Despite the attention that scholars have lavished on Ibn Khaldun's Muqaddima, the historiographical significance of that remarkable work is still not well understood.1
Originally, the Muqaddima constituted the first book of his history, the Kitab al-עibar, which had its own muqaddima or “Introduction,” one that was typical of earlier Muslim historians. However, even during the author's lifetime, the word muqaddima was given as a title to the separate volume in which Ibn Khaldun outlined his new historical “science,” and offered his cyclical theory to explain North African and Iberian politics of his day. In his autobiography, Ibn Khaldun titles the first book of the three-volume history as the Muqaddima. This work also contains Ibn Khaldun's original “Introduction.” See Ibn Khaldun, The Muqaddimah, trans. Franz Rosenthal (Princeton, N.J.: Princeton University Press, 1958), 1, lxviii. As Rosenthal points out, Ibn Khaldun's work was known to his contemporaries and to some 15th-century Arab scholars. See ibid., lxvi.
M. Talbi expresses this view, which reflects the attitude of many scholars he quotes or cites in his bibliography, when he concludes his Encyclopaedia of Islam article by remarking that Ibn Khaldun was “Certainly a solitary genius, he does not belong to any current of Arabo–Muslim thought,” Encyclopaedia of Islam, new edition, ed. B. Lewis et al. (Leiden: E. J. Brill, 1971), 3:830–31. This is, however, an extreme statement of this position; many modern historians have discussed Ibn Khaldun's legacy from earlier Islamic scholars, however, without explaining his profound debt to the rationalism of the Greco–Islamic philosophical tradition. See n. 40.
M. Quatremère, Prolégomènes D'Ebn-Khaldoun (Paris: Benjamin Duprat, 1858) I, 50. This is the text to which Rosenthal keys his English translation. In this article, European structuralism refers to the sociological and historical variant of Durkheim, Bloch, and their intellectual heirs. Christopher Lloyd describes the varieties of structuralism in his book Explanation in Social History (Oxford: Basil Blackwell, 1986), and remarks that the “geographical, economic and social current” of structuralism is “broadly synonymous with the Annales School of Historians,” 240–41. See also his discussion of the Annales School, 243–54. For an early discussion of structuralism as a 20th-century Francophone movement by one of its principal theorists, see Jean Piaget, Le Structuralisme (Paris: Presses Universitaires De France, 1972).
Many 20th century scholars in both the Middle East and Europe have alluded to Ibn Khaldun's rationalist inheritance when they observed that he used what seems to be a preternaturally modern approach to the study of history and society. Sociologists in particular frequently have claimed him as the precursor, if not the founding father, of their discipline.4
For a recent example, see Fuad Baali, Society, State and Urbanism: Ibn Khaldun's Sociological Thought (Albany, N.Y.: State University of New York Press, 1988). Another scholar who does not discuss Durkheim at length but who sees Ibn Khaldun as the first non-Western sociologist is Mahmoud Dhaoudi in his article, “Ibn Khaldun: the Founding Father of Eastern Sociology,” International Sociology 3, 319–35.
There is a vast, erudite, and stimulating scholarly literature devoted to analyzing this theory or model and discussing its applicability to the Middle East and Central Asia. For the Ottoman case, see Cornell Fleischer, “Royal Authority, Dynastic Cyclism and ‘Ibn Khaldunism’ in Sixteenth Century Ottoman Letters,” in Ibn Khaldun and Islamic Ideology, ed. Bruce Lawrence (Leiden: E. J. Brill, 1984), 46–69, and Z. Fahri Fındıkoğlu, “Türkiyede ibn Haldunizm,” 60 [Altmısıncı] Dogum yili Münasebetiyle Fuad Köprülü Armaganı, Mélanges Fuad Köprülü (Istanbul, 1957), 153–63. In the late Ottoman period, a copy of the Ottoman translation of the Muqaddima was included in the 1862/63 waqf or endowment of the mother of Sultan Abdulaziz. See J. M. Rogers, Empire of the Sultans (Alexandria, Va.: Art Services International, 2000), 82. Bruce Lawrence discusses colonial-era Muslims from the Middle East and elsewhere who were influenced by Ibn Khaldun in his essay “Ibn Khaldun and Islamic Reform,” in Ibn Khaldun and Islamic Ideology, ed. Bruce Lawrence, 69–89. Valuable modern studies are Walter Fischel's Ibn Khaldun in Egypt (Berkeley, Calif.: University of California Press, 1967), Aziz al-Azmeh's, Ibn Khaldun: An Essay in Reinterpretation (London: Frank Cass, 1981), and Yves Lacoste's, Ibn Khaldun: The Birth of History and the Past of the Third World (London: Verso, 1984). Lacoste, whose French text was first published in 1966, offers the most original interpretation of Ibn Khaldun's ideas in which he suggests comparisons of these ideas with the Greek past and European future. Aziz al-Azmeh includes a useful critical bibliography, which should be supplemented by the numerous footnotes to the articles in Lawrence ed., Ibn Khaldun and Islamic Ideology, references in Hans Daiber, Bibliography of Islamic Philosophy (Leiden: E. J. Brill, 1999), 2:223–30, and M. Talbi's bibliography in his essay “Ibn Khaldun,” Encyclopaedia of Islam, 825–31.
