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Dynamics of Newton maps

Published online by Cambridge University Press:  15 February 2022

XIAOGUANG WANG
Affiliation:
School of Mathematical Sciences, Zhejiang University, Hangzhou 310027, P. R. China (e-mail: wxg688@163.com, yin@zju.edu.cn)
YONGCHENG YIN
Affiliation:
School of Mathematical Sciences, Zhejiang University, Hangzhou 310027, P. R. China (e-mail: wxg688@163.com, yin@zju.edu.cn)
JINSONG ZENG*
Affiliation:
School of Mathematics and Information Science, Guangzhou University, Guangzhou 510006, P. R. China
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Abstract

In this paper, we study the dynamics of the Newton maps for arbitrary polynomials. Let p be an arbitrary polynomial with at least three distinct roots, and f be its Newton map. It is shown that the boundary $\partial B$ of any immediate root basin B of f is locally connected. Moreover, $\partial B$ is a Jordan curve if and only if $\mathrm {deg}(f|_B)=2$. This implies that the boundaries of all components of root basins, for the Newton maps for all polynomials, from the viewpoint of topology, are tame.

Information

Type
Original Article
Copyright
© The Author(s), 2022. Published by Cambridge University Press
Figure 0

Figure 1 Image of the Julia set $J(f)$ under the action of the Möbius map $h(z)={z}/({z-1})$, where f is the Newton map for the polynomial $p(z)=(z^2-1)(z-a)(z-b)$ with $a=-1.142-2.0477\,i$ and $b=0.1667-3.15485\,i$.

Figure 1

Figure 2 An example of pre-Jordan domain U (a) and its filled closure $\widehat {U}_D$ with respect to D (b). Clearly $\widehat {U}_D$ is a Jordan disk bounded by a blue curve.

Figure 2

Figure 3 In this example, there are three components of $g^{-1}(D)$ contained in D. They are $U, V$, and O. Their boundaries touch at p. The filled closure $\widehat {U}_D$ contains $U,V$. Clearly, $\partial U=\gamma _1\cup \gamma _2$, $\partial V=\gamma _3$. Moreover, $\partial U$ meets p twice and $\partial V$ meets p once, and hence $m(p, \widehat {U}_D)=2+1=3$. Note also $\alpha (p)=\gamma _1\cup \gamma _2\cup \gamma _3$ and $\nu (\alpha (p), p)=3=m(p, \widehat {U}_D)<\mathrm {deg}(g, p)=4$.

Figure 3

Figure 4 An example of independent Jordan curves $\gamma _1,\ldots , \gamma _5$ (a), here $A(\gamma _1,\ldots ,\gamma _5)=W_1\cup W_2$, and $W_1$ can be written as $A(\gamma _5, \eta )$, where $\gamma _5,\eta $ are independent (b).

Figure 4

Figure 5 Inverse images of independent curves.

Figure 5

Figure 6 All possible channel graphs when $d=4$. The red dot is $\infty $ and the black dots are the centers of immediate root basins.

Figure 6

Figure 7 Caution: these graphs are not channel graphs for $d=4$, they are fake ones. Want to know why? See Fact 4.2.

Figure 7

Figure 8 A type of channel graph $\Delta _0$ (a) and its resulting invariant graph G (b). Here the red dots represent the same point $\infty $. The notation ‘$w t$’ means the internal ray of angle t starting from the center $w\in \{a,b,c,d\}$.

Figure 8

Figure 9 Two invariant graphs for two different maps. Their channel graphs are the same, but the combinations are different. The notation ‘$w t$’ means the internal ray of angle t starting from the center $w\in \{a,b,c,d\}\cup \{a',b',c',d'\}$, here $x'$ is a preimage of x. The blue/orange parts are the subsets of the first/second preimages of the channel graph.

Figure 9

Figure 10 The channel graph $\Delta _0$ (a), the modified graph $G_0$ (b), and a non-trivial component U of $\widehat {\mathbb {C}}\setminus G_0$ (c). This U can be written as $A(\gamma _1, \gamma _2)$, where $\gamma _1$ is the blue curve and $\gamma _2$ is the purple one.

Figure 10

Figure 11 This figure shows why the first graph in Figure 7 is not a channel graph, and it is used in the proof of Fact 4.2. Here V is a connected component of $f^{-1}(U)$ (in general, V is not necessarily a topological disk).

Figure 11

Figure 12 In this example, the black dashed curves $\eta _1, \eta _2$ contain the poles $p_1, p_2$, respectively. Here, $\eta _1^{-1}$ is the black curve containing the new pole $p_2$, and $\eta _2^{-1}$ is the orange curve containing the same pole $p_2$ as $\eta _2$ does. The pole $p_2$ is also a critical point.

Figure 12

Figure 13 This figure shows how to modify a curve arc by arc. Here, $B\cap \delta $ is tangent to two internal rays near $\partial B$, while $B'\cap \delta $ is equal to two internal rays near $\partial B'$.

Figure 13

Figure 14 This figure shows how to get the graph G (a) by a natural modification of $G_\ell $ (b; $\ell =2$) in Step 5.

Figure 14

Figure 15 The graph $\Gamma $ is the union of boundaries of the two symmetric triangles with only a cut point z as shown above. Take a closed disk $D_{z}$ around the point z such that $D_{z}\cap \Gamma $ is a star-like tree. The new graph $\partial (\Gamma \cup D_{z})\,(=(\Gamma \setminus D_z)\cup \partial D_{z})$ has no cut points. In general, if a graph $\Gamma $ possesses finitely many cut points $z_1,\ldots , z_{n}$, then the new graph $\partial (\Gamma \cup {\bigcup }_{1\leq i\leq n} D_{z_i})$ has no cut points, where $D_{z_{i}}$ are pairwise disjoint closed disks associated to $z_i$.

Figure 15

Figure 16 The puzzle pieces around $\infty $ (red dot). It may happen that $\partial Y_1(\infty )\cap \partial Y_0(\infty )\neq \emptyset $. Here $Y_L(\infty )\Subset Y_0(\infty )$ for some $L\geq 1$. Assume ${\mathbf e}\subseteq Y_L(\infty )$, then $P_{L+1}(f^s({\mathbf e}))\subseteq Y_L(\infty )\setminus Y_{L+1}(\infty )$ for some minimal integer $s\geq 0$. Moreover $P_{L+1}(f^s({\mathbf e}))\Subset P_{0}(f^s({\mathbf e}))$.

Figure 16

Figure 17 Some domains and construction of curves converging to $\widehat {q}$.

Figure 17

Figure 18 This degree four Newton map f sends points $z_2\mapsto z_1\mapsto z_0=\infty $ and Fatou components $B'\mapsto B\mapsto ~B$. As shown above, $z_1$ has two non-homotopic accesses $\gamma _1,\gamma _2$ from B, while $z_2$ has one access $\gamma _2'$ from B and another access $\gamma _1'$ from $B'$, here $f(\gamma _k')=\gamma _k, k\in \{1,2\}$.

Figure 18

Figure 19 There are two internal rays in $B_0$ converging to $\infty $. The union of their closures gives a Jordan curve $\gamma $. Its preimage $f^{-1}(\gamma )$ consists of three Jordan curves: one is $\gamma $; the other two are mapped onto $\gamma $ by degree two, and hence each encloses a critical point.