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Published online by Cambridge University Press: 24 February 2006
John Rawls is the towering figure of academic liberalism. A gentle, dignified, self-effacing man, he taught philosophy at Harvard for more than thirty years and from his commanding position exerted a decisive influence on his profession. Through his scholarship and teaching he played a major role in establishing the now-dominant understanding of liberalism in the academy and, more generally, of the method and purpose of the philosophical study of politics.Peter Berkowitz teaches at George Mason University School of Law and is the Tad and Dianne Taube Senior Fellow at Stanford's Hoover Institution (berkowitz@hoover.stanford.edu). He is the editor of the companion volumes Varieties of Conservatism in America (Hoover Institution Press 2004) and Varieties of Progressivism in America (Hoover Institution Press 2004).This essay weaves together (and in places corrects) the argument of “John Rawls and the Liberal Faith,” in The Wilson Quarterly, Spring 2002, pp. 60–69, and “The Academic Liberal,” in The Weekly Standard, Dec. 16, 2002.
John Rawls is the towering figure of academic liberalism. A gentle, dignified, self-effacing man, he taught philosophy at Harvard for more than thirty years and from his commanding position exerted a decisive influence on his profession. Through his scholarship and teaching he played a major role in establishing the now-dominant understanding of liberalism in the academy and, more generally, of the method and purpose of the philosophical study of politics.
Before Rawls, professors of philosophy, when they addressed questions about politics at all, tended to restrict their analysis to the use of words and their logical relations. Rawls's 1971 masterwork, A Theory of Justice, changed that. Bound to stand as a lasting contribution to the liberal tradition, Rawls's book restored the question of justice to its place of preeminence in the philosophical study of politics and thereby inaugurated a new era not only for professors of philosophy interested in political ideas but also for political theorists headquartered in political science departments.
Rawls's undertaking was exceptionally ambitious. His aim in A Theory of Justice was to extend and refine the social contract tradition from Locke to Kant—especially Kant—and, in a sense, to bring it to completion. Starting from intuitions about morality and human nature that he held to be austere, widely-shared, and deeply rooted in contemporary liberal democracies, he sought to provide, in 600 highly theoretical and densely-argued pages, a rigorous deduction of the fundamental principles and institutional arrangements of a well-ordered state. The state constructed in accordance with justice, according to Rawls, protected certain basic individual rights and, in a manner consistent with those rights, redistributed goods to achieve a substantially more egalitarian society. What makes A Theory of Justice distinctive, however, is not the egalitarian version of the modern welfare state that it seeks to vindicate, but the complex conceptual machinery that Rawls assembles to make the case.
Although Rawls himself did not draw the connection, his well-ordered state turned out to converge with the political program championed by the left wing of the Democratic Party. This convergence lent credence to the profoundly mistaken notion—reflexively embraced by many academic liberals, particularly those who took to calling themselves deliberative democrats—that policy debates between conservatives and progressives about how to protect freedom and achieve equality can be decided by abstract reason in favor of progressives.1
See, for example, Berkowitz 2003 and Berkowitz 1996, 36–42.
To be sure, intolerance of dissent and the suppression of inquiry does not represent an iron law of necessity imposed by Rawlsian principles. Rather, it is a temptation that arises within and is furnished means by Rawls's approach. For example, followers found in Rawls's rationalist method a justification for restrictive and self-aggrandizing judgments about the proper aim and boundaries of philosophical and political inquiry. They asserted correctly that to engage in reasoned argument it was necessary for interlocutors to proceed from common ground, but then confused the Rawlsian research paradigm and their own political agendas with the civility, toleration, and respect for competing points of view that ought to provide the common ground in universities.2
Mill draws the crucial distinction at the end of chapter 2 of On Liberty.