Muhsin Mahdi, the author of the seminal intellectual biography of Ibn Khaldun, is the only scholar who offered at least a partial explanation of Ibn Khaldun's approach, when he said that it was based on the manṭiq, the logic of Aristotle and noted, inter alia, that Ibn Khaldun used logical terminology for subtitles of his text.6
Muhsin Mahdi, Ibn Khaldun's Philosophy of History (London: George, Allen & Unwin, 1957). See especially pp. 124–25, 160–62, and 172–87 and especially p. 172 n. 1. Apart from Mahdi, few other scholars have shown an interest in Ibn Khaldun's philosophical assumptions. One of the few to do so is the 20th-century Moroccan philosopher, Muhammad Abed al-Jibri in his dissertation Falsafat al-tarikh עinda Ibn Khaldun (Rabat Morocco: 1970), published as Fikr Ibn Khaldun: al-tarikh al-Islami (Casablanca: Dar al-Thaqafah, 1971). See also עAbed al-Jibri's essay, Arab-Islamic Philosophy, A Contemporary Critique, trans. Aziz Abbasi (Austin, Tex.: Center for Middle Eastern Studies, 1999) where, in chapter 5, he describes Ibn Rushd's admiration for Aristotle's axiomatic or “demonstrative method” and concludes with a discussion of Ibn Khaldun. Miklós Maróth is one of the few scholars who has taken Mahdi's reference to Aristotelian logic one step further and specifically attributed Ibn Khaldun's particular style of logical argument to Galen. See his article “Aristoteles und Ibn Khaldun, Zur Entstehung Einer Aristotelischen Geschichtsphilosophie,” in Aristoteles Werk und Wirkung, ed. Jürgen Wiesner (Berlin: De Gruyter, 1987), especially 397, 399–400, 408.
Ibn Khaldun specifically mentions using istiqrāء when discussing the Arabic language. Quatremère, Prolégomènes, 3:301.
Aristotle makes this comment in his Poetics, where he writes: “Hence poetry is something more philosophic and of graver import than history, since its statements are of the nature rather of universals, whereas those of history are singulars.” Jonathan Barnes ed., The Complete Works of Aristotle (Princeton, N.J.: Bollingen Series LXXI, 1984), 2:2323.
Ibn Khaldun was heir to Greek philosophical thought that encompassed the works of Plato, Aristotle, Euclid, the neo-Platonists, Ptolemy, and Galen (c. 129–c. 216 CE).9
For an accessible introduction to Islamic philosophy, see Oliver Leaman, An Introduction to Classical Islamic Philosophy (Cambridge: Cambridge University Press, 2002).
Nassif Nassar, “Le Maitre d'Ibn Khaldun: Al-Abili,” Studia Islamica 20 (1964): 109, 113. See also Mahdi, Ibn Khaldun's Philosophy of History, 33–37.
P. Luciano Rubio, Lubab al-muhassal fi usul al-din de Ibn Khaldun (Tetuan, Morocco: Editora Marroqui, 1952).
Alfred L. Ivry, trans. and ed., Averroës Middle Commentary on Aristotle's De Anima (Provo, Utah: Brigham Young University Press, 2002), xiii. For a fuller discussion of Ibn Rushd's philosophical engagement with Aristotle, see Gerhard Endress and Jan A. Aertsen ed., Averroes and the Aristotelian Tradition (Leiden: E. J. Brill, 1999), including Ivry's article, “Averroes' Three Commentaries on De Anima,” 199–216. For al-Farabi, see Richard Walzer, ed. and trans., Al-Farabi on the Perfect State, Abu Nasr al-Farabi's Mabadiء ara ahl al-madina al-fadila (Oxford: Clarendon Press, 1985) and Walzer's article “Aspects of Islamic Political Thought: Al-Farabi and Ibn Xaldun,” Oriens 16 (1963): 40–60.
Mahdi, Ibn Khaldun's Philosophy of History, 77, n. 2 and 109, n. 1.
For an introduction to Galen, see P. N. Singer, Galen: Selected Works (Oxford: Oxford University Press, 1997).
THE METHODOLOGY
When at the beginning of the Muqaddima Ibn Khaldun asserts that history is—or should be—rooted in wisdom or philosophy (ḥikma), he is not merely telling his readers that historians ought to be learned and thoughtful individuals. He means they must analyze the past rather than just reporting events and asserts they should do so rationally by using Greco–Islamic logical methodologies. Ibn Khaldun's model was the Muslim rationalists' “First Teacher,” Aristotle, who said that philosophers should ground the science of any particular subject, be it biology or physics, in the identification of fundamental truths. As Aristotle wrote in the Physics:
When the objects of an inquiry…have principles, causes or elements, it is through acquaintance with these that knowledge and understanding is attained. For we do not think we know a thing until we are acquainted with its primary causes or first principles.15
Barnes, The Complete Works of Aristotle, 1:184a, 10–15.
Such “first principles” were the special truths or the “universals” of each discipline. Once they were known, Aristotle said, philosophers could move from universals to particulars, “for it is a whole that is more knowable to sense-perception.”16
Ibid., 24–25.
Barnes, II:1139b, 28–34. See also T. H. Irwin, Aristotle's First Principles (Oxford: Clarendon Press, 1992), 5.
Ibn Khaldun advocates exactly this procedure for his newly defined science of civilization or human society. He indicates his intent to create a new science or discipline within the broader field of philosophical inquiry when, in his opening line, he identifies his history as a fann, signifying here a new branch or subset of philosophical knowledge.18
Fann (pl. funūn) for Ibn Khaldun signifies a special field or “scientific” (philosophical) discipline. I am indebted to an IJMES anonymous reader for this observation.
Now available in a splendid edition authored by Ilai Alon, Al-Farabi's Philosophical Lexicon, 2 vols. (Warminister: E. J. W. Gibb Memorial Trust, 2002).
Mahdi, Ibn Khaldun's Philosphy of History, 63–71.
Then there is the actual muqaddima or “Introduction” to the Kitab al-עibar. In the usual sense, it simply means introduction; and, as noted above, it originally meant just the “Introduction” to Book 1.21
See n. 1.
Alon, Al-Farabi's Philosophical Lexicon, 1:693–702.
