The study of antisocial, criminal, and aggressive behaviors has a long and rich research history (Binder, Reference Binder and Quay1987). This intensive focus from research is not surprising given that these behaviors often operate at a very high cost to society, such as costs to victims of these behaviors and the costs associated with detaining individuals in an effort to protect potential future victims (Krug, Dahlberg, Mercy, Zwi, & Lozano, Reference Krug, Dahlberg, Mercy, Zwi and Lozano2002; Loeber & Farrington, Reference Loeber, Farrington, Loeber and Farrington2001). Of importance, these behaviors have been studied from a number of different perspectives, including anthropological, evolutionary, sociological, psychological, and biological perspectives, to name a few. Research from each of these disciplines provides a unique perspective for understanding the course, causes, and most effective interventions for individuals who show severe antisocial behaviors. In this paper, and in fitting with this special section, we take a developmental psychopathology approach for integrating the large and diverse research literature on antisocial behavior, used broadly to refer to criminal and aggressive behaviors, as well as other behaviors that violate the rights of others or major societal norms.
We think that a developmental psychopathology approach for integrating this research could be important for at least two reasons. First, a developmental psychopathology framework provides a very useful way for integrating the diverse research literatures into a coherent causal model. This can help us to understand the developmental mechanisms that can lead to antisocial behavior patterns and to translate this research into implications for prevention and treatment. Second, research on antisocial behavior provides a clear way of illustrating the importance of several key developmental psychopathology concepts, such as equifinality and multifinality, the importance of integrating research on both normal and abnormal development, and the importance of integrating multiple level of analyses (e.g., neurological, social, cognitive, behavioral) for understanding psychopathological conditions.
One broad question that is often raised in taking a developmental psychopathology perspective on antisocial behavior is whether or not patterns of antisocial behavior should or should not be considered a psychopathological condition, psychiatric disorder, or mental illness (Richters & Cicchetti, Reference Richters and Cicchetti1993; Wakefield, Pottick, & Kirk, Reference Wakefield, Pottick and Kirk2002). We think that a developmental psychopathology perspective cannot completely address this question because the answer is largely dependent on how one defines “mental disorder” (Lilienfeld, & Marino, Reference Lilienfeld and Marino1995; Wakefield, Reference Wakefield1992). This is, if a mental disorder is defined solely as a pattern of behavior that causes harm for a person (e.g., leads to or puts him or her at risk for impairments in psychological, social, or occupational functioning or for violating the rights of others), then impairing levels of antisocial behavior would fit well within such a definition of a disorder. In contrast, other definitions, such as those that require the disruption of some internal mechanism in the person (e.g., Wakefield, Reference Wakefield1992), may fit for some antisocial individuals but not others. A developmental psychopathological perspective can help to define the various different causal pathways that may lead to antisocial behavior, some of which fit particular definitions of mental disorders and others that do not. Further, this perspective can uncover factors (e.g., biological, social) that can disrupt a person's normal development and lead to the problematic behavior, again defining some patterns that may fit with certain definitions of mental disorders and others that do not. Thus, the developmental psychopathology perspective can provide a way of conceptualizing antisocial behavior and its causes that informs the debate regarding criteria for a disorder, but it cannot determine the “best” method for differentiating disordered and nondisordered individuals. This issue is largely dependent on the purpose for making this distinction.
Another broad classification issue relates to the great diversity of behaviors subsumed under the rubric of antisocial behavior (Frick et al., Reference Frick, Lahey, Loeber, Tannenbaum, Van Horn and Christ1993). This large and heterogeneous set of behaviors has led to numerous attempts to define meaningful subtypes of antisocial youth based on the particular pattern of behaviors they exhibit (for a review, see Frick & Marsee, Reference Frick, Marsee and Patrick2006). Some examples include the distinction made in the Diagnostic and Statistical Manual of Mental Disorders—Fourth Edition, Text Revision (DSM-IV-TR; American Psychiatric Association, 2000) between argumentative, noncompliant, and oppositional behaviors subsumed under the diagnosis of oppositional defiant disorder and the aggressive, destructive, deceitful, and norm-violating behaviors of conduct disorder. Other distinctions have been made between overt conduct problems involving direct confrontation (e.g., arguing, fighting, stealing with confrontation) and covert conduct problems that do not involve confrontation (e.g., lying, stealing without confrontation; Snyder et al., Reference Snyder, Schrepferman, McEachern, Barner, Johnson and Provines2008) or between aggressive behavior that is reactive (e.g., in response to real or perceived provocation) or proactive (e.g., premeditated or for instrumental gain) in nature (Card & Little, Reference Card and Little2006; Marsee & Frick, Reference Marsee and Frick2007). Still other methods classify youth based on the trajectory of their antisocial behavior over time, such as whether the behavior is high and stable, low and stable, high and declining, or low and increasing (Broidy et al., Reference Broidy, Nagin, Tremblay, Bates, Brame and Dodge2003; LaCourse, Depere, & Loeber, Reference Lacourse, Dupere, Loeber, Loeber, Farrington, Stouthamer-Loeber and White2008).
A further classification concern, and one that is particularly relevant to the focus of this special issue, is the relationship between antisocial behavior patterns and personality disorders. For some classification systems, including the most recent versions of the DSM (American Psychiatric Association, 1980, 1987, 2000), chronic patterns of severe antisocial behavior and antisocial personality disorder are considered synonymous concepts (Robins, Reference Robins, Hare and Schalling1978). However, there have been several alternative approaches to classifying antisocial individuals that focus on the personality traits that may underlie the chronic antisocial behavior. For example, individuals with chronic patterns of antisocial behavior can be classified based on their pattern of scores on the Big Five personality dimensions. Specifically, antisocial individuals often are low on the personality dimensions of agreeableness and conscientiousness (Lynam & Widiger, Reference Lynam and Widiger2001). Another example of this approach using personality features focuses on the affective (e.g., lack of empathy and guilt) and interpersonal (e.g., callous use of others and narcissism) characteristics that have been hallmarks of the construct of psychopathy (Cleckley, Reference Cleckley1976; Hare, Reference Hare1993; Lykken, Reference Lykken1995). This research has indicated that not all individuals who show chronic antisocial and criminal behavior show elevated levels of psychopathic traits. In fact, it is only a minority of antisocial individuals who do so. However, the subgroup of antisocial individuals with psychopathic traits show a particularly severe and violent pattern of behavior (Hemphill, Reference Hemphill, Herve and Yuille2007; Leistico, Salekin, DeCoster, & Rogers Reference Leistico, Salekin, DeCoster and Rogers2008; Porter & Woodworth, Reference Porter, Woodworth and Patrick2006) and distinct cognitive and emotional deficits compared with other antisocial individuals (Blair, Mitchell, & Blair, Reference Blair, Mitchell and Blair2005; Patrick, Reference Patrick, Herves and Yuille2007).
A common theme of all of these issues involved in the classification of antisocial individuals is the recognition that there are important subgroups of antisocial individuals that need to be defined by any classification system. Further, most of the approaches that have been used to define more homogeneous subgroups of antisocial individuals have relied on differences in the behavioral manifestations (e.g., type of behavior, trajectory of behavior over time) or differences in personality traits (e.g., Big Five dimensions; presence of psychopathic traits) to make distinctions within antisocial youth. We would argue that a developmental psychopathology approach should emphasize potential differences in the developmental mechanisms that may underlie these behavioral manifestations or personality features. The reason for this emphasis is that sometimes different behavioral manifestations may reflect different development processes underlying the behavior. However, it is also possible that the same behavioral pattern (e.g., high and stable levels of antisocial behavior) can come about through very different developmental mechanisms. Thus, in the following sections, we outline a model for understanding patterns of severe antisocial behavior that focuses largely on the developmental processes that can explain some of the differences in the behavioral manifestations or associated personality traits displayed by antisocial individuals.
