During the cold winter of 1777–1778, perhaps the darkest moment of the American Revolutionary War, the Continental Army commanded by George Washington huddled around campfires and in makeshift huts at Valley Forge while the British army wined and dined in occupied Philadelphia. Even the army's headquarters were cramped and cold. General Washington had the use of a small farmhouse, in which he lived together with his staff of aides. The army was at its weakest, Britain seemed in the ascendancy, and Congress could deliver neither men nor money. Nevertheless, one of Washington's aides, Alexander Hamilton, found time to read four of Plutarch's Lives, and to make notes on them that reveal his early attention to the founding of a new state, the natures and advantages of different constitutions, and the customs and practices that might serve or hinder his country.Footnote 1
It is well known that Plutarch was frequently read and referred to at the end of the eighteenth century.Footnote 2 Benjamin Franklin wrote of the advantage he found in reading Plutarch, and John Adams while in New York asked his wife to send him Plutarch's Lives, along with other books.Footnote 3 Alexander Hamilton himself refers several times to Plutarch, notably when referring to Pericles's initiating wars as a result of private resentment in Federalist, No. 6.Footnote 4 Many writers used pseudonyms taken from Plutarch for their polemic essays.Footnote 5 The most famous, perhaps, was the collective pseudonym Publius used by Hamilton, James Madison, and John Jay for their essays in The Federalist (1787–88).Footnote 6 However, it has always been hard to see what precisely these men took away from their Plutarchan reading.Footnote 7 The notes in Hamilton's pay book are especially valuable because they allow us to see with the eyes and mind of a revolutionary and future Founder. We can read along with Hamilton, and learn what attracted his attention in these four biographies of Plutarch's, what he merely noted, what he excerpted at length, and what he passed over without remark.
As a captain of the New York Artillery, Hamilton had kept a pay book, listing the payments to the soldiers and other expenses, until May 1777. Thereafter, he used the blank pages of this pay book, almost certainly during that hard winter of 1777–1778 in Valley Forge, to enter notes on his own reading, which have been preserved among his papers.Footnote 8 The notes fall into five sections, of which the fourth contains a remarkable record of Hamilton's systematic reading of two pairs of Plutarch's Lives, Theseus and Romulus, the founders of Athens and Rome, and Lycurgus and Numa, lawgivers for Sparta and Rome, respectively. These notes are the focus of this article.Footnote 9
The first three sections are largely drawn from Postlethwayt's recent encyclopedia on commerce:Footnote 10 first, extensive economic analyses of some twenty-seven countries; second, various other notes on economic subjects; third, notes on “political arithmetic,” that is, on questions of population as related to government. The fifth contains miscellaneous jottings on diverse topics. A coda after the third section demonstrates Hamilton's active desire to connect these analyses with his reading in classical authors: he quotes two passages from Demosthenes's First Philippic, the first insisting that politicians should act to produce events, not wait on them, the second that “war itself will discover to you [the enemy's] weak sides, if you seek them.”Footnote 11 Hamilton then asks, as stimulus to his own thinking,
Are the limits of the several states and the acts on which they are founded ascertained and are our ministers provided with them? What intelligence has been given to Congress by our ministers of the designs, strength by sea and land, actual interests and views of the different powers of Europe? (391)Footnote 12
These are exactly the questions that Demosthenes suggests are appropriate, and that the preceding notes have endeavored to answer.
The fourth section documents a new direction in his political education: Hamilton's reading in the first volume of the Dryden translation of Plutarch as found in the London edition of 1758, with the translated notes of the French classical scholar André Dacier (1651–1722) and other scholars.Footnote 13 As he set out to record what caught his attention, Hamilton wrote a heading for his notes that perhaps marks his initial reaction after a glance at the beginning of the life of Theseus, but slights their actual importance: “These notes are selected more for their singularity than use—though some important facts are comprehended” (391).Footnote 14 In fact, alongside curious mythological notices, such as that of Procrustes's bed,Footnote 15 Hamilton draws from Plutarch significant statements on the role of founders and lawgivers, on different kinds of governmental institutions, and on economic, social, military, and cultural practices.
