Ever since Dipesh Chakrabarty’s Provincialising Europe, the task of ‘provincializing’ has involved the identification of one big idea that various actors treat as both hyperreal and universally held. The one big idea that brought together the scholars in this special issue was brahmans, and all that was associated with them—the texts of the Dharmaśāstra composed by some of them (datable from around late third century bce until the third century ce), the technologies of composition and language associated with them, and the consequential four-fold varṇa hierarchy imagined by such brahmans (with themselves on top, and the kṣatríya, vaiśya, and śudra on a progressively decreasing scale of dignity below).
The articles in this special issue offer both deeper temporal histories as well as models of dialogical reading. Caley Charles Smith starts off the process by reading early Vedic enunciations of kṣatríya, rājaṇyà, and yajamāna in a novel way, suggesting forms of seasonal offices of leaders and patrons of public rituals. But even more revolutionary is his argument that from the perspective of the sponsor of the ritual (yajamāna) in the Aitareya Brahmāṇa onwards, the brahman was as much a dependent as was the vaiśya and the śudra.
Seema K. Chauhan’s article goes further. Reading first the Prakrit-language texts from Jaina texts composed around the same centuries as the earliest Dharmasūtras, the article reveals that the Jaina writers used brahmanhood first as a descriptor of the ascetic Jaina as distinct from the Jaina householder. Then she reads tales narrated in three key Jaina texts between the third and the sixth centuries ce. These explain the origin of brahmanhood in specific historical circumstances when one group of householders became associated with state patronage, and another group that did not adhere to Jaina beliefs left the court empty-handed. The early history of these tales reveals not only the ways in which Jainas imagined brahman identity but also the ways in which Jainas reimagined Vedic and Jaina householder identities in response to interreligious dialogues and competition for political patronage. Her careful tracking of the terms māhana and baṃbhaṇa, which are Prakrit renderings of the Sanskrit brāhmaṇa, in Jaina texts between the fourth century bce and the fifth century ce, reveals that the oldest Jaina texts too placed householder brahmans among other groups that begged for alms, like samaṇas, beggars, and caṇḍālas (‘Dalit’ in contemporary India). Like the others, brahmans too appeared to subsist on the food and shelter provided by the local population.
Both Smith and Chauhan provincialize the ascetic as well as the householder brahmans at the same time as they deepen our comprehension of Indic (not just Hindu) kingship. From the third century bce, according to Lubin, various ruling powers appeared to have delegated judicial, administrative, and ritual authority to brahman males.Footnote 1 In return for their services, they were given different kinds of tax-exempt lands and various honours and offices. If brahmans enjoyed precedence over the other social groups on a progressively decreasing scale of dignity, it is because of their prior service-relationship to the chiefs and clan-heads.
Early medieval commentaries, written by scholar-philosopher brahmans, had sought to establish a distance between their own ranks and those of dependent brahmans ‘granted lands, homes, and other kinds of material support by a king [who] have obligations to that king’.Footnote 2 The Dharmaśāstra characterize these as ‘settled brahmans’ and ‘employees’ of the king, who are ‘obliged’ to perform ‘the constant and occasional duties, as well as the propitiatory and welfare rites for the citizens, and, in cases of doubt, they should make decisions (for them) as well’. In the eyes of the scholarly brahmans, those brahmans who served the king and citizens were of lesser standing. Brahmanhood, in other words, was graded and ranked as well.
