Magnetic tunnel junctions
Electron tunneling is a quantum-mechanical effect, where electrons can traverse the potential barrier that exceeds their kinetic energy. This phenomenon has been known since the advent of quantum mechanics and reflects the wave nature of electrons.Reference Frenkel1 Electron tunneling can be realized in tunnel junctions that consist of two metal electrodes separated by a very thin insulating (e.g., Al2O3 or MgO) or vacuum barrier. Numerous useful electronic devices are based on this phenomenon. For example, tunneling between two superconductors separated by a thin insulating layer, called a Josephson junction, has found important practical applications in superconducting quantum interference devices (SQUIDs), integrated circuits, and particle detectors.Reference Josephson2 Electron tunneling lies at the heart of scanning tunneling microscopy (STM), which has become a conventional tool for studying the arrangement of individual atoms and molecules on surfaces.Reference Binnig and Rohrer3 Field emission in the presence of a high electric field is another kind of electron tunneling, known also as Fowler-Nordheim tunneling,Reference Fowler and Nordheim4 which is used as an electron source in flash memory, electron microscopy, and field emission displays.
Significant interest in electron tunneling has been triggered by the advent of spin-electronics (or spintronics), a technology aiming to harness the electron spin in data storage and processing, typically by utilizing heterostructures composed of magnetic and non-magnetic materials.Reference Chappert, Fert and Van Dau5, Reference Tsymbal and Žutić6 Electron tunneling from a ferromagnetic metal electrode through a thin insulating barrier is spin-dependent. This is due to a disproportion in the number of electrons parallel and antiparallel to the magnetization of a ferromagnet, usually referred to as majority- and minority-spin electrons. This imbalance leads to the measurable difference in the tunneling current carried by majority- and minority-spin electrons.Reference Tedrow and Meservey7
The observation of spin-dependent tunneling led to the idea of a magnetic tunnel junction (MTJ)—a device that consists of two ferromagnetic metal layers separated by a thin insulating barrier (Figure 1a).Reference Jullière8 In the MTJ, the tunneling current depends on the relative orientation of the magnetizations of the two ferromagnetic layers, which can be changed by an applied magnetic field.Reference Moodera, Kinder, Wong and Meservey9, Reference Miyazaki and Tezuka10 This phenomenon is known as tunneling magnetoresistance (TMR).Reference Tsymbal, Mryasov and LeClair11 The figure of merit is the relative change in resistance of a MTJ between parallel and antiparallel magnetization orientation, known as the TMR ratio.
Schematic view of the different types of tunnel junctions: (a) magnetic tunnel junction (MTJ), (b) ferroelectric tunnel junction (FTJ), and (c) multiferroic tunnel junction (MFTJ). Ferromagnetic (FM), ferroelectric (FE), normal metal (NM), and insulating (I) layers are indicated where appropriate. Bottom panels show the resistance response of these junctions to magnetic (H) and electric (E) fields. Horizontal and vertical arrows indicate orientations of magnetization and electric polarization, respectively.

