1. Introduction
In his discussion of friendship in Books 8 and 9 of the Nicomachaean Ethics (EN), Aristotle distinguishes three sorts of friendship. These include friendships of pleasure or of utility, in which the friend takes the other – even as an object of care – as a person qua bearer of characteristics conducive to pleasure or utility such as ‘witty raconteur’ or ‘handy contact’.Footnote 1 Then there are much more valuable – indeed morally valuable – friendships in which the friend cares for the other qua person for the other's own sake. Let us call these ‘character friendships’.Footnote 2 These are held by Aristotle and a variety of neo-AristoteliansFootnote 3 to involve various fairly strict equalities, or as we prefer to put it, symmetries between the friends.Footnote 4 Roughly, such friends are fairly strictly symmetrical in terms of their separateness of identity from each other, fairly strictly symmetrical in the degree to which they identify with each other, and are fairly strictly symmetrical in the degree to which they are virtuous.Footnote 5
We think that there is a fourth important sort of friendship that has received scant attention in the philosophical literature. We call this asymmetrical friendship. This is not friendship of pleasure or of utility, being much more valuable. Like character friendships but unlike friendships of pleasure or utility – that may also be asymmetrical in the ways we have just sketched – these involve each friend caring for the other for the others’ own sake. Unlike character friendships, they need not exhibit any of the symmetries to a significant degree. Indeed we will argue that these friendships allow significant asymmetries, yet appear especially valuable to us in the phenomenology of our lives. Thus they are unlike Aristotle's symmetrical and certainly valuable character friendships that seldom appear at all in our imperfect lives, lived as they are in an imperfect world. We know of no sustained discussion of such friendships in the literature.
It is however worth noting that Aristotle in his highly nuanced account of friendship does allow that asymmetrical friendships of a certain sort exist between father and son, parent and child, husband and wife, older man and younger, teacher and pupil, and even erastês and erômenos, as well as ruler and subject but adds that in ‘… these friendships between persons of different standing the affection must be proportionate: i.e. the better person must be loved more than he loves, and so must the more useful….’ (EN 1158b).Footnote 6 Nonetheless, he maintains, and this is crucial, a very high degree of inequality precludes friendship ‘… as between God and man, friendship becomes impossible’ (EN 1159a). Such friendships are not character friendships in Aristotle's sense. Aristotle also stresses at several points the ‘similarity’ between character friends. See, for example, EN 1156b.
Aristotle and the neo-Aristotelian tradition hold the thesis that:
character friends have identities more or less Footnote 7 equally separate in relation to each other.
We call this symmetry of separateness of self. This is the thesis that despite identifying with each other, the friends still remain separate selves roughly to the same degree.Footnote 8 While Aristotle does not use a Greek cognate of ‘autonomy’ but rather the term autarkia, to be read as ‘self-sufficiency’, this is one fairly standard way in which neo-Aristotelians have accepted some sense of the relationship between separateness of self and autonomy.Footnote 9 This is the idea that in order to be a separate self, one must exercise sufficient autonomy with respect to oneself, as well as symmetrically in relation to character friends.
It may be objected that what is central to the Aristotelian account of character friendship in its relation to separateness of self, autonomy and self-sufficiency is a dynamic directedness towards common goals both internal and external to the activities of the friends. We do not deny this. However we will argue that in valuable asymmetrical friendships, the dynamic dimension of the relationship and the shared goals are likely not to extend beyond the ineradicable particularity of the relationship.
Aristotle and neo-Aristotelians also hold the thesis that:
character friends identify with each other roughly to the same degree. Footnote 10
We call this symmetry of second self.Footnote 11
The tradition also holds a third symmetry, namely that:
in character friendships, the friends are roughly equally as virtuous.
We call this thesis symmetry of virtue. Almost all writers on friendship take this for granted.Footnote 12 The tradition also has it that character friendship is a reciprocated and chosen relationship that is acknowledged as such by both friends.Footnote 13
Yet in the phenomenology of our everyday lives, a range of friendships that are neither friendships of pleasure nor utility appear to us as valuable yet are significantly asymmetrical in separateness of identity, degree of identification with each other as second selves or in virtue. These include friendships between pupils and their teachers, patients and their doctors, good people and bad, as well as short-lived friendshipsFootnote 14 forged through crises. The symmetries are not necessities of these valuable friendships, even if they are norms – as we will argue.
