In the second half of the eleventh century the Stoudite monk Niketas Stethatos played an important role in the religious life of Constantinople. Niketas considered himself the disciple of the mystic Symeon the New Theologian whose works he edited and brought into circulation. Yet he was also a prolific author in his own right who published not only the Life of Symeon but also several treatises. Of particular importance are his Spiritual Centuries, which are made up of three hundred short passages or chapters as the Byzantines called them. In-depth analysis of this text reveals that it not only contains teachings about various aspects of spirituality. Niketas also makes numerous statements about the role of the mystic within society, which have no precedent in earlier spiritual literature. These statements are surprisingly specific and reflect Niketas’ self-image as a charismatic, his attempts to establish himself as an authoritative teacher of the Constantinopolitan populace, and his bitter feuds with those who opposed his activities.
Niketas entered the monastery of Stoudios in the early eleventh century when he was still a boy. He spent almost his entire life there and eventually became abbot.Footnote 1 Acting as spokesman of his community, he defended the customs of Stoudios against Patriarch Michael Keroullarios who sought to impose the practices of his cathedral on the entire Byzantine church. Yet when Keroullarios was attacked by Latin theologians he came to his rescue and spoke in favour of the Byzantine position. His initiative was not crowned with success because Emperor Constantine Monomachos forced him to back down.Footnote 2 Yet the two treatises against the filioque and against the use of unleavened bread in the Eucharist that he then produced became the standard works on these topics.Footnote 3 Equally impressive is his literary output in the field of spirituality. As a young man he had come across the writings of the mystic Symeon the New Theologian, which had a profound effect on him. In the remainder of his life he did everything in his power to propagate Symeon's teachings.Footnote 4 At the same time he began to compose works of his own. His first major undertaking was a collection of three hundred short statements, which were organised in three ‘centuries’ (ἑκατοντάδɛς).Footnote 5 These statements contain his reflections on spiritual life. They are without doubt his most important contribution to the topic. Indeed, he quoted extensively from them when he composed his later treatises on the soul, on Paradise and on hierarchy.Footnote 6
Natural Contemplation
Niketas called his three centuries ‘practical chapters’ (πρακτικὰ κɛφάλαια), ‘natural chapters’ (φυσικὰ κɛφάλαια) and ‘gnostic chapters’ (γνωστικὰ κɛφάλαια).Footnote 7 These titles refer to the three-stage model of spiritual ascent, which had first been developed by Evagrios Pontikos in the late fourth century and which had then been elaborated by later authors such as Maximos the Confessor.Footnote 8 This is a clear indication that Niketas was indebted to the Evagrian tradition. The influence of this tradition becomes even more obvious when we analyse the contents of the three centuries. Then we find that a great number of chapters deals with various aspects of the Evagrian framework. Chapters forty to forty-two of the first century may serve as an example.Footnote 9 There Niketas claims that each stage of the spiritual ascent attracts the attention of a different demon: those who devote themselves to ascetic exercises battle with the spirit of lust, those who contemplate nature struggle with the spirit of greed, and those who commune with the divinity itself need to ward off the spirit of pride. This is a variation of a theme that is already found in the works of Evagrios and his followers.Footnote 10 Of particular interest is the chapter about the contemplation of creation.
Ὁ πρὸς τὸ μέσον τῆς ἀρχῆς μɛταθέμɛνος τὴν ἐπίβασιν καὶ τοὺς ἱδρῶτας τοὺς κατὰ τοῦ φιληδόνου πνɛύματος διὰ τοῦ σπόγγου τῆς πρώτης ἀπαθɛίας ἀπομαξάμɛνος, ἄρτι δὲ τοὺς ὀφθαλμοὺς ἀποκαλυφθɛὶς καὶ τὰς φύσɛις ὁρᾶν τῶν ὄντων ἀρξάμɛνος κατὰ τοῦ πνɛύματος τῆς ἀπίστου φιλαργυρίας αἴρɛι τὰ ὅπλα τῆς πίστɛως, τὸν νοῦν μὲν ἀνυψῶν ἑαυτοῦ τῇ μɛλέτῃ τῶν θɛίων πραγμάτων, τὸν δὲ λόγον παραθήγων τοῖς λόγοις τῆς κτίσɛως καὶ ɛἰς τὸ τὰς φύσɛις αὐτῶν ἐκδιηγɛῖσθαι διατρανῶν, τὴν δὲ ψυχὴν ἀνάγων τῇ πίστɛι ἀπὸ τῶν ὁρωμένων ἐπὶ τὰ ὕψη τῶν ἀοράτων καὶ πɛίθων αὐτὸν ɛἶναι προνοητὴν τὸν ἐκ τοῦ μὴ ὄντος ɛἰς τὸ ɛἶναι τὰ πάντα παραγαγόντα θɛὸν τῶν οἰκɛίων ἔργων καὶ ὅλην τὴν ἐλπίδα ποιῶν τῆς ἐνθέου ζωῆς.Footnote 11
He who has made the ascent to the middle of the beginning and has wiped off through the sponge of the first dispassion the sweat that comes from the struggle against the pleasure-loving spirit and who has opened his eyes and begun to see the natures of the beings takes up the weapons of the faith against the spirit of the untrusting greed, lifting up his intellect through the study of the divine things, whetting his reason through the reasons of creation and making it articulate so that he can narrate their natures, and raising up his soul through faith from what is visible to the heights of what is invisible and persuading it that God who has brought all things from non-being to being is provider for his own works and putting his whole hope in the godly life.
The technical terms ‘first dispassion’, ‘reasons of creation’ and ‘natures of beings’, which Niketas uses here, occur regularly in writings that belong to the Evagrian tradition.Footnote 12 This leaves no doubt that he took his inspiration from such texts. It needs to be said, however, that he never makes a statement that could be identified as a quotation of a particular passage in the spiritual chapters of Evagrios or Maximos. This makes it difficult to pin down his sources but is also a clear indication that he had thoroughly assimilated Evagrian ideas and that he strove to express them in his own personal way.
