Introduction
Does human rights law require countries to investigate serious crimes and bring those responsible to justice? And if so, how far must a country go to satisfy this requirement? This case concerns the murder of Norbert Zongo, an investigative journalist and director of the weekly Burkinabe magazine L'Indpéndenant, his younger brother Ernest Zongo, and two work companions.Footnote 1 All four were killed in Burkina Faso on December 13, 1998, in suspicious circumstances. The case was brought by the families of Zongo and his colleagues (Individual Applicants) and the NGO Burkinabé Human and Peoples' Rights Movement (NGO Applicant, together the Applicants). The Applicants alleged that the murders of Zongo and his colleagues were not a random act of violence, but were instead related to their investigations into various political scandals, including those operating at the very highest levels of Burkinabe government.Footnote 2 The Applicants claimed that Burkina Faso officials had not only failed to properly investigate the case, but also deliberately stymied the investigation, leading to a failure to bring those responsible for the deaths to justice.Footnote 3 The judgment, rendered on March 28, 2014, is only the second judgment to be rendered on the merits by the African Court on Human and Peoples' Rights (the Court). The Court ruled unanimously that Burkina Faso had violated Article 1 and Article 7 of the African Charter on Human and Peoples' Rights. By a majority of 5 to 4, the Court also found that Burkina Faso had violated Article 9(2) of the African Charter on Human and Peoples' Rights and Article 66(2)(c) of the Revised Economic Community of West African States (ECOWAS) Treaty. Following the judgment on the merits, the Court rendered its reparations judgment, also included here.Footnote 4 This is only the second reparations judgment rendered by the Court, and the first to award reparations to the victims.
The Judgment on the Merits
Four areas of the judgment on the merits warrant attention: (i) the use of a new procedural regime; (ii) the development on the exception to the requirement to exhaust local remedies; (iii) the Court's interpretation of the right to have one's case heard by a competent court, under Article 7(1) of the African Charter; and (iv) the rather confusing situation regarding the majority decision on protection of journalists.
The Use of a Preliminary Decision
For the first time, the Court dealt with preliminary matters concerning admissibility and jurisdiction in a separate hearing and decision prior to considering the merits of the application. In this new preliminary stage, the Court upheld the Applicants' claims on jurisdiction, apart from alleged violations of Article 4 of the African Charter (right to life).Footnote 5 The use of this preliminary stage was novel, and has the potential to save the Court time, as it could use this stage to dismiss applications clearly without jurisdiction without the need to hear arguments on the merits. Of course, the concern could be that with a preliminary hearing, a case could contain three stages: preliminary, merits, and reparations, which may necessitate three separate court hearings and additional travel for applicants and their lawyers, as well as lengthening the overall time frame for a successful application. However, despite the potential to free up valuable capacity by quickly dismissing weak cases, to date, subsequent judgments have eschewed a preliminary hearing, possibly rendering this process a one-off.
Exhaustion of Local Remedies
As is well established, applicants must first exhaust local remedies before a case is considered admissible before the Court.Footnote 6 In this case, somewhat unusually, there was no dispute between the parties that the Individual Applicants had not exhausted all local remedies available to them.Footnote 7 The Applicants accepted that they had not taken their case as far as possible domestically but explained that this was due to the domestic system's ineffectiveness and slow pace.Footnote 8 The Court found that since a domestic appeal process was still available, the Applicants had failed to exhaust local remedies.Footnote 9 It found, however, that an exception existed due to the unduly prolonged nature of the domestic procedure thus far, which nullified the requirement to exhaust local remedies.Footnote 10 Importantly, the Court made clear that the “unduly prolonged” nature of a procedure that creates an exception to exhaustion of local remedies applies to the domestic procedure in its entirety and not just the potential remedies not yet utilized.Footnote 11 This standard provides much more flexibility and potentially allows for more future cases where undue delay exceptions are granted. Of interest to NGOs, the Court found that since the Burkina Faso legal system did not allow NGOs to bring similar actions domestically, the NGO Applicant was not required to demonstrate exhaustion of local remedies.Footnote 12
The Right to Have One's Cause Heard Before a Competent National Court
As to the main issue in the application, the Court considered that Burkina Faso had failed to act with due diligence in seeking out the killers of Norbert Zongo and his associates. The Court considered that this failure was in violation of the right to have one's cause heard before a competent national court as found in Article 7(1) of the African Charter.Footnote 13 It found that Burkina Faso was compelled to make all necessary efforts to search, prosecute, and bring to trial the perpetrators of crimes such as murder. In particular, the Court concluded that since it had already found that the domestic process was unduly prolonged in terms of exhaustion of local remedies, it was obliged for the same reasons to find that the case was not addressed within a reasonable amount of time pursuant to Article 7(1) of the African Charter.Footnote 14 The Court found several faults in Burkina Faso's approach to investigating the case, noting that the Individual Applicants had initiated their case in January 1999 and that after an order was issued in August 2006 to terminate the case against the main accused, Burkina Faso failed to pursue any further investigation, “as if the matter had come to an end.”Footnote 15 Since the Court had already found that Burkina Faso had violated Article 7 of the African Charter, it found that Burkina Faso had also simultaneously violated Article 1 of the African Charter. However, since the Court found a violation of Article 7 of the African Charter, it deemed it unnecessary to consider the allegations of a similar nature under the International Convention on Civil and Political Rights and the Universal Declaration on Human Rights.Footnote 16
The Protection of Journalists
Some confusion exists over the Court's findings on the protection of journalists. While the judgment sets out why Burkina Faso had not violated Article 9 of the African Charter read jointly with Article 66(2)(c) of the ECOWAS Treaty, the concluding page of the judgment states that violations of these instruments were found.Footnote 17 This position is bolstered further by the reparations judgment, examined below in further detail, which again states that the Court found Burkina Faso in violation of Article 66(2)(c) of the ECOWAS Treaty, which specifically protects journalists, and Article 9 of the African Charter.Footnote 18 What seems to have occurred is that this section of the judgment has been erroneously amended. This position leaves the reader without a proper explanation as to why the Court found violations, if indeed it did. This position is particularly frustrating given that these are new and important areas of the Court's work.Footnote 19
The Reparations Judgment
The Court rendered its reparations judgment on June 5, 2015, defining Burkina Faso's violation as “not act[ing] with due diligence in seeking out, prosecuting and putting on trial those responsible for the murder of Norbert Zongo and his three companions.”Footnote 20 This judgment on reparations marks the first time the Court has awarded reparations to the victims of human rights violations. The Court recalled the basic premise that any country in violation of international human rights provisions is required to make full reparation for the damage caused.Footnote 21 It stated that it would make an appropriate order to remedy the violation, including the payment of fair compensation or reparation.Footnote 22 The Court recognized two types of damages: material and moral.Footnote 23
Perhaps somewhat unfairly, given the confusion over the findings in the judgment on the merits discussed above, the Court found that since no arguments were put forward regarding reparations for violation of Article 9(2) of the African Charter and Art 66(c) of ECOWAS Treaty, the Court would only consider reparations concerning the violation of Article 7 of the African Charter.Footnote 24
Moral Damages
Concerning moral damages, the Individual Applicants requested lump sum payments to each of the families including payments to spouses, parents, children, and stepbrothers and stepsisters, on account of the pain, physical and emotional suffering, and trauma endured throughout the duration of the lengthy legal procedure. The Court found that Burkina Faso incorrectly equated victims entitled to reparations with heirs under Burkinabe law.Footnote 25 It found that the notion of victims is not necessarily limited to heirs, and may include other close relatives who can reasonably be considered to have suffered moral prejudice because of the violation of the human rights in question.Footnote 26 Accordingly, the Court found that spouses, children, fathers, and mothers may claim status as victims and therefore were eligible for reparations.Footnote 27
As to the amount of reparations, the Court applied the principle that full reparation must be commensurate with the prejudice suffered. The Court noted that the lump sum amounts submitted by the Individual Applicants were not contested by Burkina Faso and therefore saw no reason why it should not award the amounts as requested by the victims: 25 million CFA F per spouse (approximately $41,500), 15 million per child (approximately $25,000), and 10 million per mother or father (approximately $16,500).Footnote 28 Also of note, the Court accepted that a legal entity such as an NGO can suffer moral prejudice and granted the NGO Applicant a token payment of 1 CFA F for the “damages caused to it for its involvement in the search for truth.”Footnote 29
Material Damage
As to material damage, the Court found that reparations paid to the victims of human rights violations may also include the reimbursement of lawyers' fees and travel costs. The Court determined these fees based on what it considered reasonable in each case, awarding a lump sum comprising expenses and lawyers' fees in the amount of 40 million CFA F (approximately $66,500), a positive step in ensuring that applicants are represented by high quality legal representatives and that the applicants have some hope of regaining the sometimes enormous costs of traveling to the Court in Arusha, Tanzania, to have their case heard.Footnote 30
Guarantees of Nonrepetition
In addition to the awarding of reparations, the Court also ordered Burkina Faso to reopen the investigation into the deaths.Footnote 31 The order to reopen the investigation is notable. The Court was careful to leave it to the discretion of Burkina Faso as to how it will comply with the order to reopen the investigation.Footnote 32
Conclusion
The tenacity of the Individual Applicants should be recognized and applauded. Many years passed, yielding little in the way of progress or the hope of justice for the families of those killed in the most suspicious of circumstances. While not the first case to consider reparations, as the first judgment in which the Court has awarded reparations this should be considered a landmark judgment. With this case, the Court also makes it clear that the African Charter requires AU member states to make real attempts to properly investigate serious crimes, no matter the murky waters in which they may exist. Conducting lengthy but meaningless inquiries, ultimately aimed at hiding those responsible for serious crimes, will not do.
* This text was reproduced and reformatted from the text available at the African Court on Human and Peoples' Rights website (visited September 1, 2017), http://en.african-court.org/images/Cases/Judgment/Nobert%20Zongo%20Judgment-%20English.pdf.
AFRICAN COURT ON HUMAN AND PEOPLES' RIGHTS COUR AFRICAINE DES DROITS DE L'HOMME ET DES PEUPLES
IN THE MATTER OF
BENEFICIARIES OF LATE NORBERT ZONGO, ABDOULAYE NIKIEMA ALIAS ABLASSÉ, ERNEST ZONGO AND BLAISE ILBOUDO & THE BURKINABÉ HUMAN AND PEOPLES' RIGHTS MOVEMENT
V.
BURKINA FASO
APPLICATION NO. 013/2011
JUDGMENT
The Court composed of: Sophia A. B. AKUFFO, President; Bernard M. NGOEPE, Vice President; Gérard NIYUNGEKO, Fatsah OUGUERGOUZ, Duncan TAMBALA, Elsie N. THOMPSON, Sylvain ORE, El Hadji GUISSE, and Kimelabalou ABA - Judges; and Robert ENO - Registrar,
In the matter of
Beneficiaries of Late Norbert Zongo, Abdoulaye Nikiema alias Ablassé, Ernest Zongo and Blaise Ilboudo & the Burkinabé Human and Peoples' Rights Movement,
represented by:
Advocate lbrahima KANE, Counsel and
Advocate Chidi Anselm ODINKALU, Counsel
V.
Burkina Faso,
represented by:
Antoinette OUEDRAOGO, Counsel and
Anicet SOME, Counsel
After deliberations, unanimously renders the following Judgment:
I. SUBJECT OF THE APPLICATION
1. By letter dated 11 December 2011, the Court was seized of this matter by lbrahima Kane, claiming to act on behalf of the family and advocates of Late Norbert Zongo.
According to the document titled “Communication/Application” dated 10 December 2011 annexed to the aforesaid letter, the action is brought against Burkina Faso by the beneficiaries of Late Norbert Zongo, Abdoulaye Nikiema alias Ablassé, Ernest Zongo and Blaise Ilboudo and by the Burkinabé Human and Peoples' Rights Movement.
A) The facts of the matter
2. According to the Application, the facts date back to 13 December 1998, when Norbert Zongo, an investigating journalist, and his above-mentioned companions were murdered. The companions, Abdoulaye Nikiema and Blaise Ilboudo, were work colleagues of Mr. Zongo, while Ernest Zongo was his younger brother.
3. The Applicants state that “the investigating journalist and Director of the weekly magazine L'Indépendant, Norbert Zongo and his companions, Abdoulaye Nikiema, Ernest Zongo and Blaise Ilboudo, were found burnt in the car in which they were travelling, on 13 December 1998, seven kilometres from Sapouy, on the way to Leo, in the south of Burkina Faso”.
4. Relying mainly on the report of the Independent Commission of Enquiry set up by the Government to determine the cause of death of the aforementioned persons, the Applicants allege that “the murder of the four persons on 13 December 1998 is connected with investigations that Norbert Zongo was conducting on various political, economic and social scandals in Burkina Faso during that period, notably the investigation of the death of David Ouédraogo, the chauffeur of François Compaoré, brother of the President of Faso and Adviser at the Presidency of the Republic”.
5. The Applicants state that, “as the chauffeur and employee of François Compaoré, David Ouédraogo died on 18 January 1998 at the Health Centre of the Presidency in Burkina Faso, apparently as a result of the brutal treatment inflicted on him by presidential security guards who were investigating a case of money stolen from the wife of François Compaoré.”
6. The Applicants also claim that “Norbert Zongo had written a series of very critical articles on the matter in which he highlighted numerous irregularities, the refusal of the persons “implicated” to appear before justice, and above all the attempt to stifle a very embarrassing matter in which the family of the President's brother is deeply involved”.
B) Alleged violations
7. The Applicants allege concurrent violations of the provisions of various international human rights instruments to which Burkina Faso is a party.
8. With regard to the African Charter on Human and Peoples' Rights (hereinafter referred to as the “Charter”), they allege that article 1 (the obligation to take appropriate measures to give effect to the rights enshrined in the Charter); article 3 (equality before the law and equal protection of the law); article 4 (the right to life); article 7 (the right to have one's cause heard by competent national courts); and article 9 (the right to express and disseminate his or her opinion) have been violated.
9. Regarding the International Covenant on Civil and Political Rights (hereinafter referred to as “ICCPR”), they contend that article 2(3) thereof (the right to be heard in case of violation of rights); article 6(1) (the inherent right to life); article 14 (the right to have one's cause heard by a competent, independent and impartial tribunal); and article 19(2) (freedom of expression) have been violated.
10. As regards the Revised Treaty of the Economic Community of West African States (ECOWAS), they allege that article 66.2(c) (the obligation to ensure respect for the rights of journalists) has been violated.
11. With respect to the Universal Declaration of Human Rights, the Applicants allege that article 8 thereof (the right to an effective remedy by the competent national tribunals for acts violating the fundamental rights granted him by the constitution or by law) has been violated.
12. More specifically, the Applicants emphasize that “…. the crucial element in the obligation to protect the right to life and guarantee the existence of effective remedies when the said right is violated is the duty to investigate the perpetrators of the acts of homicide such as that of Norbert Zongo, identify the suspects and bring them to justice…”.
13. They further stress that “instead of fulfilling that obligation, Burkina Faso patently and repeatedly chose to frustrate the efforts of the families of Norbert Zongo and his companions at ensuring that those responsible for the deaths account for their actions”.
14. They also contend that “by failing to initiate an effective inquiry to determine the circumstances surrounding the death of Nobert Zongo and ensuring that those responsible are identified, tried and punished, Burkina Faso violated Norbert Zongo's right to life as guaranteed under article 4 of the Charter on Human and Peoples' Rights and article 6(1) of ICCPR, as well as article 3(2) of the Charter on equal protection of the law”.
15. Finally, they submit that “these actions for which Burkina Faso is held liable constitute a violation of article 9(2) of the Charter and article 9(1) and (2) of the ICCPR…” both of which guarantee freedom of expression.
II. HANDLING OF THE MATTER AT NATIONAL LEVEL
16. At this juncture, a summary of the manner in which this matter was handled at national level would be appropriate.
According to the narrative of events by the Applicants, both in their Application and in their submissions on the Merits, as well as at the Public Hearing of 28 and 29 November 2013, the matter went through the following main stages:
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– Seizure of the Dean of the Examining Magistrates of Cabinet No. 1 of the Ouagadougou High Court, by the State Prosecutor through a formal request dated 24 December 1998 for investigations to be initiated to ascertain the cause (or causes) of the death of the occupants of Norbert Zongo's car;
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– On the directive of the aforementioned judge, a post mortem examination of the exhumed bodies and forensic analysis of the items found at the scene of the crime, were conducted;
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– Letter of complaint and filing for damages by the Applicants - 6 January 1999;
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– Creation of an Independent Commission of Enquiry (ICE) charged with “conducting all the necessary investigations to establish the cause of death of the occupants of the 4WD vehicle with plate number 11 J 6485 BF, which occurred on 13 December 1998 on the Ouagadougou highway (Kadiogo Province), including the journalist Norbert Zongo” (December 1998). The Commission submitted its report in May 1999;
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– Decision by an extra-ordinary session of the Council of Ministers to forward the ICE report promptly to justice (May 1999);
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– Establishment of a Committee of the Wise to examine all issues pending at the time, and to make recommendations acceptable to all stakeholders on the national political scene (May 1999). The Committee of the Wise submitted its report in July 1999;
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– Summons issued on 16 January 2001 by a first Investigating Magistrate to François Compaoré who failed to appear;
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– Hearing of François Compaoré by a second Investigating Magistrate, after the first Investigating Magistrate who had charged him with murder and concealment of the body, had been withdrawn from the case (January 2001);
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– Indictment of one of the suspects previously identified by the ICE (February 2001). As the indictee was said to be ill, action on the matter was frozen for more than five years;
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– Order to terminate proceedings against the indictee for lack of evidence, issued by the Investigating Magistrate of the Ouagadougou High Court, after a witness declined to give evidence (July 2006); and
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– Appeal against the order to terminate proceedings filed by late Norbert Zongo's family before the Criminal Appeal Chamber of the Ouagadougou Court of Appeal, which dismissed the appeal and upheld the decision to terminate the proceedings (August 2006).
17. In its memorandum of response registering preliminary objections and response on the Merits, the Respondent confirmed the setting up of an ICE (Decree of December 1998 as amended on 7 January 1999) and of the Committee of the Wise (mentioned in the speech of the President of Faso on 21 May 1999 and effectively established on 1 June 1999) and provided details on the composition and mandate of the two structures as well as on the task they had accomplished.