We will not attempt a full analysis of the nature of friendship. Instead in §2 we summarize Aristotle's account of friendship, in order to provide the background for our own inquiry and to indicate where and why we diverge from Aristotle and those who broadly follow his lead on friendship. While we give a somewhat detailed exegesis of the major lines of Aristotle's thinking on character friendship and show how they have been appropriated in contemporary discussions in moral philosophy on friendship, we do not intend this paper to be primarily an historical piece. In §3 we present examples of valuable friendships that do not require significant symmetry of separateness of self. We also argue that while valuable friendship demands a degree of separateness of identity, it does not demand significant symmetry of separateness of identity. In §4 we first examine Aristotle's discussion of friendship with bad people (between the bad and the bad and between the good and the bad) and then present examples of valuable friendships between the good and the bad that do not require significant symmetry of virtue or other features of Aristotle's account that he thinks are needed for character friendship. Throughout our paper we treat such examples as narratives about putative friendships. In this respect we share the method of neo-Aristotelians whom we think have neglected valuable asymmetrical friendships.Footnote 15
2. Aristotle on friendship, virtue, selfhood and autonomy
Aristotle tells us that character friends are ‘the greatest of external goods’ (EN 1169b10) and that character friendship is ‘most necessary for life’ (EN 1155a4). He means that such friendship is needed for a good flourishing life because although friendship is an instrumental good in that friends help us achieve other goods such as play and conversation, it is also intrinsically kalon (‘fine’, ‘beautiful’) because it would remain a good even if it did not help us achieve other goods (EN 1155a28–32).
Secondly, he argues that character friendship is necessarily reciprocal - one is a friend of another only if the other is a friend of one (EN 1155b27–31).Footnote 16 Aristotle is guided by what we normally say when we talk of friendship and so holds that friendship requires an acknowledged reciprocation of affection and benefits.Footnote 17
Thirdly, Aristotle holds that while a friend is a second or expanded self the friend is still a separate self.Footnote 18 Aristotle claims only that while one identifies with the friend to a significant degree one's self still remains largely separate.Footnote 19
On the one hand, Aristotle holds that the friend is ‘another self’ (allos autos) because friends are symmetrically virtuous, are embedded in each other's lives, understand each other in privileged ways, jointly deliberate on choices, live together and share each other's joys and woes (EN 1170b7 and Magna Moralia 1213a13 and 1213a24).Footnote 20
On the other hand, Aristotle thinks that friendships require self-love and hence separateness of identity:
The origins of relations of friendship towards our neighbours, and of the characteristics by which we distinguish the various kinds of friendship, seem to be our relations to ourselves (EN 1166a) … for being is a good to the good person, and each person wishes for what is good for himself; and no one chooses to have everything if he has first to become someone else … but only if he remains whatever he is. And each person would seem to be the intellectual part (noûs), or primarily this (EN 1166a).
Here Aristotle thinks of self-love as both an origin of, and a necessary condition for, friendship. Part of his argument is that nobody desires what would change one into someone else, for then it would not be one's self whose desire is satisfied. So good persons who love their good friends, cherish their own lives, and in wanting what is good for the friend, cherish their own identity.
Aristotle's argument is restricted to good people. It is plausible that the love required by friendship both originates in and requires self-love, because in continuing to give oneself to the other as an act of love, one does so for the good of the other. But one could not do so unless one saw one's self largely as a good, worthy of love. Thus too little self-love precludes friendship. Too much self-love also precludes it, because one could not accept the other's gift of herself as worthy of love if one loved only oneself. Since one must love oneself in loving a friend, one needs to see oneself as sufficiently separate from the self of the friend, as a separate good to be cultivated, in order to be offered to the friend.Footnote 21
Aristotle's requirement of symmetry of second self in character friendship supports his requirement of symmetry of separateness of self. Aristotle makes this point most clearly in his discussion of the impossibility of friendship between masters and slaves. Aristotle argues that because the master sees the slave as an extrinsic good for himself, like a commodity, he cannot see the slave's self as an extension of his own self (EN 1161b). So he can see nothing of himself in the slave qua slave.Footnote 22
A fourth condition is that the character friends wish each other well for the other's own sake, and not just for the pleasure or benefit that the relationship provides. A fifth condition is that both acknowledge this (EN 1155b27–1156a5).Footnote 23
At this point Aristotle distinguishes the motivating grounds (dia), the objects and the goals (tele) of friendship. The motivating grounds are sources of attraction to the friend. They include pleasure, utility and virtuous character. This explains why character friendships may, but need not, originate in less valuable friendships of pleasure or utility. A fourth motivating ground is our disposition to form friendships that arises from our embeddedness in social organizations such as professional associations but most particularly for Aristotle, the family.Footnote 24 One most naturally comes to know one's good within the context of one's properly functioning family. Indeed, Aristotle thinks of friendships as natural extensions of familial friendships; the family is the unchosen ground of familial friendships, within which our values and dispositions are shaped, and these are the grounds of non-familial friendships. The object of the friendship is the person qua person (kath'hauto) – an independent separate self that is a centre of freedom and choice, and the goals of the relationship are shared activities.