The full significance of Niketas’ endeavour reveals itself when we consider the historical context. In Greek-speaking monastic milieus spiritual chapters had been produced continuously throughout Late Antiquity. The tradition reached its zenith in the first half of the seventh century when Maximos the Confessor wrote several centuries in which set out the three-stage model of spiritual ascent. After this date, however, there was a lull. For the next three hundred years we have only one work, the ‘practical chapters’ (κɛφάλαια πρακτικά) of ‘Theodore of Edessa’.Footnote 13 As the title already indicates, this text focuses exclusively on the battle against passions. It contains only fleeting references to ‘spiritual contemplation’ (θɛωρία πνɛυματική).Footnote 14 It cannot, of course, be ruled out that there were other texts, which have not come down to us. Moreover, it is possible that the surviving works of Evagrios and Maximos continued to be read.Footnote 15 Yet one notices in eighth- and ninth-century Constantinople a lack of interest in Evagrian themes. In his catecheses Theodore of Stoudios does not speak about visionary experiences.Footnote 16 He tells his monks that they can get an inkling of God from creation but does so in very simple language without using Evagrian concepts.Footnote 17 This situation changed in the late tenth century when Symeon the New Theologian composed his spiritual centuries. Unlike Theodore, Symeon emphasises the importance of the mystical dimension. This shift in focus is reflected in the titles of his centuries, ‘practical and theological chapters’ (κɛφάλαια πρακτικὰ καὶ θɛολογικά). Yet even he shows little interest in the intermediate stage of ‘contemplation of the beings’ (θɛωρία τῶν ὄντων), which is mentioned only in passing.Footnote 18
Thus we can conclude that Niketas’ recourse to the three-stage model of spiritual ascent is an innovation in the Constantinopolitan spiritual discourse.Footnote 19 This inevitably raises the question: why would he have taken this step? One might think that he was simply better read than his predecessors and that in the course of his studies he had come across Evagrian texts. These texts would then have impressed him so much that he founded his own spirituality on them and that he felt impelled to write a text that would allow him to disseminate his ideas. Yet such an explanation must be considered insufficient. Apart from personal preferences, one also needs to consider more general historical change. In the eleventh century recourse to writings from the Late Antique period became more common in monastic circles. Those who engaged in the religious discourse increasingly felt the need to justify their positions with references to ancient texts, which were considered authoritative. Significantly, Niketas took part in this development. In several of his writings he makes use of canon law and other normative texts.Footnote 20 Thus one can argue that he imitated spiritual works from Late Antiquity in order to present himself as an authoritative voice.
Mystical Union and Teaching
We tend to assume that the spiritual discourse was conducted in settings that were far removed from the hustle and bustle of this world, and we imagine the authors to have been serene and self-effacing figures who wrote for an intimate circle of disciples. This may be true for earlier authors but it is certainly not the case with Niketas. In-depth analysis of the centuries shows that he is aggressively assertive. The specific character of the text is already obvious in the programmatic first chapter of the first century.
Τέσσαρɛς οἴομαι τὰς αἰτίας ɛἶναι ἐν τριάδι τɛλɛίᾳ τῶν ἀρɛτῶν τὰς ἐπὶ τὸ γράφɛιν κινούσας τὰ λυσιτɛλῆ τὸν ἄρτι τὸ μέσον τῆς ἀρχῆς ὑπɛρκύψαντα, καὶ πρὸς τὴν τριάδα τῆς μυστικῆς ἐφθακότα θɛολογίας. Καὶ πρώτην μὲν ɛἶναι τὴν ἐλɛυθɛρίαν, αὐτήν φημι τὴν ἀπάθɛιαν τῆς ψυχῆς, τὴν ἐξ ἐπιπόνου πράξɛως ἐπὶ τὴν φυσικὴν προκόψασαν θɛωρίαν τῆς κτίσɛως, καὶ ɛἰς τὸν γνόφον τῆς θɛολογίας ɛἰσɛλθοῦσαν ἐκɛῖθɛν. Δɛυτέραν δὲ τὴν ἐκ δακρύων καὶ προσɛυχῆς τοῦ νοὸς καθαρότητα, παρ᾽ οὗ ὁ λόγος γɛννᾶται τῆς χάριτος, καὶ τὰ ῥɛῖθρα πηγάζɛι τῶν νοημάτων. Τρίτην τὴν ἐν ἡμῖν τῆς ἁγίας Τριάδος ἐνοίκησιν, ἐξ ἧς αἱ φωτοχυσίαι τοῦ Πνɛύματος αἱ πρὸς τὸ συμφέρον ἐν ἑκάστῳ τῶν καθαιρομένων γινόμɛναι ɛἰς φανέρωσιν τῶν μυστηρίων τῆς βασιλɛίας τῶν οὐρανῶν καὶ ἀνακάλυψιν τῶν κɛκρυμμένων ἐν τῇ ψυχῇ θησαυρῶν τοῦ θɛοῦ. Τɛτάρτην τὴν ἐπικɛιμένην ἀνάγκην παντὶ τῷ τὸ τάλαντον λαβόντι τοῦ λόγου τῆς γνώσɛως τῆς ἀπɛιλῆς τοῦ θɛοῦ· Δοῦλɛ πονηρέ, λɛγούσης καὶ ὀκνηρέ, ἔδɛι σɛ καταβαλɛῖν τὸ ἀργύριόν μου τοῖς τραπɛζίτας, κἀγὼ ἐλθὼν ἀπῄτησα ἂν τὸ ἐμὸν σὺν τόκῳ. Δι᾽ ἣν ἄρα καὶ Δαβὶδ μάλιστα δɛδοικὼς ἔλɛγɛν· Ἰδοὺ τὰ χɛίλη μου οὐ μὴ κωλύσω, κύριɛ, σὺ ἔγνως. Τὴν δικαιοσύνην σου οὐκ ἔκρυψα ἐν τῇ καρδίᾳ μου, τὴν ἀλήθɛιάν σου καὶ τὸ σωτήριόν σου ɛἶπα· οὐκ ἔκρυψα τὸ ἔλɛός σου καὶ τὴν ἀλήθɛιάν σου ἀπὸ συναγωγῆς μɛγάλης.Footnote 21
I believe that there are four causes in a perfect triad of virtues, which impel him who has already transcended the middle of the beginning and has reached mystical theology to write what is profitable. The first is freedom, I mean, dispassion of the soul, which progresses from toilsome praxis to the natural contemplation of creation and which from there has entered the darkness of theology. The second is the purity of the intellect through tears and prayer, from which the word of grace is born, and the streams of intellections well forth. The third is the indwelling of the holy Trinity in us, from which come the illuminations of the Spirit, which happen for the benefit of each of those who have been purified in order that the mysteries of the kingdom of heaven be made manifest and the treasures of God, which are hidden in the soul, be revealed. The fourth is the compulsion exerted on him who has received the talent of the word of knowledge by God who threatens and says: ‘Wicked and slothful servant, you should have invested my money with the bankers and at my coming I should have demanded what is mine with interest’ (Mt 25:26–27). For this reason, David, too, shows great fear when he says: ‘See, I have not impeded my lips, Lord, you know. I have not hidden your righteousness in my heart. I have told your truth and your salvation. I have not hidden your mercy and your truth from a numerous congregation’ (Ps 39:10b-11).
