I. INTRODUCTION
When drafting Bills of Rights, is it useful to look outside a country's own experience, at sources ‘from abroad’?Footnote 1 In other words, what role, if any, should internationalisation and comparative ‘constitutional borrowing’Footnote 2 play in designing indigenous Bills of Rights? Using three case studies—South Africa, Canada and Northern Ireland—this article seeks to address this question and bring this practice to light by assessing the usefulness of these two strategies for comparative/global constitutionalism. The article postulates that for all the potential upside of constitutional borrowing and internationalisation, before embarking on such strategies the question of ‘fit’ needs to be seriously considered. In such exercises, it is also important that comparative and international law is not be used as a ceiling but rather as a floor, or starting point. The strategies hold most potential where international texts and comparative experience are viewed as benchmarks to measure whether a Bill of Rights reflects (and possibly develops) both best international practice and also the local context.
This article has been written in a period that has witnessed a global trend towards the adoption of Bills of Rights.Footnote 3 The issues raised will have relevance for societies, such as Northern Ireland, which are in the process of debating, designing or adopting Bills of Rights. In testing the limits of these increasingly used strategies, the article therefore stands at an interface of academic praxis with policy issues. Although the process of internationalisation is well underway, especially in regard to human rights ‘borrowing’, and some work has been done on what one academic has called ‘transnational judicial conversations on constitutional rights’,Footnote 4 less work has focused on the role international and comparative law/experience has played in the drafting process of Bills of Rights, in particular the formulation of an equality provision. Focusing on this issue, this article seeks to fill this gap and will add to the literature on the role sources ‘from abroad’ play in drafting Bills of Rights. The three case studies—South Africa, Canada and Northern Ireland—have been chosen for two reasons. Firstly, although Northern Ireland is still processing their Bill of Rights,Footnote 5 like South Africa and Canada, the use of internationalisation and constitutional borrowing have been common themes underpinning the drafting process. The three case studies therefore present micro studies of the challenges and attractions of constitutional borrowing and internationalisation. Secondly, all three jurisdictions have experienced an array of past policies of segregation and unequal treatment, albeit on different grounds and to different degrees (see below). Equality was therefore at the centre of constitutional reform for South Africa, Canada and Northern Ireland. Equality therefore occupies a key position in a Bill of Rights in the sense of being central to the success of constitutional change and without which all rights in a Bill of Rights might remain empty and devoid of meaning.
At the outset, for conceptual clarity and coherence of argumentation, Part II will consider briefly what the terms ‘constitutional borrowing’ and ‘internationalisation’ denote. This article views internationalisation and constitutional borrowing as two different though overlapping processes. The article does not engage with a detailed definition of these terms and the different types of borrowing,Footnote 6 as the focus of this paper lies not so much with theorising the concepts as examining the merits or otherwise of these phenomena in the three case studies. These will be discussed in Part III. Following on from this examination, Part IV then draws conclusions with resonance, not just for Northern Ireland, but for other jurisdictions involved in constitutional design.
II. WHAT ARE CONSTITUTIONAL BORROWING AND INTERNATIONALISATION?
For the purposes of this article, constitutional borrowing and internationalisation occur when drafters look at other jurisdictions’ Bills of Rights and at international law/standards when considering what provisions should or should not be included in a Bill of Rights. This results (or not) in an act of inserting language taken from another country's Bills of Rights and from the relevant international treaties. As Alder notes, what is borrowed:
could be any part, large or small, of the [Bill of Rights/international treaty]: a single sentence in the text of the [Bill of Rights/international treaty], a whole article in the [Bill of Rights/international treaty] … a set of formal or informal understandings among legislators, the executive branch, or even among the population at large as to what the [Bill of Rights] requires.Footnote 7
Some justifications, which are by no means exhaustive, come to mind to explain why countries engage in internationalisation and wholesale constitutional borrowing, ‘partial borrow[ing]’Footnote 8 or ‘non-borrowing’.Footnote 9 Regarding constitutional borrowing, countries who have little or no experience in designing Bills of Rights may wish to draw upon the experience of other countries, especially those who share similar fundamental values and who have already drafted a Bills of Rights. This may offer the prospect of expanding a country's understanding of the drafting problems and lead to a consideration of some solutions in designing a Bill of Rights. Likewise, drawing upon internationally agreed standards can be influential in expediting compromises when there is a specific controversial issue at stake, thereby preventing the stagnation of the drafting process or preventing it from becoming enmeshed in pre-existing divisions and disagreements. In this way, drafters can be enabled to focus on a somehow more neutral, objective and universally approved standard. Or utilising constructions designed by others can provide some distance between the frenetic and impassioned local argumentation and what is actually necessary to meet agreed international standards. In these ways, both strategies can act as a means of ‘persuasive authority’,Footnote 10 and ‘legitimation’Footnote 11—giving credibility to a proposed solution. This in turn can enable internationalisation and constitutional borrowing to be valuable tools in the mobilisation and canvassing of support to help ensure recognition and acceptance of a Bill of Rights in the society in which it is to operate. In short, the strategies can potentially be a ‘passport to international acceptability’Footnote 12 and a ‘badge of legitimacy’Footnote 13 amongst the local populace.
