs feeds positively back to the development of more user-created content and enhances the diversity of content overall.Footnote 89
The cc-license is also already well spread and embedded in popular content platforms, such as Flickr and Wikipedia, or in the work of public organizations, such as universities and museums. This large-scale adoption strengthens the network effects and, by practically becoming the standard, gives some legal certainty to the emerging culture of sharing. These softer, less rigid, forms of IP protection may also prove particularly useful for TCE protection and allow the custodians of TCE to shape their presentation reserving some rights of importance to the communityFootnote 90 while releasing others and allowing cultural content to be shared, remixed, and reused. Such tailored models may also correspond better to some indigenous forms of creation, where the author as a solitary figure is not central to the creative process. The use of such licenses must not be understood as a purely noncommercial activity: There are options that permit going beyond the cc-licenses (the so-called CC+) not only for commercial purposesFootnote 91 but also additional permissions or services, such as warranty, permission to use without attribution, or even access to performance or physical media.Footnote 92
The pursuit of appropriate protection tools for TCE should not remain limited to the cc-license, which cannot reflect all their specificities,Footnote 93 and attempts should be made to develop new nonstandard licenses that fit better the complex indigenous world of sacred, private, secret, and shared.Footnote 94 However, the cc-licenses do offer opportunities that must be explored and tested by indigenous communities.Footnote 95 They may also contribute to overcoming the “binary code” in the TCE discussions of either IP or public domainFootnote 96 and allow for “in-between” hybrid solutions. Such opportunities are not to be understood as protection tools stricto sensu but also as promotional ones because they encourage the processes of creation, reformulation, and distribution of indigenous culture.
Finally, another instrument worth exploring as part of the TCE protection toolkit that indigenous communities can resort to in the digital space relates to the use of protocols. As Brian Fitzgerald and Susan Hedge convincingly argue, “the development and implementation of protocols for dealing with cultural materials is becoming an increasingly important means of ensuring that the rights of indigenous peoples are recognized.”Footnote 97 Protocols are deemed to be “appropriate ways of using Indigenous cultural material, and interacting with Indigenous people and their communities. Protocols encourage ethical conduct and promote interaction based on good faith and mutual respect.”Footnote 98
But what exactly are protocols, and what role can they play under the conditions of the digital environment? Generally, protocols in the specific context of TCE are meant to function as “ways of actioning”Footnote 99 principles of prime importance to indigenous communities. Terri Janke, for the Australia Council for the Arts, has identified nine principles in this context: respect; indigenous control; communication, consultation, and consent; interpretation, integrity, and authenticity; secrecy and confidentiality; attribution; proper returns; continuing cultures; and recognition and protection.Footnote 100 Based on this “framework for respecting Indigenous heritage,”Footnote 101 Janke has gone on to elaborate different protocols for different types of media.Footnote 102 “For example, a cultural protocol to action the underlying principle of respect is to acknowledge the Indigenous custodians of country at the site of each performance or installation, or in the introductory on-screen text in a screen-based project.”Footnote 103 Some of these protocols are valid or even specifically designed for the Internet.
When online, people commonly use a wide range of services, such as web hosting, search engines, and data storage. The use of these services is based on certain contractual terms that we agree to, most often implicitly (by not opposing to the Terms of Service [ToS] as announced by the service provider) or through “click-wrap” agreements, where we click on the “I Agree” or similar icon.Footnote 104
In search of ways of implementing protocols in the digital space, Fitzgerald and Hedge have looked at some of the most popular content distribution platforms on the Internet (YouTube, Google, Flickr, and Wikipedia), web-hosting services, and Internet service providers, as well as at their ToS. They acknowledge “the significant power that access corporations reserve to themselves under standard user agreements” and find that “while TCE is not explicitly mentioned, words such as (racially) objectionable, offensive, confidential and discriminatory [contained in the ToS] provide some level of discretion.”Footnote 105 However, this potential for implementing protocols for the use of TCE on the Internet, which is reinforced by the possibilities of user participationFootnote 106 and by the willingness of corporations to adapt,Footnote 107 coexists with almost complete “ignorance about TCE in the Internet world.”Footnote 108
Bearing that in mind, Fitzgerald and Hedge suggest a few paths meant to lead toward “more consideration and protection of TCE in the Internet world.”Footnote 109 These encompass the following: (1) launching education and awareness campaigns to make access corporations, Internet users, and communities aware of TCE; (2) drafting protocols specifically for the Internet context; (3) adopting ToS expressly mentioning TCE; and (4) notice and take-down procedures. These measures would become active ex ante to prevent the uploading or posting of TCE in inappropriate or offensive ways and ex post to ensure that such material is properly dealt with once found or notified.Footnote 110 Overall, protocols could flexibly mediate between the old and the new, and this mediation could be particularly successful in the digital environment, where enhanced user participation and industry-audience communicationFootnote 111 make it more receptive to changes.