18. Furthermore, the Respondent in particular made reference to the following procedures and actions:
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– Arrival of the Sapuoy Police at the crime scene on 13 December 1998 at 16.45 hours;
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– Arrival of the State Prosecutor of the Ouagadougou High Court at the crime scene on 14 December 1998;
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– Identification of the bodies on 15 December 1998 by a physician of the Lew Medical Centre;
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– The 24 December 1998 request by the State Prosecutor for investigations to be initiated to determine the cause or causes of the death of the occupants of the car with Registration Number 11 J6485 BF, and for the matter to the referred to Investigating Magistrate of chamber 1 to that effect;
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– Submission of the ICE Report on 7 May 1999;
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– Forwarding of the ICE Report to justice by the Government;
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– Forensic and ballistic reports ordered by the Investigating Magistrate;
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– The 21 May 1999 application by the State Prosecutor of Burkina Faso, for investigations to be initiated against X for the murder of Norbert Zongo, Ernest Zongo, Blaise Ilboudo and Abdoulaye Nikiema alias Ablassé;
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– Examination of the case file by the Investigating Magistrate, followed by the arrest and detention of the principal suspect on 2 February 2001;
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– Adversarial procedure between the principal suspect, Warrant Officer Marcel Kafando and the witness Jean Racine Yameogo;
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– The suspension on 15 May 2001 of the adversarial procedure between the accused and the witness as a result of the poor state of health of the accused; and resumption of the adversarial procedure on 31 May 2006;
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– Definitive directive by the State Prosecutor on 13 July 2006, requiring the abandonment of the proceedings against the sole accused person;
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– Order to terminate proceedings issued by the Investigating Magistrate on 18 July 2006;
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– Appeal filed by the parties civiles (private parties) on 19 July 2006 with the Criminal Appeal Court of Ouagadougou against the Order to terminate proceedings for lack of evidence; and
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– Ruling by the Appeal Court on 16 August 2006, confirming the Order to terminate proceedings issued by the Investigating Magistrate.
19. The Court notes that the narration of the facts on the handling of the matter at national level as presented by the Applicants and by the Respondent State was, on the whole, the same and complementary, save on three issues, which were also debated during the Public Hearings of 7 and 8 March and of 28 and 29 March 2013.
Firstly, the Respondent claimed that the matter was handled by a single Investigating Magistrate, thus refuting the Applicant's allegation according to which the first Investigating Judge had been withdrawn from the case. In rebuttal, Counsel for the Applicants provided the names of the two Investigating Magistrates. Finally, during the Public Hearing of 29 November 2013, Counsel for the Applicants admitted that there was only one Investigating Magistrate in the matter of Norbert Zongo and Others (infra, paragraph 129).
On the second issue, whereas the Applicants contend that Mr. François Compaoré refused to appear before a first Magistrate, but appeared once before a second Magistrate who replaced him when he the Magistrate was withdrawn from the case, the Respondent posited that Mr. François Compaoré appeared at least twice before a single Investigating Magistrate who dealt with the matter.
Furthermore, the Respondent refutes the Applicant's allegation that the hearing of the matter was stayed between 2001 and 2006, and claims that the hearing, including the hearing of witnesses, continued throughout that period.
The Court will have the opportunity to review all the aforesaid allegations when examining the allegation of violation of the right to have one's cause heard by competent national courts.
III. SUMMARY OF THE PROCEDURE BEFORE THE COURTFootnote 1
20. The application was received at the Registry of the Court on 11 December 2011.
21. By separate letters dated 11 and 23 January 2012, addressed to the Minister of Foreign Affairs of Burkina Faso, the Registry transmitted the application to the Respondent pursuant to Rule 35 (4) (a) of the Rules of Court and requested that the names and addresses of the representatives of Government be submitted to the Court within thirty (30) days of receipt of the application. The Registry further indicated that the Minister's response to the application should be filed within sixty (60) days as stipulated by Rule 37.
22. By letter dated 13 March 2012, addressed to the Registrar and submitted through a Note Verbale dated 23 March 2012 from the Embassy of Burkina Faso, Permanent Mission to the African Union, the Burkinabé Minister of Communication, Spokesperson of the Government and Interim Minister of Foreign Affairs and Regional Cooperation, submitted the names and addresses of the representatives of the Government of Burkina Faso.
23. By separate correspondence dated 11 April, 25 April, 8 May and 15 May 2012, respectively, the Respondent transmitted to the Court Registry, its response to the application, with observations regarding the admissibility of the application.
24. In its memo in response dated 11 April 2012 received in the Court Registry on 17 April 2012, the Respondent State raised objection regarding the Court's jurisdiction ratione temporis and the admissibility of the application, on the grounds that the Applicants failed to exhaust local remedies and had not observed reasonable time prior to submission of the application to the Court.
25. By letters dated 6 and 8 June 2012, respectively, addressed to the Applicants, the Registry forwarded copy of the response of the Respondent.
26. In their memo in reply received in the Court Registry on 22 August 2012, the applicants systematically rejected the preliminary objections raised by the Respondent State.
27. At its 26th Ordinary Session held in Arusha from 17 to 28 September 2012, the Court decided that the written procedure on the preliminary objections was closed, and scheduled a Public Hearing on the said objections for March 2013.
28. The Court effectively held a Public Hearing on 7 and 8 March 2013, following which it went into deliberation on the preliminary objections.
29. By letters dated 12 April 2013 addressed to the parties, the Registrar requested the latter to produce, within fifteen days, all such document as may corroborate the allegations made at the Public Hearing, with specific request to the Respondent to submit all such document as may prove that between 2001 and 2006, treatment of the matter had continued, particularly with the hearing of witnesses.
30. By letter dated 25 April 2013, one of the Counsels to the Respondent State transmitted to the Registrar, a list of documents compiled on 20 July 2006, detailing all the action taken in regard to the case from 1999 to 2006, signed as required by law, by the Investigating Registrar of the Court in Ouagadougou, together with nine reports comprising twenty-two pages of hearings, adversarial procedures and submissions, totalling sixty-three procedural acts which form part of the process of addressing the matter between the period of suspension of the hearing of the principal accused and the appeal proceedings.
31. By letter dated 28 April 2013, the Applicants responded to the Registrar's letter mentioned in paragraph 29, reiterating their position that the matter had been stayed between 2001 and 2006, and producing a copy of the definitive directive dated 13 July 2006 by the Prosecutor of Faso to terminate proceedings, as well as a copy of the summons dated 28 April 2006 issued to the Counsel to appear for the hearing of Madam Geneviève Zongo.
32. On 21 June 2013, the Court delivered its ruling, as follows:
“On these grounds,
THE COURT, unanimously,
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1. Upholds the objection to the Court's jurisdiction ratione temporis with respect to the violation of the right to life, based on the 13 December 1998 murder of Norbert Zongo, Abdoulaye Nikiema known as Ablassé, Ernest Zongo and Blaise Ilboudo;
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2. Overrules the objection to its jurisdiction rationae temporis in regard to the allegation of violation of the rights of the Applicants to have their cause heard by a Judge on the basis of the judicial acts and procedures which occurred during treatment of this matter at national level;
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3. Overrules the objection to the Court's jurisdiction rationae temporis on allegations of violations of human rights in regard to the obligation to guarantee respect for human rights, the right to equal protection of the law and equality before the law, and the right to freedom of expression and the protection of journalists as long as these allegations are directly linked to the allegation of violation of the right of the Applicants to have their cause heard by competent national courts.
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4. Declares that, in the circumstances of the case, the objection to the admissibility of the application on the grounds of failure to exhaust local remedies is not an exclusively preliminary objection and joins the said objection to the substantive case;
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5. Overrules the objection to the admissibility of the application on the grounds of failure to observe reasonable time in the submission of the application to the Court;
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6. Decides to consider the merits of the matter;
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7. Directs the Respondent to submit to the Court its response on the merits of the case within 30 days of the date of this Ruling; and further directs the Applicants to submit to the Court their briefs on the merits of the case within 30 days from the date of receipt of the response of the Respondent State”.
33. By letters dated 3 July 2013 addressed to the parties, the Registrar served them with a copy of the 21 June 2013 Ruling on the preliminary objections, and informed them that the Public Hearing on the merits of the case would take place on 19 and 20 September 2013 at the Seat of the Court in Arusha.
34. By letter dated 19 July 2013, the Respondent submitted to the Registrar, two copies of its briefs in response, pursuant to the provisions of the 21 June 2013 Ruling of the Court.
35. By letter dated 30 July 2013, the Registrar notified the Applicants of the above mentioned response of the Respondent State, and invited them to submit their reply, if need be, within thirty days from the date of receipt of the notice.
36. By letter dated 27 August 2013 addressed to the Registrar, the Applicants requested an extension of the deadline by thirty days, to enable them collect all the evidence which they would like to annex in support of their reply.
37. By letter dated 3 September 2013, the Registrar informed the Applicants that the Court had decided to extend the deadline for submission of their reply by thirty days effective from 6 September 2013, and that the Public Hearing had therefore been deferred to a date to be announced.
38. The Court further decided that the Public Hearing on the merits of the case would be held during the November-December 2013 Ordinary Session, on dates to be announced. At its 30th Ordinary Session held in Arusha from 16 to 28 September 2013, the Court agreed on 28 and 29 November 2013 as dates for the Public Hearing.
39. By email dated 7 October 2013, received in the Registry on the same date, the Applicants, through their representatives, filed their reply dated 6 October 2013.
40. The Public Hearing was held on 28 and 29 November 2013, at the Seat of the Court in Arusha, and the Court heard the submission of the Parties as follows:
For the Applicants:
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– Advocate Benewende Stanislas SANKARA, Counsel
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– Advocate lbrahima KANE, Counsel
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– Advocate Chidi Anselm ODINKALU, Counsel
For the Respondent State:
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– Dieudonné Désiré SOUGOURI, Director General of Legal and Consular Affairs at the Ministry of Foreign Affairs and Regional Cooperation
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– Advocate Antoinette OUEDRAOGO, Counsel
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– Advocate Anicet SOME, Counsel
41. During the Public Hearing, the Judges of the Court asked the parties questions and the latter responded.
42. By letter dated 18 December 2013 addressed to the Registrar of the Court, the Respondent, as requested by the Court during the Public Hearing of 29 November 2013, submitted a set of documents intended to establish the fact that hearing on the matter had not been suspended between 2001 and 2006 on grounds of the illness of the accused, Marcel Kafando, and that the hearing followed its normal course.
The documents produced included: letters of assignment of Counsels for the beneficiaries of Norbert Zongo et al; letters from the Counsel requesting that some witnesses be heard; warrants for the detention and for extension of the period of detention of the accused; several medical documents on the state of health of the suspect; several summons for witnesses and the suspect; twenty seven (27) reports on the hearings.
43. By letter dated 2 January 2014, the Registrar served these documents on the Applicants.
44. By letter dated 29 January 2014, the Applicants submitted to the Court, following its request at the Public Hearing of 29 November 2013, the written submissions of Maître B. N. Sankara at the Public Hearing, as well as documents annexed to the pleadings. The documents produced were, inter alia, the Applicants' complaint in a civil suit; several reports on interrogations and adversarial procedures; exchange of correspondence between the Applicants and the Prosecutor of Faso on the subject of reopening of investigations into the matter, after the 18 July 2006 Order to terminate proceedings.
45. During the written procedure, the parties made the following submissions:
On behalf of the Applicants,
In the application:
“52. In view of the above-mentioned points of fact and the law, without prejudice to elements of fact and of law, and elements of evidence which may later be adduced, as well as the right to amend and supplement this document, the beneficiaries of Late Norbert Zongo, Abdoulaye Nikiema alias Ablassé, Ernest Zongo and Blaise Ilboudo and the Burkinabé Human and Peoples' Rights Movement, respectfully pray the Court to:
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(1) Declare the application admissible;
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(2) Declare that the State of Faso has violated the relevant provisions of the Universal Declaration of Human Rights (article 8), the ICCPR [articles 2(3), 6(1) and 19(2)], the Charter [articles 1, 3, 4, 7, 9 and 13] and the Revised ECOWAS Treaty [article 66 (2) (c)];
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(3) Order Burkina Faso to pay to the beneficiaries of Late Norbert Zongo, Abdoulaye Nikiema alias Ablassé, Ernest Zongo and Blaise Ilboudo and the Burkinabé Human and Peoples' Rights Movement, the following damages:
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(a) Damages for all the losses incurred in terms of family support following the assassination of Norbert Zongo, Abdoulaye Nikiema alias Ablassé, Ernest Zongo and Blaise Ilboudo, the burial expenses and loss of the vehicle which they were using at the time of the assassination;
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(b) General damages for the pain, physical suffering and emotional trauma endured by the beneficiaries of Late Norbert Zongo, Abdoulaye Nikiema alias Ablassé, Ernest Zongo and Blaise Ilboudo and the Burkinabé Human and Peoples' Rights Movement for the entire period of mourning, and the protracted judicial procedure for which the Burkinabé authorities should be held fully responsible;
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(c) Punitive damages as a deterrent to ensure Burkina Faso does not again engage in such crimes on its territory and to compel it to harmonise its legislation with the principles and standards of judicial procedure applicable at international level. The complainants submit themselves to the wisdom of the Court to determine the quantum of the damages mentioned hereinabove.”
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In its response to the preliminary objections:
“62. In view of the points of fact and of law as stated above, and without prejudice to elements of fact and of law, the evidence which may later be produced, as well as the right to supplement and amend this document, the beneficiaries of Late Norbert Zongo and his three companions pray the Court to reject the preliminary objections raised by Burkina Faso and to consider their Application admissible”.
In their reply on the merits of the case:
“41. As regards the determination of the quantum of damages which we are seeking, we submit ourselves to the wisdom of your august Court and request that it take due account of the anguish and mental pressure which the beneficiaries of Norbert Zongo, Ernest Zongo, Blaise Ilboudo, and Ablassé [sic] Nikiema alias Ablassé have continued to endure as they are yet to know those who murdered their relatives. To the above should be added the financial losses incurred since the disappearance of the persons who substantially provide the daily bread of their families (…).
42. [We pray the Court to]… grant the request for payment of damages be they general, special or punitive”.
On behalf of the Respondent,
In its response with respect to the preliminary objections:
“89. In consequence of the aforesaid, the Government of Burkina Faso respectfully prays the African Court on Human and Peoples' Rights to declare inadmissible Communication No. 013/2011 of 11 December 2011 filed against Burkina Faso, by the beneficiaries of Late Abdoulaye Nikiema alias Ablassé, Ernest Zongo, Blaise Ilboudo and Norbert Zongo and the Burkinabé Human and Peoples' Rights Movement (MBDHP)”.
In its response on the merits:
“103. Consequently, it prays the Court”,
On the procedure,
To declare,
Communication/Complaint No. 013/2011 of 11 December 2011 inadmissible for having failed to exhaust local remedies (article 56 (5) of the African Charter on Human and Peoples' Rights and Rule 40.5 of the African Court on Human and Peoples Rights), firstly because, the highest court in Burkina Faso, the “Cour de cassation” was not seized of the matter by the beneficiaries of Late Norbert Zongo, Abdoulaye Nikiema alias Ablassé, Ernest Zongo and Blaise Zongo and by the Burkinabé Human and Peoples' Rights Movement (MBDHP) before it was brought before the African Court on Human and Peoples' Rights; and secondly, because the procedure before the domestic courts had not been unduly protracted.
On the merits
If the Communication/Complaint was to be declared admissible, it should be rejected as unfounded and, as a consequence, all claims for damages be it general, special or punitive, brought by the beneficiaries of Late Norbert Zongo, Abdoulaye Nikiema alias Ablassé, Ernest Zongo and Blaise Zongo and by the Burkinabé Human and Peoples' Rights Movement (MBDHP) should be dismissed”.
46. At the Public Hearing of 28 and 29 November 2013, the Applicants stood by their submissions while the Respondent maintained its position.
IV. COMPETENCE OF THE COURT
47. Rule 39 (1) of the Rules of Court provides that “The Court shall conduct preliminary examination of its jurisdiction….”
48. Regarding its material jurisdiction, article 3(1) of the Protocol establishing the Court (the Protocol) provides that “The jurisdiction of the Court shall extend to all cases and disputes submitted to it concerning the interpretation and application of the Charter, this Protocol and any other relevant Human Rights instrument ratified by the States concerned”.
In the instant case, the Applicants allege violation, by the Respondent State, of the provisions of the Charter, of the ICCPRFootnote 2 , as well as a provision of the Revised ECOWAS Treaty which guarantees the rights of journalists. ( supra, paragraph 7 to 11).
Consequently, the Court does have the material jurisdiction to consider the said allegations.
49. As regards the personal jurisdiction of the Court, the Protocol first requires that the State against which action is brought should not only have ratified the Protocol and the other human rights instruments mentioned (article 3(1) above, but also, in relation to applications from individuals, must have made the declaration accepting the competence of the Court to receive such applications as provided for in article 34.6. In the instant case, records show that Burkina Faso became a Party to the Charter on 21 October 1986, and the ICCPR on 4 April 1999, ratified the Revised ECOWAS Treaty on 24 June 1994, and also made the declaration as required under article 34(6) on 28 July 1998.
The Protocol provides that “the Court may entitle Non-Governmental organizations (NGOs) with observer status before the Commission and individuals to institute cases directly before it, in accordance with article 34(6) of the Protocol”. In the instant case, the beneficiaries of Norbert Zongo and others are individuals, and, as the records indicate, the Burkinabé Human and Peoples' Rights Movement (MBDHP) is an NGO with observer status before the African Commission on Human and Peoples Rights (The Commission)Footnote 3 .
In view of the foregoing, the Court notes that it also has personal jurisdiction to hear the case based on the submissions of the Applicants and those of the Respondent State.
50. As regards the Court's jurisdiction rationae temporis, it should be noted that the Court had already issued a ruling on the preliminary objections raised by the Respondent State in that regard.
In its ruling of 21 June 2013 on this issue, the Court sustained the objection to its jurisdiction rationae temporis on the allegation of the violation of the right to life but overruled the objection to its jurisdiction rationae temporis on the allegation of violation of the rights of the Applicants to have their cause heard by a judge, as well as the allegations of violation of human rights in relation to the obligation to guarantee respect for human rights, the right to equal protection of the law and equality before the law and the right to freedom of expression and protection of journalists (supra, paragraph 32).
51. It emerges from the foregoing considerations, that the Court does have jurisdiction to hear all allegations of human rights violations made by the Applicants save the allegation on violation of the right to life.