Friendship among good people of symmetrical virtue is not just intrinsically fine but also instrumentally good. Because each friend sees herself in the other, they provide each other with a ‘mirror’ (Magna Moralia 1213a22) by means of which both can develop self-knowledge. Because each friend is virtuous, this helps foster the development of good character and aspirations. Each may provide advice and correction to the other, as well as influencing each other in shared activities and through emulation and imitation (EN 1172a, ff). This is instrumentally valuable in assisting projects, providing enjoyment and sustenance, increasing self-knowledge and improving self-perception (Magna Moralia 1213a10–26).
A final necessary condition of character friendship is trust because hypocrisy and ‘falsity’ – which includes deceit and insincerity – undermine love (Rhetoric 1381b33). Aristotle and his followers also argue that falsity undermines friendship because self-deception tells against one of the central benefits of friendship, namely self-knowledge.
3. Friendships that are asymmetrical in separateness of identity and second self
In this section we will show that there is a class of valuable friendships that do not require significant symmetries of separateness of identity or second self.
In prosecuting our arguments for valuable friendships that are asymmetrical in respect to separate self, we start with the uncontroversial claim that typically in various domains of life, such as music, pastimes, medicine or politics, one party to a friendship has significantly more autonomy than the other. We use this to argue that Aristotle and neo-Aristotelians need to appeal to autonomy in order to support the symmetry of separate self thesis. We then discuss two ways in which asymmetry of separation of self is exhibited by one friend being more autonomous in certain domains than the other. These are that within certain domains, the more autonomous agent may direct or tell the lesser what to do, and that at a deeper level, the more autonomous agent shapes the goals of the lesser. We then argue that the shaping of goals is likely to go beyond certain domains in life. Finally, we extend and deepen the significance of the levels of the separate self thesis to allow for very significant asymmetries.
The arguments will also apply mutatis mutandis to the extension of second self thesis and to epistemological asymmetry. Preempting the arguments to come, consider the following illustrative example. Suppose that the more autonomous friend has helped the other shape her goals in a significant domain of life. Since a significant dimension of identity is involved in the shaping, this will likely spill over into other domains of life, in terms of shaping of goals and influencing behaviour that stems from goals. For example, if one is shaped to pursue a passion in music, one is most likely to make other domains of life, such as chess, take second place, with the result that one's chess friends become less central to one's life.
Against Aristotle and his followers, we think that separateness of identity and the extent to which one can be a second self, come in degrees. In respect to separateness of identity, consider autonomy. One of the ways in which one displays one's separateness of identity is through the exercise of one's autonomy. One may be autonomous in relation to another to the degree that the other does not influence what one does, and to the degree that she does not shape one's goals.
In respect to extension of second self, consider Helen's friendship with Patrick. Helen thinks of herself as incomplete without him, and identifies strongly with most of his joys, sorrows, goals and values. Unfortunately, although Patrick reciprocates this attitude, he does not do so to the same extent or in the same ways. This establishes asymmetry of second self as well as asymmetry of separateness of identity, since Helen's self is subsumed in Patrick's but not vice versa. Patrick however holds freedom to be sacrosanct so he is deliberately careful not to tell her what to do or shape her goals. Nonetheless she is his closest friend. If this story is plausible, then it shows us that a genuine and valuable friendship can exist in which there are grave asymmetries of separateness of self and extension of second self.
A related difficulty for Aristotelian character friendship is what might be called ‘epistemological asymmetry’, in which one person knows much more of the other's identity than vice versa.Footnote 25 Epistemological asymmetry is related to asymmetry of autonomy and hence separateness of self, because if one person knows more about what makes the other tick (including her hopes, fears and desires, partly constitutive of her self) than vice versa, then she is better placed than the other to shape the other's goals. She is also better placed to influence the other's behaviour stemming from these goals.
We will now give three more examples of valuable friendships which are significantly asymmetrical in various ways. The first, of a friendship between an aspiring musician and a professional, shows that there can be valuable friendship without much symmetry of separate self. Our second example of a friendship between teacher and pupil shows that valuable friendship does not require much symmetry of separateness of identity or extension of second self. Our third example of a friendship between a doctor and patient also shows that friendship does not require much symmetry of separate self.