3.2 Tools to Promote
While promotion seems to be the less important member of the pair of “protection and promotion,” if we admit that “culture is organic in nature and in order for it to survive, growth and development are necessary,”Footnote 112 the perspective changes. Creativity and the dynamic aspect of TCEFootnote 113 come to the fore. This viewpoint transcends the preservation possibilities that digital technologies have enabled and means, above all, protection and promotion of the indigenous communities. For, as Michael F. Brown notes that “if global cultural diversity is preserved on digital recording devices while the people who gave rise to this artistry and knowledge have disappeared, then efforts to preserve intangible property will be judged a failure.”Footnote 114
In this context, the stress should be on participation. As Eric Kansa accurately notes, “in many ways, a polarized opposition between public domain advocacy and TK protectionism misses the point. Access to and participation in the digital commons (or alternative ‘commonses’) can be empowering for indigenous communities, just as much as thefts and appropriations of indigenous knowledge and culture can threaten these communities.”Footnote 115
In view of the salient features of the digital environment sketched in this article, we envisage a few scenarios contributing to the promotion of TCE and to that of indigenous and local communities.
The first scenario unfolds on a commercial level. While “the relationship between tradition, modernity and the market-place is not always perceived to be a happy one”Footnote 116 (and often isn'tFootnote 117), “it is important too not to make artificial distinctions between traditional communities and the market-place, as many traditional communities engage in marketing aspects of their culture.”Footnote 118 The digital environment makes such distinctions even more artificial as it fosters knowledge distribution, regardless of whether it is modern or traditional.Footnote 119
As discussed earlier, digitization has drastically reduced storage and distribution costs and has often had a similar impact on production costs, too (e.g., for digital videos). Although the repercussions of this have been mostly discussed in the context of nonindigenous media,Footnote 120 they are equally applicable to TCE. When digitized, TCE become “present” in the online space, whose capacity to generate markets for niche products offers possibilities for the creation of markets for TCE, both in the form of physical objects and as fixed digitized performances, stories, and songs. This is a unique opening for an incredibly wide variety of TCE forms to reach their audiences. The new demand for TCE could have (at least) a twofold effect. It would mean new (or multiplied) economic opportunities for the indigenous communities to market their creations globally and to become actively engaged in global trade. The financial inflow could further lead to substantial strengthening of the welfare of the peoples and their identity.Footnote 121 This empowerment will also feed back positively and foster “creativity, connectivity, and innovation [which] are probably far more effective at preserving and enhancing the dynamism and vitality of traditional knowledge”Footnote 122 than protectionism.