Foundation legends and the origins of later political and religious institutions, not historical events, fill the four lives treated in the pay book, as Plutarch admitted and Hamilton recognized.Footnote 16 For exactly this reason, these lives of founders and lawgivers surely had a special appeal to Hamilton, for he was living during the foundation of a new country, and was actively involved in forming the institutions that he hoped would guarantee the success of the fledgling nation.Footnote 17 The founders Theseus and Romulus established the initial orientation of their cities, the one toward democracy, the other toward war and expansion. Of the lawgivers, Lycurgus was able to establish political and educational institutions at Sparta that would endure for centuries, whereas Numa's success at bringing peace to Rome through religious practices, despite its nobility, endured only for his lifetime.
Given Hamilton's intense involvement in and deep commitment to the establishment of a new American state, independent of any ties to Great Britain, in the very period when he was making these notes, his attention to the divine honors that these four figures received is hardly surprising. He notes that “the Athenians sacrificed to Theseus the eighth day of every month” and notes the special honors accorded his tomb (392; Thes. 36). Although he does not directly note Romulus's deification, he quotes at length Plutarch's discussion of the possibility that the souls of virtuous men might be “raised to consummate felicity and enrolled amongst the gods” (395–96; Rom. 28). He quotes the oracle calling Lycurgus “rather a god than a man” and notes the promise that “the laws he should establish would make the commonwealth which observed them the most famous in the world” (397; Lyc. 5) as well as the further oracle, delivered at the end of his life, that “his laws were excellent and that the city should continue in the highest renown while it observed the polity of Lycurgus” (404; Lyc. 29)—oracles that expressed his own ambition for America. The five-hundred-year duration of Lycurgus's constitution (404; Lyc. 29) offered a splendid confirmation of the legislator's work, and perhaps suggested the hope that Hamilton held for the new country that was being founded by the American revolutionaries.Footnote 18
Monarchy and the institutions that limited it were a major focus of Hamilton's attention. Plutarch's presentation of the four kings who are the subjects of these lives explores four different types of monarchy, from democratic to absolute, from martial to peaceable, and reviews their achievements and flaws. Hamilton picks out the diverse threads. The ancient biographer had stressed that Theseus had democratic tendencies, making him a precursor to the Athenian democracy of the classical period. In his notes on the Life of Theseus, Hamilton quotes Plutarch's remark that Theseus “was the first, as Aristotle says, who out of inclination to popular government parted with regal power” (392; Thes. 25). From the location of the Athenian king's tomb near the gymnasium and the fact that it was “a sanctuary for servants and others in distress” he infers that “while living, he was the patron of the poor and afflicted” (392; Thes. 36). Hamilton records Romulus's contrasting turn toward autocratic rule (he “grew haughty and affected absolute government”), demonstrated by his institution of lictors bearing rods and leather thongs (395; Rom. 26). For Plutarch, Romulus's turn toward absolute monarchy and the stories of his assassination by the senate could be seen as a warning of Caesar's assumption of power and assassination. It is not clear that Hamilton sees this parallel between Romulus and Caesar, though Caesar was regularly portrayed as a tyrant in this period.Footnote 19 However, Hamilton is particularly struck by Plutarch's words in the Comparison between the two men on the falling off of both Romulus and Theseus from the ideal of kingship, the one toward tyranny, the other toward popular rule. The biographer had insisted that the good ruler neither yield too much, like Theseus, nor extend his prerogatives too far, like Romulus (Comp. Thes. Rom. 2). Hamilton quotes that passage, then spiritedly attacks its first part, that the king who yields his rights is a “slave to the people,” and suffers from the “fault of easiness and good nature”:
