1. Introduction
Bound states in the continuum (BSCs), also known as embedded trapped modes, are localized solutions which correspond to discrete eigenvalues coexisting with extended modes of a continuous spectrum in resonator–waveguide configurations. The existence of trapped solutions residing in the continuum was first reported by von Neumann & Wigner (Reference von Neumann and Wigner1929) at the dawn of quantum mechanics. To the best of our knowledge, the term bound state (embedded) in the continuum was introduced by Fonda (Reference Fonda1961) in the context of resonance reactions in the presence of continuous channels. Since then the bound state in the continuum has been universally used to designate a BSC in quantum mechanics (Stillinger & Herrick Reference Stillinger and Herrick1975). In the field of fluid mechanics, Parker (Reference Parker1966, Reference Parker1967) is credited with being the first to encounter resonances of pure acoustic nature in air flow over a cascade of flat parallel plates. Nowadays, the BSCs are known to exist in various waveguide structures ranging from quantum wires (Shahbazyan & Raikh Reference Shahbazyan and Raikh1994; Kim, Satanin, Joe & Cosby Reference Kim, Satanin, Joe and Cosby1999; Olendski & Mikhailovska Reference Olendski and Mikhailovska2002; Sadreev, Bulgakov & Rotter Reference Sadreev, Bulgakov and Rotter2006; Cattapan & Lotti Reference Cattapan and Lotti2007), to acoustic waveguides (Duan et al. Reference Duan, Koch, Linton and McIver2007; Linton & McIver Reference Linton and McIver2007; Hein & Koch Reference Hein and Koch2008; Hein, Koch & Nannen Reference Hein, Koch and Nannen2012), and photonic crystals (Shipman & Venakides Reference Shipman and Venakides2005; Bulgakov & Sadreev Reference Bulgakov and Sadreev2008; Marinica, Borisov & Shabanov Reference Marinica, Borisov and Shabanov2008; Yang et al. Reference Yang, Peng, Liang, Li and Noda2014). The BSCs are of immense interest, specifically in optics thanks to the experimental opportunity to confine light in optical microcavities despite outgoing waves being allowed in the surrounding medium (Plotnik et al. Reference Plotnik, Peleg, Dreisow, Heinrich, Nolte, Szameit and Segev2011; Hsu et al. Reference Hsu, Zhen, Chua, Johnson, Joannopoulos and Soljačić2013; Corrielli et al. Reference Corrielli, Della Valle, Crespi, Osellame and Longhi2013; Weimann et al. Reference Weimann, Xu, Keil, Miroshnichenko, Tünnermann, Nolte, Sukhorukov, Szameit and Kivshar2013; Zhang & Zhang Reference Zhang and Zhang2015). At the same time, in aerodynamics, trapped and nearly trapped modes are known to cause severe vibrations and noise problems in gas and steam pipelines (Jungowski, Botros & Studzinski Reference Jungowski, Botros and Studzinski1989; Ziada & Bühlmann Reference Ziada and Bühlmann1992; Kriesels et al. Reference Kriesels, Peters, Hirschberg, Wijnands, Iafrati, Riccardi, Piva and Bruggeman1995; Ziada & Shine Reference Ziada and Shine1999; Tonon et al. Reference Tonon, Hirschberg, Golliard and Ziada2011).
The most trivial mechanism of BSC formation is due to the symmetry of the structure, i.e. the BSC and the continuous-spectrum modes have incompatible symmetries. Typically, when symmetric and antisymmetric problems are separated the first symmetric and antisymmetric propagating modes have different cut-off frequencies. Thus, the difference between the cut-off frequencies provides a window for an antisymmetric BSC to reside in. Such BSCs are omnipresent in wave-related set-ups, including quantum wires (Schult, Ravenhall & Wyld Reference Schult, Ravenhall and Wyld1989), fluid in a wave tank (Evans & Linton Reference Evans and Linton1991), and acoustic (Evans, Levitin & Vassiliev Reference Evans, Levitin and Vassiliev1994; Sugimoto & Imahori Reference Sugimoto and Imahori2005) and elastic (Maksimov & Sadreev Reference Maksimov and Sadreev2006) waveguides.