Consider Andrew, an accountant, who likes playing folk-guitar, although he is only a novice. In the course of playing in local pubs he meets Brendan, who is a professional. They discover that they share many likes and dislikes as well as the same sense of humor and form an attachment outside of the music scene. Andrew and Brendan hold each other in affection and care for each other as unique individuals. Consequently both are disposed to promote each other's flourishing for the other's own sake. When Brendan tells Andrew that he needs help with managing his finances Andrew is happy to supply it because he shares Brendan's belief that this will improve his life. For the same reason, Brendan is happy to help Andrew develop his musicianship, although he is privately dubious that Andrew can ever fulfill his ambition of switching to a career in music. As we have told the story so far, Andrew and Brendan may enjoy a valuable friendship, one that is valuable partly because each cares for the other for the other's own sake and partly because such care is directed at promoting the flourishing of the other.
Now let us embellish the story. Andrew and Brendan are equall forthcoming about their lives, except that Andrew is reticent about his childhood, which was painful and abusive - thus the two are epistemologically asymmetrical. Moreover each is careful not to boss the other. The only times that Andrew tells Brendan what to do are when he advises him how to manage his money. The only times that Brendan tells Andrew what to do is when he instructs him in musicianship. We stipulate that these occasions are equally frequent and that the advice is equally gentle - thus equalizing autonomy in respect to influencing behaviour.
So far in our story, Andrew has more autonomy in relation to Brendan than vice versa in financial matters, and Brendan has more autonomy in relation to Andrew than vice versa inside the music scene - to the same degree. Now let us add a second embellishment. The first time that either shapes the other's goals is when Brendan gently convinces Andrew, for his own good, that although he can improve his musicianship significantly, he doesn't have what it takes to be a professional. It seems that all in all, Brendan is more autonomous than Andrew since he is actively shaping Andrew's goals and resulting behaviour. Our two embellishments do not seem to undermine our initial claim that Andrew and Brendan may enjoy a valuable friendship. In fact Brendan's advice may be valuable in being directed at promoting the flourishing of Andrew. Therefore asymmetry of autonomy, and as a result asymmetry of separate self, need not prevent a valuable friendship. Nor, as our example shows, does valuable friendship require epistemological symmetry.
It might be objected that what matters for friendship is not just that both friends are in fact equally autonomous, but also that they see themselves as equally autonomous.Footnote 26 But there is nothing in our example to prevent Andrew and Brendan from recognizing this de facto asymmetry without undermining their friendship.
For our second example, suppose that a philosopher shapes the philosophical views of his pupil and that as the pupil matures, she in turn shapes the philosophical views of her teacher. While the pupil–teacher relation is preserved, reciprocated affection may develop as a motivating reason for each to promote the welfare of each other, qua persons. Thus they may enjoy a valuable friendship.Footnote 27 This promotion of the other's welfare might involve a change in the other's philosophical goals that counts as a change in the identity of the other in the sense that the nature of the other, still separate self, changes. Suppose that the teacher shapes his pupil's philosophical goals more than vice versa. This asymmetry of autonomy, asymmetry of separate self and asymmetry of degree of extension of second self need not undermine the friendship, because the welfare of each that the other is disposed to promote also includes non-philosophical goods internal to the relationship. In this case the friendship not only persists despite the asymmetry but its value partly accrues from it, given that the teacher has the more valuable philosophical goals.Footnote 28
Our third example involves a doctor and her male patient, whose relationship begins purely professionally. As a good doctor she is disposed to promote the well-being of her patient only qua patient. But professional interaction may lead to requited romantic love, and requited romantic love is at least consistent with valuable friendship. Indeed one might argue that requited romantic love requires friendship. Following Aristotle's appeal to the ordinary usage of language, although lovers may happily say ‘We aren't just good friends’, it would be very odd for them to say ‘We love each other very much, but we're not friends’.Footnote 29
Once lovers however, the doctor still has, qua doctor, more autonomy with respect to her friend and lover, and rightly so. We are free to stipulate that apart from medical matters, each influences the other to an equal extent including the shaping of each other's goals. Thus valuable friendship does not require symmetry of autonomy and hence does not require symmetry of separate self.
The fact that requited romantic love is consistent with friendship is another reason why epistemological asymmetry does not preclude friendship. In some respects, a lover may know one better than one knows oneself, and lovers may be valuable friends.