V. ADMISSIBILITY OF THE APPLICATION
52. Rule 39 of the Rules of Court provides that “The Court shall conduct preliminary examination of its jurisdiction and the admissibility of the application in accordance with articles 50 and 56 of the Charter, and Rule 40 of these Rules”.
Article 6(2) of the Protocol for its part provides that “The Court shall rule on the admissibility of cases taking into account the provisions of article 56 of the Charter”.
Rule 40 of the Rules of Court which essentially refers to the provisions of article 56 of the Charter, states that:
“Pursuant to the provisions of article 56 of the Charter to which article 6(2) of the Protocol refers, applications to the Court shall comply with the following conditions:
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1. disclose the identity of the Applicant notwithstanding the latter's request for anonymity;
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2. comply with the Constitutive Act of the Union and the Charter;
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3. not contain any disparaging or insulting language;
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4. not be based exclusively on news disseminated through the mass media;
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5. be filed after exhausting local remedies, if any, unless it is obvious that this procedure is unduly prolonged;
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6. be filed within a reasonable time from the date local remedies were exhausted or from the date set by the Court as being the commencement of the time limit within which it shall be seized with the matter; and
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7. not raise any matter or issue previously settled by the parties in accordance with the principles of the Charter of the United Nations, the Constitutive Act of the African Union, the provisions of the Charter or of any legal instrument of the African Union”.
A) Admissibility requirements not canvassed by the parties
53. Requirements in respect of the identity of Applicants, the compatibility of the application with the Constitutive Act of the African Union and the Charter, the language used in the application, the nature of evidence and the principle of non bis in idem, (paragraphs 1, 2, 3, 4 and 7 of Rule 40 of the Rules) have not been raised by the parties.
For its part, the Court equally notes that there is no suggestion in the pleadings submitted to it by the parties that any of these conditions has not been met.
Consequently, the Court is of the opinion that the requirements under consideration herein have been fully met in the instant case.
B) Requirements relating to seizure of the Court
54. In its preliminary objections, the Respondent State had raised an objection to the admissibility of the application on the grounds that reasonable time had not been observed in submitting the application to the Court (Rule 40(6).
However, in its Ruling of 21 June 2013, the Court dismissed that objection. ( supra, paragraph 32).
Consequently, the requirement regarding the time for submitting the case to the Court by the Applicants has equally been met.
C) Objection to the admissibility of the application due to failure to exhaust local remedies
55. In its preliminary objections, the Respondent also raised an objection to the admissibility of the application on the grounds of non-exhaustion of local remedies (Rule 40 (5).
However, in its Ruling of 21 June 2013, the Court had declared that this objection was not of an exclusively preliminary nature and had to join it with the merits, pursuant to Rule 52 (3) of the Rules of Court ( supra, paragraph 32).
At this juncture of consideration of the matter, the Court will now rule on the said objection.
56. An examination of the pleadings establishes that there was no dispute over the fact that the individual Applicants had not exhausted all the local remedies available to them under the Burkinabé judicial system. It had been clearly established that they had decided not to go on appeal.
The issue in contention here between the parties is, first, one of determining whether the fact that the individual Applicants did not resort to the Court of Final Appeal (Cour de Cassation) was effective or not. The other issue is one of ascertaining whether litigation of these cases had been unduly prolonged within the meaning of article 56(5) of the Charter.
Moreover, it will be necessary to treat separately the issue as to whether or not the Burkinabé Human and Peoples' Rights Movement (MBDHP) was, for its part, also required to exhaust local remedies.
1) The issue of the effectiveness of the Appeal to the “Cour de Cassation” (Court of Final Appeal)
57. In its response dated 13 April 2012, the Respondent noted that the highest judicial institution in Burkina Faso, the “Cour de cassation”, had not been seized of the matter before it was brought before the African Court on Human and Peoples' Rights.
58. It stated that whereas that option was available to them, the Applicants failed to have recourse to the “Court of Final Appeal” and therefore “[had] not exhausted all the local remedies available”.
59. The Respondent further stressed that “……the Court of Final Appeal was in the position to give them satisfaction because, according to article 605 of the Criminal Procedure Code, ‘when it annuls a ruling or a judgement, the Criminal Bench of the Court of Final Appeal refers a case and the parties back to a court of the same level and jurisdiction as the one which issued the impugned decision or, if necessary, before the same court but differently constituted”.
60. This position was reiterated by the Respondent State during the Public Hearing of 7 and 8 March 2013, by emphasising that even though the decisions of the ‘Cour de cassation' were not subject to any deadline, recourse to that jurisdiction was easy to initiate and was useful, efficient and sufficient, and “may have resulted in a decision different from that of the Investigating Magistrate and of the ‘Chambre d'accusation' (Court of Criminal Appeal)”.
61. In its response on the merits of the matter, the Respondent again submitted that since the Applicants themselves had refused to make use of the “Cour de Cassation”, even though that remedy was available, easy and accessible, and could have resulted in the reversal of the ruling of 16 August 2006, they could no longer accuse Burkinabé courts of being inefficient or unable to investigate, identify and act with diligence in bringing to justice those responsible for the assassination of Norbert Zongo.
62. In their application, the Applicants indicated that “in Burkinabé law, there is the possibility of appeal to the ‘Cour de Cassation' under article 575 of the Criminal Procedure Code”, and that “the family of Norbert Zongo deliberately decided not to use that procedure and, instead, to go to the African Court because the judicial remedies it had sought for 9 years had proved to be inefficient and unsatisfactory, and seizure of the “Cour de Cassation” would have been a waste of time”.
63. They stressed that “having recourse to the “Cour de Cassation” would have been futile as it was common knowledge that the supreme jurisdiction took about five years, after it has been seized, to rule on the least of matters”.
64. In their reply to the preliminary objections, the Applicants stated in the main that “an Applicant was not bound to go to an inefficient or insufficient jurisdiction, that is, a jurisdiction which may not provide the remedy to the allegations of human rights violations”.
65. At the Public Hearing of 7 March 2013, Counsel for the Applicants restated this same position, insisting on the ineffectiveness of this “Cour de Cassation”, which in his view “did not provide the possibility to change the substance of the decisions that had been taken”.
66. The Court observes that under the Burkinabé judicial system, appeals to the “Cour de Cassation” were intended to annul a final judgement or ruling for violation of the law (Criminal Procedure Code of 21 February 1968, articles 567 and et seq).
67. As has just been seen, according to the Respondent, the “Cour de Cassation” was an absolutely effective judicial remedy which allows the highest court in the land to redress violations of the law by lower courts.
The Applicants however argue that, in the instant case, this remedy would not have yielded any effect as the “Cour de Cassation” was limited to censuring violations of the law without delving into the merits of the matter per se.
68. In ordinary language, being effective refers to “that which produces the expected result” (Le Petit Robert, 2011, p. 824). On the issue under consideration, the effectiveness of a remedy is therefore measured in terms of its ability to solve the problem raised by the Applicant.
69. In the instant case, no doubt has been cast a priori on the ability of the “Cour de Cassation” to bring about a change in the situation of the Applicants on the merits of the matter, where it notices any violations of the law in the treatment of the matter by the Court whose ruling has been impugned.
On that score, it should even be noted that in terms of article 605 of the Criminal Procedure Code of Burkina Faso “…if the judgment or ruling on appeal is reversed [anew] for the same reasons as the first, the judicial chamber will apply the provisions of the law to the facts deemed established by the Judges of the lower court”; which means that, in the final analysis, the lower court itself will rule on the merits of the matter.
Furthermore, in terms of article 18 of the Organic Law No. 013-2000/AN of 9 May 2000, on the organisation, jurisdiction and functioning of the “Cour de Cassation” and its procedure …where the referral is ordered by the combined chambers of the “Cour de Cassation”, the lower court to which the matter is referred has to comply with the decision of the combined chambers on the points of law addressed by the latter.
Finally, in terms of article 19 of the same law, “[the ‘Cour de Cassation] in reversing a decision without referral may put an end to litigation when the facts of the matter are such that they allow for application of the appropriate law.
70. It is therefore clear that appeal at the Cour de Cassation is not a waste of time and it can in certain circumstances lead to a change or change the substance of a decision; and without making such an appeal, one may not know what the Court would have decided.
As the European Court of Human Rights noted, in a matter concerning France which belongs to the same legal family as Burkina Faso: “the Cour de Cassation” is among the local remedies to be exhausted in principle to comply with article 35 of the ConventionFootnote 4 .
From the foregoing, it is evident that the appeal provided by the Burkinabé judicial system is an effective remedy, which the individual applicants should have accessed so as to comply with the rule of exhaustion of local remedies required under article 56(5) of the Charter and Rule 40(5) of the Rules.
71. It is understood that this conclusion does not in any way prejudge the distinct issue as to whether the procedure relating to a given remedy is unduly prolonged. This issue will now be addressed by the Court.
2) The issue of unduly prolonged procedure
72. In its preliminary objections and response to the Applicants' submission regarding the unduly prolonged nature of the procedures, the Respondent argues, firstly, that “the unduly prolonged nature of the procedure …is determined only in cases where available and effective remedies do exist but have not been utilised and not in the entire procedure” adding that “the unduly prolonged nature of the procedure does not apply in matters where remedy is available (such) as the ‘Cour de Cassation' in the instant case, but not utilised whereas it could have been accessed by the Applicants without the least impediment”.
73. The Respondent further argues that “the unduly prolonged concept is also not considered where available and accessible remedies are ineffective as they afford litigants the opportunity to cure the alleged violation”; and then goes on to note that:
“Ironically, the five (5) years which they didn't want to “loose” before the ‘Cour de Cassation', were spent idling, before the matter was referred to the African Court on Human and Peoples' Rights (…) whereas the African Commission on Human and Peoples Rights was functional to hear the alleged violations…”
74. The Respondent further argues, based on the jurisprudence of the African Commission on Human and Peoples' Rights, “that it is up to the complainant seeking a waiver “to prove the veracity of the facts alleged either by trying to seize the national courts or by presenting a specific case where actions in court were finally proven to be ineffective…” and that in the instant case “the Applicants do not present any evidence as to the veracity of the facts which they are alleging”.
75. Lastly, the Respondent State argues that “the duration of the handling of the Norbert Zongo case cannot be referred to as one in which local remedies have been unduly prolonged” and that “this duration is tied to the complexity of the dossier, the absence of formal evidence concerning identification of the culprits and the need for the Courts to respect the principle of presumption of innocence”.
76. In its response on the merits of the matter, the Respondent invoking the jurisprudence of the European Court of Human Rights, argues that “the reasonableness of the duration of a procedure is determined on the basis of the circumstances of the case and more specifically on grounds of the complexity of the matter, the comportment of the Applicant and of the competent authorities”.
77. On this score, the Respondent once again sought to show how complex the matter had been (murder in open countryside; absence of eye witnesses; vehicle and corpses burnt to ashes; x-rays and forensic reports carried out by experts in Burkina Faso and abroad; hearing of hundreds of witnesses) and concluded that “the more complex the matter, the more protracted the investigations would be”.
78. The Respondent then added that the comportment of the Applicants' advocates could have caused an extension of the duration of the hearing. As proof in support, the Respondent refers to the fact that the representative of Reporters Without Borders and a certain Mr. Moise Ouédraogo claimed to be in possession of information useful for the investigation without submitting such information to the State Prosecutor of Burkina Faso at the time of the investigation, and waited until the end of the case to make mention of it. Further reference was made to the fact that the representative of Burkinabé Human and Peoples' Rights Movement who had presided over the Independent Commission of Enquiry “had not reported these facts to the State Prosecutor of Faso, facts of which he could not have been unaware”.
79. The Respondent finally pleads that “it cannot be accused of the laxity or inaction on the part of the political, administrative and judicial authorities” (creation of the ICE which included national and international journalists and the MBDHP which was both a member and the chair of the ICE; seizure of the Court on the basis of ICE report). It further states that “it can also not be blamed for not providing effective and efficient local remedies to the beneficiaries of Norbert Zongo and his companions” (opening of the investigations against X; allocation of significant financial and material resources to the Investigating Magistrate; conduct of autopsy and forensic examination on the objects found in the vehicle and on the arms and ammunition similar to those found at the scene of the incident, photographs, transportation to the scene of the incident, hearing of dozens of witnesses; arrest and detention of Marcel Kafando on 2 February 2001). It concludes that “the investigating magistrate cannot be blamed for having waited for two years before questioning the prime suspects, as if he had not initiated any preliminary procedure (hearing of witnesses, request for forensic evidence, etc….) from the time he was seized of the matter”.
80. As regards the period between 2001 and 2006, again relying on the jurisprudence of the European Court of Human Rights, the Respondent explains that even the slowdown of investigations which could have been caused (but not proven) by the five (5) year suspension of adversarial procedure between of Marcel Kafando and Racine Yameogo cannot be blamed on the State, given that “it has been deemed on several occasions that the State cannot be blamed for prolongation of the duration of the proceedings for reasons of the illness of a suspect”.
81. On the determination of the period of reasonable time, the Respondent is of the view that the dies a quo should be the day when Marcel Kafando was arrested (2 February 2001) and the dies ad quiem the day on which the ruling became final, as no appeal was logged with the “Cour de Cassation” (31 August 2006), that is, five years, six months and 29 days.
82. The Respondent concludes that “in view of the complex nature of the matter and the comportment of the Applicants and their advocates, as stated earlier, one could conclude that the duration of the investigation was normal, thanks to the effectiveness of the Investigating Magistrate and the substantial contribution made by the political and administrative authorities of Burkina Faso” and that “the said duration meets the requirements of reasonable time as set out in community and international instruments, violations of which are being wrongly attributed to Burkina Faso”.
83. In their submission, the Applicants recall that the judicial remedies they had resorted to lasted 9 years and would have again been prolonged for five more years if the “Cour de Cassation” had been seized.
84. They explain that “…in the instant case, it is probable that given the bad faith on the part of the political authorities, this delay could have been prolonged at will”. They assert that “article 56(5) of the Charter provides that an Applicant before the Court was not bound to exhaust local remedies where the judicial process is unduly prolonged” (sic).
85. In their reply to the preliminary objections, the Applicants noted that in this matter “they had to wait…for close to two years for the brother of the President of Faso, who seems to be at the centre of this case of murder of the journalist and his companions, to be heard by an Investigating Magistrate”, adding that: “some other strange occurrence in this case is the fact that the matter was frozen for over five years because of the illness of the principal accused, who later would be discharged for lack of evidence upon resumption of the hearing by the Investigating Magistrate before his demise”.
86. The Applicants further cite as example the case of Thomas Sankara, former President of Faso, in which they allege that, “the Sankara family, for fifteen (15) good years, had unsuccessfully requested the Burkinabé judicial system to identify those responsible for the murder of the former President and in particular to show them where he was buried”.
87. In their correspondence to the Court dated 28 April 2013, submitted upon request by the Court to the parties to submit all such documents as may corroborate the allegations they made during the Public Hearing of 7 and 8 March 2013, the Applicants maintained their position according to which the handling of the matter was interrupted between 2001 and 2006, adding that “….the judicial machine really came alive in this case only in May 2006 with the real face off before the Investigating Magistrate Wenceslas H. Ilboudo, between the principal suspect, Staff Sergeant Marcel KAFANDO and a witness in the matter, Jean Racine YAMEOGO”.
The Applicants explain that “….it was only on 4 May 2006 that the same Investigating Judge heard, for the first time, the widow of Norbert ZONGO as party to the civil suit”.
The Applicants conclude by emphasizing that “in all the minutes of the hearings which closed Norbert ZONGO's case, unless the State provides proof to the contrary, no mention was made of the hearings, adversarial procedures or other acts carried out by the Investigating Magistrate between 16 May 2001 and 30 May 2006”.
88. The Court would like, at this juncture, to recall that articles 56(5) of the Charter and Rule 40 of the Rules provide that there is an exception to the exhaustion of local remedies where “it is obvious that this procedure is unduly prolonged”.
a) The concept of remedy proceedings
89. On the above issue, there is first a divergence of views between the parties on the exact meaning of the concept of “remedy procedure”. Whereas for the Respondent State, the length of the procedure should be determined in terms of the single remedy which was not utilised, for the Applicants, it should be judged in terms of the entirety of the procedure conducted at national level.
90. In the opinion of the Court, the unduly prolonged nature of a procedure as addressed in article 56(5) of the Charter applies to local remedies in their entirety as utilised or likely to be utilised by those concerned. The wording of this article which refers to exhaustion of “local remedies” and the procedure for “such remedies” is quite clear and does not contain any provision limiting the criteria for unduly prolonged procedure solely to remedies which have not yet been utilised. Besides, it would be difficult to determine the length of the procedure for a remedy which has not even been utilised.
b) The duration of the remedy procedure
91. The Respondent further argues (as we have seen) that the duration of investigations into the matter simply depends on the complexity of the case, the absence of formal evidence as to the identity of the culprits, the concern of the courts to respect the presumption of innocence, the comportment of the Applicants themselves, and that of the Respondent's own institutions. It rejects in particular the Applicants' allegation according to which this matter had been frozen between 2001 and 2006, indicating that “during the period of illness of the principal accused, other acts of investigation, such as hearing of witnesses, were performed”.
For their part, the Applicants maintain that the procedure had been unduly prolonged, considering, in particular, that they had to wait for two years for the brother of the President of Faso to be heard by an Investigating Magistrate and furthermore that investigations were subsequently frozen for more than five years due to the illness of the principal accused.
92. The Court is of the opinion that determination as to whether the duration of the procedure in respect of local remedies has been normal or abnormal should be carried out on a case-by-case basis depending on the circumstances of each case.
93. On the alleged complexity of the case, the Respondent State does not show how this case is more complicated than other cases of murder committed in the absence of eye witnesses. In particular, it does not provide the reasons which could have prevented the Police and the judiciary from apprehending the culprits, nor does it indicate the special insurmountable obstacles that would have been faced by the officials in that regard.
94. On the absence of formal evidence in respect of identification of the culprits, it is indeed the responsibility of the Respondent to deploy all the means at its disposal to find the presumed assassins, even where the said assassins were initially unknown.
95. As for the well-founded concern of respecting the presumption of innocence of the accused, this does not absolve the Respondent State from proceeding reasonably with the procedure which had already been initiated. In the instant case, one does not see how the procedural guarantees that must be accorded to accused persons could really have delayed the procedure.