By breaking the axial symmetry of the structure the symmetry protected BSCs become quasi-trapped leaky modes coupled to the propagating modes of the waveguides (Aslanyan, Parnovski & Vassiliev Reference Aslanyan, Parnovski and Vassiliev2000). Nöckel (Reference Nöckel1992) and Ladrón de Guevara, Claro & Orellana (Reference Ladrón de Guevara, Claro and Orellana2003) demonstrated that if the symmetry is broken under variation of a control parameter the symmetry protected BSCs reveal themselves in the form of ghost Fano resonances. Conversely, as the symmetry is recovered the Fano resonance collapses with one of the two resonant modes acquiring an infinite life-time. The collapse of Fano resonance is a signature of full destructive interference of two degenerate eigenmodes of the resonator on the waveguide–resonator interface (Kim et al. Reference Kim, Satanin, Joe and Cosby1999). As a consequence of this a trapped mode is formed as a localized solution decoupled from the extended modes of the waveguides. Importantly, the full destructive interference of two degenerate eigenmodes leaking into waveguides represents a generic mechanism of BSC formation (Friedrich & Wintgen Reference Friedrich and Wintgen1985) whose implementation goes far beyond the above symmetry arguments by Ladrón de Guevara et al. (Reference Ladrón de Guevara, Claro and Orellana2003). In particular, this mechanism allows the formation of BSCs with the same symmetry about the duct axis as the coexisting scattering solution (Hein et al. Reference Hein, Koch and Nannen2012). The BSCs which can be attributed to a full destructive interference are frequently reported in quantum mechanics (Kim et al. Reference Kim, Satanin, Joe and Cosby1999), optics (Bulgakov & Sadreev Reference Bulgakov and Sadreev2014), and acoustics (Hein, Koch & Nannen Reference Hein, Koch and Nannen2010; Hein et al. Reference Hein, Koch and Nannen2012). The same interference mechanism was recently employed by Lepetit et al. (Reference Lepetit, Akmansoy, Ganne and Lourtioz2010) and Lepetit & Kanté (Reference Lepetit and Kanté2014) for experimental observation of BSCs in microwave set-ups. Throughout this paper the full destructive interference of two degenerate modes resulting in the formation of BSCs in multimodal cavities will be invoked to establish a two-mode approximation that will be used for finding BSC frequencies and shape functions.
In our recent work (Maksimov et al. Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015) we showed that the approach known in quantum mechanics as formalism of the effective non-Hermitian Hamiltonian (Dittes Reference Dittes2000; Pichugin, Schanz & Seba Reference Pichugin, Schanz and Seba2001) could be adapted for solving the hard-wall acoustic cavity–duct problem. The essential feature of the approach is that it allows one to recover transmission spectra of open-boundary systems relying on the spectral properties of their closed counterparts. Technically, the method is the acoustic coupled mode theory in which the pressure field within the cavity is represented by the modal variables corresponding to the amplitudes of the eigenmodes of the closed cavity decoupled from waveguides. We also refer the reader to the paper by Racec, Racec & Neidhardt (Reference Racec, Racec and Neidhardt2009) for a similar approach for scattering in cylindrical nanowire heterostructures.
In this paper, we consider the acoustical problem of axisymmetric side-branch cavities in two- and three-dimensional ducts of infinite length. Our primary goal is to explore the interference phenomena resulting in the formation of BSCs localized within two- and three-dimensional cavities. The BSCs will be analysed in the framework of the acoustic coupled mode theory (Maksimov et al. Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015). We will demonstrate that our approach not only represents an alternative numerical technique for finding BSCs but also provides an efficient analytical tool for construction the BSC shape function in the two-mode approximation. In particular, we will see that the two-mode approximation is able, to a good accuracy, to reproduce the BSC pressure field within two- and three-dimensional acoustic cavities.
The paper is organized as follows. In § 2 we provide a brief overview of the acoustic coupled mode theory which is our major tool for analysing the scattering problem. The numerical techniques for finding BSCs are also discussed. In § 3 we present our results on BSCs in two-dimensional duct–cavity systems. Three-dimensional systems are considered in § 4. Finally, we conclude in § 5.
2. Acoustic coupled mode theory
Let us start with the formulation of the problem. Throughout this paper we adopt non-dimensionalized quantities. After the time dependence is removed through the substitution
${\it\psi}(t)={\it\psi}\exp (-\text{i}{\it\omega}t)$
, the pressure field
${\it\psi}$
within a cavity–duct structure is controlled by the non-dimensional stationary Helmholtz equation
where
${\it\omega}$
is the non-dimensional frequency. The
$x$
-axis is aligned with the centreline of the duct–cavity structure. The problem could be reduced to two dimensions under assumption that the structure has constant thickness along the
$z$
-axis which allows us to present the solution of (2.1) as
${\it\psi}={\it\psi}(x,y){\it\psi}(z)$
. In what follows we take
${\it\psi}(z)=\text{const}.$
which means that only the first propagating mode is involved.
Equation (2.1) has to be solved subject to Neumann boundary conditions on all sound-hard boundaries of the cavity and reflectionless boundary conditions on the cavity–waveguide interfaces. There are numerous numerical techniques for imposing reflectionless conditions on waveguide–cavity interfaces, the most efficient of which implement layers of absorbing medium with complex refractivity giving rise to perfectly matched layers (Berenger Reference Berenger1994) or complex scaling (Moiseyev Reference Moiseyev1998) methods. For detailed information on the use of these methods for finding acoustic BSCs we refer the reader to the papers by Hein & Koch (Reference Hein and Koch2008), Hein et al. (Reference Hein, Koch and Nannen2012) which thoroughly review the subject. In this paper we will use an alternative method, namely acoustic coupled mode theory (Maksimov et al. Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015). The method is a recent adaptation of the approach known in quantum mechanics as formalism of the effective non-Hermitian Hamiltonian. In this section we only briefly review the essentials and introduce the basic concepts that will be needed later on for understanding the mechanism of BSC formation.