Since the first observation of large and reproducible TMR at room temperature,Reference Moodera, Kinder, Wong and Meservey9 there has been an enormous increase of research in the field of MTJs due to their potential application in spin-electronic devices such as magnetic field sensors and magnetic random access memories (MRAMs). Significant efforts have been devoted to enhance TMR and reduce MTJ resistance by improving properties of the ferromagnetic electrode materials and the amorphous Al2O3 tunnel barrier. As a result, large TMR ratios up to 70% have been obtained,Reference Wang, Nordman, Daughton, Qian and Fink12 approaching the limit corresponding to the intrinsic spin polarization of 40–50% for 3d ferromagnetic electrodes interfaced with amorphous Al2O3 barriers.Reference Monsma and Parkin13
In parallel with this endeavor, ab initio calculations have predicted very high TMR values for crystalline Fe/MgO/Fe(001) tunnel junctions.Reference Butler, Zhang, Schulthess and MacLaren14, Reference Mathon and Umerski15 This behavior is the consequence of symmetry filtering, which allows only an electronic state of the so-called Δ1 symmetry to tunnel efficiently from the Fe(001) electrode across the MgO barrier, while other symmetry states are filtered out. Due to the fact that the Δ1 symmetry state is present exclusively in the majority-spin channel at the Fermi energy, the symmetry filtering offers a virtually infinite TMR ratio for Fe/MgO/Fe(001) MTJs. Experimentally, Parkin et al.Reference Parkin, Kaiser, Panchula, Rice and Hughes16 and Yuasa et al.Reference Yuasa, Nagahama, Fukushima, Suzuki and Ando17 reported TMR values in excess of 200% at room temperature in MgO-based MTJs, essentially confirming the theoretical predictions. These achievements have stimulated the race toward record TMR ratios in conjunction with low resistance-area product values that are required for application of MTJs as sensors and MRAMs. Large TMR ratios have been reported at room temperature for Co/MgO/Co (410%)Reference Yuasa, Fukushima, Kubota, Suzuki and Ando18 and CoFeB/MgO/CoFeB (604%)Reference Ikeda, Hayakawa, Ashizawa, Lee, Miura, Hasegawa, Tsunoda, Matsukura and Ohno19 MTJs.
Ferroelectric tunnel junctions
Functional properties of tunnel junctions can be enhanced by employing a ferroelectric material as the barrier layer. Such a tunnel junction is known as a ferroelectric tunnel junction (FTJ)Reference Tsymbal and Kohlstedt20 and is schematically depicted in Figure 1b. Ferroelectric materials are characterized by spontaneous electric polarization that can be switched between (at least) two stable orientations by applying an external electric field. Polarization reversal in a FTJ leads to a change in resistance of the junction, a phenomenon known as the tunneling electroresistance (TER) effect. Thus, the resistive switching of a FTJ is intimately linked to the orientation of ferroelectric polarization and hence is distinguished from other types of resistive switching known for oxide materials.Reference Waser and Aono21 Contrary to ferroelectric capacitors, where leakage currents are detrimental to the device performance, the conductance of a FTJ is the functional characteristic of the device.
Esaki originally proposed the concept of a polar switch involving a switchable thin-film ferroelectric material in 1971.Reference Esaki, Laibowitz and Stiles22 However, at the time, there were no experimental techniques and capabilities to fabricate thin-film ferroelectrics to serve as a tunneling barrier. Moreover, it was believed that the critical thickness for ferroelectricity in thin films was much larger than the thickness necessary for tunneling to take place. The discovery of ferroelectricity in nanometer-thick filmsReference Fong, Stephenson, Streiffer, Eastman, Auciello, Fuoss and Thompson23–Reference Tenne, Bruchhausen, Lanzillotti-Kimura, Fainstein, Katiyar, Cantarero, Soukiassian, Vaithyanathan, Haeni, Tian, Schlom, Choi, Kim, Eom, Sun, Pan, Li, Chen, Jia, Nakhmanson, Rabe and Xi25 opened up exciting prospects for FTJs.