Although Ibn Khaldun does not explain his title, it seems likely that he had the philosophical significance of muqaddima in mind when he later gave the word as the title for the Preface, Introduction, and Book 1 of the Kitab al-עibar. This seems plausible because, in the text, he identifies several generally acknowledged truths or propositions about human society that would justify the title. These propositions can be interpreted as muqaddimāt al-yaqīnīyāt, absolute propositions that he proposes as the axiomatic basis for volumes 2 and 3 of his history. In Greco–Islamic philosophy such “absolute propositions” or
Certain propositions…are the principles of the theoretical sciences…, the universal propositions that correspond to the existing things that we accept and believe. They are used by every one of us based on his own [sense of] certainty, as they correspond to [the real] state of affairs without relying on the evidence of anyone else.23
Ibid., 2:695; see also 1:693–72.
In the Muqaddima, Ibn Khaldun asserts that identifying absolute propositions constituted the first step in developing his new historical science, a science of society that was based upon an understanding of “the real state of affairs” in human society.
Ibn Khaldun's intent can be more easily inferred from each chapter heading in the Muqaddima. As Muhsin Mahdi has observed, but without further comment, Ibn Khaldun punctuated each chapter heading with a technical philosophical phrase. In the first three chapters, he used phrases that indicate the propositional nature of the following discussion, which for chapter 1 is “premises” or “propositions” (muqaddimāt). As a plural, the word here cannot mean “introduction,” and in fact, the chapter contains several widely accepted truths about climate and diet that were givens among Greco–Islamic thinkers and are, as will be discussed below, axioms for Ibn Khaldun's subsequent analysis of civilization. The title of chapter 2 concludes with two words: one of which, usūl, is a synonym for axioms, and “preliminaries” or “preambles,” tamhīdāt. Whether Ibn Khaldun used usūl simply as a synonym or whether he used it to convey a subtle philosophical point is not apparent and might only be determined by an exhaustive study of how Muslim authors use Greco–Islamic philosophical terminology. In chapter 3, Ibn Khaldun uses terms that he may have intended as synonyms for the previous chapter heading, but which in this case seem to be borrowed specifically from mathematical usage. Instead of usūl and tamhīdāt, he uses “bases,” as in geometry (qawāעid) and “complements” or “integrants” (mutammimāt).
He alters his phraseology in the chapter headings for chapters 4 and 5 reflecting, evidently, the secondary philosophical significance of these sections, whose lesser importance he has already alluded to in his discussion of the organization of Book 1.24
Quatremère, Prolégomènes, 1:68.
In the same opening passage in which Ibn Khaldun states that history should be a philosophical science, he also indicates how his readers could identify muqaddimāt, the fundamental axioms of the world and the bases of further historical analysis. In that passage, he says that history conducted philosophically involves “inquiry” or “speculation” (naẓarī), another word that has an everyday meaning as “seeing” or “vision” but which in some contexts means “insight” or “reflection.”25
Ibid., 1:2.
Ibid., 2:365.
Ibid., 3:109, ṭabīעa.
Ibid., 2:365 and 1:9, 320. See also Ivry, Middle Commentary on Aristotle's De Anima, 152–53, for a discussion of taṣawwur and Quatremère, Prolégomènes, 1:9, where Ibn Khaldun uses the phrase “the natures of existing things” (al-ṭabāءiע al-mūjūdāt). It is likely that Ibn Khaldun derived his ideas about the intellect directly from Ibn Rushd, who discussed it in his treatise on Aristotle's De Anima and in other commentaries on the intellect.
Douglas F. Challenger, Durkheim Through the Lens of Aristotle, Durkheimian Postmodernist and Communitarian Responses to the Enlightenment (Lanham, Md.: Rowman and Littlefield, 1994), 24–25.
Quatremère, Prolégomènes, 1:4.
Having established or perceived the “nature” of things, philosophical historians could then move logically to the next step and identify the secondary attributes of any particular human society. Ibn Khaldun characterizes these attributes, again in Aristotelian terms, as “essential accidents” (עaraḍ dhātī). Thus, in his Foreword to Book 1, Ibn Khaldun tells his readers that he has commented on “civilization and its essential accidents.”31
Ibid., 1:6.
He explained that, although humans perceive instantly or axiomatically, that is inductively, that a triangle is a three-sided figure, they have to learn or reason that its “essential (or proximate) accident” is that all its angles add up to 180 degrees.32
Ivry, Middle Commentaries on Aristotle's De Anima, 5. For Aristotle's statement that the sum of these angles is an accidental property, see Barnes, The Complete Works of Aristotle, 1:1025a, 14–34.
R. Rasheed and B. Vahabzadeh, Omar Khayyam The Mathematician (New York: Biblioteca Persica Press, 2000), 218.
These are the first two things that historians had to understand: human societies had particular “natures” and these natures or essences each had “necessary” secondary characteristics, the “essential accidents” that reflected or manifested their fundamental natures. If historians knew the nature or essence of a civilization and its necessary accidents, Ibn Khaldun argues, then they had a basic rule or guide, a qānūn, for evaluating historical information connected with these essences and accidents.34
Quatremère, Prolégomènes, 1:329.
Alon, Al-Farabi's Philosophical Lexicon, 2:578.
Quatremère, Prolégomènes, 1:58.
Ulama in particular, Ibn Khaldun believed, were prone to error, perhaps drawing on his own considerable knowledge of Malakite law. He pejoratively characterizes their reasoning as al-qiyās al-fiqhī and goes on to explain that, although the ulama too used “speculation” to formulate universals, due to their preference for scholarship and their limited knowledge of politics, עālims sought to make the outside world conform to their ideas rather than the reverse.37
Ibid., 3:268–69.