Rawls was different. Throughout his career he confronted questions about the limits of reason and the dependence of justice on opinions about which reasonable men and women could differ. Indeed, what is hinted at in certain recurring equivocations and obscurities in his books is confirmed by the explicit analysis of the last of his books, Lectures on the History of Moral Philosophy. Justice in the liberal tradition, in Rawls's considered opinion, is bound up with controversial metaphysical notions and a biblically grounded religious faith. To understand Rawls's legacy, it is necessary to observe how he wrestled with questions about liberalism's grounds, as well as with the tendency to shut down even forms and topics of inquiry that derived sustenance from his thought.
The paradox can be glimpsed in Rawls's exposition of the “original position” in A Theory of Justice. An up-to-date version of the “state of nature” teaching, it is a hypothetical and nonhistorical condition that Rawls constructs to illustrate the basic principles that perfectly reasonable persons would accept if asked to design a society from scratch.3
TJ, 17–22.
TJ, 3.
TJ, 18. See also, for example, 41–42, 48, 584.
TJ, 13.
TJ, 19.
TJ, 12. See also, for example, 16, 17, 21, 28, 31, 42, 44.
TJ, 141. See also, for example, 122–23, 140, 263–64.
Contrary to the misleading facade but in keeping with the actual structure of his analysis, Rawls does explain that the argument for the principles of justice in the original position “aims eventually to be strictly deductive…. We should strive for a kind of moral geometry with all the rigor which this name connotes.” See TJ, 121.
TJ, 136–42.
Rawls calls the constraints imposed on persons in the original position the “veil of ignorance.”12
By hiding knowledge of the attributes that distinguish one person from another, the veil of ignorance ensures that the reasoning about fair principles for social cooperation in the original position is not influenced by what Rawls regards as inessential or morally irrelevant factors.13TJ, 18, 53.
TJ, 17–22, 136–42, 504–07, 561.
Reasoning in the original position gives rise to “justice as fairness,” which receives expression in two principles.15
TJ, 60. Rawls calls the formulations of the two principles I cite here “provisional.” Subsequently, he offers a more refined and technical version of both principles. See TJ, 302–303. For a more “provisional” formulation, see TJ, 14–15.
TJ, 60.
When Rawls uses the terms “deliberation” or “deliberative” he generally has in mind not the give and take of discussion but the calm and rigor of systematic thinking. See, for example, TJ, 17, 416–24.
TJ, 263.
Unfortunately, Rawls obscures the function of the original position and the veil of ignorance that constitutes it, through use of the metaphor of discussion and debate. In fact, the original position is not a point of departure for the collaborative discovery of the moral foundations of politics. Nor is it a framework for the give and take of restrained public debate. Rather, it is a representation or modeling of common intuitions among citizens of liberal democracy about moral and political life and a means for clarifying inferences that should be drawn from them.21
For a particularly clear statement of why the original position should be seen not as a discussion but as a derivation, see PL, 273–74.
See, for example, TJ, 311–12.
Indeed, the supposedly austere assumptions about human nature on which Rawls's reasoning relies are themselves not secured by theory. Nor are they really austere. They are based instead on opinions about psychology, morality, and metaphysics that are very much open to question, certainly among those whose job it is to understand moral and political ideas. It is not just that the idea of the inviolability of individuals is itself a grand moral judgment. In addition, Rawls's theory depends on grand judgments about human psychology. For example, Rawls supposes that in practice the two principles of justice “lead to social arrangements in which envy and other destructive feelings are not likely to be strong,”23
TJ, 144, 534–41.
Rawls does mention without discussing Nietzsche's analysis of ressentiment. TJ, 535n8. And he does briefly discuss Freud's account of the origin of justice in envy and jealousy, 539–41.
TJ, 74.
TJ, 101.
TJ, 72–75, 100–108.
These flaws in the foundations do not prevent Rawls from illuminating liberalism's deep structure and enduring imperatives. Of particular significance, and central to his derivation and application of the two principles of justice, is his exploration of how the worth or enjoyment of rights in a liberal democracy is necessarily related to the social and economic conditions under which those rights are exercised. Freedom of speech, for example, confers vastly greater benefits on tenured professors than it does on individuals who can't afford a soap box. What remains eminently disputable after Rawls is the extent of government's capacity and obligation to provide for the social and economic bases of equality.