Structure lay-out.
$d=1$
.
To be consistent with the further applications our approach is exemplified on the two-dimensional duct–cavity structure depicted in figure 1 where we show a two-dimensional cavity of length
$L_{x}$
and width
$L_{y}$
coupled to symmetrically positioned waveguides of width
$d$
. In what follows we take
$d=1$
. As mentioned in the Introduction the coupled mode theory relies on the spectral properties of a closed cavity decoupled from the waveguides. In that context closed means that in the first step the eigenmodes and eigenfrequencies of the cavity are computed with the Neumann boundary conditions
on the boundary of the resonator
$\partial {\it\bf\Omega}$
, including the waveguide–cavity interfaces as well as the physical boundaries;
${\it\sigma}$
is the local coordinate normal the boundary of the closed resonator. In the case of a rectangular cavity the eigenvalue problem is easily solved analytically to yield the spectrum as
At the same time the eigenmodes are found as products of two factors:
where
${\it\delta}_{n^{\prime }}^{n}$
is the Kronecker delta. Note that the eigenfunctions are unit-normalized, so that
The propagating solutions in the waveguides have the form of plane waves:
where symbol
$+(-)$
stands for waves propagating to the right (left), and the functions
${\it\chi}_{p}(y)$
are defined as
The dispersion relation is
The pressure field within the cavity
${\it\psi}_{c}$
could be constructed as a modal expansion
over eigenfunctions (2.4). The key equation for finding the unknowns
$g_{n,m}$
for the cavity excited by an incoming wave has the following form (Maksimov et al.
Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015):
where
$\unicode[STIX]{x1D644}$
is the identity matrix, the subscript
$C=L,R$
specifies the coupling with the left and right waveguides, and the unknown vector
$\boldsymbol{g}$
contains the coefficients
$g_{n,m}$
. Analogously, the amplitudes
$a_{C,p}$
are the coefficients of the modal expansion of the incident wave field in the waveguides over the eigenfunctions (2.6), while the vector
$\boldsymbol{v}_{C,p}$
contains the coupling constants
$v_{C,p}^{m,n}$
between the specific eigenmode
$(m,n)$
(2.4) and the
$(C,p)$
propagating mode of the waveguides (2.6). Finally, the matrix
$\unicode[STIX]{x1D63F}$
has the following form:
where
${\it\bf\Omega}^{2}$
is a diagonal matrix which carries the squared eigenfrequencies
${\it\omega}_{n,m}^{2}$
(2.3) on the main diagonal and the symbol
$\dagger$
stands for Hermitian transpose. Notice that the coupling to the evanescent modes
$(p-1){\rm\pi}>{\it\omega}$
of the waveguides is accounted for in (2.11) by the terms with imaginary wavenumbers
$k_{p}$
found from (2.8). At this point we only have to specify the coupling constants
$v_{C,p}^{n,m}$
. According to Pichugin et al. (Reference Pichugin, Schanz and Seba2001) and Maksimov et al. (Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015) they are evaluated as overlapping integrals between the functions (2.7) and the eigenfunctions (2.4) on the waveguide–cavity interface:
where
${\it\tau}_{C}$
is the local interface coordinate orthogonal to the wave vector. The generalization to the three-dimensional case is straightforward; the coupling constant is a surface integral (Maksimov et al.
Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015) with
${\it\tau}_{C}$
representing the local coordinate set on a flat waveguide-resonator interface. Notice that (2.10) formally contains an infinite number of unknowns. However, as it was demonstrated in Maksimov et al. (Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015), for computational ease the basis can be truncated to a reasonably small number of modes in a given frequency window. After the unknown vector
$\boldsymbol{g}$
is obtained from (2.10) the coefficients of the modal expansion of the outgoing field in the waveguide
$b_{C,p}$
are found as
The above described approach has been demonstrated to be applicable to finding scattering functions and reflection amplitudes in two- and three-dimensional cavities (Maksimov et al. Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015). The goal of the present paper, however, is to adapt it for computing BSCs. The BSCs are localized solutions of infinite life-time which exist in the cavity even when no incident field is present in the waveguides. Thus, according to (2.10) one obtains an eigenvalue problem
When an eigenvalue
$z_{n}={\it\omega}_{n}+\text{i}{\it\gamma}_{n}$
found from (2.14) is real its eigenvector
$g_{n}$
corresponds to a BSC. Unfortunately, (2.14) does not represent the standard eigenvalue problem because the matrix
$\unicode[STIX]{x1D63F}$
(2.11) depends on the spectral parameters
$k_{p}$
which are linked to the eigenvalue
$z_{n}$
through the dispersion relation (2.8). One of the possible solutions (Sadreev et al.