Methodology and Theory in North Africa
It is not the purpose here to reiterate all the details of Ibn Khaldun's cyclical theory. However, it is useful to understand the outlines of how he applied his methodology to his particular subject, the human societies or civilizations of North Africa and Spain, for the implications of his cyclical theory cannot be fully grasped without this knowledge. It is worth citing Franz Rosenthal's prescient observation, derived from his grammatical analysis of Ibn Khaldun's full title, that “The grammatical connection is conceived by Ibn Khaldun as a logical connection, suggesting a causal nexus between ‘early beginnings’ and ‘subsequent history.’ ”38
Rosenthal, Ibn Khaldun, The Muqaddimah, 1:13, n. 28. The full title is Kitab al-עibar wa-diwan al-mubtadaء wa-l-khabar fi ayyam al-עArab wa-l-עAjam wa-l-Barbar wa-man עasrahum min dhawi al-sultan al-akbar.
Returning first to the muqaddimāt of chapter 1, the first propositions or axioms that Ibn Khaldun used to develop his theory were the deterministic effects of environment and diet upon human character. Ibn Khaldun derived these from the Greeks, either indirectly through al-Idrisi, whom he quotes extensively, or, in the case of diet, directly from Galen. In terms of climate, it was in the middle or temperate zones that civilization flourished. This effect, Ibn Khaldun explains, philosophers attributed to the angle of the sun, which, he, Ibn Khaldun, then describes and claims to have “proved” through burhān.39
Quatremère, Prolégomènes, 1:82.
Ibn Khaldun derived his geographical information, his division of the world into seven climatic zones, and the environmental determinism stemming from the climate and agricultural products of those zones from many sources. The Arab geographer al-Idrisi (1110–1165 CE) was evidently his principal source for his geographical knowledge, and for al-Idrisi, see among many studies, S. Maqbul Ahmad, “Cartography of al-Sharif al-Idrisi,” in J. B. Harley and David Woodward ed., Cartography in the Traditional Islamic and South Asian Societies (Chicago: University of Chicago Press, 1992), 157–74. Al-Idrisi's maps were in turn primarily based upon those of Ptolemy. Ibn Khaldun's notions of the ways that climate affects human character may have been derived at least in part from Galen's works, which he apparently encountered first in the writings of al-Masעudi. See Ibn Khaldun, Muqaddimah, 1:175 where, however, he criticizes both scholars' explanation of “emotionalism” in Negroes. Greek theories concerning the determining effects of environment may also be found in earlier sources, including Aristotle's treatise on “Physiognomics.” See Barnes, The Complete Works of Aristotle, 2:806b16, and Aristotle's series of questions: “Problems Connected with the Effect of Locality on the Temperament,” ibid., 2:909a13–910b9.
In brief, Ibn Khaldun argues, desert inhabitants who lack grain and seasonings but who live on meat and milk and who just eat less are healthier, better looking, superior in character, and more intelligent than people who eat agricultural products, seasonings, and fruits. The reason, he hypothesizes, is that excess food produces moisture that causes obesity and, as the moisture rises to the brain, stupidity. Animals of the desert such as the gazelle have superior physiques, health, and, yes, intellects, than do those who live on the plains, such as the goat, where food is plentiful. The same is true of human beings. People who eat meat and milk, abstain from pleasure and live like ascetics, are also more religious than people accustomed to luxury. The reason or cause, sabab, for this is “habit” (עāda) or custom that becomes part of a person's “character” or “nature,” his/her jins or ṭabīעa.41
Ibid., 1:157–65. Solomon Pines suggests that Ibn Khaldun might have derived his ideas on necessity and luxury from Plato. See his article “The Societies Providing for the Bare Necessities of Life According to Ibn Khaldun and to the Philosophers,” Studia Islamica 24 (1971): 125–38. Ibn Rushd does paraphrase Plato's idea when he writes, “the human desire for wealth, pleasure, and comfort leads to a transition of the regime….” Oliver Leaman, Averroes and his Philosophy (Oxford: Clarendon Press, 1988), 131. However, see also Erwin K. Rosenthal's work Political Thought in Medieval Islam (Cambridge: Cambridge University Press, 1968), 267 n. 5, where Rosenthal rejects the idea that Ibn Khaldun knew of Ibn Rushd's commentary on Plato's Republic, a likely source suggested by Pines. I am indebted to Patricia Crone for the reference to Pines' article. For Ibn Rushd's commentary, see Charles E. Butterworth, Philosophy, Ethics and Virtuous Rule: A Study of Averroes” Commentary on Plato's ‘Republic,’ Cairo Papers in Social Science. 9, (Spring 1986) (Cairo: University of Cairo Press, 1986). The idea that environment had a determining effect on human character circulated in 5th century BCE Greece, and in the 4th century BCE, the notion that luxurious indulgence led to military and political decline was fully developed. See Josef Wieshöfer, Ancient Persia (London: I. B. Tauris, 1996), 79–83.
The determining effects of local environment and an environment's characteristic diet gave rise in the 14th century Maghrib to two “natural groups,” groups with distinct jins or ṭabīעa. These were the bedouins and the sedentary and urban dwellers, the ahl haḍarī. Ibn Khaldun evidently means these natural groups to be the usūl, fundamental principles or axioms that he alludes to in the heading for chapter 2. These natural groups constitute “universal” or “certain” muqaddimāt, “those derived from sense data, which are publicly accepted and need no evidence by witnesses.”42
Alon, Al-Farabi's Philosophical Lexicon, 1:357–58.
Quatremère, Prolégomènes, 1:223.
Alon, Al-Farabi's Philosophical Lexicon, 1:342.
Ibn Khaldun's term “bedouins” is often translated simply as pastoral nomads, camel-herding transhumants. However, he repeatedly indicates that bedouins practiced agriculture and, when discussing “crafts,” states “[Agriculture] is a Bedouin craft which is not practiced or known by sedentary [i.e., urban] people.” The Muqaddimah, 2:357. Peter von Sievers forcefully makes this point in his article “Back to Nature: The Agrarian Foundations of Society According to Ibn Khaldun,” Arabica 27 (1980): 71.
