Redish et al. show that a fuller understanding of the processes and outcomes of substance use and abuse can be gained by probing the underlying decision-making and self-regulatory mechanisms involved in initiation and maintenance of use. Their analysis of decision-making systems and vulnerabilities in those systems stems from expectancy-value model tenets in the decision-making and behavioral economics literatures, and from conditioning principles and theories in the learning literature. Although the framework put forward by Redish et al. draws nicely on these literatures to propose an integrative model of substance use, there are important processes involved in decision-making and self-regulation which are not well included in this framework.
In particular, affective processes are not well represented in the framework presented in the target article. We know that affective processes are implicated in a variety of issues around substance use and abuse. For example, affective states are reported as antecedents of smoking behavior and of relapses after quitting (Gilbert et al. Reference Gilbert, Sharpe, Ramanaiah, Detwiler and Anderson2000; Shiffman et al. Reference Shiffman, Paty, Gnys, Kassel and Hickcox1996). In the context of alcohol use, negative affect resulting from acts of discrimination is associated with drinking by members of minority groups (Simons et al. Reference Simons, Simons, Burt, Drummund, Stewart, Brody, Gibbons and Cutrona2006; Terrell et al. Reference Terrell, Miller, Foster and Watkins2006). Finally, as Redish et al. point out, intake of some substances directly leads to affective states (e.g., euphoria; Koob & Le Moal Reference Koob and Le Moal2006). Moreover, research from multiple domains has shown that affective processes are an integral part of “normal” decision-making and both impact and are influenced by the expectancy-value processes discussed in Redish et al.'s analysis. Use of expected-utility rules changes with decision tasks that arouse negative emotion (Darke et al. Reference Darke, Chattopadhyay and Ashworth2006; Greene et al. Reference Greene, Sommerville, Nystrom, Darley and Cohen2001). Behavioral choices are influenced by anticipation of experiencing regret, guilt, or other emotions as a result of engaging in a behavior (Richard et al. Reference Richard, van der Pligt and de Vries1996).
An integrative model of the influence on behavioral choice of cognitively based inputs and affective associations with behaviors has been proposed recently (Kiviniemi et al. Reference Kiviniemi, Voss-Humke and Seifert2007). The behavioral affective associations model focuses on affective associations with a behavior – feelings and emotions associated with a particular behavioral practice. The model proposes that affective associations with a behavior influence actual behavior; more positive affective associations lead to a greater likelihood of engaging in a behavior. Moreover, according to the model, affective associations mediate influences of cognitive beliefs on behavior. Finally, the model argues that affective associations influence behavioral practices both via mediating cognitive beliefs and through a path that is dissociable from and distinct from the mediation of cognitive beliefs (see Kiviniemi & Bevins Reference Kiviniemi, Bevins and Zelick2007 for additional discussion of the model). Affective associations have been documented for alcohol and marijuana use (Simons & Carey Reference Simons and Carey1998) and smoking (Trafimow & Sheeran Reference Trafimow and Sheeran1998). Recent data from the Kiviniemi lab shows that affective associations both directly predict use behavior and mediate the influence of expected utility beliefs on use for alcohol, cigarette smoking, and marijuana use.
Thus, there are a variety of reasons to argue that affective associations play a central role in both decision-making about and ongoing self-regulation of substance use. What implications might an affective association analysis have for Redish et al.'s framework for studying addiction? First, consider two components of Kiviniemi et al.'s (2007) behavioral affective associations model: (a) affective associations mediate the influence of expected utility beliefs on behavior, and (b) affective associations influence behavior both in conjunction with (through the mediational pathway) and independent of cognitively based expected utility beliefs. The mediational path suggests that affective associations may serve a self-regulatory role by functioning as an indicator of the expected utility of a behavioral choice or, more broadly, by indicating the overall positivity or negativity of one's cognitively based beliefs (e.g., attitudes, social norms). This would allow decision making to proceed in a faster and more efficient manner than directly accessing cognitive beliefs. Such an analysis is consistent with the work of Damasio and colleagues on the somatic marker hypothesis (e.g., Damasio Reference Damasio1994). The tenet that affective associations can exist and can influence behavior independent of one's cognitive beliefs suggests that the content of one's affective associations with a behavior could conflict with one's cognitive beliefs (e.g., one might perceive a number of negative consequences from alcohol use but still have overall positive affective associations with alcohol and its use).
