INTRODUCTION
Between November 2007 and February 2009, English Heritage undertook documentary research and a detailed analytical earthwork survey — and also commissioned extensive geophysical survey — of the Roman fort at Whitley Castle and of its immediate surroundings, in order to inform the management and presentation of the site. The fort (NY 6949 4868) lies within the historic landholdings of Whitlow hamlet and Castle Nook farm, on the west side of the valley of the South Tyne, just north of its tributary, the Gilderdale Burn, which marks the southern boundary of Northumberland. The nearest modern settlement of any size is the market town of Alston, in Cumbria, some 3 km to the south-east.
Despite the fact that the fort is one of the most prominent earthworks in the region, it has received comparatively little study. Its topographical isolation within one of England's most remote upland areas may explain why Whitley Castle has attracted so little attention in the past. As a consequence, however, it has been spared the most damaging effects of antiquarian and early archaeological excavation, and now — owing to a combination of exceptional earthwork survival, minimal modern intrusions and undisturbed (often waterlogged) ground conditions — it is arguably one of the best preserved Roman forts in England.
The fort is a striking feature in the modern landscape. Its unique lozenge-shaped plan may be difficult to appreciate on the ground, but other aspects are readily visible, particularly the multiple defences which are best viewed from the Pennine Way as it skirts around the western fringes of the site. The array of seven ditches and intervening banks on this side is unparalleled in England; only the forts at BirrensFootnote 1 and ArdochFootnote 2 in Scotland, with six ditches apiece, provide close comparison.
The surveys at Whitley Castle formed a detailed study within a broader programme of research undertaken by English Heritage and the North Pennines Area of Outstanding Natural Beauty (AONB) Partnership — the ‘Miner-Farmer Landscapes of the North Pennines AONB Project’. The focus of this programme is an analysis of the evolution of approximately 50 km2 of the landscape around Alston, an area which is characterised by the highly complex remains of mining and by patterns of former settlement and agricultural activity. In addition to the identification of historic sites and processes, the project is concerned with the quantification of threats to the historic landscape, and the development of new methodologies for recording and analysis.
The principal research questions addressed at Whitley Castle were:
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• the purpose of the fort in relation to the lead-bearing landscape of Alston Moor;
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• the identification of phases in the development of the fort;
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• the location and character of the extramural settlement and of specific structures, such as temples;
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• the potential for pre-Roman activity;
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• the evidence for the adaptation and reuse of the fort in the post-Roman, medieval and later landscape.
The fort, with its particularly complex and subtle surface traces, was surveyed at 1:500 scale, and its environs at 1:1000, all to Level 3 standard;Footnote 3 the survey covered an area of 19.5 ha (48 acres), taking in the whole of the scheduled monument and extending to the north-east, across the adjacent Roman road to the foot of the hillside beside the modern A689. It also encompassed a narrow margin of associated earthworks beyond the curving intake wall on the western side of the fort, and a further expanse immediately to the south of the fort, to the west of Holymire barn (see fig. 4 ). The analysis presented in this report incorporates the results of two extensive geophysical surveys commissioned by English Heritage and undertaken by Archaeological Services, Durham University.Footnote 4 The first, a geomagnetic (gradiometer) survey, covered an area of approximately 36 ha, centred on the fort and including the greater part of the fields contained within the intake wall between Whitlow and Castle Nook. The second, a detailed earth resistance survey, examined a total area of 8 ha including the interior of the fort and a selection of areas around the perimeter. This report also draws on the results of earlier geophysical surveys within the fort, and to the west, carried out by GeoQuest Associates in 2003 and 2006.Footnote 5
GEOLOGY, TOPOGRAPHY AND CURRENT LAND-USE
The high ground of the North Pennines AONB extends from the Stainmore Pass to the Tyne Gap, a distance of about 45 km. Its western edge is the spectacular Cross Fell escarpment, above the Eden Valley, whence, over a distance of 40 km or more to the east, the land descends over deeply incised dales towards the Durham coalfields. The valley of the South Tyne is one such incision, providing an accessible route from the north into some of the highest and most remote moorland areas in England. To the west lies the treeless expanse of Knaresdale and Gilderdale Forests and the King's Forest of Geltsdale, rising to peaks of 600 m or more. Whitfield Moor lies to the east, separating the South Tyne from the valleys of the West and East Allen; and to the south lies the truly high country — the unenclosed massif of Alston Moor, crowned by the peaks of Round Hill, Melmerby Fell, and Cross Fell (890 m).
The AONB is also defined by geologists as the ‘Alston Block’, which consists of a tilted succession of Carboniferous sedimentary rocks: chiefly limestone, sandstones and shales with thin bands of coal. The character of the landscape has been shaped by the prolonged and extensive history of mining — principally the search for lead, silver and (later) other associated minerals such as barytes, fluorspar and witherite. The most visible remains of this exploitation — extensive spoil heaps, adits, shaft-openings, washing-floors, hushes and dams — mainly date from the boom years that preceded the industry's steep decline at the end of the nineteenth century, and may mask the remains of much earlier mining. The documented history of the industry can be traced back to the twelfth century, when the Royal Mint at Carlisle was supplied by mines on Alston Moor, and the landscape doubtless contains a legacy of even earlier activity.Footnote 6 Traces of post-medieval mining have been identified within the boundaries of Whitley Castle, and the hillside above the fort — marked with individual coal-mining levels on early editions of Ordnance Survey mapping — is extensively scarred by mining and quarries. The industrial boom in the Alston area is also reflected in the turnpike road from Alston to Brampton (now the A689) and the South Tynedale Railway, both of which were routed through the valley of the South Tyne below the fort in the nineteenth century.
Whitley Castle occupies the end of a narrow spur on the western side of the valley. Lying on the 330 m contour, its altitude is some 80 m above the height of the better-known upland fort at Hardknott in Cumbria. The spur is now pastureland, overlain by the drystone walls of fields taken in from the lower slopes of Whitley Common and Great Heaplaw. The fields on the slope below and to the east of the fort, and to the south, within the curving intake wall, have been significantly improved by modern ploughing and by drainage. Modern improvement is also evident in parts of the four fields that contain and surround the fort, but here it is much less pronounced, and it is entirely absent from the rough pasture covering the interior of the fort and the steep earthworks of its defences. Seasonal bogs occupy the ditches around the western side of the fort, and to a lesser extent to the north. Boggy conditions are also prevalent across the natural hollow immediately to the north of the fort, and along the seasonal drainage channels and spring-lines which flow parallel to the fort's northern and southern defences. The principal drainage from the high moors to the west is provided by two tributaries of the South Tyne. The major tributary, the Gilderdale Burn, runs some 700 m to the south of the fort, beyond the cluster of farm buildings at Whitlow, where it marks the county boundary between Cumbria and Northumberland. The smaller water course, the Lort Burn, flows within a narrow, deeply incised channel some 100 m to the north of the fort, and continues through a mixed plantation beside the farm buildings at Castle Nook.
Although the fort is overlooked on the west by the slopes of Whitley Common and Great Heaplaw, it nonetheless occupies a commanding position within the valley. There is no substantial area of dead ground nearer than the Gilderdale Burn, and in other directions the views are extensive. On a clear day, it is quite possible to look northwards across the line of Hadrian's Wall, and then to the low Border hills some 30 km beyond. The line of the Roman military road known as the Maiden Way follows the valley down into the Tyne Gap, where it joined the Stanegate near the fort at Carvoran, 18 km away (see fig. 1 ). To the south, the Maiden Way took a more mountainous route for 25 km, ascending the pronounced ridge of Park Fell and Horse Edge and the summit of Melmerby Fell (680 m), before descending to the River Eden and the fort at Kirkby Thore on the main Roman road from York to Carlisle.Footnote 7 Whitley Castle, sited about mid-way along the Maiden Way, is the only known fort on this road, the line of which remains visible 40–80 m down the slope from the fort, almost under the shadow of the ramparts ( fig. 2 ).
Whitley Castle and the Roman frontier. (© English Heritage. All rights reserved)
Whitley Castle viewed from the north in 1971. (CUCAP BEW 16. © Cambridge University Collection of Aerial Photography)
EARLIER RESEARCH
The identification of a Roman origin for Whitley Castle can be traced back to William Camden, who visited the site in 1599 and recorded a lengthy dedication slab raised in honour of the emperor Caracalla.Footnote 8 Camden clearly associated the inscription with the earthworks which he thought represented a Roman fort of considerable importance.Footnote 9 The local antiquary, Reginald Bainbrigg, who was headmaster of Appleby School, recorded the same inscription in a visit to Whitley Castle in 1601; in a letter to Camden he described the fort as ‘… a mightie, stronge and large fortress, defenced with a double ditch and walls, made by the Romaines’.Footnote 10 Antiquaries of this period were well aware that Whitley Castle stood upon the military road between the forts at Carvoran and Kirkby Thore; indeed Bainbrigg, in his letter, stated that he had followed the entire route of ‘this mayden waie’ between these two points.Footnote 11
Sporadic discoveries of altars, statuary and inscriptions,Footnote 12 mainly found as a result of farm improvements or noticed as reused building stones, were published at intervals throughout the eighteenth, nineteenth and early twentieth centuries. These included an inscription recording some rebuilding by a detachment from Legion XX;Footnote 13 fragments of a large statue of Hercules, dug up near the north-east corner of the fort;Footnote 14 and altars dedicated to Minerva and HerculesFootnote 15 and to Apollo.Footnote 16 Other items, now lost, included a stone coffin, possibly of Roman manufacture, which was once in the churchyard at Kirkhaugh, just across the river to the north-east, and a ‘pegasus or winged horse, rudely carved on a small stone’ which was reportedly built into an outhouse at Castle Nook.Footnote 17
Two particular discoveries were made in the first half of the nineteenth century. The first was the exposure of a bath-house at the north-east corner of the fort in about 1810, witnessed by the historian John Hodgson, who reported a hypocaust, black with soot, the remains of opus signinum and a ‘copious and perennial spring’ near by.Footnote 18 The plan accompanying Hodgson's description, drawn by the mining engineer Thomas Sopwith, indicates both the bath-house and the spring, and is the earliest depiction of the fort to show something of the real complexity of the ramparts. Sopwith himself was the first to report the second, accidental discovery, which took place near by some sixteen years later when a drain was dug through a ‘large dung-hill, resembling a peat bog’ containing a considerable quantity of artefacts, including pottery, glass, querns, leather shoes, and wooden objects. At the time the landowner enthusiastically spread some of this rich organic material on his fields to improve the structure of the soil.Footnote 19
This Roman midden, dug into on several subsequent occasions, was located just west of the bath-house, where it appears to be marked with the letter ‘A’ on Sopwith's second plan of the fort published by Bruce in Reference Bruce1853 Footnote 20 ( fig. 3 ). Bruce offered no explanation for the labels on this plan, but the letters ‘D’ and ‘B’ clearly mark the positions of the bath-house and the spring (as shown on Sopwith's earlier work), while ‘A’ corresponds to a very disturbed area in the boggy ground below and to the west of the bath-house (surveyed as Feature 28 on fig. 4 ).
Thomas Sopwith's plan of Whitley Castle. (From Bruce 1853, The Roman Wall, facing p. 325)
Earthwork survey of Whitley Castle and its surroundings. (© English Heritage. All rights reserved)
There has been only one formal archaeological excavation at Whitley Castle. This was directed by Noel Shaw in 1957 and 1958 when a single narrow trench was cut across the north-western defences.Footnote 21 At the extreme south-east end of the trench he encountered the distinctive remains of a granary. There were also other walls and culverts, roughly aligned with the fort wall, which were clearly of different periods of construction. However, the stratigraphic relationships between these structures are less than clear in the published report. A layer of burnt wattle and daub suggests that some of the earlier buildings were of timber, or that they had timber superstructures. The outer face of the wall of the fort had been heavily robbed. On the north-facing slope of Ditch III the excavators found a revetment made of stone reused from within the fort. It is uncertain whether this revetment represents a refurbishment of the defences, or (as the very simple published section might implyFootnote 22 ) that this ditch was cut at a later stage in the site's history. Only eighteen sherds of pottery were published from these very limited investigations — not enough to be particularly helpful. They were ascribed dates from the second to the fourth century, but one piece of rustic ware, sealed beneath the layer of burnt wattle and daub, is not likely to date later than the early second century.
Apart from an unpublished earthwork survey, carried out by Ray Farrar of the Royal Commission on the Historical Monuments (England) in the late 1970s and early 1980s, no further work was undertaken at the site for nearly fifty years. An incomplete draft of the plan is deposited in the English Heritage archive in Swindon.Footnote 23 The plan shows the circuit of defences in some detail and with a high degree of accuracy, but the depiction of other features, both inside and outside the fort, is far from complete, reflecting a tendency to omit anything which was not demonstrably Roman in origin. It is, however, a useful record, particularly so as Farrar took note of drainage works taking place around the fort at the time and the occurrence of worked stone and other artefacts thrown up in the process. The next systematic archaeological investigations were two geophysical surveys organised by Alastair Robertson, a local historian, in 2003 and 2006. These surveys were intended to test the effectiveness of magnetometer survey within the interior of the fort, and to explore an area outside the fort for traces of a putative extramural settlement.Footnote 24 The results of these surveys, and those of the geophysical survey carried out as part of the latest suite of investigations, are discussed in greater detail later in this paper.