The origin of the TER effect is illustrated in Figure 2. Polarization affects the interface transmission function by changing (a) the electrostatic potential across the junction, (b) interface bonding strength, and/or (c) strain associated with the piezoelectric response.Reference Tsymbal and Kohlstedt20
Mechanisms affecting tunneling conductance of ferroelectric tunnel junctions: (a) electrostatic potential at the interface, (b) interface bonding, and (c) strain.Reference Tsymbal and Kohlstedt20
The electrostatic effect results from incomplete screening of the polarization charges at the interface of FTJs.Reference Zhuravlev, Sabirianov, Jaswal and Tsymbal26 This creates finite size charge depletion regions at the interfaces and hence an asymmetric potential profile in FTJs with different electrodes. The interface bonding effect on TER follows from atomistic calculations.Reference Velev, Duan, Belashchenko, Jaswal and Tsymbal27 The presence of interfaces imposes restrictions on ferroelectric displacements since the atoms at the boundary of the ferroelectric are bonded to the electrodes. The piezoelectric effect is important because all ferroelectrics are piezoelectric. Distortions along the axis of the junction, caused by applied bias, change the barrier thickness and hence affect the tunneling conductance.Reference Kohlstedt, Pertsev, Rodríguez Contreras and Waser28 In addition, atomic displacements influence the decay rate in the barrier and consequently the transmission through it.Reference Velev, Duan, Belashchenko, Jaswal and Tsymbal27, Reference Hinsche, Fechner, Bose, Ostanin, Henk, Mertig and Zahn29, Reference Wortmann and Blügel30 We note that in FTJs with magnetic electrodes, in addition to the three mechanisms mentioned previously, an important contribution to the TER may arise from the interface magnetoelectric effect.Reference Burton and Tsymbal31
Since many oxides exhibit resistive switching behavior,Reference Waser and Aono21 the key problem in experimentally demonstrating the polarization-controlled electroresistance effect is to simultaneously measure the polarization and the conductivity. Unfortunately, these measurements are often affected by defects, such as oxygen vacancies, dislocations, and grain boundaries. As a result, reliable testing of the correlation between polarization orientation and tunneling conductance is challenging. This point has been emphasized by Kohlstedt and co-workers,32,33 who showed that I–V curves alone are not sufficient for the identification of the underlying resistive switching mechanism, as they could be affected by the formation of local conductive channels across a ferroelectric film.
Scanning probe microscopy (SPM) techniques allow the localization of an electric field within nanometer scale regions with simultaneous probing of polarization by piezoresponse force microscopy (PFM)Reference Gruverman, Auciello and Tokumoto34 and tunneling current by conducting atomic force microscopy (C-AFM). SPM measurements can be done in two basic geometries: with the conductive tip used as a top electrode in contact with the surface of the ferroelectric layer (Figure 3a) or with the tip contacting a deposited top electrode (Figure 3b).
Sketch illustrating scanning probe microscopy (SPM) testing of polarization-controlled tunneling: (a) probing a free ferroelectric surface; (b) probing through the top electrode. Spatially resolved correlation between the onset of polarization reversal (c) and a change in electrical conductance (d) in BaTiO3 thin film grown on SrRuO3/SrTiO3. Change in the polarization contrast from yellow to blue in (c) illustrates polarization reversal under an incrementally changing tip bias. Dashed red lines indicate regions where the bias is changing. The change in the piezoresponse force microscopy (PFM) contrast correlates with the transition in (d) from low current (dark contrast) to high current (bright contrast).Reference Gruverman, Wu, Lu, Wang, Jang, Folkman, Zhuravlev, Felker, Rzchowski, Eom and Tsymbal38
One of the first studies of the polarization effect on conductivity by means of SPM involved combined detection of conduction changes in a domain-patterned Pb(Zr,Ti)O3 (PZT) film.Reference Yoshida, Yoshida and Tamura35 The large film thickness in these studies (69 nm) prohibited direct tunneling through the ferroelectric layer, and the observed conduction modulation was explained by band bending at the metal-ferroelectric interface due to the charge injection into the PZT film. A prototype FTJ has been demonstrated only very recently when three experimental groups independently reported experimental observations of the TER effect associated with the switching of ferroelectric polarization of BaTiO3, PbTiO3, and PZT films.Reference Garcia, Fusil, Bouzehouane, Enouz-Vedrenne, Mathur, Barthélémy and Bibes36–Reference Crassous, Garcia, Bouzehouane, Fusil, Vlooswijk, Rispens, Noheda, Bibes and Barthélémy39
Figure 4 illustrates the correlation between the ferroelectric polarization orientations of BaTiO3 films of different thicknesses, as is indicated by a different PFM contrast in Figure 4a–c, and the tunneling conductance across these films measured by C-AFM (Figure 4d–f).Reference Garcia, Fusil, Bouzehouane, Enouz-Vedrenne, Mathur, Barthélémy and Bibes36 The resistance grows exponentially with the film thickness, indicating a tunneling transport regime (Figure 4j). TER also increased exponentially and reaches very large values up to 75,000% (Figure 4k), consistent with theoretical predictions.Reference Zhuravlev, Sabirianov, Jaswal and Tsymbal26 Clear evidence of the link between ferroelectricity and transport is also seen from the space/bias correlation between changes in the polarization orientation and conductance (Figure 3 bottom panel).Reference Gruverman, Wu, Lu, Wang, Jang, Folkman, Zhuravlev, Felker, Rzchowski, Eom and Tsymbal38 These experimental results prove the concept of FTJ and show the capability of thin-film ferroelectrics to serve as a nanoscale material that can act as a switch to store binary information.