Departing from another country's approach and/or international law or ‘non-borrowing’, can also be a useful exercise. As Justice Breyer has argued, although each nation has political and structural differences, the experience of other jurisdictions ‘may nonetheless cast an empirical light on the consequences of different solutions to a common legal problem’.Footnote 14 Thus, there are many advantages of ‘considering’Footnote 15 or referring to international and comparative law/experience, short of necessarily ‘adopting’.Footnote 16 ‘Non-borrowing’ can help sharpen and broaden the drafter's understanding of a particular problem but, given the differences between countries, different solutions in different places may be necessary. This can help ensure that it is a sui generis Bill of Rights reflective of the local realities/context so that the Bill is not a foreign product which is inappropriate in the domestic context. As noted above, the question of ‘fit’, and the particular history of a country, needs to be addressed if a Bill of Rights is to be accepted and recognised by the local populace. As Davis states:
Notwithstanding pressures, both internal and external, on the country to ensure that its legal system is congruent with international human rights law, the indigenous history of the country plays a vital role in the interrogation of constitutional concepts of the nation state and, accordingly, in the development thereof.Footnote 17
On the downside of constitutional borrowing and internationalisation, there are a number of practical difficulties including the questions of which nations’ Bill of Rights and international treaties should be considered and how much weight they should be afforded.Footnote 18 It has been argued that internationalisation and constitutional borrowing could encourage ‘cherry picking/forum shopping’ in the choice of jurisdiction/international law/body cited, ensuring that the jurisdiction/international law chosen will likely support the conclusion favoured by the drafters.Footnote 19 This arises as constitutional borrowing and internationalisation are multifarious. Furthermore, as some key international and regional human rights instruments such as the European Framework Convention on the Protection of National Minorities of 1995 (‘the Framework Convention’), do not have a judicial body with the authority to determine the meaning of the various conventions, there is an added problem of determining the implications of the various conventions, especially if the meaning of the conventions is deeply ambiguous. In the absence of a judicial and/or authoritative body, a number of quasi-authoritative bodies have been established. This increases the risk of forum shopping as drafters may take advantage of the growing number of international and regional human rights institutions with quasi-authoritative status to choose the institution most likely to provide them with the advice they prefer. As we will see in the following section, the issue of ‘forum shopping’ has been raised in the Northern Ireland Bill of Rights debate.
In sum, although constitutional borrowing and internationalisation are part of constitutional lawmaking, this does not automatically result in these strategies being successful or valid. There are both benefits as well as interesting tensions underpinning these phenomena, some of which will now be examined in further detail.
III. CONSTITUTIONAL BORROWING AND INTERNATIONALISATION: SOUTH AFRICA, CANADA AND NORTHERN IRELAND
Before addressing the validity of these two strategies, as this article argues that Bills of Rights need to be reflective of the local context, this section begins with a brief outline of the political, historical, socio-economic and legal background of the three jurisdictions.
A. Historical/Political/Socio-Legal and Economic Background
The political and legal history in all three jurisdictions was characterised by inequality albeit on different scales. In South Africa, this was manifested by forty-six years of apartheid rule by the National Party (‘NP’). Under apartheidFootnote 20 numerous statutes were passed by the NP which allowed for the development of what has been described as a as a ‘wicked system of law’.Footnote 21 Under this system, the majority of black South AfricansFootnote 22 suffered systemic discrimination in a number of areas such as employment, education and housing.Footnote 23 Even prior to apartheid, there already existed a ‘wicked system of law’ under the auspices of the infamous Native Land Act 1913 and the Development Native Trust and Land Act of 1936 which effectively sanctioned the dispossession of land from indigenous people. The Constitution of 1910 also excluded black people from parliament and denied most of them the right to vote.
The above statutes were rarely challenged by the courts as, during the apartheid years, South Africa operated under the doctrine of parliamentary sovereignty. Under this model, the judiciary operated in an extremely ‘executive minded’Footnote 24 manner and came to be regarded in the eyes of the majority as a biased arm of government dispensing ‘white man's justice’.Footnote 25 Not only did the South African government show disregard for the rights of the majority of South Africans, interestingly, for the purposes of this article, the NP government viewed international and comparative law as irrelevant:
It cannot be envisaged that human rights norms as enshrined in international law can to any extent play a part–let alone a significant part in the decision of the protection of group and individual rights in South Africa. Safety does not lie in the hope that our courts will apply the norms of international law.Footnote 26
This ambivalent attitude was manifested as the South African government refused to sign any international treaties until 1994 with the exception of the UN Charter of 1945. Furthermore, the NP government abstained from voting on the General Assembly's Universal Declaration of Human Rights in 1948 dismissing it as communist propaganda.Footnote 27 However with South African's new dispensation in 1994 which heralded the introduction of a new constitution,Footnote 28 the role of international and comparative law moved from the ‘margins into the mainstream’.Footnote 29 International law was no longer regarded as irrelevant but played a significant role in mobilising concern against apartheid.Footnote 30 South Africa presents an interesting case study to examine the role international and comparative law has played in the drafting of the equality provision and the Bill of Rights generally.
As 1994 is a landmark in South African history, 1982 is equally important for Canadian history as this was the year when Canada, like South Africa, moved from the British model of parliamentary supremacyFootnote 31 to constitutional supremacy. Prior to 1982 courts could not set aside a legislative act except on allocative or federalism grounds. Under this system inequality was rife and was experienced by a number of groups such as indigenous people, women and Francophones. For example, up until 1930,Footnote 32 women were not recognised as persons which as a consequence, prohibited them from holding elected or appointed offices and from entering into training for various professional occupations, especially in the legal field.Footnote 33 It was not until 1940 that all Canadian women gained the same federal/provincial voting rights as men. Federally, Japanese Canadians could not vote until 1948 and status Aboriginals gained the franchise only in 1960.