96. On the comportment of the Applicants, the latter clearly had no interest in delaying the procedure, and could not be held responsible for the comportment of witnesses (the representative of Reporters without Borders and Moise Ouédraogo) who did not submit the information in their possession to the Burkinabé judicial authorities in a timely manner. Furthermore, the requests by the said witnesses to be heard by the judicial authorities could not have delayed procedure which lasted till August 2006, because the requests in question were made in 2006, after legal proceedings on the matter had been closed.
97. On the diligence with which the State authorities acted, this issue applies rather to the merits and will be examined in relation with the allegation of violation of the right for one's cause to be heard by competent national courts ( infra, para. 141 to 156).
98. On the hearing of witness François Compaoré in January 2001, the Court is of the opinion that this did not cause unreasonable delay in the investigation given that other procedures related to the investigations were carried out by the Respondent's authorities between the date of the assassinations and that of the said hearing ( supra, paragraph 16).
99. Lastly, there is the issue of ascertaining whether, as affirmed by the Applicants, handling of the matter had been frozen for over five years between 2001 and 2006. In answer to a question from a member of the Court on this issue during the Public Hearing of 8 March 2013, Counsel to the Respondent refuted the allegation and indicated that acts of investigation, especially the hearing of witnesses, did take place during that period.
100. As mentioned earlier, by letter dated 25 April 2013, the Respondent State submitted to the Court Registry, inter alia, nine (9) reports of hearings, adversarial procedure and submissions as part of the investigations of the case during the period of suspension of hearing of the principal suspect ( supra, paragraph 30).
101. Following the Public Hearing of 29 November 2013, the Respondent further submitted to the Court, by letter dated 18 December 2013, additional documents, including a number of other minutes of hearings of witnesses or of the civil suit ( supra, paragraph 42).
102. Consideration of all the documents submitted to the Court and, in particular, the minutes of hearings, indicate that between 15 May 2001 (date of the first adversarial procedure between the principal accused and the main witness) and 31 May 2006 (date of the second and last adversarial procedure between these two same persons), there was indeed a number of hearings of witnesses or of the parties to the civil suit. The hearing of witnesses accordingly took place on the following dates: 30 May 2001 (one); 2 November 2001 (two); 18 December 2003 (one); 19 December 2003 (one); 26 December 2003 (three); 22 April 2004 (one); 23 April 2004 (one); 5 May 2004 (two); 6 May 2004 (one); 5 January 2005 (one); 9 May 2006 (one). As for the hearing of the parties in the civil suit, this occurred on the following dates: 22 February 2006 (three); 4 May 2006 (one); and 4 May 2006 (one).
103. It is therefore clear that although the adversarial procedure between the principal accused and the main witness was indeed suspended between 2001 and 2006 for reasons of illness, investigations however, continued during that period especially with the hearing of witnesses. The Respondent cannot therefore be accused of having suspended investigations during the period.
104. On the question as to when the local remedy procedure is to be deemed to have started, it should first be stated that, contrary to the Respondent's assertions ( supra paragraph 81), the procedure at issue here is not that of the prosecution and trial of the principal suspect in the matter, but rather that of the search for, trial and judgment of the assassins of Late Norbert Zongo and his companions, because it is the beneficiaries of the latter who have brought the action before the Court, in pursuit of the right to have their cause heard by competent national courts. That being the understanding, the date of commencement would therefore be that on which the Respondent's judicial system started dealing with the matter. Consideration of the case reveals that the Police embarked on routine investigations at the scene of the crime on the very day the murder was committed, that is, 13 December 1998. ( supra, paragraph 18). It is therefore from that date that the Burkinabé judicial outfit initiated proceedings, and it is from that date that the length of the local remedy procedure, under consideration, should be determined.
105. Since the local judicial procedure was closed with the expiry of the deadline for appeals to the “Cour de Cassation”, that is, 21 August 2006Footnote 5 , the duration of the entire procedure should be considered in relation to that date. In total, local remedies procedure therefore lasted from 13 December 1998 to 21 August 2006, that is, seven (7) years, eight (8) months and ten (10) days.
106. In light of all the foregoing considerations, and although investigations were not frozen between 2001 and 2006, the Court is of the opinion that the procedure in the domestic courts on the matter from 1998 and 2006, or nearly eight years, was unduly prolonged in terms of article 56(5) of the Charter.
Moreover, the procedure would have been further prolonged if the matter had been brought to the “Cour de Cassation” by the Applicants regardless of the despatch with which the “Cour de Cassation” would have disposed of the matter.
Consequently, the Court concludes that in the circumstances, the individual Applicants did no longer need to exhaust the other local remedies under Burkinabé judicial system.
2) On the issue of the Burkinabé Human and Peoples' Rights Movement
107. In formulating the objection to admissibility on grounds of non-exhaustion of local remedies, the Respondent did not make any distinction between the steps taken by individual Applicants on the one hand, and those taken by the Burkinabé Human and Peoples' Rights Movement, on the other.
108. In response to a question from a member of the Court during the Public Hearing of 8 March 2013, Counsel for the Applicants explained that under Burkinabé law, only victims may bring cases before criminal courts. The Counsel cited, in that regard, article 2 of the Criminal Procedure Code of Burkina Faso which provides that: “civil action for damages caused by a crime, an offence or a contravention shall be brought by all those who have suffered personally from the damage directly caused”, and explained that the Burkinabé Human and Peoples' Rights Movement was not a direct victim in this matter, and could not therefore bring the case before Burkinabé courts.
109. According to the afore-cited article 56(5) of the Charter, the Applicant is required to exhaust local remedies only in so far as such remedies “exist” in his case.
110. In the instant case, it would appear, in light of the aforesaid, that the Burkinabé Human and Peoples' Rights Movement is not entitled to bring action in this matter before the courts in Burkina Faso.
111. Consequently, the Respondent cannot object to the admissibility of the application on grounds of non-exhaustion of local remedies because one of the Applicants, the Burkinabé Human and Peoples' Rights Movement did not exhaust the said remedies.
112. In light of all the above considerations, the Court concludes that the Respondent's objection to the admissibility of the application on the grounds of failure to exhaust local remedies should be overruled both in regard to the case of the individual Applicants and in regard to that of the Burkinabé Human and Peoples' Rights Movement.
113. The Court, having considered all the requirements relating to admissibility of the application pursuant to article 56(5) of the Charter and Rule 40(5) of the Rules, concludes that the application is admissible.
VI. THE MERITS OF THE MATTER
A) Allegations of violation of the rights of the Applicants to have their cause heard by competent national courts
114. The right to have one's cause heard by competent national courts is guaranteed under article 7(1) of the Charter and articles 2(3) and 14 of the ICCPR. This right is also enshrined in article 8 of the Universal Declaration of Human Rights.
115. According to article 7 of the Charter:
“1. Every individual shall have the right to have his cause heard. This comprises: (a) the right to an appeal to competent national organs against acts of violating his fundamental rights as recognised and guaranteed by conventions, laws, regulations and customs in force…”.
116. According to article 2(3) of the ICCPR:
“Each State Party to the present Covenant undertakes:
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(a) To ensure that any person whose rights or freedoms as herein recognized are violated shall have an effective remedy, notwithstanding that the violation has been committed by persons acting in an official capacity;
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(b) To ensure that any person claiming such a remedy shall have his right thereto determined by competent judicial, administrative or legislative authorities, or by any other competent authority provided for by the legal system of the State, and to develop the possibilities of judicial remedy;
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(c) To ensure that the competent authorities shall enforce such remedies when granted”.
Article 14 of the Covenant for its part provides that:
“1. …Everyone shall be entitled to a fair and public hearing by a competent, independent and impartial tribunal established by law…” which shall rule either on the validity of any criminal accusation brought against him or on disputes regarding his civil rights and obligations…
117. As for article 8 of the Universal Declaration of Human Rights, it provides that:
“Everyone has the right to an effective remedy by the competent national tribunals for acts violating the fundamental rights granted him by the constitution or by law”.
118. The Court shall consider the allegation of violation of the right to have one's cause heard by competent national courts, first in light of article 7 of the Charter, and then, if need be, in regard to the provisions of other international instruments invoked by the parties.
119. The right to have one's cause heard by competent national courts has several aspects. In the instant case, the aspects raised and discussed by the parties are as follows: duration of the proceedings in the local courts; the role of the Prosecutor in the judicial system of the Respondent State; the issue of withdrawal of an Investigating Magistrate; the issue of a witness failing to appear; the involvement of parties in the civil suit, and the question of the despatch with which the Respondent guaranteed this right in the instant case.
1) Duration of local remedies
120. It is understood that procedure in a case wherein a party is involved has to take place within reasonable time.
In the instant case, after consideration of the pleadings of the parties in regard to the rule on exhaustion of local remedies, the Court concludes that the procedure in the local courts on the matter of the individual Applicants has been unduly prolonged ( supra, paragraph 106).
On the allegation of violation of the right to have one's cause heard by competent national courts guaranteed under article 7 of the Charter, the Court is obliged to conclude, for the same reasons, that the case brought by the Applicants was not addressed within reasonable time.
2) Role of the Prosecutor in the legal system of the Respondent State
121. In their response on the merits, the Applicants sought to show that justice had been impeded by the Executive through the Prosecutor of Faso. In that regard, they emphasize the fact that “the Prosecutor of Faso, as a judicial officer ‘comes under' the supervision and control of his hierarchical superiors and under the authority of the Minister of Justice, a situation which imposes on him the obligation to be loyal to his superiors”.
122. They added that “the observed delay in the handling of the case of Norbert Zongo and his companions can be explained by Executive interference in the functioning of the judicial machine, notably through the Prosecutor of Faso … who interfered in the choice of those to be heard and in the deployment of judicial staff during that period, thus making it possible for the real accomplices of the suspects identified by the Independent Commission of Enquiry to escape from the strong arms of the law”.
123. At the Public Hearing of 28 and 29 November 2013, the Applicants reiterated the position according to which the role played by the Prosecutor in Burkinabé judicial system was a violation of the letter and spirit of the Charter particularly because he was hierarchically subordinate to the Minister of Justice.
124. At the Public Hearing on 28 November 2013, Counsel for the Respondent retorted, in regard to the role of the Prosecutor in the Burkinabé judicial system, that Burkinabé is not “a strange entity in law” and that “it was part of the romano-germanic system of law”, like many other countries. The Respondent explained that the Prosecutor was first and foremost a judicial officer who has sworn to work independently and with dignity.
125. Article 7 of the Charter speaks of the right to have one's cause heard by competent national courts (italics added). What is important under this article is the independence of the judge seized of the matter.
However, on the case filed before the Court, no evidence has been adduced to show that in the Burkinabé judicial system, the Judge is bound to follow the position of the Prosecutor when he or she rules on a given matter. On the contrary, articles 129 and 130 of the Burkinabé Constitution provide, respectively, that “the judiciary is independent” and that “sitting Magistrates are subject only to the authority of the law in the exercise of their duties [and] are irremovable”.
Only the specific conduct by a Prosecutor in a given matter, as in the cases cited by the Applicants ( infra, paragraph 127 et seq ), could eventually be construed - if proven - as interference with the independence of the judge.
126. Consequently, it cannot be said that the institution and profile of the Prosecutor in the Burkinabé judicial system, was in itself and by its nature at variance with article 7 of the Charter, as long as the existence of these institutions does not affect the independence of the relevant jurisdictions.
3) The issue of withdrawal of an Investigating Magistrate
127. In their reply on the merits, the Applicants claim that, at the initiative of the Prosecutor and in violation of the law, a judge was replaced with another who “managed to ensure that François Compaoré was not heard …”. They conclude that the interference in this procedure “by the Prosecutor of Faso, the hatchet man of the Minister of Justice, can be regarded as an obstruction to the normal course of justice and as an attempt to reassign the case to more trusted persons”.
128. At the Public Hearing of 28 November 2013, a Counsel for the Applicants reiterated this allegation.
129. At the Public Hearing of 29 November 2013, however, in answer to a question by the Court, a Counsel for the Applicants finally declared that it was a mix up with another case (that of David Ouédraogo) which had brought about the confusion; he admitted that there was no withdrawal of any judge, and that it was a single Investigating Magistrate that handled the matter of Zongo and others, from the beginning to the end.
130. At the Public Hearing of 28 November 2013, the Counsels to the Respondent State had clearly explained that there had never been the removal of any judge whatsoever and that only one judge dealt with the case from the start to the finish.
131. The Applicants having themselves admitted that they had been mistaken in asserting that a judge had been withdrawn in a manner that undermined the independence of the judiciary, the Court is of the opinion that there was never any such withdrawal and that the matter had been considered by only one judge.
Consequently, the Respondent cannot be blamed for interfering with the independence of the judiciary in this regard.
4) The issue of non-appearance of a witness
132. On the accusation of obstruction of the normal course of justice brought against the Respondent State, the Applicants further stated in their reply on the merits that everything was done to ensure that François Compaoré was not heard by the court.
133. At the Public Hearing of 28 November 2013, the Respondent State noted that the Applicants were contradicting themselves by making such an allegation, whereas they themselves had at the same time indicated in their Application that he was heard on 16 January 2001 ( supra, paragraph 16). They explained that the person in question was heard as a witness at least twice.
134. At the Public Hearing of 29 November 2013, in answer to a question by the Court, Counsel for the Respondent State confirmed that François Compaoré had been heard at least twice.
135. It emerges from all the minutes of the hearings produced by the Respondent through its letters dated 25 April 2013 and 18 December 2013, that François Compaoré was heard by the same Investigating Magistrate as a witness in the matter of Zongo and others, on two occasions, that is, on 17 January 2001 and 19 May 2006.
Consequently, the allegation made by the Applicants according to which François Compaoré was never heard by the court is unfounded. The Respondent State cannot therefore be accused of having obstructed justice in that regard.
5) The issue of involvement of civil partiesFootnote 6 in the procedure
136. Counsel for the Applicants explained in response to a question from the Court at the Public Hearing on 29 November 2013, and or purposes of fairness of the proceedings, that between 2001 and 2006, the parties claiming damages had not been informed about the proceedings, were not involved in investigations before 2006, and had never been party to any adversarial procedures involving them.
137. In its letter dated 18 December 2013 forwarding the documents requested by the Court at the Public Hearing of 29 November 2013, the Respondent State explained that under the Burkina Faso Criminal Procedure Code [articles 111 and 118], adversarial procedures “were required only if the Investigating Magistrate believes that they may lead to the discovery of the truth”. It added that “in the instant case, although the Investigating Magistrate was of the view that confrontation between Marcel Kafando (the suspect) and Jean Racine Yameogo (the witness) was necessary for the truth to be established, he did not however deem it necessary to confront the suspect with the parties in the civil suit as they were all beneficiaries and were not eye witnesses to the crime”. It concludes by pleading that in any case “the Investigating Magistrate never refused to organize adversarial proceedings between the suspect and the parties in the civil suit, which proceedings could have been sought by the Applicants, yet neither they nor their numerous Counsel did so”.
138. Examination of the documents produced by the Respondent, as earlier indicated, does show, on the one hand, that no adversarial procedure had occurred between the suspect and the civil suit parties, and on the other, that the civil parties were heard by the Investigating Magistrate on 22 February 2006 and 4 May 2006, respectively.
139. On the hearing of the civil parties, even if they had been heard towards the end of the procedure, the hearings actually took place before the Magistrate rendered his decision and it is this latter consideration that matters when looking at the issue of fairness of the procedure. Consequently, it is the opinion of the Court that the Respondent cannot be accused of violating the principle of fair trial in this regard.
140. On the absence of adversarial procedure between the suspect and the civil parties, it lies with the national judge to determine whether this is necessary and useful based on the specific circumstances of each case. In the instant case, the Applicants have not shown whether adversarial procedure was useful and necessary and have not provided any proof of a request for that purpose to which the Investigating Magistrate had failed to respond. Consequently, the Respondent cannot be accused of violating the principle of fair trial in this specific area.
6) The issue of the despatch with which the Respondent provided remedy in the instant case
141. In their submission, the Applicants assert, citing the jurisprudence of the African Commission on Human and Peoples' Rights, that “…Burkina Faso was bound by article 7 of the Charter, to guarantee available, efficient, accessible and satisfactory remedies for violation of the rights which it guarantees”.
142. As noted earlier, the Applicants maintain that the Respondent State had, inter alia, the obligation to carry out investigations on those responsible for the murder of Norbert Zongo and his companions and to try them. Instead of doing so, however, the State chose to obstruct efforts in that regard by the families of the victims.
143. In their reply to the preliminary objections, the Applicants maintain that “the ineffectiveness of the remedies initiated was compounded by the shortcomings on the part of the national authorities who did nothing to ensure that the assassins of Norbert Zongo and his companions were actually arrested”.
144. In a letter dated 28 April 2013 filed in Court following a request by the Court at the Public Hearing of 7 and 8 March 2013, the Applicants again explained that “… it was only… on 4 May 2006, that the same Investigating Magistrate heard the widow of Norbert Zongo as part of the civil suit for the first time”.
145. At the Public Hearing of 29 November 2013, the Applicants maintained that when murder is committed in the territory of a State, the State in question has the responsibility to ensure that investigations are conducted. Such investigation must be independent, efficient and capable of apportioning responsibility for the murder. It must be conducted with reasonable speed, accessible and appropriate, particularly for the victims and for the sake of protection of the society. Taking issues with the absence of an independent investigation and the length of the procedure, the Applicants submitted that none of those responsible was identified, that of the six suspects identified by the enquiry, five were never prosecuted; and the remedies were not adequate for the victims and for protection of the society.
146. In its response on the merits, the Respondent State, after criticising the Applicants for being vague on the question of the right to seek recourse to a judge which was breached in this case, expressed the view that what “the State of Burkina Faso is being criticized for seems to boil down to its violating the right of everyone to be heard by competent national courts within reasonable time”.
147. As noted earlier, the Respondent maintained that it could not be held responsible for laxity or inaction on the part of its political, administrative and judicial organs.
It further asserted that “the rights of the Applicants had been brought before competent, impartial and independent national courts, and this, within reasonable time and that they had benefited from an effective and efficient remedy”.
148. At the Public Hearing of 28 November 2013, the Respondent State noted that the Independent Commission of Enquiry chaired by the representative of the MBDHP, which is party to the instant case, concentrated on a single approach, which was to carry out investigations within Government circles, whereas, there were other avenues that could have been explored, such as the conflicts between Norbert Zongo and livestock graziers and poachers in his ranch, or the fact that he had been poisoned a few weeks prior to his assassination.