Observation of the giant tunneling electroresistance (TER) effect in ultrathin strained BaTiO3 films. Piezoresponse force microscopy (PFM) phase image (a–c) and conducting atomic force microscopy resistance mapping (d–f) of four written ferroelectric stripes (1 × 4 μm2) for BaTiO3 films with a thickness of 1, 2, and 3 nm. (g–i) Corresponding resistance profiles of the poled area. (j) Thickness dependence of resistance (R) of unpoled (red squares), and positively (black triangles) and negatively (blue circles) poled regions. An exponential increase in R and TER (k) with BaTiO3 thickness is seen, as expected for direct tunneling.Reference Garcia, Fusil, Bouzehouane, Enouz-Vedrenne, Mathur, Barthélémy and Bibes36
Probing the TER effect through the top electrode (Figure 3b) emulates real device geometry, and for this reason is of more practical importance. Polarization stability of ultrathin ferroelectric barriers in this case becomes a more serious issue. It has been shownReference Nagarajan, Junquera, He, Jia, Waser, Lee, Kim, Baik, Zhao, Ramesh, Ghosez and Rabe40 that polarization screening by metal oxide electrodes is less effective than by elemental metals, leading to progressive loss of polarization retention and may lead to a relaxation of TER. An additional complication stems from increased leakage currents due to local defects in FTJs with a relatively large electrode area. Recently, successful demonstration of room-temperature resistive switching in junctions with an ON/OFF resistance ratio of >103 and lateral dimensions in the range of 0.1 μm2 have been reported.Reference Pantel, Goetze, Hesse and Alexe41
Multiferroic tunnel junctions
Multiferroic materials that are characterized by two or more ferroic orders (such as ferroelectric, ferromagnetic, ferroelastic, or ferrotoroidic)Reference Schmid42 have recently attracted significant interest.Reference Fiebig43–Reference Bibes and Barthélémy46 Among these materials, special attention has been devoted to artificial multiferroics that combine ferroelectric and ferromagnetic constituents in two-phase heterostructures.Reference Wang, Liu and Ren47, Reference Velev, Jaswal and Tsymbal48 Due to the interplay among magnetic, electric, and transport properties, these multiferroic heterostructures reveal new physics and could be used to design novel functional devices.
Multiferroic tunnel junctions (MFTJs) exploit the capability to control electron and spin tunneling via ferromagnetic and ferroelectric polarizations of the MFTJ constituents.Reference Tsymbal and Kohlstedt20 A MFTJ is a particular type of MTJ where a ferroelectric thin film serves as a tunneling barrier (Figure 1c). Equivalently, MFTJ may be considered a particular type of FTJ that has ferromagnetic metal electrodes. The key property of a MFTJ is the co-existence of the TMR and TER effects, as was predicted by Zhuravlev et al.Reference Zhuravlev, Jaswal, Tsymbal and Sabirianov49, Reference Zhuravlev, Maekawa and Tsymbal50 Therefore, MFTJ represents a four-state resistance device where resistance can be switched both by electric and magnetic fields (see the bottom panel in Figure 1c).
Density functional calculations reveal the key functional properties of MFTJs, predicting the co-existence of TMR and TER effects.Reference Velev, Duan, Burton, Smogunov, Niranjan, Tosatti, Jaswal and Tsymbal51 A model MFTJ consists of perovskite oxide films: a ferroelectric BaTiO3 sandwiched between two ferromagnetic SrRuO3 electrodes (Figure 5a). The TMR effect is the consequence of wave-function symmetry conservation across the epitaxial SrRuO3/BaTiO3 interfaces. Majority-spin states decay inside the barrier according to the Δ1 symmetry, whereas the minority-spin states decay according to the Δ5 symmetry, yielding a perfect correspondence between symmetry and spin (Figure 5b–c). Thus, in the parallel magnetic configuration, both spin channels contribute to the conductance. In the antiparallel magnetic configuration, the conductance is strongly suppressed due to the symmetry mismatch. This yields a sizable TMR.