In the remainder of Book 2, Ibn Khaldun elaborates on his earlier muqaddimāt as well as cataloguing the many accidents or aעrāḍ associated with them. Thus, he analyzes bedouin and sedentary differences in courage, reliance on laws, and other traits that are the necessary accidents of each group. However, he also argues that some of these traits are themselves “natural” characteristics or axioms, the most fundamental of which is עaṣabīyya, family or group feeling, whose intensity varies with environment. After citing unnamed “philosophical works” that teach that “man is political by nature”—an apparent paraphrase of Aristotle's famous axiom, Ibn Khaldun then writes that “By his [man's] very nature [author's italics] he needs the cooperation of others to satisfy his needs.”46
Quatremère, Prolégomènes, 2:368.
As the Greeks had no separate word for “social,” Ibn Khaldun's citation of Aristotle's dictum can be taken to mean social in this context.
As part of this inevitable development determined by human beings own “nature” kingship or royal authority (mulk) develops, which is the “natural end” or “natural termination point” of עaṣabīyya.48
Quatremère, Prolégomènes, 1:264, 256. (Note: עilm al-ghāyut means “mathematics.”)
Ibid., 1:259.
Ibid., 1:364.
Ibid., 2:264.
Ibid., 2:94.
Ibid., 2:3.
Having established these principles Ibn Khaldun devotes chapter 4 to a discussion of sedentary culture, the culture determined by the nature of this particular type of civilization, and most of chapter 5 to identifying the “accidents” of sedentary culture such as, for example, crafts—architecture, carpentry, weaving, calligraphy, singing, book making, and so forth. The last two of these crafts he discusses are particularly important for reasons connected with the speculative intellect that he explains in chapter 6. These are writing and calculation or arithmetic and their broader significance is due to the fact that each involves abstraction. The process of writing triggers an instantaneous mental process in which the mind shifts from the letter to the idea being conveyed, what Ibn Khaldun here characterizes as “intellectual speculation” (al-naẓar al-עaqlī), producing through repetition, an analytical habit or, what he says is an actual increase in intelligence. Repeated calculation produces a similar mental effect, inducing habits of reasoning or deduction, istidlāl, and speculation, naẓar, that stimulates the mental processes collectively known as “intelligence.”54
Ibid., 2:362–63.
Aristotle, Greek Historiography, and the Annales
By developing a philosophical methodology for historical research, Ibn Khaldun both distinguished himself within the Greco–Islamic rationalist tradition and also anticipated the “scientific” methodology of Émile Durkheim and, in somewhat more diffuse ways, that of later historians of the Annales school. Viewed first from the perspective of classical and postclassical Greek historians, Herodotus, Thucydides, and Polybius, Ibn Khaldun represented the apex of Greek historical thought by insisting that history should be what Aristotle termed a theoretical science, a search for truth conducted as a logical enquiry based on axiomatic truths, logic, and an understanding of regional and chronological peculiarities. Polybius, a man usually seen as the last major Greek historian, may have refined the critical research methodology of his predecessors, but he was not influenced by Greek philosophy nor did he fundamentally alter the nature of historical writing. By characterizing his work as pragmatika historia, political and military history, and by emphasizing that historians should be practical men who write history informed by their own experience and personal enquiry, Polybius essentially reiterated the ideas of Thucydides. He improved on his illustrious predecessor in one fundamental way, by insisting that explanation was the principal task of the historian.55
Peter Derow, “Historical Explanation: Polybius and His Predecessors” in Greek Historiography, ed. Simon Hornblower (Oxford: Clarendon Press, 1998), 86.
Hornblower, Greek Historiography, 24. Lenn Evan Goodman compares Ibn Khaldun with Thucydides, but not their methodologies, in his article “Ibn Khaldun and Thucydides,” Journal of the American Oriental Society 92 (1972): 250–70.
Elisabeth Young-Bruehl, “What Thucydides Saw,” History and Theory 25 (1986):10.
The classical and postclassical Greek historians were most of all historians of Greek politics; they rarely deviated from this quintessential Greek preoccupation. Consistent with this preoccupation was their lack of intrinsic interest in other societies, which is not surprising, given their contempt for foreign languages. Nonetheless, Polybius was scrupulous about accurately relating the past, whether it was flattering to the Greeks or not.58
Derow, “Historical Explanation,” Greek Historiography, 84–85.
Ibid., 79, and Arnaldo Momigliano, “Greek Historiography,” History and Theory 17 (1978): 7.
Hornblower, Greek Historiography, 33–35, and Momigliano, “Greek Historiography,” 9.
Momigliano, “Greek Historiography,” 9.
As far as Aristotle's influence on Greek historiography in the classical and postclassical periods is concerned, the classical scholar, Simon Hornblower, wrote the following:
Aristotle's own contribution to Greek historiography was indirect, but nevertheless profound. It took two forms. First, methodological. He defined what history was; it concerned itself with the particular…, by contrast with poetry, which deals with…“the universal.”
Aristotle's second contribution was practical. He wrote nothing which is normally (i.e., by Aristotelian criteria!) categorized as history; that is no diachronic account of a war or expedition or of the deeds of an individual. But by the more hospitable standards of a modern structuralist's approach the Politics of Aristotle should certainly count as history.62
Hornblower, Greek Historiography, 33.
Hornblower does not show that Aristotle had any influence whatsoever on Greek historiography, but he does suggest that Aristotle might be seen as a pivotal figure in what might be called “structuralist” historiography, whose first known practitioner was Ibn Khaldun and whose later devotees were philosophically influenced European scholars of the 18th, 19th, and 20th centuries.
The French geographer Yves Lacoste tentatively identified Ibn Khaldun's significance within a broader historiographical tradition. Writing as a Marxist in a delightfully provocative, iconoclastic tone, Lacoste perceptively remarks of Ibn Khaldun that “Until the nineteenth century only Ibn Khaldun had improved upon Thucydides. Thucydides invented history, but Ibn Khaldun turned it into a science.”63
Yves Lacoste, Ibn Khaldun, 142.