THE IDENTITY OF THE FORT AND OF ITS GARRISON
A plausible identity for Whitley Castle is provided by Ptolemy's Geography, which includes nine named places in the Brigantian tribal area: one of these, Epiacum, was located 280 Roman miles from London and 85 from York. A modern calculation places Whitley Castle at distances of 275 and 90 Roman miles from these respective points, a difference so minimal that it seems reasonable to associate the name with this remote fort. Epiacum is taken to mean an estate or property belonging to Eppius, a personal name derived from the Celtic epos meaning ‘horse’.Footnote 25
Little is known about the units that formed the garrison at Whitley Castle. An altar to HerculesFootnote 26 was set up by a centurion of Legion VI, and a building stoneFootnote 27 records some reconstruction by Legion XX. In addition, the crude carving of a winged horse, seen in the outbuildings at Castle Nook in the 1820s,Footnote 28 might signify the presence of men from Legion II Augusta. None of these stones provides evidence for the dates when such deployments might have been at the fort. The most elaborate inscription from Whitley Castle, the dedication to Caracalla erected by the Second Cohort of Nervians can, however, be dated quite precisely to the period between the emperor's fourth consulship in a.d. 213 and his death in 217.Footnote 29 Two other inscriptions from the site have also been ascribed to this cohort,Footnote 30 which is otherwise recorded at Wallsend,Footnote 31 at Carrawburgh (explicitly as a detachment),Footnote 32 and through the dedication of an altar by its prefect at Vindolanda.Footnote 33
THE EARTHWORKS AND THE GEOPHYSICAL SURVEYS OF THE FORT AND ITS SURROUNDINGS
The earthworks were surveyed at a scale of 1:1000, while a more detailed plan, at 1:500, was made of the ramparts and the interior of the fort ( figs 4 and 5). Numbers indicate features which belong to, or are associated with the fort. Roman numerals are used for the ditches and their associated outer banks. Later features are marked by upper case letters, and tracks of all periods are marked with the prefix ‘Tr’. The results of the geomagnetic survey provided by Durham University, which were more revealing than the accompanying earth resistance survey,Footnote 34 are reproduced as fig. 7 . Features from this plan are also identified by letters and numbers on the earthwork plans ( figs 4 and 5) where clarification is required.
Earthwork survey of the fort. (© English Heritage. All rights reserved)
THE DEFENCES OF THE FORT
One of the most striking aspects of the fort is the lozenge-shaped outline of the defences. This departure from the usual ‘playing card’ shape appears to be an adaptation to the summit of the oval-shaped natural knoll, the slopes of which have been used to enhance the defences. In adapting the spur the fort's builders acquired a fall of about 5 m from the base of the wall to the level of the outer works along both the north-west and north-east sides, and a still more impressive fall of nearly 13 m to the south-east. To the south-west, where the spur is connected to the rising fell, the incline was somewhat less at about 2.5 m, but even this limited elevation will have been advantageous when surmounted by the full height of the wall. Beyond the outer ditches, to the north-west and north-east the ground descends quite gradually towards the South Tyne, but on the south side the severe slope of the natural spur continues well below the outermost circuit of defences, making this aspect especially formidable. The internal angles of the fort wall laid out by the Roman surveyors — 64 degrees to the north, 62 degrees to the south, 116 to the east and 118 degrees to the west — complement each other to produce an almost perfect parallelogram. Allowing for the irregularity of the earthworks along the perimeter wall, an acceptable estimate of the original external dimensions of the fort is some 136 by 108 m, and the maximum available space within the wall (including the area of the internal rampart) would have been approximately 1.24 ha (3.06 acres). The area within the defences declines in height from the south-west to the north-east, so whereas the two shorter walls appear quite level, the longer sides gradually lose height (about 10 m) between the corners. Within the interior the loss in height was accommodated by creating a pair of artificial terraces within the praetentura.
The fort wall, towers and gates
Shaw's excavation trench of 1957–58 can be traced across the north-western defences just to the east of the drystone wall. This exposed part of the fort wall; its outer face was badly robbed but the wall had a rubble and clay core encased by regular hammer-dressed blocks derived from thin-bedded coal-measure sandstone.Footnote 35 Shaw thought this stone to be very local, and the precise source has been identified by the authors during wider fieldwork for the Miner-Farmer Landscapes Project. The Roman quarries lie less than 300 m due west of the fort, about 40 m higher up on the slopes of Great Heaplaw, where they survive as a series of broad terraces. Now largely submerged beneath boggy grassland, these quarries are very different in appearance from the more sharply defined and concentrated patterns of pits, shafts and spoil heaps that were created by much later quarrying, by coal mining and by prospection for lead ( fig. 9 ).
The excavation trench revealed that the main body of the wall had been about 1.67 m (5.5 ft) thick at the base, narrowing slightly above the second course.Footnote 36 The earthwork survey and the geophysics suggest a broadly consistent level of preservation along this north-western side, but that there has been even more extensive robbing along the outer face on the south-east and the south-west. Around the eastern corner of the fort there seems to have been wholesale robbing of the wall. The northern half of the north-east wall, in contrast, is marked by a very pronounced bank which is wider than anywhere else around the perimeter. This may be no more than a product of inward collapse, although the earthwork and geophysical plots indicate the robbed outline of a narrow rectangular structure (7) set against the inner face of the wall; this, given its location at the lowest point of the interior of the fort, bears a strong similarity to the position of the latrines at Housesteads, and this may be the best explanation for the features encountered. A further curious aspect of this section of bank is the occurrence of five small mounds along the base of the outer scarp, which suggest a very particular process of demolition at intervals of 3 to 4 m. The spacing could imply the removal of buttresses, but these are not usual features of Roman fort walls, and might only be explained had this particular section been strengthened to prevent collapse. The internal clay rampart that was noted in Shaw's excavation can only be clearly seen on the surface within the southern corner of the fort wall, where it forms a broad slope measuring up to 5 m across and with a fall of between 0.5 and 1.2 m.
There are indications that the fort had four angle-towers, and two interval-towers in the long sides of the retentura. The southern corner marks the highest point on the fort wall (336.7 m OD) and the tower here appears to be the most complete. It is represented by an approximately circular mound of collapsed material, remarkable for the absence of robbing scars. The geophysical survey and the surviving earthworks suggest that a considerable portion of the lower structure may be concealed intact beneath the mound of debris. The western corner-tower is marked by a similar mass, although more material appears to have been removed and the profile has been disturbed by a later field bank, leaving a more angular profile to the rear. The north tower has been quite extensively robbed, but there are indications of good structural survival. The last corner-tower, to the east, is almost completely quarried away, with no part surviving above the height of the adjoining traces of the wall. Thomas Sopwith's plan of the fort ( fig. 3 )Footnote 37 shows a small rectangular, double-celled structure set into the outer scarp at this corner, which is an elaboration of a simple rectangular feature shown on his earlier plan of about 1840.Footnote 38 Bosanquet's suggestionFootnote 39 that this is actually the remains of a corner-tower is untenable. All of the other towers clearly stood within rounded corners, and neither Sopwith himself, nor the authors of the works which contain his plans, mention any exposed fort stonework.Footnote 40 In all likelihood, Sopwith was indicating a more recent structure which was distinct from the fort itself. Given the amount of fire-reddened stone exposed in the larger of the two robbing hollows at this point, this structure may have been a small limekiln or, taking into account the distance to the limestone outcrops, it may have been a corn-drying kiln relating to the post-medieval occupation of the fort.Footnote 41 The surviving remains of the northern corner-tower, and perhaps those of the southern tower also, seem to have presented a curved wall to the interior of the fort. There is thus a possibility that these towers were circular and no more than 8 m in diameter, a response to the awkward angles dictated by the overall plan.
The interval-tower (8) on the north-west wall of the fort is crossed by a field-wall, but is visible as a well-preserved, roughly rectangular mound, measuring 7 by 12 by 0.4 m high, located mid-way between the gate and the western corner-tower. The tower along the south-east wall (9) is similarly positioned, half-way between the gate and the southern corner. Here, although the earthwork evidence is less obvious, the magnetic survey shows the outline as a neat square of collapsed stone set within robbed foundations and a small compound precisely aligned with the perimeter wall.
There is clear evidence for four gates, two located centrally on the shorter sides and two in matching locations on the longer sides, placed approximately — but not exactly — one third of the way along each arm from the north and west corners. The gates, which would have been major sources of reusable stone, have suffered greatly from robbing, more so than any of the wall towers, with the exception of that at the eastern corner. There is very little evidence visible on the ground for the design of any of the gates, and the geophysical evidence is even less forthcoming. The inward curvature of the walls on either side of the south-east gate and to the north of the north-east gate gives the impression that the gates may have been recessed,Footnote 42 but this cannot be proved without excavation. The disposition of the gates indicates that the fort faced north-east, towards the Maiden Way. The scale of the opening in the ramparts suggests that the north-eastern gate was provided with a double portal; this may also have been true of those on the north-west and the south-east. The earthworks of the porta praetoria do, however, retain a distinct step which (if not part of the later reuse of the gate — see below) may represent a surviving threshold.
The earthwork remains of the south-west gate are the least distinct. The profiles of the south-west wall and the defences beyond (see below) demonstrate that this entrance was blocked during the Roman occupation of the fort. When sealed, the gate might well have been maintained as a kind of interval-tower, but the earthworks are uninformative and the geophysical data imply that the structures here are disturbed. This is perhaps owing to the immediate proximity of several post-medieval buildings in the retentura (see below), the construction of which may well have entailed plundering the gate towers for stone.
The outer defences
The most distinctive features of Whitley Castle are the complex, multiple defences, and the best-preserved section of these, to the north-west, naturally attracted the attention of the archaeologists in 1957–58. Shaw's excavation across these defences revealed a berm (produced as part of the levelling of the spur that also provided material for the rampart), which extended about 2.1 m (7 ft) from the foot of the fort wall.Footnote 43 On the surface, the berm, varying between 1 and 1.5 m in width, can still be traced around the majority of the circuit, apart from a short section from the east corner to the south-east gate where it has been heavily disturbed by later activity.
Although there are still uncertainties about the sequence in the construction of the defences, Shaw's excavation appears to have revealed an entirely straightforward construction technique: the ditches were dug into the subsoil of the hillside, and the upcast was formed into banks along each down-slope side in order to enhance their depth. There was no evidence for ‘punic’ profiles (the angles of the sides being about equal), nor for the narrow ‘ankle-breakers’ or ‘cleaning slots’ occasionally found along the bases of the ditches of other forts.Footnote 44
Although the earthworks of the defences are less well preserved between the north-west and north-east gates than they are on the rest of the north-west side, the geomagnetic evidence leaves no doubt that all four ditches continued round to the north-eastern side of the fort (see fig. 7 ).Footnote 45 From this evidence and the appearance of the earthworks on the ground, it appears certain that the three outer ditches were filled-in to create the building platform for the bath-house (10) that was excavated in 1810. The outer scarp of this platform retains something of the curvature of the defences and may have been determined by the position of the outermost ditch and bank (IV).
Ploughing, in the form of broad ridge and furrow, has reduced the profile of the outer defences along the north-eastern side of the fort. To the south of the north-east gate, at least two ditches, visible as earthworks and as geophysical anomalies, certainly continued to the eastern corner. That the third did so also seems probable, but the evidence for the fourth is far less certain. A slight outward scarp, much degraded and spread by the plough, hints at the line of the fourth ditch, but the absence of geophysical evidence may imply either that it was never fully dug, or that it has been almost completely destroyed by later ploughing.
Beyond the inner ditch (I), the south-eastern side of the fort has two well-defined lines of defence throughout, and a third and outermost line along part of its length. Although later activities have obscured the details to the north and east of the south-east gate, it is clear that Ditches I and II continued around the eastern corner from the north-eastern side and that they have eroded into broad steps or terraces in the steep slope on this side of the knoll. There are faint indications in the earthworks and in the magnetic survey results to suggest that Ditch III may also have continued around this corner as far as the gate, but ploughing has impacted heavily in this area and the evidence is far from conclusive. The defences are better preserved to the south of the south-east gate where, with the rising height of the knoll, the terraces that represent Ditches I, II and III survive clearly.
The south-western side of the fort has the most impressive defences: here there are seven ditches, each with an outer bank, and a short stretch of what may have been an incomplete eighth ditch and bank (V). The innermost ditch (I) and its associated outer rampart are similar in character to their surviving form on the adjacent sides of the fort. This is also largely true of the second ditch (II) and its bank, although there is a noticeable narrowing of the inner defences on this south-western side, perhaps owing to the level ground here. A slight inward turn in the bank associated with Ditch II may be no more than an adjustment to this narrower plan, or perhaps it reflects a more radical alteration in which the bank between the second and third ditches was divided to increase the number of fortifications on this side. Outside this, the next ditch and bank (IIIa) are clearly part of the additional provision on this side; they separate from the main rampart III at the western angle and barely turn the southern corner of the fort. Farther out again, Ditch IIIb and its bank are short, parallel, and relatively conventional. They are strengthened, however, by an unusual bow-shaped arrangement (IIIc), the ends of which curve outwards before taking up the same alignment, parallel to the inner defences. The difference here is that the ditch — or the space between the banks — (IIIc) is significantly broader, especially in its southern half. Ditch IIId swings round the outside of this bow-shaped arrangement providing continuity with the third ditch along both the north-west and south-east arms of the fort. The only additional feature to note here in its general design is its apparent division into two narrower ditches, divided by a broad berm, in its southern half. Ditch IV is even more regular and seems to have extended at least to the southern corner of the fort. In the re-entrant angle outside the bank of Ditch IV, between the north-west and south-west sides, a short length of another ditch (V) survives, with traces of an associated outer bank.
The complex defences on the south-western side of the fort are not uniform in character. Although they are the least affected by soil movement, or by later cultivation, the earthworks here are unusually fragmented and their condition is extremely varied. There is no doubt that the road (6) from the south-west gate originally ran directly through the middle of the defences. This is obvious from the staggered alignments of the defences themselves, most notably of II, IIIa, b and c, which must originally have been drawn up to either side of a functioning roadway, and by the continuation of this road beyond the final rampart. At some point, however, a decision was made to seal the porta decumana and to close this road. Irregular sections of ditch and bank were driven across it in order to eliminate any weak point that would otherwise have been created. The more substantial infilling of the gap in the outermost bank (IV) contains some large stone blocks which seem to have been simply dumped as obstacles. To the north of the road the earthworks are relatively well preserved, although they are still significantly less substantial than the ditches and banks on the north-western side of the fort. To the south their dimensions are far more modest. On the ground, this disparity suggests the abandonment of an incomplete enterprise rather than subsequent slighting.