A false sentiment; it would often be praise worthy in a prince to relinquish a part of an excessive prerogative to establish a more moderate government, better adapted to the happiness or temper of his people. (396)
It is clear that Hamilton, struggling in a war with the “tyrant” George III, has read into Plutarch's words a defense of arbitrary rule.Footnote 20
Hamilton finds the style of Lycurgus's rule more congenial, especially the story of his conversion of one of his fiercest opponents. Wealthy landowners so violently opposed his reforms that in one tempestuous encounter a young man, carried away with emotion, knocked out one of Lycurgus's eyes. Hamilton summarizes Lycurgus's response:
He carried the young man home with him and instead of punishing him as he was authorised to do made him one of his most zealous partizans by kindness. (399)
This gentle response to a youthful political opponent reminds one of Hamilton's support for leniency toward the British agent John André in 1780 and his support of presidential power to pardon offenders in Federalist, No. 74.Footnote 21
Hamilton clearly admires the figure of Numa that Plutarch presents. “He was a wise Prince,” he writes, “and went a great way in civilizing the Romans” (405). Just before, he had noted that Numa's answer to the Roman ambassadors when asked to become king “is full of very sensible reflections,” and he records the page number (p. 160) where it is found (405; Num. 5). Numa's reply had maintained that no sane man would exchange a tranquil life for one full of uncertainties, and moreover that his quiet, studious ways, love of peace, and service of the gods were diametrically opposed to the Romans' delight in war, eager as they were for war and conquest. In Plutarch's words, “their ambition of increasing their power and extending their conquests is apparent to all” (Num. 5, trans. Dryden). Numa had concluded with the assertion that Rome “requires rather a martial captain than a peaceable King.” Hamilton may also have been thinking of the speech a few lines later responding to Numa, in which his father argued that a just man had a responsibility to govern. “Government itself is truly a service of the Gods,” he argued, and “affords a wise man so large a field for great and honorable actions” (Num. 6, trans. Dryden). The need for a martial captain in America in the winter of 1777–78 was crucial, yet even then Hamilton was thinking of the peaceable times that might follow, which would require a man of outstanding virtue, who could guide the citizens of the new state. We naturally think of Washington, and no doubt Hamilton did too, but also, just as surely, he would have thought of his own ambitions and of the ideals he brought to public life.
The order of the excerpts concerning the accession of Numa reveal Hamilton's eager pursuit of Plutarch's ideas here. His notes do not follow the text in orderly succession, as they usually do, but as his reading moved far ahead, he jotted excerpts that continued his trend of thought, leaping first to Numa's just-mentioned speech on the incompatibility of his own way of life with that of the Romans, then to Numa's political use of religion. After copying these, he returned to the question of divine intercourse with or inspiration of men, which Plutarch had raised when he first introduced Numa. Only when he turns to Pythagoras and his religion does he resume his customary sequential notes with page 165, as indicated in the margin (406; Num. 8).Footnote 22
Hamilton's interest in the institutional features which could limit monarchy are most apparent in his notes to the Lycurgus. The major features of Spartan government indicated by Plutarch were the dual kingship, the gerousia or senate of elders, the citizen assembly, and the committee of five ephors. Hamilton summarily rejected the idea of dual kingship. After reporting the information from Dacier's commentary that Aristotle considered the kings, the senate, and the ephors the causes of the long duration of the Spartan constitution, he challenges the philosopher on one point: “The first circumstance [i.e., the dual kingship] would be in modern times a source of endless confusion and distraction” (397; Lyc. 5).Footnote 23 The historical record shows that it was in antiquity as well: the Spartan kings frequently opposed each other. Despite the models of the dual consulship in Rome and the dual kingship at Sparta, Hamilton does not find a shared executive practical, and in his later writings and speeches always supported a strong single executive.