The French Canadians or Québécois also suffered language-based discrimination. A series of legislative enactments across Canada seriously restricted French-language education and virtually eliminated the use of French in provincial legislatures and courts outside Québec.Footnote 34 Likewise, the Jewish community also experienced discrimination and were described by the Minister of Justice in 1906 as ‘outsiders’. It was not desirable for ‘us’ the Canadian citizens, to be ‘too considerate of the wishes of alien immigrants …’Footnote 35
Even with the introduction of the Canadian Bill of Rights in 1960 (‘CBOR’), discrimination still took place.Footnote 36 This was due primarily, though not exclusively, to the limited formalistic wording of the equality right (see below) and to it being an ordinary Act of Parliament. As the Bill of Rights had no constitutional status, discriminatory federal laws could not be invalidated.Footnote 37 The only ‘notable exception’,Footnote 38 when the Court by a slim majority of five to four struck down an inconsistent statute, was the case of Drybones.Footnote 39
Like South Africa, there was increased dissatisfaction amongst both Canadian and non-Canadian citizens with this model of parliamentary sovereignty and an increased recognition that citizens should not have to rely on the grace of the legislatures for protection of their rights. Thus, from the late 1960s there were concrete efforts, especially from women in the political sphere, to obtain greater recognition of their rights. Their efforts along with others coupled with the backing of the Prime Minister at the time, Trudeau, paid off as the Canadian Charter of Rights and Freedoms (‘Charter’) was introduced. This was part of the Constitution Act 1982.Footnote 40 As will be seen shortly, international law played a key role in helping to strengthen rights protection which ultimately was reflected in the Charter.
Northern Ireland's political and legal history was dominated by half a century of one-party rule wherein the Nationalist/Catholic minority suffered discrimination on grounds of religion and political belief at the hands of the Unionist majority in areas of public and private employment, housing, education, welfare, policing and emergency law.Footnote 41 Similar to South Africa and Canada, discriminatory legislation was allowed as the Northern Ireland courts, which were predominantly dominated by the Unionist community, were reluctant to find against parliament due to the doctrine of parliamentary sovereignty.Footnote 42 Northern Ireland is also emerging from decades of violent political conflict. As such it may be termed a ‘conflicted’ or ‘transitional’ society with similarities to other transitional countries such as South Africa.Footnote 43 As well as the violent struggle, from the 1960s onwards, there was also a push in several other circles for equality and a Bill of Rights.Footnote 44 However despite formal acceptance by political parties of the need for a Bill of RightsFootnote 45 and while the previous constitutional agreements set the seeds for a Bill of Rights,Footnote 46 it was not until the advent of the 1998 Good Friday Agreement (‘the Agreement’) that the debate moved from a somewhat abstract one to a very concrete phase. The Agreement required the Northern Ireland Human Rights Commission (‘NIHRC’), a statutory body set up by the Agreement, to advise the Secretary of State on a Bill of Rights for Northern Ireland. Thus, unlike South Africa or Canada, the Agreement did not contain a Bill of Rights. Instead, the Agreement enjoins the NIHRC:
to consult and to advise on the scope for defining, in Westminster legislation, rights supplementary to those in the European Convention on Human Rights, to reflect the particular circumstances of Northern Ireland, drawing as appropriate on international instruments and experience.Footnote 47
Although the above paragraph is replete with ambiguous phrases relating to the NIHRC's mandate concerning the Bill of Rights,Footnote 48 for the specific purposes of this article, it is clear that the NIHRC is mandated to draw upon international standards/experience. In other words, this explicit injunction paves the way for constitutional borrowing and/or internationalisation. However, as the following section illustrates, this injunction has resulted in both positives and negatives which make Northern Ireland a particularly pertinent case study for the purposes of this article.
B. The (Non-)Usefulness of Internationalisation and Constitutional Borrowing
The above brief and non-exhaustive overview illustrates that due to the inequalities in the three jurisdictions, unsurprisingly, as they embarked on designing their Bills of Rights, equality occupied a key position. For example, in the South African Bill of Rights, equality is the first right. However, notwithstanding its centrality, as equality is an amorphous concept, all three jurisdictions experienced difficulties. These difficulties resulted from the implications of incorporating controversial notions of equality into an equality guarantee.
Broadly speaking, a distinction is frequently drawn between formal and substantive notions of equality. Formal equality requires that all persons who are in the same situation be accorded the same treatment and that people should not be treated differently because of arbitrary characteristics such as religion, race or gender. This formulation resonates with the original Aristotelian conception of equality; that like cases should be treated alike. A substantive notion of equality is concerned with making sure that laws and/or policies do not impose subordinating treatment on groups already suffering social, political or economic disadvantage. The focus is on the group and on the impact/effect of the law on its social, economic or political conditions. It recognises that sameness of treatment can reinforce inequality and, in certain circumstances, equality actually requires differential preferential treatment/affirmative action.Footnote 49 One of the difficulties facing the drafters was therefore: should the equality right incorporate affirmative action?Footnote 50 In other words, can discrimination, which generally refers to differential treatment on grounds such as sex, race and so on resulting in the individual or a group of individuals being disadvantaged, be fair or legitimate? The decision in all three jurisdictions was yes, though in Northern Ireland, the final decision has yet to be approved (see below). Primarily, though not exclusively, the drafters were able to reach a decision with the help of international law and constitutional borrowing. For example, the drafters in South Africa sought guidance from the International Convention on the Elimination of all Forms of Racial Discrimination (‘ICERD’) and the Convention on the Elimination of All Forms of Discrimination Against Women (‘CEDAW’). Although, arguably, the wording of ICERD ‘special measures taken for the sole purpose of securing adequate advancement of certain racial or ethnic groups or individuals … shall not be deemed racial discrimination …’ is potentially stronger than ‘may be taken’,Footnote 51 it is nonetheless an example of ‘partial borrowing’. Furthermore, the difference in wording may be semantic and the inclusion of affirmative action in the first instance in a Bill of Rights is the most important point. The explicit recognition of affirmative action avoids litigation on the question of whether such measures are consonant with the promise of equal protection of the law. For this reason, the Canadian Charter ‘considered’ the American approach to equality but did not ‘borrow’ from it. The absence of an affirmative action provision in the equal protection clause, which was introduced through the Fourteenth Amendment to the US Constitution,Footnote 52 has created confusion regarding the legality of whether affirmative action is consonant with the promise of equal protection of the law.Footnote 53
Ignoring the American model, Canada sought to avoid such confusion by reflecting the global trend as the equality provision in the Charter explicitly allows for affirmative action.Footnote 54 America's waning substantive influence may also be attributed to the different vision of equality Canadians and non-Canadians have compared to the American understanding. The former vision focuses on the need to eradicate subordinating treatment through treating people differently if needs be, while the latter concentrates on equal protection and treating people the same. Given the differences not only in the vision of equality but also the political and social structures in place, it makes sense that the Canadian Charter reflects the global human rights instruments more substantially than it does the American model. In such circumstances, it is therefore acceptable for drafters to ignore comparative law/experience if such a source does not provide assistance in helping to formulate a particular provision. Adopting such an approach helped Canada negate the risk of the importation and interpretation of a alien Bill of Rights to the Canadian context.