In the context of substance abuse, this suggests the possibility for an additional vulnerability in the decision-making system. To the extent that affective associations are created relatively independently of one's cognitive beliefs about the behavior (as might be the case for euphoria resulting from use or from associating the drug and its use with other positively valued things), the independent affective associations–behavior pathway might push behavior in different directions than the cognitive beliefs path. Such a conflict between decision-making inputs then raises the important question of which input will “win” and influence behavior. Because cognitively based processes often require some effort by the individual, whereas affective processes are more automatic, it may be the case that affective associations will be more likely to guide behavior. This may be especially likely in the context of substance use where impaired cognitive functioning may be a consequence of use (e.g., Hoffman et al. Reference Hoffman, Moore, Templin, McFarland, Hitzemann and Mitchell2006; Kim et al. Reference Kim, Lyoo, Hwang, Sung, Lee, Lee, Jeong and Renshaw2005).
Supporting this point about vulnerability and affective associations are the published examples of unconditioned stimulus revaluation using Pavlovian conditioning with alcohol (Molina et al. Reference Molina, Bannoura, Chotro, McKinzie, Arnold and Spear1996; Revusky et al. Reference Revusky, Taukulis and Coombes1980; Samson et al. Reference Samson, Cunningham, Czachowski, Chappell, Legg and Shannon2004). For instance, in a retrospective revaluation design Molina et al. (Reference Molina, Bannoura, Chotro, McKinzie, Arnold and Spear1996) found that an aversion to a tactile stimulus conditioned with ethanol was abolished if ethanol was later paired with sucrose. More specifically, rat pups first had an aversion conditioned to the tactile stimulus by pairing it with intragastrically administered ethanol. If rat pups then had the ethanol paired with a sucrose solution via intra-oral cannula, the robust tactile aversion was no longer expressed. The previously acquired tactile aversion was not lost if ethanol and sucrose were presented in an unpaired fashion (i.e., no temporal contiguity). Molina et al. concluded that the representation of the ethanol unconditioned stimulus (US) was changed by the appetitive conditioning history with sucrose. As such, expression of the earlier conditioned association (memory) was also changed. A similar possibility has been discussed for nicotine (Bevins, in press; Bevins & Palmatier Reference Bevins and Palmatier2004). Applied to the early discussion, here is an example of a choice behavior (avoid aversive stimulus) that was modified not by direct and contrary learning history in that situation. Rather, choice was presumably altered by changing the positive affective qualities of ethanol. Perhaps effortful cognition was involved in this revaluation. However, such an assumption is not necessary to explain the change in choice behavior and, in fact, seems a priori.
In summary, Redish et al. in this target article outline an integrative model of substance use from a decision-making and self-regulation perspective. This model provides much to think about, as well as indicates interesting and likely important paths for future research. However, we suggest that going beyond considering vulnerabilities within an expectancy-value decision system to consider how other inputs to decision-making might inform our understanding of substance use and abuse, can strengthen the framework proposed by Redish et al. In particular, considering the role of affective associations with behavior suggests that an additional decision-making vulnerability influencing substance use might be conflict between affectively based and cognitively based decision systems. Such conflict can explain why behaviors, including substance use and abuse, may depart from expected-utility model predictions.
ACKNOWLEDGMENTS
Preparation of this commentary was supported by NIH grants CA106225 and DA018871 to Marc Kiviniemi and NIH grants DA018114 and DA017086 to Rick Bevins.