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Published online by Cambridge University Press: 04 June 2004
Constitutional law in the United States is, for most practical purposes, the product of ‘judicial review’, the power of judges to disallow policy choices made by other officials or institutions of government, ostensibly because those choices are prohibited by the Constitution. This extraordinary and unprecedented power, America's dubious contribution to the science of government, has made American judges the most powerful in the world, not only legislators but super-legislators, legislators with virtually the last word. Because lawmaking power divorced from popular will is tyranny, most states have attempted to reconcile the lawmaking power of judges with representative self-government by subjecting all or some judges to some form of popular election. In all but four such states, judges, encouraged and supported by their fellow lawyers in the organized bar—would-be judges and beneficiaries of judicial power—have responded by adopting codes of judicial ethics that limit what candidates for election to judicial office are permitted to say. The effect is to undermine elections as a control on judicial power by limiting criticism of judicial activism, the misuse of judicial power.
Constitutional law in the United States is, for most practical purposes, the product of ‘judicial review’, the power of judges to disallow policy choices made by other officials or institutions of government, ostensibly because those choices are prohibited by the Constitution. This extraordinary and unprecedented power, America's dubious contribution to the science of government, has made American judges the most powerful in the world, not only legislators but super-legislators, legislators with virtually the last word. Because lawmaking power divorced from popular will is tyranny, most states have attempted to reconcile the lawmaking power of judges with representative self-government by subjecting all or some judges to some form of popular election.1
Thirty-one states select all or some of their judges by regular popular election, and fifteen, following some type of “merit” or “Missouri” plan, subject them after appointment to uncontested retention elections. American Judicature Society, Judicial Selection in the States: Appellate and General Jurisdiction Courts (Dec. 2002), available on-line at http://ajs.org/js/JudicialSelectionCharts.pdf [accessed July 7, 2003].
Republican Party of Minnesota v. White, 122 S. Ct. 2528, 2541 (2002).
‘Judicial activism’ may be defined most simply as judges making rather than applying the law. ‘Constitutional judicial activism,’ which is its most serious form because the decisions made are hardest to change, may be defined as judges holding policy choices unconstitutional that the Constitution does not, in fact, clearly prohibit. I say “clearly” because in a democracy the judgment of elected legislators should prevail in cases of doubt.3
The reverse situation, that is, judges upholding as constitutional a policy choice the Constitution clearly prohibits, very rarely occurs, because the Constitution wisely precludes few policy choices—and even fewer that American legislators, who are at least as committed to constitutional principles as judges, have occasion or inclination to make. The clearest example of this happening in American history is probably Home Building & Loan Ass'n v. Blaisdell, 290 U.S. 398 (1934) (upholding clearly unconstitutional debtor-relief legislation). In any event, a refusal to intervene in the ordinary political process demonstrates not activism, but restraint.
See infra notes 48–55.
Although the Constitution does not explicitly provide for judicial review, as one would expect for so obviously dangerous an innovation, that it would result was assumed and objected to by populist opponents of ratification5
The Antifederalist “Brutus” foresaw that the Supreme Court “would be exalted over all other powers in the government, and subject to no control.” “I question,” he said, “whether the world ever saw, in any period of it, a court of justice invested with such immense powers, and yet placed in a situation so little responsible.” The Letters of Brutus (1787–88) are the Antifederalist counterpart of the essays of “Publius,” which were written by Alexander Hamilton, James Madison, and John Jay and later published as The Federalist. It is generally assumed that “Brutus” was Robert Yates, a New York lawyer and judge who, like Hamilton, had been a delegate to the Constitutional Convention. See Lino A. Graglia, “The Antifederalists and the Federal Judiciary,” Arizona State Law Journal 28 (1996): 21, 22.
Federalist No. 78 (A. Hamilton), in Clinton Rossiter, ed., The Federalist Papers (New York: New American Library, Mentor Books, 1961), 464.
Federalist No. 10 (J. Madison), in Rossiter, ed., The Federalist Papers, 79 (noting that “the most common and durable source of factions has been the various and unequal distribution of property”). Aristotle similarly criticized democracy as rule by “men of low birth and no property,” which is true enough, but fails to take into account that the alternatives, as Churchill famously pointed out—life being a series of bad choices—are even worse.