149. At the Public Hearing of 29 November 2013, a Counsel for the Respondent, in replying to a question from the Court as to why the Burkinabé authorities had not explored the other avenues of investigation raised in the ICE report, stated that the Investigating Magistrate had relied on the findings of the Independent Commission of Enquiry which had focused, in a rather biased manner, on the sole target of members of the presidential guard and had failed to identify any poacher, grazier or bandit who could have been investigated - all issues which an Investigating Magistrate could not afford to ignore”.
150. The Respondent is compelled under article 7 of the Charter, which guarantees the right to have one's cause heard by competent national courts, to make all necessary efforts to search, prosecute and bring to trial the perpetrators of crimes such as the murder of Norbert Zongo and his companions. The question therefore is, whether the Respondent had fully complied with that obligation, and more specifically, whether it had acted with due diligence.
151. All in all, it must be acknowledged that in the case of Zongo and others, the Respondent had continuously embarked on a number of actions intended to seek out the suspected assassins, including investigations at the scene of the crime; post mortem examinations; forensic evidence; preliminary investigations; referral to an Investigating Magistrate; arrest of a suspect; adversarial procedure between the suspect and a prosecution witness; hearing of witnesses; hearing of civil parties; and trial of the suspect.
152. However, a review of the case does reveal that there had been discrepancies in the treatment of the matter by the local courts.
Firstly, from the Court's own findings, it is clear that the first case of discrepancy lay in the protracted duration of the proceedings, which stood at slightly less than eight years, given the fact that the initial investigations started on the day of the assassination in December 1998 right up to the Order to terminate proceedings in August 2006. The Respondent State was unable to convince the Court that that duration was reasonable in the peculiar circumstances surrounding the matter, and given the possible resources available to the State to deal with such a matter. Due diligence obliges the State concerned to act and react with the dispatch required to ensure the effectiveness of available remedies.
153. The second area of laxity lies in the fact that the authorities concerned never sought to explore other areas of investigation particularly those mentioned by the Independent Commission of Enquiry in May 1999, such as the conflicts between Norbert Zongo and the poachers and graziers in his ranch or the fact of his poisoning shortly before his assassination.
In that regard, the Respondent's explanation that failure on the part of the authorities to explore other areas of investigation due to the fact that the findings of the said Commission had excluded the aforesaid avenues of investigation ( supra, paragraph 149), is not convincing. Firstly, the work of the Commission, and hence possibly its own shortcomings, call to question the international responsibility of the Respondent State, as it is the State that set up the Commission, which was operating on its behalf. Moreover, the Respondent State had failed to establish that under Burkinabé law or other legal instruments creating and organizing the ICE, the Police and the Ministry of Justice of that country were bound by the findings of the Commission. On the contrary, under the Burkinabé Criminal Procedure Code, the said institutions, particularly the Ministry of Justice, does have extensive powers of investigation. As a matter of fact, article 40 of the Code clearly provides that the “Prosecutor of Faso shall direct or cause to be directed that all the necessary action be taken to seek out and prosecute any offences against the Penal Code”.
154. The third weakness is the late hearing of the suit in respect of damages. As stated earlier, it was only in May 2006, close to eight years after the incident and only a few months before the end of court proceedings, that the civil suit was heard for the first time by the Investigating Magistrate ( supra, paragraph 102), whereas the civil parties had complained and sought damages as early as 6 January 1999 ( supra, paragraph 16). Diligence would certainly have required that they be heard at the early stages of the investigation regardless of the outcome.
155. The fourth weakness in this case is that after the Order to terminate proceedings against the principal accused in August 2006, the Respondent State pursued no further investigation, as if the matter had come to an end, whereas no suspect had been placed on trial and found guilty, and whereas in its own words, public action on the case would expire only in 2016. Due diligence would also have required that the Respondent should not abandon the search for those who murdered Norbert Zongo and his companions.
156. In view of all the aforementioned discrepancies, the Court finds that the Respondent had not acted with due diligence in seeking out, prosecuting and placing on trial those responsible for the murder of Norbert Zongo and his three companions. The Court notes, in consequence, that in that aspect, the Respondent State had violated the rights of the Applicants to have their case heard by competent national courts as guaranteed under article 7 of the Charter.
157. The Court, having made the finding that the Respondent has violated article 7 of the Charter, does not need to consider the allegations made in the same vein by the Applicants pursuant to articles 2(3) and 14(1) of the ICCPR, or article 8 of the Universal Declaration of Human Rights.
B) Allegation on the violation of the right to equal protection of the law and to equality before the law
158. The right to equal protection of the law and to equality before the law is guaranteed under article 3 of the Charter, which states that:
“1. Every individual shall be equal before the law.
2. Every individual shall be entitled to equal protection of the law”.
159. In their application, the Applicants assert that by failing to undertake an effective investigation to prosecute and sentence those responsible for the assassination of Norbert Zongo, “Burkina Faso had violated the right … to equal protection of the law as provided for in paragraph 2, article 3 of the Charter”.
160. In their response on the merits, the Applicants stated in this regard as follows: “Because trial has always been a catalyst for and an expression of justice, the right to fair trial has always been considered as a right ‘crucial to the protection of all other basic rights and freedoms' …because it allows for effective and equal access to justice. In the instant case, neither one nor the other was possible…” (Italics added).
161. Referring to a provision of article 14 of the ICCPR [“All persons shall be equal before the courts and tribunals”], the Applicants maintained that “Burkinabé tribunals did not, in managing the Norbert Zongo case, as in many other cases with serious political overtones, demonstrate the same diligence as they do in criminal matters”.
162. The Applicants complain in particular that Burkinabé justice did not act expeditiously in its treatment of the case of Zongo and others, whereas it did act and dispose of another contemporary matter - the case of David Ouédraogo - with exemplary swiftness.
After establishing a link on this issue, between the Zongo case and another case where the procedure was equally slow - the case of Thomas Sankara-, the Applicants came to the conclusion that “such practices by Burkinabé courts therefore constituted a violation of the right to equality inherent in article 7 of the African Charter …and article 14 (1) of the ICCPR”.
163. At the Public Hearing of 28 November 2013, the Applicants restated that position.
164. At the Public Hearing of 28 November 2013, the Respondent State argued that the Zongo case was more complex and could not be compared to that of David Ouédraogo because in the latter case, those responsible for the assassination were known and preliminary investigations were not required to identify them.
The Respondent insisted on this point by declaring that: “…what the Court should note is that these are cases that should not be compared. David Ouédraogo was detained and tortured by people who were well known; he was kept for a period of time with individuals who were known and he died in their hands. Therefore, there was nothing complex in that case, unlike that of Norbert Zongo”.
165. In its 21 June 2013 Ruling, the Court declared itself competent to hear the allegations of violation of the right to equal protection of the law and equality before the law “provided these allegations were directly linked to the allegation of violation of the right to have one's cause heard by competent national Courts”.
166. All in all, the Applicants contend that by treating the case of Zongo and others far less expeditiously than other cases particularly that of David Ouédraogo, the Respondent had violated the right to equality of individuals before the law in Burkina Faso. It was in response to that contention that the Respondent indicated that the two cases could not be compared in terms of the complexity of the investigations.
167. The Court is of the opinion that the principle of equality before the law, implicit in the principle of equal protection of the law and equality before the law, does not necessarily mean that all cases will have to be disposed of within the same length of time by judicial institutions. The duration of the treatment of a matter could indeed depend on the specific circumstances of each matter, particularly its relative complexity.
168. In the instant case, the Court notes that in view of the elements contained in the case file, the case of Zongo and others and that of the David Ouédraogo were not of the same complexity and could not have been disposed of within the same length of time.
169. Consequently, as far as the treatment of the Zongo and others case is concerned, the Respondent has not violated the right of Applicants to equality before the law as set forth in article 3 of the Charter.
170. In substance, Article 14 (1) of the ICCPR guarantees in the same manner as article 3 of the Charter the right to equality, especially before Courts and tribunals. The Court having ruled on the alleged violation in relation to article 3 of the Charter, does not deem it necessary to make a ruling on the same allegation in relation to article 14 (1) of the ICCPR.
C) Allegation of violation of the obligation to respect the rights of journalists and the right to freedom of expression
171. The obligation to respect the rights of journalists as far as this matter is concerned, is enshrined in article 66(2)(c) of the Revised ECOWAS Treaty, which provides that:
“2 [… Member States of ECOWAS] undertake (c) to ensure respect for the rights of journalists”.
Regarding the right to freedom of expression, this right is guaranteed under article 9 of the Charter and article 19(2) of the ICCPR.
According to Article 9 of the Charter:
“1. Every individual shall have the right to receive information.
2. Every individual shall have the right to express and disseminate his opinions within the law”.
For its part, article 19 (2) of the ICCPR provides that:
“2. Everyone shall have the right to freedom of expression; this right shall include freedom to seek, receive and impart information and ideas of all kinds, regardless of frontiers, either orally, in writing or in print, in the form of art, or through any other media of his choice”.
172. In their application, the Applicants allege violation of all the aforementioned provisions. They state that “in more specific terms, the murder of Norbert Zongo and his companions is a violation of paragraph 2(c) of article 66 of the Revised ECOWAS Treaty, according to which Zongo had the right to be protected against unlawful acts of aggression, resulting from, or relating to the free exercise of his profession as a journalist and to benefit from effective remedies in case such rights were violated”.
173. They conclude by maintaining that, “the passive attitude of Burkina Faso in relation to the horrible assassination of which Norbert Zongo, an active journalist, was victim, and the fact that the State had refrained from ensuring, failed and refused to ensure that those responsible were identified and held accountable for their acts, is a source of anguish in exercising the right to freedom of expression in this country and the rights of its citizens to participate effectively in their own governance”.
174. In their reply on the merits of the matter, the Applicants first insist on “the dual nature of freedom of expression which is both the individual right of a person (…) and the right of the public to receive information and ideas…”
They went on to stress that the State is accountable for two types of obligations, namely, the obligation to refrain from any interference which may affect the freedom of speech of journalists, and the positive obligation to protect the free flow of information and ideas.
175. In the instant case, the Applicants argue that Late Norbert Zongo had complained on several occasions in his articles, of being threatened and of attempts to abduct him. The Respondent ought to have protected him by carrying out an effective investigation of the acts of violence about which he was complaining.
176. At the Public Hearing of 28 November 2013, the Applicants again underscored the fact that freedom of speech implied that media professionals could work without fear, apprehension or intimidation, thus enabling the public to access information and the truth.
The Applicants concluded that the State did not only have to prevent attacks against journalists in the exercise of their duties, but had to strive to quickly find those responsible for such attacks whenever they occur; and that in view of the impunity that those responsible for the assassination of Norbert Zongo had employed, the Respondent State had violated his right as a journalist, owner of a media outlet, and as an advocate of the truth, as well as his right to disseminate information and the truth.
177. In its submission on the merits, the Respondent citing various clauses of the Constitution and the Information Code of Burkina Faso, noted that “no journalist has ever been prevented from exercising his profession since the adoption of the Constitution of 2 June 1991, except where they contravened the ethics of the profession as set out in the Information Code”; that Norbert Zongo ‘whose pen was rather sharp against the Government, had never been subjected to any disciplinary or legal action'; and that the Weekly “L‘Indépendant” of which he was Director of Publication, and its newspapers had never been closed down or seized by Government officials”.
178. The Respondent concluded that, in view of the foregoing observations, the allegations, specifically those regarding violations of article 9(1) and (2) of the Charter, article 19(2) of the ICCPR and article 66(2)(c) of the Revised ECOWAS Treaty, were unfounded.
179. At the Public Hearing of 28 November 2013, Respondent State further argues that since Norbert Zongo had never complained to the courts about the death threats against him, he was not entitled to special protection by the State, given the principle of equality of all citizens before the law.
180. The Court is of the view that in the instant case, article 66(2)(c) of the Revised ECOWAS Treaty and article 9 of the Charter on the alleged violation should be read jointly. Whereas the first deals with the rights of journalists in general, the second guarantees their freedom of expression in particular. Against this background, according to the allegations made by the Applicants, the rights of journalists which should be guaranteed by the Respondent State are specifically the right to life and the right to freedom of expression.
181. Regarding the right to life, the Applicants allege that the Respondent had failed in its obligation to prevent and to protect Norbert Zongo against the death threats which he stated he had received.
182. However, the Court had, in its Ruling of 21 June 2013 on the preliminary objections, already recognized that it does not have jurisdiction rationae temporis to hear the allegation of “violation of the right to life based on the assassination on 13 December 1988 of Norbert Zongo, Abdoulaye Nikiema, known as Ablassé, Ernest Zongo and Blaise Ilboudou ( supra, paragraph 32).
Consequently, the Court will not examine the said allegation.
183. Regarding allegation of violation of the right to freedom of expression the Court in its Ruling of 21 June 2013, had declared that it had jurisdiction to hear the case, on condition that it is directly linked “to the allegation of violation of the right (of everyone) to have his cause heard by competent national courts”.
184. In the instant case, the Applicants maintain essentially in that respect, that the very fact that the Respondent failed to expeditiously and efficiently identify, apprehend and try the assassins of the investigative journalist Norbert Zongo, constitutes a violation of the freedom of expression of journalists in general, given that they run the risk of working under fear, apprehension and intimidation. To this, the Respondent State replies that since 1991, no journalist has been disturbed by the authorities in the exercise of his profession.
185. Viewed from this perspective, the Court observes that the allegation relates to the right to freedom of expression of the media in general (and not that of Norbert Zongo in particular), and that it does not concern the specific rights of individual Applicants in this case, who are not journalists. The Court observes, on the contrary, that such allegation could be of interest to the other Applicants in this case, namely, the Burkinabé Human and Peoples' Rights Movement.
186. In the circumstances, the Court is of the opinion that even though the Respondent State's failure to identify and apprehend Norbert Zongo's assassins could potentially cause fear and anxiety in media circles, in the instant case, however, the Applicants have not shown proof that the Burkinabé media had not been able to exercise freedom of expression.
187. In the circumstances, the Respondent State cannot be accused of directly violating the freedom of expression of journalists as guaranteed under article 9 of the Charter, read together with article 66(2)(c) of the Revised ECOWAS Treaty, merely because it had not acted with diligence and efficiency in identifying and bringing to trial the assassins of Norbert Zongo.
188. The Court, having thus decided on the alleged violation of the freedom of expression on the basis of article 9 of the Charter, it does not find necessary to rule on the same allegation on the basis of article 19(2) of the ICCPR.
D) Allegation of violation of the obligation to guarantee respect for human rights
189. The obligation to guarantee respect for human rights is contained in article 1 of the Charter which provides as follows:
“The Member States of the Organisation of the African Unity, parties to the present Charter shall recognise the rights, duties and freedoms enshrined in this Charter and shall undertake to adopt legislative or other measures to give effect to them”.
190. In their application, the Applicants allege that the State had violated its obligation to protect human rights as provided for in article 1 of the Charter.
They thus assert that applied to the instant case, this article would imply that Burkina Faso was bound, under article 7 of the Charter, to guarantee remedies in case of violation of the rights that it guarantees.
The Applicants argue, relying on the jurisprudence of the African Commission, that the obligation set forth in article 1 of the Charter is one of result and that the State had the choice as to the means to deploy, as far as legislative or other measures are concerned.
191. At the Public Hearing of 29 November 2013, the Applicants underscored that “when a State ratifies a Treaty, it commits itself to ensure that the provisions of the Treaty are domesticated in its national laws and, by so doing, the State conforms to the prescriptions of the Treaty in question”. The Applicants maintained that the Respondent State had violated this obligation because the legislative measures it had adopted, particularly via the Criminal Procedure Code, were at variance, notably with article 7 of the Charter. The Applicants referred once again to the provisions according to which the Prosecutor could receive instructions from the Minster of Justice, or, according to which the Investigating Magistrate was not bound to conduct adversarial procedure during investigations.
192. In its Response on the merits of the matter, the Respondent State started by observing that the Applicants “had concluded that Burkina Faso had violated article 1 of the African Charter, without stating which “legislative or other measures” had not been adopted by Burkina Faso which made it unable to “guarantee available, effective, accessible and satisfactory remedies”.
The Respondent State rejects the allegation and argues, on the contrary, that it had not only ratified key international human rights conventions, but had also at domestic level adopted the Constitution of 2 June 1991 and a long list of legislative instruments and regulations. The Respondent then concluded that:
“…in claiming that the State of Burkina Faso had violated article 1 of the African Charter, thereby leaving the impression that no internal measures had been taken by the State to ensure protection of the human rights and liberties guaranteed by the said Charter, the Applicants were making a completely baseless and gratuitous assertion”.
193. At the Public Hearing of 28 November 2013, the Respondent State reiterated this position and asked the other party to at least indicate the measures which the Respondent State was yet to take to comply with article 1 of the Charter.
194. In its Ruling of 21 June 2013, the Court recognised its competence to hear the allegation of violation of human rights by the Respondent State, “in as much as the said allegations were directly linked to the allegation of violation of the right of Applicants to have their cause heard by competent national courts”. ( supra, paragraph 32).
195. In that regard, the Applicants allege the violation of article 1 of the Charter in the sense that the Respondent State had not taken the necessary steps to ensure respect for the right to have their cause heard by competent national courts, as guaranteed by article 7 of the Charter, and because some measures it had adopted were at variance with the same article 7. For its part, the constitutional, legislative and regulatory measures required in its judicial system to ensure compliance with the provisions of article 7 of the Charter.
1. The issue of legislative measures
196. On the allegation of violation by the Respondent State of its obligation to take legislative measures, the argument of the parties centred on compliance with the Charter, of the legislative or regulatory measures adopted by the Respondent to guarantee the rights of all persons for their cause to be heard by competent national courts, pursuant to article 7 of the Charter.
197. In that regard, the Court observes, from the records of the case, that the Respondent had adopted a number of legal measures to guarantee the right to have one's cause heard by an independent and impartial judge. As mentioned earlier, the Constitution of Burkina Faso, in its articles 129 and 130, does guarantee the independence of the judiciary ( supra, paragraph 125). Furthermore, article 125 of this same Constitution holds up the judiciary as the custodian of the rights and freedoms which it defines.
It is therefore clear that the Respondent State cannot be blamed for not having taken such measures, and for having violated article 1 of the Charter with respect to legislative measures.