It might be objected that these examples do not decisively establish that valuable friendships may be asymmetrical, since the friendships we exemplify are separable from the context of the professional roles. Thus the relationship is asymmetrical only insofar as the professional roles are asymmetrical.
We reply that friends may remain friends even while occupying their professional roles. Thus the friendship exists despite the asymmetry. The attempt to divorce the professional roles from the rest of the lives of those that occupy them is simply unrealistic. To return to our last example, if the doctor has to treat her patient, this does nothing to prevent them from loving each other. Because the doctor and her patient are the particular persons they are, her personal love is inextricably entwined with her professional care. Indeed the exercise of her professional care would not have the particularly valuable character that it has, were it not exercised within the loving context of the friendship. And the fact that requited romantic love is involved partly explains why such a friendship appears so saliently valuable to us.
A second objection might be that our examples of valuable friendships are those in which the degree of relevant asymmetry is not very great. But we may tweak the examples to make the asymmetries significant. Suppose that Andrew's desire to be a musician is an all-consuming passion - it affects central dimensions of his life goals and orientations, and were he to abandon these goals, then his life would be significantly different. In this respect Brendan's asymmetrical autonomy in relation to Andrew translates into how Andrew sees himself and his life and hence has major implications for his separateness of self in relation to Brendan. In the case of the teacher we may suppose that his shaping of the pupil's philosophical goals amounts to the shaping of a life. Even when the pupil reaches a level of philosophical independence from the teacher and they are friends, the teacher's influence upon her philosophical life continues to be pervasive, thus entrenching major asymmetries of separateness of self and extension of second self.
To illustrate this point more generally, suppose that Kwame has led Akosua to adopt more of his goals than vice versa. Now Kwame has more separateness of identity than Akosua and indeed more extension of second self, because Akosua sees more of herself in Kwame than vice versa, in terms of Kwame's goals. In other words, ceteris paribus, more asymmetry of autonomy entails more asymmetry of separateness of identity and asymmetry of second self. Thus since Brendan's asymmetry of autonomy in relation to Andrew is significant, so is his separateness of identity and asymmetry of second self with respect to Andrew. In the case of the teacher, we are free to stipulate that the ceteris paribus clause is met, for example by supposing that, apart from their philosophical goals, the teacher and pupil continue to see as much of themselves in the other as vice versa throughout the duration of their relationship. This seems to do nothing to undermine their friendship, although it is asymmetrical in separateness of identity and extension of second self. Since the teacher has led his pupil to adopt more of his philosophical goals than vice versa, then ceteris paribus, the pupil sees more of herself in the teacher than vice versa. Since the teacher's asymmetry of autonomy in relation to his pupil is significant, so is his separateness of identity and asymmetry of second self with respect to his pupil.
In the case of the doctor and her patient and lover, we might suppose that he is afflicted by a long and serious illness with the result that for a significant amount of his life he loses autonomy in respect to her.
Thus while valuable friendship requires of both friends a degree of separateness of identity and a degree of extension of second self, it does not require much symmetry of separateness of identity, symmetry of extension of second self or epistemological equality. Nor does it demand much symmetry of autonomy.Footnote 30
4. Friendship with the bad
In what follows we shall be primarily concerned with friendship between the good and the bad rather than between the bad and the bad. Nonetheless we will start with some of the claims Aristotle makes about both sorts of friendship.
At EN 1156b he writes:
Complete friendship is that of good people, those who are alike in their virtue: they each alike wish good things to each other in so far as they are good in themselves. Those who wish good things to a friend for his own sake are friends most of all, since they are disposed in this way towards each other because of what they are, not for any incidental reason. So their friendship lasts as long as they are good, and virtue is an enduring thing. Each of them is good without qualification and good for his friend, since good people are both good without qualification and beneficial to each other.
This passage strikingly and repetitiously (‘good without qualification’) rules out friendship between the bad and between the good and the bad. Nevertheless, since ‘philia’ embraces a wider range of attachments than is captured by ‘friendship’ and because Aristotle wants to do justice to our ordinary usage of language and thus thinks of ‘philia’ as having analogical implications, he allows that the bad can indeed have a certain sort of friendship with each other.Footnote 31 Thus in the Eudemian Ethics Aristotle holds that the bad may be friends with the bad, provided these are friendships of pleasure or utility, adding that ‘… all men have some good in them and so fit in with one another’ (EE 1238a–b, our italics).