The geomagnetic survey detected a striking series of anomalies at the southern corner of the defences ( fig. 7 ) which hint at a reason why the defences at this southern angle have a flattened curve. The most prominent anomalies are two parallel strands of highly magnetic material aligned across the outer edge of the corner from east to west (at 11 on fig. 5 ). The northern strand bears a precise similarity to the terminal of the IIIa bank, and must represent the same feature. The southern strand is partly overlain by a narrow bank of a later period and is barely visible on the surface, but it can hardly be other than the spread remains of the fourth defensive bank. The difficulty with these anomalies, however, is that neither appears simply to terminate at the corner where the earthwork evidence and the topography suggest that they should. Both seem to change angle slightly before descending to the base of the knoll, turning sharply to the north-east, and re-ascending the slope in a diagonal fashion. It has been suggested that these anomalies reflect a short fifth side to the fort's outermost defences, and perhaps even that their peculiar course defined a bulge around a further corner-tower;Footnote 46 but these theories cannot be sustained in the face of the local topography, which would place the notional tower at the foot of the knoll, some 10 m lower than the fort wall. A better explanation may be that a significant extramural building, lay just outside the southern corner of the fort and that this building was retained outside the defences, despite the strengthening and expansion of the latter.
STRUCTURES IN THE INTERIOR
Although the interior of the fort has been subjected to stone robbing, and some parts have been disturbed by later structures, there appears to have been no wholesale clearance, either for later cultivation or for settlement within the walls. The lines of the walls of the Roman buildings are visible either as low mounds or as robber-trenches; buildings are identifiable from their platforms or from concentrations of collapsed material. These provide a clear impression of the layout, one which is further refined by the results of the resistance and magnetic surveys. The plan revealed is inevitably dominated by the later phases of construction but it is a largely familiar one, albeit adapted to the topography ( figs 5 and 6).
Conjectural plan of the fort's interior. (© English Heritage. All rights reserved)
The headquarters
At the very centre of the fort, the outline of the headquarters building is clear (12). A combination of collapsed rubble, extant wall lines and robbing hollows, visible as both earthworks and geophysical anomalies, indicates that this was a very substantial stone structure. The building's overall dimensions are approximately 26 by 22 m, well within the range of comparable excavated examples.Footnote 47 A low rectangular platform outside the entrance suggests that it may have been approached by a short flight of steps — made necessary by the rising ground — or through a small porch. The internal courtyard was at least 15 m across, and the cross-hall beyond was approximately 6 m wide. Despite being bisected by a standing drystone wall, and subjected to considerable stone-robbing, the remains nonetheless indicate a substantial hall; the walls were about 1 m thick, potentially capable of supporting an upper storey. A small but prominent platform within the north-western corner of the cross-hall may be nothing more than a by-product of wall-robbing, but its position equates to that of the dais.
A series of earthworks, 19 m long, behind the cross-hall, appears to represent four of the usual five rooms of the rear range of a headquarters building; the position of the fifth room, to the north, has been obscured by later robbing. These rooms — largely preserved as upstanding wall lines with sunken or excavated interiors — each measure about 5 m from front to back, and between 3 and 5 m across. The central room, the aedes, is the largest of these. No strongroom can be identified, although there is a curious annexe, measuring 6 by 4 m, attached to the southern end of the rear range; this is connected by a hollow, perhaps a sunken passageway (with steps), containing the identifiable remains of a collapsed barrel vault (13). An alternative explanation of this feature might be that it was a stokehole or furnace room, possibly indicating, as elsewhere, the addition of a hypocaust to the headquarters in the later second or third century. (This, however, seems unlikely in the absence of any significant anomalies indicating intense burning in the geophysical survey.) The evidence is not entirely clear, but this vault may have lain at the southern end of a longer extension superimposed over part of the via quintana at the rear of the headquarters. This putative extension appears to have continued beyond the western corner of the building for approximately 5 m and perhaps included a small annexe attached to the western end of the north wall (14). It is possible that this may have been joined to an irregular series of later buildings at the rear of the granary (see below), but the alignments suggest that any such extension to the headquarters was a later development. This extension was substantially built, to judge from the size of the wall mounds, the size of the robbing trenches and the strength of the geophysical responses. It would have completely blocked the passageway between the headquarters and the granary.
The commanding officer's house
The remains of a courtyard building, apparently the commanding officer's house, lie immediately to the south of the headquarters. The footprint of this building has been quite severely disrupted by the construction and demolition of a post-medieval building and the area doubtless suffered considerable erosion during that later period of occupation (see ‘Castle Nook’ below). As a result, the earlier earthworks are rather slight, but they are still sufficient to identify portions of two building ranges that meet at the western corner of a courtyard (15). The north-western side is approximately 5 m wide and no more than 35 m long, and appears from the geophysical (magnetic) evidence to have been subdivided into a number of regular compartments. The length of the south-west side will depend on the width of the intervallum road here, but it is unlikely to have exceeded 30 m. This side retains evidence of some additional complexity in the form of an inset opening, or a pair of protruding rooms, facing onto the via quintana — possibly a significant addition, not unlike the inclusion of bath-houses at the commander's houses at Mumrills, on the Antonine Wall, and at South Shields.Footnote 48 However, although there is a concentration of magnetic material in this area (mostly concentrated on the wall lines of the later building), there is no conclusive evidence for a stokehole or furnace. The remaining two sides of the house, beside the rampart and the via principalis, are no longer visible, and the foundations, if they survive at all, are indistinguishable in the geophysical surveys owing to the extent of later disturbance in this area. It is worth noting, however, that the projected position of the north-eastern side, close to the corner of the drystone wall, overlies an intermittent spring. This now flows eastwards across the surface of the lower terraces at the front of the fort, but might have provided the water supply or part of the drainage system of this building, and that of the postulated latrine (7).
The granary
Shaw's excavations revealed evidence for a granary (16) between the principia and the north-west gate. The short section of the lower courses of this building that was exposed then revealed no buttresses, but the quality of the foundations, together with the presence of internal recesses and sleeper walls for a suspended floor, left Shaw in no doubt about its function.Footnote 49 The north-western wall of the granary, exposed in Shaw's trench, was located about 12 m (38 ft) inside the wall of the fort. Given the available space between this wall and the north side of the headquarters (approximately 22 m), and allowing for a narrow intervening road, more than one granary in this location would seem unlikely, although a double-width building of the sort seen at Hardknott (Cumbria)Footnote 50 could have been accommodated. The ground in the area of the granary has been significantly altered, perhaps by the robbing of good quality building stone; additionally, as Shaw observed,Footnote 51 the structural remains are buried by an overburden of mixed soil and rubble reaching depths of at least 0.7 m (2 ft 6 ins). However, although there is scant evidence of this building visible on the surface, the geomagnetic results are more informative ( fig. 7 ). These indicate the outline of a single building, some 10 m in width, extending back from the side of the road on an alignment that fits tolerably well with the foundations revealed in 1957.Footnote 52 Although it is far less pronounced, there is some evidence for a third, equidistant and parallel wall closer to the headquarters, which could represent either a separate building phase, or the double-width granary unit postulated above. The granaries found in Roman Britain, with the exception of those in legionary fortresses, rarely exceed 30 m in length. A sharp depression (and a strong anomaly) broadly in line with the rear of the headquarters building suggests that the granary here was no exception.
Geomagnetic survey of the fort and surroundings. (Archaeological Services, University of Durham)
Buildings to the rear of the granary
The area immediately to the rear of the headquarters building and of the granary, although rich in relatively minor earthworks and dense geophysical responses, is perhaps one of the most difficult to interpret. This area might be expected to contain either a row of stores and workshops facing onto the via quintana or, if the granary was quite short, a small courtyard building of the kind identified elsewhere as workshops or the garrison hospital. Depending on the precise length of the granary, either possibility could be represented by the fragmentary shallow earthworks — these consist of a variety of narrow channels and slight scarps which suggest individual rooms, perhaps set within a single building measuring at least 10 m square (17). However, these are unlikely to represent the remains of a single building phase, and the pattern here may incorporate elements of an earlier barrack block (see 21 below) and may reflect changes associated with the construction of the apparent annexes attached to the headquarters building, mentioned above.
Buildings in the retentura
The rear portion of the fort, the retentura, is the most elevated and level part of the interior. The surface remains consist of narrow platforms of collapsed buildings and intervening hollows. On the strength of both the earthwork and geophysical evidence this area appears to have contained up to six rectangular blocks (18–23), three on either side of the via decumana, all orientated broadly parallel with the south-western rampart. The most easterly block (18) on the south side of the via decumana lies directly along the via quintana. It measures approximately 34 m in length and some 8 m across, and retains a low mound of wall material forming a longitudinal partition. The southern end of this block lies beyond the present field-wall and is less clearly defined, although it appears to terminate about 2.5 m short of the interval-tower (9). A small cell-like feature overlying the via decumana at the northern end of this block is presumably later. The outline of the middle block (19) has been more thoroughly disrupted by stone-robbing and has mounds of associated upcast, but the general area of raised ground indicates a building of similar width and length, offset by approximately 3 m toward the rampart. These blocks were presumably barracks, not only because they would be expected in this quarter of the fort, but also because the magnetic survey shows that both of them retain details of internal features, with some indications of contubernia, and of the cross-walls that divided off the rear rooms.Footnote 53 There is even a slight suggestion that larger quarters for the centurion lay in the usual position towards the intervallum road, although the presence here of the later drystone wall makes this far from certain. The block beside the south-western rampart (20) is the least visible of the three, obscured by the robbed foundations of a much later, post-medieval building (see Feature E below) and flattened by associated yards and other features; these later intrusions also affect the middle block in this range, albeit to a lesser extent.
The identification of individual buildings within the range to the north and west of the via decumana is rather more problematic. The pattern of scarps and mounds provides an overall impression of three similar parallel buildings, each approximately 35–40 m in length and 8–12 m wide, and this is echoed in the geophysical results from 2003 and 2009. However, the details are far from clear, perhaps owing to rebuilding within the Roman period, but more certainly as a result of later, post-Roman activity. The 2009 magnetic survey shows these three blocks were orientated similarly, but not identically, with those to the south of the via decumana. The central building on this side (22) is the most clearly defined in the earthworks. It appears to be about 12 m wide and 40 m long, and both superficial indications and geophysical anomalies reflect the division of individual contubernia along much of its length, and a more complex division of rooms at the northern end. To judge from its overall width and complexity, however, this block may consist of partly overlapping buildings of more than one phase.
The two other blocks in this quarter of the fort are less distinct. The easternmost block (21) emerges quite clearly from the 2009 magnetic survey, although most of the earthworks in the central and southern part of this range have been levelled for a yard or cultivated plot, probably during the post-medieval occupation within the fort, leaving only the raised edges around the angle of the viae quintana and decumana to indicate its maximum extent. This building appears to have been in the order of 9 m wide and 35 m long. The earthworks are best preserved at the northern end, close to the rampart, where the end room is clearly defined by narrow mounds and shallow scarps, separated from the buildings to the rear of the granary by the terraced path of the via quintana threading its way towards the interval-tower (8). As in the group to the south, the western building (23) is the least visible of the three in this north-western quarter. It is defined more by the bulk of the platform and the limitations of the available space than by evidence for individual wall-lines. The dominant features in this area relate to the existence and demolition of a further post-medieval range (see Feature F below), which overlay the central and southern parts of the building. However, the evidence of the earthworks implies that this building originally stood, or was rebuilt, closer to the rampart than suggested by the geophysical results, and was slightly foreshortened to account for the base of the corner-tower.
Buildings in the praetentura
The profile of the knoll falls away across the front part of the fort in an overall drop of about 5 m between the via principalis and the north-eastern rampart. This fall was accommodated by two terraces, bisected by the via praetoria which climbed steeply from the west gate, effectively creating four separate platforms. Earthwork and geophysical evidence points to the existence of a single long building on each platform (24–27), although the geophysical results suggest that the northern pair of buildings were different in plan and character from the southern ones.
The two upper platforms each measure about 40 m in length and 15 m in width. The earthwork evidence — again comprising concentrations of collapsed material, robbing trenches and some low, turf-covered foundations — indicates a pair of buildings (24 and 25), each measuring approximately 11 by 35 m, a picture which is echoed in the geomagnetic results. Although many of the superficial earthworks reflect episodes of robbing, there are also indications (particularly across the northern part of 25) of internal subdivisions; the geophysical evidence suggests that these contubernia were slightly broader, perhaps 11 m or 12 m in width, compared with the buildings in the rear of the fort where the equivalent measurement is about 10 m.
The two lower platforms have been more thoroughly disturbed — they were evidently easier for the stone-robbers to reach — and several tracks have eroded the eastern corner of the fort. The northern platform (26) retains some indications, both superficial and geophysical, of a building of similar size to that on the terrace above, although it may have been slightly shortened to allow access around the base of the northern corner-tower. Disturbance within the footprint of this building is more intense towards the northern end, perhaps reflecting the greater quality or quantity of stone which could be reclaimed, and therefore something of the building's hierarchical division. Significant robbing scars between this building and the fort wall may point to the removal of material from another substantial structure, perhaps the postulated latrine (7). Details of the building on the southern platform (27) are sparse, but the rather amorphous pattern of internal rooms visible in the geomagnetic results clearly shows that such a building stood in this location.