Rawls has not been without his academic critics, the best known of whom came to be called communitarians. Perhaps not coincidentally, the best known form of communitarian criticism was essentially another form of progressive liberalism, one that silently assumed the primacy of individual rights and which did not challenge the redistributivist requirements of A Theory of Justice.28
See, for example, Sandel, 1981.
Nevertheless, the communitarian critique led astray.29
See Berkowitz 1995, 54–64.
Communitarian critics (as well as Rawls's followers) generally gave short shrift to, or simply ignored, Rawls's extended discussion of family, society and the virtues in Part III of A Theory of Justice.
Twenty two years after A Theory of Justice, Rawls published a major restatement of his views. In 1993, with Political Liberalism, he sought to provide a defense of justice as fairness that was “political, not metaphysical.” Contrary to the widespread perception that his second book marked a fundamental revision in his thinking, Rawls emphasizes, and the book bears him out, that Political Liberalism instead represents an effort to resolve difficulties internal to his theory.31
PL, xv–xvi.
In particular, Rawls tried to allay the concerns of critics who found that A Theory of Justice went too far, making comprehensive claims about morality and politics that failed to respect the limits of reason and the claims of tradition and faith. His brand of liberalism, he maintained, did not depend on comprehensive moral claims or controversial first principles, and did not forsake, indeed proceeded from, the shared values and actual agreements of people living in today's liberal democracies.32
PL, 8–10.
PL, 133–72.
PL, 178–90.
The key innovation in Political Liberalism involves the introduction of “the idea of public reason.”35
This is the form of reason, or that part of reason, that should govern citizens of a liberal democracy in deliberating about “‘constitutional essentials’ and questions of basic justice.”36PL, 214.
PL, 223.
PL. 49. In fact, Rawls supposes as well the much stronger claim that it is reasonable to regard other persons as equal. See PL, 48–54.
PL, 54.
Yet the idea of public reason is not a correction of the false democratic and participatory facade found in A Theory of Justice but rather a restatement of it. Or at least it lends itself to fortifying the facade. For while the purpose of public reasons is to specify principles for the conduct of public debate in a liberal state, it provides cover for the practice of advancing partisan political judgments as if they flowed from impartial reason. Taking one's stand with reason rather than morality—especially a “reason” into which considerable moral and political content has already been poured—is a convenient way of being partial and judgmental while pretending to stand above the partisan fray.
In an attempt to illustrate “comprehensive doctrines that run afoul of public reason,”40
PL, 243–44.
PL, 243n32.
Now I believe any reasonable balance of these three values will give a woman a duly qualified right to decide whether or not to end her pregnancy during the first trimester. The reason for this is that at this early stage of pregnancy the political value of the equality of women is overriding, and this right is required to give it substance and force. Other political values, if tallied in, would not, I think, affect this conclusion.42
PL, 243n32.
Public reason, as Rawls briskly applies it to one of the most difficult and divisive issues of the day, goes well beyond providing the principles for conducting public debate between pro-choice and pro-life opinions. For Rawls it functions as the final arbiter of the debate, proclaiming that the pro-life view is unwelcome, because it does not meet public reason's minimum requirements. Indeed, the idea of public reason fails to compel or inspire Rawls to examine, or recognize a need to examine, claims made on behalf of the key competing political value, “due respect for human life” in the form of the life of the fetus or unborn child.
To be fair, in subsequent publications Rawls retreated from his calmly delivered decree that public reason cleanly settles the debate over the justice of abortion.43
“The Idea of Public Reason Revisited,” in LP, 169, especially note 80.