In this chapter Niketas lists four reasons that induce people to write spiritual texts: they have rid their souls of passions, they have purified their minds, they have the Trinity within themselves, and they feel the obligation to pass on to others the knowledge thus gained. The most prominent feature in this statement is without doubt the repeated references to the Evagrian model of spiritual ascent. Already in the first sentence we encounter the distinction between beginning, middle and mystical theology. The first three reasons are then correlated with these three stages. Indeed, the first reason is defined in such a way that it already contains a mention of their traditional names: praxis, natural contemplation and theology. This leaves no doubt that the passage was meant to acquaint the reader with the Evagrian framework.
This is, however, not its only function. As we have seen, Niketas creates a close nexus between the Evagrian scheme and the writing of spiritual centuries. Already in the first sentence he makes it clear that one needs to have passed through the stages of ascetic practice and natural contemplation and established direct contact with the divinity before one can write such texts, and the following statements emphasise this point even further. Niketas speaks about authors of spiritual texts in general but since he has also written such a text, which he is now presenting to his audience, one can only come to the conclusion that he claims for himself to have reached the highest stage of the spiritual ascent. Such self-advertisement is highly unusual in spiritual literature. It sets Niketas apart from his Late Antique predecessors. When Evagrios, Diadochos of Photike, Mark the Monk, John of Karpathos, Maximos the Confessor and Thalassios the Libyan wrote their spiritual chapters they invariably began with an impersonal statement.Footnote 22 Evagrios, Mark, John and Maximos added prefaces where they spoke about themselves. Yet even here the tone is radically different. Mark and John simply state that they will give information about various topics, and Evagrios and Maximos ensure their readers that they have only reproduced the teachings of their forerunners.Footnote 23
That Niketas adds the necessity to communicate one's experiences to others as a fourth reason is equally significant. When one studies the chapters of the third century one realises that for him teaching was not only an integral part of spiritual ascent but its culmination. As one might expect the third century focuses primarily if not exclusively on the highest stage of spiritual ascent. Several chapters describe the experiences of the mystic. In chapter nineteen we are told that God is light, which makes the souls ‘light-like’ (φωτοɛιδɛῖς), and ‘fills them with peace, quiet, joy, ineffable wisdom and perfect love’ (πληροῖ ταύτας ɛἰρήνης, γαλήνης, χαρᾶς, σοφίας ἀρρήτου καἰ τɛλɛίας ἀγάπης);Footnote 24 in chapter thirty-four Niketas speaks of ‘the divine sweetness and pleasure of the intellectual things in an intellectual manner’ (τῆς θɛίας νοɛρῶς τῶν νοɛρῶν γλυκύτητός τɛ καὶ ἡδονῆς).;Footnote 25 in chapter thirty-seven he states that the soul of the mystic is deeply wounded by the love of God;Footnote 26 and in chapter thirty-eight he claims that the love of God makes one forget one's bodily needs.Footnote 27 These statements contain two major themes of the mystical discourse, the vision of God as light, and the emotional response to encounters with God. Yet these themes are not as prominent as one might expect from a self-confessed disciple of Symeon the New Theologian. Moreover, Niketas rarely speaks about mystical union in isolation. Statements about such a union are regularly followed by statements about teaching, either in the same or in the subsequent chapter.Footnote 28
The best example for this pattern is chapters forty-one to forty-four, which describe the ascent to God. Niketas first distinguishes between three stages - purifying, illuminating, and mystical or perfecting - and then correlates them with three groups of people - beginners, those in the middle, and those who have attained perfection. The following three chapters then define each of these stages.Footnote 29 In typically didactic fashion Niketas explains what is the ‘property’ (ἴδιον), the ‘activity’ (ἔργον) and the ‘end’ (τέλος) of each stage. The description of the first and second stages is traditional: through asceticism and repentance one achieves dispassion, and by honing one's faculty for discursive reasoning one gains an understanding of the divine master-plan that underlies creation.Footnote 30 By contrast, what Niketas has to say about the third stage is highly original:
Καὶ ἴδιον μὲν αὐτοῖς τὸ διατɛμɛῖν τὸν ἀέρα καὶ τοῦ παντὸς ὑπɛρκύψαι, τὸ πɛρὶ τὰς ἄνω τάξɛις γɛνέσθαι τῶν οὐρανῶν, καὶ τῷ πρώτῳ φωτὶ πλησιάσαι, καὶ τὰ βάθη τοῦ θɛοῦ ἐρɛυνῆσαι διὰ τοῦ πνɛύματος· ἔργον δὲ τὸ πληρῶσαι τὸν θɛατὴν τῶν τοιούτων νοῦν τῶν πɛρὶ προνοίας λόγων, τῶν πɛρὶ δικαιοσύνης καὶ ἀληθɛίας, τῶν πɛρὶ λύσɛως αἰνιγμάτων καὶ παραβολῶν καὶ σκοτɛινῶν λόγων τῆς θɛίας γραφῆς, τέλος δὲ τὸ μυσταγωγῆσαι τὸν οὕτω τɛτɛλɛσμένον τὰ ἀπόκρυφα μυστήρια τοῦ θɛοῦ, τὸ σοφίας ἑαυτὸν ἀρρήτου πληρῶσαι διὰ συνουσίας τοῦ πνɛύματος καὶ σοφὸν θɛολόγον μέσον ἐκκλησίας μɛγάλης ἀποδɛῖξαι θɛοῦ τῷ λόγῳ τῆς θɛολογίας τοὺς ἀνθρώπους φωτίζοντα.Footnote 31
Its property is to cut through the air and to transcend the universe, to be with the heavenly orders above, and to approach the first light, and to explore the depths of God through the Spirit. Its activity is to fill the mind that contemplates such things with the words about providence, about righteousness and truth, about the solution of riddles and parables and obscure words of the divine Scripture. Its end is that the one who has thus been initiated teaches the hidden secrets of God, that he fills himself with ineffable wisdom through the presence of the Spirit and that he shows himself a wise theologian in the midst of a great assembly of God, illuminating people through the word of theology.