Just before, Hamilton had copied out fifteen lines of a passage highlighting the role of the senate (gerousia) in constraining “the imperious and fiery genius of Monarchy … within the bounds of equity and moderation.” Quoting Plutarch's words, he writes, “the state before had no firm basis to stand upon, leaning sometimes toward an absolute monarchy and sometimes toward a pure demockracy; but this establishment of the senate was to the commonwealth what the ballast is to a ship and preserved the whole in a just equilibrium. For they always adhered to the Kings so far as to oppose a democracy, and on the other side assisted the people to prevent tyranny” (397; Lyc. 5). He then goes on to transcribe the so-called Great Rhetra or foundation law of Sparta that established the gerousia or senate (“a council of thirty senators in number of which the two Kings shall be comprised”) and the assembly of the people as supplements to the kings. He notes further the superior role of the senate, as confirmed by another rhetra: “The senate proposed and the people adopted or rejected; they could not alter or add. Finding they departed from this rule, a Rhetra was procured decreeing, ‘That if the peop[l]e should alter or pervert any law, then the senate and Kings should reject it’” (397; Lyc. 6). This need for restrictions on the popular will as well as on the executive were an important aspect of Hamilton's thinking at the time of the Constitutional Convention and throughout his life.Footnote 24 His ongoing fear of power in the hands of an unreasoning populace contributed to his quarrel with Jefferson. Here he notes that a monarch could offer a necessary check to popular enthusiasm.
Further on, Hamilton remarks that the senators were chosen for life and describes the unusual election procedure for the gerousia, in which the shouts supporting each candidate are heard and recorded by judges set apart from the scene. The newly elected member also had the honor of an extra portion of food assigned him, which the elder would award “to the woman he esteemed most” (403; Lyc. 26). Romulus's establishment of a senate of wealthy nobles, distinguished from the populace, also drew his attention.Footnote 25 The formation of the Roman senate merits a three-line extract, which is followed by a lengthy paraphrase of Plutarch's discussion of the distinctive patron-client relationship, giving the reciprocal obligations of each party (394; Rom. 13). Hamilton later at the Constitutional Convention recommended election of senators to lifetime service, as was the case in Sparta.Footnote 26 At the same convention he supported life tenure for the president, “on good behavior,” but later, in Federalist, No. 72, he supported a renewable four-year term, as another limit on the power of the monarch.
Apparently the Spartan ephorate did not attract Hamilton's fancy to the same degree. He makes a note of its establishment under King Theopompus, and includes Plutarch's anecdote of the king's reply to his wife's complaint that he had weakened his children's heritage: rather, Theopompus prophesied, “he would leave it greater because more durable” (398; Lyc. 7). Again, the focus is on the restriction of a monarch's power. However, he gives no further details on the ephors' activity or sphere of authority beyond a short paraphrase of Dacier's note, stating that there were five ephors and their authority was “extensive.”Footnote 27 We may surmise that Hamilton saw no way the ephorate could model any feature of the new government, whereas the gerousia, like the Roman senate, could be imitated in some fashion.
Hamilton's passion for political economy, manifested in the extensive excerpts in the earlier sections of the pay book and his later history as a dynamic secretary of the treasury, is apparent in his comment on Lycurgus's division of property. He called it “the most arduous and dangerous thing attempted by Lycurgus” and excerpted some thirteen lines describing Lycurgus's effort to achieve “perfect equality.” Moreover, taking Plutarch's figure that there were 39,000 shares of land in total, he made his own calculation and concluded, “The whole population this ground could support could not much exceed 600,000” (398–99; Lyc. 8). The same kinds of calculations occur in the economic section of the pay book.Footnote 28 It is perhaps worth noting that the figure indicates that Sparta was much smaller than the united American colonies: an estimate of their population from the US Bureau of the Census gives a figure for 1780 of close to three million, with the largest, Virginia, having 538,000.Footnote 29
