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Collisionless whistler heat-flux instability in ultra-high-$\beta$ plasmas

Published online by Cambridge University Press:  05 November 2026

Rhisiart Davies*
Affiliation:
Department of Physics, University of Oxford, Parks Road, Oxford OX1 3PU, UK
Prakriti Pal Choudhury
Affiliation:
Department of Physics, University of Oxford, Parks Road, Oxford OX1 3PU, UK
Archie F.A. Bott
Affiliation:
Department of Physics, University of Oxford, Parks Road, Oxford OX1 3PU, UK
*
Corresponding author: Rhisiart Davies, rhisiart.davies@physics.ox.ac.uk

Abstract

Kinetic instabilities, notably the whistler heat-flux instability (WHFI), are known to suppress thermal transport significantly in the moderate- to high-$\beta$ plasmas relevant to many astrophysical systems. This paper explores WHFI-regulated heat transport in a new regime: ultra-high-$\beta$ plasmas with $\beta _{e} \gtrsim L_{\mathrm{T}}/\rho _e$ (where $\beta _e$ is the ratio of electron thermal to magnetic pressure, $\rho _{e}$ is the electron Larmor radius and $L_{\mathrm{T}}$ is the macroscopic temperature-gradient length scale). Extrapolating previous theories of the WHFI to ultra-high-$\beta$ plasmas, we propose that the magnetic energy in unstable whistler fluctuations becomes comparable to that of the background magnetic field at saturation. We corroborate this hypothesis with kinetic simulations using the particle-in-cell code OSIRIS in one spatial dimension and three velocity dimensions (1D3V) and two spatial dimensions and three velocity dimensions (2D3V). We also find that, in ultra-high-$\beta$ plasmas, the heat flux is localised and no longer regulated primarily by resonant pitch-angle scattering of electrons; instead, thermal energy is transported predominantly by advection at the phase velocity of energetically dominant whistlers. Heat-flux suppression is observed in both 1D3V and 2D3V simulations; however, we show that the saturation of the WHFI and the regulation of heat flux are sensitive to dimensionality in the ultra-high-$\beta$ regime. Both the amplitude and phase velocity of the heat-flux-regulating whistler waves scale differently with $\beta _e$, yielding parallel heat fluxes, normalised to the free-streaming value, of $q_{e\parallel } / q_{\mathrm{fs}} \approx 4.7 \beta _{e}^{-1}$ and $q_{e\parallel } / q_{\mathrm{fs}} \approx 0.3 \beta _{e}^{-1/2}$ in 2D3V and 1D3V simulations, respectively. We also perform 2D3V simulations with background magnetic fields inclined to the temperature gradient, showing that perpendicular heat transport remains negligible in ultra-high-$\beta$ plasmas; this indicates that anomalous diffusive processes contribute negligibly to cross-field transport. We develop an heuristic theory from kinetic equations that explains these phenomena. Our work extends our understanding of how the WHFI modifies thermal transport to regimes applicable to high-energy-density physics and the reionised intergalactic medium.

Information

Type
Research Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2026. Published by Cambridge University Press
Figure 0

Table 1. Initial parameters for the simulations performed in this study. Here θ$\theta$ is the angle between the temperature gradient and the applied magnetic field, nppc$n_{\mathrm{ppc}}$ is the number of particles per cell, tend$t_{\mathrm{end}}$ is the duration of the simulation and ωp0$\omega _{\mathrm{p}0}$ is the plasma frequency at the hot boundary of the simulation.Table 1 long description.

Figure 1

Figure 1. The magnetic fields and Te$T_e$ from a 2D3V WHFI simulation with βe0=180$\beta _{e0} = 180$ during (a) exponential growth at tΩe0=60$t\varOmega _{e0} = 60$ and (b) nonlinear growth at tΩe0=1069$t\varOmega _{e0} = 1069$. The temperature increases along the x$x$ direction, and the background magnetic field is parallel to the x$x$ axis. Panel (a) shows the formation of waves with wavefronts oblique to the background magnetic field in the hotter half (right-hand side) of the simulation box and how they propagate to the colder half in (b). Black lines show trajectories of test electrons traced around the times corresponding to the background-field images, demonstrating magnetic trapping and reflections when they interact with whistler waves. Purple shaded regions show the domain of the small-LT$L_{\mathrm{T}}$ region at both times.

