1 Introduction
Tingley’s problem stands as a fundamental and challenging question in the isometric theory of normed spaces. It asks whether every surjective isometry between the unit spheres of two real normed spaces can be extended to a bijective linear isometry between the whole spaces. This problem is easy to understand and difficult to solve. Significant progress has been made for several specific classes of Banach spaces but the general case remains unsolved. The surveys [Reference Ding2, Reference Mori and Ozawa7, Reference Peralta8] contain a detailed discussion of these results and additional references.
A natural generalisation of the isometry condition leads to the concept of a phase-isometry introduced in [Reference Maksa and Páles6]. Let X and Y be real normed spaces and
$A\subset X$
,
$B\subset Y$
. A mapping
$f: A \to B$
is termed a phase-isometry if it satisfies
and f is termed a min-phase-isometry if it satisfies
We say that f is phase-equivalent to a mapping
$g: A \to B$
if there exists a phase function
$\varepsilon : A \to \{-1, 1\}$
such that
$f=\varepsilon \cdot g$
. It is easy to check that if
$f: A \to B$
is a phase-isometry and is phase-equivalent to
$g: A \to B$
, then g is also a phase-isometry, and the same holds for min-phase-isometries. The notion of phase-isometry was developed to investigate a generalisation of Wigner’s theorem to the real normed space setting: whether every surjective phase-isometry between (whole) real normed spaces is phase-equivalent to a linear isometry. Ilišević et al. [Reference Ilišević, Omladič and Turnšek5] showed that the answer is affirmative: every surjective phase-isometry between two real normed spaces is phase-equivalent to a linear isometry. Subsequently, Huang and Tan [Reference Huang and Tan4] demonstrated that this holds even if the condition ‘phase-isometry’ is replaced by ‘min-phase-isometry’.
The study of phase-isometries specifically restricted to the unit spheres of real normed spaces forms a rich and active subfield, intimately connected to Tingley’s problem. This line of research has been pursued for various concrete normed spaces, including
$\ell _p(\Gamma )$
spaces for
$0 < p < \infty $
[Reference Huang and Jin3],
$\mathcal {L}^\infty (\Gamma )$
spaces [Reference Tan, Yuan and Yang10],
$C(K)$
spaces [Reference Tan and Gao9] and CL-spaces [Reference Tan, Zhang and Huang11]. These investigations provide crucial insights into the interplay between phase-isometries on the sphere and the possibility of linear extension.
In this paper, we focus on min-phase-isometries defined solely on the unit spheres of real
$L^1(\mu )$
spaces. The space
$L^1(\mu )$
, fundamental in analysis and possessing distinct geometric properties, presents a significant case study. Our main theorem is as follows.
Theorem 1.1. Let
$(\Omega , \mathfrak {M}, \mu )$
be a measure space and Y a normed space. If
$f: S_{L^1(\mu )} \to S_Y$
is a surjective min-phase-isometry, then f is phase-equivalent to a surjective isometry
$g: S_{L^1(\mu )} \to S_Y$
, which moreover can be extended to a surjective linear isometry on the whole space
$L^1(\mu )$
.
We will present an example to show that this theorem is not true if ‘min’ is replaced by ‘max’.
2 Auxiliary results
Throughout this section, we denote by
$\mathbb {R}$
the set of real numbers and only consider normed spaces over
$\mathbb {R}$
. For a normed space X,
$S_X$
will denote the unit sphere of X. Let
$ (\Omega , \mathfrak {M}, \mu )$
be a measure space;
$L^1(\mu )=L^1(\Omega , \mathfrak {M},\mu )$
will denote the usual Banach space of all (equivalence classes of) measurable functions
$x:\Omega \rightarrow \mathbb {R}$
such that
$\|x\|=\int _{\Omega }|f(t)|\,d\mu (t)<\infty $
. The support of
$x:\Omega \rightarrow \mathbb {R}$
, denoted by
$ \operatorname {supp}(x) $
, is defined by
By a slight abuse of language, we will say that
$x_1, x_2\in L^1(\mu )$
have disjoint supports if
$\mu (\operatorname {supp}(x_1)\cap \operatorname {supp}(x_2))=0$
.
Let us recall a basic result for surjective min-phase-isometries between the unit spheres of two normed spaces.
Lemma 2.1 [Reference Tan, Yuan and Yang10, Lemma 2.2].
Let
$f: S_X \to S_Y$
be a surjective min-phase-isometry of two normed spaces X and Y. Then f is injective and odd (that is,
$f(-x)=-f(x)$
,
$x\in S_X$
).
We introduce an isometric
$\ell ^1$
-embedding property in normed spaces.
Lemma 2.2 [Reference Ding1, Lemma 5].