U.S. Const. art. I, § 10, prohibiting the states from, among other things, passing any “Law impairing the Obligation of Contracts.” In placing restrictions on state powers, the framers, it appears, were indeed concerned to protect minority rights, as is commonly thought, but primarily the rights of bankers.
Federalist No. 78 (A. Hamilton), supra note 6.
Ibid., 465. Lacking “influence over either the sword or the purse,” and having “neither FORCE nor WILL,” the judiciary, he argued, will be the “weakest” (i.e., the least dangerous) branch of government. Judges would disallow, in accordance with “the intention of the people,” only laws found to be in “irreconcilable variance” with the Constitution (ibid., 467), and would have no “arbitrary discretion,” because they would be “bound down by strict rules and precedents, which serve to define and point out their duty in every particular case….” (ibid., 471).
Marbury v. Madison, 5 U.S. (1 Cranch) 137 (1803).
The plaintiffs in Marbury brought suit directly in the Supreme Court, supposedly to have the Court order the Jefferson Administration to issue their “commissions” entitling them to positions of justice of the peace in Washington, DC. Although Marshall, as Secretary of State in the Adams Administration, had been directly responsible for the nondelivery of the commissions, he did not recuse himself from hearing the case. Instead, he took the opportunity gratuitously to chastise his political enemy, President Jefferson, as a violator of plaintiffs' rights, only to conclude that the Court lacked jurisdiction in the matter. He reached this conclusion, first, by imaginatively interpreting a statute as adding to the original jurisdiction granted the Court in the Constitution, and then by holding, also imaginatively, that the grant implied a prohibition of Congress's adding to the Court's original jurisdiction. The result was a victory for Jefferson, which precluded any challenge to the decision and spared the Court the embarrassment of issuing an order that he surely would have ignored. Judicial review was thus established in a made-up ruling, on the basis of a made-up statutory interpretation and made-up constitutional prohibition, and based on reasoning no one has found persuasive.12
See, e.g., William W. Van Alstyne, “A Critical Guide to Marbury v. Madison,” Duke Law Review 18, no. 1 (1969); and Morris R. Cohen, The Faith of a Liberal (Freeport, NY: Books for Libraries Press, 1946), 178–80.
Through most of U.S. history, judicial review served, as Hamilton and Marshall expected, as a conservative force, protecting property rights and economic freedom and putting a brake on social change. Among the Court's most important uses of the power were decisions invalidating a prohibition on the spread of slavery,13
Dred Scott v. Sandford, 60 U.S. 393 (1856).
Civil Rights Cases, 109 U.S. 3 (1883).
Hammer v. Dagenhart, 247 U.S. 251 (1918); and Bailey v. Drexel Furniture Co., 259 U.S. 20 (1922).
See, e.g.: A. L. A. Schecter Poultry Corp. v. United States, 295 U.S. 495 (1935); Carter v. Carter Coal Co., 298 U.S. 238 (1936); and United States v. Butler, 297 U.S. 1 (1936).
See, e.g.: Sturges v. Crowninshield, 17 U.S. 122 (1819).
Lochner v. New York, 198 U.S. 45 (1905); see Kathleen M. Sullivan and Gerald Gunther, Constitutional Law, 14th ed. (New York: Foundation Press, 2001), 466–69.
The policymaking role assumed by the Supreme Court changed drastically with its 1954 decision in Brown v. Board of Education (holding school segregation unconstitutional),19
Brown v. Board of Education, 347 U.S. 483 (1954).
See, e.g.: Baltimore City v. Dawson, 350 U.S. 877 (1955); and Holmes v. Atlanta, 350 U.S. 879 (1955).