The Concepts of Equifinality and Multifinality and Subgroups of Antisocial Youth
The childhood- versus adolescent-onset distinction
A number of reviews of the literature have summarized research supporting the distinction between children who begin showing severe conduct problems and antisocial behavior in childhood versus those whose onset of antisocial behavior does not emerge until adolescence (Moffitt, Reference Moffitt1993, Reference Moffitt, Lahey, Moffitt and Caspi2003; Patterson, Reference Patterson1996). Children in the childhood-onset group often begin showing mild conduct problems as early as preschool or early elementary school, and their behavioral problems tend to increase in rate and severity throughout childhood and into adolescence (Lahey & Loeber, Reference Lahey, Loeber and Routh1994). In contrast, the adolescent-onset group does not show significant behavioral problems in childhood, but they begin exhibiting significant antisocial and delinquent behavior coinciding with the onset of adolescence (Moffitt, Reference Moffitt, Lahey, Moffitt and Caspi2003). In addition to the different patterns of onset, the childhood-onset group is more likely to show aggressive behaviors in childhood and adolescence, and is more likely to continue to show antisocial and criminal behavior into adulthood (for a review, see Frick & Loney, Reference Frick, Loney, Quay and Hogan1999).
For example, Farrington, Gallagher, Morley, St. Ledger, and West (Reference Farrington, Gallagher, Morley, St. Ledger and West1988) reported that boys who were arrested prior to age 12 showed almost twice as many convictions at two later points in time (between the ages of 16 and 18 and between the ages of 22 and 24). Similarly, Robins (Reference Robins1966) reported that boys referred to a mental health clinic for antisocial behavior prior to age 11 were twice as likely to receive a diagnosis of an antisocial personality disorder as an adult, compared to boys who began showing antisocial behavior after age 11. As a final example, Moffitt, Caspi, Harrington, and Milne (Reference Moffitt, Caspi, Harrington and Milne2002) reported that, within a birth cohort of 539 males born in New Zealand and followed through age 26, the 45 men who had displayed significant conduct problems prior to adolescence were more likely to have had a criminal conviction (55%) and to have a greater number of convictions (M = 6.9, SD = 11.5) as adults than the 121 men who showed significant conduct problems starting in adolescence (34%; M = 3.5, SD = 10.8). Both groups, however, differed from controls without histories of conduct problems (17%; M = 0.6, SD = 3.1). The difference was more dramatic when the focus was on convictions for violent offenses, with the early-onset group being much more likely (38%) to be convicted as an adult than either the adolescent-onset (14%) or control (5%) groups.
Thus, the childhood and adolescent subtypes of antisocial youth show very different trajectories of antisocial behavior, both in terms of their patterns of onset and life-course trajectory. However, if these were the only differences between groups, this method for subtyping would not be much different from other approaches that have focused on the different behavioral trajectories of antisocial behavior over time. Of importance, there is now a rather extensive body of research to suggest that the two groups also differ on a number of dispositional and contextual risk factors that seem to implicate different developmental processes in the disruptive behaviors of the two groups (Moffitt, 2002). To summarize these findings, childhood-onset conduct problems seem to be more strongly related to neuropsychological (e.g., deficits in executive functioning) and cognitive (e.g., low intelligence) deficits (Fergusson, Lynsky, & Horwood, Reference Fergusson, Lynsky and Horwood1996; Kratzer & Hodgins, Reference Kratzer and Hodgins1999; Piquero, Reference Piquero2001; Raine, Yaralian, Reynolds, Venables, & Mednick, Reference Raine, Yaralian, Reynolds, Venables and Mednick2002). Further, the childhood-onset group has been reported to show more temperamental and personality risk factors, such as impulsivity (McCabe, Hough, Wood, & Yeh, Reference McCabe, Hough, Wood and Yeh2001; Silverthorn, Frick, & Reynolds, Reference Silverthorn, Frick and Reynolds2001), attention deficits (Fergusson et al., Reference Fergusson, Lynsky and Horwood1996), and problems in emotional regulation (Moffitt, Caspi, Dickson, Silva, & Stanton, Reference Moffitt, Caspi, Dickson, Silva and Stanton1996). This group has also been shown to come from homes with greater family instability, more family conflict, and with parents who use less effective parenting strategies (Aguilar, Sroufe, Egeland, & Carlson, Reference Aguilar, Sroufe, Egeland and Carlson2000; McCabe et al., Reference McCabe, Hough, Wood and Yeh2001; Patterson & Yoerger, Reference Patterson, Yoerger and Osgood1997; Woodward, Fergusson, & Horwood, Reference Woodward, Fergusson and Horwood2002). When children within the adolescent-onset group differ from control children without conduct problems, it is often in showing higher levels of rebelliousness and being more rejecting of conventional values (Dandreaux & Frick, Reference Dandreaux and Frick2009; Moffitt et al., Reference Moffitt, Caspi, Dickson, Silva and Stanton1996).
The different outcomes and risk factors for the two subtypes of antisocial individuals have led to theoretical models that propose very different causal mechanisms operating across the two groups. For example, Moffitt (Reference Moffitt, Lahey, Moffitt and Caspi2003) has proposed that children in the childhood-onset group develop their problem behavior through a transactional process involving a difficult and vulnerable child (e.g., impulsive, with verbal deficits) who experiences an inadequate rearing environment (e.g., poor parental supervision, poor quality schools). This dysfunctional transactional process disrupts the child's socialization leading to poor social relations with persons both inside (e.g., parents and siblings) and outside the family (e.g., peers and teachers). These disruptions lead to enduring vulnerabilities that can negatively affect the child's psychosocial adjustment across multiple developmental stages.
In contrast, children in the adolescent-onset pathway have problems that are more likely to be limited to adolescence and show fewer risk factors. Thus, this group is conceptualized as showing an exaggeration of the normative process of adolescent rebellion (Moffitt, Reference Moffitt, Lahey, Moffitt and Caspi2003). That is, all adolescents show some level of rebelliousness to parents and other authority figures (Brezina & Piquero, Reference Brezina and Piquero2007). This rebelliousness is part of a process by which the adolescent begins to develop his or her autonomous sense of self and his or her unique identity. According to Moffitt (Reference Moffitt, Lahey, Moffitt and Caspi2003), the child in the adolescent-onset group engages in antisocial and delinquent behaviors as a misguided attempt to obtain a subjective sense of maturity and adult status in a way that is maladaptive (e.g., breaking societal norms) but encouraged by an antisocial peer group. Given that their behavior is viewed as an exaggeration of a process specific to adolescence, and not because of an enduring vulnerability, their antisocial behavior is less likely to persist beyond adolescence. However, they may still have impairments that persist into adulthood because of the consequences of their adolescent antisocial behavior (e.g., a criminal record, dropping out of school, substance abuse; Moffitt & Caspi, Reference Moffitt and Caspi2001).
Callous–unemotional (CU) traits and subgroups of antisocial youth
This distinction between the childhood and adolescent-onset patterns of antisocial behaviors illustrates a subgrouping approach for antisocial individuals that proposes different developmental mechanisms underlying the problem behavior across groups. Thus, this is an example of the important concept in developmental psychopathology of equifinality, which proposes that the same developmental outcome (e.g., antisocial behavior) can result from very different developmental processes (Cicchetti & Rogosch, Reference Cicchetti and Rogosch1996). It is important that research has begun extending the concept of equifinality for understanding antisocial youth by exploring whether additional distinctions can be made within groups who show a childhood onset to their antisocial behavior.
This distinction is based on the presence of a callous and unemotional interpersonal style characterized by a lack of guilt and empathy and a callous use of others. It is similar to the distinction made within samples of antisocial adults using the construct of psychopathy that was described previously. As noted previously, within incarcerated adults, the presence of psychopathic traits has proven to designate an important subgroup of antisocial individual who show a more severe, violent, and difficult to treat pattern of antisocial behavior (Hemphill, Reference Hemphill, Herve and Yuille2007; Leistico et al., Reference Leistico, Salekin, DeCoster and Rogers2008; Porter & Woodworth, Reference Porter, Woodworth and Patrick2006). They also show a number of different background and emotional characteristics that seem to suggest a unique etiology to their antisocial behavior (Blair et al., Reference Blair, Mitchell and Blair2005; Patrick, Reference Patrick, Herves and Yuille2007). There is growing evidence that the same may be true for antisocial youth who show CU traits.