OUTSIDE THE FORT
The bath-house
The published accounts of the discovery of the bath-house and the plans of the fort made shortly afterwardsFootnote 54 leave no doubt that this building (10) stood just outside and to the north of the north-western gate, where the earthwork evidence indicates that a platform was created by levelling part of the defences. Hodgson wrote: ‘The remains of a bath, with a very perfect hypocaustum attached to it, were opened a short time before my visit here in 1810; and the pillars then exposed were black with soot, and, as usual, supporting thin freestone flags, covered, layer after layer with coarse mortar, made of lime and lead mine spar, and lastly with a cement formed of fine gravel and quick lime, pounded limestone, earthenware, and b[r]ick. The mortar, too, in the wall, was much mixed with small mineral coal; and, in turning up the soil here, I twice met with calcareous and fluor spar, mixed with portions of sulphuret of lead. This bath is situated on the north side of the station, and adjoining the north-east corner, on the outside of the outermost earthen rampart, and has a copious and perennial spring nearly close to it.’Footnote 55
Hodgson's accounts, although informative, do not include details of the building's plan, but a degree of reconstruction is possible from the earthworks — the hollows which represent the excavated rooms, and the trenches dug to chase the perimeter walls — as well as from the geophysical survey. The bath-house appears to have been broadly rectangular in plan: it measured about 15 m in width and was at least 30 m long on the axis parallel to the fort wall. Banks surviving to the north-west and around its northern corner may define a compound around it. The geophysical evidence suggests that there was a range of rooms, standing roughly parallel to the wall of the fort. The angled robber-trench at the southern end may mark the position of the changing-room or of a frigidarium; the warmer rooms probably lay to the north. The hypocaust that Hodgson mentions is likely to have been revealed in the broad hollow that has been driven into the centre of the building platform. A short stretch of curving wall, visible at the northern end of the earthworks, may be part of the apse of a caldarium, or possibly part of a separate laconicum.
When the bath-house stood exposed in 1810, Hodgson noted that ‘many pillars of the hypocaust were standing, covered by large thin slabs of freestone, and a strong calcareous cement’. Some twenty years later, however, Sopwith wrote that many of these pillars had been removed for building materials.Footnote 56 The hypocaust is no longer visible, although a single stone pillar, narrow and roughly finished, now rests on its side in the base of the large excavation hollow. No dating evidence was recorded from the nineteenth-century exploration, but the fact that the mortar contained ‘lead mine spar’ may be seen as a further indication, if such were needed, that this building was not put up in the primary phase of the site (when such a material might not have been available).
The source of the water for the bath-house has not been positively established. The obvious source is the Lort Burn, and Frere and St Joseph suggested that the water may have been brought to the baths by means of an aqueduct that they identified across the intervening hillside;Footnote 57 both the earthworks and contours of the ground make it clear, however, that this is a misinterpretation of a post-medieval bank and ditch (Feature D). A possible explanation is that a modest supply was diverted from the much smaller stream course that now runs within a natural crease in the hillside, parallel to and just below the north-west defences. The water may have been taken down the outer ditch of the defences, since it is clear that these were considered to be largely redundant by the time that the bath-house was built. If wooden launders were used — as seems to have been the case for part of the course of the aqueduct that served the fort at Great ChestersFootnote 58 — it would have been easy to tap the much more plentiful supplies of water in the Lort Burn, but no trace of this would have been left in the landscape.
The midden
Just to the west of the bath-house, a substantial Roman rubbish dump was discovered and exploited by the proprietor of Castle Nook in 1825, and was subsequently explored by Hodgson.Footnote 59 It contained a large quantity of leather shoes (of which Hodgson provided considerable details of their designs), a bronze pin and spoon, fragments of red tile and of figured samian and other pottery (one with the stamp SAMO or SAMIO), lead pipe, glass bottles, a comb, querns, objects of jet, and a ‘huge battle-axe’. Hodgson added that ‘much hazel-wood was in the heap, and stakes that had been pointed with an ax, still standing upright. Also moss, of the species called hypnum squarrosum, and the straw of some species of grain, both used as the bedding of horses’.
The midden had been exposed by the excavation of a drain beside the north-western side of the fort, and was marked by the letter ‘A’ on Sopwith's 1853 plan of the fort ( fig. 3 ). On the ground, this point broadly coincides with a large and very distinct hollow (28), with a flattened base and a cart exit to the north-east, dug into the base of the slope below the bath-house. Other hollows in the vicinity may have had a similar purpose — to retrieve organic soils which provided a useful dressing for adjoining land. These hollows include two excavations into the outer face of the platform of the bath-house, both of which reveal dark deposits which suggest that organic material and rubbish may have been a significant component of the bulk used to level the defences.
Mr Henderson's drain, the cutting of which revealed the midden, was probably intended to improve the natural water-course beside the defences at the foot of the spur. This and other attempts to drain the ground to the north of the fort may have altered the saturated conditions that enabled the remarkable assemblage of shoes and other organic artefacts to survive. However, reports of further leather fragments unearthed when the drain was recut in quite recent times suggest that the waterlogged conditions may persist.Footnote 60
Temples and cemeteries
The spring mentioned by Hodgson and illustrated on Sopwith's plansFootnote 61 (probably marked by the letter ‘B’ on fig. 3 ) lies close to the corner of the field above the large modern byre, and now supplies the farm through a buried metal pipe which is clearly visible on the magnetic survey plan ( fig. 7 ). In this area around the spring — now a large boggy hollow crossed by the drystone wall beyond the northern corner of the fort — two major religious inscriptions were discovered. The Hercules pedestalFootnote 62 is reported to have been found before 1810 in a swampy spot ‘a little to the south-east [sic; presumably north-east was meant] of the baths and the north-east corner of the station’, fitted to a socket stone and accompanied by the fragmentary remains of a statue of Hercules,Footnote 63 circumstances which suggest that it was discovered in, or very close to, its original location.
The Apollo altar, which depicts the god in four different guises (Citharoedus, Sol, Mithras and Maponus),Footnote 64 came from this same area when it was drained in 1837.Footnote 65 Descriptions of its recovery clearly show that it was discovered in situ — the altar was dislodged but otherwise complete, and the pedestal on which it stood was still mounted on four pillars (each one capped by a single coin) in a paved area, over which, it seemed, water once flowed.Footnote 66 Piecing together the information from the accounts of the altar's discovery, it would seem likely that it originated within a shrine sited on a spring,Footnote 67 100 m or so from the corner of the fort, probably within the modern enclosure to the west of the byre at Castle Nook, close to a point where the channel widens out near the drystone wall and there is a slight change of angle in the north-west-facing slope. However, it has been impossible to prove this assumption, either by earthwork analysis or geophysical survey, because of modern earth-moving and the quantity of relatively recent farming detritus spread across this field. Nothing of archaeological interest was found by examining the various hollows that had been dug to unblock or repair the modern pipes in this area. Another strong possibility is that the shrine lay immediately to the west of the drystone wall, about 80 m north of the corner of the fort, where the position of a building is indicated by a distinctive terraced platform (29), measuring some 17 by 8 m, beside (and partly truncated by) the stream. The geophysical results are, however, quite ambivalent in this area owing to the proximity of the drain and the buried pipe from the spring. This platform (29) is approached by a hollow-way (Tr3) from the direction of the north-west gate, which is one of the more substantially-worn routes across this area of the hillside.
According to Hodgson this area, close to the Maiden Way, was known as the ‘The Burial Ground’, and he was told that the Rector, Mr Kirby, had ‘curious stones taken from it in his possession’.Footnote 68 There is no other record of Mr Kirby's collection, but it is possible that some of these pieces were tombstones, and that there was a cemetery here, in the traditional position beside the Roman road.
The extramural settlement to the north of the fort
Recalling his notes from 1817, Hodgson later wrote that ‘no traces of suburbs excepting the bath have been found, nor indeed are apparent’.Footnote 69 This view remained unchallenged for more than a century. Shaw's site plan shows a vague impression of scarps in the area between the fort and the Lort Burn, but these were not mentioned in the report.Footnote 70 In 1981 Farrar recorded the more pronounced elements of the earthworks to the north of the fort on his incomplete plan, but the first published suggestion that this area might contain a civilian settlement or vicus emerged a few years later, arising from Frere and St Joseph's study of aerial photographs.Footnote 71 It was their contention, supported by the discovery of fragments of pottery and building stone exposed by land drains across this area in the early 1980s, that led to the scheduled area being expanded northwards in 1985.Footnote 72 Further evidence of buildings was provided by the 2006 geophysical survey, when the foundations of walls were located on two of the larger terraces ( fig. 4 , 58), beyond the western corner of the fort, that had previously been identified by Farrar.Footnote 73
The earthwork survey indicates that the area between the Lort Burn and the north-western defences of the fort contains a pattern of small terraced enclosures, linked by a complex network of minor tracks and lanes which clearly extended around the western side of the fort (see below). On the basis of the earthwork evidence, the remains on this side of the fort can be divided into several distinct areas or zones. The northern zone consists of a series of terraces or lynchets, defined by a number of broad scarps (34–38). These are overlain by an orderly arrangement of three parallel long rectangular plots (30, 31 and 32), each about 20 m in width, which extend for 60 to 70 m down the slope at right angles to the road (5) that emerges from the north-western gate. There are some indications of a fourth rectangular plot (33), adjacent to the Lort Burn, although a combination of severe vehicle erosion and an overburden of rubble spread to improve farm access has largely obscured this area. For similar reasons it is now impossible to determine how far this pattern may have continued down the slope towards Castle Nook farm. The most probable explanation is that — rather than being part of a settlement, as such — the terraces were fields which developed earlier in the sequence of the Roman occupation, or even beforehand (see below), and which were subsequently modified to form smaller compartments.
The most convincing settlement remains in this northern area are found on the north side of the small stream that runs immediately below the bath-house — here there are adjacent terraced platforms (the terraces perhaps echoing the earlier lynchets) that clearly seem to indicate the positions of buildings (39, 40). The terraces on which they stood appear to have extended across the stream towards the fort's outer defence works, where one at least (39) is partly overlain by the spread of material around the base of the platform of the bath-house. The third terraced platform in this row (29) is the suggested position for the origin of the Apollo altar. Curiously, the resistivity survey provides little supporting evidence for structures within these plots,Footnote 74 and the magnetic survey has produced none whatsoever. There may, of course, have been timber buildings here, rather than stone ones (although more anomalies, derived from occupation debris, might still have been expected in the geophysics if that were the case), or the negative readings may be the result of the amount of modern disturbance.Footnote 75
The pattern of enclosures on the slope above and to the west of the road emerging from the north-western gate of the fort differs in several respects from the pattern below and to the east, most notably in that there is a less orderly, perhaps more ‘organic’ development of hollow-ways and minor tracks. The most prominent feature here is a broad hollow-way (Tr4), which climbs the hillside for 25 m from a well-defined junction with the road before dividing into two more sinuous routes (Tr5 and Tr6). A ditch and the footings of a later field wall (D) cut across the hollow-way, and this area is heavily disturbed by modern tracks focused on the field gate to the north. A substantial terrace running parallel to the road has traces (again invisible in geophysical data) of an individual building platform set beside a small sunken yard within a wider compound (41); below this there is a further, lesser scarp (42) which might, with other parallel scarps (43–46), belong to the pattern of earlier lynchets (34–38) mentioned above. As was the case to the north-east of Road 5, the better-preserved building platforms here lie close to the foot of the ramparts. Two of these (47 and 48) contain clear evidence of buildings, visible on the ground (if not through the geophysical survey results), giving something of the appearance of a row of quite regular tofts, with structures set beside the hollow-way and small enclosures extending back towards the fort. Whether or not these are contemporary with the occupation of the fort is uncertain, although each plot either abuts or overlies the bank of the outermost rampart, and therefore all must post-date that phase in the fort's development. The outline of a further building (49) measuring some 9 by 7 m, and accompanied by a more irregular sunken yard, can be demonstrated from the earthworks, and from magnetic readings, within the angle defined by the fork in the hollow-ways Tr5 and Tr6, partly overlain by the drystone wall that extends from the fort towards the curving intake boundary.
A series of narrow banks (50–57), parallel to one another and similarly aligned to those overlapping the defences, has been recorded at intervals of between 12 and 36 m up to and beyond the western corner of the fort. These seem to be a continuation of a regular arrangement of field boundaries (see below). On the higher slopes, either respected by or superimposed over these plots (the distinction is unclear), are the remains of a striking building complex (58) overlooking the fort from this side. This is most clearly visible in the geophysical surveys of 2006Footnote 76 as well as those from 2009 ( fig. 7 ), although some elements are also visible as well-preserved earthworks. Taken as a whole, the evidence implies a standard of construction which is notably absent from the rest of the settlement remains on this side of the fort. Traces of buildings, boundaries, and pits, are neatly contained within a rectangular area measuring about 70 m in length and between 40 and 60 m in width. The pattern of buried remains seen in the geophysical survey results is divided by the branch of the well-marked hollow-way (Tr6) which ascends the slope from the fork to the north-east. The resulting triangular terrace to the north is the setting for a building, about 7 m square, with smaller detached elements to north and south. Another building, similarly aligned and measuring about 12 by 10 m, which seems to have contained two principal rooms, lies to the south-east of the hollow-way, within a complex of further wall lines, some visible as slight banks defining a compound stretching toward the fort, perhaps 30 m long and 20 m broad. It is conceivable that such an elaborate arrangement could be interpreted as a guest house (mansio) or as the house of an important official, complete with stables and with its own baths.
Further settlement activity has been recorded on the north-east side of the fort, to the north of the road leading to the porta praetoria. The superficial evidence in this area is entirely dominated by medieval ridge and furrow ploughing and modern drainage patterns, yet beneath the surface, the geophysical survey (magnetic) has revealed a rectilinear complex (59) measuring some 35 by 50 m set within the angle between the ramparts and the road. The details are uncertain owing to the extent of later ploughing, but the geophysical data suggest the presence of at least one small building, and possibly others, set within a sub-divided compound of some kind.Footnote 77 Leading due north from the porta praetoria, a gently curving level terrace can be traced for approximately 35 m before it is lost amidst the later ridge and furrow. Although this terrace was undoubtedly utilised within a post-Roman settlement set around this gate (J, below), the geophysical evidence suggests that it began as a minor road leading into the compound 59 — an indication, perhaps, that this complex, like that to the west (58), served some official function. Further enclosures have been postulated to the east, on the basis of the magnetic survey, clustered along the far side of the Maiden Way.Footnote 78 These, however, are not convincing as being of Roman date since their principal orientations relate to the ridge and furrow and to later drainage, rather than to the Roman road.
Extramural settlement to the south and west
There is clear evidence for a pattern of radiating fields and a well-defined track (both described in greater detail below) extending around the western corner of the fort, but no obvious signs of the continuation of the northern settlement into this area. This may in part be owing to the bog outside the western angle of the fort. Several field banks run into this area, but leave no trace on the surface and disappear from the geophysical results, so the possibility that other features are similarly masked cannot be ignored. To the south, however, on the narrow ridge that connects the lower slopes of Whitlow Common with the knoll on which the fort is located, the geomagnetic survey has revealed the characteristic signature of further Roman settlement (60) clustered along the continuation of the via decumana outside the defences.