2) The issue of other measures other than legislative measures
198. On the allegation of violation by the Respondent State of its obligation to take other measures in terms of article 1 of the Charter, the argument between the parties centered on whether or not, by failing to seek out, prosecute and put to trial the assassins of Norbert Zongo and his companions, the Respondent failed in its obligation to take measures, other than legislative, to ensure respect for the rights of the Applicants' cause to be heard by competent national courts.
199. In this regard, the Court has already found that the Respondent State violated article 7 of the Charter, as it had not shown due diligence to seek out, investigate, prosecute and put to trial the killers of Norbert Zongo and his companions ( supra, paragraph 156).
The Court notes that, by so doing, the Respondent State simultaneously violated article 1 of the Charter, by failing to take appropriate legal measures to guarantee respect for the rights of the Applicants in terms of article 7 of the Charter.
E) The issue of damages
200. In their written submissions, the Applicants prayed the Court to hold the Respondent liable to a series of damages to be quantified by the Court itself ( supra, paragraph 45).
201. In its Response on the merits and during the Public Hearing of 28 and 29 November 2014, the Respondent State, for its part, prayed the Court to reject all the claims for damages filed by the Applicants ( supra, paragraph 45).
202. Before taking a decision on the prayers in respect of damages, the Court had opted, in application of Rule 63 of its Rules, to first rule on the various allegations of violation of the Charter made by the Applicants.
The Court, having now ruled on all said allegations, shall decide on the damages at a later stage in the proceedings, after having heard the parties more extensively.
203. In view of the foregoing,
THE COURT, unanimously
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1. Declares that it has jurisdiction to hear the application, except in relation to the allegation of violation of the right to life;
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2. Overrules the Respondent's objection to the admissibility of the application on the grounds of failure to exhaust local remedies; and declares the application admissible;
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3. Finds that the Respondent State has violated article 7 of the Charter as well as article 1 of the Charter, concerning the obligation to adopt measures, other than legislative measures;
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4. Finds that the Respondent has not violated article 3 of the Charter, and that it has not violated article 1 of the Charter concerning the obligation to adopt legislative measures;
By majority of five to four, Judges Gérard NIYUNGEKO, Fatsah OUGUERGOUZ, El Hadji GUISSE and Kimelabalou ABA dissenting:
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5. Finds that the Respondent State has violated article 9(2) of the Charter, read together with article 66 (2) (c) of the Revised ECOWAS Treaty;
Unanimously:
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6. Defers its ruling on the issue of damages;
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7. Orders the Applicants to submit to the Court their brief on damages within thirty days from the date of this ruling; and also Orders the Respondent State to submit to the Court its response on the damages within thirty days after receiving the response of the Applicants.
Signed:
Sophia A. B. AKUFFO, President
Bernard M. NGOEPE, Vice- President
Gérard NIYUNGEKO, Judge
Fatsah OUGUERGOUZ, Judge
Duncan TAMBALA, Judge
Elsie N. THOMPSON, Judge
Sylvain ORE, Judge
El Hadji GUISSE, Judge
Kimelabalou ABA, Judge; and
Robert ENO, Registrar
Done at Arusha, this Twenty-Eighth day of the month of March in the year Two Thousand and Fourteen, in English and French, the French text being authoritative.
Pursuant to Article 28(7) of the Protocol and Rule 60(5) of the Rules of Court, the Joint Declaration of Justices Gérard NIYUNGEKO, Fatsah OUGUERGOUZ, El Hadji GUISSÉ and Kimelabalou ABA, is appended to this Judgment.
AFRICAN COURT ON HUMAN AND PEOPLES' RIGHTS COUR AFRICAINE DES DROITS DE L'HOMME ET DES PEUPLES
Beneficiaries of late Norbert Zongo, Abdoulaye Nikiema alias Ablassé, Ernest Zongo and Blaise Ilboudo & The Burkinabé Movement on Human and Peoples' Rights v. Burkina Faso
(Application No. 013/2011)
Joint Declaration of Judges Gérard Niyungeko, Fatsah Ouguergouz, El Hadji Guisse and Kimelabalou Aba
1. In paragraph 5 of the operative part of this judgment, the Court finds that “the Respondent State has violated Article 9 (2) of the Charter, read together with Article 66 (2) (c) of the Revised ECOWAS Treaty”.
2. The Court indeed considered that “the Respondent State's failure to identify and send for trial the assassins of Norbert Zongo has provoked fear and anxiety within the media circles” (paragraph 186), and that for this reason, “the Respondent State has violated the right to freedom of expression of journalists” as guaranteed by the two above-mentioned provisions (paragraph 187 of the judgment).
3. We do admit that this failure by the Respondent State could have indeed generated a certain degree of fear and anxiety within the media profession in general, and somehow produced an “intimidating effect” on the freedom of expression of journalists (see paragraphs 173 and 176).
4. We are also of the view that when it comes to facts of a “psychological” nature, which are generally difficult to prove, the Court did not have to insist on getting convincing evidence. We are in favour, especially in the area of the protection of human rights, of an adjustment of the standard of proof relating to the establishment of the violation of certain rights guaranteed under the Charter or any other applicable legal instruments, and in particular, regarding evidence of the possible “intimidating effect” of a behavior by a Respondent State which would be contrary to its international obligations.
5. Besides, in international judicial practice, it is generally acknowledged that, when circumstances which are not attributable to a party are such that evidence required from it is difficult or impossible to obtain, the Judge may be inclined to be convinced more easily than in normal circumstances.Footnote 7
6. In the instant case, however, the issue is that the Applicants content themselves with making a general allegation, without substantiating it with precise facts which could concretely reflect this fear and anxiety and thus establish prima facie, the merits of the said allegation. While the Respondent State argued that the treatment of the Zongo case at the national level had no negative impact whatsoever on the freedom of expression of journalists (paragraph 177), the Applicants, on their part, did not submit the slightest evidence to move the Court to make a determination on the existence of such an “intimidating effect” which could affect the rights guaranteed under the above-mentioned provisions. They gave no indication on the fact that, since the beginning of the Zongo case, the media in Burkina Faso would no longer have been able to express itself freely. In the absence of precise facts or a minimum of evidence, and considering that the Respondent State challenged the allegation, the Court being a judicial body, ought not to have concluded in favour of such a violation.
7. It is for this reason that we could not subscribe to the decision of the majority of the Court in paragraph 5 of the operative part of this judgment, as quoted above.
Robert Eno,
Registrar
* This text was reproduced and reformatted from the text available at the African Court on Human and Peoples' Rights website (visited September 1, 2017), http://en.african-court.org/images/Cases/Ruling%20on%20Reparation/Application%20No%20013-2011%20-%20Beneficiaries%20of%20late%20Norbert%20%20Zongo-Ruling%20on%20Reparation.PDF.
AFRICAN COURT ON HUMAN AND PEOPLES' RIGHTS COUR AFRICAINE DES DROITS DE L'HOMME ET DES PEUPLES
IN THE MATTER OF
BENEFICIARIES OF LATE NORBERT ZONGO, ABDOULAYE NIKIEMA ALIAS ABLASSE, ERNEST ZONGO AND BLAISE ILBOUDO & THE BURKINABÈ MOVEMENT ON HUMAN AND PEOPLES' RIGHTS
V.
BURKINA FASO
APPLICATION No. 013/2011
JUDGMENT ON REPARATIONS
The Court composed of: Augustino S.L. RAMADHANI, President; Elsie N. THOMPSON, Vice-President; Gérard NIYUNGEKO, Fatsah OUGUERGOUZ, Duncan TAMBALA, Sylvain ORE, El Hadji GUISSE, Ben KIOKO, Rafâa BEN ACHOUR, Solomy B. BOSSA, and Angelo V. MATUSSE, Judges; and Robert ENO, Registrar,
In the Matter of:
Beneficiaries of Late Norbert Zongo, Abdoulaye Nikiéma alias Ablassé, Ernest Zongo and
Blaise Ilboudo & The Burkinabè Movement on Human and Peoples' Rights
represented by:
Advocate Ibrahima KANE, Counsel
Advocate Chidi Anselm ODINKALU, Counsel
v.
Burkina Faso,
represented by:
Advocate Antoinette OUEDRAOGO, Counsel
Advocate Anicet SOME, Counsel
After deliberations,
renders the following Judgment on reparations:
I. SUBJECT OF THE APPLICATION
1. In its earlier Judgement of 28 March 2014 on this matter, after finding that the Respondent State had violated Article 1 of the African Charter on Human and Peoples' Rights (hereinafter referred to as “the Charter”), Articles 7 and 9 (2) of the Charter, the latter read jointly with Article 66 (2) (c) of the Revised Treaty of the Economic Community of West African States (ECOWAS), the Court decided as follows on damages:
“6. Defers its ruling on the issue of damages;
7. Orders the Applicants to submit to the Court their Brief on damages within thirty days from the date of this ruling; and also orders the Respondent State to submit to the Court its response on the damages within thirty days after receiving the response of the Applicants”.
2. The present Judgment is therefore in respect of the claims for reparation filed by the Applicants pursuant to the afore-cited Judgment of the Court. According to the Applicants, the claims concern, firstly, the violation of Article 7 of the Charter by the Respondent State, as it had shown no diligence to apprehend, investigate, prosecute and put to trial those responsible for the murder of Norbert Zongo and his three companions. The claims also relate to the violation of Article 9 (2) of the Charter read jointly with Article 66 (c) of the Revised ECOWAS Treaty, to wit, the violation of the right of Burkinabè journalists to freedom of expression, in the sense that “the Respondent State's failure to find and put to trial the assassins of Norbert Zongo caused fear and anxiety in [local] media circles”. It is to be noted, however, that no argument was advanced and no specific application for reparation filed in furtherance of the Brief on Reparations for the aforementioned violation of freedom of expression. The Court will therefore not make any ruling on reparation in this regard.
II. SHORT BACKGROUND OF THE MATTERFootnote 1
3. The facts of the matter date back to the assassination, on 13 December 1998, of Norbert Zongo, an investigative journalist, and his companions. Messsrs Abdoulaye Nikiéma alias Ablassé and Blaise Ilboudo were collaborators of Mr. Zongo, and Ernest Zongo was his younger brother.
4. In their initial application dated 10 December 2011, the Applicants alleged that “the murder of the four persons on 13 December 1998 … [was] connected with investigations that Norbert Zongo was conducting on various political, economic and social scandals in Burkina Faso during that period, notably the investigation of the death of David Ouédraogo, the chauffeur of François Compaoré, brother of the President of Faso and Adviser at the Presidency of the Republic”.
5. After the Police and the Office of the Public Prosecutor in Burkina Faso had carried out investigations into the matter of the quadruple assassination, one of the suspects identified was indicted in February 2001.
6. In July 2006, an Order was issued by the Investigating Magistrate of Ouagadougou District Court dismissing the case in favour of the indicted person for lack of evidence.
7. In August 2006, an appeal filed against the Order by Norbert Zongo's family at the indictment chamber of the Ouagadougou Court of Appeal, was thrown out by that Court, and the dismissal for lack of evidence upheld.
8. Following these developments, the Applicants alleged before this Court the concurrent violation of the provisions of various international human rights instruments to which Burkina Faso is a party, namely:
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(i) The Charter: Article 1 (obligation to adopt legislative or other measures to give effect to the rights enshrined in the Charter); Article 3 (equality before the law and equal protection of the law); Article 4 (the right to life); Article 7 (the right for one's cause to be heard by competent national courts); and Article 9 (the right to express and disseminate one's opinion);
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(ii) The International Covenant on Civil and Political Rights: Article 2 (3) (the right to effective remedy in case of violation of rights); Article 6 (1) (the inherent right to life); Article 14 (the right to have one's cause heard by a competent, independent and impartial tribunal); and Article 19 (2) (right to freedom of expression);
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(iii) The Revised ECOWAS Treaty: Article 66.2 (c) (obligation to ensure respect for the rights of journalists);
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(iv) The Universal Declaration of Human Rights: Article 8 (the right to an effective remedy by the competent national tribunals in case of violation of rights).
9. The Respondent State having raised various objections regarding the Court's jurisdiction and admissibility of the Application, the Court first decided on the said objections in its Ruling of 21 June 2013Footnote 2 .
10. As earlier indicated, the Court, in the above mentioned Judgment of 28 March 2014, found that the Respondent State violated certain provisions of the Charter (supra, para 1).
III. SUMMARY OF THE PROCEDURE BEFORE THE COURT
11. After requesting and obtaining from the Court an extension of the time limit, the Applicants transmitted to the Registry of the Court their Brief on Reparations by e-mail dated 7 June 2014, received at the Registry on 9 June 2014. Attached to the Brief were two presidential decrees dated 9 June 1999 and 11 June 1999, respectively, offering social welfare cover and special allowances, notably for the beneficiaries and direct descendants of Norbert Zongo, Ernest Yembi Zongo, Blaise Ilboudo and Ablassé Nikiéma.
12. By e-mail dated 2 July 2014, received at the Court Registry on the same date, the Applicants submitted to the Registry a corrigendum to the Brief on Reparations. The following documents in particular were attached to the said corrigendum: a number of civil status documents (birth certificates, marriage certificates, identification cards, certificates of identity, deeds of filiation, life certificates, certificates of parental authority, nationality certificates, etc.) aimed at proving the beneficiaries' relation of kinship with the victims of the assassinations of 13 December 1998; the Indicative Scale of Costs and Fees for Lawyers of Burkina Faso, dated 20 December 2003 (excerpt); fees agreements; ministerial order of 13 July 1999 on special allowance particularly for the individual Applicants in this matter; letters from some Applicants declining the special allowance offer made by the Respondent State; Arusha hotel bills and air tickets for the purpose of the public hearings before the Court; land transport and visa fees receipts.
13. After requesting and obtaining from the Court an extension of the time limit, the Respondent State submitted to the Registry its Brief in Response to the Applicants' Reparations claim, by letter dated 6 October 2014, received in the Registry on 20 October 2014.
14. By letter dated 17 November 2014, the Applicants in response to the Respondent State's Brief, notified the Court that they had no observations to make on the said Brief except that they refuted the allegation made by the Respondent State that it contributed financially and yearly to the funding of the functioning of the Burkinabè Movement on Human and Peoples' Rights just like other associations.
15. At its Thirty-Sixth Ordinary Session held in Arusha, Tanzania, from 9 to 27 March 2015, the Court declared the proceedings closed and decided to commence deliberation on the matter.
16. By letter dated 30 April 2015, the Registry requested the Applicants to forward to the Court the complete version of a document, the excerpt of which they had earlier filed (Indicative Scale of Costs and Fees of Lawyers of Burkina Faso), and to submit a complete set of the supporting documents which they had submitted to the Court in respect of the transport fares and sojourn expenses incurred by the Applicants' representatives in Arusha. By letter dated 14 May 2015, received at the Registry of the Court on 2 June 2015, the Applicants submitted the Indicative Scale of Fees as requested, as well as a set of supporting materials which, however, turned out to be virtually the same as those initially submitted. For its part, the Respondent State, to which the Registry's letter had been copied, forwarded a copy of the Indicative Scale by e-mail, received at the Registry on 28 May 2015 indicating, however, that it was incumbent on the Applicants to furnish the supporting materials requested.
IV. PRAYERS OF THE PARTIES
17. During the proceedings, the following prayers were presented by the Parties;
On behalf of the Applicants,
in the Brief :
“21. Mindful of the abovementioned points of law and of facts, and without any prejudice to elements of fact and of law and evidence which may be adduced subsequently, as well as the right to complement and amend the present Brief, the beneficiaries of late Norbert Zongo, Abdoulaye alias Ablassé Nikiéma, Ernest Zongo and Blaise Ilboudo and the Burkinabè Movement on Human and Peoples' Rights (MBDHP) [pray] your Court to order Burkina Faso to grant them the sum of three hundred and forty-nine million, nine hundred and thirty-four thousand, seven hundred and five (349,934,705) CFA F for reparation for the prejudice caused by the violation of the rights which it acknowledged [as guilty] in the case of the assassination of journalist Norbert Zongo and his companions”.
in their Corrigendum:
“9. Based on the facts and law mentioned above and without prejudice to the elements of facts and of law and evidence which could subsequently be presented as well as the right to supplement and amend the present document, the beneficiaries of the late Norbert Zongo, Abdoulaye alias Abtasse Nikiéma, Ernest Zongo and Blaise Ilboudo and the Burkinabè Human and Peoples' Rights Movement (MBDHP) [pray] the Court to order Burkina Faso to grant them the sum of four hundred and twenty-four million two hundred and seventy-seven thousand two hundred and five (424,277,205) CFA F as reparation for damages caused by the violation of the rights for which they were found guilty in the matter of the assassination of journalist Norbert Zongo and his companions”.
On behalf of the Respondent State,
In the Brief in Reply:
“71. Based on the reasons mentioned above, the State of Burkina Faso respectfully prays the
Court to;
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– Rule that the Applicants have not produced or have produced insufficient, documents to justify their status and identity; and have thus not established proof of their close or filial relation to the direct victims who are late Norbert Zongo, Ernest Yembi Zongo, Blaise Ilboudo and Abdoulaye Nikiéma alias Ablassé;
Thus, decide that they do not have the status of indirect victims and cannot claim any reparation whatsoever;
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– Dismiss the request of the Burkinabè Human and Peoples' Rights Movement (MBDHP) for the payment of the sum of 45,734,705 CFA F, as groundless;
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– In the alternative, uphold the payment of a symbolic 1 Franc as reparation for moral prejudice:
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– State that the fees of the Applicants' lawyers are not specific or general damages and consequently throw them out;
Alternatively,
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– State that the amounts requested as lawyers' fees are exorbitant and reduce the said amount to a total of 20,000,000 CFA F, which breaks down to 5,000,000 CFA F each per family of the indirect victims:
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– Lastly, regarding transport and sojourn costs in Arusha, Tanzania, estimated by the indirect victims and their Counsel at 6,542,500 CFA F, the State of Burkina Faso leaves it to the very wise appraisal of the Court”
18. It is apparent, on the whole, that the Applicants are claiming damages for the prejudice they suffered; reimbursement of the costs and expenses they incurred; and at the same time, asking for measures of satisfaction and guarantees of non-repetition.
The Court will now consider these main prayers one after the other.
V. CLAIMS OF DAMAGES
19. Before considering specific claims for compensation, the Court would first like to make a number of preliminary observations of a general nature.
A) Preliminary Observations
20. The Court recalls, firstly, that under international law, a country found guilty of an international crime is required to make full reparation for the damage caused.
