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Ship Recognition by Integration of SAR and AIS

Published online by Cambridge University Press:  12 March 2012

Sudhir Kumar Chaturvedi
Affiliation:
(Department of Ocean Engineering, Indian Institute of Technology Madras, Chennai, India)
Chan-Su Yang*
Affiliation:
(Korea Ocean Satellite Center, Korea Ocean Research & Development Institute, Gyeonggi-do, Korea)
Kazuo Ouchi
Affiliation:
(Department of Computer Science, School of Electrical and Computer Engineering, National Defence Academy, Kanagawa, Japan)
Palanisamy Shanmugam
Affiliation:
(Department of Ocean Engineering, Indian Institute of Technology Madras, Chennai, India)
*
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Abstract

A novel design of an integrated system using Synthetic Aperture Radar (SAR) image and Automatic Identification System (AIS) data is proposed in this paper for the purpose of identifying ships at sea. TerraSAR-X® (SpotLight mode) images and AIS data collected over Incheon Port (Korea) and Tokyo Bay (Japan) were used on different dates. Four main steps for integration of SAR and AIS based ships can be identified, namely: ‘Time Matching’ to retrieve the respective Dead Reckoning (DR) position of the ships at SAR image acquisition times; ‘Position Matching’ based on a nearest neighbourhood re-sampling method with compensation of position shift; ‘Size Matching’ and ‘Speed Matching’. Under each of the matching criteria, the measurement error in each of the matching criteria was found to be less than 20% and the SAR extracted ship's hull boundaries were presented on a screen to display the system results. The results of this study will contribute to the design a Near-Real-Time (NRT) operational system for ship detection, identification, and classification by SARs in different data acquisition modes over various geographical locations at different acquisition times. This novel integrated system design will provide a most important preliminary step towards integration based on ships' hull monitoring in order to recognize ‘friend’ and ‘foe’ ship targets over a huge oceanic region and would be useful for coast guards as an early warning system.

Information

Type
Research Article
Copyright
Copyright © The Royal Institute of Navigation 2012
Figure 0

Figure 1. Flowchart to design an integrated system for ships' detection and recognition by SAR and AIS data. Red arrow indicates the conditional line arrow, which shows if matching is well performed (‘Yes’), then final output will be delivered, otherwise (‘No’) loop will continue for the next target search.

Figure 1

Figure 2. Research site (Left). Experimental test site of Incheon port with overlaid TerraSAR-X HH-polarization image (Ascending: SpotLight mode) acquired on 2 May 2010. Research site (Right). Enlarged image of the white rectangular area on the left shows six ships with various signatures and are surrounded by circular/elliptical boundaries.

Figure 2

Figure 3. Research site for Tokyo Bay, Japan. TerraSAR-X image HH-polarization (SpotLight) data acquired on 30 May 2011. Two different regions, Region-A and Region-B, represent the region for the ships' detection with presence of various ship signatures. AIS oriented regions are unknown at this stage.

Figure 3

Table 1. SAR data specification.

Figure 4

Figure 4. The detected centre positions (cyan crosses) are of ships in the SAR image shown in Figure 2. The white circles are the positions of AIS signal reception with MMSI number, times [UT] of signal reception, and [cruising speed in knots, COG in degrees]. The open white circles correspond to the ships' positions at the time of SAR data acquisition estimated by DR. The white lines are the courses of Ships 3 and 4 estimated from the AIS data, and the white triangles show the positions of corresponding ships after correction of azimuth image shift. Ships 1, 2 and 6 were anchored but they drifted a small distance. Ship 5 did not transmit AIS signals.

Figure 5

Figure 5. The yellow/orange and white lines indicate the search bounding boxes around DR-A and DR-B respectively. The boxes have a diagonal distance (variable) of around 2 km. The ‘Nearest Neighbour’ re-sampling method is applied to search SAR-derived ships within the bounding boxes. The estimated respective distances (white arrow) from DR-A to SAR derived Ships 3 and 4 were d1=137·44 m and d2=287·53 m. Similarly, respective distances (yellow/orange arrow) from DR-B to Ships 3, 4 and 5 were d3=330·79 m, d4=155·56 m and d5=763·84 m. Thus the potential ships corresponding to DR-A and DR-B are Ships 3 and 4 respectively.

Figure 6

Table 2. Integrated system output result: 2 May 2010.

Figure 7

Figure 6. Graphical screen showing the final integration result. The hull boundary of matched SAR-derived ships is shown as a blue polyline. Ship 5 does not have AIS information and is an unidentified target (red polyline). Ships 3 and 4 were acquired over the new shifted position (red dot) shown with the hull signature (black polyline) displaced to compensate for the position shifts. Information on identified ships is also displayed on the screen.

Figure 8

Figure 7. Graphical screen for the Region-A of Figure 3 in which the three different types of ships have been identified. Blue polylines represent the output hull pattern after the ‘matching criterion’. Ship 3 has the slant range velocity component and finally this ship acquires the azimuth shifted position (red dot) with the hull (black polyline).

Figure 9

Table 3. Integrated system result output: 30 May 2011.

Figure 10

Figure 8. Graphical screen for the ships in Region-B (from Figure 3). Ships 4, 5, 6 and 7 do not have AIS information and are unidentified targets (red polyline). Ships' position and length can be extracted by SAR up to certain confidence level. The estimated ships' length is also mentioned at the top-right corner of the screen.