In the light of the legacies of inequality resulting from the Northern Ireland conflict, arguably, it also makes sense for a Northern Ireland Bill of Rights to reflect international standards and incorporate affirmative action. This is exactly what the NIHRC's advice to the Secretary of State does in recommending affirmative action as an integral part of the draft equality provision.Footnote 55 Internationalising the issueFootnote 56 and referring to other jurisdictions, most notably South Africa and Canada, helped change the affirmative action from a permissive to a directive clause. The South African influence in particular is evident with the frequent use of the term ‘unfair discrimination’.Footnote 57 Cognisant of the need to address past inequalities, rather than including a simple prohibition of discrimination, the NIHRC opted for a ‘belt and braces approach’.Footnote 58
Using the term ‘unfair discrimination’, as the South African experience shows,Footnote 59 helps ensure that affirmative action is possible in contexts where a relatively privileged person experiences discrimination, but that discrimination will not be judged to be ‘unfair’ if it has the effect of advancing and protecting those who are in a less advantageous position. Not only did the strategies of internationalisation and constitutional borrowing strengthen the formulation of the draft equality clause, they helped prevent the debate from becoming an internally focused one which could have become stymied due to lack of agreement on this divisive topic.Footnote 60 In short, the strategies acted as a mean of ‘persuasive authority’.
Affirmative action also came into conflict with the debate surrounding whether to include the right to self-identification in a Bill of Rights for Northern Ireland, and on this occasion, the use of international law/bodies could have potentially compounded the controversy. Before addressing this issue, for contextual purposes, it is important to provide some background information. The Agreement not only explicitly refers to international experience, but also states that the Bill of Rights should ‘reflect the principles of mutual respect for the identity and ethos of both communities’. From the outset of the Bill of Rights debate, this phrase has been problematic for the NIHRC. There has been a distinct lack of consensus, both within the NIHRC, and also as regards political parties and organisations, on the interpretation of this phrase. On the one hand, some have argued and continue to argue for an ‘individualistic/separationist’ interpretation of this phrase, whereby protection and entitlement to benefits (through a Bill of Rights) should be accorded, not on the basis of being a member of a group but through status as an individual.Footnote 61 On the other hand, some favour a ‘communal/group’ approach whereby some entitlements and responsibilities are given to groups rather than to individuals.Footnote 62 Individuals, under this approach, are treated as members of groups and benefits are conferred, not on the basis of individual identity, but in relation to group affiliation.Footnote 63 In the Northern Ireland context, this has translated into a privileging of a discourse around two communities. The shorthand terms ‘Nationalist/Catholic/Irish’ and ‘Unionist/Protestant/British’ have thereby been fixated on to the detriment of other cross-cutting or more fluid identities.
The Agreement itself seems to tend towards incorporation of this latter approach in a number of respects. For example, the voting system in the Northern Ireland Assembly requires parties to designate themselves as ‘Nationalist’, ‘Unionist’ or ‘Other’. Another example is to be found in Northern Irish equality legislation which, although it preceded the Agreement, was underpinned by the Agreement, and requires registered employers and public authorities to monitor the religious composition of their workforce to ensure a fair balance between the ‘two communities’—Catholics and Protestants. However, the Agreement's emphasis on group identity and the ‘two communities’ has been criticised within and outside the NIHRC. One former human rights commissioner stated:
Bits of the Good Friday Agreement are too much focused on the two communities … . I think there are strong individual human rights principles which would justify the Commission in saying: “those bits of the Agreement … are not a good thing in terms of the future of Northern Ireland”.Footnote 64
HarveyFootnote 65 argues that Irish Nationalists and British Unionists really do exist and the institutional mechanisms and the equality measures established or underpinned by the Agreement are there because of the reality of the political situation in Northern Ireland.Footnote 66 The author agrees with Harvey: as the conflict was primarily between two main political communities (Irish Nationalists and British Unionists) it was likely that any settlement would be directed towards building confidence and trust between the two main political communities and trying to avoid some of the legacies of the past. Furthermore, as the current Bill of Rights debate derives its legitimacy from the Agreement, those involved in the debate should, as the title of Harvey's article, suggests, ‘stick to the terms of the Agreement’.Footnote 67 However, when the NIHRC first published its draft Bill of Rights in September 2001, in respect of identity rights, it did not ‘stick to the terms of the Agreement’ but opted for an individualistic approach. The majority of the NIHRC proposed that:
Everyone has the right freely to choose to be treated or not to be treated as a member of what might otherwise be perceived to be their national, ethnic, religious or linguistic community and no disadvantage shall result from this choice or from the exercise of rights connected to this choice.Footnote 68
The NIHRC stated that these proposals drew heavily on the Framework Convention.Footnote 69 However, controversially, the NIHRC substituted the word ‘minority’ in the Framework Convention for ‘community’. According to some within the NIHRC, the rationale for the substitution was that the term ‘two communities’ was too restrictive. Not everyone in Northern Ireland view themselves as being a member of one of the ‘two communities’. There are those who are neither Unionist nor Nationalist. Some may identify themselves as belonging, for example, to the Muslim or Chinese community.Footnote 70 Secondly as ‘minority’ is not defined in the Framework Convention, the replacement with ‘community’ was supposed to avoid constant battles as to who is the minority in a given context.Footnote 71 The NIHRC stated that this decision was taken in the ‘light of advice from experts in the field, most notably the legal adviser of the High Commissioner on National Minorities (‘HCNM’) at the Organisation for Security and Cooperation in Europe (‘OSCE’) …’.Footnote 72