Reference Sadreev, Bulgakov and Rotter2006) is to employ an iterative procedure of solving the fixed-point equation for real eigenvalues of (2.14). Alternatively, one of the most efficient techniques for finding complex eigenvalues (2.14) is the harmonic inversion method which allows one to extract the positions and life-times of the resonances from the response of the system to an external driving. In this paper we do not detail the harmonic inversion method as Wiersig & Main (Reference Wiersig and Main2008) nicely outline it in their paper on the fractal Weyl law for chaotic microcavities. In brief, the first step in the method is solving (2.10) with some, quite arbitrary, right-hand side which, in particular, could be a point source placed within the open cavity. The response obtained is then Fourier-transformed to yield a set of nonlinear equation for eigenvalues
$z_{n}$
which is subsequently solved by the use of Padé approximants (Wiersig & Main Reference Wiersig and Main2008).
To conclude this section we return to the Friedrich–Wintgen two-mode interference mechanism of BSC formation (Friedrich & Wintgen Reference Friedrich and Wintgen1985). Let us check whether it is possible that only two modes
${\it\psi}_{1}$
and
${\it\psi}_{2}$
of the closed cavity with eigenfrequencies
${\it\omega}_{1}$
and
${\it\omega}_{2}$
contribute to a BSC. Suppose that only the first scattering channel with the wavenumber
$k_{1}$
is open at the frequency of interest. Then, under a further assumption that the coupling to the evanescent channels
$p>1$
can be neglected we rewrite (2.14) as an eigenvalue problem for matrix
$\unicode[STIX]{x1D63F}$
with real-valued terms
${\it\omega}_{j}^{2}$
arranged along the main diagonal in ascending order:
$$\begin{eqnarray}\unicode[STIX]{x1D63F}=\left(\begin{array}{@{}cccccc@{}}\ddots & \vdots & \vdots & \vdots & \vdots & \ddots \\ \ldots & {\it\omega}_{0}^{2}-\text{i}k_{1}2v_{0}^{2} & -\text{i}k_{1}2v_{0}v_{1} & -\text{i}k_{1}2v_{0}v_{2} & -\text{i}k_{1}2v_{0}v_{3} & \ldots \\ \ldots & -\text{i}k_{1}2v_{0}v_{1} & {\it\omega}_{1}^{2}-\text{i}k_{1}2v_{1}^{2} & -\text{i}k_{1}2v_{1}v_{2} & -\text{i}k_{1}2v_{1}v_{3} & \ldots \\ \ldots & -\text{i}k_{1}2v_{0}v_{2} & -\text{i}k_{1}2v_{1}v_{2} & {\it\omega}_{2}^{2}-\text{i}k_{1}2v_{2}^{2} & -\text{i}k_{1}2v_{2}v_{3} & \ldots \\ \ldots & -\text{i}k_{1}2v_{0}v_{3} & -\text{i}k_{1}2v_{1}v_{3} & -\text{i}k_{1}2v_{2}v_{3} & {\it\omega}_{3}^{2}-\text{i}k_{1}2v_{3}^{2} & \ldots \\ \ddots & \vdots & \vdots & \vdots & \vdots & \ddots \end{array}\right),\end{eqnarray}$$
where
${\it\omega}_{0}$
and
${\it\omega}_{3}$
are the eigenfrequencies next to
${\it\omega}_{1}$
and
${\it\omega}_{2}$
, and
$v_{j}=v_{L,1}^{m,n}$
is the coupling constant with the open propagation channel
$p=1$
. Notice that above we have assumed that the absolute values of the coupling constants on the left and the right are identical, i.e. all eigenmodes have compatible symmetry about the
$y$
-axis. In fact, the matrix
$\unicode[STIX]{x1D63F}$
is split into two decoupled sub-blocks corresponding to the
$y$
-symmetric and
$y$
-antisymmetric eigenmodes so that the
$y$
-symmetric and
$y$
-antisymmetric problems could be considered independently from one another. Under variation of some control parameter, say the length of the cavity
$L_{x}$
, one can reach the degeneracy point where
${\it\omega}_{1}={\it\omega}_{2}={\it\omega}_{BSC}$
; then the matrix (2.15) has a real eigenvalue
${\it\omega}_{BSC}^{2}$
with the eigenvector
containing only two non-zero entries. Thus, the corresponding BSC shape function can be constructed as
The above equation represents the central mathematical result to be used for analyzing BSCs in open acoustic resonators. In essence, it manifests the well-known interference mechanism (Friedrich & Wintgen Reference Friedrich and Wintgen1985). In fact, both eigenmodes
${\it\psi}_{1}$
and
${\it\psi}_{2}$
, albeit coupled to the waveguides, contribute to (2.17) in the proportion providing full destructive interference at the degeneracy point so that the resulting BSC function
${\it\psi}_{BSC}$
is decoupled from the open channel. For details on the realization of the above mechanism in the field of quantum mechanics we refer the reader to the paper by Sadreev et al. (Reference Sadreev, Bulgakov and Rotter2006). We mention in passing that thanks to the symmetry about the duct axis the same arguments are valid for the duct-axis antisymmetric modes with
$k_{1}$
replaced by
$k_{2}$
according to (2.8).
Numerical values of coupling constants
$v_{L,p}^{n,m}$
at
$L_{x}=3,L_{y}=2$
.