The 2006 geophysical survey provided hints of settlement activity in this area,Footnote 79 as did the earthwork survey during which two small, plot-like divisions along the north side of the road were identified, along with fragments of colour-coated pottery and glass vessels in mole hills on either side of the road. However, the 2009 geophysical survey provided the first unequivocal evidence for a vicus along the line of the via decumana. Footnote 80 The magnetic survey ( fig. 7 ) shows a very distinct pattern of linear anomalies running parallel and perpendicular to the buried ditches which flank the agger of the road (6). This pattern is only reflected by two shallow scarps on the surface, and has no relation to the pattern of minor cultivation earthworks in this area. The features, buried ditches and wall foundations, indicate a narrow arrangement of tightly packed and solidly-built enclosures, some containing traces of small buildings, set gable-end onto the road in the manner common to many military vici recorded at forts on the Wall and elsewhere.Footnote 81 The settlement appears to stretch westwards beyond the defences for perhaps 100 m, to the point where Road 6 divides into various tracks on the slope above the fort. The width of the settlement is unclear, but at present it can be traced for about 20 m on either side of the road. However, given the masking effects of the bog on the north side of the saddle and similar conditions to the south, the area covered by buildings may be more extensive than has so far been revealed.
The acute angle between the easternmost plot seen as a geophysical anomaly on the south side of the via decumana and the line of the fourth rampart bank (IV), suggests that the expansion of the south-western defences overlay a portion of this settlement; and the subsequent closure of the road through the defences would tend to support the conclusion that these alterations ultimately led to the demise of the settlement on this side of the fort. A further element which appears to be connected with this area of the vicus has been identified just outside the southern corner of the fort's defences (61). The earthwork evidence indicates a simple platform, perhaps bounded by slight banks, but the geophysical evidence (magnetic) depicts a very pronounced rectangular enclosure apparently protruding from beneath the earthworks, with internal anomalies that suggest the remains of a substantial structure; one part of this, adjacent to a projecting annexe on the south-western side, has a particularly strong magnetic signature. This appears to have been a substantial building, swept away by the expansion of the south-western defences. Its form and function are unknown, but if it was a bath-house (as would be plausible here), it is conceivable that this building was ultimately replaced by the baths (10) that overlie the defences at the northern corner of the fort.
The geophysical evidence (magnetic) gives the impression of fragmented ditched plots (62), aligned with the Maiden Way to the south-east of the fort, east of Holymire barn.Footnote 82 However, the field evidence in this area suggests that these may be no more than by-products of the intersection of the road with the medieval cultivation pattern and with the upcast from a seasonal drainage channel. In general, the southern side of the fort exhibits a conspicuous absence of settlement evidence. This is somewhat puzzling, given the opportunities offered by the expanse of comparatively sheltered, well-watered and level ground to the west of the road to the south-east gate. The area has been extensively ploughed leaving bold patterns of ridge and furrow on the surface, and it seems unlikely that earlier earthworks would have survived this process. Yet the geophysical surveys (see fig. 7 ) indicate that the pattern of later cultivation conceals a single significant feature — an embanked and ditched square, some 12 m in width, set below the southern corner of the ramparts (63). A suggestion, to which we shall return in the discussion, is that this area (i.e. the wider area to the south-east of the fort) may have been reserved for specific military activities.
The principal Roman roads
The Maiden Way ( figs 2 and 4, 1) runs across the slope below and to the east of the fort some 80 to 110 m from its wall, where it appears as a broad but slight terrace, which is rather irregular owing to later disturbance. In the area surveyed, it is overlain by a pattern of broad ridge and furrow ploughing, but this is, in turn, fragmented by the later development of a narrow and more sinuous track, along the line of the earlier road, which is shown on the first edition of the Ordnance Survey (1865) 6-inch scale map between Castle Nook and the farms at Whitlow, to the south of Holymire barn.
The front gate of the fort, the porta praetoria, faces north-eastwards directly towards the Maiden Way, and the road that issued from this gate is clearly visible in the magnetic survey ( fig. 7 ). A slight hollowing (3) beneath the ridge and furrow reflects the same alignment, although the junction between the two roads is almost completely obscured by a modern field boundary at this point. There is clear evidence that the fort was also connected to the Maiden Way by a well-defined spur road (4) which ran broadly parallel to the Roman main road and which may have carried the majority of the traffic to and from the south-east gate of the fort. This route separated from the Maiden Way some 300 m to the south of the fort, at a point now lost amidst the activity associated with the hamlet at Whitlow. Within the survey area, the earthworks of the road emerge at the eastern end of the barn at Holymire and extend as a narrow hollow-way across the adjacent level ground (where it is cut by two seasonal streams), before rising sharply to the south-east gate. On the far side of the fort, after descending the slope beyond the north-west gate, the course of the road lies along the contour on a broad terrace (5) leading towards the Lort Burn. There is a slight suggestion that the route turned fractionally to the west before arriving at the burn, but no clear evidence could be found of a crossing point, although one might be inferred where the old Alston to Brampton packhorse road, visible as a terraced hollow-way, traverses the slopes on either side. To the north of the burn, the carriageway of the former packhorse road is well preserved, and it is possible that this road may reuse the line of a Roman spur road similar to the one to the south.
The fourth road from the fort, mentioned above (6), extends the line of the via decumana beyond the south-west gate. In passing through the defences, this road ran at right-angles to the south-western wall, but beyond the defences it swung slightly to the south where the remains of a straight and well-defined agger, some 8 m in width and 0.5 m high, continue across the centre of the saddle between the knoll and the foot of Whitley Common. The magnetic survey indicates flanking ditches either side of the agger which can be traced as far as the later intake wall, and perhaps slightly beyond. Further from the fort, the road appears to divide into a variety of minor tracks leading up and across the slope. The most pronounced of these tracks that can be ascribed to the Roman period is an embanked and deeply-incised hollow-way (Tr1) which runs up the sharp gradient outside the intake wall for some 20 m before turning north and extending towards the settlement areas beyond the north-western defences.
Two strands of evidence indicate that the majority of the tracks surrounding the fort, notably Tr(s)1, 3–8, 10–13, are directly associated with the fort, the vicus and related enclosures beyond the northern and western sides of the defences. Firstly, it is apparent that these routes frame the enclosures and provide lines of communication between them. Secondly, both ends of this interconnecting system lead into roads that serve the gates of the fort. The relationship between Tr1 and the approach to the south-western gate is particularly significant, since the gate became redundant within the lifetime of the fort providing a terminus ante quem for this part of the network. Given the absence of evidence for any farmsteads or similar structures on this side of the fort there is no plausible context for the development of this network of tracks in a later period. All the later settlement identified is located either within the fort itself or to its south and east, and where separate arrangements for access and communication are readily visible.
Field-systems
Some of the remains of the field-systems that may be associated with the fort and vicus have already been alluded to. They can be divided broadly into five groups, although certain areas overlapped and perhaps merged over time. The first group (mentioned above) comprises the series of low, irregular terraces (34–38), at intervals of about 15 m, which seem to underlie the linear enclosures (30–33) running down the slope in the area between the fort and the Lort Burn. The second group consists of a pattern of similar boundaries, although larger and more sinuous in form, to the west of Road 5 and to the north of Tr4/Tr6. The four scarps here (42–45) contribute to the definition of the putative building platforms 41 and 49, but like those on the gentler slope to the east they may have initially developed through a process of stone clearance and cultivation.
Moving anti-clockwise around the fort the third group of fields is located near the western corner and continues around the south-western flank. The boundaries here comprise a series of narrow, stony banks and scarps (50–57) running down the south-east-facing slope. They can be traced, in varying states of preservation, on both side of track Tr1 extending down into the boggy ground bordering the western defences. Enough survive to indicate that this entire slope was probably divided into a series of strip-like fields radiating from the fort. The form and orientation is similar to the banks noted beside the building platforms 47 and 48, and this part of the settlement may well relate directly to the development of these fields. In this respect it is worth noting that none of the banks in this pattern encroaches on the tracks that serve this area.
The fourth group comprises lynchets of a sinuous form to the south-west of the fort, extending in fragmentary form beyond the survey area into the boggy ground on the higher slopes beyond. The pattern here consists of two main terraces, one above and one below the line of Tr1 and Tr13. Despite the imposition of several later tracks and hollows beside the intake wall, it remains apparent that the terraces to the south were divided into at least four, or possibly five, smaller plots flanking Tr13. It is also evident that this pattern evolved through time, since one small plot (64) lies awkwardly across Tr13, and must have been added or extended after this route had fallen out of use. In terms of proximity and ease of access along the connecting tracks, there seems little doubt that these plots or paddocks were closely related to the fort and probably to the settlement area outside the porta decumana. Changes in the fortunes of this settlement, linked to the expansion of the ramparts and the closure of the gate, may be reflected in the alterations to the plots themselves.
The fifth and last group of fields is located at the extreme south-west of the survey area (65), and is best preserved to the east of the intake wall. Some of the very low earthworks here are part of a much more extensive complex of settlement and fields associated with the medieval and post-medieval hamlet of Whitlow to the south, as well as with a small, later farmstead close to the intake wall to the north (M). Within this group, however, several scarps align with a sinuous, forking track (Tr2) which appears to lead toward Tr1 and the south-western gate of the fort, perhaps signifying an origin in the Roman period.
POST-ROMAN REMAINS
LATER BUILDINGS WITHIN THE FORT
Local people found good reasons to settle within the fort in later periods, whether on account of the shelter still provided by the former defences, the ready supply of reusable building stone, or the continuing significance ascribed to the fort in the landscape. The remains of six later buildings — probably or certainly post-medieval in origin — are to be found within the fort and its defences, and others lie near by.
There is evidence for three post-Roman buildings within the walls of the fort (see figs 5 and 8); two of these (E and F), similar in outline and probably in date, lie within the retentura, close to and roughly parallel with the south-western rampart. The more southerly of the two (E) is marked by a well-defined robbing trench around the line of its foundations, 1 m or more in width, which indicates that this had been a structure some 16 m in length and 6.5 m wide. A square pit-like addition to this trench suggests a small but strongly-built extension at its southern end — perhaps the foundations of a flight of steps to a first-floor entrance — and a small angular projection indicates a second lesser addition, or perhaps the wall of an attached yard, on the western side. In terms of overall size, and the evident thickness of the walls, this building can be identified as a bastle: a stout, defensible dwelling, with living quarters above and a byre below, of a type that first became widespread throughout the Borders during the later sixteenth and early seventeenth centuryFootnote 83 and of a particular form that persisted in the South Tyne Valley into the early eighteenth century.Footnote 84 Three such buildings are clustered near by at Whitlow, barely 300 m to the south-east of the fort; a fourth lies in a more isolated location at the core of Holymire farm.Footnote 85 The earliest phase at one of the Whitlow bastles has been assigned with some confidence to around 1600, and another to the latter part of the seventeenth century. All four buildings have similar dimensions, being between 6 and 6.4 m in width and from 10 to 10.9 m in length; these proportions are mirrored in many other examples throughout the district.Footnote 86 Building E within the fort conforms to this tradition in terms of width, but it is some 5 to 6 m longer than the normal length of a single bastle. Individual bastles were, however, frequently enlarged. Two of the Whitlow bastles were extended before the end of the seventeenth century, reaching 17.2 and 18.2 m in length respectively; and on the opposite side of the South Tyne Valley the bastle at High Row grew from 10 to 16.7 m in length in the mid-eighteenth century.Footnote 87
Later buildings superimposed on the conjectural plan of the fort. (© English Heritage. All rights reserved)
The bastle appears to have been deliberately located at the northern end of the southernmost Roman building (20), possibly in order to utilise the earlier foundations, or perhaps to benefit from the drainage afforded by this slightly raised platform. The southern end of the later building is surrounded by an irregular sunken yard, and by other worn areas — perhaps stock pens — which extend across the southern corner of the interior of the fort and which were scalloped into the rampart behind the fort wall to the west. To the east, a further sunken yard mirrors the dimensions of the bastle, and is marked by robbing trenches on the northern side which may indicate that it was formerly surrounded by a wall (although this impression might equally have resulted from chasing out earlier barrack foundations, a process which is much in evidence across the whole area). One small rectangular area of raised and level ground stands out amidst all the disturbance immediately to the south-east of the bastle. This might be another contemporary yard or garden plot, rather than the platform of a less substantial building, for which there is no convincing geophysical evidence. Access to this corner of the fort may have been reintroduced through the former south-west gate, and by the well-defined route (Tr14) which skirts the collapsed southern corner-tower before entering on a ramped track through the south-eastern wall.
The second building (F) lay some 15 m to the north-west. This is indicated by a somewhat less coherent pattern of robbing trenches and scarps which form the outline of a similar linear structure, also positioned (albeit with less precision) on the site of a former fort structure (23). The building's dimensions, some 7 m in width and 20 m in length, are similar to those of the adjacent bastle, and traces of an internal partition suggest that it too may have undergone a process of enlargement. The main difference is that the walls of this second building appear to have been considerably less massive, a distinction that might allow this structure to be classified as a ‘bastle-derivative’ or ‘byre house’: a less defensible dwelling in the same overall tradition, normally dated to the eighteenth century.Footnote 88 It is difficult to distinguish any features amidst the heavily disturbed remnants of Roman occupation which might have been specifically associated with this second building. However, it does seem that the south-western rampart was cut back at this time in order to create a wider easement around this building, and it is possible that the levelled area within the angle of the via decumana and via quintana was cleared of stones to improve the ground during this period of occupation. Although this second building might have been a replacement for the bastle, it is much more likely that it formed part of an enlarged settlement, contemporary with (and presumably related to) the development of the adjacent group at Whitlow. This scenario would account for the worn route along the old via decumana within the fort, which appears to have been re-instated as a means of access.