Specifically, youth who show the childhood onset to their antisocial behavior tend to score higher on measures of CU traits than those who show an adolescent onset (Dandreaux & Frick, Reference Dandreaux and Frick2009; Moffitt et al., Reference Moffitt, Caspi, Dickson, Silva and Stanton1996; Silverthorn et al., Reference Silverthorn, Frick and Reynolds2001). Further, several recent qualitative (Frick & Dickens, Reference Frick and Dickens2006; Frick & White, Reference Frick and White2008) and quantitative (Edens, Campbell, & Weir, Reference Edens, Campbell and Weir2007; Leistico et al., Reference Leistico, Salekin, DeCoster and Rogers2008) reviews have been published showing that CU traits are predictive of a more severe, stable, and aggressive pattern of behavior in antisocial youth. For example, Edens et al. (Reference Edens, Campbell and Weir2007) conducted a quantitative meta-analyses of 21 nonoverlapping samples showing that measures that include CU traits were associated with general or violent recidivism with effect sizes of r = .24 or .25, respectively. Frick and Dickens (Reference Frick and Dickens2006) reported on a qualitative review of 24 published studies using 22 independent samples. Ten of these studies showed a concurrent association between CU traits and measures of aggressive, antisocial, or delinquent behavior and 14 studies showed a predictive relationship with follow-up intervals ranging from 6 months to 10 years. These authors further reported on 5 studies showing that CU traits were associated with poorer treatment outcomes. Of importance, these studies included community (n = 6), clinic-referred (n = 4), and forensic (n = 13) samples, and they included samples ranging in age from 4 to 20.
One important issue in interpreting this body of research is that CU traits seem to predict later antisocial behavior even after controlling for other risk factors (e.g., past criminal offenses, drug use, delinquent peers; Salekin, Reference Salekin2008). Further, the association between CU traits and aggressive behavior could explain some of the typologies proposed for understanding aggressive individuals. That is, youth with CU traits not only show a more severe and pervasive pattern of aggressive behavior but they also tend to show aggression that is both reactive and proactive in nature (Enebrink, Andershed, & Langstrom, Reference Enebrink, Anderson and Langstrom2005; Frick, Cornell, Barry, Bodin, & Dane, Reference Frick, Cornell, Barry, Bodin and Dane2003; Kruh, Frick, & Clements, Reference Kruh, Frick and Clements2005). In contrast, antisocial youth without CU traits tend to show less aggression overall and, when they do show aggressive behavior, it tends to be largely reactive in nature. Further, many of the social–cognitive and affective differences that have been found between reactive and proactive aggression may be due to the differences in their association with CU traits (Munoz, Frick, Kimonis, & Aucoin, Reference Munoz, Frick, Kimonis and Aucoin2008; Pardini, Lochman, & Frick, Reference Pardini, Lochman and Frick2003; Waschbusch, Walsh, Andrade, King, & Carrey, Reference Waschbusch, Walsh, Andrade, King and Carrey2007).
For example, Pardini et al. (Reference Pardini, Lochman and Frick2003) studied detained adolescents' (ages 11–18) responses to eight vignettes depicting peers involved in aggressive acts in various age-appropriate social contexts. Youth were asked to respond to questions asking how likely and how important various possible outcomes to the aggressive interpersonal situations were. In this ethnically diverse sample of boys and girls, CU traits were associated with responses indicating a tendency to emphasize the positive and rewarding aspects of aggression, to value the importance of being dominant in aggressive interactions, and to minimize the potential for punishment for being aggressive. All of these social cognitive factors have been associated with proactive aggression in past research (Dodge & Pettit, Reference Dodge and Pettit2003). Similarly, Munoz et al. (Reference Munoz, Frick, Kimonis and Aucoin2008) studied 85 boys (ages 13–18) who had been detained for delinquent behavior. They reported that those who showed high rates of both reactive and proactive aggression showed lower levels of emotional reactivity to provocation, consistent with past research on adolescents who show proactive aggression (e.g., Pitts, Reference Pitts, Raine, Brennan, Farrington and Mednick1997). However, this reduced reactivity to provocation was only found for those who were also high on CU traits. Finally, Frick, Cornell, Bodin, Dane, Barry, and Loney (Reference Frick, Cornell, Bodin, Dane, Barry and Loney2003) reported that a tendency to attribute hostile intent to the actions of others (i.e., a hostile attribution biase) that has been associated with reactive forms of aggression was only found in boys with conduct problems who did not show CU traits.
Frick and White (Reference Frick and White2008) provided a comprehensive review of this research on the social, cognitive, and emotional characteristics of antisocial youth with and without CU traits. First, they reviewed four studies showing that the conduct problems in youth without CU traits are more strongly related to dysfunctional parenting practices (see also Edens, Skopp, & Cahill, Reference Edens, Skopp and Cahill2008). Second, they reviewed 10 studies showing differences in how antisocial youth with and without CU traits process emotional stimuli, with youth high on CU traits showing deficits in the processing of negative emotional stimuli and, even more specifically, deficits to signs of fear and distress in others. Third, another 10 studies were reviewed showing distinct cognitive characteristics of antisocial youth with CU traits, such as being less sensitive to punishment cues, especially when a reward oriented response set is primed, showing more positive outcome expectancies in aggressive situations with peers, and being more likely to exhibit verbal deficits than other antisocial youth. Fourth, they reviewed seven studies showing that youth with CU traits have unique personality characteristics, such as showing more fearless or thrill seeking behaviors and less trait anxiety or neuroticism.
Thus, taken together, there is now a fairly substantial body of research to suggest that CU traits designate an important subgroup of antisocial youth, that differ both in the severity and stability of their behavior but also on important emotional, cognitive, and social characteristics. These latter findings could suggest distinct etiological mechanisms leading to their antisocial behavior. As a result, like the research reviewed on the childhood and adolescent-onset distinction, this research provides additional evidence supporting the concept of equifinality in understanding the development of antisocial behavior in youth.
Before discussing the different etiological mechanisms and their relationship with normal developmental processes, it is also important to note that research on CU traits also supports the related concept of multifinality, which recognizes that the same risk factors can have multiple developmental outcomes. Specifically, as noted previously, one characteristic of youth with CU traits is the presence of a fearless, thrill seeking, and behaviorally uninhibited temperament. Consistent with the importance of this temperament for the development of CU traits, Cornell and Frick (Reference Cornell and Frick2007) reported that preschool children who were rated by their teachers as being behaviorally uninhibited were more at risk for showing problems in empathy and guilt than other children. However, they also reported that uninhibited preschoolers showed enhanced conscience development if they experienced consistent discipline and a parenting style that emphasized a strong and obedience-oriented (i.e., authoritarian) approach to parenting. These authors suggested that the underarousal exhibited by fearless children may require parents to incorporate stronger methods of socialization that bring arousal levels into an optimal range for the child to internalize parental norms for prosocial behavior (Fowles & Kochanska, Reference Fowles and Kochanska2000; Kochanska, DeVet, Goldman, Murray, & Putnam, Reference Kochanska, DeVet, Goldman, Murray and Putnam1994). Thus, the same temperamental risk factor (i.e., fearless and uninhibited) could have different outcomes (i.e., normal or deficient conscience development) depending on the type of parenting the child experiences. A similar possibility has been proposed by Patrick (in press) who suggests that the same temperament of fearlessness can lead some children to become “bold” and others “mean” depending on the presence of other temperamental traits or depending on the presence of certain types of socializing environments.
The Interface Between Normal and Abnormal Development
Understanding developmental mechanisms
The research reviewed in the previous section clearly suggests that there are important subgroups of antisocial youth who are at differential risk for continuing their antisocial behavior into adulthood and who show different patterns of risk factors that could suggest etiologies involving distinct developmental mechanisms. As noted previously, based on the differences in the course and correlates to antisocial behavior for youth with adolescent-onset antisocial behavior, Moffitt (Reference Moffitt, Lahey, Moffitt and Caspi2003) proposed that these children show an exaggeration of the normative process of adolescent rebellion. In contrast, children in the childhood-onset group show significant problems in adjustment across multiple developmental stages. Further, as also noted above, they also show more numerous and more severe dispositional and environmental risk factors associated with their behavior problems. However, within this group, those who show CU traits seem to show different characteristics that could suggest some differences in which developmental mechanisms may be involved in their antisocial propensities.