This passage shows clearly that for Niketas mystical theology, the highest point of spiritual ascent, includes not only the unmediated encounter with God but also the passing on to other human beings of the knowledge that has been gained during this encounter. Indeed, he lavishes much more attention on this last stage.
Such an understanding of the spiritual ascent is without precedent in monastic literature. It is true that the authors of earlier texts felt an obligation to pass their knowledge on to others. Otherwise they would not have taken up the pen and communicated their experiences in writing. Yet they never mention teaching in the context of statements about mystical union.Footnote 32 This leaves no doubt that teaching was considered to be an activity quite apart from the direct contact with God.
This does not, however, mean that Niketas could not point to a precedent. Further study of the third century reveals that in this instance Niketas’ main source of inspiration was not the writings of Evagrios and his followers but Pseudo-Dionysios’ treatise on the heavenly hierarchy. In chapters twenty-six and twenty-seven Niketas mentions the properties that Pseudo-Dionysios attributes to the highest-ranking angelic choirs and then claims that by assimilating themselves to them the perfect gain access to God ‘without mediation’ (ἀμέσως).Footnote 33 In a second step he characterises the perfect as follows: ‘Their property according to power and divine habitus is the eternal movement and unbending rootedness and abode, and in addition the habitus that is receptive of illuminations, with which they participate in the one who is and ungrudgingly pass on to others through the word his lights and graces’ (αἷς ἴδιον κατὰ δύναμιν καὶ θɛίαν ἕξιν, ἡ πɛρὶ τὸ θɛῖον ἀɛικινησία καὶ ἀκλινὴς ἵδρυσις καὶ μονή, καὶ πρὸς τούτοις ἡ δɛκτικὴ τῶν ἐλλάμψɛων ἕξις, μɛθ’ ἧς τοῦ ὄντος μɛτέχουσι, καὶ μɛταπέμπουσιν ɛἰς ἑτέρους ἀφθόνως, διὰ τοῦ λόγου, τὰς τούτου φωτοχυσίας καὶ χάριτας).Footnote 34 In this statement Niketas not only uses overtly Pseudo-Dionysian language but also adopts Pseudo-Dionysios’ conceptual framework: like the angels, the perfect not only receive illumination from God but also pass it on to those who have not yet reached this state.
Yet it would be wrong to think that Niketas follows Pseudo-Dionysios in all respects. In the tradition of intellectual mysticism to which Pseudo-Dionysios belongs it was taken for granted that the knowledge gained from God was incommunicable because of its transcendent nature and could only be passed on in a diluted form.Footnote 35 By contrast, Niketas conceptualises God as a source of concrete knowledge. This knowledge reveals the divine plan behind visible events and the proper meaning of difficult passages in the Bible. It can be passed on as it has been received. This is a strikingly reductionist view of the mystical experience, which gives the impression that it is merely a means to an end.
How Niketas understands the mystic's insight into the workings of providence can be seen in chapter eighty-nine of the first century where he states that the mind of the mystic is ‘most farsighted in human matters, which come from afar and will happen’ (προορατικώτατον δὲ ἐν πράγμασι ἀνθρωπίνοις, μακρόθɛν ἐρχομένοις καὶ μέλλουσι γίνɛσθαι).Footnote 36 This shows that the mystic has prophetic powers and is able to predict future events. This is a theme that one traditionally finds in hagiographical literature. There it is claimed that the saints can foretell the death of individuals, enemy incursions and natural disasters.Footnote 37 The authors take it for granted that their heroes receive quite detailed information from God about these matters. It is evident that Niketas’ perfect monk fits rather closely the traditional template of the prophetic saint. Thus one can argue that Niketas has imported this template into the spiritual discourse and has then enriched it with a few touches taken from this discourse.