The earlier Castle Nook
The third building in the interior of the fort (G) stood quite apart and on a completely different alignment from the other two ( figs 5 and 8). The wholesale demolition and robbing of this building has left a well-defined rectangular hollowed terrace, measuring approximately 25 m long, 10 m wide and up to 0.6 m deep, bisected diagonally by a later drystone wall. A narrow sunken yard flanks the south-western side, and contains the impression of a small square structure (H), which may have abutted the southern corner of the main building. A second smaller building (I), located on and aligned with the track along the via principalis to the north-east, may also have been part of this complex, the greater part of which overlies the presumed location of the commanding officer's house (15). The adjacent section of the former rampart, south of the main building and yard, appears to have been levelled and perhaps subdivided into a series of small pens set against the line of the fort wall.
To judge from its overall dimensions, the main building was quite unlike the extended bastles nearby. It was much closer in scale to the linear form of farmstead that developed locally in the more peaceful circumstances of the later eighteenth and nineteenth centuries, and may, therefore, have superseded the other late structures within the fort. It may be possible to equate this house with the documented existence of a named building within the fort — the house in which the Northumbrian historian John Wallis was born. Hodgson believed that Wallis' birthplace, termed ‘the Castle-nook’ in the Kirkhaugh baptism record for December 1714, stood ‘just at the south entry to the station’, and that it was in this same house — the home of the later proprietor of Whitley Castle, Henry Wallace — that Horsley recorded a fragmentary Roman inscription in 1728.Footnote 89 By 1840, however, when Hodgson published Sopwith's first map of the fort, this building was long gone and the name had been transferred to the present farmstead to the north of the fort.Footnote 90
Later structures set into the gates and ramparts
At some point after the fort ceased to function, the approach to the north-eastern gate was occupied and blocked. The earthworks here define a narrow L-shaped building platform just outside the former gate, linked to a series of irregular terraces which descend between and beyond the terminals of the outer defences (J). Narrow banks and stone foundations indicate that some parts of the defences were enhanced to form pens and enclosures, suggesting the presence of a small farmstead. The only clue to the date of this arrangement lies in the adjacent pattern of broad ridge and furrow which, in stopping short of these enclosures, suggests that they were in use at the time of the ploughing. A medieval date is implied, although it is far from certain.
Another rectangular structure (K), evidently later than the fort, stood on a sheltered terrace overlying the defences between the south-east gate and the eastern corner, immediately above two scooped pens or yards, each with level bases, which were cut into the line of the innermost ditch and enclosed by a stone wall. This appears to have been a small farmstead with pens or sheepfolds, presumably long disused when Sopwith's plan of the fort (which also shows a small building, or corn-drying kiln inserted in the eastern corner) was published in 1853 ( fig. 3 ). The foundations of a further walled enclosure (L) extend across the north-western gateway and overlie the collapsed remains of the gatehouse. The track through the fort, the old via principalis, cannot have been much used at the time when this feature — a common form of sheep pen — was built.
Within the area of the survey there are four, possibly five, further locations adjacent to the fort where there is earthwork evidence of other late medieval or post-medieval farm buildings. These — M, N, O, P and Q — are described in the archive report, together with the pattern of enclosure that developed in the nineteenth century.
LATER BUILDINGS BEYOND THE FORT
The construction of a turnpike road (now the A689) in the 1790s, replacing the old packhorse road around the intake boundary west of the fort, seems to have provided the impetus for the relocation of Castle Nook farm.Footnote 91 For its new location, downhill outside the fort, the builders chose the firm ground beside the new road provided by the terrace of the Maiden Way. On the other side of the fort, the farmstead at Holymire remained in occupation through much of the later eighteenth and nineteenth centuries;Footnote 92 during this period the original bastle was heightened and extended to the north-west to form a long range, comprising a house and a barn.Footnote 93
The old road to the west of the fort was superseded, but it was not erased; indeed it was subsequently adopted for improvement as part of the enclosure of the moorland outside the old intake wall. The 1862 enclosure map and award for Whitlaw Common shows not only the layout of new fields, but also the tracks leading to these fields, to the mining operations, and to various smaller enclosures set aside as public quarries and for stockpiling mining materials and coal.Footnote 94
ROMAN ROADS REUSED
Thomas Donald's map of Cumberland, dated 1774,Footnote 95 depicts the Maiden Way as an open unenclosed road crossing the high country to the south and west of Whitley Castle. Over the following century, however, much of the route was broken up through the process of upland enclosure, so that when William Bainbridge went in search of the segment south from Whitlow to the Gilderdale Burn in 1851 he found ‘all stone taken up’ and the route nowhere to be seen. To the north, however, between Whitlow and Castle Nook he found the ‘form quite visible, and stone still there but many taken up’.Footnote 96 This may not be as simple a case of survival as Bainbridge's account implies, since the re-establishment of a track along this route between the farms at Whitlow and the later Castle Nook is demonstrated by its depiction as such on the 1865 Ordnance Survey map, and is reflected in both the visible remains and the geophysical results.
In a similar fashion, the Roman road leading to the fort's south-east gate appears to have been maintained as a division between plough-ridged fields, and developed into a well-worn hollow-way between the farmsteads within the fort and the settlements at Holymire and Whitlow. The alignment of the old packhorse road towards the north-west gate north of the Lort Burn is also suggestive of a reuse of an earlier spur road to the fort. Within the fort itself the via principalis clearly continued in use during the lifetime of the later farmsteads, as it does to this day, providing a route for farm vehicles across the spur. However, there is nothing to suggest that this Roman road persisted in use much beyond the north-west gate, presumably because the original crossing on the Lort Burn had ceased to exist. Other less formal paths are apparent in the diagonal lines of movement scored across the eastern corner of the fort (Tr15), perhaps linking Holymire more directly with the later Castle Nook farm, once its predecessor within the fort had been abandoned.
POST-ROMAN AGRICULTURE
The evidence for the post-Roman agriculture of the area around the fort is described and discussed in the archive report.Footnote 97 The fossilised patterns of ridge and furrow ploughing to the south and east of the fort provide some of the earliest evidence for activity in the post-Roman landscape. The pattern to the east — broad ridges, averaging 7 m wide, with the shallow reverse ‘S’ signature of an ox-drawn plough — is of the type generally regarded as medieval in date, here possibly representing a ‘high-tide’ of cultivation dating from the thirteenth and early fourteenth centuries.Footnote 98
The only other features which should be mentioned here are the very narrow ridges, barely 2 m wide and probably spade-dug, which can be detected across the narrow shoulder of land outside the south-western defences, running perpendicular to the agger (6) approaching the south-west gate. They cross the slight terraces that appear to reflect the underlying settlement remains on the north side of the road. Some continue across the line of the road itself and others, in a more fragmentary pattern, are framed by a ditch cut along the road's southern edge and a substantial bank (B) extending southwards for about 25 m. These ridges may relate to one or other of the later buildings located within or adjacent to the fort but, other than the fact that these ridges clearly post-date the use of the road, there is no direct evidence for the date when this narrow, well-drained strip of land was brought under cultivation.
MINING AND QUARRYING
In general, there is plenty of documented evidence for lead mining on this side of Alston Moor, although there is little close to the fort compared with other areas. In the eighteenth and early nineteenth centuries, the principal mines lay to the east of the South Tyne, following the ‘Ayle Burn’, ‘Clargill’ and associated mineral veins, as well as to the south, along the ‘Horse Edge’ and ‘Park’ veins beyond the Gilderdale Burn. Lead workings to the west of the river and to the north of the Gilderdale Burn are sparse in comparison, reflecting a scarcity of ore-bearing rock.Footnote 99 Only a small amount appears to have occurred in the immediate vicinity of Whitley Castle. Two lead mines can be identified within 1 km of the fort and indicate the presence of lead veins running below the slopes of Little Heaplaw. One of these, 500 m to the west of the fort on the south-eastern slopes of Little Heaplaw, shows evidence of access underground through an adit, which is probably of eighteenth- or nineteenth-century date, but one newly discovered mining area 400 m to the north on the eastern slopes north of the Lort Burn, is only evidenced by a clustering of shafts, diggings into the slope indicative of lead extraction closer to the surface, small spoil mounds and possible individual dressing floors on the south side of a small stream ( fig. 9 ). It compares favourably with other areas newly identified within the project area, where evidence is emerging for extensive areas of similar mining morphology for which at the latest a medieval date can be postulated and as yet Roman origins cannot be discounted. Whatever date these workings are, lead is present in the ground close to the fort, and even though these are small scale they may be part of a broader picture which is emerging about the landscape dominance of the fort in relation to potential contemporary mining grounds. Work on this aspect of the project is continuing. Within the defences of the Roman fort there is evidence for three exploratory shafts which seem to be the result of lead prospection, and are probably associated with the shaft lines along the vein to the west (noted above). The most prominent of these is marked by a narrow bank of upcast around the infilled head of a shaft (S) sunk into the terrace immediately below and to the east of the southern corner-tower. The bank is no more than 1.5 m across and 0.35 m high, remains which, even allowing for erosion, represent a quite limited excavation; the absence of processing waste suggests that no ore was found. A second shaft (T) is indicated by a similar hollow and ring of upcast, located just inside the fort, across the southern end of the second bastle (F). A smaller hollow (U), sunk into the berm just outside the south-west entrance, may be a third shaft, although if so, the almost complete absence of upcast suggests that it was quickly abandoned, perhaps in favour of the adjacent shaft inside the fort. The most logical explanation for these shafts is that they were dug to test the area for a productive mineral vein, and were abandoned when none was discovered. Shaft T, dug into the footprint of Building F, presumably dates to the later eighteenth or nineteenth century.
The fort in relation to adjacent quarries, lead workings and native settlements. (© English Heritage. All rights reserved)
DISCUSSION
BEFORE THE STONE FORT
If Whitley Castle is correctly identified as the Epiacum of Ptolemy's Geography, then the name may imply that some form of native settlement (the property of Eppius) existed in the immediate vicinity prior to the fort's construction. Before the commencement of the Miner-Farmer Landscapes Project very little research had been conducted into the potential for the presence of native settlement in this area, and no evidence for occupation sites had been identified. In essence, the fort at Whitley Castle was perceived as existing in a landscape devoid of prehistoric settlement. However, the rapid earthwork surveys carried out by English Heritage during this project have revealed extensive evidence for the survival of prehistoric and Romano-British settlements and field-systems, which has changed the perception of the contemporary landscape of the fort from one of isolation, to one which had the potential to sustain both a thriving local agrarian economy and provide a source of labour.Footnote 100 These resources would be particularly important given the need to exploit the local mineral deposits. Three such settlements, which survive as earthworks, lie on the same side of the South Tyne Valley as the fort and within a distance of 1 km; they form part of a broader pattern of settlements which can be identified along the South Tyne and Nent valleys. The first, is located about 100 m south of Holymire, the second is located 250 m further to the south-east (some 200 m south of Whitlow), and the third is located 1 km east of the fort on the south side of the Gilderdale Burn ( fig. 9 ). All are examples of ‘scooped’, enclosed settlements typical of the later Iron Age or Romano-British period which have been recorded elsewhere in the Borders region.Footnote 101 There are traces of field boundaries along the moorland edge adjacent to the southern settlement but, given the intensity of subsequent farming activity around Whitlow, it is difficult to determine whether similarly associated features continued northwards into the immediate vicinity of the fort. Other fields, potentially prehistoric in origin, have been identified beside the fort, principally on its northern side where the pattern of enclosures along the road leading to the north-west gate appears to be superimposed over a series of larger terraces. A similar situation is apparent immediately to the north-east of the fort at Housesteads where some terraces and small fields may pre-date the construction of Hadrian's Wall.Footnote 102 The precise date of the fields at Whitley Castle cannot yet be determined, although the indications are that at least some potentially pre-date the fort and may be part of a more extensive cultivation or stock management regime. If they are pre-Roman in origin, they could relate to a hitherto unrecognised prehistoric settlement, perhaps one supplanted by the fort, although evidence from the other prehistoric settlements identified during the project would indicate that field-systems can potentially cover large areas, and it is possible that the earlier identifiable phases of these may have some association with the native settlement immediately to the south. It is clear though that there is evidence for changes in the fields close to the vicus and that in addition to the possibility of prehistoric fields, some elements might belong to an early phase in the occupation of the fort, later overlain or subsumed within a more complex pattern of settlement plots, paddocks and fields.
The earthwork and geophysical surveys have revealed nothing further about any Roman activity on the knoll before the construction of the stone-built fort, which Shaw suggested was the earliest phase, built in the early second century over a surface stripped bare to subsoil. However, a layer of burnt wattle and daub that he recorded may suggest that the stone walls were a direct replacement of an earlier fort, built in timber and turf. The sparse number of artefacts published is not particularly helpful: the earliest was probably a single fragment of rustic ware, but even that was of a form which remained current into the early second century.Footnote 103 However, the pattern elsewhere is that the Roman army rapidly took control of any significant mineral resources;Footnote 104 in this context it is very plausible that the recognition of the importance of the Alston orefield may have resulted in the establishment of a fort at Whitley Castle around the turn of the first century, and certainly no later than the reign of Hadrian.
The interior of the fort slopes gently downwards from west to east, with a more marked drop to the east of the via principalis. The view from the air captured in 1971 (see fig. 2 ) emphasises this break in slope and this, together with the varied appearance of the ramparts, led Frere and St Joseph to suggest that the fort was once smaller and more square,Footnote 105 its postulated north-eastern side underlying the later road. This would have been perfectly plausible, but it has now been demonstrated that there is no break in the continuity of the ramparts on either side of the via principalis, other than that which results from the damaging effects of post-Roman activities, and none of the geophysical surveys has detected any trace of an earlier rampart on this alignment.Footnote 106 The distinct drop to the east of the via principalis is simply the formalisation of a natural slope or step, enhanced by the laying out of the road itself, and by the creation of terraces for buildings below. Frere and St Joseph's suggestion that the bath-house (10) once lay some distance outside the northern corner of what they proposed had once been a smaller fort, is similarly refuted by the earthwork evidence that it overlies the levelled courses of all four ditches surrounding this corner of the fort.