Yet the scholars’ own dependence on similar patrons appears to be disguised by the ideological construction of caste articulated by the Dharmaśāstra. The scheme that was first described there as ‘varṇa’ was ideological in the sense that John Cort defines ideology: as a mode of ‘interpreting reality based upon a systematic, idealist quest for order. It is systematic in that it seeks to provide a single perspective from which a wide array of data can be brought together and harmonized within a single intellectual framework’.Footnote 3 Its proponents present it as a timeless, universal truth, to that extent they erased all reference to specificities of time, place, and actors in the production of such ideology. They also deny change, or the changeability, of the supposedly universal truth. Changes that do occur are interpreted simply as restatements of earlier formulations or clearer perceptions of the truth. This is precisely what we find both in the enunciations of the Dharmaśāstra texts about the conduct of others towards the brahman’s body, as well as a silence around the dependence of the brahman on his patron.Footnote 4
In the peninsular context of burgeoning commercial life, it was hardly surprising then that both Hindu kings and Muslim sultans from the fourteenth century onwards used the same groups of literate men as dependable agents to either supplant over-mighty officers of a previous regime or reign in recalcitrant local chieftains.Footnote 5 Yet, despite the integration of brahman groups into the fabric of Muslim sultanates and Mughal ruling regimes as translators, clerks, letter-writers, accountants, or scholars, Truschke argues, they did not directly acknowledge this fact about themselves.Footnote 6 If one reads the hagiographic literature of the same period, however, this silence becomes legible: it was rooted in the very haptic sensibilities of brahmanism itself.Footnote 7 In other words, it was the operation of the ideology of varṇa and the Dharmaśāstra that may explain the silence of brahmanical texts regarding their service to yajamānas of a completely different ritual order. This was the work that ideology performed.Footnote 8
Other scholars before these authors have asked why the ideological order of varṇāśramadharma persisted in the face of social and ideological challenges. Their answers have varied. Some like Louis Dumont earlier and, more recently, Donald R. Davis have suggested that the persistence rests on a fundamental commitment to hierarchy that is characteristic of Hindu texts.Footnote 9 Other scholars, like Lubin, sought an explanation in donative actions of patrons.Footnote 10
The articles in this special issue offer a third and more complex answer. They demonstrate that even as workers and mercantile groups were empowered in various courtly and coastal centres of the medieval and early modern past, they participated in institutions and processes that secured the universalization of varṇa ideology. Eric M. Gurevitch especially outlines the work that skilled groups of engravers and artisans, considered śudra in the Dharmaśāstra texts of the earliest centuries, contributed to this process. Both as groups, and as individuals, artisans did not spurn the varṇa schema so much as reinscribe themselves into it at more elevated levels. The conclusion is inescapable. Caste identity in premodern and early modern India was energized when occupational groups organized around a local ethno-political identity in order to secure economic and social claims vis-à-vis imperial powers.Footnote 11
What then of the role that devotional traditions (bhakti) played in puncturing this ideological façade? Scholars of religious literature and historians of the medieval and early colonial subcontinent have long argued about the ways in which bhakti did or did not dilute differences of caste.Footnote 12 Earlier this debate focused on the growth of Vaiṣṇava devotionalisms from the early medieval centuries on. Lately, the same debates have extended to the Śaiva and Vīraśaiva traditions and texts.Footnote 13 Particularly significant in this regard has been Florinda de Simini’s work on the Śivadharma and Śivadharmottara, texts of the Śaiva tradition from circa the sixth–seventh century.Footnote 14 The anonymous authors of these texts claimed that the initiated Śaiva ascetic (yogi) orders welcomed as initiates men from groups identified as śudra (working groups), caṇḍāla (modern term ‘Dalit’), mleccha (translated as ‘foreigners’; during the fifteenth–seventeenth century, this term would also refer to ‘Muslims’). Dominic Goodall’s work on the seventh century Śivadharmottara also suggested that rather than birth identity as the guarantor of ‘liberty’, it would be devotion to Śiva that guaranteed spiritual liberation.Footnote 15 Peter Bisschop, Niranjan Kafle, and Timothy Lubin modify this picture.Footnote 16 On the one hand, they suggest, the Śivadharmottara addressed the lay householder-devotee to cultivate faith in the Śaiva teachers (ācarya) and ascetics (yogi), and to feed the latter on ritual occasions, and so replaced the Smārta brahmans as recipients of homage, gifts of food, and land with Śaiva ascetics, regardless of their jāti (birth-group) origins. In those verses where the devotee was to feed the ascetic, the latter is proclaimed as ‘the best brahman’. It would appear then that, far from critiquing varnāśramadharma, such Śaiva teachers and texts had implicitly upheld the hierarchy in varṇa ideology. Studies of texts and epigraphia for the period between the seventh and the tenth centuries, when initiated Śaiva sages in turn became teachers of kings in many parts of northern and central India, put this ideological construction on even more solid ground.Footnote 17 Tamara Sears’ art historical and epigraphic study of one lineage of the Śaiva Siddhānta, the Mattamayūra (the Drunken Peacock), reveals that the gurus and ascetics had a command of Sanskrit, the premier language of the courts of the medieval subcontinent, and even composed commentaries on Vedic smārta rituals and manuals of conduct.Footnote 18
Such manuals of conduct come closest to what, modifying Foucault, can be called ‘monastic governmentality’—the shaping of conduct of lay followers by ascetic and monastic teachers.Footnote 19 Wherever ascetic or initiated monks acted as teachers and spiritual-religious guides, both providing models of moral conduct and judging and enforcing it by a range of different means at their command, there emerged ‘subjects’ fashioned by such a monastic governmentality. Therefore, when such teachers identified an initiate by their family lineage either to deliver jāti-specific initiations or in order to assert the guru’s authority to legitimate a particular initiate’s claim to kṣatriya identity, there the ideological mainframe of varṇa was grounded by the invested ritual and political actions of figures of authority.