At EN 1165b Aristotle discusses asymmetries of virtue and false beliefs, suggesting that if a friend deceives one into thinking that he is loved for his character, then one has grounds for complaint. Nonetheless he tentatively allows for a friendship to be maintained once a good person becomes bad, thus seemingly tolerating an asymmetry of virtue. However, an end-point is reached
… only when our friends have become incurably bad; for so long as they are capable of reform we are even more bound to help them morally than we should be to assist them financially, since character is a more valuable thing than wealth and has more to do with friendship.Footnote 32
Aristotle also provides psychological insights into why the bad seek friendship of a sort.
…bad men constantly seek the society of others and shun their own company, because when they are by themselves they recall much that was unpleasant in the past and anticipate the same in the future, whereas with other people they can forget. Moreover they feel no affection for themselves, because they have no lovable qualities. Hence such men do not enter into their own joys and sorrows, as there is civil war in their souls; one part of their nature, owing to depravity, is pained by abstinence from certain indulgences while another part is pleased by it…Thus a bad man appears to be devoid even of affection for himself, because he has nothing lovable in his nature. (NE 1166b)
Although Aristotle maintains that bad men are unlovable, he concedes that one part of their nature, or soul, is pleased by abstinence from bad indulgence. Since this kind of pleasure is good, Aristotle is committed to saying that they have some good in them. This coheres with his just-quoted remark that ‘all men have some good in them and so fit in with one another’ (EE 1238a–b).Footnote 33
Aristotle's analysis of friendship is well nuanced. According to Cooper's influential reading, friendships of utility or pleasure are still to be counted as genuine friendships even if not as character friendships.Footnote 34 We agree with Cooper. They are analogically related to character friendships. We think that friendships of utility or pleasure are also those in which the friend takes the other – even as an object of care – as a person qua bearer of characteristics conducive to pleasure or utility as well. They also involve wishing the other well for her own sake, at least in some respects.Footnote 35 This explains why such friendships may be valuable despite being less valuable than character friendships.
Even in his discussion of character friendship Aristotle observes that although the character of good people is deeply formed, it is not immutable (EN 1162b–1163c). Accordingly, he observes that moral character may degenerate as well as improve.Footnote 36 Moreover, even friends with the best wills are subject to disagreements, divisions of interest and failures of interpretation (EN 1162b5ff, 1165a36ff, 1171a4–6, and Rhetoric 1381b). This implicitly recognizes that the good need not be completely good. As we have seen above (EE 1238a–b) he also holds that the bad need not be completely bad. This is confirmed by his observation that bad people are ‘…full of metameleia’ (EN 1166b24–25), a term best read as ‘remorse’.Footnote 37 Their remorse entails a recognition of moral failure, perhaps even of a ‘fugitive’ self – roughly one that shies from itself in shame – and this recognition is a good.
If we accept the possibility that valuable friendship is available between the good – who are not completely good – and the bad – who are not completely bad – then we may do justice to our phenomenological experience of friendship, the fragility of the moral life, and the normative force of the ineradicable particularity of friendship. To defend this we now present examples that show, as overlooked by Aristotle and his followers, that (i) there may be valuable friendships between the good and the bad; (ii) friendship between the good and the bad might enable goods in a form of practical reasonableness particularly associated with the bad; (iii) certain goods of perceptiveness might be more readily available in a less than perfect world to someone who is less than perfect; (v) forms of deception or self-deception may be crucial both to friendship and to psychological health, and (vi) friendships may be morally inspirational - and so valuable - precisely because of their moral asymmetry.
(i) There may be valuable friendships between the good and the bad
Suppose that a largely law-abiding community contains a group of gangsters who engage in organized theft and drug-running. Nonetheless the gangsters are integrated in non-criminal, cultural ways into the community. They see themselves as a part of it, and have a special affection for it, despite the fact that they sometimes prey upon its members. Then the community is devastated by an earthquake, but the government is too incompetent and indifferent to provide medical treatment, shelter and food. Out of loyalty to the community the gangsters help out as best they can, using their logistics and their influence with government officials. One of them, Jose, is assigned the task of working with Pedro, an upright member of the community. Although Pedro is much more virtuous than Jose, he develops affection for Jose born of gratitude for his assistance in the crisis, and this leads Jose to reciprocate Pedro's affection. Then as Jose comes to know and like Pedro as an individual, he becomes disposed to further Pedro's welfare simply because he is Pedro.
