In this article I explore the use of John 3:13 – ‘No one has ascended to heaven except the one who descended from heaven, the Son of Man who is in heaven’ – in Augustine's anti-Donatist sermons from December 406 to May 407.Footnote 1 This seven-month period, after the Edict of Unity (405) but before the definitive Council of Carthage (411), includes the first sixteen tractatus on John and the ennarationes on the Psalms of Ascent.Footnote 2 John 3:13 presents a grammatical and theological problem for Augustine because it seems to deny the ascent of Christians to heaven by limiting such a journey to Christ alone. Augustine overcomes this challenge through a creative use of prosopological exegesis which incorporates the church into Christ's singular grammatical subject.
By tracing his use of this method for preaching on John 3:13 in 406–7, I argue that Augustine's anti-Donatist emphasis on the unity of the church in the body of Christ is founded upon a pro-Nicene understanding of the revelatory and epistemological role of the Son. The ability of Christ fully to reveal the Father is a central tenet of Latin pro-Nicene refutations of homoian christologies, and I will show how this revelation of the Father's Word through Christ's incarnation is accomplished in our union with that Word through his Body. This should encourage us to consider further the ways in which pro-Nicene principles help to shape Augustine's anti-Donatist ecclesiology.
This investigation proceeds in three steps. First, I clarify what is meant by prosopology and demonstrate that it is a guiding motif in Augustine's preaching on the Psalms of Ascent. Second, I demonstrate how his interpretation of John 3:13 in these sermons is grounded in this grammatical practice. Finally, I tie this grammatical exegesis of John 3:13 to Augustine's use of that verse throughout these sermons to illustrate the salvific purpose of our incorporation into Christ.
Prosopology and the Psalms of Ascent
The first step of my argument is to clarify what is meant by prosopology and demonstrate how it serves as a guiding motif for Augustine's interpretation of the Psalms of Ascent. Prosopology is an identification of the dramatis personae, a practice derived from the grammaticus and originally used to interpret Homer, Plato, Vergil and other poetic/dramatic texts. Prosopology brings three questions to the text. Who is speaking? To whom is he speaking? About whom is he speaking?Footnote 3 In this exercise students learn to distinguish between speakers, note when there has been a change in speaker, and discern what type of speech is proper for each speaker. The theological use of πρόσωπον and persona is partly built upon this grammatical exercise.Footnote 4
Most examinations of Augustine's prosopological exegesis have focused on the specific word persona. However, because persona only appears once in the ennarationes on the Psalms of Ascent, the major studies of this topic largely ignore these sermons.Footnote 5 This overlooks the fact that, despite the absence of the term persona, the grammatical practice of prosopological exegesis is a guiding motif for Augustine's preaching on the Psalms of Ascent in two ways.Footnote 6
First, Augustine focuses his audience's attention on the identity of the singer who ascends to Jerusalem.Footnote 7 This reflects the primary prosopological question, who is speaking? In the first sermon in the series, the exposition of Psalm 119, Augustine connects the song of the ascending psalmist to the life of the church: ‘We, too, are to ascend’.Footnote 8 Augustine draws out the parallels between the words of the psalm and the Christian life until the parallel becomes a common voice:
What does [the psalmist] say? ‘How long is my wandering sojourn!’ This is very much the voice of the church as it labors on this earth. It is the voice of one who cries out from the ends of the earth in another psalm: ‘From the ends of the earth I have cried out to you’ (Ps. 60.3). Who among us cries from the ends of the earth? Not I, nor you, nor any other individual; but the whole church cries from the ends of the earth. . . . All the saints are a single person (unus homo) in Christ because the church is a holy unity. It is this single person (unus homo) who says, ‘From the ends of the earth I cried to you . . .’.Footnote 9
This examination of the voice of the psalmist is programmatic for Augustine's exegesis of the Psalms of Ascent. The Christian life is one of ascent, and we learn how to make that ascent by finding our voice in the psalms – a voice which arises from many Christians joined as one to each other by being united with and into the one Christ.Footnote 10 The prosopological concern here is a reflexive activity; Augustine invites the congregation to hear themselves singing as they ascend. Who is speaking? The church is, but as one person, unus homo in Christ.