The above result (2.17) is exact under the assumption that the coupling to the evanescent channels could be neglected. However, we would like to remind the reader that the evanescent eigenmodes are present in summation over index
$p$
on the right-hand side of (2.11). Therefore (2.17) is not an exact solution, and can only be seen as the basis for a two-mode approximation for BSCs occurring at the degeneracy points. Some remarks are due on the validity of the two-mode approximation. As will be seen later on, due to the structure of (2.11) the evanescent coupling results in the presence of modes other than the two basic modes in the modal expansion of the BSC shape function, as well as in a shift of the true BSC point from the degeneracy point. Nevertheless, one can argue that the coupling to the evanescent channels is small relative to the coupling to the open channel as we consider the eigenmodes residing in the frequency window where only one symmetric and one antisymmetric propagating channel are open. In order to illustrate this we collect in table 1 the numerical values of the coupling constants for some relevant eigenmodes evaluated on the basis of the analytical results from Maksimov et al. (Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015). One can see from table 1 that the coupling constants rapidly decay with the growth of the channel number
$p$
. In fact, in can be demonstrated that any coupling constant decays away from its maximal value with the asymptotic law
$v_{L,p}^{n,m}\sim 1/p^{2}$
.
Finally, notice that the two-mode approximation has no restrictions related to the size of the cavity. One can see from (2.15) that once a degeneracy occurs in the closed cavity it always results in the formation of a BSC through the Friedrich–Wintgen mechanism irrespective of the values of
$L_{x}$
, and
$L_{y}$
. If the size of the cavity is isometrically increased while the width of the waveguide is kept unchanged, the eigenfrequencies next to the BSC eigenfrequencies
${\it\omega}_{0},{\it\omega}_{3}$
would shift closer to the BSC eigenfrequency. The real-valued diagonal term in (2.14) will decrease as
$({\it\omega}_{0,3}^{2}-{\it\omega}_{BSC}^{2})\sim 1/S,S=L_{x}L_{y}$
because the mean distance between the eigenfrequencies is inversely proportional to the width/length of the cavity. On the other hand the coupling constants
$v_{j}$
in matrix
$\unicode[STIX]{x1D63F}$
(2.15) will decrease as
$v_{j}\sim 1/\sqrt{S}$
because the eigenfunctions (2.4) contributing to the overlapping integrals (2.12) have the normalization constant
$\sqrt{S}$
in the denominator. As a consequence of this the off-diagonal terms
$v_{j}v_{j^{\prime }}$
in matrix (2.15) decrease as
$v_{j}v_{j^{\prime }}\sim 1/S$
. One can see that the coupling of the BSC eigenmodes
${\it\psi}_{0}$
,
${\it\psi}_{3}$
next to the basic BSC modes
${\it\psi}_{1}$
,
${\it\psi}_{2}$
through the evanescent channels decreases at the same rate as the resonant term
${\it\omega}_{0,3}^{2}-{\it\omega}_{BSC}^{2}$
. This leads us to the conclusion that the two-mode approximation does not break down as the size of the cavity is increased. Notice that the same holds true in the three-dimensional case where the coupling constant decreases as
$v_{j}\sim 1/\sqrt{V}$
, with
$V$
being the volume of the cavity.
3. Bound states in the continuum in two-dimensional open cavities
We start by computing the transmittance
$T=|b_{1,R}|^{2}$
for the two-dimensional cavity in figure 1 under the assumption that an incident wave in the first propagation band
$p=1$
enters the cavity from the left waveguide. For solving the scattering problem we used the approach described in § 2. The numerical values of the coupling constants
$v_{C,p}^{n,m}$
in (2.10), (2.11) are taken from our previous work (Maksimov et al.
Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015). In figure 2 we demonstrate the dependence of the transmittance
$T$
on the frequency of the incoming wave
${\it\omega}$
and the length of the cavity
$L_{x}$
. Notice that the frequency varies in the range
$[0,2{\rm\pi}]$
which means according to (2.8) that only one symmetric scattering channel is open in each waveguide. In figure 2 we also depict the frequencies of the eigenmodes of the closed cavity symmetric about the duct axis (2.3)
$m=1,3,5,\ldots .$
The eigenfrequencies which correspond to the modes symmetric about the
$y$
-axis, to be referred to below as
$y$
-symmetric, are shown by dashed lines. The solid lines show the eigenfrequencies of
$y$
-antisymmetric eigenmodes. One can see that the degeneracy points of eigenfrequencies with the same symmetry about the
$y$
-axis coincide with an abrupt change of the transmittance; the transmittance drops from unity to zero as the frequency is swept across the point where the collapse of Fano resonance occurs.
Transmittance for a two-dimensional cavity of length
$L_{y}=2$
. Only the first symmetric channel with
$p=1$
is open. The dashed lines show eigenfrequencies of the modes symmetric about the
$y$
-axis; the solid lines show antisymmetric ones. The positions of the BSCs are shown by open circles and stars for
$y$
-symmetric and
$y$
-antisymmetric modes, respectively.