Figure 2

Figure 2. Figure 2 long description.Temporal evolution of the spatially averaged parallel heat flux (upper) and perturbed magnetic energy (lower) for 2D3V simulations with background magnetic fields parallel to the temperature gradient, LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0} = 100$, and a range of βe0$\beta _{e0}$ values. Both quantities are spatially averaged over the small-LT$L_{\mathrm{T}}$ region and the heat flux is normalised to the free-streaming value. A black line is drawn at ⟨δB2/B02⟩=1$\langle \delta\kern-1.6pt B^2 / B_0^2 \rangle = 1$ to show when the perturbed magnetic energy exceeds that of the background field. Markers indicate the time at which saturation was determined to have been reached (the start of the saturated interval for each simulation).

Figure 3

Figure 3. Spectrograms in wavenumber-frequency space of By+iBz$B_y + \mathrm{i}B_z$ for (a,b) βe0=60$\beta _{e0} = 60$ and (c,d) βe0=280$\beta _{e0} = 280$ in the saturated state. The plots are taken from magnetic field data over the entire spatial domain, excluding the boundary masking regions, and over the last 350Ωe0−1$350 \varOmega _{e0}^{-1}$ of simulation time. Plots for both parallel (kyρe0=0$k_y \rho _{e0}=0$) and oblique (kyρe0=1$k_y \rho _{e0}=1$) wavenumbers are shown in (a), (c) and (b), (d), respectively. The linear best fit for the pixels with maximum intensity at each wavenumber is also shown in each panel, following ω/Ωe0=v^phk∥ρe0$\omega / \varOmega _{e0} = \hat {v}_{\mathrm{ph}} k_\parallel \rho _{e0}$. For parallel modes, the fits are restricted to k∥ρe0>0$k_\parallel \rho _{e0} \gt 0$ since parallel modes only resonantly interact with electrons moving antiparallel to the background magnetic field, leading to much higher power in this region.

Figure 4

Figure 4. Fourier spectra of By+iBz$B_y + \mathrm{i}B_z$ for 2D3V simulations with LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0} = 100$ and a parallel macroscopic magnetic field with (a) βe0=60$\beta _{e0} = 60$ and (b) βe0=280$\beta _{e0} = 280$. Shown are spectra for parallel (kyρe0=0$k_y \rho _{e0} = 0$) and oblique (kyρe0=1$k_y \rho _{e0} = 1$) modes, as well as spectra integrated over all ky$k_y$. The spectra are normalised such that ∫dk∥ EB(k∥)=⟨δBy2+δBz2⟩/B02$\int \mathrm{d}k_\parallel \ E_B (k_\parallel ) = \langle \delta\kern-1.6pt B_y^2 +\delta\kern-1.6pt B_z^2 \rangle / B_0^2$, the perturbed magnetic energy perpendicular to the applied field for those modes. As in figure 3, the data are taken over the entire spatial domain, excluding the boundary masking regions, and the last 350Ωe0−1$350 \varOmega _{e0}^{-1}$ of each simulation. The k∥−4$k_\parallel ^{-4}$ scaling typical of whistler waves is shown over its relevant region. (c) The peak parallel wavenumber for both oblique and parallel modes for all of the βe0$\beta _{e0}$ values tested, where the peak wavenumber (the wavenumber at which k∥EB(k‖)$k_\parallel E_B(k_\|)$ peaks) in the last 350Ωe0−1$350 \varOmega _{e0}^{-1}$ of each simulation and the mean of these values is plotted. Error bars show the standard deviation of this value. The same is plotted in (d) but for the peak perpendicular wavenumber for modes with k∥ρe0∈{1,1.5}$k_\parallel \rho _{e0} \in \{1,1.5\}$.