On first reading, the NIHRC's stance seems defensible. Firstly, the decision to use the word ‘community’ instead of ‘minority’ is an example of ‘partial borrowing’ mentioned earlier—using international law but ensuring it fits the local context and enhances rights protection at the local level. Secondly, it is advisable to seek further guidance from international experts on controversial issues if it helps reach a solution and avoid ongoing conflicts in the process. However, on further examination of the NIHRC's approach, it becomes less defensible. Instead of enhancing rights protection of the most vulnerable and supplementing existing legislation (which is the purpose of any Bills of Rights), the NIHRC's approach could have resulted in lowering existing human rights and equality standards for those deemed outside the ‘two communities’, a concern which was expressed by several organisations. For example, the organisation representing ethnic minorities in Northern Ireland, (Council for Ethnic Minorities, NICEM) ‘strongly disagreed’Footnote 73 with both the NIHRC's decision and rationale for replacing ‘minority’ with ‘community’ as the cultural concerns of ethnic groups could thereby be undervalued and the disadvantaged position of minority groups could become marginalised or even worse, ignored. The Director of NICEM, Patrick Yu, resigned from the NIHRC on this issue. In his resignation letter, Patrick Yu stated that there was an ‘apparent fixation of a small number of Commission members to pursue identity issues in a way that undermines existing equality protections which threatens aspects of the Agreement’.Footnote 74
Despite the NIHRC's reassurance that the wording of the draft provision would not undermine existing equality legislation,Footnote 75 the Equality Commission for Northern Ireland (‘ECNI’) stated that ‘it is difficult to believe that it would not be used to challenge current monitoring provisions or requirements as to representativeness in public bodies’.Footnote 76 As McCrudden states:
For a public body whose function is the protection of human rights and which is under a statutory duty to have due regard to the need to promote equality of opportunity on the basis of religion, it seemed close to irresponsible.Footnote 77
Some, especially those from the individualistic school of thought, may argue that the accusation of irresponsibility seems harsh. As stated above, the NIHRC's decision was taken only after it sought guidance from the OSCE. However, procedurally, even the NIHRC's decision to consult with the OSCE rather than the body responsible for the Framework Convention, the Council of Europe, is controversial and flags up one of the dangers of relying on external sources, namely ‘forum shopping’.Footnote 78 Although the term ‘forum shopping’ was not explicitly used in Yu's resignation letter, it is evident that this is what Yu was referring to when stating that:
the precipitous and unhelpful approach by the Commission to get international advisers to intervene in areas where they have no jurisdiction, in particular I have in mind the approach to the OSCE High Commissioner on National Minorities rather than the Council of Europe in respect of the interpretation of the Framework Convention … .Footnote 79
Criticisms of forum shopping were not confined within the NIHRC. McCrudden also criticises the NIHRC's ‘flawed process’Footnote 80 in asking the OSCE to play a role, a role which was arguably inappropriate-asking an international body to give advice on what is a sensitive political issue without knowing the local context. The validity of this point was acknowledged by the OSCE when the NIHRC sought their advice at a later stage in the process:
It is not possible for the Office of the OSCE HCNM to interpret the NIHRC's own draft Bill of Rights in the absence of a full understanding of the intentions of the drafters and the context of the situation, including appreciation of the wishes of those concerned and the implications which may flow from a particular choice and use of words. This seems better done by the NIHRC itself or by a competent authority acting independently and impartially.Footnote 81
McCrudden states, that in asking the OSCE to play such a role, the NIHRC placed the OSCE in a ‘paradoxical situation’—instead of preventing or limiting tensions, the OSCE could have contributed to or exacerbated them.Footnote 82 Although the NIHRC has argued that seeking advice from the OSCE was ‘in furtherance of [their] strategy to involve the international experts’Footnote 83 and was within the Agreement's mandate, (which the author accepts) arguably, the NIHRC should have been less selective and more willing to seek advice from a variety of international sources/bodies, especially those with the authority and jurisdiction over a particular treaty.
As a possible result of this criticism, the NIHRC eventually sought advice from the Council of Europe. The Ad Hoc Group was unequivocal in its recommendation against the inclusion of the right to self-identification:
a Bill of Rights should be the product of a broad societal consensus … From the discussions held in Belfast it is clear that there is no such broad societal consensus concerning the inclusion of this provision. Furthermore, it can be said that it is rare for a bill of rights or for a constitution to treat such matters. The experts are therefore of the view that the issue of self-identification should not be examined in the context of the Bill of Rights project, but rather outside of the project in a more appropriate forum.Footnote 84
Furthermore, the Ad Hoc Group noted a similar concern of the compatibility (or lack thereof) between equality legislation and the right to self-identification and recommended that this ‘is not a matter that should be definitely solved in a Bill of Rights, but rather be addressed in ordinary legislation’.Footnote 85 They pointed out the potential clash between the right of self-identification on the one hand and affirmative action measures to ensure equality on the other hand. They concluded that this issue ‘could be better and more fully discussed or advanced … in the context of discussions concerning the reform of the equality legislation and proposals to have a single equality act’.Footnote 86 The NIHRC also sought advice again from the OSCE which adopted a very cautious approach and, as McCrudden notes, was unwilling to give an opinion on the implications of its views for Northern Ireland specifically.Footnote 87
Notwithstanding the cautious approach adopted by both the Ad Hoc Group and the OSCE, McCrudden concludes that there is ‘little room for doubt as to what approach it considered the NIHRC should now adopt on the issues, viz that the Bill of Rights was not the appropriate place to consider the issues of self-identification’.Footnote 88 However, the NIHRC chose to ignore this advice and published a second draft Bill of Rights in 2004 which, apart from a few changes, was very similar to its 2001 draft. In the 2004 draft provisions, regarding the controversial substitution, the NIHRC amended the clause to read that ‘everyone belonging to a national, ethnic, religious, linguistic or cultural minority or community in Northern Ireland shall have the right individually and in common with other members of that community, to enjoy his or her own culture, to profess and practise his or her own religion and to use his or her own language’.Footnote 89 The other important change was the omission of any reference to a person's right not to be treated as a member of a minority. However, this is only because the NIHRC proposed to incorporate the Framework Convention into domestic law and thus there was considered no need to include it in a Bill of Rights.