Complex eigenfrequencies against the length of the two-dimensional resonator
$L_{x}$
: (a) real part; (b) imaginary part. The
$y$
-symmetric resonances are shown by dashed lines; the
$y$
-antisymmetric ones by solid lines. The positions of BSCs from figure 2 are shown by open circles and stars for
$y$
-symmetric and
$y$
-antisymmetric modes, respectively.
BSC 3, symmetric about the duct axis of a two-dimensional duct–cavity structure with
${\it\omega}_{BSC}=3.396,L_{y}=2,L_{x}=2.776$
: (a) pressure field of the numerically computed BSC shape function; (b) absolute values of the modal coefficients
$g_{n,m}$
of the numerically computed pressure field (2.9); (c) BSC shape function found from the two-mode approximation (2.17).
The complex resonance frequencies for the cavity are computed by the harmonic inversion method. In the given range of parameters we found five BSCs. Three of them originate from the modes symmetric about the
$y$
-axis (shown by circles) and two from the antisymmetric ones (shown by stars). For further convenience we number the BSCs from 1 to 5. The complex eigenfrequencies are plotted against the length of the resonator
$L_{x}$
in figure 3 where one can see that the imaginary part
${\it\gamma}_{n}$
goes to zero as one approaches the BSC point. In figure 4 we demonstrate the numerical solution for BSC 3 along with the corresponding coefficients of the modal expansion
$g_{n,m}$
(2.9). One can clearly see that only two eigenmodes dominate in the BSC function
${\it\psi}_{BSC}$
. The
$y$
-antisymmetric BSC 3 in figure 4 is formed by eigenmodes
${\it\psi}_{1}={\it\psi}_{4,1}(x,y)$
and
${\it\psi}_{2}={\it\psi}_{2,3}(x,y)$
, with the corresponding coupling constants
$v_{1}=v_{L,1}^{4,1}=-v_{R,1}^{4,1}=0.600$
and
$v_{2}=v_{L,1}^{2,3}=-v_{R,1}^{2,3}=-0.540$
. To assess the accuracy of the two-mode approximation we introduce parameters
and
with
${\it\omega}^{\ast }$
and
$L_{x}^{\ast }$
respectively the frequency and the length of the cavity corresponding to the degeneracy point at which the BSC would occur according the two-mode approximation (2.15). For BSC 3 we obtained
${\rm\Delta}{\it\omega}=0.019$
and
${\rm\Delta}L_{x}=0.018$
. In figure 4 we also plot the BSC shape function constructed by (2.17). One can see from figure 4 that the two-mode approximation reproduces our numerical result to a good accuracy. We found that the same holds true for the other four BSCs in figure 2. Therefore, the other BSC functions are not presented in this paper.
Bound state in the continuum antisymmetric about the duct axis of a two-dimensional duct–cavity structure with
${\it\omega}_{BSC}=5.385,L_{y}=2,L_{x}=2.441$
: (a) pressure field of the numerically computed BSC shape function; (b) absolute values of the modal coefficients
$g_{n,m}$
of the numerically computed pressure field; (c) BSC shape function found from the two-mode approximation (2.17).
Bound state in the continuum antisymmetric about the duct axis of a two-dimensional duct–cavity structure with
${\it\omega}_{BSC}=6.502,L_{y}=4,L_{x}=3.627$
: (a) pressure field of the numerically computed BSC shape function; (b) absolute values of the modal coefficients
$g_{n,m}$
of the numerically computed pressure field; (c) BSC shape function found from the two-mode approximation (2.17).
The same procedure was repeated in the case of the incoming wave in the first antisymmetric channel for cavities with
$L_{y}=2$
. As before we observed that the two-mode approximation is valid in the situation when only one antisymmetric channel is open in each waveguide. For brevity we omit a detailed description of our findings, restricting ourselves to one example of a duct-axis antisymmetric BSC, shown in figure 5. The
$y$
-symmetric BSC in figure 5 is formed by eigenmodes
${\it\psi}_{1}={\it\psi}_{5,2}(x,y)$
and
${\it\psi}_{2}={\it\psi}_{3,4}(x,y)$
, with the corresponding coupling constants
$v_{1}=v_{L,1}^{5,2}=v_{R,1}^{5,2}=-0.692$
and
$v_{2}=v_{L,1}^{3,4}=v_{R,1}^{3,4}=0.384$
. For the corresponding relative errors (3.1), (3.2) we found
${\rm\Delta}{\it\omega}=0.004$
and
${\rm\Delta}L_{x}=0.004$
. As mentioned in § 2, we expect that the two-mode approximation could be applied irrespective of the cavity size. This is confirmed by numerical tests for larger cavities
$L_{y}=4$
. As an example, in figure 6 we present the duct-axis antisymmetric BSC formed by eigenmodes
${\it\psi}_{1}={\it\psi}_{5,8}(x,y)$
and
${\it\psi}_{2}={\it\psi}_{7,6}(x,y)$
, with the coupling constants
$v_{1}=v_{L,1}^{5,8}=v_{R,1}^{5,8}=-0.371$
and
$v_{2}=v_{L,1}^{7,6}=v_{R,1}^{7,6}=0.402$
. The values of the relative errors
${\rm\Delta}{\it\omega}=0.003$
and
${\rm\Delta}L_{x}=0.007$
indicate that the two-mode approximation holds true for larger cavities.