Other economic issues are remarked without comment. Thus he notes that Lycurgus replaced gold and silver as currency with iron (399; Lyc. 9), but does not explore the implications of such a radical change for the Spartan economy, either from the economic perspective or from the moral perspective discussed by Plutarch. The same is true of the institution of the common mess, which he notices but whose importance to Spartan life he does not consider, though Plutarch explores it at some length (Lyc. 10). He does, however, mention the disaffection of the wealthy that led to Lycurgus losing an eye in a street demonstration (399; Lyc. 11),Footnote 30 and he records some of the anecdotes that Plutarch used to demonstrate the simplicity of Spartan life (399; Lyc. 13). It would seem that while the distribution of farm land struck Hamilton as something closely related to his own day, iron currency and public messes appeared too alien to be of much use. In the same way, when he comes to Plutarch's chapter on Spartan disparagement of farm labor and the manual arts, he excerpts the anecdote of the Spartan at Athens who marveled at the punishment of someone “condemned for living like a Gentleman,” but does not comment on the practical implications of this practice for the development of trade or accumulation of capital (402; Lyc. 24). Lycurgus's policy, of course, was strongly opposed to Hamilton's own position, as seen in his later career, which was strongly in favor of manufacturing and commerce, although he recognized that agriculture was the basis of the American economy.Footnote 31 Hamilton notes that the Roman Numa took a different tack, giving attention to agriculture, distribution of land, and division of the populace into “companies,” that is, associations of workers by trades—potters, metalworkers, and so on, reflecting a willingness to combine agriculture and trades not found in Lycurgan Sparta (406–407; Num. 9–17). A final comment on the destructiveness of greed comes at the very end of his reading of the Lycurgus. It does not arise from the corresponding passage in Plutarch, but is based on a general knowledge of Greek history and human nature.Footnote 32 He writes:
a thirst of empire tempted the Spartans to entertain foreign troops and introduce Persian gold to maintain them; then the institutions of Lycurgus fell at once and avarice and luxury were introduced. (404)
Even in his early twenties, he realized that not all men had the restraint shown by George Washington regarding money.Footnote 33
On occasion Hamilton makes astute comments on practical politics, such as Lycurgus's leniency toward his attacker, noted above, which not only demonstrated his own virtue, but also won a supporter from among his opponents, and presumably made it easier to pursue his reforms. On another occasion, speaking of Romulus's use of the lituus, the special curved rod used in augury, he recognizes a leader's political trick, not mentioned by either Plutarch or Dacier's commentary. When Romulus's lituus was lost many years later in the sack of Rome by the Gauls, Plutarch writes, it was rediscovered miraculously preserved. In his life of Camillus Plutarch adds that the rediscovery was perceived by the priests as an omen of the city's future safety. Hamilton asserts with no apparent source that this discovery was a demagogic trick of Camillus's to persuade the populace, many of whom wished to abandon the site, to rebuild the city (395; Rom. 22).Footnote 34 His interpretation combines rationalization of a miracle story with a keen sense of pragmatic politics.
Hamilton often made notes on social practices. He was impressed by Plutarch's harsh censure of Theseus's forgetfulness, which caused his father's death, remarking, “This shows in how high veneration the commands of a father were held” (396; Comp. Thes. Rom. 5). He found the Spartans' distinctive customs regarding women and marriage fascinating, as Plutarch had, since they differed so widely from both ancient and modern practice. He notes that men who did not marry by the proper time were dishonored and humiliated, and the strange practice of marriage by simulated rape and secret intercourse. Finally, he excerpts the entire passage on sharing wives. Where Plutarch relates that “a worthy man, who was in love with a married woman, on account of her modesty and the beauty of her children, was at liberty to beg of her husband admission to her” to beget children, he highlights the paradoxical words on account of her modesty (399–400; Lyc. 14–15). One can only imagine how Hamilton, so defensive of his honor, would have felt if some gentleman had suggested borrowing his own wife “on account of her modesty.”Footnote 35 However, he omits Plutarch's attempts to explain why these customs might be beneficial. As is usually the case in these notes, it is the custom, not the explanation, that interests him.