Can Pedro be reciprocally disposed? Jose's life involves criminal activities that Pedro knows are immoral. Nonetheless, he might enter into a friendship with Jose via a sort of moral myopia: at the beginning, Pedro looks at Jose's welfare only as far as it extends in time and space within the limits of the crisis and may turn a blind eye to Jose's vices. But this does not preclude the possibility that the friendship will endure, since both Pedro and Jose come to care about each other qua persons within the context of the ineradicable particularity of their relationship. Myopia is not itself a good thing, but the friendship is. Pedro might not trust Jose in domains of life outside the context of their particular friendship, but within it, each may trust the other deeply qua friend. As we have told the story, Jose is neither at war with himself nor with Pedro within the ambit of their valuable friendship. Indeed within the particularity of the relationship, Jose has virtues that he directs at the flourishing of Pedro out of care for Pedro because he is Pedro. In this respect Jose is lovable, just as in the same respect, Pedro is lovable.
It might be thought that as we have told the story, Jose and Pedro are character friends, since the friendship persists because of Jose's virtues and despite his vices. This is true, but the fact remains that Aristotle and his followers think that the asymmetry in virtue and vice is just too great to count as a character friendship. A second reason why Jose and Pedro cannot enjoy a character friendship is that the range of their shared deliberations over common goals is very different for each. Jose remains a gangster with all the attendant vices, yet still is a good person within the context of his highly particularized relation with Pedro.Footnote 38 The Aristotelian homonoia essential to character friendship is limited on the part of the vicious – unlike Pedro.
(ii) Friendship between the good and the bad may enable goods in a form of practical reasonableness particularly associated with the bad
The friendship between Jose and Pedro enables goods both for the community and for Pedro. This might be because Jose has practical reasonableness particularly associated with gangsters that Pedro doesn't have, for example an instinct for self-preservation, an astute sense of when to bully and when to cajole and an insight into how to exploit the corruption of government officials. Although Jose has vices such as greed and anger, he also has virtues that are of immediate practical importance for the good of Pedro, such as courage and loyalty. In this respect, Jose is not entirely bad. Nor are these virtues merely instrumental goods, because they are employed for the good of Pedro, qua friend.
It might be objected that the truth of the counterfactual claim, ‘Had Jose not conceived affection for Pedro, then he would have done bad things to him’ shows that Jose is not a friend.Footnote 39 But its alleged truth merely demonstrates the fragility of the friendship rather than its absence. Jose may be as the saying goes ‘a good friend but a bad enemy’.
(iii) Certain goods of perceptiveness might be more readily available in a less than perfect world to someone who is less than perfect
Jose is less likely than Pedro to see the world through rose-tinted glasses. In a less than perfect world he is more likely to perceive duplicity, intrigue and malice, and so is better equipped to deal with them. On the other side of the coin Pedro, precisely because he is a virtuous agent both within the friendship and outside it, may be less able to perceive such qualities in others.
It might be objected that, on one plausible interpretation of Aristotle's view, it is impossible to have phronesis without virtue, so Jose has no practical reasonableness.Footnote 40 We see no reason to accept this claim. Why should we suppose that only the virtuous have phronesis or that being ‘street smart’ cannot count as having practical reasonableness? As reflected in the phenomenology of our everyday lives, we often talk of people who are ‘wise in the ways of the world’ and even when they are less than virtuous we will often seek their advice and help. It is precisely because Jose is a morally imperfect agent operating in a morally imperfect world that allows him to develop dispositions for dealing with other morally imperfect agents that Pedro might find difficult to develop, dispositions that are essential not only for well-being but also for mere survival. The employment of these dispositions, we suggest, constitutes a particular kind of practical reasonableness, and when it is directed at the good of Pedro qua friend, is an intrinsic good.
(iv) Forms of deception or self-deception may be crucial both to friendship and to psychological health
While this topic is peripheral to the key asymmetries we discuss, nonetheless it is instructive in understanding epistemological asymmetry. It is also important in critiquing the Aristotelian view that truthfulness is needed for valuable friendship.
Let us now revisit our story of Andrew and Brendan. Suppose that Andrew asks Brendan point-blank if he has the talent to ditch his job as an accountant and become a professional musician. Brendan knows that doing so would be disastrous for Andrew. Wishing to spare his feelings, he tells Andrew the lie that he has the talent but also tells him that the best way to pursue the change of profession is to do it in stages while holding on to his regular job. The lie protects Andrew's feelings and also the friendship while promoting Andrew's welfare or flourishing by allowing him to develop a more realistic view of it.Footnote 41 One friend but not the other may well be an expert in domains of life of crucial significance for the other. Moreover, human knowledge is inevitably limited in all sorts of important domains of life. Against this context of epistemic uncertainty, deceit may promote goods that are internal to friendship, because they are directed at promoting the friend's good.Footnote 42
As we have seen, Aristotle and his followers are committed to the claim that falsity undermines friendship because it tells against one of the central benefits of friendship, namely self-knowledge. However, there may also be ‘no-go’ areas in friendship. It might be practically wise of Andrew to conceal his painful childhood from Brendan because attempting to confront it himself would lead to his psychological disintegration. Or Brendan might know that for the sake of his psychological welfare, Andrew has deceived himself into thinking that his childhood was untroubled. Against Aristotle, Brendan might preserve the friendship by leaving Andrew's self-deception untouched, out of a care for Andrew that is sensitive to the particularity and vulnerability of his self, warts and all. Doing so protects him from harm and so promotes his flourishing.