Collapse of Fano resonance in the vicinity of a BSC point under variation of the length of the resonator
$L_{x}$
. (a) BSC 4 in figure 4 with
${\it\omega}_{BSC}=3.396,L_{y}=2,L_{x}=2.776$
. Resonator lengths:
$L_{x}=2.75$
, solid line;
$L_{x}=2.70$
, dashed line;
$L_{x}=2.60$
, dash-dot line. (b) Duct-axis antisymmetric BSC in figure 5 with
${\it\omega}_{BSC}=3.384,L_{y}=2,L_{x}=2.441$
. Resonator lengths:
$L_{x}=2.460$
, solid line;
$L_{x}=2.485$
, dashed line;
$L_{x}=2.510$
, dash-dot line.
As mentioned in the Introduction, the occurrence of a BSC is associated with a collapse of Fano resonance. To illustrate this, in figure 7 we plot the transmittance versus frequency for three different lengths of the resonator
$L_{x}$
close to the BSC points. It was recently demonstrated by Bulgakov & Sadreev (Reference Bulgakov and Sadreev2014) that if the BSC point is approached in the parametric space along a certain path corresponding to the peak of the Fano resonance, the long-lived complex mode related to the BSC provides the dominant contribution to the scattering function. In consequence the scattering function near the BSC point bears the maximal resemblance to the BSC if the parameters are tuned to the peak of the Fano resonance. This is illustrated in figure 8, where one can see that the real part of the scattering function is almost identical to the BSC from figure 4, whereas the imaginary part is present as a background providing the net power flux in the system. Thus, one can experimentally observe a signature of a BSC in the form of a large-amplitude acoustic resonance even though in a realistic set-up the parameters are always detuned from the true BSC point due, for example, to fabrication inaccuracies.
Bound states in the axisymmetric duct–cavity structure. (a) Cylindrical resonator of radius
$R$
and length
$L_{x}$
with two coaxially attached waveguides of radius
$a=1$
. (b) Pressure field isosurfaces of BSC 2 in figure 12 symmetric with respect to the central section of the resonator; dark blue
${\it\psi}_{BSC}=-0.1$
, light red
${\it\psi}_{BSC}=0.1$
. (c) Pressure field isosurfaces of BSC 7 in figure 13 antisymmetric with respect to the central section of the resonator; dark blue
${\it\psi}_{BSC}=-0.1$
, light red
${\it\psi}_{BSC}=0.1$
.
Transmittance for a cylindrical resonator with radius
$R=2$
with two coaxially attached cylindrical waveguides of radius
$a=1$
versus frequency
${\it\omega}$
and the length of the resonator
$L_{x}$
. The dashed lines show eigenfrequencies of the modes symmetric about the
$y0z$
-plane; solid lines show antisymmetric ones. The positions of the BSCs are shown by open circles and stars for
$y0z$
-symmetric and
$y0z$
-antisymmetric modes, respectively.
Complex eigenfrequencies against the length of the three-dimensional resonator
$L_{x}$
: (a) real part, (b) imaginary part. The
$y0z$
-symmetric resonances are shown by dashed lines;
$y0z$
-antisymmetric ones by solid lines. The positions of BSCs from figure 10 are shown by open circles and stars for
$y0z$
-symmetric and
$y0z$
-antisymmetric modes, respectively.
BSC 2 in a three-dimensional duct–cavity structure with
${\it\omega}_{BSC}=2.367,R=2,L_{x}=2.655$
: (a)
$x0y$
-plane section of the pressure field of the numerically computed BSC shape function; (b) absolute values of the modal coefficients of the numerically computed pressure field; (c) BSC shape function found from the two-mode approximation (2.17).
BSC 7 in a three-dimensional duct–cavity structure with
${\it\omega}_{BSC}=3.557,R=2,L_{x}=3.387$
: (a)
$x0y$
-plane section of the pressure field of the numerically computed BSC shape function; (b) absolute values of the modal coefficients of the numerically computed pressure field; (c) BSC shape function found from the two-mode approximation (2.17).
4. Bound states in the continuum in three-dimensional open cavities
Let us consider the axisymmetric cylindrical resonator with two coaxially attached cylindrical waveguides of radius
$a=1$
as depicted in figure 9(a). After the azimuthal variable is separated out we can restrict ourself to the case of zero angular momentum, bearing in mind that our results can be easily generalized to the non-zero case by taking into account that, by virtue of (2.12), only the modes of the same rotational number are coupled on the waveguide–cavity interface. In our case the cavity eigenfrequencies are given by
where
$R$
and
$L_{x}$
are the radius and length of the cylindrical resonator, and
${\it\mu}_{m}$
is the
$m$
th root of the equation
$\text{J}_{0}^{\prime }({\it\mu}_{m})=\text{J}_{1}({\it\mu}_{m})=0,m=1,2,\ldots \,$
, for the derivative of the first-order Bessel function. The corresponding eigenfunctions are
where
$r$
is the radial coordinate in the
$y0z$
-plane while the axial modes are given by
As before the transmission problem was solved by the use of the acoustic coupled mode theory (Maksimov et al.
Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015) and the complex eigenvalues were obtained by the harmonic inversion method. The frequency
${\it\omega}$
varies in the range
$[0,{\it\mu}_{2}],{\it\mu}_{2}=3.831$
which means that only one propagating channel is open in each waveguide. The transmittance, along with the spectrum of the closed resonator and the positions of BSCs, is shown in figure 10. The complex eigenfrequencies are plotted in figure 11 against the length of the resonator
$L_{x}$
. In figures 12 and 13 we demonstrate the shape functions of two BSCs occurring through the two-mode interference mechanism. BSC 2 in figure 12 with
${\rm\Delta}{\it\omega}=0.012$
and
${\rm\Delta}L_{x}=0.012$
is formed by eigenmodes
${\it\psi}_{1}={\it\psi}_{1,3}(r,x)$
and
${\it\psi}_{2}={\it\psi}_{3,1}(r,x)$
, with the corresponding coupling constants
$v_{1}=v_{L,1}^{3,1}=v_{R,1}^{3,1}=0.310$
and
$v_{2}=v_{L,1}^{1,3}=v_{R,1}^{1,3}=0.289$
, while the
$y0z$
-antisymmetric BSC 7 depicted in figure 13 is formed by
${\it\psi}_{1}={\it\psi}_{2,4}(r,x)$
and
${\it\psi}_{2}={\it\psi}_{4,3}(r,x)$
, with the coupling constants
$v_{1}=v_{L,1}^{2,4}=-v_{R,1}^{2,4}=-0.078$
and
$v_{2}=v_{L,1}^{4,3}=-v_{R,1}^{4,3}=0.389$
. A three-dimensional visualization of BSCs from figures 12 and 13 is offered in figure 9(b,c) in the form of pressure field isosurfaces. One can see that, of all the BSCs in figure 10, BSC 7 deviates the most from the corresponding degeneracy point
${\rm\Delta}{\it\omega}=0.016$
and
${\rm\Delta}L_{x}=0.066$
. The reason for this can be understood from figures 9(c) and 13 where one can clearly see that BSC 7 extends far into the waveguides due to the coupling to the evanescent modes which is neglected by the two-mode approximation. One can conclude that the coupling to the evanescent modes becomes important just below the next channel propagation threshold as the channel function extends far into the waveguide. Nevertheless, the two-mode approximation is still valid in the three-dimensional case, reproducing the numerically computed shape functions to a good accuracy.
In this paper, we restricted ourself to coaxial systems in which the azimuthal number is a constant of motion so that the rotational vibration modes do not participate in the formation of BSC depicted in figures 12 and 13. It is worth noticing, however, that the cavity eigenmodes with azimuthal number
${\it\nu}\neq 0$
are symmetry-protected BSCs as their eigenfrequencies are below the
${\it\nu}$
th propagating threshold in cylindrical waveguides.
5. Conclusion
We have considered sound transmission through two- and three-dimensional acoustic resonators and demonstrated the existence of singular points at which the unit transmittance coalesces with the zero transmittance at the points of collapse of Fano resonances. These singular points occur due to a full destructive interference of two degenerate modes of the same symmetry. As a result a certain superposition of these two modes is a trapped solution corresponding to a bound state in the continuum or embedded trapped mode localized within the resonator. The above mechanism of wave localization was first proposed by Friedrich & Wintgen (Reference Friedrich and Wintgen1985), and so far has been experimentally realized only in microwave set-ups (Lepetit et al. Reference Lepetit, Akmansoy, Ganne and Lourtioz2010; Lepetit & Kanté Reference Lepetit and Kanté2014). In the present paper we have invited the reader to consider acoustic cylindrical resonators coaxially connected to semi-infinite waveguides where the degeneracy points could be accessed in the parametric space under variation of the length of the resonator. We speculate that such a tuning could be performed in a realistic acoustic experiment by the use of piston-like hollow-stem waveguides tightly fitted to the interior boundaries of a cylindric cavity. For analysing the bound states in the continuum we successfully employed the acoustic coupled mode theory (Maksimov et al. Reference Maksimov, Sadreev, Lyapina and Pilipchuk2015) which allowed us to analytically predict the eigenfrequencies of the bound states as well as their shape functions. Until recently (Hein et al. Reference Hein, Koch and Nannen2012) the bound states in the continuum were independently studied in physics and fluid mechanics with little or no cross-fertilization. In the present paper we have attempted to bridge that gap, to the mutual benefit of both communities.
Acknowledgement
This work has been supported by Russian Science Foundation through grant 14-12-00266.