It is sometimes asserted that Hamilton had a particular interest in love themes and irregular sexuality,Footnote 36 but he seems no more interested in these than other customs. He shows little interest in Theseus's many amatory adventures. Although he mentions Ariadne, Helen, and Phaedra, his attention is on other aspects of the stories, and he ignores the stories of other marriages or rapes in Theseus 26–27 and 29 and the wars that they spawned. Plutarch's reference to Phaedra's love for Hippolytus prompts Hamilton to a literary, not amatory, observation. He recalls the Hippolytus of Euripides and the adaptation by Racine, of which he notes, “the conduct and execution of which piece are as admirable as the subject is monstrous and disgusting” (392).Footnote 37 His curiosity concerning religious ritual or tradition, much of which had a sexual component, is more that of an anthropologist observing the variety of human behavior.Footnote 38
Another note records at length the Spartan practice of exposing sickly children and the principle behind it, but concludes in disgust, “A horrid practice mentioned with no marke of disapprobation” (400; Lyc. 16). In general, however, he preserves an anthropologist's neutrality. He notes without comment that homosexual relationships were part of the Spartan educational systemFootnote 39 and that theft was encouraged as training in courage and initiative (400–401; Lyc. 17–18). A sarcastic disdain for superstition, however, is apparent in his comment on the ritual whipping of boys at the altar of Artemis: “Her Goddessship was obliged to content herself with the blood of the boys [rather than their sacrifice].”Footnote 40 On the subject of the Spartans' “laconic” speech, Hamilton reports five of Plutarch's choice anecdotes, but not his admiration of them as true philosophy, and he reduces Plutarch's fulsome praise of their poetry to a brief note (401–2; Lyc. 19–21).
Hamilton finds an analogue to slavery in America in Plutarch's description of Spartan treatment of the helots. The account impressed him deeply, although he makes no direct comment on it. He carefully copied the entire passage into the pay book, some thirty-three lines, his longest direct extract (403–4; Lyc. 28). The entry recorded all the abuse of the helots, including the infamous krypteia (hidden time), in which young Spartans were sent out to kill helots at random. Hamilton copied only Plutarch's description of their treatment, not the biographer's confirmation of the saying that “there is no one more free than a free man in Sparta, and no one more of a slave than a slave there,” or his condemnation of the krypteia and his disassociation of both helotry and the krypteia from Lycurgus. The bare facts were enough. Hamilton knew from his time in the West Indies of the worst aspects of the slave trade, and this passage would have confirmed his view that it demeaned not only the slave but his owner as well. When in later years he fiercely opposed slavery, as a member of the New York Manumission Society and in debates at the Constitutional Convention in 1787, his mind must have gone back to this passage.Footnote 41 Indeed, he most probably copied it precisely for later use in debating the slavery issue.
The religious practices that undergirded ancient civic life were of particular interest to Hamilton. Although various elements of myth and ritual had attracted Hamilton's attention while he was reading the Theseus and Romulus,Footnote 42 he finds the Numa most interesting in this regard, since there Plutarch presents Numa as consciously establishing a civil religion. Hamilton notes that religion was the chief means Numa used to civilize the Romans, “a barbarous and warlike people,” and copies a long extract on the religious practices—sacrifices, processions, and dances—that he introduced and the superstitious terrors with which he subdued the people (405; Num. 8). A bit further on, he excerpts a passage on Pythagoras's methods of inspiring awe in the populace and another on Numa's aniconic religion. Notably, Numa did not allow representations of the deity, considering that men could only know the deity through their intellect, a notion that found an echo in Enlightenment philosophical discussions (406; Num. 8).Footnote 43 He also makes entries for two awe-inspiring actions of Numa, his preservation of the sacred ancylia, a shield supposedly fallen from heaven and its copies, and the visit of his goddess-mistress during a dinner (407; Num. 13, 15).Footnote 44 Finally, among religious institutions, Hamilton makes notes on Numa's establishment of the Pontifices or Chief Priests, of the Vestals' sacred fire, of the Fetiales, and of the temples to Faith and Terminus (406–7; Num. 9, 12, 13, and 15).Footnote 45 He notes that the Fetiales, the priests responsible for dealing with grievances with neighboring states, would seek a fair redress, and if they received no satisfaction, would declare war. He comments, going rather beyond Plutarch's words, that their decisions “were very consistent with unbiassed justice.” Faith and Terminus were honored as guarding the sanctity of oaths and of the boundaries, both private and civic. In all this Hamilton seems to have recognized that Numa was establishing the moral basis for the Roman state, the civic religion necessary for societal cohesion. Similarly the new American republic would need a religious underpinning. Much later, when he felt his principles attacked by Jefferson and other “atheists,” he would try to establish a Christian Constitutional Society, with the avowed purpose of supporting both Christian religion and the Constitution.Footnote 46
Hamilton gives little attention to military matters, despite his role in the army at the time of his reading. He comments briefly on elements of the Roman military reported by Plutarch (393–94; Rom. 13), noting the size of the legions and their doubling after the union with the Sabines, as well as the contrasting information supplied by the “commentator” Dacier from Livy.Footnote 47 He also makes some brief notes on Spartan practices in wartime. He finds most worth recording the custom of not pursuing a defeated enemy and excerpts Plutarch's rationale: the enemy would more readily seek safety in flight (402; Lyc. 22). Did he think this tactic would be useful in the present war, or did he record it as a curiosity?