In addition, Augustine's identification of the church with the ascending Christ has a polemical use: Augustine denounces the Donatists for not participating in that unus homo who sings in the psalms. This is the second way in which prosopological exegesis guides his preaching during these months. The first Psalm of Ascent ends by proclaiming, ‘I have been peaceful with those who hate peace’. Augustine uses this verse to demonstrate how far the Donatists’ hearts are from this sentiment, no matter how often they might give utterance to peaceful words. ‘Who are the ones who hate peace? Those who rip asunder unity. . . . This voice [in the psalm] is either ours or theirs. You must pick out (elige) whose it is!’Footnote 11 Not only does Augustine use the prosopological question of ‘who is speaking’ to distinguish between Catholics and Donatists, but he trains his congregation to do the same thing. This motif of the prosopological identification of the church with Christ – what he will elsewhere refer to as the totus Christus – is the grammatical and theological context within which we should read Augustine's interpretation of John 3:13 during these seven months.
En. Ps. 122.1: the descending and ascending Christ
The second step of my argument is to show how Augustine's reading of John 3:13 is grounded in this prosopological method. Augustine opens his fourth homily on the Psalms of Ascent by reminding his audience of the theme which ties these Psalms together: ‘They are songs of one who ascends . . . We have fallen, but there is another chance left to us. We must acknowledge who it is who has descended to us – not fallen, but descended – and then we can ascend by clinging to him, for we cannot rise by our own strength.’Footnote 12 Augustine not only reminds his audience of the theme of ascent to God; he also reminds them of the central question of his exegesis of the Psalms: whose voice is it in these Psalms? The question of who descends and, ultimately, who ascends brings Augustine's audience back to this prosopological focus of identifying the speaker of the Psalms, typically understood as Christ speaking for himself or with the church.
To help his audience understand the nature of this ascent through Christ, Augustine introduces John 3:13:
Our Lord Jesus Christ himself said, ‘No one has ascended to heaven except the one who descended from heaven, the Son of Man who is in heaven.’ But he seems to have spoken about himself alone (de se solo videtur dixisse). Do the rest of us, then, remain behind, if only he who came down has ascended? What are the rest of us to do? We must be united to his body so that there might be only the one Christ who both descended and ascended.
John 3:13 poses a grammatical and theological problem for Augustine. The central question is ‘about whom is Christ speaking?’ However, this question becomes more significant when it is reflexive, when it refers back to the question, ‘who is speaking’. This leads to the theological problem: if Christ is speaking ‘about himself alone’, then what becomes of the Christian life of ascent?Footnote 13 Augustine does not resolve the dilemma by offering a new answer to the question ‘about whom is he speaking’. Christ does indeed speak ‘about himself alone’. But the solus, the single one who ascends, the unus Christus, includes those who are united to Christ's body. Augustine dilates the reflexive grammatical subject of Christ so that it includes the members of Christ's body. The Christian life of ascent to God requires that we become participants in the subject of Christ's ‘I’.
Augustine urges his audience to learn to sing as one subject, as unus homo, because, ‘you who are many are one in Christ’.Footnote 14 The unity of the church with itself, as unus homo, is founded upon its unity with the singular subject of Christ, the unus Christus who ascends. Augustine's theological argument for the unity of the members of Christ's body with the head uses grammatical categories to illustrate that corporate unity. Augustine does not introduce a separate ontological category, such as persona, to identify exactly what is unus, neither among the members of the united church nor in that church's union to Christ. It is enough for him that it is Christ who is unus.