When the NIHRC submitted its final advice to the Secretary of State on 10 December 2008,Footnote 90 it played it ‘fairly safe’Footnote 91 with the controversial issues above that had dogged the process to that point.Footnote 92 There is no general right to self-identification in the final draft Bill, and the term ‘minority’ was ultimately preferred to the term ‘community’. Two further notable differences from the previous two drafts are: (1) less emphasis has been placed on the Framework Convention, which is mentioned only once in the culture and identity rights section alongside other international and comparative law instruments;Footnote 93 and (2) the ‘pendulum’Footnote 94 has swung back to the group/communal approach congruent with the spirit and the letter of the Agreement. Possible explanations for the NIHRC's change in direction are a recognition by the NIHRC that it was ‘irresponsible’ to include provisions that could potentially undermine existing equality legislation; a change in the composition of the NIHRC;Footnote 95 possibly, the findings of the Bill of Rights Forum's report;Footnote 96 a possible response to the criticism of forum shopping; and a responsive approach both to international advice and to all those who voiced concern, including both the British and Irish governments. Whatever the motivation(s) behind the eventual changes, the above scenario aptly illustrates the dangers of using international texts and/or bodies without placing them in the local context. Not only does this place the international bodies in a difficult position, but also runs the risk of dividing the local populace and possibly atrophy the Bill of Rights, undermining its capacity to catalyse progressive change.
Deciding to list grounds prohibiting discrimination is an illustrative example of the benefits of combining both the ‘local and the global’.Footnote 97 Providing a list of grounds arguably strengthens an equality provision as it ensures that those groups who are, disadvantaged, or who may in the future be subject to disadvantage, benefit from protection, and possibly excludes those groups who are in a more advantageous position from added protection afforded by a Bill of Rights. Unsurprisingly, all three jurisdictions have included a list of grounds in their non-discrimination clause/recommendation where both the local and international influence is pervasive. Consider South Africa for example. Initially, an earlier draft chose not to list any grounds on the basis that ‘specific references to particular grounds for non-discrimination may have a restrictive rather than extensive effect on the prohibition of discrimination’.Footnote 98 However, given that gender alongside racial discrimination were at the core of discriminatory behaviour, ‘there was no way’Footnote 99 that parties at the negotiating process were going to accept a non-discrimination clause without explicit reference to gender and racial discrimination. Following the international approach of article 26 of the ICCPR, section 9(3) contains a list of proscribed grounds similar to those in article 26. Section 9(3) therefore includes grounds such as race, sex, language, colour, religion, social origin and birth. However, South Africa's grounds are more extensive than the ICCPR as they include sexual orientation, conscience, belief, culture, pregnancy, marital status, and gender. Their inclusion in the South African Bill of Rights is understandable in view of its particular history and situation. The inclusion of sexual orientation was not uncontroversial, and was influenced partly by the personal involvement of a judge, Edwin Cameron (who is openly gay) and by numerous submissions from South African civil society organisations. In adding sexual orientation to the list of proscribed grounds, the South Africa document became the first national Bill of Rights in the world to assure equality on this basis.Footnote 100 The addition of marital status and pregnancy as prohibited grounds of discrimination further enhance gender equality. Conversely, there are certain grounds that South Africa did not explicitly include but which appear in article 26 such as political, or other opinion, national origin and property. Arguably, the drafters considered that these grounds did not represent those groups who warranted protection and were cognisant not to include groups already in a more advantageous position. This may explain the exclusion of property as a ground as it would be more likely to be used by the rich than the poor. Furthermore, in the light of the inequalities experienced by people on a number of grounds, South Africa opted for an intersectionality approach to equality.Footnote 101 This approach is an acknowledgment of the fact that everyone has multiple identities—people are not defined by a specific facet of identity such as race, sexuality or class, but rather the self is both ‘constituted and fragmented’ by the intersections of various categories of identity.Footnote 102 In other words, a person has a sex and a race and a religion and other identities. This has proved beneficial for equality claimants in South Africa as they do not have to ‘fit’ into one of the listed categories.Footnote 103 While there are differences between the ICCPR and the South African Bill of Rights, there is also another commonality. Both equality provisions adopt an open-ended approach to equality. Adopting a flexible rather than a fixed approach strengthens the equality right as it broadens the grounds prohibiting discrimination to include non-enumerated grounds.Footnote 104
In this context, it is concerning to note that the then British government in its responseFootnote 105 to the NIRHC's advice questioned the NIHRC's recommendation to adopt an open-ended approach to equality with the inclusion of the phrase ‘other status’. It also queried the NIHRC's recommendation to expand the list of protected groups, suggesting that this would lead to a loss of ‘focus’ and weaken the existing level of protection against discrimination.Footnote 106 The author acknowledges that the list of grounds is more extensive than South Africa and in particular Canada,Footnote 107 and has some concerns about certain grounds such as the inclusion of ‘property’. As was noted, the inclusion of such a ground could potentially be used to the advantage of rich people than poor people. McIntyre recommends that ‘property’ should be replaced with ‘receipt of social assistance’.Footnote 108 At least this way, it might mean the ‘privileged’ would not be able to use this particular ground to bring such claims under the Bill of Rights. The NIHRC's inclusion of ‘economic status’ alongside ‘property’ may help negate the improper utilisation of the Bill by rich and privileged people. That said, the author is not persuaded by the NIO's line of argumentation. Firstly, the NIHRC's recommendations are congruent with the language and evolving jurisprudence of both international and comparative law. Not only has such an approach broadened the scope of the equality right in Canada and South Africa, but contrary to the NIO's claim that the existing levels of protection against discrimination might be ‘significantly diluted’,Footnote 109 has resulted in the enhancement of human rights and equality protection for both rich and poor.Footnote 110