See, e.g.: Roe v. Wade, 410 U.S. 113 (1973) (abortion); Furman v. Georgia, 408 U.S. 238 (1972) (capital punishment); Miranda v. Arizona, 384 U.S. 436 (1966) (criminal procedure); Baker v. Carr, 369 U.S. 186 (1962) (reapportionment); Engel v. Vitale, 370 U.S. 421 (1962) (prayer in schools); Everson v. Board of Education, 330 U.S. 1 (1947) (aid to religion); County of Allegheny v. American Civil Liberties Union, 492 U.S. 573 (1989) (public display of religious symbols); Sherbert v. Verner, 374 U.S. 398 (1963) (religious exemption); Swann v. Charlotte-Mecklenberg Bd. of Educ., 402 U.S. 1 (1971) (busing); Memoirs v. Massachusetts, 383 U.S. 413 (1966) (pornography); Cox v. Louisiana, 379 U.S. 536 (1965) (demonstrations); Papachristou v. City of Jacksonville, 405 U.S. 156 (1972) (vagrancy); Gertz v. Robert Welch, Inc., 418 U.S. 323 (1974) (libel); Craig v. Boren, 429 U.S. 190 (1976) (sex discrimination); Levy v. Louisiana, 391 U.S. 68 (1968) (illegitimacy); and Graham v. Richardson, 403 U.S. 365 (1971) (alienage).
Two things characterize the resulting constitutional law. The first is that it has very little to do with the Constitution, as should be clear enough from the fact that so little of the Constitution is usually even purportedly involved. The great majority of rulings of unconstitutionality invalidate state, not federal, law, and nearly all of these rulings purport to turn on a single sentence, ultimately four words, from the Fourteenth Amendment: “due process” and “equal protection”. By detaching these phrases from their historical context and meaning—as guarantees of basic civil rights to blacks—the Court has made them empty vessels into which any meaning may be poured. The result has been the creation of a “living” Constitution, changeable as new conditions are seen by judges to require, and, therefore, no constitution of fixed limits at all, but, instead, a warrant for judges to assign to themselves final policymaking authority on any subject they might choose.
No jurisprudential sophistication is required to understand that the states did not lose the right to restrict abortions in 197322
Roe v. Wade, 410 U.S. 113.
Plessy v. Ferguson, 163 U.S. 537 (1896) (permitted); Brown v. Board of Education, 347 U.S. 483 (1954) (prohibited); and Swann v. Charlotte-Mecklenberg Bd. of Educ., 402 U.S. 1 (1971) (required).
The second distinguishing characteristic of the Court's controversial rulings of unconstitutionality is that they have not been random in their political impact, sometimes favoring the Right and sometimes the Left. They have almost always—for example, on every one of the issues noted above—invalidated a policy choice reached in the ordinary political process, only to substitute a choice more to the left on the American political spectrum, the choice advocated by, for example, the American Civil Liberties Union (ACLU), America's paradigmatic constitutional litigator. Although it does not always win, it would be only a small exaggeration to say that the ACLU never loses in the Supreme Court. The ACLU usually either obtains a policy decision it could not obtain through the ordinary political process, such as a prohibition on state-sponsored prayer in the schools, or it is left where it was to try again on another day.24
It was only on the third try, for example, that the Court was persuaded to invalidate Connecticut's anti-contraception law in Griswold v. Connecticut, 381 U.S. 479 (1965), which became the basis for Roe, 410 U.S. 113. Connecticut, it might be said, is not big enough for such a law and for Yale University, some of whose law professors led the attack. The opinion in Griswold was by Justice William O. Douglas, a former Yale law professor.
The salient fact of contemporary American political life is the wide gap in views on social policy issues that exists between, on the left, a cultural elite made up of academics and their progeny in the media and other verbal professions and, on the right, a large majority of the American people. Judges, state as well as federal, are all or almost all educationally, economically, and socially themselves members of the elite, solicitous of its approval, and irresistibly tempted to use their power to advance its policy preferences.25
William F. Buckley, Jr., famously and wisely said that he “would sooner be governed by the first 2,000 names in the Boston telephone book than by the 2,000 members of the Harvard faculty.” See William F. Buckley, Jr., “Au Pair Case No Reason to Condemn Courts,” Houston Chronicle, November 8, 1997, 36 (quoting his earlier statement). The result of constitutional law is that the American people are being indirectly ruled by the Harvard faculty, especially the law faculty, and its counterparts in other elite institutions, through their intellectual progeny: Supreme Court justices serving as mirrors and mouthpieces of liberal academic opinion.
See, e.g., Larry D. Kramer, “No Surprise. It's an Activist Court,” New York Times, December 12, 2000, late edition–final, sec. A, p. 33, col. 2 (“[C]onservative judicial activism is the order of the day…. The Warren Court was retiring compared to the present one.”); and Cass R. Sunstein, “Tilting the Scales Rightward,” New York Times, April 26, 2001, late edition–final, sec. A, p. 23, col. 1 (“We are now in the midst of a remarkable period of right-wing judicial activism. The Supreme Court has moderates but no liberals.”).