In The Law of Peoples, which appeared several years after his retirement, Rawls extended his reasoning about justice to international relations. Unsurprisingly, when it comes to foreign affairs and the laws that binds nations and states, it turns out reason requires a progressive, international order and an interventionist, international human-rights agenda. Unsurprising as well is that the idea of public reason in The Law of Peoples functions once again both to declare independence from and disguise dependence on morality and metaphysics. To avoid, under the guidance of public reason, the making of universal, comprehensive claims about the human good, political liberals on the international plane, as on the domestic plane, seek a “shared basis of justification” that “can be uncovered by due reflection.”44
LP, 19.
See, for example, LP, 68. It might be objected that Rawls resists universalization inasmuch as he emphasizes that peoples whose political society falls short of liberal justice, so-called “decent peoples,” nevertheless deserve toleration and membership in the global “Society of Peoples” governed by the law of peoples. See LP, 59–88. Yet Rawls makes clear that this toleration and membership are imperatives of liberal justice applied to foreign policy. And the very definition of a people as “decent,” which implies both the achievement of a respectable minimum and the persistence of a defect, reflects moral judgments rooted in liberal principles. Moreover, the “long run aim” of well-ordered societies “is to bring all societies eventually to honor the Law of Peoples and to become full members in good standing of the society of well-ordered peoples.” See LP, 92–93.
Rawls's “political conception of justice” was supposed to represent a “freestanding” liberalism, a liberalism resting solely on liberal democratic citizens' shared intuitions about the freedom and equality of persons in society.46
PL, 12.
In fact, the old quarrel between liberalism and religion goes back to the beginning, to the emergence of the liberal tradition in the sixteenth and seventeenth centuries in response to the European wars of religion. In the name of the rights of individuals, the founders of the liberal tradition elaborated constraints on religion's political authority and politics' religious authority. As the liberal idea took hold, individuals demanded more and more autonomy from the state—and from religion. Yet whereas the state and its lawmaking apparatus grew, in part to secure the conditions of freedom, the demands of autonomy increasingly reduced faith's domain. After much progress in freedom over several centuries, a question remains: Is it reasonable for a liberal to be religious? Can one reasonably claim to put freedom first while also embracing on faith teachings about where we come from, what we are, and how we ought to live? Such doubts have a distinguished pedigree in the liberal tradition, and they have impelled many contemporary liberals to regard religion with intense suspicion, if not outright hostility.
It is common to suppose that while liberals must tolerate religious faith it would be unreasonable for them to profess it. But in the Lectures, which provides some of his most searching examination of liberalism's foundations, Rawls provides reasons to believe that far from being the antithesis of freedom, religious faith of a certain sort may be the basis of our respect for freedom, the very thing that renders our respect for the dignity of man rational.
The Lectures is based on an extraordinary cycle of notes that Rawls regularly revised for a class on moral philosophy he taught on many occasions at Harvard between 1962 and 1991. As in all his writings, he gives pride of place in the Lectures to questions about moral reasoning. Despite the title's suggestion that it will provide a panoramic survey, and despite his extended discussions of Hume and Hegel, Rawls turns in the Lectures to the history of moral philosophy in the apparently narrow interest of making sense of Kant. But he turns to Kant with grand ambition: to make sense of the moral life as it truly is. The implication, quite consistent with A Theory of Justice and the books that followed, is that the history of moral philosophy culminates in Kant and more or less comes to an end in the Kantian-inspired moral philosophy that Rawls's own work exemplifies.
His interpretation of Kant in the Lectures, based on a close and sympathetic reading, sheds light on Rawls's considered judgment about the extent to which liberalism's moral foundations are secured by reason. On the one hand, he emphasizes the centrality to Kant's philosophy of “the fact of reason.” This is “the fact that, as reasonable beings, we are conscious of the moral law as the supremely authoritative and regulative law for us and in our ordinary moral thought and judgment we recognize it as such.”47
Lectures, 260.
I conclude by observing that the significance Kant gives to the moral law and our acting from it has an obvious religious aspect, and that his text occasionally has a devotional character.