Elaine Fisher’s analysis of a sixteenth-century Kannada hagiography of a Vīraśaiva teacher called Maruḷa gestures at just such a monastic governmentality, even as it suggests a continuation of trends from the Saivism of the sixth–seventh century found by de Simini. Devakavi, a sixteenth-century author, writes about a twelfth-century ‘untouchable’ saint who transmitted ‘a mastery of the Sanskrit Saiva Agamas and Upanishads’ to his disciples. Later hagiographies of Maruḷa suggest that he also composed a new Sanskrit commentarial treatise, the Dārukabhāṣya. Fisher’s goal here is to show that non-brahman communities, including those initiated to Vīraśaivism, consumed, transmitted, and produced knowledge in Sanskrit from the twelfth–thirteenth century: that Vīraśaiva teachers never rejected Sanskrit even though they rejected Vedic ideologies of caste.
Given this picture of multiple proprietors of linguistic-cultural capital, we might contemplate their effects on those scholarly or courtly brahmans who claimed Sanskrit as their monopoly. The issue is relevant only if we consider the persistence of scholarly polemics in the region since the thirteenth century. Fisher herself has noted the sectarianization of public philology in the sixteenth century.Footnote 20 Did the proliferation of multiple Sanskrits provincialize the brahmans or arouse their determination to put their rivals in their place? The evidence of western India suggests the latter: there, in the late fourteenth–fifteenth century, a Saiva brahman, Gopinātha, composed a defence of varnāśramadharma in his Jātiviveka (‘Discernment of Jātis’).Footnote 21 Yet, the text omitted the kṣatriya completely, while actually listing the parentage, proper occupation, and ritual entitlements of some 85 local jātis—encompassing every rural and urban service community of the region. The absence of the kṣatriya, and the enumeration of local jātis, implied that the material and regional social order was made up of a mass of service groups, which the brāhmaṇa author of the text had relegated to the edges of the śūdra fold, or put beyond the varṇa system altogether. Similar brahmanical invective emerged in texts composed in the commercially vibrant Malabar region during the fifteenth–seventeenth century.Footnote 22 Read together, such brahmanical texts suggest a profile of variously placed brahmans, besieged by occupational and ideological rivals, all vying for the resources of office, lands, and entitlements.
During these centuries, it should be remembered, both southern and western India had seen the arrival of the Portuguese, Dutch, and English, Christians of various denominations, as well as Muslim clerics of the Shafei tradition, Shi’i courtiers and kings in central India, and Sufi mystics and their followers. Along with the many non-brahman clerical and artisanal groups that our authors gesture at, all these men could provide comparable literary, accounting, and medical services to both kings and commoners. Both the scholarly and the householder brahman now needed fresh patrons. Thus, as Kruijtzer puts it, in most parts of the peninsula after the seventeenth century, brahmanhood became synonymous with financial administration and bookkeeping. In the material of the East India Companies many references can be found to ‘the Brahmin of so and so’, meaning his or her bookkeeper or representative.Footnote 23 European colonial commerce, far from provincializing brahmans, may just have thrown them a lifeline.