Hamilton's notes reveal the unusual breadth of his curiosity and his readiness to introduce his own thoughts. His attention to scientific and philosophic questions represents a significant but unnoticed aspect of his notes. He is attracted by such speculative questions as why the Athenians sacrifice to Neptune on the eighth day of every month. On this point he quotes four lines of Plutarch's explanation, “because the number 8 being both the first cube of an even number and the double of the first square, seemed to be an emblem of the immoveable power of this god,” and so on (392–93; Thes. 36). Again, while reading of the death of Romulus, Hamilton becomes interested in Plutarch's speculation on the immortality of the body and the possibility of deification after death, and quotes both the lines of Pindar that Plutarch cites and eight lines of the biographer's argument on levels of virtue leading to corresponding levels of divinity: men, heroes, demigods, and gods. Hamilton continues in his notes to this passage with references to Hesiod, Plato, Shaftesbury, and Pope (who, he writes, “has erected a delightful poem on this foundation”).Footnote 48 Hamilton himself, at a later date, hoped that noble men would find in the afterlife “far more substantial bliss than can ever be found in this checkered, this ever varying scene.”Footnote 49 On the other hand, Plutarch's hypothesis in the Lycurgus concerning the relation of the vital spirits to growth merits only his contempt: after copying out the offending passage, he rejoins, “—a kind of jargon which only shows the ignorance of the times in the science of the human frame” (401; Lyc. 17). Hamilton has no doubt that modern science has outstripped ancient theories.
Two more speculations in the life of Numa attract this restless intellect's attention. First he excerpts two passages discussing the lawmaker's relation to the divine: one on the intimacy between God and virtuous men, considering the possibility of divine sexual intercourse with men or women, and the other considering whether lawgivers might be inspired by the gods (403–4; Num. 4). Both passages are clearly tied to his own awareness of the need for some kind of divine inspiration for the country currently being established, as well as his own hopes for lasting honor. Further on, Hamilton becomes intrigued with the interpretation of the circular temple of Vesta (which had the sacred fire in the center) as a model of the universe and copies out the whole passage, with its explanation that the Pythagoreans had held that the earth revolves around the central fire (406–7; Num. 11).Footnote 50 This attention to abstract questions indicates an active mind and a general curiosity not limited to constitutional—or sexual—questions.
Finally, it is useful to review what Hamilton passes over in these lives. Plutarch in the preface to each life had indicated that the stories he was presenting had little claim to historical accuracy. Hamilton does not mention these disclaimers, but regularly shows no interest in the heroes' early years, mythical and legendary events, or wars. In Theseus, after a short summary of the Minos episode he skips through to the honors after Theseus's death, with only short notices on semihistorical facts and on the honors given to Castor and Pollux at Athens. He omits Theseus's voyage to the Black Sea, his encounter with the Amazons, his journey to the underworld, and much else, even the appearance of Menestheus, the first demagogue (Thes. 32). He skips rapidly through Romulus, consciously abridging familiar stories (e.g., “Romulus and Remus &c. &c.,” “the story of the vestal virgin, well known &c.” (393; Rom. 2) and omitting the legend of the brothers' early years and founding of the city, the union with the Sabines, and the wars that followed. He must have known the story of Romulus and Remus and the foundation of Rome from earlier reading, in Livy, say, or Rollin's Roman History. His notes from Lycurgus on Spartan practice, though fuller than in the other lives, are still sparse, apart from the marriage customs and the krypteia. On Numa he notes only a few of the many rituals the king instituted and the stories associated with them. Overall, he shows little interest in the myths and legends connected to Plutarch's subjects, preferring to note rather the occasional “singularity” and “important facts,” as he had indicated in his heading.