Specifically, the research reviewed previously suggests that children with CU traits designate a group of children with severe conduct problems who show a distinct temperamental style, characterized by a preference for dangerous and novel stimuli, a reward-oriented response style, and a lack of reactivity to emotional stimuli that signify distress in others. The bold and fearless temperamental style has been variously labeled as low fearfulness (Rothbart & Bates, Reference Rothbart, Bates, Damon and Eisenberg1998), low behavioral inhibition (Kagan & Snidman, Reference Kagan and Snidman1991), low harm avoidance (Cloninger, Reference Cloninger1987), or high daring (Lahey & Waldman, Reference Lahey, Waldman, Lahey, Moffitt and Caspi2003). Of importance, there have been a number of studies of normally developing children documenting both concurrent (e.g., Fowles & Kochanska, Reference Fowles and Kochanska2000; Kochanska, Gross, Lin, & Nichols, Reference Kochanska, Gross, Lin and Nichols2002) and predictive (Rothbart, Ahadi, & Hershey, Reference Rothbart, Ahadi and Hershey1994) associations between a fearless temperament and lower scores on measures of conscience development. Further, this research has led to a number of theories to explain this link. For example, fearless children may be less likely to experience transgression-related arousal in response to behavior that has been punished by others (Kochanska, Reference Kochanska1993; Newman, Reference Newman1987). In addition, children with this temperament may be less likely to experience empathic arousal linked to the distress in others (Blair, Reference Blair1999). In short, the temperamental deficits in different aspects of emotional reactivity could make it more difficult for a child to develop appropriate levels of guilt, empathy, and other dimensions of conscience that, at its extreme, could result in CU traits and severe patterns of antisocial behavior. Consistent with this theoretical model, Pardini (Reference Pardini2006) reported that the association between fearlessness and violent delinquency was mediated by the presence of CU traits in a sample of adjudicated adolescents.
As noted previously, children with childhood-onset antisocial behavior but without CU traits show very different dispositional (e.g., impulsivity, low verbal intelligence, poor emotional regulation) and contextual (e.g., higher rates of family dysfunction) risk factors. Most importantly, the children in this group show high rates of anxiety (Andershed, Gustafson, Kerr & Stattin, Reference Andershed, Gustafson, Kerr and Stattin2002; Frick, Lilienfeld, Ellis, Loney, & Silverthorn, Reference Frick, Lilienfeld, Ellis, Loney and Silverthorn1999; Pardini, Lochman, & Powell, Reference Pardini, Lochman and Powell2007), they do not typically show problems in empathy and guilt (Pardini et al., Reference Pardini, Lochman and Frick2003), and they appear to be distressed by the effects of their behavior on others (Loney, Frick, Clemens, Ellis, & Kerlin, Reference Loney, Frick, Clements, Ellis and Kerlin2003; Pardini et al., Reference Pardini, Lochman and Frick2003). Thus, the antisocial behavior in this group does not seem to be easily explained by deficits in conscience development.
Given the many different types of risk factors that are found in this group, it is likely that there are a number of different causal processes that could lead to the impulsive and antisocial behavior exhibited by these youth (Frick & Morris, Reference Frick and Morris2004). For example, in this group, there is a strong association between ineffective parenting practices and their antisocial behavior. Thus, it is possible that children in this group are not socialized adequately and, as a result, do not learn to appropriately regulate their behavior in response to environmental contingencies (Kochanska et al., Reference Kochanska, Gross, Lin and Nichols2002). Another consistent finding for antisocial youth without CU traits is that they often have problems regulating their emotions. That is, children in this group appear to show a temperament characterized by strong emotional reactivity, a deficit in the skills needed to adequately regulate their emotional reactivity, or both (Frick & Morris, Reference Frick and Morris2004). These problems in emotional regulation can result in the child committing impulsive and unplanned aggressive and antisocial acts for which he or she may be remorseful afterward but may still have difficulty controlling in the future (Pardini et al., Reference Pardini, Lochman and Frick2003). Such problems in regulating emotion would also explain the findings that the aggressive behavior displayed by this group tends to be confined to reactive forms of aggression (Frick, Kimonis, Dandreaux, & Farrell, Reference Frick, Kimonis, Dandreaux and Farrell2003; Kruh et al., Reference Kruh, Frick and Clements2005).
Different types of deviations from normal development
Thus, this developmental model of antisocial behavior specifies three subgroups of antisocial individuals that differ on the developmental trajectory of their antisocial behavior and on the developmental mechanisms that seem to be involved in their problem behavior. Like symptoms of most forms of psychopathology, some level of antisocial and aggressive behavior is normal in children and adolescents (Moffitt et al., Reference Moffitt, Caspi, Dickson, Silva and Stanton1996). Therefore, it is critical to determine the relationship between normal and abnormal patterns of antisocial behavior. The developmental models outlined above illustrate two ways that abnormal antisocial behavior can differ from normal development. Specifically, the problems in adjustment experienced by the adolescent-onset group seem to be more specific to a single developmental stage (i.e., adolescence) and result from a failure to adequately adjust to the developmental demands (e.g., separation and individuation from parents) of that stage. In contrast, both groups who show a childhood onset to their antisocial behavior show risk factors (e.g., emotional and cognitive deficits) that negatively affect development across multiple stages, albeit in different ways for the two groups.
Potential gender differences
In general, the majority of research on antisocial behavior in youth has focused on the samples of boys. Thus, the applicability of these developmental models to girls is open to question. One consistent finding is that a childhood onset to severe antisocial and aggressive behavior is much rarer in girls than in boys (Hipwell et al., Reference Hipwell, Loeber, Stouthamer-Loeber, Keenan, White and Kroneman2002; Moffitt & Capsi, Reference Moffitt and Caspi2001; White & Piquero, Reference White and Piquero2004). However, despite the predominance of adolescent onset in antisocial girls, there is evidence that girls with severe conduct problems show poor outcomes in adulthood and show a large number of the dispositional and contextual risk factors that are more characteristic of childhood-onset antisocial behavior in boys (Frick & Dickens, Reference Frick and Dickens2006).
To reconcile these findings, Silverthorn and Frick (Reference Silverthorn and Frick1999) proposed a modification of the developmental model outlined above which they labeled as a delayed-onset pathway to antisocial behavior for girls. These authors proposed that antisocial and aggressive behavior in girls show the same causal mechanisms as those outlined previously for childhood-onset boys. However, their severe antisocial behavior is often delayed until adolescence coinciding with biological (e.g., hormonal changes associated with puberty) and psychosocial (e.g., less parental monitoring and supervision; greater contact with deviant peers) changes that encourage antisocial behavior in girls with predisposing vulnerabilities (e.g., CU; problems in emotional regulation). In an initial test of this theory, adjudicated adolescent girls who largely showed an adolescent onset to their antisocial behavior also showed high levels of CU traits, problems with impulse control, and a number of other social and temperamental vulnerabilities that were more similar to childhood-onset boys than to adolescent-onset boys (Silverthorn et al., Reference Silverthorn, Frick and Reynolds2001). Despite this initial positive finding, additional tests of this model have been more mixed (Lahey et al., Reference Lahey, Van Hulle, Waldman, Rodgers, D'Onofrio and Pedlow2006; McCabe et al., Reference McCabe, Hough, Wood and Yeh2001; Moffitt & Caspi, Reference Moffitt and Caspi2001; White & Piquero, Reference White and Piquero2004).