Lacoste, Ibn Khaldun, 159. The possible link that Lacoste identifies, Aristotle's notion that “movement is an essential characteristic of all things,” was not a major aspect of Ibn Khaldun's methodology.
Ibid., 149.
Warren Schmaus, Durkheim's Philosophy of Science and the Sociology of Knowledge (Chicago: University of Chicago Press, 1994), 43–44.
Lacoste is exceptional in that, unlike most scholars who have commented on Ibn Khaldun, he is not interested in the Muqaddima primarily because of the model it proposes to explain North African and Islamic history. Rather, he is intrigued by the work because, in a limited way, Ibn Khaldun has anticipated historical materialism and has offered certain clues to underdevelopment in North Africa—and more generally in the Third World. Even though he does not exactly say so, it is possible to believe that Lacoste considers Ibn Khaldun to be “scientific” because he sees him as a precursor to Marx, who has indeed been identified as a “scientific structuralist.”67
Lloyd, Explanation in Social History, 10.
Ibn Khaldun was hardly a Marxist, and Lacoste does not claim that he was. Lacoste occasionally uses Marxist terminology to oversimplify and even misrepresent some of Ibn Khaldun's ideas, as when he observes that Ibn Khaldun believed that “the mode of production determines broadly similar structures and developments in societies widely separated by space and time.” Among other things Ibn Khaldun believed that the nutritional, psychological, and social consequences of surplus wealth—however, derived, from trade or craft production—contributed to the decay and ultimate collapse of urban societies and their dynasties. However, Lacoste is surely right in his perception that Ibn Khaldun's discussion of economic phenomena is analytical, unlike the analysis of most of Lacoste's own European contemporaries, and not normative.
His notion of property, to which he devotes a whole chapter, relies upon concrete notions and upon a certain distinction between use-value and exchange value. Ibn Khaldun devotes lengthy passages to the question of supply and demand and their effects on prices. He also sketches a theory of value based upon the quantity of labour required for the production of an object.68
Lacoste, Ibn Khaldun, 156.
With Ibn Khaldun, we do seem to be in the presence of a very “modern” economic as well as a methodological mind.69
Joseph J. Spengler discusses Ibn Khaldun's economic ideas against the background of Islamic economic thought, but he is careful to state he cannot trace any of Ibn Khaldun's ideas to a particular source. Ultimately Spengler attributes Ibn Khaldun's economic observations to his practical knowledge. “Economic Thought of Islam: Ibn Khaldun,” Comparative Studies in Society and History 6 (1964): 268–305.
Lacoste is the first scholar to try to place Ibn Khaldun in a broad historiographical framework outside of Islamic historiography—and he is right to do so. In terms of their methodology, it is their philosophical training that prompted both Ibn Khaldun and Marx to search for underlying patterns in their tumultuous environments. However, because Lacoste is not particularly interested in philosophy, he is not altogether successful in demonstrating the link between the two men. Yet, in historiographical terms, Ibn Khaldun deserves to be seen as an heir of Greek and Greco–Islamic philosophers—and as a precursor of Marx and other philosophical historians and philosophically oriented scholars of enlightenment and modern Europe who had absorbed Greek materialist assumptions and Aristotle's logical apparatus. Durkheim is the major figure in this tradition—as the philosopher turned sociologist and the teacher of Marc Bloch—but he had precursors in both Britain and France.
European Structuralism
In Britain, historians associated with the remarkable 18th century intellectual fluorescence known as the “Scottish Enlightenment” expressed ideas similar in a very general sense to those of Ibn Khaldun. This is not surprising, because Aristotle influenced some of these men. John Millar (1735–1801), a Professor of Law at Glasgow University, reiterated Ibn Khaldun's critique of popular history by denouncing traditional historians' preoccupation with “that common surface of events, which occupies the details of the vulgar historian.”70
Peter Burke, The French Historical Revolution (Oxford: Blackwells, 1969), 6–7. See among other articles, H. M. Hopfl, “From Savage to Scotsman: Conjectural History in the Scottish Enlightenment,” Journal of Scottish Studies 17 (1978): 19–40, and, for its discussion of Aristotle's influence among these Scottish thinkers, Andrew Skinner, “Economics and History—the Scottish Enlightment,” Scottish Journal of Political Economy 12 (1965): 1–22.
It is impossible within the page limits of this article to discuss contrasting European attitudes toward Aristotelian thought. However, it is worth noting that, while some Europeans denounced Aristotelian metaphysics, nearly all Europeans, including British empiricists, internalized Aristotelian logic that held sway in Europe until relatively recent times.
Montesquieu was familiar with Aristotle's works and those of other Greek thinkers, including Galen, although his commentaries on Aristotle have been lost.72
Robert Shakleton alludes to Montesquieu's study of Aristotle and Galen in his definitive biography Montesquieu (Oxford: Oxford University Press, 1961), 264, 303.
W. Watts Millar, ed., Miller and Emma Griffiths, trans., Montesquieu Quid Secundatis Politicae Institutuendae Contulerit (Oxford: Durkheim Press, 1997), 48c.
Montesquieu (1689–1755) was the subject of Durkheim's Latin thesis and a formidable influence in the evolution of what has come to be classified as “social scientific” thinking.74
See especially, Douglas F. Challenger, Durkheim Through the Lens of Aristotle: Durkheimian, Postmodernist, and Communitarian Responses to the Enlightenment (Lanham, Md.: Rowman and Littlefield, 1994).
For an especially forceful presentation of Aristotle's influence on Durkheim, see Donald A. Nielsen, Three Faces of God. Society, Religion and the Categories of Totality in the Philosophy of Émile Durkheim (Albany, N.Y.: State University of New York Press, 1999), 21.