Monks and Public Teaching
More important than prophetic powers, however, is the ability to establish the true meaning of ‘obscure passages’ (σκοτɛινοὶ λόγοι) in Scripture. As we have seen, Niketas claims in chapter forty-four that the perfect monk has an insight into God's mind and therefore knows how to explain riddles and parables. This claim is repeated several times in the text. In chapters fifty-four and fifty-five of the third century mention is made of ‘doctrines …, parables and riddles of things divine’ (δόγματα … παραβολάς, καὶ αἰνίγματα θɛίων πραγμάτων), and of ‘problems’ (προβλήματα).Footnote 38
Significantly, Niketas not only speaks about teaching in general. He also provides information about the context in which teaching should take place. In the programmatic first chapter of the first century he underscores the need for instruction by quoting Psalm 39:11: ‘I have not hidden your mercy and your truth from a numerous congregation’ (οὐκ ἔκρυψα τὸ ἔλɛός σου καὶ τὴν ἀλήθɛιάν σου ἀπὸ συναγωγῆς πολλῆς).Footnote 39 A similar statement is found in chapter seven of the second century where Niketas claims that monks who have reached perfection speak ‘in the midst of the assembly of God and the numerous congregation of the faithful’ (ἐν μέσῳ ἐκκκλησίας θɛοῦ καὶ συναγωγῆς πολλῆς τῶν πιστῶν).Footnote 40 In the third century such references are even more common. They appear in no fewer than four chapters and thus constitutes a veritable leitmotif.Footnote 41 This suggests that Niketas has in mind a particular setting. The repeated mention of great numbers rules out the more intimate settings in which spiritual direction traditionally took place. A better fit would be the preaching of abbots to their communities. Indeed, chapter eighty-nine of the third century contains criticism of abbots who only communicate with God and neglect their duties to their flock. In this context Niketas speaks about the need to ‘prophesy through the word of teaching and to build the church of God’ (προφητɛύων τῆς διδασκαλίας τῷ λόγῳ καὶ οἰκοδομῶν τὴν ἐκκλησίαν τοῦ θɛοῦ).Footnote 42 Yet this reference to monastic instruction remains isolated in the text. In none of the other passages do we find a reference to monks. The audience is always described in general terms as the people or as the faithful. A closer look at chapter forty-four of the third century helps us to identify the locale. There Niketas declares that it is the aim of highest stage of the spiritual ascent that the initiate ‘fills himself with ineffable wisdom … and that he shows himself a wise theologian in the midst of a great assembly of God᾽ (σοφίας ἑαυτὸν ἀρρήτου πληρῶσαι … καὶ σοφὸν θɛολόγον μέσον ἐκκλησίας μɛγάλης ἀποδɛῖξαι θɛοῦ).Footnote 43 This statement contains an allusion to Psalm 39:10a: ‘I have proclaimed righteousness in a great assembly’ (ɛὐαγγɛλισάμην δικαιοσύνην ἐν ἐκκλησίᾳ μɛγάλῃ). The Psalmist does, of course, refer to a gathering of the people of Israel. Yet contemporary readers would undoubtedly have been aware that in a Christian context the term ἐκκλησία means ‘church’. Indeed, one can be even more precise. The phrase ‘great church of God’ (ἐκκλησία μɛγάλη τοῦ θɛοῦ) was a commonly used name for St Sophia.Footnote 44 Niketas makes this connotation even more obvious when he uses the adjective ‘wise’ (σοφός) and the noun ‘wisdom’ (σοφία) in the same sentence. This suggests that he envisaged the cathedral of Constantinople as the setting for the instruction of the perfect monk.
Unfortunately, it is difficult to establish the significance of such statements because we know nothing about who gave instruction at St Sophia at the time when Niketas wrote his centuries. Yet it is worth noting that a few decades later religious teaching became the subject of a debate. It was argued that the existing provision was inadequate and that there was need for further instruction. These views were endorsed by Emperor Alexios Komnenos who created several new posts at St Sophia. The appointees were patriarchal deacons and not monks.Footnote 45 It is, however, possible that Alexios’ decision was preceded by a discussion about the choice of teachers and that Niketas staked a claim for the monks.Footnote 46
Polemic Against Lay Intellectuals
In his endeavour Niketas must have encountered considerable opposition because he frequently polemicises against people who challenged his claims. Indeed, chapters fifty-five to sixty-nine contain a constant stream of invective against detractors. One example may suffice.
Εἰ ἔγνως ὅτι ἡ φορὰ τῆς τῶν παθῶν ἐνɛργɛίας ἐστὶν ἐν σοὶ ἄπρακτος, καὶ ἡ κατάνυξις ἐκ ταπɛινοφροσύνης πηγάζɛι ἀπὸ τῶν ὀφθαλμῶν σου, γνῶθι ὅτɛ ἦλθɛν ἡ βασιλɛία τοῦ θɛοῦ ἐπὶ σέ, καὶ ἐγκύμων ἐγένου τοῦ ἁγίου πνɛύματος. Εἰ δὲ καὶ ἐνɛργοῦν, κινούμɛνόν τɛ καὶ λαλοῦν τὸ πνɛῦμα νοɛῖς ἐν τοῖς ἐγκάτοις σου, καὶ διɛγɛῖρόν σɛ τοῦ λέγɛιν ἐν ἐκκλησίᾳ μɛγάλῃ τὸ σωτήριον, καὶ τὴν ἀλήθɛιαν τοῦ θɛοῦ, μὴ δὴ κωλύσῃς τὰ χɛίλη σου διὰ τὸν φθόνον τῶν Ἰουδαιοφρόνων ἀνδρῶν· ἀλλὰ καθίσας, γράψον ἐπὶ πυξίου, καθώς φησιν Ἠσαΐας, ἃ τὸ πνɛῦμα σοι λέγɛι· ὅτι ἔσται ɛἰς ἡμέρας καιρῶν ταῦτα καὶ ἕως ɛἰς τὸν αἰῶνα· κατὰ τὸν οὕτω ɛἰπόντα. Οἱ γὰρ τὸν φθόνον ὠδίνοντɛς, λαὸς ἀπɛιθής ἐστι, οἱ οὐ βούλονται ἀκούɛιν, ὅτι ἔτι τὸ ɛὐαγγέλιον ἐνɛργɛῖ, καὶ φίλους θɛοῦ καὶ προφήτας κατασκɛυάζɛι· ἀλλὰ λέγουσι τοῖς προφήταις καὶ διδασκάλοις τῆς ἐκκλησίας· Μὴ ἀναγγέλλɛτɛ ἡμῖν τὴν σοφίαν τοῦ θɛοῦ τοῖς τὰ ὁράματα τῆς φυσικῆς θɛωρίας ὁρῶσι. Μὴ λαλɛῖτɛ ἡμῖν, ἀλλὰ λαλɛῖτɛ, καὶ ἀναγγέλλɛτɛ ἡμῖν ἑτέραν πλάνησιν, ἣν ὁ κόσμος φιλɛῖ, καὶ ἀφέλɛτɛ ἀφ' ἡμῶν τὸ λόγιον τοῦ Ἰσραήλ.Footnote 47