Let Y be a normed space and
$\{y_k\}_{k=1}^n$
be a finite subset of
$S_Y$
. Suppose that for every choice of signs
$\theta _k=\pm 1\ (1\leq k\leq n)$
,
Then, for any real scalars
$\{\lambda _k\}_{k=1}^n$
, the norm of the linear combination satisfies
The following result addresses the behaviour of surjective min-phase-isometries between the unit spheres of
$L^1(\mu )$
and of an arbitrary normed space Y. Specifically, we investigate how such isometries interact with convex combinations of functions possessing disjoint supports.
Theorem 2.3. Let
$(\Omega , \mathfrak {M}, \mu )$
be a measure space and Y a normed space. Suppose
$f: S_{L^1(\mu )} \to S_Y$
is a surjective min-phase-isometry. Then, for any finite collection
$\{x_k\}_{k=1}^n\subset S_{L^1(\mu )}$
with pairwise disjoint supports and for any scalars
$\{\lambda _k\}_{k=1}^n$
with
$\sum _{k=1}^n|\lambda _k|=1$
,
Proof. We need only prove the case
$n=2$
. Once we have proved the case
$n=2$
, the general case follows by induction as follows. Suppose that the conclusion holds for
$n=m-1$
. For
$n=m$
, by the cases
$n=2$
and
$n=m-1$
,
where
$|\lambda |=1-|\lambda _1|$
and
$|\lambda _k'|=|\lambda _k|$
for
$k=1,2,\ldots , n$
. This completes the induction proof.
For
$n=2$
, since f is odd by Lemma 2.1, it is easy to check the cases
$|\lambda _1|=0$
and
$|\lambda _1|=1$
. Assume that
$0<|\lambda _1|<1$
. Let
$A_1=\operatorname {supp}(x_1)$
and
$A_2=\operatorname {supp}(x_2)$
. By the hypothesis,
$\mu (A_1\cap A_2)=0$
. For any choice of signs
$\theta _1, \theta _2 \in \{-1,1\}$
, the min-phase-isometry property of f gives
which implies
Lemma 2.2 guarantees that
By the surjectivity of f, there exists
$z\in S_{L^1(\mu )}$
such that
Once we establish
Lemma 2.1 will imply that
which will complete the proof. Thus, we need only prove (2.3).
Suppose that
with
$|\alpha _k|=1$
for
$k=1,2$
. Define the sets
for
$k=1,2$
. We claim that
and
for
$k=1,2$
. Indeed, by (2.1), (2.2) and Lemma 2.2,
On the other hand, by (2.4),
It follows from (2.8) and (2.9) that
By the same method, we also obtain
Since
$\mu (A_1\cap A_2)=0$
, we see that
This proves (2.5) and (2.6) and shows that the inequality in (2.9) becomes
for
$k=1,2$
. This, along with (2.5), gives (2.7).
We will now establish (2.3). Without loss of generality, we need only prove that there exists some
$\mu _1$
with
$|\mu _1|=|\lambda _1|$
such that
$z(t)=\mu _1x_1(t)$
for almost every (a.e.)
$t\in A_1$
. For every measurable subset
$A\subset A_1$
with
$\mu (A)>0$
, equations (2.5) and (2.7) imply that
and then
On the other hand, since f is odd,

It follows from (2.10) and (2.11) that
Since
$A\subset A_1$
is arbitrary,
$|z(t)|\geq |\lambda _1x_1(t)|$
for a.e.
$t\in A_1$
. The fact that
shows that
$|z(t)|= |\lambda _1x_1(t)|$
for a.e.
$t\in A_1$
, and so
$z(t)=\alpha _1|\lambda _1|x_1(t)$
for a.e.
$t\in A_1$
by (2.5). We have established (2.3) and this completes the proof.
Lemma 2.4. Let
$(\Omega , \mathfrak {M}, \mu )$
be a measure space and Y a normed space. Suppose
$f: S_{L^1(\mu )} \to S_Y$
is a surjective min-phase-isometry. Then, for every finite collection
$\{x_k\}_{k=1}^n \subset S_{L^1(\mu )}$
with pairwise disjoint supports and for any scalars
$\{\lambda _k\}_{k=1}^n$
,
Proof. Combining Lemma 2.1 with Theorem 2.3,
It follows that for any choice of signs
$\theta _k=\pm 1\ (1\leq k\leq n)$
, there exist some signs
$\theta ^{\prime }_k=\pm 1\ (1\leq k\leq n)$
such that
The conclusion follows from Lemma 2.2.
3 Main result
The positively homogeneous extension
$\widetilde {f}:X \to Y$
of a mapping
$f:S_X \to S_Y$
between the unit spheres of normed spaces is defined by
Proof of Theorem 1.1.
If
$\dim L^1(\mu )=1$
, then
$L^1(\mu )\cong \mathbb R$
and
$\widetilde {f}:\mathbb R\to Y$
is a surjective linear isometry. We may assume that
$\dim L^1(\mu )\geq 2$
. The proof will be divided into several steps.