Furthermore, the NIO's argument evidenced both a misrepresentation and a misunderstanding of the purpose of a Bill of Rights. Anti-discrimination legislation and Bills of Rights should not be viewed as alternatives whereby people look to the Bill of Rights rather than anti-discrimination legislation. As Livingstone stated, both complement and supplement each other.Footnote 111 It paves the way for complex regulations which can be changed relatively quickly and frequently as society develops and needs change, something which the entrenched nature of a Bill of Rights could not easily facilitate within the document itself. The South African experience is an illustrative example as their Bill of Rights has set the framework for further detailed anti-discrimination legislation, detail which is simply beyond the scope of a Bill of Rights.Footnote 112 Furthermore, a Bill of Rights is different from ordinary legislation in that it is meant to have a long life. The inclusion of ‘other status’ accommodates this dynamic by allowing the Bill to evolve in line with society's developing recognition of different issues (such as the law of marriage, family, sexual orientation and so on). It would be undesirable and impracticable for a Bill of Rights to have fixed grounds which are not open to expansion and capable of keeping pace with ordinary statutes. Finally, the inclusion of additional grounds such as ‘nationality’, Irish Traveller Community, family or carer status’ represent some of the most vulnerable groups within Northern Ireland. The extensive list is simply an example of how national law supplements international protections and taking into consideration the local context, helps formulate a sui generis equality right.Footnote 113
Another misunderstanding and mischaracterisation was the NIO's reference to the NIHRC's equality proposals as ‘unlimited’.Footnote 114 The NIHRC has described this as a ‘completely unjustified conclusion’Footnote 115 as the NIHRC's recommendations (including on equality) are subject to a general limitation clause.Footnote 116 The NIHRC's stance is justified as adopting a general limitation clause, instead of an internal test specific to equality, is again in line with international and comparative law. Both South Africa and Canada have a general limitation clause. To place an internal limitation clause within the equality provision would separate the equality rights from other rights and place an unnecessary extra burden on the equality claimant.Footnote 117 Subjecting the equality provision to a general limitation clause places the onus on government to establish a limit to that right on grounds demonstrably justified. From the NIO's response, it is not clear whether the NIO's incorrect labelling of the equality provision as ‘unlimited’ was deliberate. Was it the NIO's intention to subject the equality clause to an internal instead of a general limitation clause? Or was it a mere oversight as the NIO acknowledged and surprisingly, agreed in principle with the NIHRC's advice on a general limitation clause? Footnote 118 What is clear is that in stark contrast to the approach taken by the NIHRC, the former government neither referred to the local and/or the international context. Rather than developing a Bill of Rights for a local and very specific post-conflict situation (as mandated by the Agreement and, itself, a dominant issue in considering precisely what Northern Ireland needed from a Bill of Rights),Footnote 119 the government sought to append it to a national discussion on a possible UK Bill of Rights.Footnote 120 Such an approach not only ignores the fact that both discussions emerged from different backgrounds,Footnote 121 but it also flies in the face of the British government's international obligation under the Agreement to have a Bill of Rights reflecting ‘the particular circumstances of Northern Ireland’.Footnote 122 Another distinguishing feature between the NIHRC's recommendations and the NIO's response is the lack of reference to international standards. In the NIO's 116 page document, international law is referred to, in passing, only on two occasions and even then both are improperly referenced.Footnote 123 In contrast, when submitting its final advice, the NIHRC took pains to cite international standards and explain how and why it had considered the standards relevant. Indeed, reference to international law was a key aspect of the NIHRC's mandate and methodology in submitting its final advice.Footnote 124 The influential role international law played is aptly illustrated in the interpretative obligation requiring courts, tribunals and other persons to ‘pay due regard to other international human rights law’ and a permissive clause stating that they ‘may consider the relevant judgments of foreign and international courts and tribunals’.Footnote 125 This reflects a similar provision (section 39) of the South African Bill of Rights. The inclusion of the directive provision to consider international law as opposed to the permissive provision ‘may consider’, indicates both Northern Ireland's and South Africa's willingness to embrace the international community. In so doing, the Bill of Rights could be viewed as a ‘passport to international acceptability’.Footnote 126 That said, the drafters were also cognisant of the dangers of jettisoning the past and relying solely on international and comparative law. Concomitantly, instead of producing a foreign equality provision, the NIHRC drew on both international and local sources resulting in a comprehensive substantive equality recommendation which, if implemented, could result in the enhancement of human rights and equality protection in Northern Ireland.
Disappointingly, in contrast, the then NIO's response to both the equality clause and the other recommendationsFootnote 127 was reductive, regressive and arguably would undermine human rights protection.Footnote 128 This was due primarily, though not exclusively, to the NIO's lack of deference to the ‘local and the global’. Whether the change in government makes a difference is hard to predict. What is not hard to foresee is that if the current government adopts the former government's stance, it will be not one step forward but two steps back for rights protection in Northern Ireland,Footnote 129 at a time when that rights protection needs to be cemented into the heart of the ongoing peace process.