From grammar to revelation
The final step of my argument is to connect this prosopological reading of John 3:13 to the pro-Nicene epistemology which defines the salvific purpose of our incorporation into the grammatical subject of Christ. For Augustine, it is through incorporation into the body of Christ that we come to see and to know the Father through the Son, his spoken Word. Augustine first uses John 3:13 to condemn the Donatists for not being part of Christ's body; then he highlights the epistemological nature of that union, revealing what it is that the Donatists reject and refuse to receive.Footnote 15
This claim is given more credence when we recognise the chronological correlation between these sermons and the beginning of Augustine's De Trinitate. In the first book of Trin., drafted not long before these sermons, Augustine explores the same epistemological concerns which lie behind his preaching on John 3:13.Footnote 16 Most of Trin. 1 is Augustine's exegesis of 1 Corinthians 15:24, the Son handing over the kingdom to the Father. Though this verse has a ‘modalist’ reading in mid-fourth-century Greek theology, associated with Marcellus, Augustine is refuting a homoian reading of the text which sees the Son's handing over of the kingdom as evidence of his subordination to the Father. Augustine's pro-Nicene reading interprets the handing over of the kingdom as the Son leading us to ‘contemplation of God and the Father’ when ‘the Father will be made known by the Son’.Footnote 17 Lest anyone understand this to mean that only the Father is seen as God, Augustine makes it clear that this vision includes not only the Father but also the Son in his divinity, as he is equal to the Father.
Throughout Trin. 1, Augustine works with a distinction between faith and vision to describe the way in which the Son brings us to contemplation of the Trinity. Here faith is not simply the opposite of sight but the preparation for it. It is through faith that we come to sight because it is through the exercise of faith that our minds are purified and trained to see properly. Moreover, this movement through faith to sight is an activity which takes place within and through Christ. The incarnation is a revelation of God, but not in the sense that by seeing the incarnate Christ we see his divinity. Augustine denies this in order to undercut homoian claims that the visibility of Christ signifies his lack of ‘true’ divinity. Christ remains the Son of God whose form is equal to the Father and equally invisible. Rather, the incarnation is a revelation of God in that we are led through the flesh of Christ to his divinity.Footnote 18
This soteriological work lies behind Augustine's understanding of the church as the body of Christ. It is incorporation into that single grammatical subject which effects this purification of the heart and movement through faith to vision. Augustine's condemnation of the Donatists in these sermons cannot be appreciated unless we see what it is Augustine believes they are separating from or fighting against.
This christological epistemology becomes evident in Augustine's two other uses of John 3:13 in this seven-month period. In the twelfth tractate on John, Augustine considers the ‘second birth’ discourse of John 3:6–21. Midway through the sermon, Augustine exercises his audience as to what Jesus means by ‘things of earth’ and ‘things of heaven’ (John 3:12). For Augustine the passage turns on the problem of human knowledge: humans do not apprehend the things of this world properly, so how can they understand heavenly things, namely ‘that human beings can be reborn through the Spirit’?Footnote 19 Though he does not use the terms here, Augustine is making a distinction parallel to the faith/sight distinction from Trin. 1.Footnote 20
To clarify this distinction, Augustine turns to the next verse:
And it follows: ‘And no one has ascended into heaven except the one who descended from heaven, the Son of Man who is in heaven’. Behold, he was here and he was in heaven; he was in flesh here, and he was in divinity in heaven. Or rather, he was everywhere in his divinity. Born of a mother but not departing from the Father. Two births of Christ are understood: one divine, another human; one by which we are made, another by which we are remade . . . But because he received his body from Adam . . . and was going to raise that same body, he spoke of an earthly thing: ‘Destroy this temple, and in three days I will raise it’. Yet, he spoke of a heavenly matter when he said, ‘Unless one is reborn again of water and the Spirit, he will not see the kingdom of God’.Footnote 21
Thus Augustine highlights the ChristocentricFootnote 22 nature of his epistemology. We come to know both earth and heaven, both the incarnate and the eternal Christ, through Christ himself who brings humanity and divinity together. Because of this, Augustine emphasises both Christ's eternal divinity and his assumed humanity.Footnote 23 For Augustine the key to this verse is that the Son of Man both descends from heaven and is in heaven.Footnote 24 Thus Christ's fleshly birth does not negate his eternal generation from the Father but, properly understood, reveals it. Christ's double birth enables the Christian to ascend to contemplation of divinity by way of his flesh, not in spite of it.Footnote 25
Augustine then describes how the Christ who descends in the incarnation is also the Christ who ascends with us to heaven, elucidating the soteriological nature of the Son's work of revelation. Again quoting John 3:13, Augustine revisits the same problem he raised in the exposition of Psalm 122: ‘So how is it that nobody ascends except the one who came down, because just one came down and just one ascended? What about the rest? What else could that mean, except that, since they will be his members, he ascends as one man?’Footnote 26 This mystery of the church's ascent in Christ illustrates the way in which the Word ought to be understood to exist in two ‘places’ or in two natures. The ‘Body of Christ’ which is the church and the ‘body of Christ’ which is the assumed flesh of the Word are mutually illuminating because it is by the latter that the former has a true existence.