For a court to be “conservative,” according to liberal constitutional scholars, it is not necessary that it give conservatives positive victories comparable to major liberal victories. Thus, to be labeled “conservative,” the Court does not have to hold that permitting, rather than restricting, abortion is unconstitutional, or that failing to provide rather than providing for prayer in public schools is unconstitutional. Nor is it even necessary that the Court rescind prior liberal victories by, for example, overruling decisions creating abortion rights or prohibiting provision for prayer in public schools and returning the issues to the ordinary political process. For the Court to be “conservative” according to liberals, it is quite enough that liberal victories come less surely or quickly.
The Rehnquist Court has not only failed to positively protect the unborn child by holding laws permitting abortion unconstitutional or even to return the issue to the states by simply overruling Roe v. Wade, but, instead, it has extended Roe even to so-called partial birth abortions.27
Stenberg v. Carhart, 530 U.S. 914 (2000).
Lee v. Weisman, 505 U.S. 577 (1992).
United States v. Virginia, 518 U.S. 515 (1996).
Miranda v. Arizona, 384 U.S. 436 (1966).
Dickerson v. United States, 530 U.S. 428 (2000).
Mapp v. Ohio, 367 U.S. 643 (1961).
Kyllo v. United States, 533 U.S. 27 (2001).
City of Indianapolis v. Edmond, 531 U.S. 32 (2000).
Romer v. Evans, 517 U.S. 620 (1996).
Denver Area Education Telecommunications Consortium, Inc. v. FCC, 518 U.S. 727 (1996).
U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779 (1995).
See, e.g.: Atkins v. Virginia, 122 S. Ct. 2242 (2002) (regarding capital punishment). See Grutter v. Bollinger 123 S. Ct. 2325 (2003) (race preferences); Lawrence v. Texas 123 S. Ct. 2472 (2003) (sodomy).
See Lino A. Graglia, “The Myth of a Conservative Supreme Court: The October 2000 Term,” Harvard Journal of Law and Public Policy 26 (2003): 281.
If a Court that continues to produce such an impressive string of important liberal victories can be characterized as “conservative,” one must wonder what a liberal Court might do. The Rehnquist Court can be denounced as conservative by liberals only because liberal victories are seen as the norm, virtually the entire point of judicial review and constitutional law, while an occasional conservative victory—such as a few rulings of unconstitutionality in federalism,40
See, e.g.: United States v. Lopez, 514 U.S. 549 (1995). For a skeptical view of the likely effect of these decisions as a limit on federal power, see Lino A. Graglia, “United States v. Lopez: Judicial Review Under the Commerce Clause,” Texas Law Review 74 (1996): 719.
See, e.g.: Lucas v. South Carolina Coastal Council, 505 U.S. 1003 (1992); but see: Tahoe-Sierra Preservation Council, Inc. v. Tahoe Regional Planning Agency, 122 S. Ct. 1465 (2002).
See, e.g.: Adarand Constructors v. Pena, 515 U.S. 200 (1955). But see: Grutter v. Bollinger, 123 S. Ct. 2325 (2003) (upholding race preferences).
State constitutional law usually follows and often expands on federal rulings of unconstitutionality, and this is why it remains of crucial importance to liberals that state judges, like federal judges, not be subject to elections, or if they are, that the elections be made ineffective. Following the federal model, the states originally selected judges by appointment with lifetime tenure.43
Anthony Champagne and Judith Haydel, Judicial Reform in the States (Lanham, MD: University Press of America, 1993), 2.
Some state constitutions now do make provision for general or limited constitutional judicial review. See Robert F. Williams, State Constitutional Law: Cases and Materials, 3d ed. (Charlottesville, VA: Lexis Law Publishing, 1999), 700.
See Steven P. Croley, “The Majoritarian Difficulty: Elected Judiciaries and the Rule of Law,” University of Chicago Law Review 62 (1995): 716. “Jefferson (who prior to becoming President supported life tenure of judges subject only to good behavior) argued after Marbury that judicial terms should be limited to six years and suggested that judges should be elected by the people.” Ibid., at 715.