As a result of these conflicting findings, the predictions made from the delayed-onset theory require further testing. Also, it is possible that, although many girls may not show the overt antisocial and aggressive behavior prior to adolescence, they may show other forms of antisocial behavior such as relational aggression. Relational aggression can be defined as behaviors that seek to harm another child's social relationships (e.g., telling lies about them, excluding them from social events) rather than physically harming the child (Crick & Grotpeter, Reference Crick1996) Several studies have shown that when girls behave aggressively, they are more likely to choose relational aggression (rather than physical or overt aggression) as a strategy for use within the peer group (Crick, Reference Crick1996; Crick, Casas, & Mosher, Reference Crick, Casas and Mosher1997; Crick & Grotpeter, Reference Crick and Grotpeter1995; Lagerspetz, Björkqvist, & Peltonen, Reference Lagerspetz, Björkqvist and Peltonen1988; Ostrov & Keating, Reference Ostrov and Keating2004). Of importance, relational aggression shares some of the same risk factors as those reviewed previously as being associated with antisocial behavior, including impulsivity (Zalecki & Hinshaw, Reference Zalecki and Hinshaw2004) and CU traits (Marsee & Frick, Reference Marsee and Frick2007). Therefore, it may be that girls with risk factors for antisocial behavior display relational aggressive behaviors prior to adolescence, giving them the appearance of showing an adolescent onset, if such behaviors are not assessed.
Stable personality traits versus developmental transitions
As noted previously, there is some debate as to whether antisocial personality should be defined solely by a consistent pattern of antisocial behavior or by the underlying personality traits that can lead to this pattern of behavior. In either case, there is some assumption of stability across development. In fact, many definitions of antisocial personality disorder require the presence of antisocial behavior starting in childhood or adolescence (American Psychiatric Association, 2000). Prospective studies of either clinic referred (Lahey, Loeber, Burke, & Applegate, Reference Lahey, Loeber, Burke and Applegate2005; Robins, Reference Robins1966) or community participants (Moffitt et al., Reference Moffitt, Caspi, Harrington and Milne2002) have suggested that between 14 and 54% of children with severe conduct problems will show an antisocial personality disorder as adults. Further, as noted previously, children with a childhood onset to their conduct problems (Moffitt, Reference Moffitt, Lahey, Moffitt and Caspi2003) and those with CU traits (Frick & Dickens, Reference Frick and Dickens2006; Frick & White, Reference Frick and White2008) seem to show a more stable pattern of antisocial behavior. Thus, this research suggests that some patterns of antisocial behavior are more stable than others. Unfortunately, there are no clear guidelines to suggest what level of stability in antisocial behavior would be sufficient to warrant designation as a personality disorder. Further, even if a pattern of behavior is not highly stable, such as adolescent-onset conduct problems, it may still lead to significant impairments and warrant treatment (Dandreaux & Frick, Reference Dandreaux and Frick2009; Moffitt et al., Reference Moffitt, Caspi, Dickson, Silva and Stanton1996).
The issue of stability may be even more important if one focuses on the personality traits that may lead to antisocial behavior. That is, an important consideration is whether CU traits are stable enough in children or adolescents to warrant the designation of “traits” that implies some level of continuity across development (Edens, Skeem, Cruise, & Caufmann, Reference Edens, Skeem, Cruise and Cauffman2001; Seagrave & Grisso, Reference Seagrave and Grisso2002). There are now a number of studies showing that these traits are relatively stable from late childhood to early adolescence both when assessed by self-report (Munoz & Frick, Reference Munoz and Frick2007) or by parent report (Frick, Kimonis, et al., Reference Frick, Kimonis, Dandreaux and Farrell2003). For example, Frick, Kimonis, et al. (Reference Frick, Kimonis, Dandreaux and Farrell2003) reported a stability estimate of .71 using an intraclass correlation coefficient across 4 years for CU traits in a sample of children with an average age of 10.65 at the initial assessment. This level of stability for parent report is much higher than is typically reported for parent ratings of others aspects of children's adjustment (Verhulst, Koot, & Berden, Reference Verhulst, Koot and Berden1990). With respect to younger children, Dadds, Frazer, Frost, and Hawes (Reference Dadds, Fraser, Frost and Hawes2005) found moderate 1-year stability estimates for parent-reported CU traits (r = .55) in a community sample of Australian children who were 4 to 9 years of age. Using a more extended follow-up period (i.e., 9 years), Obradovic, Pardini, Long, and Loeber (Reference Obradović, Pardini, Long and Loeber2007) reported relatively high rates of stability for parent (r = .50) but modest levels of stability for teacher ratings (r = .27) ratings of CU traits for boys between the ages of 8 and 16. Blonigen, Hicks, Kruger, Patrick, and Iacono (Reference Blonigen, Hicks, Kruger, Patrick and Iacono2006) reported that CU traits were relatively stable (r = .60) from late adolescence (age 17) into early adulthood (age 24). Further, Loney, Taylor, Butler, and Iacono (Reference Loney, Taylor, Butler and Iacono2007) reported that CU traits in adolescence (ages 16–18) were significantly stable (intraclass correlation coefficient = .40) over a 6-year follow-up period. Finally, two studies have shown that measures of CU traits assessed prior to adolescence were significantly associated with similar measures in adulthood, even after controlling for other childhood risk factors (Burke, Loeber, & Lahey, Reference Burke, Loeber and Lahey2007; Lynam, Caspi, Moffitt, Loeber, & Stouthamer-Loeber, Reference Lynam, Caspi, Moffitt, Loeber and Stouthamer-Loeber2007).
Based on these findings, the stability of CU ratings across development appears to be better or equivalent to other trait indices across childhood to adolescence and early adulthood. However, there is no agreed on metric regarding what level of stability would warrant the classification of a “stable trait.” Critically, even reasonably high levels of stability would not imply that CU traits are unchangeable. For example, Frick, Kimonis, et al. (Reference Frick, Kimonis, Dandreaux and Farrell2003) reported that, despite the high level of stability in these traits across their 4-year study period, there were a significant number of youth who decreased in their level of CU traits over the course of the study (for a similar pattern of change over a longer period of development, see also Lynam et al., Reference Lynam, Caspi, Moffitt, Loeber and Stouthamer-Loeber2007). Further, this decrease in the level of CU traits was related to the level of conduct problems displayed by the child, the socioeconomic status of the child's parents, and the quality of parenting the child received. Thus, CU traits do appear to be at least somewhat malleable and changes in their level across development seem to be influenced by factors in the child's psychosocial environment.
The Importance of Multiple Levels of Analysis
From the review provided above, it is clear that subgroups of antisocial youth differ in a number of important ways behaviorally. That is, they can differ in their timing of onset, the stability of their behavior, and the level and type of aggression that is displayed. Further, we have also noted several ways that these subgroups differ in their emotional, cognitive, social, and interpersonal functioning. Understanding differences on each of these levels provides important information for charting the varied mechanisms (e.g., deficits in conscience; poor emotional regulation) that may be involved in the development of antisocial traits. In recent years, there have been substantial increases in the number of studies exploring biological vulnerabilities to antisocial behavior (Raine & Yang, Reference Raine and Yang2006). In this section, we provide a selective review of genetic and brain imaging (focusing on functional magnetic resonance imaging [fMRI]) studies with antisocial individuals and, in particular, reviewing several areas of research that could advance our understanding of the different developmental pathways to antisocial behavior.
Behavioral genetic studies
There have been a large number of studies showing moderate heritability and nonshared environmental influence, as well as modest shared environmental influence on antisocial behavior (e.g., Mason & Frick, Reference Mason and Frick1994; Rhee & Waldman, Reference Rhee and Waldman2002). In other words, individual differences in susceptibility to antisocial behavior have both a heritable and environmental component. In recent years, there have been several lines of research that have attempted to go beyond this basic partitioning of genetic and environmental influences to antisocial behavior that could be especially important for understanding the different developmental pathways that may lead to severe patterns of antisocial behavior.
First, twin and adoption studies have demonstrated several important types of gene–environment correlations and gene–environment interactions. For example, risk factors that have been traditionally conceptualized as environmental (e.g., parenting reactions) may actually be evoked partly by the heritable temperamental features of the child (gene–environment correlation; Larsson, Viding, Rijsdijk, & Plomin, Reference Larsson, Viding, Rijsdijk and Plomin2008). Further, genetically influenced individual differences in the sensitivity to environmental risk factors such as maltreatment (gene–environment interaction) are also important in explaining variance in antisocial behavior. Specifically, research has suggested that genes regulating serotonergic neurotransmission, in particular monoamine oxidase A (MAOA), are important for explaining individual differences in antisocial behavior (Buckholtz & Meyer-Lindenberg, Reference Buckholtz and Meyer-Lindenberg2008). However, the genetic vulnerability to antisocial behavior conferred by the MAOA low-activity allele (MAOA-L) may only become evident in the presence of an environmental trigger, such as maltreatment (Caspi et al., Reference Caspi, McClay, Moffitt, Mill, Martin and Craig2002; Kim-Cohen et al., Reference Kim-Cohen, Caspi, Taylor, Williams, Newcombe and Craig2006).