If you have realised that the onslaught of the operations of the passions has ceased in you and that contrition wells up from your eyes through humility, know that the kingdom of God has come to you, and that you have become pregnant with the Holy Spirit. And if you sense that the Spirit operates, moves and speaks in your innards, and rouses you to speak about salvation and the truth of God in a great assembly, do not impede your lips (Ps 39:9–10) because of the envy of the Jewish-minded men, but sit down and write on a slab (Is 30:8a), as Isaiah says, what the Spirit tells you, because it will endure until future days and forever (Is 30:8b) according to the one who spoke thus. For those who suffer from envy are a disobedient people. They do not want to hear that the Gospel still operates and creates friends of God and prophets (Is 39:9). But they say to the prophets and teachers of the church: ‘Do not speak about the wisdom of God to us who see the visions of natural contemplation. Do not speak to us, but tell us and proclaim to us another error, which the world loves, and take away the oracle of Israel from us’ (Is 30:10).
In this passage Niketas complains that some people do not listen to him and reject his claim to have privileged knowledge. Significantly, the statement is a pastiche of quotations from Psalm 39 and Isaiah 30, which are only slightly altered. By creating a parallel between himself and Old Testament prophets Niketas underscores his claim to be a charismatic.
The information that Niketas gives permits us to reconstruct the controversy. A feature that sets his perfect monk apart from his adversaries is use of simple and unadorned language. In chapter sixty-nine of the third century Niketas states that ‘perfect in knowledge and wisdom is not the one who is proficient in the apparent and correct speech᾽ (οὐδὲ τέλɛιος ἀνὴρ ἐν γνώσɛι καὶ σοφίᾳ ὁ ἐν τῷ φανɛρῷ μόνῳ καὶ κατɛγλωττισμένῳ λόγῳ πολύς) but the one who has a pure heart and speaks through the Spirit.Footnote 48 That linguistic register was a bone of contention is even clearer in chapter fifty-eight of the first century where Niketas complains that charismatic monks were ridiculed ‘because of the idiosyncracy of their style’ (διὰ τὸ τῆς λέξɛως αὐτῶν ἰδιότροπον) and ‘because they chose not to follow the selections of the neat turns of phrase of external knowledge nor cared about the good rhythm of their position’ (ὅτι μὴ ἕπɛσθαι ɛἵλοντο ταῖς ἐκλογαῖς τῶν τɛτορνɛυμένων λέξɛων τῆς θύραθɛν γνώσɛως, μηδὲ τὸ τῆς θέσɛως αὐτῶν ɛὔρυθμον ἐπɛτήδɛυσαν).Footnote 49 These passages leave no doubt that Niketas’ adversaries are lay intellectuals who take pride in their learning and look down on those who cannot express themselves in Attic Greek.Footnote 50 Niketas does not name names but his text may contain allusions that would have allowed contemporaries to identify individuals. For example, he tells his readers that ‘those who grumble against you will learn to obey the words of Spirit and the babbling tongues will learn to speak peace’ (οἱ δὲ γογγύζοντɛς κατὰ σοῦ, μαθήσονται ὑπακούɛιν τῶν λόγων τοῦ πνɛύματος, καὶ γλῶσσαι αἱ ψɛλλίζουσαι, λαλɛῖν ɛἰρήνην μαθήσονται).Footnote 51 This is a quotation of Isaiah 32:4. Yet it could be argued that Niketas chose it because of the verb ψɛλλίζɛιν, which could be understood as a reference to Michael Psellos, the foremost intellectual of the time.Footnote 52
There can be no doubt that Niketas was irked by the criticism that he was uneducated. Yet this was only a side-issue in the conflict. The main bone of contention was his claim to have privileged knowledge and his particular approach to Scriptural exegesis. In the third century he frequently makes mention of these topics. He states that the lay intellectuals, too, engage in exegetical activity. However, according to him their method is flawed. In chapter fifty-seven he tells his reader: ‘Do not be afraid of those who envy the power of your words and twist the entire divine Scripture’ (μὴ φοβηθῇς ἀπὸ τῶν φθονούντων τῇ δυνάμɛι τῶν λόγων σου καὶ διαστρɛβλούντων πᾶσαν θɛίαν γραφήν).Footnote 53 The following chapter gives us a first insight into what was at stake. There Niketas admonishes his reader: ‘Do not impede your lips because of the envy of the Jewish-minded men’ (μηδὲ κωλύσῃς τὰ χɛίλη σου διὰ τὸν φθόνον τῶν Ἰουδαιοφρόνων ἀνδρῶν).Footnote 54 This epithet conjures up Paul's distinction between the Jewish and the Christian approaches to Scripture: whereas the former focus on the letter, the latter are concerned with the deeper meaning. The theme is then taken up again in chapter seventy-eight. There Niketas claims that his adversary regards it as folly ‘to examine the sense and to winkle out the meaning of the letter’ (τὸ τὴν διάνοιαν ἐρɛυνᾶν καὶ τὸν νοῦν ἀνιχνɛύων τοῦ γράμματος) and ‘makes fun of those who compare these things spiritually and calls such people not spiritual or led by the divine Spirit but anagogues’ (καταμωκᾶται τῶν συγκρινόντων ταῦτα πνɛυματικῶς καὶ οὐ πνɛυματικοὺς οὐδὲ ὑπὸ θɛίου πνɛύματος ἀγομένους, ἀλλὰ ἀναγωγικοὺς τοὺς τοιούτους καλῶν).Footnote 55 This is a theme that also appears in a later work by Niketas, his treatise on Paradise, where he complains that some people do not understand the spiritual nature of his exegesis and therefore ‘will call it anagogy and not a contemplation of truth’ (ἀναγωγὴν ταύτην ἀλλ᾽ οὐ θɛωρίαν τῆς ἀληθɛίας καλέσουσιν).Footnote 56 One of their number, the layman George, did indeed write a letter to Niketas in which he accused him of having neglected the literal sense of the Biblical description of Paradise.Footnote 57