Haunting silences: Marriages, ‘casta’, and non-Hindus
This special issue marks a significant step forward in historicizing brahmans and helps us identify them not as socially homogenous or as social isolates but in relationships with other groups in a changing landscape. Yet even as they add temporal depth and nuance to the scholarship on brahmans, the articles remain silent on histories of gender and kinship that were the crux of many of the brahmanical formulations of caste rank and status. In what follows, I will lay down some directions in which future research might go to further deepen the relational studies of brahmans and non-brahmans alike.
Such a relational study is all the more necessary given the ubiquitous evidence of women of non-brahman households of the ancient and medieval periods who fed and supported such brahmans. For instance, a fifth-century inscription proclaims that the ‘wife of’ (bhāryyā) an unnamed householder (grihastha) had given ten dinars to ensure that ordinary brahmans were fed at a perpetual almshouse.Footnote 24 Some almshouses were well established enough to receive multiple gifts of money where donors clearly identified such feeding as a means of accumulating merit for themselves.Footnote 25 Since such almshouses are also identified in inscriptions of the same time and region with residential complexes called munivasati (lit. ‘abode of sages’) one may infer from this that the sages were the same ascetic brahmans who were fed by the generosity of householders.Footnote 26 Scholars such as Anjali Varma, Leslie Orr, Padma Kaimal, and Cynthia Talbot, who have studied epigraphs from the eighth–thirteenth century and beyond, have named women as the builders of temples, monastery complexes, and shrines dedicated to Jaina teachers (basadis). They have tracked the ways in which gifts by such propertied women constituted a ‘special hinge’ that linked royal and commoner traditions in the Indian subcontinent.Footnote 27 Had colonial European and post-colonial Indian historians been less androcentric, these women’s sponsorship and donation activities would long ago have placed them in the category of yajamāna as well. And such reclassification would in turn have impelled the scholars to re-read the minutiae of marriage and kinship prescriptions of the Dharmaśāstra in a different light—perhaps as discussions of the transfer of wealth belonging to the non-brahman women, and of all young women’s labour, to dependent, brahman men.
Feminist historians such as Jaya Tyagi and classicists such as Stephanie Jamison have indeed suggested that the eight-fold taxonomy of marriage rituals and forms found in the Dharmaśāstra constituted an implicit acknowledgement of existent practices that brahman priests legitimated ritually.Footnote 28 Certainly from the first centuries ce right down to Vedic and Smārta commentaries in the thirteenth century, next-of-kin marriage practices adopted among people served by the ‘Maga-Brahmans’ or the Zoroastrian priests (magi) received considerable attention.Footnote 29 The Geniza records too suggest a range of cohabitation practices among avunculineal Nair communities on the Malabar coast and patrilineal Tunisian Muslim and Jewish merchants in the twelfth century.Footnote 30 This was the ‘unstated lived context’ of medieval literary-legal production.Footnote 31 So the brahmans who composed early Dharmaśāstras may have worried about marriage between close kin as well. Thus they appear to have recommended marriage outside the gotra while accepting it as an ‘unlearned’ practice found in societies in which they lived and served.Footnote 32
However, this bewildering variety of marriage forms also suggests that the monogamous marriage considered normative in the Roman empire—and inherited by almost all European legal systems—was absent as a valued form in the early subcontinent. Equally remarkable is the evidence of brahman males, required to accept gifts, apparently acquiring wives from other jāti-varṇa statuses—thus the same brahman scholars had allowed sonship and inheritance to those born of cross-varṇa unions (varṇasaṃkara), such as ‘the son of a śudra woman and a twice-born man’.Footnote 33 When brahmanical texts had left provisions for non-endogamous unions for all the men governed by such prescriptions, when and why did endogamy become the characteristic feature of caste?