Second, and more directly related to the different developmental pathways to antisocial behavior, several studies have begun studying differences in the heritability of antisocial behavior across subtypes. For example, Taylor, Iacono, and McGue (Reference Taylor, Iacono and McGue2000) reported greater genetic influence for childhood-onset delinquency, compared to adolescence-onset delinquency. A recent study by Silberg, Rutter, Tracy, Maes, and Eaves (Reference Silberg, Rutter, Tracy, Maes and Eaves2007) extended these findings with a larger sample of twins. They reported that a single genetic factor was important in influencing antisocial behavior that started in childhood and was persistent into adulthood. They also found that there were adolescent-onset shared environmental factors that were not influencing individual differences in antisocial behavior before adolescence. Finally, they reported a transient genetic effect at puberty and argued that this finding is consistent with a notion of genetically mediated influence on the timing of puberty affecting the expression of genetic differences in antisocial outcomes.
Directly related to the model of the CU traits differentiating subtypes within the childhood-onset group, antisocial behavior in children with CU traits has been found to be under strong genetic influence (heritability of .81) with little influence of shared environment (Viding, Blair, Moffitt, & Plomin, Reference Viding, Blair, Moffitt and Plomin2005). In contrast, antisocial behavior in children without elevated levels of CU shows more modest genetic influence (heritability of .30) and substantial environmental influence (shared environmental influence = .34, nonshared environmental influence = .26). It was important that the differences in heritability could not be attributed to differences in the severity of conduct problems in this sample of 7-year-old twins. These findings were replicated when the children were 9 years old, and this latter study also demonstrated that the difference in heritability magnitude holds even after hyperactivity scores of the children were controlled (Viding, Jones, Frick, Moffitt, & Plomin, Reference Viding, Jones, Frick, Moffitt and Plomin2008).
Thus, these behavioral genetic studies provide strong support for differences in the etiology for the different patterns of antisocial behavior (childhood vs. adolescence onset; CU vs. non-CU), again supporting the importance of recognizing equifinality in causal models. Further, these findings are also consistent with some of the findings on behavioral, cognitive, affective, and social correlates reported previously. For example, the finding of persistent genetic influences being associated with childhood-onset antisocial behavior and new environmental influences coming to play in adolescence is consistent with the emphasis on biological and temperamental vulnerabilities for the early starters and greater emphasis on social causes for the adolescent-onset group. The finding of differences in etiological factors for antisocial behavior in children high and low on CU traits also is consistent with previous findings. For example, stronger environmental influences on antisocial behavior in children who are low on CU traits support those studies reviewed previously showing that parenting factors were more strongly associated with conduct problems in these children (Frick & White, Reference Frick and White2008).
Third, although no molecular genetic studies have directly compared different subtypes of children with conduct problems, some imaging studies have suggested that the MAOA-L risk polymorphism may relate specifically to children who show primarily impulsive and reactive types of conduct problems (for a review, see Buckholtz & Meyer-Lindenberg, Reference Buckholtz and Meyer-Lindenberg2008). Buckholtz and Meyer-Lindenberg (Reference Buckholtz and Meyer-Lindenberg2008) propose that MAOA-L causes an ontogentic excess of serotonin and influences the brain's affective circuitry in a way that amplifies the effects of environmental risk, such as maltreatment. It is interesting to note that some studies have reported an increased vulnerability to antisocial behavior in the presence of the MAOA high (as opposed to low) activity allele (e.g., Manuck et al., Reference Manuck, Flory, Ferrell, Mann and Muldoon2000). Thus, it is possible that different alleles of the same gene may predispose to different types of conduct problems by having opposite effects on the affective lability of an individual. This would be consistent with our developmental model specifying different patterns of emotional responding across subgroups of antisocial youth. However, this possibility is highly speculative at present. As for any psychiatric outcome, the genetic influences on any subtype of conduct problems will not be limited to a single candidate gene. However, these findings also nicely illustrate the concept of multifinality. That is, it is unlikely that specific genes that increase the likelihood for antisocial behavior would conform to diagnostic boundaries. For example, different levels of MAOA activity have been linked to a wide range of psychiatric disorders such as depression, autism, bipolar disorder, and alcoholism (Cicchetti, Rogosch, & Sturge-Apple, Reference Cicchetti, Rogosch and Sturge-Apple2007; Rende & Waldman, Reference Rende, Waldman, Cicchetti and Cohen2006; Shin, Chen, & Ridd, Reference Shin, Chen and Ridd1999). The multifinality of outcomes suggests that any genetic risk conferred by MAOA-L is likely to be moderated by both distinct environmental risk factors and other genes, as already outlined above.
Fourth, twin studies have not only begun to compare genetic and environmental influences in subgroups of antisocial youth, they have also begun to explore whether antisocial behavior, CU traits, and other related traits (e.g., substance abuse) co-occur because of common genetic and/or environmental factors (Krueger et al., Reference Krueger, Hicks, Patrick, Carlson, Iacono and McGue2002; Taylor, Loney, Bobadilla, Iacono, & McGue, Reference Taylor, Loney, Bobadilla, lacono and McGue2003; Viding et al., Reference Viding, Frick and Plomin2007). In much the same way as a comparison of identical and fraternal twins enables the partitioning of variance into genetic, shared, and nonshared environmental components, the twin design can also be used to partition covariance between traits into different etiological components. Such multivariate behavioral genetic analyses are ideal for investigating different phenotypic manifestations of shared genetic or environmental risk. In general, these types of analyses have suggested that the overlap among antisocial behavior and other externalizing symptoms or personality traits (e.g., CU) has a substantial genetic component (e.g., Viding et al., Reference Viding, Frick and Plomin2007). In addition, these studies have found that the nonshared environmental factors (i.e., those environmental risk factors that are not shared by two family members) are often phenotype specific. Such findings suggest that nonshared, phenotype specific, environmental risk factors are critical for differentiating the eventual behavioral outcome, even if the same genetic risk factors are important for two different behavioral patterns. It is also possible that some differentiation of behavioral outcome is because of those risk genes that are not common between two distinct outcomes.
Fifth, behavior genetic studies have begun to address the issue of whether severe antisocial behavior is better thought of as being on a continuum with normal behavior or whether it is better considered a qualitatively distinct taxon (Beauchaine, Reference Beauchaine2003; Vasey, Kotov, Frick, & Loney, Reference Vasay, Kotov, Frick and Loney2005). One possibility is that common behavioral disorders are the quantitative extreme of the same genetic effects that operate throughout the distribution of the trait (Plomin, Owen, & McGuffin, Reference Plomin, Owen and McGuffin1994). In this quantitative trait loci model, several genes (rather than a few rogue mutations) are hypothesized to act in a probabilistic manner to increase risk for the development of maladaptive behavioral outcome. Each gene is thought to account for only a miniscule proportion of variance for any risk outcome (Plomin, DeFries, McClearn, & McGuffin, Reference Plomin, DeFries, McClearn and McGuffin2008). It is thus unsurprising that even when environmental risk factors increase the “penetrance” of genetic risk, the interaction between any specific gene and an environmental risk factor does not account for all of the variance in a maladaptive behavioral outcome (Caspi et al., Reference Caspi, McClay, Moffitt, Mill, Martin and Craig2002). Twin studies have generally documented similar heritability (and environmental) estimates across the continuum of conduct problem scores, as well as at the extreme trait level (e.g., Slutske et al., Reference Slutske, Heath, Dinwiddie, Madden, Bucholz and Dunne1997; Viding et al., Reference Viding, Blair, Moffitt and Plomin2005, Reference Viding, Frick and Plomin2007). For example, Slutske et al. (Reference Slutske, Heath, Dinwiddie, Madden, Bucholz and Dunne1997) found that a multiple-threshold model of severe antisocial behavior fit their data well, suggesting that antisocial behavior seems to be an extreme of the normal variation in conduct problems, rather than a discrete entity. Similar heritability estimates for normal/subclinical and extreme forms of behavior are in line with the quantitative trait loci model.