Figure 5

Figure 5. Scalings of (a) the heat flux and (b) the perturbed magnetic energy with βe0$\beta _{e0}$ in 2D3V simulations with LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0}=100$, where the values on the y$y$ axes have been spatially averaged over the small-LT$L_{\mathrm{T}}$ region. In (a), the best-fitting line of the form ⟨qe∥/qfs⟩=Aβe0−1$\langle q_{e\parallel }/q_{\mathrm{fs}} \rangle = A\beta _{e0}^{-1}$, where A≈4.8$A \approx 4.8$ is a fitting parameter, is shown by the black dotted line in the ultra-high-β$\beta$ region. The expected values calculated from the whistler phase velocities, found using the best fit to the dispersion relation at each βe0$\beta _{e0}$, are also shown for both oblique (vph∠$v_{\mathrm{ph}\angle }$, corresponding to modes with kyρe0=1$k_y \rho _{e0} = 1$) and parallel (vph∥$v_{\mathrm{ph}\parallel }$, corresponding to modes with kyρe0=0$k_y \rho _{e0} = 0$) modes. The predictions in (b) have been multiplied by a best-fitting order-unity prefactor. The lowest βe0$\beta _{e0}$ simulation (βe0=20$\beta _{e0}=20$) did not strongly destabilise the WHFI, and hence no dispersion relation could be found.

Figure 6

Figure 6. Figure 6 long description.Electron trajectories for particles that were on the hot side of the small-LT$L_{\mathrm{T}}$ region at tΩe0=370$t\varOmega _{e0}=370$ in the 2D3V simulation with βe0=120$\beta _{e0}=120$ and LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0} = 100$. Only a subset of electrons that met these criteria had their trajectories plotted to avoid overcrowding the figure (coloured lines). However, the plotted median and interquartile range (IQR) of electron positions are computed using all of the electrons that met the criteria. The position of the small-LT$L_{\mathrm{T}}$ region at each time is shown in blue. The whistler phase velocity vph$v_{\mathrm{ph}}$, calculated from the linear best fit to the dispersion relation for parallel modes from the same simulation, is also shown. The thermal velocity is also plotted for reference.

Figure 7

Figure 7. Figure 7 long description.Temporal evolution of the spatially averaged parallel heat flux (upper) and perturbed magnetic energy (lower) for 2D3V simulations with background magnetic fields parallel to the temperature gradient and βe0=120$\beta _{e0}=120$. Here LT0/ρe0$L_{\mathrm{T}0} / \rho _{e0}$ is varied between 44 and 150 in order to increase βe0ρe0/LT0$\beta _{e0} \rho _{e0} / L_{\mathrm{T}0}$ past unity without changing βe0$\beta _{e0}$. The heat flux is normalised to the free-streaming value. A black line is drawn at ⟨δB2/B02⟩=1$\langle \delta\kern-1.6pt B^2 / B_0^2 \rangle = 1$ to indicate when the perturbed magnetic energy exceeds that of the background field.

Figure 8

Figure 8. Values of (a) vph/vthe$v_{\mathrm{ph}} / v_{\mathrm{th}e}$ and (b) the peak wavenumber for simulations with βe0=120$\beta _{e0}=120$ and varying LT0/ρe0$L_{\mathrm{T}0} / \rho _{e0}$ for both parallel (kyρe0=0$k_y \rho _{e0} = 0$) and oblique (kyρe0=1$k_y \rho _{e0} = 1$) modes. The peak wavenumber was found for each time step in the last 350Ωe0−1$350 \varOmega _{e0}^{-1}$ of each simulation and the mean of these values is plotted. Error bars show the standard deviation of this value.

Figure 9

Figure 9. Magnetic field and Te$T_e$ at (a) tΩe0=54$t\varOmega _{e0} = 54$, during exponential wave growth, and (b) tΩe0=570$t\varOmega _{e0} = 570$, during nonlinear growth. Images are taken from a 2D3V simulation with an oblique background magnetic field and βe0=400$\beta _{e0} = 400$. Purple lines show the magnetic field lines in the plane of view, while the colour plot shows the out-of-plane component. Black lines show test-electron trajectories sampled around the times of the field snapshots.

Figure 10

Figure 10. Scalings of (a) the heat flux and (b) the perturbed magnetic energy with βe0$\beta _{e0}$ in 2D3V simulations with LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0}=100$ and angled magnetic fields, where the values on the y$y$ axes have been spatially averaged over the small-LT$L_{\mathrm{T}}$ region and temporally averaged over the saturated interval. In (a), a linear best-fit of the form ⟨qe∥/qfs⟩=Aβe0−1$\langle q_{e\parallel }/ q_{\mathrm{fs}} \rangle = A\beta _{e0}^{-1}$, where A≈4.6$A \approx 4.6$ is a fitting parameter, is shown by the black dotted line in the ultra-high-β$\beta$ region.