IV. CONCLUSION
This article began by asking the question: is it useful to look outside a country's own experience and consider sources ‘from abroad’ in the drafting of a Bill of Rights? This non-exhaustive overview suggests that the answer is a qualified yes. To ignore international conventions and/or comparative experience would mean that those involved in drafting a Bill of Rights would not benefit from the following advantages. Firstly, as the experience of South Africa, Canada and Northern Ireland demonstrates, international processes and instruments can help guide a country in considering what rights to include and how best to formulate an equality right. International law therefore provides benchmarks to initiate debate on rights, and provides an initial element of consensus which can be built upon during the drafting process. The pervasiveness of international law is nicely summed up by the then Canadian Justice Minister Chrétien: ‘I do think that the rights we have agreed upon in international agreements should be reflected in the law or the Charter of Rights that we will have in Canada’.Footnote 130 Concomitantly, as noted, the rights and in particular, the equality right, reflect international instruments. International law therefore played a dual role: it provided the ‘necessary and pervasive context in which the Charter of Rights [South African Bill of Rights and the NIHRC's recommendation] was introduced and adopted [and] also as the direct inspiration for amendments designed to strengthen the human rights protection provided’.Footnote 131 Secondly, ‘internationalisation’ as a strategy can be very useful in expanding and setting the boundaries of the debate by referring to international standards that already exist. ‘Externalising’ the process can help drafters to reach a compromise over controversial issues and potentially heads off unwarranted disagreement, where minimum standards are already fixed internationally. This is especially the case if a government is a signatory to a particular treaty. For example, the discussion surrounding the implications of incorporating the controversial notion of affirmative action into an equality guarantee is indicative of how international law arguably helped to dispel some concerns by highlighting what has been accepted (in internationally agreed conventions) or is deemed to work internationally (in a specific local context).
As we have seen, both the South African and the Canadian equality provisions and their Bills of Rights generally were greatly influenced by international and comparative law. In Canada, the use of external sources has been described as a ‘distinguishing feature’Footnote 132 and as the above ministerial statement illustrates, due to the burgeoning of international human rights instruments constituted one of the reasons why Canada took the decision to constitutionalise rights. Those involved in drafting the South African Bill of Rights had the benefit of drawing upon the Canadian Charter for guidance in formulating their Bill of Rights. Similarly, Northern Ireland has the advantage of the NIHRC having looked to South Africa and Canada amongst others, for guidance in drafting a Bill of Rights for Northern Ireland. Thus, the Northern Ireland case study serves a dual purpose. It provides an opportunity both in terms of evaluating the role external sources have played to date while simultaneously unearthing lessons that could still be applied in Northern Ireland going forward. These lessons derive as much from its own experience as those of South Africa and Canada and serve to enhance the discourse of the merits or otherwise of internationalisation. Unfortunately, one only has to take a cursory look at the previous British government's response paper to be taught a valuable lesson in the dangers of not taking cognisance of international law.
One of the lessons learnt from the Northern Ireland's experience of using external sources is the danger of forum shopping. As the foregoing discussion demonstrates, this danger arose around the role of the OSCE and the belated involvement of the Council of Europe in the debate whether to include the right to self-identification in a Bill of Rights for Northern Ireland. To reiterate, this article is not arguing that international law/bodies should not be used, but when they are used, they should be used carefully in a way that makes consensus easier, not more difficult, a lesson not just for Northern Ireland, but for equivalent interventions elsewhere. This requires consideration of the ‘fit’ question—in other words, while internationalisation and constitutional borrowing should be used as strategies in the drafting process, it is equally vital that a Bill of Rights be reflective of the specific context from which it is emerging. Furthermore, while reference to the ‘right’ international instruments/constitutions can provide some insights/solutions to a particular problem, departing from these external sources may be legitimate and arguably advisable, in light of the local realities and context. In this regard, while all three case studies’ equality provision/recommendation reflect article 26 of the ICCPR, they go further in that the latter has only two equality rights,Footnote 133 whereas section 15 of the Charter, section 9 of the South African Bill of Rights and the NIHRC's recommendation have four equality rights.Footnote 134 In so doing, they all espouse a substantive notion of equality as opposed to a formalistic notion. In view of the particular history and situation of all three case studies, the drafters considered it was important to include such a notion of equality, a notion that at times, has been adopted by the courts:
We need, therefore, to develop a concept of unfair discrimination which recognises that although a society which affords each human being equal treatment on the basis of equal worth and freedom is our goal, we cannot achieve that goal by insisting upon identical treatment in all circumstances before that goal is achieved. Each case, therefore, will require a careful and thorough understanding of the impact of the discriminatory action upon the particular people concerned to determine whether its overall impact is one which furthers the constitutional goal of equality or not. A classification which is unfair in one context may not necessarily be unfair in a different context.Footnote 135
As the author has argued elsewhere, the extended equality provisions/recommendations were due primarily to an open and participative process in all three jurisdictions.Footnote 136 Such processes created an opportunity for people to make submissions to the drafters in the respective jurisdictions which helped to produce an organic and indigenous concept of equality, reflecting the particular needs of the populace in South Africa, Canada and in Northern Ireland. As previously discussed, the local influence is also reflected in the grounds prohibiting discrimination in each of the three case studies. In this context, international law was used not as a ceiling but rather as a floor—a starting point and minimum benchmark to build upon to ensure that the Bill of Rights ultimately reflects both best international and European practice but also the local context. This shows the inverse relationship between international and national law–just as international law helped shape the equality provision and other rights in the respective Bill of Rights in South Africa, Canada and in Northern Ireland's case, the draft recommendations, so the wording of the equality provision and other rights, can also impact in the future on international law. The consequences of such a two way relationship substantiates the core argument underpinning this article, namely, that the combination of both the local and the global is a more fulfilling and worthwhile project where the domestic equality provision is strengthened by drawing upon both local and international sources. To sum up, it is the local, not the international/foreign context that should be the main driver in any Bill of Rights process/debate-it should be the ‘master’ and the international/comparative law the ‘tool’. If this mantra is followed, as this article has sought to argue, it results in a more rewarding project.