It is important to note that such a model does necessarily contradict the possibility that there may be different subgroups of antisocial youth with qualitatively different causal processes. That is, heritability and environmental estimates obtained at different cutoffs of any univariate distribution could be based on data from a heterogeneous group of individuals who could have a distinct set of genetic and environmental risk factors. In addition, there may be different normal to abnormal continua in terms of the relative importance of certain genes and environments for different subtypes. Thus, it is still possible that different subtypes of antisocial individuals could have distinct etiologies, even if their vulnerability profile on a single indicator (e.g., specific behavior or neurocognitive measure) is not qualitatively different from the rest of the population.
fMRI Brain imaging studies
Despite the demonstration of genetic influences on individual differences in antisocial behavior, it is important to emphasize that risk genes for antisocial behavior do not act deterministically. Instead, genes code for neurocognitive vulnerabilities that may, in turn, increase a child's risk for antisocial behavior in certain environmental contexts. For example, individual differences in several brain areas and cognitive functions associated with perception and regulation of emotions have been found to correlate with antisocial and violent behavior and could also mediate genetic influences (Davidson, Putnam, & Larson, Reference Davidson, Putnam and Larson2000). In particular, the orbitofrontal/ventromedial prefrontal cortex, anterior cingulate, amygdala, and interconnected regions have shown both structural and functional abnormalities in antisocial populations (Blair et al., Reference Blair, Mitchell and Blair2005).
fMRI is a relatively new tool for studying antisocial behavior in children and, as a result, only a handful of studies exist to date. Hence, to date, there are no fMRI studies contrasting childhood-onset with adolescent-onset subtypes or antisocial youth with and without CU traits. Instead, published studies have either focused on an undifferentiated group of children with antisocial behavior or on the CU subtype alone. However, these studies do provide some at least speculative support for the developmental model that has been outlined in this paper. Specifically, reduced anterior cingulate responsivity to threatening emotional scenes under passive viewing conditions has been reported for antisocial youth, possibly reflecting poor emotional regulation (Stadler et al., Reference Stadler, Sterzer, Schmeck, Krebs, Kleinschmidt and Poustka2007; Sterzer, Stadler, Krebs, Kleinschmidt, & Poutska, Reference Sterzer, Stadler, Krebs, Kleinschmidt and Poutska2005). The same studies also reported amygdala hypoactivation to negative and threatening pictures for antisocial youth, but this result emerged only when anxiety scores were used as a covariate. A more recent study using an almost identical passive viewing paradigm found increased amygdala activation, partly related to comorbid anxiety, in children with antisocial behavior (Herpertz et al., Reference Herpertz, Huebner, Marx, Vloet, Fink and Stoecker2008). These functional deficits would be consistent with some of the abnormalities in how children with CU traits process emotional stimuli.
In support of this possibility, two studies have directly measured CU traits and explicitly tested the hypothesis that this group would show amygdala hyporeactivity to others' distress (Jones, Laurens, Herbs, Baker, & Viding, Reference Jones, Laurens, Herba, Barker and Viding2009; Marsh et al., Reference Marsh, Finger, Mitchell, Reid, Sims and Kosson2008). Both studies employed an implicit emotion processing task (gender recognition) and found amygdala hyporeactivity to fearful faces in antisocial youth with CU traits compared to typically developing children and children with attention-deficit/hyperactivity disorder. Another study documented an abnormal ventromedial prefrontal cortex response to punishment in children with CU traits (Finger et al., Reference Finger, Marsh, Mitchell, Reid, Sims, Budhani and Kosson2008). This study employed a task in which the participants had to learn that a stimulus that used to be rewarding was subsequently associated with loss and that they should stop responding to that stimulus. This finding is consistent with previously reviewed findings showing abnormalities in how youth with CU traits respond to reward and punishment contingencies.
Thus, although much more work in this area is needed, these initial findings from brain imaging studies are promising in providing possible neurological bases to some of the cognitive and affective differences found across the different developmental pathways to antisocial behaviors, and could help in uncovering some of the neurocognitive mechanisms through which inherited predispositions can place a child at risk for the development antisocial traits (Viding & Jones, Reference Viding and Jones2008). Of importance, these promising studies demonstrate the importance of integrating findings across multiple levels of analyses. That is, the unique functional neurological deficits were documented when CU traits were used to form experimental groups and when tasks tapping the specific emotional and cognitive deficits that have been associated with these traits were used to test functional brain differences.
It is important to bear in mind that although our selective review focused on fMRI studies, such studies do not by any means represent the only avenue of investigation for charting neurobiological vulnerabilities that can mediate the genetic influences on antisocial behavior. For example, several studies have shown that youth with CU traits show differences in their autonomic reactivity to certain types of stimuli (Blair, Reference Blair1999; Kimonis et al., Reference Kimonis, Frick, Skeem, Marsee, Cruise and Munoz2008) and they show differences in both their resting (Loney, Butler, Lima, Counts, & Eckel, Reference Loney, Butler, Lima, Counts and Eckel2006) and stress-induced (O'Leary, Loney, & Eckel, Reference O'Leary, Loney and Eckel2007) cortisol levels. Thus, some of the genetic risk for this group of antisocial youth could be due to inherited individual differences in the functioning of their autonomic nervous system or in the reactivity of their hypothalamic–pituitary–adrenal axis as indexed by the hormone cortisol. Combining across all of these levels provides the greatest likelihood of advancing our knowledge of the different pathways to the equifinal outcome of antisocial behavior (Viding & Frith, Reference Viding and Frith2006).
Implications for Prevention and Treatment
The research on different subgroups of antisocial youth, and the developmental model that we have used to organize it, has several important applied implications. One key implication of this approach is an emphasis on prevention. As noted previously, the most aggressive youth, and the youth most likely to continue their antisocial behavior into adulthood, tend to show a childhood onset to their antisocial behavior. Further, there are a number of interventions that have proven effective in treating early emerging conduct problems, with a great decrease in their effectiveness in older children and adolescents (Eyberg, Nelson, & Boggs, Reference Eyberg, Nelson and Boggs2008). Thus, intervening early in the developmental trajectory of childhood-onset conduct problems is an important goal for preventing later serious aggression and antisocial behavior. However, even these interventions require a child to have already shown serious and impairing conduct problems, albeit at an early age. By focusing on the developmental processes that can precede even these early conduct problems, it opens the possibility of prevention programs that promote optimal development in children with certain risk factors (e.g., an fearless temperament, poor emotional regulation) even before serious behavioral problems emerge.
A second implication of the developmental approach to understanding antisocial behavior that was outlined in this paper is that interventions need to be comprehensive and target multiple risk factors. As noted throughout this paper, no gene, no temperamental risk factor, no environmental risk factor operates in isolation. Thus, it is not surprising that some of the most effective interventions for antisocial behavior involve multiple components, rather than targeting only a single risk factor (e.g., Conduct Problems Prevention Research Group, 2004).
A third implication of the developmental model is that interventions not only need to be comprehensive, but they also need to be individualized. That is, given that the causal processes leading to antisocial behavior appear to be different across subgroups, it is also quite likely that treatments will need to be different across these groups as well. For example, Hawes and Dadds (Reference Hawes and Dadds2005) reported that clinic-referred boys (ages 4 to 9) with conduct problems and CU traits were less responsive to a parenting intervention than boys with conduct problems who were low on CU traits. However, this differential effectiveness was not consistently found across all phases of the treatment. That is, children with and without CU traits seemed to respond equally well to the first part of the intervention that focused on teaching parents methods of using positive reinforcement to encourage prosocial behavior. In contrast, only the group without CU traits showed added improvement with the second part of the intervention that focused on teaching parents more effective discipline strategies. This outcome would be consistent with the reward-oriented response style that, as reviewed previously, appears to be characteristic of children with CU traits. In another study of the differential response to treatment of youth with CU traits, Waschbusch, Carrey, Willoughby, King, and Andrade (Reference Waschbusch, Carrey, Willoughby, King and Andrade2007) reported that children (ages 7–12) with conduct problems and CU traits responded less well to behavior therapy alone than children with conduct problems without CU traits. However, these differences largely disappeared when stimulant medication was added to the behavior therapy, although the children with CU traits were still less likely to score in the normative range than those without these traits.