The second effect of the digital media affordances is that of promoting the indigenous communities themselves. It is in many ways related to the commercial dimension but could also be singled out as particularly important in its own right:
Providing an online context for local knowledge systems has the potential to help marginalized communities express and reassert identity, autonomy and represent themselves and their knowledge to the broader world community. Communities that have access to vital information and are better able to coordinate action are much more likely to be able to assert themselves and guard against cultural misappropriation. Therefore, development strategies that assist indigenous communities in using and governing their own digital communications resources should complement TK protection.Footnote 123
Indeed, it is even argued that many indigenous communities may overcome isolation through the Internet because it provides “an ideal medium for aboriginal communications”Footnote 124 and that it may further prevent the erosion of aboriginal languages, which feeds positively into reaffirmation of cultural traditions and a renewal of traditional relationships with the environment.Footnote 125
Indigenous communities have often found ways of their own to use digital media, in particular as prices of hardware have fallen and a wider range of devices, in particular mobile phones,Footnote 126 have become connected. These efforts must, however, be reinforced in order to enable true participation and involvement of indigenous peoples in the communicative processes of the digital ecosystem. The role of the state as a facilitator in this respect—as a provider of infrastructure and a disseminator of education—could be critical. These efforts would need to be supplemented by civil society initiatives,Footnote 127 broader capacity building, and participatory frameworksFootnote 128 at the national, regional, and global levels with the ultimate goal of allowing indigenous communities to make informed choices about their culture, identity, and development.Footnote 129 On the one hand, in our concrete case, this would mean informing indigenous communities about the TCE protection toolkit that they can make use of, which comprises a number of IP tools (which are still, despite the limitations of the current IP system, a powerful instrumentFootnote 130) and taking some non-IP measures. At the same time, raising the awareness among traditional communities of the effects of the digital environment and the opportunities it opens would become vital. On the other hand, initiatives aimed at raising the awareness of indigenous culture and peoples in the globalized digital community would also be essential.
3.3 Emerging Concerns
While the digital environment does create opportunities, there are also a number of emerging concerns. These go beyond the conventional worries that everything can be copied and put on the net. The issues of access and control over information are particularly pertinent and in need of discussion, although they may at first sight appear somewhat distant from the specific debate on TCE protection and promotion.
First, in the narrow context of digital preservation, there are still many unsettled matters. Digital preservation is an essential but also a precarious process:
Embodying creative works in digital form has the unfortunate effect of potentially decreasing their usable lifespan. Digital information is ephemeral: it is easily deleted, written over or corrupted. Because information technology such as hardware, software and digital object formats evolves so rapidly, it can be difficult to access and use digital materials created only a few years ago. Countless born digital works are created every day, but countless born digital works are also lost every day as they are removed, replaced, superseded or left, forgotten, in obsolete formats and media. Digitized and born digital materials are an important part of the world's cultural heritage, but unless active steps are taken to preserve them, they will be lost.Footnote 131
In this sense, digital sustainability is certainly very important. “Digital sustainability” means ensuring that digitized formats, especially in the field of cultural heritage, are of high quality and interoperable (both horizontally, i.e., between devices and formats and vertically, i.e., over time).Footnote 132
As the International Study on the Impact of Copyright Law on Digital PreservationFootnote 133 recognizes, copyright law could also be an obstacle to digital preservation projects, because many of the activities involved (such as making multiple copies of a work, distributing copies among multiple institutions, and migrating works to new technological formats and media) demand the exercise of exclusive rights, which in many cases would not fall under the copyright's exceptions and limitations.Footnote 134
In a much broader context, we argue that the sustainability of the digital environment as a whole will become vital. In this sense, developments, which can be characterized as purely technical or “foreign” to the system, may seriously influence the TCE ecology as well. Of particular importance are not only all decisions and developments that influence the interoperability of networks, software, and contentFootnote 135 but also questions related to technological and net neutrality.Footnote 136 In these complex matters, it is unlikely that straightforward solutions would be found, but the effort should be directed toward sustaining the generativity of the digital environment,Footnote 137 cautiously balancing private and public interests and avoiding overregulation.Footnote 138
The organization of information by search engines—their precision, positioning, and ultimately control—may also be critical in this context. Vaidhyanathan clearly expresses the fears in this regard related to the role of Google as the ubiquitous search engine and asks whether public libraries may be more appropriate to administer knowledge. He notes:
It is important to remember that Google serves its own masters: its stockholders and its partners. It does not serve the people of the State of Michigan or the students and faculty of Harvard University. The real risk of privatization is simple: companies fail. Libraries and universities last. Companies wither and crash. Should we entrust our heritage and collective knowledge to a company that has been around for less than a decade?Footnote 139
While this skepticism may not be warranted,Footnote 140 this is a telling example of the seismic changes occurring in the information environment and how discrete decisions may radically influence the processes within it.Footnote 141
4. CONCLUSION
The discussions on TCE cannot somehow be placed in a parallel world totally unlinked to the modern digital networked environment, whose reach will only grow over time, to its underlying issues, its struggles for innovation, access, and cultural diversity. Taking this broader view of the relationship between digital technologies and TCE, the question is not so much whether indigenous communities use the Internet—a question that would normally lead to a discussion of TCE in a development context that seeks instrumentalization of information and communication technologies (ICT). The question is above all how the changed (and changingFootnote 142) digital environment influences all the complex institutions and processes of TCE formation, creation, and expression, and whether (and how) one could efficiently provide for the protection and promotion of TCE in this environment.