(a) Atomic structure of the SrRuO3/BaTiO3/SrRuO3 multiferroic tunnel junctions (MFTJs) with different interface terminations. Switchable ferroelectric polarization of BaTiO3 (indicated by blue arrows) is oriented normal to the planes. Magnetization of SrRuO3 layers (indicated by red lines) is parallel or antiparallel. (b) Spin-polarized bands along the [001] direction in bulk SrRuO3. Majority-spin (red) and minority-spin (blue) bands near the Fermi energy (E F) are labeled with their symmetry. (c) Decay constant for BaTiO3 for the left (red) and right (blue) polarization states as a function of energy. VBM and CBM are valence band maximum and conduction band minimum, respectively.Reference Velev, Duan, Burton, Smogunov, Niranjan, Tosatti, Jaswal and Tsymbal51
The TER effect originates from the asymmetric interface termination sequence (RuO2/BaO at one interface versus TiO2/SrO at the other) that creates a different polarization profile when the ferroelectric polarization is switched.Reference Velev, Duan, Burton, Smogunov, Niranjan, Tosatti, Jaswal and Tsymbal51 This gives rise to a change in the magnitude of the bandgap in BaTiO3 and therefore modifies the tunneling decay rate (Figure 5c), resulting in TER. There is also an effect of ferroelectric polarization on tunneling spin polarization and TMR. The Δ1 and Δ5 bands carry the majority and minority states from the SrRuO3 electrodes. Since these states are affected differently when the ferroelectric polarization is switched, and the tunneling transport depends exponentially on the decay rate, this leads to a significant change in TMR. In addition, the magnetoelectric effect at the SrRuO3/BaTiO3 interface changes the exchange splitting of the SrRuO3 spin-bands,Reference Niranjan, Burton, Velev, Jaswal and Tsymbal52 affecting the spin polarization and TMR.
Experimentally, the impact of ferroelectric polarization of the barrier on spin-dependent tunneling has been demonstrated by Garcia et al.Reference Garcia, Bibes, Bocher, Valencia, Kronast, Enouz-Vedrenne, Gloter, Imhoff, Deranlot, Mathur, Fusil, Bouzehouane and Barthélémy53 They fabricated MFTJs composed of an La2/3Sr1/3MnO3 (LSMO) electrode, a BaTiO3 ferroelectric tunnel barrier (1 to 3 nm), and a Fe or Co counter-electrode. At 4 K, a large negative TMR (Figure 6a) was found, reflecting a negative spin polarization for the Fe/BaTiO3 interface. By applying short voltage pulses of ±1 V, they observed reversible changes of the tunnel resistance linked to the variation of the barrier height with the ferroelectric polarization direction (Figure 6b), with a TER of about 30%. More interestingly, the amplitude of the TMR was also found to strongly depend on the direction of the ferroelectric polarization. As can be seen for a typical junction in Figure 6c, the TMR measured at an applied bias voltage of –50 mV varies from a high value (–17%) to a low value (–3%) when the electrical polarization points toward Fe or LSMO, respectively. Considering its half metallic nature, LSMO has poor sensitivity to the ferroelectric polarization direction. This is supported by the fact that such modulation of the TMR effect by ferroelectricity in LSMO/(La,Bi)MnO3/AuReference Gajek, Bibes, Fusil, Bouzehouane, Fontcuberta, Barthélémy and Fert54 tunnel junctions was not observed. The observed change in TMR is consistent with the predicted change of the spin polarization at the Fe/BaTiO3 interfaceReference Duan, Jaswal and Tsymbal55 and the induced magnetic moment on the interface Ti atoms.Reference Duan, Jaswal and Tsymbal55, Reference Valencia, Crassous, Bocher, Garcia, Moya, Cherifi, Deranlot, Bouzehouane, Fusil, Zobelli, Gloter, Mathur, Gaupp, Abrudan, Radu, Barthélémy and Bibes56 These results reveal that the spin polarization of tunneling electrons can be electrically tuned in MFTJs through reversal of the ferroelectric polarization of the barrier. Experimental evidence that the transport spin polarization can be controlled by the switchable ferroelectric polarization was also demonstrated for MFTJs based on LSMO electrodes with ferroelectric Ba0.95Sr0.05TiO3Reference Yin, Raju, Hu, Weng, Li and Li57 and BiFeO3Reference Hambe, Petraru, Pertsev, Munroe, Nagarajan and Kohlstedt58 tunnel barriers.