Step I. Set
$Z_E:=\{x\in {L^1(\mu )}: \mu (\operatorname {supp}(x)\cap E^c)=0\}$
for
$E\in \mathfrak {M}$
. Fix a set
$A\in \mathfrak {M}$
such that
$Z_A\neq \{0\}$
and
$Z_{A^c}\neq \{0\}$
hold simultaneously. Note that this implies that
$\mu (A)>0$
and
$\mu (A^c)>0$
.
The existence of the above set A can be proved as follows. Fix an
$x\in L^1(\mu )\backslash \{0\}$
. Set
$A_n=\{t\in \Omega :|x(t)|>1/n\}$
,
$n=1,2,\ldots .$
Then
$\mu (A_n)<\infty $
for all n. Since
$x\neq 0$
, there is an
$n_0$
such that
$\mu (A_{n_0})>0$
. Let
$A=A_{n_0}$
. Then
$0<\mu (A)<\infty $
and
$Z_A\neq \{0\}$
since
$\chi _A\in Z_A$
. If
$Z_{A^c}\neq \{0\}$
, we are done. Otherwise, if
$Z_{A^c}=\{0\}$
, then
$L^1(\mu )=Z_A$
. If there exists a set
$A_0\subset A$
such that
$\mu (A_0)>0$
and
$\mu (A\backslash A_0)>0$
, then
$A_0$
is the desired set. Otherwise, if no such
$A_0$
exists, then
$L^1(\mu )$
consists of only scalar multiples of
$\chi _A$
and has dimension
$1$
, which contradicts the assumption.
Step II. The unit sphere
$S_{L^1(\mu )}$
of
$L^1(\mu )$
can be uniquely represented as
Indeed, for each
$x\in S_{L^1(\mu )}$
with
$\mu (\operatorname {supp}(x)\cap A)>0$
and
$\mu (\operatorname {supp}(x)\cap A^c)>0$
,
The existence is established. For the uniqueness, assume that
where
$z_1,z^{\prime }_1\in S_{Z_A}, z_2,z^{\prime }_2\in S_{Z_{A^c}}, 0\leq \lambda _1,\lambda _2\leq 1$
. It follows that
and then
$\lambda _1=\lambda _2$
,
$z_1=z^{\prime }_1$
and
$z_2=z^{\prime }_2$
.
Step III. For every
$z_1\in S_{Z_A}$
,
$z_2\in S_{Z_{A^c}}$
and
$0\leq \lambda \leq 1$
, Theorem 2.3 implies that there exist
$\alpha (z_1,z_2,\lambda ), \beta (z_1,z_2,\lambda )\in \{-1,1\}$
such that
The definitions of two extreme cases are added as follows:
Write
$\gamma (z_1,z_2,\lambda )=\alpha (z_1,z_2,\lambda )\beta (z_1,z_2,\lambda )$
. Define a mapping
$g: S_{L^1(\mu )} \to S_Y$
by
Then g is a min-phase-isometry since g is phase-equivalent to f. We claim that
for all
$z_1\in S_{Z_A}$
,
$z_2\in S_{Z_{A^c}}$
and
$0\leq \lambda \leq 1$
.
Indeed, from (3.1) it follows that
$ \alpha (z_1,z_2,0)=\beta (z_1,z_2,1)=1$
. Combining this with (3.2) and (3.3),
Hence, to prove (3.4), we need only show that
$\gamma (z_1,z_2,\lambda )=\gamma (z_1,z_2,\frac 12)$
for all
$z_1\in S_{Z_A}$
,
$z_2\in S_{Z_{A^c}}$
and
$0<\lambda <1$
with
$\lambda \neq \frac 12$
. If there are such
$z_1$
,
$z_2$
and
$\lambda $
for which
$\gamma (z_1,z_2,\lambda )=-\gamma (z_1,z_2,\frac 12)$
, then by Lemma 2.4,
which contradicts the fact that g is a min-phase-isometry.
Step IV. The mapping
$g: S_{L^1(\mu )} \to S_Y$
is odd.
Indeed, fix
$z_1\in S_{Z_A}$
,
$z_2\in S_{Z_{A^c}}$
and
$0\leq \lambda \leq 1$
. By (3.1) and oddness of f,
It follows that
$\alpha (-z_1,-z_2,\frac 12)=\alpha (z_1,z_2,\frac 12)$
and
$\beta (-z_1,-z_2,\frac 12)=\beta (z_1,z_2,\frac 12)$
. Then (3.3) implies that
Step V. The mapping
$g: S_{L^1(\mu )} \to S_Y$
is surjective.