We hold that the reduced economic thresholds for participation, the new dynamics and diversity of content, and the empowerment of users and communities, as well as some of the purely technical affordances of the digital space, may have brought about a number of opportunities for more meaningful protection and promotion of TCE and of their creators—the multiple indigenous communities scattered throughout the world.
We sketched a few concrete proposals in this regard. Some of them employ digital tools that tailor access to and use of traditional knowledge reflecting the indigenous peoples' demands for distinctions among secret, sacred, and open. We also gave instances of customized protective models, which, without prejudicing the conventional measures for IP protection, make use of innovative (and less burdensome) tools, such as the Creative Commons licensing or different protocols. In terms of TCE promotion, we stressed the importance of sustaining TCE in their dynamic dimension of human creativity, which also necessarily involves sustaining the community. The opportunities opened up in this respect in the digital space are multiple. On the one hand, they relate to the facilitation of marketing and trading of TCE forms that is not controlled by intermediaries, which would also be a source of profit for the community. On the other hand, the digital space allows for unprecedented means for participation of indigenous peoples in the processes of culture making, for communicating, reasserting, and renegotiating their traditional values. Certainly, the prospect of a global market for TCE needs to be balanced against the associated risks of commodification and increased misappropriation. Following our analysis, however, the most urgent need appears to be to make indigenous communities aware of the effects of the digital ecosystem, of the possibilities it offers, and of the available protective mechanisms. This would enable them to make informed choices and ultimately fit together on their own the elements that would build an individual and working model for protecting and promoting their TCE, culture, and identity. Fortunately, over the past few years we have observed various initiatives by international, national organizations and NGOs that go in this direction, departing from the search for one-size-fits-all solutions.
We only looked at a small fraction of the modifications that the digital technologies have triggered in the ways cultural content is created, communicated, and accessed, but it is sufficiently clear that these changes are profound and have multiple repercussions. They accentuate the interrelatedness of effects within the complex system of global and local and make regulatory decisions even more precarious. In this sense, for example, the granting of additional IP protection to forms of TCE cannot be unequivocally assessed as beneficial, because it could have harmful repercussions within the wider system: among other things, reducing creativity and obstructing the production of new cultural content.Footnote 143
The need for safeguarding balances is not limited to the IP regime, although it appears to be the most often named culprit, both in the debates on traditional knowledge protection and those on creativity and digital media.Footnote 144 As Madhavi Sunder aptly puts it:
In the twenty-first century, internal cultural fissures abound. Modern society is becoming increasingly homogeneous across cultures and heterogeneous within them. Globalization, liberalization, the Internet, and Diaspora to name only a few of the forces of modernization—are collapsing cultural barriers and facilitating unprecedented culture flows of people, information, and ideas across traditional cultural boundaries. Increased confrontation with modernity and exposure to alternate ways of life are spurring people within cultures to challenge cultural orthodoxies and demand more equality and autonomy within their cultural contexts.Footnote 145
The law has so far remained surprisingly unchanged and “steadfastly committed to the old-world view of cultural diversity as existing across cultures, but not within them”Footnote 146 and to protecting distinct rights of cultural groups, such as the right to association, religion, or culture meant to function as a defense against the forces of modernization and change.Footnote 147 We should be cautious that in the process of adapting legal rules for the sake of protecting TCE, these rules are not made too rigid, that is, drawing lines in too resolute a way and reestablishing (rather than dismantling) cultural boundaries.Footnote 148 In the meantime, digital technologies as a toolkit can perhaps provide for some hybrid and practical solutions until the larger-scale debates on the underlying and often irreconcilable values are settled.