Magnetoresistive and electroresistive properties of Fe/BaTiO3 (1 nm)/LSMO multiferroic tunnel junctions. (a) Resistance (top) and magnetic moment (bottom) as a function of the magnetic field. (b) I–V characteristics of the junction recorded at 4 K after poling the ferroelectric BaTiO3 barrier up and down. (c) Tunneling magnetoresistance (TMR) curves after poling the ferroelectric tunnel barrier up and down. A clear modulation of the TMR with the ferroelectric polarization orientation is seen.Reference Garcia, Bibes, Bocher, Valencia, Kronast, Enouz-Vedrenne, Gloter, Imhoff, Deranlot, Mathur, Fusil, Bouzehouane and Barthélémy53
Outlook
The realization of ferroelectric and multiferroic tunnel junctions promises exciting technological applications. In recent years, there has been a surge in research activities aimed at investigating the next generation of memory/logic devices that would overcome scaling limitations of conventional semiconductor technology based on charge storage.Reference Hutchby, Cavin, Zhirnov, Brewer and Bourianoff59 One of the key challenges is to develop a switch involving a significant bi-stable effect that can be controlled by an external stimulus and is robust enough to be harnessed as manufacturable technology. The giant change of resistance in FTJs associated with polarization switching promises a new approach to the electrical switching of resistance that can be used in non-charge-based memory and logic devices.Reference Zubko and Triscone60 In addition, FTJs employ non-destructive read operation,36 opening the door for faster and energy-efficient random access memories. Furthermore, conceptually new multilevel memory and logic devices are possible with MFTJs.
Although the potential impact of these technologies is tremendous, a number of scientific issues remain to be resolved to produce commercially viable devices. Fundamental issues that need to be addressed for further advances in the field include the stability of ferroelectric ordering in ultrathin films and its relationship to electrical and mechanical boundary conditions. Due to the electronic and transport properties of FTJs and MFTJs being inherently related to the ferroelectric polarization, the fundamental mechanisms of ferroelectric switching and the effect of structural and interfacial defects on electronic transport properties are also of critical importance. As a result of the pronounced scaling effect in ferroelectrics, transition to heterostructures with nanoscale lateral dimensions will likely entail significant changes in their properties, so that the issues of ferroelectric and transport behavior in FTJs and MFTJs may need to be readdressed at the appropriate length scale.
The magnetic properties of ferromagnetic materials employed in MFTJs are critical for the operation of these devices. The essential role is played by interfaces where a magnetically dead layer may occur due to either non-stoichiometry or defects formed at the interfaces, suppressing the transport spin-polarization and TMR. Magnetization switching behavior of the magnetic thin films in a MFTJ is also important and interesting due to a possible effect of the ferroelectric polarization on interface magnetic anisotropy and coercivity of the film. The interrelationship between ferroelectricity of the barrier layer and ferromagnetism of the electrodes through an interface magnetoelectric effect may also control other functional properties in MFTJs, such as TMR and TER, and needs to be investigated in depth. Although meeting these challenges is not easy, the prediction and recent demonstration of giant resistive switching effects and the control of tunneling spin polarization are a strong testament to the fact that the field of ferroelectric and multiferroic tunnel junctions has an exciting future.