Nielsen, Three Faces of God, 22.
Little doubt that Durkheim was thoroughly familiar with Aristotle's writings, including the Nichomachian Ethics, Metaphysics, and Politics. There is clear evidence from his lectures on the evolution of educational thought that Durkheim was quite familiar with the Organon, that is, Aristotle's logical writings, which included Categories, Topics, and so forth.77
Ibid., 22.
He referred in his 1888 lecture on “sociology” to “The illustrious example of Aristotle, who was the first to see society as a natural fact, [and] remained almost without imitators,” but also went on to say, “In the eighteenth century the same idea was indeed reborn with Montesquieu and Condorcet.”78
Émile Durkheim, “Course in Sociology, Opening Lecture,” in Emile Durkheim on Institutional Analysis, ed. Mark Traugott (Chicago: University of Chicago Press, 1978), 45.
Durkheim's familiarity with Aristotle and Montesquieu explains why his approach to the study of social life was similar to Ibn Khaldun's analysis of human society. Both men were pursuing the same goal with the same philosophical training. That is, both Ibn Khaldun and Durkheim wanted to establish a science of society using Greek and predominantly Aristotelian logical methodology. Indeed, Durkheim wrote in his 1909 essay the “Sociology and the Social Sciences” that the ultimate goal of sociology was the “philosophical part of the science.”79
Durkheim, “Sociology and the Social Sciences,” in On Institutional Analysis, 82.
Ibid., 83.
This territory, its dimensions, its configuration, and the composition of the population which moves upon its surface are naturally important factors of social life; they are its substratum and, just as psychic life in the individual varies with the anatomical composition of the brain which supports it, collective phenomena vary with the constitution of the social substratum.81
Ibid., 79.
Elsewhere, Durkheim says that “the goal of sociology is to explain social phenomenon in terms of their hidden essences,” and that societies, like the rest of the world, are subject to laws that “derive necessarily from their nature and that express it,” an argument that is a virtual paraphrase of Montesquieu's observation that “laws express the nature of things.”82
Schmaus, Durkheim's Philosophy of Science, 58, 60.
Durkheim's emphasis on “hidden essences” and the “nature” of societies also virtually reproduces Ibn Khaldun's ideas—or those of Aristotle—and when he discusses “collective phenomena” or what he also calls “social facts” he is talking about “necessary accidents.” These phenomena are Durkheim's principal concern; they are the subjects of sociology. He identifies them as “life itself,” or more particularly, as the various aspects of what he terms “social physiology”: religion, morality, law, economics, linguistics, esthetics, and so forth. Durkheim coined this term because he believed that these collective phenomena were to geography or social morphology as physiology was to biology, and his explanation uses the idea of structure in a physical sense that anticipates its later use in history and the social sciences. “In biology,” he writes, “while anatomy (also called morphology) analyzes the structure of living beings and the mode of composition of their tissues and organs, physiology studies the functions of these tissues and organs.”83
Durkheim, “Sociology and the Social Sciences,” in On Institutional Analysis, 80.
Challenger, Durkheim Through the Lens of Aristotle, 147.
Durkheim, “Sociology and the Social Sciences,” in On Institutional Analysis, 82.
It is not surprising, given Durkheim's philosophical training, that he like Ibn Khaldun, invokes comparison, a form of inductive reasoning, as a fundamental part of the logical method that scholars must use to determine the truth about societies—and in the 20th century, sociology is the comparative discipline par excellence. Durkheim believed that only through comparison, more particularly through comparative history, could sociologists study the various institutions that concerned them. “We have only one way,” he wrote:
To demonstrate that a logical relationship (for example a causal relationship) exists between two facts; we would have to compare cases in which they are simultaneously present and absent to see if the variations which they present in these different combinations of circumstances.
“Experiment,” he concludes, “is fundamentally just a form of comparison; it consists in making fact vary, of producing it in various forms which are subsequently methodically compared.”86
Durkheim, “Sociology and the Social Sciences,” in On Institutional Analysis, 85.
It is not the purpose here also to point out the many differences in the situations and theories of Ibn Khaldun and Durkheim, men so widely separated by centuries and such revolutionary natural philosophers as Isaac Newton. It might be noticed that rural Frenchmen of the late 19th century were not empowered by the cavalry of pastoral nomads to threaten or even overwhelm Bordeaux, Paris, and other cities, so Durkheim's perception of the particular problems of social solidarity in his era was inevitably different from Ibn Khaldun's insight into the social relations of his day. These particularities would have to be different, because the social essences and, therefore, the “necessary accidents” in each case were quite distinct. Indeed, it is not clear whether Durkheim believed, as Ibn Khaldun did, in a kind of complex cyclical teleology, that is, a dialectic. He accepted that primitive societies evolved into more complex ones, but it is not obvious that he thought, as did Ibn Khaldun, that the two coexisted, as for example, in the rural and urban France of the late 19th century.87
Traugott ed., On Institutional Analysis, 13–14.
In view of Durkheim's philosophical training and preoccupation with social solidarity, it is to be expected that the program of the Annales school, especially that of Marc Bloch, seems like a recent if only partial reprise of Ibn Khaldun's goal for a new historical science. The Annales School has, in fact, been characterized in a peculiar formulation as the most “scientistic” historical school, often without authors specifying exactly what scientistic means.88
Richard J. Evans, In Defense of History (New York: Norton, 1999), 258. For another view, see the author's extended discussion of “scientific” history in chapter 2, “History, Science and Morality.” Susan W. Friedman also uses this term but is more precise when she says that Marc Bloch was not a “law-seeking” sociologist. Marc Bloch, Sociology and Geography Cambridge Studies in Historical Geography (Cambridge: Cambridge University Press, 1996), 173. J. H. Hexter discusses the different implications of the word science in his article “Fernand Braudel and the Monde Braudelien…” in J. H. Hexter, On Historians (Cambridge, Mass.: Harvard University Press, 1979), 90.