THE POSITION AND FORM OF THE FORT
Whitley Castle stands broadly mid-way along the Maiden Way, separated from the forts at either end by no more than a single day's march. Its position is not, however, equidistant from Kirkby Thore and Carvoran. The builders avoided the higher, more exposed landscape around the true mid-point near Scarberry Hill, and chose instead to place the fort on lower ground, in relative shelter, at the point where the road descended into the valley of the South Tyne. Despite this lower elevation the fort still occupies a prominent position, controlling movement within the valley and affording long views northwards towards the Tyne Gap.
It was not unknown for the Roman military to execute non-standard plans in order to make best use of the local topography. Trapezoidal forms were adopted in the outline of a few temporary camps, including the Northumberland examples at Featherwood West — within the angle between Dere Street and the Cottonshope Burn to the north of High Rochester — and at Hartburn — in the angle between the Devil's Causeway and the Hart Burn, to the west of Morpeth.Footnote 107 At some forts, non-standard plans were adopted in response to topographical advantages or constraints. These include: Bothwellhaugh (Lanarks.);Footnote 108 the irregular polygon of the construction compound at Llanfor (Gwynedd), which was adjusted to fit the promontory above the River Trywern;Footnote 109 and the six-sided outpost fort to Hadrian's Wall, built to conform to the shape of the plateau above the Kirk Beck at Bewcastle (Cumbria).Footnote 110 No other fort in the Empire, however — not even the evocatively named ‘Fort Parallelogram’ at Seba Mgata in AlgeriaFootnote 111 — demonstrates this process of adaptation to quite the same degree as Whitley Castle, where the knoll presented an awkward shape, but one which was, nevertheless, an ideal location in terms of local control and defence.
The fort wall was positioned, with great precision, to take maximum advantage of the slopes on the three outward faces of the knoll, adopting a nearly perfect lozenge-shaped parallelogram plan to make best use of its oval crown. The difficulty thereafter was to reconcile this awkward outline with a grid of internal buildings ( fig. 6 ). Within the fort, the dominant (but not necessarily primary) layout of buildings appears to have consisted of the central range — headquarters, commander's house and granary — flanked by four quite large buildings in the forward portion and six smaller ones to the rear. The forward quarters of the fort appear to have presented few problems. Here, four buildings are aligned with the north-eastern wall and seem to have been fitted quite comfortably within the quadrants defined by the via principalis and via praetoria. These conflicting angles could not be resolved so simply in the central range, however, since the building at the core of the fort, the headquarters, could not be made to fit both alignments without itself acquiring a slanted plan. Asymmetric plans are known from several other forts: for example, at Bainbridge (Yorks.), at Hod Hill (Dorset), and at Strageath, on the Gask Ridge.Footnote 112 But this approach was not adopted at Whitley Castle. Instead, the alignment chosen for the axis of the headquarters building was that of the via praetoria. As a consequence, the entire structure was rotated so that the front courtyard wall ran slightly askew to the via principalis, and the side walls, at right angles to this frontage, also lay a few degrees out of alignment with the long sides of the fort. The building to the south, identified as the commanding officer's house, shared this orientation, and there is some indication that its frontage may have been stepped back from the via principalis in order to accommodate this divergent angle. In light of this it is worth noting that the angle of the north wall of the granary recorded by Shaw, although clearly at odds with that of the fort wall,Footnote 113 is in complete accordance with that of the headquarters, suggesting that it too derived its orientation from this central building. To the rear of the fort, curiously, rather than adopt the approach seen in the front and replicate the angle of the south-west wall, the buildings in the retentura appear to share an alignment all of their own.
THE DEFENCES
The most striking feature of the fort is its elaborate defences, especially along the south-western side. However, without further excavation the development of these defences is hard to unravel. Shaw considered that the defences were all of one period,Footnote 114 but the surveys have cast doubt on that interpretation. The knoll provides such useful height to the inner line that it might be expected that few circuits would be deemed necessary initially, and it would be no surprise to discover that the stone fort had been equipped initially with only two ditches and external upcast banks, providing a consistent depth of 15–17 m around the entire circumference. The third ditch and bank appears to have been added subsequently, perhaps requiring the slight revetment noted in Shaw's excavation along the outer edge of the second bankFootnote 115 and extended outwards, creating the bulge on the south-western side of the fort. This was further supplemented by a fourth ditch (IV), which appears to have been given some extra emphasis towards the centre of the south-west side, perhaps in order to flank an outer entrance on this, the line of easiest approach where the natural defences were weakest. The date at which this expansion took place is not known, although it undoubtedly supplanted parts of the extramural settlement situated along the continuation of the via decumana outside the south corner of the fort. This sequence is paralleled at Housesteads and at Carrawburgh where the defences are known to have been extended over adjacent (levelled) areas of settlement at a comparatively late stage.Footnote 116 Within this new enclosure, there was some narrowing of the spacing of the innermost lines, and three further ditches were provided; a short length of a fifth ditch was also dug along the western side. Subsequently, the fort's south-western gate was sealed and the road was cut by the completion of the ditches and banks across its line.
Why any of this elaboration took place is, of course, rather more difficult to explain. The inner two ditches capitalised on the steep contours of the knoll and fell well within the accepted range (25–30 m) of the javelins that are likely to have been the main weapons of any defending force.Footnote 117 Given the height advantage enjoyed by the defenders, this range would certainly have encompassed the third and fourth ditches also. In order to remain open to view from the wall of the fort, the outermost ditch on the north side had to be shallow (as Shaw's excavation revealed) — too shallow to act as a serious barrier without the addition of some further obstacle. In this regard, it is worth noting that the midden deposits explored by Hodgson in 1828 contained a quantity of ‘stakes that had been pointed with an ax [sic], still standing upright’.Footnote 118 These stakes could be evidence for rows of pits (lilia).Footnote 119 It may be, however, that what Hodgson exposed was not a pit, or pits, but rather the base of the outermost defensive ditch, strengthened with an entanglement of sharpened stakes in a manner suspected at forts elsewhere.Footnote 120 Part of this entanglement may then have survived in the waterlogged conditions, amidst the shoes, straw and other rubbish deposited in the ditch up to the time when it was completely buried beneath the platform created for the bath-house.
The striking increase in the depth of the defences on the south-west would have guarded against any hostile rush down the hillside and across the level ground here; it may also have been intended as a show of strength (at what was actually a weak point), lending the fort a more intimidating aspect when viewed from the high ground to the north and west. The later blocking of the gate, the cutting of the road, and the abandonment of the civil settlement here may also be evidence that the garrison was acutely conscious of the vulnerability of this side of the fort. That this sense of threat or unease did not obtain throughout the remainder of the fort's existence is indicated by the construction of the bath-house over the entire suite of ramparts, including that (IV) which defined the outermost limit of the south-western bulge.
INTERNAL BUILDINGS
The published record of Shaw's excavation provides no clear information on the dating and development of the buildings within the fort. Whilst it is likely that a timber phase preceded a rebuilding in stone, this is still uncertain. More readily appreciable, however, is that — to judge from their alignments — the buildings of the central range would seem to have been planned as a whole, although the rear portion of the headquarters shows considerable alterations, including an extension running behind the rear suite of rooms. The chronology of these alterations is unknown.
The area to the rear of the granary is perhaps the most difficult to interpret. The earthwork and geophysical evidence suggests a complex pattern of rebuilding which extended north from the headquarters, blocking the via decumana and absorbing most of the available space between the granary and the adjacent interval-tower. The impression is of a series of small chambers, connected to or perhaps overlying the footprint of the nearest (north-eastern) barrack block. They may represent workshops or a hospital, their planning being perhaps somewhat more constrained than usual owing to the confines of the knoll.
The disposition of the buildings in the praetentura and retentura — presumably barracks, but with the probability that some of them were workshops or stores — is particularly interesting. It is not possible to state with confidence that all ten buildings were built in a single phase, or were contemporary in use. However, if the full complement did operate at one time, it would have borne some similarity to the arrangements at Wallsend and South Shields in the Hadrianic and Antonine periods,Footnote 121 but in reverse, with the four larger barracks (for cavalry?) positioned in the front of the fort at Whitley Castle and the six narrower barracks (for the infantry?) to the rear. This interpretation of the accommodation and hence the type of garrison at Whitley Castle is quite compelling, not least as a mixed unit would seem to represent the most effective provision for the control of the surrounding terrain. But it is not without difficulties, the greatest of which is the small scale of the fort. Based on a sample of 81 forts capable of supplying full dimensions and details of their occupants, Bennett suggested that the normal size for a fort of a mixed cohort of this nature lay between 1.97 and 2.59 ha.Footnote 122 However, this cannot be taken as a particularly reliable guide, given that the examples at Wallsend (1.64 ha) and South Shields (1.67 ha) both fall rather short of this range.Footnote 123 There can be little doubt, however, that at only 1.25 ha, Whitley Castle would have been an exceptionally tight fit for such a substantial contingent of men and their mounts. Perhaps the only way to contain such a garrison without expanding the plan beyond the natural limits of the knoll was to place the cavalry barracks in the praetentura, thereby allowing deployment directly to the via principalis, without the need to enlarge the via quintana in the manner seen at South Shields and Wallsend.Footnote 124 The incidence of ‘moss of the species hypum squarrosum, and straw of some species of grain, both used as the bedding of horses’ found when digging into the midden heap near the north gate in 1828,Footnote 125 may be a significant pointer to the presence of horses.
There is no epigraphic evidence to indicate that the Second Cohort of Nervians, who made up the garrison at Whitley Castle in the early third century, were equitate, although their presence in the second century at Wallsend (which was clearly planned for an equitate unit)Footnote 126 and perhaps at Vindolanda (which was previously and subsequently garrisoned by part-mounted forces)Footnote 127 does make it seem quite probable. Alternatively, a detachment of Nervians might have been deployed at Whitley Castle along with turmae from another unit, although the identities of other garrisons at Whitley Castle are not known. The Hercules pedestal was dedicated by a centurion of Legion VI, and cannot be earlier than the arrival of that unit in Britain in a.d. 122.Footnote 128 Bosanquet suggested that the script was typical of the second century, and wondered whether Gaius Vitellius Atticianus, who must have been present in a specialist role, served as the commander of the auxiliary force.Footnote 129 Soldiers from Legion XX were responsible for the reconstruction of some element of the fort according to one inscribed stoneFootnote 130 and it is possible that the lost ‘Pegasus’ stone (see Appendix) marks the similar efforts of a detachment from Legion II Augusta, although neither can be dated. The altar to Apollo,Footnote 131 dedicated by an officer of the Nervians (not necessarily the Second Cohort) must be later than the mid-second-century coin of Faustina found incorporated within it.
Little more can be said about the length of the occupation of the fort. Some disruption must be indicated by the burnt material discovered by Shaw, but thereafter the picture is obscure. Breeze has argued that the meagre amount of pottery published by Shaw after the excavation in the 1950s is not strong evidence that the fort was occupied throughout the third and fourth centuries.Footnote 132 Continuity is always difficult to demonstrate; however, the pottery does suggest that there was some occupation during these centuries and if the function of the fort was to control the exploitation of the Alston orefield, the continuing need for lead and for silver would have made it much more likely that the garrison here was maintained, irrespective of what might be happening to those forts in the north that had a less specialised function.
THE VICUS
The development of extramural settlement along more than one access road is not an uncommon feature outside Roman forts, although the establishment of one outside the rear gate of a fort is unusual.Footnote 133 It is possible that some factor — quite apart from the steeper slopes — constrained development on the fort's southern flank (see below).
The western vicus appears to have been principally composed of narrow building plots, arranged with their gable ends toward the road, like the pattern of ribbon development seen at Housesteads, Vindolanda, Birdoswald, Maryport, and elsewhere.Footnote 134 This area may have been associated with the large building postulated (on the basis of the geophysics) at the fort's southern corner. The final expansion of the western defences encroached on both of these extramural areas; this, combined with the closure of the road out of the back gate, probably meant the end of settlement here. This scenario is paralleled at Housesteads and at Carrawburgh where there is evidence that some buildings in the civil settlement were eventually levelled and that simple late defences were driven across the sites that they had occupied.Footnote 135 The abandonment of vici, in part or whole, is of course a widely recognised trend across the northern frontier towards the end of the third century, a consequence, it is suggested, of reduced garrison size.Footnote 136
The second area of settlement, to the north of the fort, may have been linked to that to the west by a series of tracks, but it does appear quite distinct in several ways. It contains the elaborate building above the western corner of the fort, which may represent a mansio, but there appears to be no other significant settlement nucleus, except for that identified solely by geophysical evidence on the north side of the road between the porta praetoria and the Maiden Way. To the north of the fort itself, the majority of enclosures which run down the slope appear to be paddocks or agricultural plots, lent a grid-like appearance by the underlying pattern of earlier terraced fields. The few building platforms that have been identified in this area are set well apart within individual yards, mainly along the foot of the defences, and do not conform to the orderly ribbon-development or streets normally associated with vici.Footnote 137 Some of the buildings here may have had religious, rather than domestic functions. To the west of the north-west gate, the boundaries of several plots overlie the outermost circuit of the defences and must, therefore, have been built or extended after that final stage in the fort's development.
The accumulation of occupation debris unearthed near the bath-house in the early nineteenth century may relate as much to the vicus as to the fort. Among the artefacts recorded were a great number of shoes, including examples which appear from descriptions to have belonged to both women and children.Footnote 138 While this evidence is far less detailed and compelling than similar discoveries in the contubernia at Vindolanda or the ditch terminal at Birdoswald, it is nonetheless possible to speculate that these items reflect the more balanced society which emerged on military sites from the early third century onwards.Footnote 139
A PARADE GROUND?
The well preserved parade ground at HardknottFootnote 140 and the probable example at Tomen-y-Mur in WalesFootnote 141 have encouraged the search for other examples at forts where auxiliary troops were in garrison, but very few others have been convincingly identified. Altars dedicated to the goddesses of the parade ground have been found at Benwell, Newstead and Cramond, and on the Antonine Wall at Auchendavy and Castlehill,Footnote 142 but elsewhere only the existence of an open space, apparently devoid of Roman structures, has usually been put forward in evidence.