A previous answer to this question suggested that this occurred only after members of an occupational group (jāti) were recognized as a corporate entity by the local governor of the territory in which they resided, for purposes of his own. In other words, jāti-endogamy was only to be expected when a particular jāti entrenched in its relationship to a political authority sought to restrict access to its gifted resources of lands, labours, offices, and emoluments. As in the instance of a seventeenth-century widow of a brahman district accountant, who challenged her affines as they tried to usurp the lands and rights attached to her dead husband’s office, the predictable corollary of such a dispute was a direct challenge on the ‘purity’ of the marriage itself. Thus Rosalind O’Hanlon notes, the ‘largest seventeenth century gathering of named Brahman scholars that we know of assembled together not in intellectual debate but to assure themselves of the purity of their marriage relationships’.Footnote 34 This assembly occurred in a city that had recently seen the establishment of a provincial Mughal administration as well.
Obviously in time the particular relational and intersectional location of the corporate group (jāti) determined the lengths to which it would go to limit the access of other groups to the resources which the group alone claimed. The Sisodia lineage of Marwar, for instance, entered Mughal administration in the sixteenth–seventeenth century and imitated their Mughal overlords by practising a range of ritual forms of marriage (such as dola, khanda vivaha, and nata), taking women from lesser-status lines into their own houses, as well as sending princesses of their own lineages to the households of Mughal princes (born of Sunni Muslim fathers and, at least in some cases, of Rajput Hindu mothers).Footnote 35 Such sexual unions would hardly have qualified as examples of ‘caste-endogamy’ at work.Footnote 36
At least one such ruler of Marwar in the mid-eighteenth century, albeit an initiated Vaiṣṇava, one whose temple-rituals were performed only by brahman priests and whose Vaiṣṇava mercantile groups weaponized Dharmaśāstra in order to enforce the touch and distance taboos against working groups in his domain, nevertheless found that he could not name his own concubine-born son as his heir and successor.Footnote 37 The ruler’s kinsmen wasted no time in having the concubine assassinated.Footnote 38 The threat to the corporate group’s access to the resources commanded by the state was the key here, not any particular infringement of Dharmaśāstra. Given this evidence, leaving marriage, concubinage, and sonship out of the consideration of brahmanical judicial administration leads us into a serious epistemological and methodological lapse—of mistaking a Roman law of descent and ‘legitimacy’ as the law of the eternal and impermeable Dharmaśāstra.Footnote 39
It also leaves unchallenged an implicit coloniality of ‘casta’ thinking. From the sixteenth century onwards, Iberian and Latinate Catholic thought converged with the secular powers of the conquistadores to systematize a singular hierarchy based on birth-identity alone. Transferred to the South American colonies, this hierarchy put creoles on top, and graded mulattos, mestizos, and others in a hierarchy below. This ideological grid organized and assigned to members in each strata their specific political, economic, and social privileges.Footnote 40 It was in this context that Iberians used ‘casta’ as a collective noun for biologically distinctive species organized in a singular, all-encompassing hierarchy. Iberian ‘casta’ swallowed up the multitudes of jātis and śrenis of the subcontinent and merged them into a single unified structure called the ‘caste system’. Though superficially reminiscent of the varnāśramadharma ideology, it was vastly different in its premises, especially when it came to blood-based ontologies—and the understanding of descent.
Blood was key to the Iberian and successor European projects. But as another article by Gurevitch, not included in this volume but germane to it, establishes, blood had been explicitly denied as relevant by both Jaina and Buddhist philosophers.Footnote 41 The latter focused on actions and their consequences in the cycle of rebirth. In Mahāyāna Buddhist texts, it was clearly stated that unrighteous, cruel, or evil actions in one lifetime led to rebirth in an inferior birth-group (hīnajāti). Their contemporaries, those brahmans who composed the Upanishad, established what Lindquist refers to as a ‘hierarchy of brahman-ness’ in which birth by itself was insufficient qualification for high status: Vedic learning was necessary to qualify for the highest rank of brahmans.Footnote 42 Such insistence on the secondary importance of birth-generated brahmanhood appears to be logical in a historical context in which there were many different communities and marital preferences—acknowledged in the very taxonomies found in the dharmaśāstras and purāṇas. So when and why did blood and birth become the characteristic feature of the highest-ranked brahmans (kulin), as we learn, in eastern India in the nineteenth century?