Friedman writes in her book, Marc Bloch, Sociology and Geography that “Bloch's interest was never to carve a domain for a logically independent discipline,” 183.
Ibid., 174.
Quoted in ibid., 179.
Hayden V. White makes this comment about Ibn Khaldun in his essay “Ibn Khaldun in the World Philosophy of History,” Comparative Studies in Society and History 2 (1959): 110–28. James A. Henretta makes an analogous point about “structuralism” in his article “Social History as Lived and Written,” American Historical Review 84 (1979): 1293–322. See also Johan H. Meuleman, “La causalité dans la Muqaddimah d'Ibn Khaldun,” Studia Islamica 74 (1991): 105–39. See especially Section 5.3 “La place de l'homme dans réflexion d'Ibn Khaldun, ” 135–36. Lloyd, in contrast, criticizes the individualist approach. See Explanation in Social History, 17–19, 37. He also cites Braudel's dismissal of individual agency, 251.
In any case, Marc Bloch's Feudal Society is a book Ibn Khaldun might have written had he lived in Europe of the 14th or the 19th century. Exhibiting Bloch's Durkheimian concern for “social facts,” the book's central concern, as its title suggests, is social cohesion.93
Marc Bloch, Feudal Society, L. A. Manyon, trans. (London: Routledge & Kegan Paul, 1961), 18–19.
As part of his attempt to define the nature of European feudalism, Bloch raises the very question of genus and species that Ibn Khaldun or any logically trained historian with a “speculative intellect” would want to answer. That is, was the social, juridical, and political system known in Europe as feudalism unique to Europe or a regional variant of a broader human phenomenon? In trying to answer this question, Bloch turns to the comparative method advocated by Ibn Khaldun and Durkheim, a basic logical technique for defining “universals.”94
Ibn Khaldun discusses this aspect of comparison when explaining the science of logic. Ibn Khaldun, The Muqaddimah, 3:138.
Friedman explains Marc Bloch's evolving attitude toward the comparative method. Marc Bloch, Sociology and Geography, 178. She does not, however, mention his discussion of the method in The Historian's Craft. See also William H. Sewell, Jr., Marc Bloch and the Logic of Comparative History,” History and Theory 6 (1967): 208–18.
In his last and incomplete work, The Historian's Craft, he discussed comparison in a different sense, one that Ibn Khaldun also advocated as the essential mental tool of the critical method for establishing the truth or likelihood of a particular historical report.96
Ibn Khaldun, The Muqaddimah, 1:15, 56.
Ibid., 1:56.
Marc Bloch, The Historian's Craft, 122.
The scientistic nature of Marc Bloch's work is best understood, therefore, not by the “false positivism” that he ridiculed, but by a kind of diffuse Aristotelianism mediated through Émile Durkheim, less clearly articulated than Ibn Khaldun no doubt, but based on the same assumptions, at least in his later work. However, in the case of Bloch's disciple and most prominent successor, Fernand Braudel, scientific refers only to the conduct of research while the philosophical core of Durkheim's and Bloch's work becomes so diffuse as to almost disappear. Braudel proclaims his intellectual debt to Bloch—“no aspect of his work is foreign to me”—but Bloch's influence seems most evident in Braudel's commitment to the importance of geography rather than to Bloch's or Durkheim's philosophical inheritance. In the Mediterranean he constructs a tripartite argument that has the appearance of the philosophical method of Ibn Khaldun, but it lacks Ibn Khaldun's logical rigor. Thus, Braudel's division of the Mediterranean into environmental structure, social conjuncture, and narrative of events seems to echo the distinction that Aristotle, עUmar Khayyam and Ibn Khaldun make between “essences,” “accidents,” and meaningless events narrated for the crowd. However, Braudel does not attribute his distinction between structure and conjuncture to philosophy, but to economics.99
Fernand Braudel, The Mediterranean and the Mediterranean World in the Age of Philip 2, Siân Reynolds trans. (New York: Harper Torchbook, r. 1976), 353. “These two aspects of reality [structure and conjuncture are always present], as economists are well aware–indeed it is to them we owe the original distinction….” See also Braudel's discussion of the term structure in “History and the Social Sciences,” in On History 29, and “History and Sociology,” in On History, 70 and n. 22.
Braudel, The Mediterranean, 95. Braudel does not mention Ibn Khaldun in this work, which represents Arab Muslims in orientalist terms. He learned of the cyclical theory later, but it never captured his interest. See the references to Ibn Khaldun in Fernand Braudel, Autour de la Méditerranée, ed. Roselyne De Ayala and Paule Braudel (Paris: Éditions de Fallois, 1996), 116, 329.
Claude Lefort, “Histoire et sociologie dans l'oeuvre de Fernand Braudel,” in Cahiers internationalaux de sociologies 13 (1952), quoted in Hans Kellner's article “Braudel's Menippean Satire,” History and Theory, 18, 124.
CONCLUSION
Despite that Bloch and other members of the Annales school did not and do not make explicit their philosophical or theoretical assumptions, historians now associate certain geographic, social, and economic notions of “structure” or “structuralism” with that loosely knit group of scholars.102
A point made by Breisach, Historiography: Ancient, Medieval and Modern, 371–72.
Quoted by Douglas Challenger, Durkheim Through the Lens of Aristotle, back cover.
See Lloyd's introductory discussion of causation among structuralists. Social Science History, 7–10.
Jacques Le Goff, “After Annales: The Life as History,” Times Literary Supplement (14–20 April 1989), 394 and 405.
See n. 3.
Author's note: The author is indebted to Bahram Tavakolian of Denison University, Lisa Balabanlilar of Ohio State University, and the anonymous IJMES reviewers for their helpful critiques of this article.