At Whitley Castle attention can be drawn to the area immediately below the southern defences, to the west of the road leading to the south-east gate. This area comprises the largest expanse of comparatively level ground, approximately 1.8 ha in extent, found anywhere in the vicinity of the fort. From east to west the ground rises by little more than 6 m over a distance of 130 m. From north to south the ground drops by only 3 m from the foot of the knoll to the Holymire track and continues level thereafter for a further 70 m. This area could easily have accommodated a parade ground on the scale seen elsewhere and, so close to the south-eastern or south-western gates, it would appear to be a logical choice.
There may be some circumstantial negative evidence too. In his study of military vici, Sommer established that the overwhelming preference for their locations was to the south of their forts.Footnote 143 The west was less preferred, and the line of the via decumana, regardless of orientation, was generally avoided — except where all other options were constrained, as in the case of some of the forts along Hadrian's Wall and the Antonine Wall. The possible presence of a parade ground could be the reason why settlement seems to be have been absent from the sheltered, level and well-watered location on the south side of Whitley Castle. Later ploughing might account for the absence of any earthworks in this area, although buried evidence, if present, might survive beneath the pronounced ridges. The geophysical evidence, however, seems to support the conclusion that little of substance existed in this area before the later medieval or post-medieval cultivation. The only exceptions are a group of anomalies indicating the presence of a square enclosure, about 15 m across, at the foot of the ramparts. Located roughly in the centre of the highest side of this area of vacant ground, this single feature ( fig. 7 ) clearly pre-dates the ploughing, and may have been associated with Roman activity on this southern side of the fort.
WHITLEY CASTLE AND THE PURSUIT OF MINERALS
Collingwood's comment, that ‘forts are made for the sake of roads, not the other way around’,Footnote 144 provides a debatable, but nonetheless useful starting point for a discussion about the function of Whitley Castle. The Maiden Way runs northwards down the sheltered valley of the South Tyne towards Carvoran. To the south, however, the road takes a more tortuous path, that of a typical mountain road, rising to a height of some 670 m and crossing some of the most inhospitable moorland in England, before descending the Eden escarpment to Kirkby Thore. It is difficult to see a justification for such a route in purely military terms. If the intention had been to impose Roman control across the North Pennines and enable rapid movement between the Stainmore Pass and the Tyne Gap, then a road along Weardale or Teesdale would have been far more central and direct. As a short cut across the Pennines, the Maiden Way makes even less immediate sense, since this road would always have been considerably more arduous than the route via Carlisle, and almost certainly impassable in the winter months. If the purpose of the fort is to be found in the function of the road, therefore, a more specific goal is required. For some years now, scholars have argued that this goal, given the later history of the Alston area, was the acquisition of minerals — specifically lead and silver ore.
The Roman army was quick to exploit mineral resources whenever possible. The mines on the Mendips were in production soon after the conquest; those in north Wales were active in the reign of Vespasian, those of Yorkshire slightly afterwards, and the mines of Shropshire and Derbyshire were in business from the time of Hadrian, if not before.Footnote 145 The North Pennines orefield is unlikely to have been an exception to this pattern of rapid exploitation. In later centuries this was to become one of the most productive lead mining areas in the country. In 1772, for example, over 7,500 tons of lead was shipped annually from the Tyne; and between the end of the Napoleonic wars and 1880 the annual output of the two largest mining concerns averaged 20,000 tons.Footnote 146 With this in mind it is hard to imagine that these resources would not have been speedily identified and brought under Roman control as soon as possible after the push to Carlisle in a.d. 72–3.
Writing at the height of the mining boom in the nineteenth century, and with an engineer's eye, Sopwith determined that the Romans could not have constructed the Maiden Way without encountering numerous lead veins along its route, and he had little doubt that the purpose of the road was to provide ready access to the North Pennine orefield.Footnote 147 Collingwood reached the same conclusion,Footnote 148 and in so doing concurred with Bainbridge's view that the purpose of Whitley Castle was, first and foremost, to host a garrison in the heart of the mining country in order to secure the road and to oversee lead production.Footnote 149 A level of state control will have been exercised over all forms of mining in the provinces — effectively a state monopoly from the reign of Hadrian onwards — but lead was particularly valued, and the lead from Alston might be expected to have been closely controlled on account of its exceptionally high silver content.Footnote 150
Richmond's analysis of the sizeable collection of lead seals from the fort at Brough under Stainmore provided additional support for a mining connection at Whitley Castle.Footnote 151 These seals, found discarded below the fort, had been removed from consignments (of unknown nature, but presumed to be of relatively high value) sent to Brough under the authority of the military units or private individuals whose names or symbols they bear. The collection may reflect the operations of an imperial agent stationed at Brough, probably in the third century, who oversaw the redistribution of consignments arriving from various garrisons in Cumbria and the northern Pennines.Footnote 152 Thirty-two seals were stamped by the Second Cohort of Nervians,Footnote 153 which was certainly in occupation at Whitley Castle in a.d. 213–16,Footnote 154 and Richmond inferred that the fort was the source of the consignments. Five seals include on their reverse the word metal(la), referring to the product of a mine.Footnote 155 Although such a term could refer to material from any mine, quarry, pit or even a salt-pan, Richmond considered that the only consignments worthy of transportation from the Alston area would have been either lead, or the silver found in association with it. Brough, on the main road from Carlisle to York, some 20 km south-east of Kirkby Thore, was ideally placed to serve as a clearing-house for such consignments.Footnote 156
This circumstantial evidence to associate the Maiden Way and Whitley Castle with the orefields of the North Pennines has not yet been supported by direct physical evidence for mining. Chance discoveries of lead items are reported from various places along the Maiden Way, but none is described in sufficient detail to support their identification as Roman artefacts.Footnote 157 The more telling and credible reports concern lead-related items unearthed from secure contexts at Whitley Castle itself. When Hodgson examined the floor of the bath-house in 1810 he found it to be ‘covered, layer after layer, with coarse mortar, made of lime and lead mine spar’, and when he examined the soil thereabouts he ‘twice met with calcareous and fluor spar mixed with portions of sulphuret of lead’.Footnote 158 This report suggests that some mining activity, or at least the processing of ore, took place in the vicinity of the fort, although, despite an extensive search, no further evidence has come to light as a result of the recent surveys. The geophysical surveys have found nothing consistent with significant or prolonged smelting activities but, given the toxic fumes generated by this operation, and the logistics of moving quantities of ore and fuel, such operations probably took place close to the mines, as was usual in later periods. The evidence of lead consignments, such as it is, might only require that the finished products (pigs of lead) were stored at Whitley Castle before shipment to Brough or elsewhere.
Roman lead mines are likely to have concentrated on the more accessible deposits and veins, and it is often presumed that the evidence for this activity will have been destroyed as the workings expanded in medieval and later times.Footnote 159 Although this supposition cannot be directly contradicted, it is far from proven. The preliminary stages of the Miner-Farmer Landscapes Project suggest that considerably more evidence survives from earlier periods than has previously been recognised, but for the moment there is still no conclusive proof for Roman mining in the Alston area. There is, however, one place which is associated with Roman mining in local tradition. Some 12 km to the south of Whitley Castle, near Tyne Head, the field name ‘Chesters’ marked on plans of the Hole Estate, attracted attention, and this was later reinforced by the discovery of some Roman coins in the vicinity.Footnote 160 The field, located south of Hole House, was notable for containing (or being contained by) a rectangular enclosure set against the east bank of the upper South Tyne, described as bounded by ‘a deep ditch uniting with the river on the north and south’.Footnote 161 When Arthur Raistrick and J.A. Smythe examined this site in the 1930s they recorded an enclosure of ‘low banks and a shallow ditch on three sides’ set over a terrace of ancient stream gravels containing a high proportion of ‘vein stuff’ and workable quantities of lead ore (galena) that had almost certainly eroded from the silver-rich Clargill Head veins above. They noted that the area was pock-marked with shallow pits, and contained patches of fine grit indicating that preliminary stages of processing — crushing and washing the ore — had taken place on site, although no signs of smelting were observed.Footnote 162 The Romans might well have exploited such readily-accessible deposits. Raistrick certainly thought so, and reached the conclusion that this site was a working camp related in some way to Whitley Castle. This assumption is now difficult to assess, since the enclosure has all but vanished owing to farm improvements, and there is nothing to distinguish the remaining pits and hollows from numerous medieval and later workings clustered along the river by Hole House.
Whilst the seals from Brough under Stainmore indicate that mining products were transported southwards, Smythe's assay of the lead from Chesters and CorbridgeFootnote 163 suggested that material from Alston was also carted northwards. Whitley Castle was well placed to supervise traffic in either direction. It lies somewhat to the north of the most productive, silver-bearing and more easily accessible lead veins of the Alston Block,Footnote 164 but a more southerly location, out of the shelter provided by the valley of the South Tyne, would probably not have been viable throughout the year. In respect of the movement of materials, the unsubstantiated Roman road between Whitley Castle and Corbridge may repay further investigation.Footnote 165
The idea that additional lines of defence at Whitley Castle might have been to secure valuable stockpiles of lead was raised and immediately dismissed by Breeze on the grounds that the indigenous population had neither a need for lead nor a desire to steal it.Footnote 166 (Silver, however, may have been a different matter.) It is possible that there was specific provision made within the fort for the administration of the industry, or for the storage of ingots, but this is unlikely to be established without excavation. Outside the fort there is an intriguing possibility that the substantial building to the north-west might not be a mansio, but rather the house of an official concerned with the centralisation and shipment of mining products — an interpretation applied to a similar complex excavated at Pentre Farm at Flint on the Dee Estuary.Footnote 167
WHITLEY CASTLE AFTER THE ROMANS
As a prominent local landmark, Whitley Castle might have played a part in the earliest recorded event concerning Whitlow — a Royal mandate of 1222 which authorised the Sheriff of Northumberland, the Bishop of Durham and three barons to fix the marches here, between the kingdoms of Scotland and England, as they had been in the reign of King John.Footnote 168 But if this event led to any physical alterations in the landscape, none can be recognised today. The earliest post-Roman features within the survey area are far more prosaic, including the patterns of broad medieval ridge and furrow spread across the hillside towards the South Tyne. The settlements responsible for this ploughing may have included the steading within the east gate, or the small farmstead located to the south of the fort.
The cluster of bastles and similar buildings most probably developed in response to the conditions of lawlessness which existed prior to (and for several decades after) the union of the Scottish and English crowns. The fort may have offered some advantages in terms of its topography and surviving defences which, in addition to providing a ready supply of building stone, made it an attractive prospect in troubled times. The buildings within the fort seem to have remained in use long enough to have extensions added to them, although these additions may have been less defensible and more utilitarian than the blocks to which they were attached. The establishment of post-medieval settlement on top of the ruins of the Roman fort, and its removal in the eighteenth and nineteenth centuries, is exactly paralleled at Housesteads.Footnote 169
Other conclusions about the post-Roman remains in and around the fort are discussed in the archive report.Footnote 170
APPENDIX: SCULPTURE FROM WHITLEY CASTLE
Four pieces of sculpture from the site, mentioned in nineteenth-century accounts, not known to be associated with recorded inscriptions, are worth noting here.
The ‘Patera and Urceolus’ altar
Hodgson described an altar which he had seen ‘over the stable door’ of the public house near the fort, on which were carved a patera (shallow dish) and an urceolus (urn or pitcher).Footnote 171 The public house was undoubtedly the same ‘ale-house’ that he gave as the location of the Hercules pedestalFootnote 172 and fragments of the statue around the year 1810.Footnote 173 This must have been the Castle Inn that stood beside the turnpike road some 150 m to the north of the farm at Castle Nook. This ceased to be an inn between 1865 and 1898 — the dates of the first and second editions of the Ordnance Survey 6-inch map — although the main range and some outbuildings appear to have survived as part of the High Dyke holding, and later as Castle Nook Cottage. An inspection of the exterior of Castle Nook Cottage has failed to reveal the altar, and it may have been lost in the process of rebuilding and adaptation. There is, however, a degree of uncertainty about its original location. Thomas Sopwith mentions it, but claims that it was ‘… fixed above the stable door at the east end of the farmhouse …’, by which he clearly meant Castle Nook farm;Footnote 174 and when Hodgson referred to his original discovery of the altar in his later volume, he too placed it over the stable door at Castle Nook.Footnote 175 Haverfield reported finding a small altar at Castle Nook farm in 1911, which might have been the same item, although the lack of any reference to the carvings argues against this.Footnote 176 If one or two altars were formerly incorporated in the buildings at Castle Nook, none is now visible.
The ‘Pegasus Stone’
Sopwith mentions ‘a pegasus, or winged horse, rudely carved on a small stone’ built into the wall of one of the outhouses at the farm.Footnote 177 His description appears to be the only first-hand account. HodgsonFootnote 178 later referred to a ‘sketch of a stone of the centurial kind made here in 1828, and bearing a rude carving of the Pegasus’, which he seemed to have had in his possession. The stone has not been identified in any of the farm buildings.
Stone coffin and carved head
Hodgson is the only authority to mention a stone coffin which had been destroyed or removed from Kirkhaugh churchyard ‘some years since’.Footnote 179 He also mentioned that a ‘carved head nearly opposite the door, in the inside of the church, is perhaps Roman’.Footnote 180
ACKNOWLEDGEMENTS
The authors would like to thank John and Elaine Edgar of Castle Nook farm for allowing access to their property and for their hospitality throughout the project. Paul Frodsham and Tom Gledhill — respectively the Historic Environment Advisors for the North Pennines AONB Partnership and Natural England — helped to facilitate the 2009 geophysical surveys cited in this report, which were undertaken by Duncan Hale and his team from Durham University. fig. 7 is provided by Durham University. The earthwork plans and other illustrations were drawn by Philip Sinton ( figs 1 , 4, 6, 8 and 9) and Deborah Cunniliffe ( fig. 5 ). Humphrey Welfare provided particular guidance in bringing this work to publication.