This obligation was stated by the Permanent Court of International Justice in a dictum in The Factory at Chorzów case, in the following words:
“It is a principle of international law that the breach of an engagement involves an obligation to make reparation in an adequate form. Reparation therefore is the indispensable complement of a failure to apply a convention, and there is no necessity for this to be stated in the convention itself”.Footnote 3
21. This statement was subsequently put in the following words by Article 31 (1) of Draft Articles on Responsibility of States for Internationally Wrongful Acts adopted by the International Law Commission (ILC) and submitted to the United Nations General Assembly in 2001:
“1. The responsible State is under the obligation to make full reparation for the injury caused by the internationally wrongful act”Footnote 4 .
22. In the context of the African human rights protection system, this principle is reflected in Article 27 (1) of the 10 June 1998 Protocol establishing this Court, which provides that:
“If the Court finds that there has been violation of a human or peoples' rights, it shall make appropriate orders to remedy the violation, including the payment of fair compensation or reparation”.
23. In the instant case, the Court having found in its Judgment of 28 March 2014 abovecited that there have been violations of the Charter by the Respondent State. this State is liable to make full reparation for the prejudice caused to the Applicants.
24. The Court would further like to recall that, in accordance with international law, for reparation to accrue, there must be a causal link between the wrongful act that has been established and the alleged prejudice. On that score, Article 31(2) of the Draft Articles on Responsibility of States mentioned above indeed refers to a “prejudice … resulting from an internationally wrongful act by a State”Footnote 5 .
25. In the instant case, therefore, it is only damages resulting from identified wrongful acts that the Court will take into consideration.
26. The Court would further like to note that, according to international law, both material and moral damages have to be repaired. In terms of Article 31(2) of the Draft Articles on Responsibility of States mentioned above: “Injury includes any damage, whether material or moral…”Footnote 6
27. According to Dictionnaire de droit international public, material damage is “one that affects economic or material interest, that is, interest which can immediately be assessed in monetary terms”Footnote 7 . As for moral damage, it is defined as one that affects the reputation, sentiments or affection of a natural person who enjoys diplomatic protection or who can be sued”Footnote 8 . (Registry translation)
28. In the instant case, the Applicants are in fact claiming reparations both for the moral prejudice endured by them, and for the material prejudice suffered by the MBDHP; and so, the Court will naturally examine the two types of damages.
29. The Court also notes that reparation may take several forms. According to Article 34 of the ILC Draft Articles above cited:
“Full reparation for the injury caused by the internationally wrongful act shall take the form of restitution, compensation and satisfaction, either singly or in combination, in accordance with the provisions of this chapter.Footnote 9
30. Lastly, the Court notes that, in the instant case, the internationally wrongful act generating the international responsibility of the Respondent State is the violation of Article 7 of the Charter because this State “did not act with due diligence in apprehending, prosecuting and putting on trial those responsible for the murder of Norbert Zongo and his three companions”Footnote 10 . All these claims for reparation must therefore be considered and assessed in relation to the wrongful act, and only in relation to this act.
31. In light of all the foregoing observations, the Court will now examine the different claims for reparation filed by the Applicants.
B) Claims for reparation of moral prejudiceFootnote 11
1) The Applicants, natural persons
32. In their Brief on Reparations, the Applicants, natural persons, namely: the beneficiaries of Norbert Zongo, Abdoulaye Nikiéma alias Ablassé, Ernest Zongo, and Blaise Ilboudo, are claiming reparation essentially on account of the “pain, physical and emotional suffering and trauma” suffered by them “throughout the duration of the lengthy legal procedure, which is entirely ascribable to Burkinabè authorities.”
33. They pointed out that “to wait for nearly eight years for a hypothetical notification from the court to be able to provide the Judge with information likely to help him follow a line of enquiry to track down the perpetrators of the assassination of one's relatives”… “to wait endless hours in front of the chambers of counsel and/or investigating magistrates in search of news about these persons” … “and spend sleepless nights ‘brooding over' the difficulties encountered on a daily basis in the quest for the truth” have been, for the beneficiaries, “ordeals to which it is almost impossible to ‘attach' a cost”.
34. They further stated that even if the Judgment of 28 March 2014 may in itself be a form of reparation, “the length of the judicial proceedings, the suffering and persecutory treatment that they caused, the changes that they brought about in the life of the beneficiaries and, above all, the situation of impunity enjoyed by the perpetrators of the assassination of Norbert Zongo and his companions, - all justify the grant of monetary compensation, based on the principle of equity…which could give them [the Applicants] the feeling of a fair reparation for the prejudice suffered”.
35. They underscored in this regard that they had categorically refused the social welfare cover in the form of feeding, healthcare and education as well as a special allowance offered by the Respondent State in 1999, because they did not want “any support from the State as long as the perpetrators of the assassination had not been brought to book before Burkinabè courts.
36. On that score, they claim the following amounts based on the list of persons they consider to be beneficiaries from each family, and on a lump sum to be granted to each of them:
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(i) For the beneficiaries of Norbert Zongo, they are claiming 149 million CFA F for 43 beneficiaries; with 25 million CFA F million for his spouse, 10 million for his mother, 1 million for each of the six stepmothers, 15 million for each of the five children, 2 million for each of the sixteen uterine sisters or step-sisters, and 2 million for each of his uterine brothers or step-brothers.Footnote 12
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(ii) The beneficiaries of Ernest Zongo, for their part, are claiming 49 million CFA F for 37 beneficiaries with 10 million for his mother, 1 million for each of the six step-mothers, 2 million for each of the sixteen uterine sisters or step-sisters, and 2 million for each of the fourteen brothers or step-brothers.Footnote 13
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(iii) As for the beneficiaries of Blaise Ilboudo, they are claiming 30 CFA F million for 07 beneficiaries with 10 million for his father, 10 million for his mother, 2 million for each of the two uterine sisters, and 2 million for each of the three uterine brothers.
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(iv) Lastly, the beneficiaries of Abdoulaye Nikiéma alias Ablassé are claiming 29 million CFA F for four beneficiaries with 10 million for his mother, 15 million for his son, and 2 million for each of his two uterine sisters.
37. In its Brief in Response, the Respondent State argues that the individual Applicants have failed to adduce sufficient evidence either in terms of Burkinabè domestic law or in terms of international law to justify their status as beneficiaries which they are claiming to be.
38. The Respondent State first submits that according to Burkinabè Law, the status of widow presupposes that two conditions have been met: marriage (attested by a marriage certificate), and death of the spouse (proven by a death certificate). It points out that these two conditions have been fulfilled in the case of the widow of late Norbert Zongo.
39. It further argues that the status of child or descendant is determined by filiation resulting in the relationship which itself is evidenced by civil status registration. It submits that, in the instant case, “these conditions are partially met by some interested parties and completely ignored by others”.
40. Lastly, the Respondent State points out that estates are deferred to children and descendants of the deceased, to ascendants, to collateral parents and to surviving spouse in the order established by law; and that in particular, “fathers, mothers, brothers and sisters can only inherit where there were no children or descendants''.
41. It then submits that according to international and community law and, in particular, under the jurisprudence of major international jurisdictions (Human Rights Committee, Inter-American Court, European Court, African Commission and African Court), “only members of the family who have close filial relations with the direct victim are considered as indirect victims with rights to reparation”. It argues however that they have to furnish proof of such relationship.
42. On the whole, the Respondent State noted that, in the instant case, whereas some beneficiaries produced both birth and life certificates, others however submitted only one certificate (birth or life certificate) or identification papers which are no longer valid and are therefore not expected to be used to attest to their identity, because the papers in question have ceased to exist in Burkina Faso for more than ten years; and others still did not provide any document at all.Footnote 14 It noted that none of the Applicants' families has produced a certificate of inheritance, “a basic document in Burkinabè national law that alone attests to the status of inheritor.”
43. In conclusion, the Respondent State submits that, in all, “the Applicants have not justified their status as beneficiaries or indirect victims, and therefore cannot lay claim to any reparation.”
44. The Court notes that what is in discussion here between the parties, are the following issues: the notion of victim who is likely to become beneficiary of reparation and application of this notion in the instant case; the type of evidence to adduce to establish the status of victim; and the amount of reparation being claimed. It is also important to clarify the issue of proof of the causal link between the wrongful act and the moral prejudice suffered.
a) The notion of victim and its application in the instant case
45. Whereas the Applicants have, in all, listed a considerable number of beneficiaries including not only the spouse and the children of the deceased, but also their fathers and/or mothers, their step-mothers and their brothers and sisters, the Respondent State submits that not all of them are beneficiaries, and that in particular, according to Burkinabè law, fathers, mothers, brothers and sisters may inherit only where there are no children and descendants. The Respondent State thus places the victims entitled to reparation on the same footing as the heirs of the deceased persons according to Burkinabè law. Going by this concept, and in the circumstances of this case, only the children and, where applicable, the spouses, would be the victims of the human rights violations established by the Court.
46. The Court is of the opinion that, in international human rights law, the notion of victim must not necessarily be limited to that of the first-line heirs of a deceased person under national law. This notion may indeed encompass not only first-line heirs but also possibly other close relatives of the deceased, who can reasonably be considered as having suffered moral prejudice as a result of the violation of the human rights in question.
47. According to Principle 8 of the Basic Principles and Guidelines on the Right to a Remedy and Reparation for Victims of Gross Violations of International Human Rights Law and Serious Violations of International Humanitarian Law adopted by the UN General Assembly on 16 December 2005:
“For purposes of the present document, ‘victims' are persons who individually or collectively suffered harm, including physical or mental injury, emotional suffering, economic loss or substantial impairment of their fundamental rights, through acts or omissions that constitute gross violations of international human rights law, or serious violations of international humanitarian law. Where appropriate, and In accordance with domestic law, the term ‘victim' also includes the Immediate family or dependants of the direct victim and persons who have suffered harm in intervening to assist victims in distress or to prevent victimization”.Footnote 15
48. Regarding the content of the notion of closest relatives of the direct victim, international jurisprudence is not rigorously uniform. Whereas, for instance, the InterAmerican Court of Human Rights has In some cases considered closest relatives as fathers, mothers, children and spouses,Footnote 16 it has in most cases also included brothers and sisters of the direct victim.Footnote 17
49. In any case, it is apparent that the issue as to whether a given person may be considered as one of the closest relatives entitled to reparation has to be determined on a case-by-case basis, depending on the specific circumstances of each case.
50. In the context and circumstances of the instant case, there is no doubt that many people suffered morally, in varying degrees, from the lack of due diligence on the part of the authorities of the Respondent State in apprehending, prosecuting and putting to trial the perpetrators of the quadruple assassination; but one may reasonably consider that those who acted (directly or by representation) on the very front line in this respect and suffered the most from the situation are the spouses, children, fathers and mothers of the deceased. These are therefore the persons who, in the instant case, may claim the status of victim, and therefore lay claim to reparation, if at least the concrete evidence of this status is duly adduced.Footnote 18 Going by this reservation, the persons mentioned in the following paragraphs are entitled to reparation for the moral prejudice suffered:
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(i) As regards the beneficiaries of Norbert Zongo, the victims are Zongo Somda, Geneviève (spouse); Zongo Guy Bonaventure (son); Zongo, Antoine (son): Zongo, Arnold (son); Zongo, Judith (daughter); Zongo Constant (son); and Nana Augustine (mother).
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(ii) As regards the beneficiaries of Ernest Zongo, the victim is Yameogo, Talba Rosalie (mother).
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(iii) As for the beneficiaries of Blaise Ilboudo, the victims are Iloudo, Jonas (father); and Yanogo, Deborah (mother).
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(iv) As regards the beneficiaries of Abdoulaye Nikiéma alias Ablassé, the victims are Ouédraogo, Kouiliga (mother); and Nikiéma Abdoul Kader (son).
b) Proof of status of victim
51. Whereas, basically, apart from cases where marriage certificates have been adduced, and the Applicants in some cases produced the birth certificates of beneficiaries; or life certificates; or at times both birth certificates and life certificates to establish their status as victim; or did not produce any document in support, the Respondent State submits that in conformity with extant national legislation, each beneficiary should produce not only the two above-mentioned documents at the same time, but also certificates of heredity.
52. The Court notes that according to Article 26 (2) of the Protocol establishing it, “the Court may receive written and oral evidence including expert testimony and shall make its decision on the basis of such evidence”. This provision which highlights the principle of free admissibility of evidence implies in particular that the Court is not limited by internal restrictive rules of law with regard to admissible evidence. It may therefore decide that a type of evidence required under domestic law is not necessarily required before it as an international court.
53. Along the same lines, it has been ruled that:
“This obligation to make reparations is regulated, in all its aspects [including the determination of beneficiaries] by international law, and cannot be modified by the respondent State nor can it fail to comply with it, invoking to this end provisions of its domestic law”Footnote 19 .
54. In the instant case, the Court is of the opinion that to establish their status as victim, the Applicants, natural persons, mentioned earlier (para 50) do not need to produce a certificate of heredity as required under Burkinabè law. As the Court noted earlier (para. 46), the relevant issue here is not to know whether or not a person is an heir but rather to know whether such a person is a recognized victim in light of international human rights law. In the view of the Court, spouses should produce only their marriage certificate and their life certificate or any other equivalent proof. As for the children, they only have to produce their birth certificate or any other equivalent evidence to show proof of their filiation, as well as their life certificate. Fathers and mothers must produce only an attestation of paternity or maternity as well as life certificate or any other equivalent proof.
c) Proof of causal link between the wrongful act and the moral prejudice
55. Regarding the causal link between the wrongful act and the moral prejudice suffered, the Court is of the opinion that such link may result from the violation of a human right, as an automatic consequence, without any need to prove otherwise. In the jurisprudence of the Inter-American Court, there is even a presumption in that regard. This Court has indeed declared that there is “a presumption according to which violations of human rights and a situation of impunity regarding those violations cause grief, anguish and sadness, both to the victims and to their next of kin”Footnote 20 , and that in such circumstances no proof is required.Footnote 21
56. In the instant case, there is hardly any doubt that the close relatives of Norbert Zongo and his three companions suffered moral damage arising from the shortcomings ascribable to the Respondent State for having failed to apprehend, prosecute and bring to trial those responsible for the quadruple murder on 13 December 1998, and in particular the unduly prolonged procedure which in the end turned out to be fruitless (see Judgement of 28 March 2014, paras 152 to 156).
d) The amount of reparations
57. Whereas the Applicants are claiming lump sums of money in reparation for the moral prejudice suffered (supra, para 36), the Respondent State is insistent in establishing that none of the beneficiaries has justified his/her status either as beneficiary or indirect victim, and that none of them is therefore in a position to lay claim to any reparation (supra, para 43).
58. The Court first recalls that it has already disposed of this issue of persons who can lay claim to the status of victims in the instant case (supra, para. 50) and will not come back to it.
59. The Court further notes that the Respondent State does not contest the existence of moral prejudice to the detriment of the beneficiaries identified by the Court as the victims.
60. Regarding the quantification of reparation per se, the applicable principle is that of full reparation, commensurate with the prejudice suffered. As stated by the Permanent Court of International Justice in the above mentioned matter of I'Usine de Chorzów (The Factory at Chorzów), the State responsible for violation needs to make an effort “to wipe out all the consequences of the illegal act and re-establish the situation which would, in all probability, have existed if that act had not been committed”.Footnote 22 In the same vein, the InterAmerican Court of Human Rights stated that:
“Reparations consist of measures tending to eliminate the effects of the violations that have been committed. Their nature and amount depend on both the pecuniary and non-pecuniary damage that has been caused. Reparations should not make the victims or their successors either richer or poorer and they should be proportionate to the violations declared in the judgment”.Footnote 23
61. With regard in particular to determination of the amounts for pecuniary reparation of a moral prejudice, it is admitted that the determination should be done equitably taking into account the specific circumstances of each case. As stated by the Inter-American Court of Human Rights:
“Since it is not possible to allocate a precise monetary equivalent for non-pecuniary damage, it can only be compensated, in order to provide comprehensive reparation to the victims, by the payment of a sum of money or the delivery of goods or services with a monetary value, which the Court determines by the reasonable exercise of judicial discretion and based on the principle of equity…”Footnote 24
62. In the instant case, the Court notes in particular that the lump sum amounts submitted by the Applicants for each victim have not been formally contested by the Respondent State. In the circumstances, the Court, on grounds of equity, and considering that the sufferings of the victims concerned occurred over many years (supra paras 3 to 7) does not see any reason why the said amounts should not be awarded as they are. The Court therefore grants the claims for reparation for moral prejudice suffered by the victims identified in paragraph 50 above, who would have to furnish the proof mentioned in paragraph 54 above, that is: 25 million CFA F per spouse, 15 million per child, and 10 million per father or mother. In the same vein, the Court dismisses the claims for reparation for moral prejudice submitted for the other persons listed by the Applicants, namely: step-mothers, uterine sisters and brothers, and step sisters and step brothers.
2) The Burkinabè Movement on Human and Peoples' Rights (MBDHP)
63. In their Brief on Reparations, the Applicants stated that the MBDHP “…claims from Burkina Faso a token amount for the damage caused to it for its involvement in the search for the truth…”
64. In its Brief in Response, the Respondent State indicated that it “finds no inconvenience with paying” the token 1 CFA F “for the moral damage” [the MBDHP] “had suffered”.
65. The Court accepts, firstly, that a legal entity can suffer a moral prejudiceFootnote 25 . In the instant case, this prejudice may have resulted from the frustrations experienced for years by the MBDHP on account of the inconclusiveness of the action of apprehending, prosecuting and bringing to trial the assassins of Norbert Zongo and his companions.
66. In this regard, the Court is further of the opinion that in line with international practiceFootnote 26 , the findings in its aforementioned Judgment of 28 March 2014 regarding the violation of the Charter by the Respondent State, already constitutes in itself a form of reparation for the moral prejudice suffered by the MBDHP.
67. Furthermore, in the special circumstances of this case, whereby the Respondent State has not raised any objection, the Court does not see any reason as to why it should not grant the symbolic reparation claimed by MBDHP as reparation for the moral prejudice it suffered. Accordingly, the Court further grants the claim made by the Applicants for one (1) symbolic CFA Franc to be paid to MBDHP.
C. Claims for reparation for material prejudice
68. In their Brief on Reparations and, once again, in regard to MBDHP, the Applicants claimed “reimbursement of the expenses incurred between 1998 and 2013, for organizing demonstrations, particularly the International Day Against Impunity organized on 13 December of each year, both to force the authorities to track down the perpetrators of the assassination of the journalist and his companions and to rally the people of Burkina Faso to support the families of the beneficiaries”, that is, the amount of forty-five million seven hundred and thirty-four thousand seven hundred and five (45,734,705) CFA F.