Indeed, for any
$y\in S_Y$
, since f is surjective and g is phase-equivalent to f, there exists an
$x\in S_{L^1(\mu )}$
such that
$y=f(x)=\pm g(x)$
. Hence, the oddness of g implies that either
$g(x)=y$
or
$g(-x)=y$
.
Step VI. The mapping g is an isometry on
$S_{Z_A}$
and
$S_{Z_{A^c}}$
, respectively.
Indeed, choose arbitrarily
$z^{\prime }_1,z^{\prime \prime }_1\in S_{Z_A}$
and fix some
$v\in S_{Z_{A^c}}$
. By (3.4),
This implies that g is an isometry on
$S_{Z_A}$
. Similarly, g is an isometry on
$S_{Z_{A^c}}$
.
Step VII. For any finite collection
$\{x_k\}_{k=1}^n \subset S_{L^1(\mu )}$
with pairwise disjoint supports and for any scalars
$\{\lambda _k\}_{k=1}^n$
with
$\sum _{k=1}^n|\lambda _k|=1$
,
To verify this, write
$x_k=(1-\alpha _k)x_{k1}+\alpha _kx_{k2}$
with
$x_{k1}\in S_{Z_A}$
,
$x_{k2}\in S_{Z_{A^c}}$
and
$0\leq \alpha _k\leq 1$
for
$k=1,2,\ldots , n$
. Theorem 2.3 and (3.4) imply that
where
$|\lambda _k'|=|\lambda _k|$
for all
$k=1,2,\ldots ,n.$
For each fixed k, assume that
$1-\alpha _k\neq 0$
(the case
$1-\alpha _k=0$
follows by symmetry, as
$\alpha _k\neq 0$
in that scenario). By Lemma 2.4 and the fact that g acts as an isometry on
$S_{Z_A}$
,
which ensures that
$\lambda _k'=\lambda _k$
.
Step VIII. The mapping
$\widetilde {g}:L^1(\mu )\to Y$
is a surjective linear isometry.
Indeed, since g is surjective and odd, it is easy to see that
$\widetilde {g}$
is surjective and homogeneous. To show that
$\widetilde {g}$
is a surjective linear isometry, it suffices to prove that
$\widetilde {g}$
is additive. Choose
$x_1,x_2\in L^1(\mu )\backslash \{0\}$
arbitrarily with
$x_1+x_2\neq 0$
. If
$x_1$
and
$x_2$
have disjoint supports, then (3.7) implies that
Otherwise, we first deal with simple functions in
$Z_A$
. Let
where
$\{A_i\}_{i=1}^n$
and
$\{B_j\}_{j=1}^m$
are two disjoint collections contained in
$\mathfrak {M}$
with
$\bigcup _{i=1}^nA_i=\bigcup _{j=1}^mB_j=A$
and
$\alpha _i,\beta _j\in \mathbb R$
for
$i=1,\ldots ,n$
and
$j=1,\ldots ,m$
. Then
Next, we assume that
$x_1,x_2\in Z_A\backslash \{0\}$
with
$x_1+x_2\neq 0$
. There are two sets
$\{s^{\prime }_n\}_{n=1}^\infty ,\{s^{\prime \prime }_n\}_{n=1}^\infty \subset Z_A$
of simple functions with
$\|s^{\prime }_n+s^{\prime \prime }_n\|=\|x_1+x_2\|$
such that
$\lim _{n\to \infty }s^{\prime }_n=x_1$
and
$\lim _{n\to \infty }s^{\prime \prime }_n=x_2$
. Since g is an isometry on
$S_{Z_A}$
,
Thus,
$\widetilde {g}:Z_A\to Y$
is additive. Similarly,
$\widetilde {g}:Z_{A^c}\to Y$
is additive. Finally, we assume that
$x_1,x_2\in L^1(\mu )\backslash \{0\}$
with
$x_1+x_2\neq 0$
. Then
Step IX. The mapping g is a surjective isometry. This follows from the previous step and completes the proof.
The following example shows that Theorem 1.1 is not true if ‘min’ is replaced by ‘max’ in the statement. Recall that
$\ell _1:=L^1(\mathbb N, 2^{\mathbb N},\mu )$
, where
$\mu $
is the counting measure on
$\mathbb N$
.
Example 3.1. Let
$f: S_{\ell _1}\rightarrow S_{\ell _1}$
be a surjective max-phase-isometry defined by
$f(e_i)=e_{i-1}$
for
$i\geq 2$
and
$f(x)=x$
for each
$x\notin \bigcup _{i=2}^\infty \{e_i\}$
. For
$x\notin \bigcup _{i=2}^\infty \{e_i\}$
and
$i\geq 2$
,
However,
$f(-e_2)=-e_2\notin \{e_1, -e_1\}=\{f(e_2), -f(e_2)\}$
. This shows that f cannot be phase-equivalent to a linear isometry.