Augustine then turns the image to his polemical use, making the anti-Donatist character of his interpretation explicit:
[Our] hope is that he came down so that those who were to ascend through him might be one in him and with him. . . . So this one person (unus) commends the unity of the church. Woe to those who hate unity and make factions among men! If only they would listen to the one who wished to make them one in one for one (unum in uno ad unum). . . . Be in the one (in uno), be one thing (unum), be one person (unus). ‘Nobody has ascended into heaven but the one who came down from heaven’.Footnote 27
The verse which was at first a puzzle and then a source of revelation and salvation becomes now a warning. This warning turns upon the connection between the unus of Christ and the unitas which is the true church. It is not merely that the ‘one person (unus) commends the unity of the church’, but that one person effects that unity by making them ‘one in one for one’. The oneness of the ecclesial body of Christ is predicated upon the oneness of Christ himself because it is into that unus that we are incorporated. And it is through the unity of that unus that we move from contemplating his humanity to contemplating his divinity. This is how we ascend with Christ as Christ: to be raised up to heaven means to be raised up to his divinity, sight of which is itself the ultimate goal of human creation and redemption. It is this pro-Nicene affirmation of epistemological salvation through Christ which Augustine believes the Donatists forsake.Footnote 28
To conclude, I turn to Augustine's fourteenth tractate on John. Here he reads John 3:13 along with John 3:31–32: ‘The one who comes from heaven is above all; and he bears witness to what he has seen and heard, and no one accepts his testimony.’ Unlike the previous two passages, Augustine makes no explicit connection here to the life of the church as the body of Christ. He is more interested in puzzling out the relationship between Father and Son. Augustine concludes this line of thought by explaining that, in the incarnation, ‘the Son spoke to us, not his own word, but the Word of the Father; the one who uttered the Word of the Father wanted to speak himself to us’.Footnote 29 Here the significance of John 3:13 in light of John 3:31–2 is the revelatory descent of the one who ascends to yet always is in heaven. It is a revelation which manifests the eternal relationship between Father and Son.Footnote 30 For Augustine, a christological epistemology always has a trinitarian dynamic. What we encounter in Christ is the Father's Word, the Son. To be led by Christ to his own divinity is also to be led from the Son to the Father.Footnote 31
It is here that the prosopological method I discussed earlier is connected to Augustine's understanding of Christ's saving work in the incarnation: the questions ‘who is speaking’ and ‘about whom is he speaking’ are united because the Word speaks himself to us. In participating in that grammatical subject we are joined in Christ's ascent back to where he eternally is with the Father as the Father's Word.Footnote 32 The unity of the church is its unity with the incarnate Word through his Body, through his bodily revelation, so that through his flesh we might ascend to know him as he eternally is and, in knowing him, know the Father.