(vi) Friendships may be morally inspirational - and so valuable - precisely because of their moral asymmetry
Suppose that Mother Teresa befriends a reprobate. The friendship affords her many opportunities to exercise virtue in practical action. The reprobate for his part has many opportunities to improve his character and goals through emulation and instruction. None of this rules out the possibility that Mother Teresa and the reprobate may come to care for each other intrinsically as friends. So friendships that are asymmetrical in virtue allow possibilities of moral regeneration. Since such possibilities are themselves goods, there are goods internal to friendship that the symmetrical view cannot explain. In fact the value of the friendship partly accrues from the moral asymmetry. Perhaps a rich actual case illustrating the capacity to have a morally (and spiritually) asymmetrical friendship is that of Christ and Mary Magdalene.Footnote 43 The special nature of their friendship is particularly celebrated in the Protestant traditions.Footnote 44 Moreover, while Christ is reported as usually employing the agape family of terms, he is also reported as specifically using the philia group in referring to Lazarus in John: 11, John in John: 20 and Peter in John: 21.
5. Conclusion
We have shown that Aristotelian and neo-Aristotelian accounts of friendship have overlooked a fourth important category of friendship, one that is valuable - indeed morally valuable. Unlike character friendships, such valuable friendships do not require significant symmetries of separateness of self, extension of second self, virtue or significant epistemological symmetry. Of course this is not to say that friendships of pleasure or utility cannot also be asymmetrical in these ways. For example, someone who enjoys the company of a lively individual because he delights in her amusing wit may be shaped by her in his goals much more than vice versa.Footnote 45 While we have not discussed friendships of pleasure or utility in any depth, our account of the dynamic nature of asymmetrical friendships allows for the banal fact that these may evolve from less valuable friendships of pleasure or utility. This insight tracks phenomenological experience, since even the most exalted friendships often originate in pleasure or utility. Our cases of asymmetrical friendship also differ from Aristotle's friendships of pleasure, utility and character because these are categorized in terms of attraction to pleasure, utility or virtuous character as motivating grounds for the friendship. Our cases do not fit this categorization so neatly.
Our account of asymmetrical friendships thus provides an account of valuable friendships that is much less demanding than Aristotle's character friendships. One obvious criticism of our approach in this paper is to say that Aristotle and those influenced by him on friendship are specifically concerned with character friendship as an ideal. Thus the asymmetrical friendships we discuss may indeed be valuable but less than ideal. We do not challenge this view. However it is widely recognized that Aristotle situates his ethical thinking in the context of everyday life. This suggests that any account of ideal friendship must also be concerned with the sorts of valuable friendships that actually do occur in everyday life. Our account of valuable asymmetrical friendship as distinct from pleasure or utility friendship restores this everyday focus, one we suspect Aristotle might endorse. To conceive of valuable friendship as being entirely or even mostly located in the ideal spectrum is to place the bar too high.
We agree with Aristotle that no one would choose to not have a full character friendship, but since friendships of pleasure or utility are no substitute, it is a poignant reality of life that we must sometimes settle for valuable asymmetrical friendships rather than no valuable friendships at all. It may well be that in Aristotle's era it was easier for his peers to enjoy character friendships since they had the wealth and thus the time to pursue joint projects together over extended periods of time. The rise of technology such as the internet, the increasing affordability of air travel and the modern importance of the concept of privacy means that in today's world we often lead lives that are much more compartmentalized.Footnote 46
A question remains. How closely do valuable asymmetrical friendships overlap with Aristotelian character friendship? One conjecture is that asymmetrical friendships lie on a continuum of value below character friendships, so that as the asymmetries are decreased, they approach character friendship. This coheres with the fact that the asymmetries themselves are defined in terms of conditions that admit of degrees. However, a careful answer to this question demands another paper.Footnote *