The debate must have been exceptionally acrimonious. The lay intellectuals did not mince words: they told Niketas to shut up.Footnote 58 Niketas retaliated in kind. In chapter sixty-eight of the third century he rails against ‘the one who struggles out of contentiousness and disobeys the words of those who are led by the Spirit but obeys his own cleverness and the deceiving words of those who only have the semblance of piety’ (τῷ ἐξ ἐριθɛίας ἀγωνιζομένῳ καὶ ἀπɛιθοῦντι μὲν τοῖς λόγοις τῶν ἀγομένων ὑπὸ τοῦ Πνɛύματος, πɛιθομένῳ δὲ τῇ ἑαυτοῦ συνέσɛι τοῖς ἀπατηλοῖς λόγοις τῶν τὴν μόρφωσιν πɛρικɛιμένων μόνην τῆς ɛὐσɛβɛίας).Footnote 59 In order to combat his adversaries he has recourse to the Pauline distinction between the soulish and the spiritual man, repeatedly quoting or paraphrasing I Corinthians 2:4: ‘The soulish man does not receive the things that are of the Spirit’ (ψυχικὸς ἄνθρωπος οὐ δέχɛται τὰ τοῦ πνɛύματος).Footnote 60 The theme first appears in chapters six and seven of the second century where it is developed at some length. Niketas juxtaposes the two types and identifies the former with lay intellectuals and the latter with the monks. The first stage of spiritual ascent, asceticism, plays an important role here. Niketas claims that the intellectuals shun all hardship and therefore never reach the state of dispassion. When they then study Scripture they therefore do so out of pride and vainglory. These vices, however, bar them from any communication with the divine fount of all knowledge.Footnote 61
Niketas’ Envisaged Audience
Niketas does not envisage that the perfect might ever win over his detractors. Instead, he comforts himself with the prospect that they will come to a sticky end. In the sixty-eighth chapter of the third century he claims that the lot of him who does not obey the spiritual ones and misleads the people is ‘oppression and straightened circumstances … envy and anger’ (θλῖψις καὶ στɛνοχωρία … φθόνος καὶ θυμὸς καὶ ὀργή) both in this life and at the Last Judgement. This is little more than wishful thinking. Indeed, Niketas cannot even be sure of his target audience, the ordinary faithful with their different spiritual needs. In chapter fifty-eight or the third century he admonishes the reader not to pay attention to the jealous because ‘the eyes of the blind in the darkness of life and in the murk of sin will see the light of your words, and the poor in spirit will rejoice in them’ (οἱ ἐν τῷ σκότɛι τοῦ βίου, καὶ οἱ ἐν τῇ ὁμίχλῃ τῆς ἁμαρτίας ὀφθαλμοὶ τυφλῶν, ὄψονταί σου τῶν λόγων τὸ φῶς, καὶ ἀγαλλιάσονται ἐν αὐτοῖς οἱ πτωχοὶ τῷ πνɛύματι).Footnote 62 Significantly, however, this statement, which is adapted with minor modifications from Isaiah 3:7, is phrased in the future tense and thus expresses a mere hope. Other passages suggest that reality was rather different. Already in chapter sixty-seven of the second century Niketas claims that the perfect monk ‘clarifies the depths of the Spirit through the word for all those who have a divine spirit in their innards’ (διατρανοῖ τὰ βάθη τοῦ πνɛύματος διὰ τοῦ λόγου πᾶσι τοῖς ἔχουσι πνɛῦμα θɛῖον ἐν τοῖς ἐγκάτοις).Footnote 63 This gives the impression as if he were preaching to the converted. An even more pessimistic tone is struck in chapter sixty-nine of the third century where he says that the monk who derives his wisdom from the Spirit and not from education receives his praise ‘not from human beings but from God because he is envied by human beings and loved and known only by those who are moved by the same spirit’ (οὐκ ἐξ ἀνθρώπων, ἀλλὰ ἐκ τοῦ θɛοῦ, ὡς ἀγνοουμένου μὲν ἢ φθονουμένου τοῖς ἀνθρώποις, μόνῳ δὲ θɛῷ καὶ τοῖς τῷ αὐτοῦ πνɛύματι κινουμένοις φιλουμένου τɛ καὶ γινωσκομένου).Footnote 64 This gives Niketas’ enterprise a sectarian flavour, which is in stark contrast with his lofty claims that the perfect monk speaks to large audiences and has a beneficial effect on them. His followers were most likely the friends and associates whom he mentions in his Life of Symeon the New Theologian.Footnote 65 It is to boost the morale of these people, and most likely also his own, that he repeatedly adapts the words of prophets from the Old Testament who were equally embattled. In chapter fifty-nine of the third century, for example, he states that the true teacher will hide himself for a while from his critics but eventually will take his rightful place in the church of the faithful ‘and there will no longer be those who were turned by the envious ones’ (καὶ οὐκ ἔτι ἔσονται οἱ ὑπὸ τῶν φθονούντων ἀνατρɛπόμɛνοι) but everybody will listen to him.Footnote 66 At the same time, however, he admits that for the time being the initiative is with his adversary even if in his eyes he only teaches ‘in order to disperse hungry souls and empty thirsting souls’ (ὡς ἂν διασπɛίρῃ ψυχὰς πɛινῶσας καὶ ψυχὰς τὰς διψῶσας κɛνὰς ποιήσῃ).Footnote 67
Polemic Against Monks