These findings support the contention that interventions may be more effective if they are specifically tailored to the unique needs of children within the different developmental pathways. This focus on a comprehensive and individualized approach to treatment may be particularly important for enhancing the effectiveness of existing treatments for older children and adolescents who show severe antisocial and delinquent behavior. For example, a study group commissioned by the Office of Juvenile Justice and Delinquency Prevention of the United States Department of Justice reviewed four juvenile justice programs that provided individualized and comprehensive services to adjudicated youth who were under the age of 13 (Burns et al., Reference Burns, Howell, Wiig, Augimeri, Welsh and Loeber2003). This summary outlined several features of such comprehensive models that appeared critical to their success. One critical feature is that there was a system for ensuring that an array of mental health, medical, child welfare, and educational services were available to adjudicated youth. In addition, there was a system for providing a comprehensive assessment to determine the specific needs of the adjudicated youth and a strong case-management system for ensuring that services were provided in an integrated and coherent manner. Similar models of comprehensive and individualized interventions have proven to be effective for older youth with severe antisocial behavior (Henggeler, Schoenwald, Borduin, Rowland, & Cunningham, Reference Henggeler, Schoenwald, Borduin, Rowland and Cunningham1998).
Research on the various developmental pathways to antisocial behavior could be quite important for guiding these comprehensive and individualized approaches to treatment. That is, knowledge of the different developmental processes that may be operating in the various subgroups of antisocial youth could help in determining the most effective combination of services for an individual child (Frick, Reference Frick2006). For example, interventions that focus on enhancing identity development in adolescents and increasing contact with prosocial peers, such as mentoring programs (Grossman & Tierney, Reference Grossman and Tierney1998) or programs that provide structured afterschool activities (Mahoney & Stattin, Reference Mahoney and Stattin2000), may be particularly effective for youth within the adolescent-onset pathway. In contrast, interventions that focus on anger control may be more effective for children within the childhood-onset pathway who do not exhibit CU traits but who often show problems with emotional regulation (Larson & Lochman, Reference Larson and Lochman2003). Further, interventions that intervene early in the parent–child relationship to teach parents ways to foster empathic concern in their young child or that help the child develop cognitive perspective taking skills may be more effective for children with CU traits (Chi-Ming, Greenberg, & Walls, Reference Chi-Ming, Greenberg and Walls2003). Later in development, intervening in ways that emphasize the reward-oriented response style of this group and attempt to motivate children through appealing to their self-interest, rather than through interventions that solely focus on punishment-oriented strategies, may be more effective for this group of youth (Frick, Reference Frick2006).
An important note of caution relates to the behavioral genetic research reviewed above. That is, such research could lead some to consider gene therapy for antisocial behavior. Genes that have variants that are common in the population are likely to have multiple functions, some of which are desirable, others not. For example, the genetic variants that increase the probability of CU traits may also be protective against excessive anxiety. When this information is combined with the fact that genes interact in complex systems, as well as with environmental risk factors, it quickly becomes evident that removing the effects of one gene via gene therapy is unlikely to be effective (Nuffield Council on Bioethics, 2002).
This does not mean that genotype information is irrelevant to prevention and treatment. For example, demonstrating that there are genetically heterogeneous subtypes of childhood-onset antisocial behavior suggests the possibility of subtype-specific risk gene variants that index vulnerability for specific neurocognitive deficits. An early knowledge of such risk genes, particularly in the context of certain environmental factors, could also be used to guide prevention efforts prior to the emergence of severe conduct problems.
Summary and Conclusions
In this paper, we have outlined a developmental psychopathology framework for understanding the etiology of severe patterns of antisocial behavior or antisocial personality. In this framework, we outline three important pathways through which children and adolescents can develop severe antisocial behaviors. Unlike past attempts to define important subgroups of antisocial individuals, this approach does not rely solely on differences in the types of behaviors, timing of onset of behaviors, the stability of behaviors, or personality traits. Instead, an emphasis is placed on the developmental processes that may place a child at risk for acting in an antisocial and aggressive manner. Specifically, the model defines a group of youth whose antisocial behavior begins in adolescence and who seem to be showing an exaggeration of normal adolescent rebellion. Further, the model defines two groups of youth whose antisocial behavior begins prior to adolescence and who seem to show problems in adjustment across multiple developmental stages. One group is characterized by the presence of CU traits that seem related to a temperamental deficit in how they process emotional stimuli and respond to punishment cues that interfere with the normal development of empathy, guilt, and other aspects of conscience. The second group of early-onset antisocial youths show problems more related to cognitive deficits and ineffective socialization that lead to problems in the normal development of behavioral and emotional regulation.
In outlining these distinct pathways to antisocial behavior, we have tried to illustrate some key concepts from developmental psychopathology. First, we have used these pathways to illustrate the concepts of equifinality and multifinality, by showing how severe patterns of antisocial behavior can result from very different causal processes (i.e., equifinality) and how the same risk factors can lead to many different outcomes (i.e., multifinality). Second, we have illustrated how understanding the interface between normal and abnormal development is crucial for understanding the causes of antisocial behavior. That is, each pattern of antisocial behavior involves somewhat unique developmental processes and they each deviate from normative patterns of antisocial behavior in different ways. Third, we have used this model to show how using multiple levels of analyses can advance causal theories. Specifically, children in all three pathways show unique behavioral, social, emotional, cognitive, and neurological correlates that, when combined, provide an integrated causal theory that is not possible when research is restricted to any single level of analysis. Fourth, and potentially most importantly, we have highlighted how this development model can be used to enhance existing interventions for antisocial individuals, particularly by highlighting avenues for early intervention and by guiding comprehensive and individualized approaches to treatment.
Thus, we think that developmental models such as the one we have outlined in this paper need to guide etiological theories of conduct problems, aggression, and antisocial behavior. Further, this body research points the way to several potentially important directions for future research. First, a key aspect to the developmental models outlined in this manuscript is the different temperaments that may place a child at risk for showing severe antisocial and aggressive behavior. However, the vast majority of research has focused on studying the temperamental characteristics of children and adolescents who already show problem behavior. As a result, it will be critical for future research to study children with the hypothesized temperamental risk factors (e.g., low levels of fearfulness; high levels of emotional reactivity) early in development to see if the temperamental risk factors predict later conduct problems and, even more importantly, predict the specific developmental mechanisms (e.g., lack of guilt and empathy; poorly regulated emotions) that are proposed to underlie the conduct problems across the different causal pathways. Such prospective research is not only important for providing strong tests of the predictive utility of the developmental model but also could help to uncover protective factors that may reduce the likelihood that a child with a temperamental risk factor will show severe behavior problems. A better understanding of protective factors could be quite helpful for guiding future prevention programs. Second, we have outlined the potential importance of studying the different pathways at many different levels of analyses (e.g., behavioral, affective/cognitive, neurological). Unfortunately, only very few studies have tested predictions made by this developmental model on the neurological level, which is likely because of the type of expertise needed to conduct such studies and the great expense involved in conducting such research. However, the promising findings from the neuroimaging studies that have been conducted to date clearly illustrate the great potential of future studies in this area. Third, and potentially most important, very few intervention studies have used this developmental model to tailor their interventions to the unique needs of antisocial youths in the different causal pathways. In this paper, we have made some educated hypotheses as to what types of interventions may be most effective for the different groups of antisocial youth. However, these hypotheses remain largely untested. Such tests should be a critical goal for future research, given that the few existing studies clearly suggest that youth in all three pathways can respond to interventions, albeit to different ones.