Hamilton's notes on the life of Numa stop abruptly with chapter 17, omitting the last five chapters, which included such topics as the slavery of sons, the establishment of the calendar, and Numa's death. Apparently his reading of the Lives was interrupted, and if and when he resumed it, the pay book was not at hand. Significantly, Hamilton thus left no record of his thoughts on Plutarch's comparison of the two legislators, Lycurgus and Numa. Plutarch there had called particular attention to two points: first, that Lycurgus's constitution had endured for five hundred years because he radically restructured both Spartan society and the educational system, whereas Numa's peaceful rule died with him; and second, that Numa's policy of favoring peace, wisdom, and justice rather than warfare, the abandonment of which had enabled Rome to win battles and conquer its empire, might in fact have been the preferable course.Footnote 51 Both of these topics were of great potential interest to Hamilton.Footnote 52
Alexander Hamilton was in many ways the ideal reader that Plutarch might have imagined: an extremely talented and ambitious young man, eager to win honor as a soldier and statesman.Footnote 53 Hamilton could accept the mythical and legendary aspect of these biographies, while learning from their factual content and relishing their vivid personal anecdotes. He focuses especially on governmental issues. First of all, monarchy and the danger of tyranny, as exemplified by Romulus, then the institutions by which states had limited the power of monarchs: the senate at Rome, the gerousia, and later the ephors at Sparta. Plutarch's statements on Spartan and Roman political institutions represent one strand of ancient political thought that would combine with many others in the eighteenth century to weave the theory of separation of counterbalancing powers that emerged as a major factor in shaping the American Constitution. Although Hamilton throughout his life argued for a strong executive, his notes here insist on a restrained use of power. He admires Theseus for renouncing the prerogatives of monarchy, contrary to Plutarch's admonition, and is appreciative of Lycurgus's gentleness in winning over the agitated young partisan who had put out his eye. Reflecting his abhorrence of mob rule, Hamilton notes as well institutions that limit the popular will, such as the gerousia at Sparta. Social and educational practices also shaped the behavior of the populace in Sparta and Rome. Many of the religious practices he finds strange or superstitious, but he agrees with Plutarch's Numa on the value of religion to help create a civil society in a young nation. The numerous social and religious oddities that Hamilton remarks indicate his curiosity about other lands and other manners, a trait noticeable also in his earlier notes on political economy in the pay book. Lycurgus's land distribution and other problems in civic relations, both political and economic, capture his attention and provoke a personal reaction. His long excerpt on the Spartans' treatment of their helots is a testimony to his early concern about the problem of slavery, which would lead to his enthusiastic support of the causes of manumission and abolition.
If we try to put this all together, we recognize two major factors at work. First, Plutarch understands his audience, whether ancient or modern.Footnote 54 Hamilton, like his original readers and like those of the present day, enjoyed the anecdotes and curious bits of lore that fill Plutarch's pages. Hamilton could see that many of the anecdotes held important lessons for leaders and recognized that these lives offered a summary of the principal political and social institutions of the leading cities of the ancient world. Second, Hamilton understood Plutarch. He responded readily to the biographer's focus on leaders and their exercise of power. Plutarch's account of and admiration for the political regimes of Lycurgus and Numa, diverse as they were, and of the policies that brought them success, furnished important material for Hamilton's thinking on political issues. Plutarch had not intended that his readers should imitate the subjects of his Lives directly, nor did Hamilton expect to do so. Rather the Lives encouraged the reader to explore how the values and institutions of those founders and lawgivers could be put into practice in their own day.Footnote 55 Hamilton, intellectually brilliant and thoroughly committed to the foundation of the new republic, found these Lives a rich quarry from which he could draw for ideas and facts. We can only regret that Hamilton's notes in his pay book were truncated before he could annotate more of the Lives, and especially those dealing with more historical and controversial figures, such as Marius and Sulla or Cato and Caesar. As it is, Hamilton has left us in these scraps a valuable testament to his early intellectual development.