What gives a view a religious aspect, I think, is that it has a conception of the world as a whole that presents it as in certain respects holy, or else as worthy of devotion and reverence. The everyday values of secular life must take a secondary place. If this is right, then what gives Kant's view a religious aspect is the dominant place he gives to the moral law in conceiving of the world itself. For it is in following the moral law as it applies to us, and in striving to fashion in ourselves a firm good will, and in shaping our social world accordingly that alone qualifies us to be the final purpose of creation. Without this, our life in the world, and the world itself lose their meaning and point.
Now, perhaps, we see the significance of the mention of the world in the first sentence of Groundwork I: “It is impossible to conceive anything in the world, or even out of it, that can be taken as good without qualification, except a good will.”
At first it seems strange that Kant should mention the world here. Why go to such an extreme? we ask. Now perhaps we see why it is there. It comes as no surprise, then, that in the second Critique he should say that the step to religion is taken for the sake of the highest good and to preserve our devotion to the moral law.
These religious, even Pietist, aspects of Kant's moral philosophy seem obvious; any account of it that overlooks them misses much that is essential to it.48
Lectures, 160–61.
In view of how much, as Rawls emphasizes, it shares with Kant, one is impelled to say of Rawls's philosophy something similar to what Rawls says of Kant's philosophy. Any account of it that overlooks its metaphysical and religious aspects misses much that is essential to it.49
Consider also Rawls's assertion that “political liberalism starts by taking to heart the absolute depth of the irreconcilable latent conflict” introduced into moral life by the Reformation. See PL, xxvi.
In the Lectures, as throughout his writings, Rawls's prodigious philosophical labors brought to light, in some cases unwittingly, stresses and strains, fissures and flaws, and ironic twists and turns in the liberal spirit. In the process, Rawls exposed conflicting qualities to which the liberal spirit gives rise. On the one hand, an appreciation that the moral foundations of liberalism are bound up with a faith in human dignity that is not entailed or guaranteed by reason may encourage a certain humility, of the sort demonstrated in the virtue of toleration, in the energetic interest in the variety of ways of being human, and in a certain skepticism about comprehensive claims about moral and political life. On the other hand, the conviction that the founding truths of liberalism are implicit in common sense and that judgments about political institutions and public policy are derivable by the healthy operation of human reason may promote a certain hubris. It is this hubris that one sometimes sees among those who are satisfied that those who disagree with them on moral and political matters suffer from wicked or twisted minds and deserve to be segregated into separate intellectual communities.
In an instructive phrase in the Lectures, Rawls says that Kant's moral philosophy aspires to the ideal of an “aristocracy of all.”50
Lectures, 211.
Particularly intriguing is the question about foundations to which Rawls himself constantly returned and to which he gave consistently conflicting indications. On the one hand, he suggests that the founding moral intuitions are all but self-evident. On the other, he holds that they rest on faith. Yet if good arguments can be made on behalf of both propositions, then what is most evident is the doubt about how precisely to understand liberalism's moral foundations. So it would be reasonable to pursue the stimulating thought that Rawls's freestanding liberalism is not only consistent with a variety of religious perspectives, as he emphasizes, but derives critical support from specific forms of religious faith, which he gestures at. Perhaps Rawls's conflicting accounts can be reconciled, as the Declaration of Independence suggests, through the idea that a certain faith impels us to hold as self-evident the truth that all persons are by nature free and equal.
This is certainly not to say that liberalism requires one to be religious or that religious people are more amply endowed with the liberal spirit. But for those who care about understanding liberalism, a more precise knowledge of its foundations should be welcome. And as a practical matter, for those who care about freedom and equality, knowledge of the foundations of the truths about morals and politics that we have long held to be self-evident can contribute to our ability to cultivate the conditions under which we can keep our grip on them firm.
Confronting the ambiguities of his legacy and pursuing questions provoked but not adequately addressed by his philosophizing belong to the task of conserving Rawls's achievement.
The liberal in John Rawls would have it no other way.