Figure 11

Figure 11. Temporal evolution of the spatially averaged (solid lines) and r.m.s. (dashed lines) (a) qe∧$q_{e\wedge }$ and (b) qe⊥$q_{e\perp }$, normalised to qfs$q_{\mathrm{fs}}$. Averages are taken over the small-LT$L_{\mathrm{T}}$ region. Panels (c) and (d) show how the cross-field transport, temporally averaged over the saturated interval, varies with βe0$\beta _{e0}$, where 1σ$1\sigma$ (standard deviation of the spatially averaged value over time steps in the saturated interval) error bars are plotted.

Figure 12

Figure 12. The magnetic fields and Te$T_e$ for a 1D3V simulation with βe0=280$\beta _{e0} = 280$ and LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0} = 100$ when the WHFI is undergoing nonlinear growth at tΩe0=1617$t\varOmega _{e0} = 1617$. The temperature increases along the x$x$ direction, and the background magnetic field is parallel to the x$x$ axis.

Figure 13

Figure 13. Figure 13 long description.Temporal evolution of the spatially averaged parallel heat flux (upper) and perturbed magnetic energy (lower) for 1D3V simulations with background magnetic fields parallel to the temperature gradient and at a range of βe0$\beta _{e0}$ values. The heat flux is normalised to the free-streaming value. Both quantities are averaged across the small-LT$L_{\mathrm{T}}$ region. A black line is drawn at ⟨δB2/B02⟩=1$\langle \delta\kern-1.6pt B^2 / B_0^2 \rangle = 1$ to show when the perturbed magnetic energy exceeds that of the background field and markers are drawn on each of the lines to show where saturation was determined to have been reached (the start of the saturated interval). Particularly sharp gradients are typically caused by rapid changes in the width of the small-LT$L_{\mathrm{T}}$ region.

Figure 14

Figure 14. Figure 14 long description.Electron trajectories for particles that were on the hot side of the small-LT$L_{\mathrm{T}}$ region at tΩe0=1200$t\varOmega _{e0}=1200$ in the 1D3V simulation with βe0=120$\beta _{e0}=120$ and LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0} = 100$. Only a subset of electrons satisfying these criteria are plotted to avoid overcrowding the figure (coloured lines); however, the plotted median and IQR of electron positions are computed using all electrons that met the criteria. The median and IQR are highly variable due to the smaller number of tracked particles in 1D3V compared with 2D3V. The position of the small-LT$L_{\mathrm{T}}$ region at each time is shown in blue. The thermal velocity and whistler phase velocity vph$v_{\mathrm{ph}}$ are shown for reference.

Figure 15

Figure 15. (a) Dispersion relation for a 1D3V simulation with βe0=280$\beta _{e0}=280$ and LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0}=100$, computed using waves during the last 2000Ωe0−1$2000 \varOmega _{e0}^{-1}$ of simulation time during the saturated interval and excluding data in the masking region. Two best-fitting curves have been plotted: a linear dashed line and a quadratic solid line. (b) A histogram showing the probability density of different phase velocities for the same simulation, weighted by the power at each phase velocity – i.e. the brightness in (a).

Figure 16

Figure 16. (a) Fourier spectra of By+iBz$B_y + \mathrm{i}B_z$ for 1D3V simulations with βe0∈{60,280,1000}$\beta _{e0} \in \{60,280, 1000\}$ and LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0}=100$, averaged over the last 2000Ωe0−1$2000 \varOmega _{e0}^{-1}$ of simulation time during the saturated interval and excluding data in the masking region. The spectra have been normalised such that ∫dk∥ EB(k∥)=⟨δBy2+δBz2⟩/B02$\int \mathrm{d}k_\parallel \ E_B (k_\parallel ) = \langle \delta\kern-1.6pt B_y^2 +\delta\kern-1.6pt B_z^2 \rangle / B_0^2$. The k∥−4$k_\parallel ^{-4}$ scaling typical of whistler waves is shown over its relevant region. (b) Plots of how the peak wavenumber (red) scales with βe0$\beta _{e0}$, and how this compares with its expected values if the assumption k∥ρe∼1$k_\parallel \rho _e \sim 1$ is valid. Data are taken for 1D3V simulations with LT0/ρe0=100$L_{\mathrm{T}0}/ \rho _{e0}=100$. If k∥ρe∼1$k_\parallel \rho _e \sim 1$, then k∥ρe0∼δB/B0$k_\parallel \rho _{e0} \sim \delta\kern-1.6pt B / B_0$, hence the actual quantity plotted with the purple error bars is ⟨δB2/B02⟩$\sqrt {\langle \delta\kern-1.6pt B^2 / B_0^2\rangle }$ as an estimate of this. All values have been averaged over the saturated interval and ⟨δB2/B02⟩$\sqrt {\langle \delta\kern-1.6pt B^2 / B_0^2\rangle }$ was spatially averaged over the small-LT$L_{\mathrm{T}}$ region. The error bars come from the standard deviation of these quantities during the saturated interval (only the last 2000Ωe0−1$2000 \varOmega _{e0}^{-1}$ of simulation time for the peak wavenumber).