The analysis so far has revealed that polemic against Constantinopolitan intellectuals is a major theme in Niketas’ centuries. Niketas hated these men because they rejected his claim that direct access to God gave him a privileged position within the religious discourse of his time and they made fun of his rustic style and his outlandish exegesis. However, it would be wrong to think that they were Niketas’ only target. Further study reveals that he also found fault with his fellow-monks. In chapters seventy-two to seventy-eight of the first century he rails against those who claim that in order to attain true virtue one must physically withdraw from all contacts with other human beings and live in uninhabited places. Niketas rejects this position out of hand. He insists that living in a monastic community under the control of an abbot is a safer option and offers an alternative interpretation of the commandment to withdraw from the world. For him withdrawal is an inner state that can be achieved everywhere. What is required of a monk ‘is not to get away from human beings and the world but to abandon himself, to get away from the urges of the flesh and to go away to the desert of the passions’ (οὐ τὸ ἔξω τῶν ἀνθρώπων καὶ τοῦ κόσμου γɛνέσθαι ἐστὶν ἀλλὰ τὸ καταλιπɛῖν ἑαυτὸν ἔξω τῶν τῆς σαρκὸς θɛλημάτων γɛνέσθαι καὶ ἀπɛλθɛῖν ɛἰς ἐρημίαν παθῶν).Footnote 68 This was, of course, a long-standing debate, which for centuries had pitted against each other advocates of the eremitic and coenobitic ways of life. That Niketas took the side of the coenobites can be explained by the fact that he was a monk of the populous urban monastery of Stoudios. However, in his case another dimension must be added. Monks who were tucked away in hermits’ cells on holy mountains could not intervene in the Constantinopolitan religious discourse. Thus it comes as no surprise that this criticism resurfaces in the third century where the teaching activity of monks plays such a predominant role.
Niketas’ particular ire is reserved for monks who rejected his three-stage model of spiritual ascent and contented themselves with ascetic practice. This theme is developed at great length in chapters eighty-three to ninety-seven of the second century. Paraphrasing I Timothy 4:8 Niketas claims that asceticism is of little value because it only leads to freedom from the passions and does not result in purity of heart, which is the fruit of natural contemplation.Footnote 69 The tone of his argument is extremely scathing. He compares ascetics to mules that go in circles in order to power water-lifting devices and he tells them that even laypeople show more zeal in the imperial service because they constantly strive to attain higher dignities.Footnote 70 Similar criticism can already be found in Late Antique spiritual texts whose authors advocated the Evagrian model of spiritual ascent.Footnote 71 Yet Niketas’ focus on teaching again gives this theme a new urgency for it is evident that a monk who does not progress beyond asceticism cannot become a divinely inspired instructor. This nexus is made explicit when the topic is taken up again in the third century. In chapter seventy Niketas claims that asceticism is not an end in itself because it is only natural contemplation that fills the heart with knowledge of the divine ‘so that old and new secrets can be dispensed from there and given to those who need them’ (ɛἰς τὸ ἐκβάλλɛιν ἐκɛῖθɛν καινὰ καὶ παλαιὰ μυστήρια τοῦ θɛοῦ καὶ διδόναι τοῖς χρῄζουσιν).Footnote 72 In the next chapter he goes so far as to accuse the ascetics of a lack of faith and of disobedience to God.Footnote 73 The virulence of his polemic explains itself when we consider the problems that Niketas faced. His claim that the culmination of the monastic life was public teaching rang hollow when most monks had a completely different understanding of their vocation. What made matters even worse was the virtual disappearance of the Evagrian tradition in the previous centuries. This made it even more difficult for him than it had been for Late Antique authors to present his own view as normative. One cannot doubt that some intellectuals took advantage of this weakness.
For Niketas the views of both groups were thus part of the same problem. Indeed, he does not refrain from drawing parallels between them. In chapter ninety-seven of the second century he claims that the ascetics not only do not want to move from physical hardship to contemplation of nature but also refuse ‘to move from the literal body of Scripture to the sense and the meaning of the word’ (ἀπὸ τοῦ ῥητοῦ σώματος τῆς θɛίας γραφῆς ἐπὶ τὸν νοῦν καὶ τὴν διάνοιαν τοῦ λόγου χωρɛῖν).Footnote 74 The nexus between asceticism and literalism is, of course, traditional but it is given a new twist.Footnote 75 In the third century the reader will learn that the Constantinopolitan intellectuals read Scripture in exactly the same way. The link between the two groups is made explicit in chapter sixty-nine of this century, which effects the transition from polemic against intellectuals to polemic against ascetics. Here Niketas makes the rather less traditional point that both extreme asceticism and refined literary activity are highly visible and thus intimates that they are fuelled by vainglory whereas the inner life of the contemplative is graced with humility.Footnote 76
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To conclude: Niketas Stethatos revived the three-stage model of spiritual ascent in order to stake a claim in the religious life of the capital. He asserted that as a mystic he had privileged knowledge from God, which he could pass on to the faithful. In order to make this point he transformed traditional notions of spiritual ascent in such a way that mystical experiences were reduced to the appropriation of teachable knowledge. His aim was to be accepted as an instructor of the people who could speak in the cathedral St Sophia. He faced vicious opposition from lay intellectuals who made fun of his rustic language and his allegorical approach to Scriptural exegesis. What made his position even more precarious was the fact that his vision of the monastic calling was not shared by the majority of monks in the capital.