69. Furthermore, in their letter dated 17 November 2014 submitted in Response, the Applicants rejected the claim according to which “the State of Burkina Faso contributes financially and yearly to the functioning of the MBDHP [Burkinabè Movement on Human and Peoples' Rights] just like other associations”. According to them, since its creation on 19 February 1989, the MBDHP has never received any financial contribution whatsoever from the authorities.
70. In its Brief In Response, the Respondent State argued that the claim for reimbursement of the costs incurred for organising demonstrations has no material or legal grounds, for the following reasons:
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(i) the MBDHP has been existing well before the matter of Norbert Zongo and has organized demonstrations not related to this matter;
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(ii) Burkina Faso contributes financially and yearly to the running of the MBDHP, like other associationsFootnote 27 ;
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(iii) the demonstrations in question were organised in conjunction with other organisations in a forum called “Group of mass organizations and political parties”, and did not therefore constitute actions specific and peculiar to MBDHP;
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(iv) the said demonstrations had always been directed against impunity in general and not solely in favour of the “Norbert Zongo” case;
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(v) the MBDHP did not present any document attesting to the costs that it claimed to have incurred to hold demonstrations, and did not even indicate when the said demonstrations took place.
Consequently, the Respondent State prayed the Court, on grounds of the aforesaid, to throw out MBDHP's request for reimbursement of the said costs as “fake and groundless.”
71. The Court recalls that the Burkinabè Movement on Human and Peoples' Rights is, as the name indicates, a human and peoples' rights advocacy organisation in Burkina Faso. It is therefore evident that the organization of human rights advocacy demonstrations in that country, including for the rights of the beneficiaries of Norbert Zongo and his companions, falls within its mandate and the ambit of its normal activities.
72. For this reason, the Court is of the opinion that there is no basis to grant the claim for reimbursement of the costs incurred by MBDHP in organising human rights advocacy demonstrations, including those in favour of the Applicants in the instant case.
VI. EXPENDITURE AND COSTS INCURRED BY THE BENEFICIARIES
73. Under this heading, the Applicants are asking the Respondent State to reimburse not only lawyers' fees but also the expenses incurred for transport to the Seat of the Court.
A) Lawyers' fees
74. In their Brief on Reparations, the Applicants submit that reimbursement of the expenses incurred at both the national and international levels in the quest for justice is one of the appropriate measures prescribed by Article 27(2) of the Protocol establishing the Court [para 17]. They argue that “these are mostly the charges and fees of Counsel for the beneficiaries and of the MBDHP during the entire juridical procedure in Burkina Faso and in Tanzania” [at the Seat of the Court].
75. According to the Applicants, “the fees include: the total amount owed by the client to the Counsel for services rendered by the latter; the costs and outlay corresponding to the costs indicated by Counsel in accomplishing his mission, and outlay paid on behalf of the client …; emoluments corresponding to taxes and charges received by Counsel for procedural acts, in accordance with tariff fixed by the instruments in force”.
76. The Applicants submit that their Counsel have been working on the case since 1999 “with all political, financial, moral, etc.) toll it has taken on them” and therefore prayed the Court “to arbitrate these fees to the sum of twenty-five (25) million CFA F exclusive of related taxes and emoluments.”
77. In the Corrigendum on the Reparations, the Applicants however indicate that the figures contained in the Brief are inexact because they do not conform to the agreements signed between the two lawyers and the beneficiaries in 2010, based on the Indicative Scale of Costs and Fees of Lawyers of Burkina Faso. Consequently, they pray the Court “to adjudicate these fees at the sum of twenty-five million (25) CFA F per family, subject to the related taxes and emoluments as had been approved by them”…thus bringing “the total sum to a hundred (100) million CFA F”.
78. In its Brief in Response, the Respondent State, after analysing the Indicative Scale of Costs and Fees of Lawyers of Burkina Faso submitted by the Applicants, argued that the Agreements on lawyers' fees referred to by the Applicants, “are complaisant as they do not state the well-known fees”. It further argues that lawyers' fees are part of damages, which in its view, are the only claims made by the Applicants in the instant case; but argues that if, by an unlikely chance, the Court agrees that the Counsel fees for the Applicants are part of damages, then “the sum of twenty-five (25) million claimed by the said Counsel for each victim's family is exorbitant and out of proportion with the socioeconomic realities of Burkina Faso”. The Respondent State “believes that the sum of 20,000,000 CFA F that is, 5,000,000 per family would be a fair remuneration for the lawyers of the victims”.
79. In the opinion of the Court, the reparation paid to victims of human rights violation may also include the reimbursement of lawyers' fees. This was the position held by the Court in the afore-cited case of Rev. Mtkila v. United Republic of Tanzania:
“The Court notes that expenses and costs form part of the concept of ‘reparations'. Therefore, where the international responsibility of a State is established in a declaratory judgment, the Court may order the State to compensate the victim for expenditure and costs incurred in his or her efforts to obtain justice at the national and international levels”Footnote 28
80. This position is consistent with that of other international human rights jurisdictions. The Inter-American Court of Human Rights, for example, expressed this position in the following terms:
“…costs and expenses are included in the concept of reparations … because the activity deployed by the next-of-kin of the victims or their representatives in order to obtain justice at both the national and the international level entails expenditure that must be compensated when the State's international responsibility is declared in a judgment against it.”Footnote 29
81. In determining the amount to be paid in the matter of Rev . Mtkila mentioned above, the Court has held that in the opinion of the Court, the reparation paid to victims of human rights violation may also include the reimbursement of lawyers' fees.Footnote 30
82. This is also the position of the Inter-American Court of Human Rights which, in a matter, declared that:
“… the Court considers that it is not sufficient to remit probative documents; rather the parties must develop the reasoning that relates the evidence to the fact under consideration, and, in the case of alleged financial disbursements, the items and their justification must be described clearly.”Footnote 31
83. In the instant case, the Applicants presented an extract of the Indicative Scale of Costs and Fees of Lawyers of Burkina Faso dated 20 December 2003 as well as the fees agreements signed with the lawyers in 2010.
84. If we take the Indicative Scale into account, it becomes apparent that the lawyers would be entitled to 150,000 CFA F for opening the case; 150,000 CFA F for legal assistance and representation; 25,000 per session before the Court of First Instance; 350,000 for legal assistance and representation before the Court of Appeal and a percentage of the amount of the reparation which would have been paid to the victims in the civil suit. Considering that in the instant case no civil damages were paid to the victims by the domestic jurisdictions, it would not be possible to set with clarity, any global amount based on the Indicative Scale.
85. Going by the fees agreements, the lawyers would be entitled to 250,000 CFA F for the opening of the case, and 25,000,000 for their legal assistance and representation. This will give 25,250,000 CFA F per family, or a total of 101,000, 000 CFA F which the Applicants have rounded up at 100,000,000 CFA F.
86. In the opinion of the Court, the amount calculated on the basis of the Indicative Scale would be too low if account is taken, inter alia, of the difficulties the lawyers must have faced during the domestic proceedings, especially on account of the length of the proceedings and the highly political sensitivity of the case; and also when we take into consideration the qualitative requirements of the procedure before an international courtFootnote 32 . The Respondent State itself admits that a global amount of nearly twelve times higher, that is, 20,000,000 CFA F would be reasonable. On the other hand, the amount of 100,000,000 CFA F based on the lawyers' fees agreement seems to be too high in the circumstances, particularly if account is taken of the fact that there was only one matter for the four families.
87. In the circumstances, the Court has to determine the amount of lawyer's fees on the basis of equity, going by what it considers reasonable in each caseFootnote 33 . In its opinion, in the instant case, and considering both the amounts set by the Indicative Scale, the amounts stipulated in the fees agreement and the amounts proposed by the Respondent State itself, a total lump sum comprising expenses and lawyers' fees in the amount of 40 million would be equitable and reasonable.
B) Transport and sojourn expenses at the Seat of the Court
88. In their Brief on Reparations, the Applicants once again argue that reimbursement of transport and sojourn expenses for their Counsel and the representative of MBDHP in Arusha for their participation in the public hearing of the African Court forms part of the appropriate orders of reparation prescribed in Article 27 of the Protocol establishing the Court. The said expenses are in respect of the travels made between March and November 2013 for the purpose of attending the public hearings of the Court, and the Applicants estimate the said expenses at seven million two hundred thousand (7,200,000) CFA F.
89. However, in their Corrigendum to the Brief on Reparations, the Applicants reduced this amount to six million five hundred and forty-two thousand five hundred (6,542,500) CFA F.
90. In its Brief in Response, the Respondent State submits that the transport and sojourn costs in Arusha incurred to follow the proceedings should have been supported by documents issued by the transport companies, hotels and restaurants, and that it leaves the determination of the right amount to the wisdom of the Court, considering that the said costs are not mentioned in the lawyers' fees agreements.
91. The Court is of the opinion that the reparation payable to the victims of human rights violation can also include reimbursement of the transport fares and sojourn expenses incurred for the purposes of the case by their representatives at the Seat of the Court.Footnote 34
92. The Court notes that, in the instant case, the Parties do agree on the principle of reimbursement of transport fares and sojourn expenses in Arusha for the representatives of the Applicants. The Court further notes that the Applicants produced written documents aimed at substantiating the amounts claimed. It however finds that the Applicants did not submit a complete set of the supporting materials (supra, para. 16).
93. The Court is of the opinion that, with regard to reimbursement of the expenses actually incurred, only the expenses supported by proof of payment such as receipts or equivalent documents can be considered for the purposes of reparation.
94. Based on the aforesaid, it is apparent from the records that the travel and sojourn costs to be reimbursed are in the amount of US$1,106 for Mrs. Genevieve Poda Zongo, spouse of Norbert Zongo; US$1,106 for Chrysogne Zougmore, President of MBDHP; US$1,106 for Advocate Benewende Stanislas Sankara, Counsel; US$ 1, 827,37 for Advocate Ibrahima Kane, Counsel; and US$50 for Prosper Farama, Counsel. The Court therefore grants the claim for reimbursement in favour of the Applicants in the total amount of US$5,195,37 equivalent to 3,135,405.80 CFA F at Central Bank of West African States (BCEAO) rate.
VII. MEASURES OF SATISFACTION AND GUARANTEES OF NON- REPETITION
A) Measure of satisfaction: publication of the Court's decision
95. In their Brief on Reparations, the Applicants prayed the Court to order “the publication of [its] Judgment in the Official Gazette, the national Daily Sidwaya and two of the most read private newspapers in the country, in order that the national public opinion, particularly judicial authorities and security officials [might] be aware of the wrong caused to the State and its human rights protection system by the poor functioning of its public justice and security services”.
96. In its Brief in Response, the Respondent State noted that, in principle, it finds no inconvenience with publishing the Court's decision, but argued that in international human rights law, “measures of satisfaction should not lead to humiliation of the State against which human rights violations had been established”. It submitted further that, in the instant case, the reasons given by the Applicants in support of their request for publication “are motivated more by a desire to humiliate the State of Burkina Faso and tarnish its image, than promoting and protecting human rights”. The Respondent State therefore prays the Court to reject the measure of satisfaction and guarantees of non-repetition as requested by the indirect victims as inadequate and irrelevant.
97. The Court notes that the principle itself of publication of the Court's decision is not in dispute between the parties.
98. The Court also notes that the publication of decisions of international human rights courts as a measure of satisfaction is of current practice.Footnote 35 Thus, in the case of Rev. Christopher Mtkila v. United Republic of Tanzania, the Court itself decided proprio motu to order the publication of one of its decisions as a measure of satisfaction.Footnote 36
99. The Court further notes that measures regarding the publication of its decision, if couched in reasonable terms, will not in any way amount to humiliation for the Respondent State.
100. Relying on its own jurisprudence afore-mentioned (supra, para. 98), the Court is of the opinion that as a measure of satisfaction, the Respondent State should, within six months from the date of this Judgment, publish: (i) the official summary of this Judgment drafted by the Registry of the Court in French, once in the official gazette, and once in a widely read national Daily; (ii) the same summary on an official internet website of the Respondent State, and maintain the publication for one year.
B) “Guarantees of non-repetition”
101. In their Brief on Reparations regarding what they characterize as “guarantees of non repetition”, the Applicants prayed the Court to order “the re-opening of investigations so that the perpetrators of the assassination may be apprehended and brought before national courts”, and “to order Burkinabè authorities to submit [to the Court], all information concerning the initiatives taken to that effect within six (6) months”.
102. In its Brief in Response, still basing its argument on humiliation, the Respondent State indicates that “exacting the immediate resumption of investigations and production within a time limit of six months, of all information on measures taken to that effect, is contemptuous to the provisions of the Criminal Procedure Code of Burkina Faso”, specifically Articles 188 and 189Footnote 37 thereof. It further argues that “it continues to make the commitment that, as soon as new facts or new charges will be discovered in terms of the above mentioned provisions of the Criminal Procedure Code, it will reopen investigation as long as the 10 (ten) years prescription provided for crimes would not have elapsed”.
103. On the application for resumption of investigations into the murder of Norbert Zongo and his three companions, the Court notes that this is not really a measure of nonrepetition, but rather one of cessation of a violation already established.
104. Be that as it may, the Court is of the opinion that this is indeed a legitimate measure likely to forestall the continued violation of Article 7 of the Charter in this case.
105. This position is consistent with the jurisprudence of some international courts. For instance, the Human Rights Committee held the view in a case that:
“The State party should investigate the events complained of and bring to justice those held responsible for the author's treatment; it further is under an obligation to take effective measures to ensure that similar violations do not occur in the future.”Footnote 38
106. For its part, the African Commission on Human and Peoples' Rights frequently recommends to States to take certain measures to prevent a repetition of the vtolations it has established. In the matter of Gabriel Shumba v. Zimbabwe, for example, it recommends “that an enquiry and investigation be carried out to bring those who perpetrated the violations to justice”.Footnote 39
107. The Court is further of the opinion that such a measure hardly amounts to contempt of Burkinabè legislation, since all it does is to offer the possibility of reopening investigations after the matter had been dismissed by the national court for lack of evidence; and the Respondent State itself is disposed to the reopening of investigations into the matter (supra, para. 102).
108. The Court would also like to emphasize that whereas it may indeed order the State to adopt certain measures, the Court does not however deem it necessary to indicate to the State how it should comply with the Court's decision, that being left to the discretion of the said State.
109. Based on the foregoing considerations, the Court grants the Applicants' request to order the Respondent State to reopen investigations with a view to prosecute and bring to trial the perpetrators of the murder of Norbert Zongo and his three companions, and thus shed light on this matter and do justice to the families of the victims.
110. On the Applicant's request to require the Respondent State to furnish all information concerning the measures taken in this respect within six months, the Court is of the opinion that it is not necessary to set a specific time limit for implementation of the measures in question, considering that it will determine later (infra, para 111) the time limit within which the Respondent State should notify the Court of its execution of all the measures it would have taken in the instant case.
111. For these reasons,
THE COURT:
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(i) UnanimouslyDecides, with regard to the moral prejudice suffered by the Applicants natural persons in the instant case, that only the spouse, the sons and daughters, and the fathers and mothers of the deceased persons mentioned in paragraph 50 of this Judgment are entitled to reparation;
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(ii) Unanimously Orders the Respondent State, in consequence, to pay twenty-five (25) million CFA F to each spouse; fifteen (15) million CFA F to each son and daughter; and ten (10) million CFA F to each father and mother concerned;
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(iii) Unanimously Declares that for the purposes of the payments prescribed in the preceding paragraph, the following documents must be presented by the Applicants to the competent Burkinabè authorities: marriage certificate and life certificate or any other equivalent proof for the spouse: birth certificate and life certificate or any other equivalent proof for the sons and daughters; attestation of paternity or of maternity, and a life certificate or any other equivalent proof for the fathers and mothers;
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(iv) Unanimously, Declares that the Judgment of 28 March 2014 on this matter represents a form of reparation for the moral prejudice suffered by the Burkinabè Movement on Human and Peoples' Rights (MBDHP); and orders the Respondent State in addition to pay a token sum of one (1) CFA F to the MBDHP, as reparation for the said prejudice;
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(v) Unanimously, Dismisses the claim made by the MBDHP for compensation for having organized human rights demonstrations regularly, including demonstrations for the Applicants;
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(vi) Unanimously Orders the Respondent State to pay the Applicants the sum of forty (40) million CFA F being the fees owed to their Counsel;
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(vii) Unanimously Orders the Respondent State to reimburse the Applicants the out-of-pocket expenses incurred by their Counsel during their stay at the Seat of the Court in Arusha in March and November 2013, in the amount of three million one hundred and thirty-five thousand, four hundred and five CFA F and eighty cents (3,135,405.80);
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(viii) Unanimously Orders the Respondent State to pay all the amounts mentioned in sub paragraphs (ii), (iv), (vi) and (vii) of this paragraph within six months as of today, failing which interest will accrue for delayed payment, calculated at the rate applicable at the Central Bank of the Community of West African States (BCEAO), for the entire duration of the delay until the full payment of the amounts owed;
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(ix) Unanimously Orders the Respondent State to publish within six (6) months of the date of this Judgment: (a) the summary of this Judgment in French drafted by the Registry of the Court, once in the Official Gazette of Burkina Faso and once in a widely read national Daily; (b) the same summary on the website of the Respondent State and retain the publication on the said website for one year;
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(x) By ten votes to one, Judge Tambala dissenting, Orders the Respondent State to reopen investigations with a view to apprehend, prosecute and bring to justice the perpetrators of the assassination of Norbert Zongo and his three companions;
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(xi) Unanimously Orders the Respondent State to submit to it within six months effective from this day, a report on the status of compliance with all the Orders contained in this Judgment.
Signed:
Augustine S.L. RAMADHANI, President
Elsie N. THOMPSON, Vice-President
Gérard NIYUNGEKO, Judge
Fatsah OUGUERGOUZ, Judge
Duncan TAMBALA, Judge
Sylvain ORE, Judge
El Hadji GUISSE, Judge
Ben KIOKO, Judge
Rafâa BEN ACHOUR, Judge
Solomy B. BOSSA, Judge
Angelo V. MATUSSE, Judge; and
Robert ENO, Registrar.
Done at Arusha, this Fifth Day of the Month of June of the Year Two Thousand and Fifteen in English and French, the French version being authoritative.