Figure 17

Figure 17. Scalings of (a) the heat flux and (b) the perturbed magnetic energy with βe0$\beta _{e0}$ in 1D3V simulations for LT0/ρe0=100$L_{\mathrm{T}0} / \rho _{e0}=100$, where the values on the y$y$ axes have been spatially averaged over the small-LT$L_{\mathrm{T}}$ region and temporally averaged over the saturated interval. A black dashed best-fitting line to the heat flux values is plotted. The expected values for both the perturbed magnetic energy and heat flux from the measured phase velocity are plotted, (multiplied by an order-unity constant for the perturbed magnetic energy). A best-fitting scaling relation for the perturbed magnetic energy has been plotted, based on the best-fitting scaling relation plotted in (a) and (2.26). The phase velocities and 1σ$1\sigma$ error bars are calculated from the Gaussian fit to the phase velocity probability density function, as shown in figure 15(b).

Figure 18

Figure 18. Figure 18 long description.Temporal evolution of the spatially averaged parallel heat flux (upper) and perturbed magnetic energy (lower) for 1D3V simulations with background magnetic fields parallel to the temperature gradient and βe0=180$\beta _{e0}=180$. Here LT0/ρe0$L_{\mathrm{T}0} / \rho _{e0}$ is varied between 44 and 340 in order to vary βe0ρe0/LT0$\beta _{e0} \rho _{e0} / L_{\mathrm{T}0}$ without changing βe0$\beta _{e0}$. The heat flux is normalised to the free-streaming value. A black line is drawn at ⟨δB2/B02⟩=1$\langle \delta\kern-1.6pt B^2 / B_0^2 \rangle = 1$ to show when the perturbed magnetic energy exceeds that of the background field.

Figure 19

Figure 19. Values of vph/vthe$v_{\mathrm{ph}} / v_{\mathrm{th}e}$ for simulations with βe0=180$\beta _{e0}=180$ and varying LT0/ρe0$L_{\mathrm{T}0} / \rho _{e0}$. The mean phase velocity and 1σ$1\sigma$ error bars were calculated in the same way as in figure 17.

Figure 20

Figure 20. Fourier spectra of By+iBz$B_y + \mathrm{i}B_z$ at different times for (a) 1D3V βe0=60$\beta _{e0}=60$, (b) 2D3V βe0=60$\beta _{e0}=60$, (c) 1D3V βe0=280$\beta _{e0}=280$ and (d) 2D3V βe0=280$\beta _{e0}=280$ simulations. For the 1D3V plots, the Fourier spectra have been averaged over 100Ωe0−1$100 \varOmega _{e0}^{-1}$ around the time shown. For the 2D3V plots, the average was taken over 40Ωe0−1$40 \varOmega _{e0}^{-1}$ and the Fourier spectra are for both the parallel modes and for the spectra integrated over all ky$k_y$. No Fourier spectrum is shown in (b) for tΩe0=2000$t \varOmega _{e0} = 2000$, since the simulation did not run for that long. Fourier spectra have been normalised such that the integral of each spectrum equals ⟨δBy2+δBz2⟩/B02$\langle \delta\kern-1.6pt B_y^2 + \delta\kern-1.6pt B_z^2 \rangle / B_0 ^2$, the perturbed magnetic energy perpendicular to the background magnetic field in the relevant modes at that time. All plots have the same axes limits for ease of comparison.

Figure 21

Figure 21. Probability-density maps for the relative changes in magnetic moment and velocity for particles that undergo reflection events, as defined in the text, in both (a) 1D3V and (b) 2D3V simulations. Both simulations have βe0=120$\beta _{e0}=120$. In 1D3V, the magnetic moment is approximately conserved during these reflection events, whereas in 2D3V it is not.