Obviously, something of the European legal and sexual order was exported into the subcontinent from the seventeenth–eighteenth century onwards. Thus concepts relevant to ‘casta’ have haunted the discussion of the subcontinental jāti-varṇa order since the seventeenth–eighteenth century. The results are twofold. One is an implicit and ahistorical racialization, or ‘casta’ thinking, which appears due to the silence on women and kinship in much of the historiography on caste. The second is the silence on the Muslim premodern in the historiography of jāti-varṇa orders of the subcontinent—in contrast to post-colonial ethnography.Footnote 43 Both leave unchallenged a European colonialist separation of (implicitly Hindu) caste from (subcontinental) Islam.Footnote 44 This is unfathomable given that historians of premodern Muslim sultanates from the thirteenth century onwards have identified particular occupational groups (jātis) from whom each sultan recruited in order to loosen the grip of previous regimes. Freeborn Persian-writing chroniclers invariably spoke of groups such as elephant mahouts, wine-distillers, barbers, cooks, and gardeners as men ‘of low social standing’, or even as base and impure (najinsan wa khabisan).Footnote 45 Clearly, these were ‘low-caste’ Muslims who rivalled both Turkish slaves and Persian literati for administrative posts. Therefore jāti-formation among Muslims (such as julahas or weavers, khojas, memons bohras as traders) must be treated within the conditions of state-formations of the early medieval period as well. This is especially relevant given recent scholarship that establishes that many Muslim craftspeople and workers in the ‘creative economies’ (such as performers) were bound by the same jajmani relationships that had earlier been limited to brahmans alone.Footnote 46 While a few scholars of colonial and post-colonial India have recognized the jajmani relationships that Muslim jātis/zāt also established with local brahmans, scholars of early medieval or early modern ‘caste’ societies have yet to probe the temporal depth of such relationships.Footnote 47 Only by reading Muslim artisanal and crafts-workers into the subcontinental premodern can we South Asianists break with the image of the slave-based plantation of the Atlantic that appears to hang over all scholarship on ‘caste’.
In the Atlantic context from the seventeenth century, miscegenation roused fear of creoles, born of ‘white’ men and ‘African/Amerindian’ mothers, who could demand emancipation of the colony from metropolitan control.Footnote 48 The subcontinental textual discussions about children born of cross-caste unions (varṇasaṃkara) appear to be about claims to honour, office, related subsistence—and forms of ritual action that people of mixed birth could, or could not, make. Such claims would have required that brahman priests be employed to provide the requisite ritual services to these households, and in turn, find themselves dependent on those very groups they considered of lesser ritual rank.
Certainly, such a situation is presented in documents datable to approximately the seventeenth–eighteenth century in eastern India, where purohit brahmans admitted their dependence when they wrote ‘in such and such a village, I have many ancestral yajamān’.Footnote 49 Substantial peasant households—identified with jāti names such as chāshā (cultivator), kaivartta (fishermen), and tāntī (weavers)—patronized brahman-gurus with small sums of money that together made up the maintenance (yajamānī vritti) of the latter.Footnote 50 These relations of service and dependence were secured by charters granted by superior authorities of the region. As one such charter showed, a hereditary right of presiding over an assembly, held by a line of brahmans, had to be shared between two sets of holders: for every ritual conducted, whether for a cremation or a tree-planting or pond-excavation, a share of the earnings had to be given to the other lineage of brahmans claiming to provide the same services.Footnote 51
As all the articles in this volume collectively allow us to understand, the apparent changelessness of varnāśramadharma ideology papered over a constantly changing socio-economic reality marked by the inversion of economic dominance and ritual-social rank, the increasing differentiation of lineages and sub-groups of brahmans from the earliest centuries until the eighteenth. If Muslims, Sikhs, and Christians, all of who belonged to the same landscape from the eighth century in southern India, and the thirteenth century in northern India, are absent from the volume—either as yajamānas or as clients of brahmans—at present, perhaps future generations of scholars will fill out the picture.
Competing interests
The author declares none.