Today, thirty-one states choose all or some of their judges by election, and fifteen, including California, have adopted some form of the so-called merit or Missouri plan, in effect subjecting appointed judges to popular recall by requiring them to stand for an uncontested “retention” election after a period of service.46
See supra note 1.
Republican Party of Minnesota v. White, 122 S. Ct. 2528, 2531 (2002).
Judicial candidates have been censured or threatened with censure most often, apparently, for seeking to announce “pro-life” views on the abortion issue;48
See, e.g.: Republican Party of Minnesota v. White, 247 F.3d 854 (8th Cir. 2001); In Re Disciplinary Proceeding against Sanders, 955 P.2d 369 (Wash. 1998); Deters v. Judicial Retirement & Removal Comm'n, 873 S.W.2d 200 (Ky. 1994); and Buckley v. Illinois Judicial Inquiry Bd., 997 F.2d 224 (7th Cir. 1993).
Buckley, supra, note 48.
Weaver v. Bonner, 114 F. Supp. 2d 1337, 1340 (N.D. Ga. 2000).
Pittman v. Cole, 117 F. Supp. 2d 1285 (S.D. Ala. 2000).
In re Riley, 691 P.2d 695, 704–5 (Ariz. 1984).
In re Chmura, 608 N.W.2d 31, 33–34 (Mich. 2000); In re Disciplinary Proceeding against Kaiser, 759 P.2d 392, 394–95 (candidate claimed to be a “tough no-nonsense judge” and “toughest on drunk driving”). See also: Butler v. Alabama Judicial Inquiry Comm'n, 111 F. Supp. 2d 1224 (M.D. Ala. 2000) (candidate in Republican primary criticized opponent's “record of sentencing in drug cases”).
Beshear v. Butt, 863 F. Supp. 913, 915 (E.D. Ark. 1994).
American Civil Liberties Union, Inc. v. The Florida Bar, 744 F. Supp. 1094, 1098 (N.D. Fla. 1990).
See also: Ackerson v. Kentucky Judicial Retirement & Removal Comm'n, 776 F. Supp. 309, 311 (W.D. Ky. 1991) (candidate wanted to discuss “alleged backlog of cases, methods of assignment of cases, numbers of pending cases, hiring and firing of employees, and administrative expenses relating to travel”); J.C.J.D. v. R.J.C.R., 803 S.W.2d 953, 954 (Ky. 1991) (candidate criticized “the ‘fireman's rule,’ laws against carrying handguns by felons, and the standard for court review of workers' compensation cases”); and Berger v. Supreme Court of Ohio, 598 F. Supp. 69, 72 (S.D. Ohio 1984) (candidate wanted to state that as a judge he would “first attempt to have the parties who appear before him mediate their disputes, without the presence of their attorneys”).
But see: Stretton v. Disciplinary Board of S. Ct. of Pa., 944 F.2d 137, 139 (3d Cir. 1991) (candidate said, at an NAACP meeting, that there were too many Republican judges, and a “need for the election of judges with an ‘activist’ view,” who recognized the “obligation of judges at every level of the judicial system to look at societal changes when ruling on challenges to existing law”); and In re Discipline of Hopewell, 507 N.W.2d 911, 912–13 (S.D. 1993) (candidate, a “friend, compatriot and advocate” of “distressed elements of society,” accused opponent of giving “the most severe of punishments,” under the “cruel and deceptive guise of deterrence of crime”).
Restrictions on judicial campaign speech have recently come under attack in several states, however, and have generally fared badly in the lower courts.56
See Robert M. O'Neil, “The Canons in the Courts: Recent First Amendment Rulings,” Indiana Law Journal 35 (2002): 701.
122 S. Ct. 2528 (2002).
The Minnesota Constitution has provided for the election of state judges from the time the state entered the union in 1858. In 1974, the Minnesota Supreme Court promulgated a Code of Judicial Conduct based on the Model Code of Judicial Conduct adopted by the American Bar Association (ABA) two years earlier. One provision, known as the “announce clause,” prohibited a candidate for judicial office, including an incumbent, from “announc[ing] his or her views on disputed legal or political issues.”58
Id. at 2531.
Id.
As usual, the speech to be suppressed was critical of liberal rulings of unconstitutionality. Candidate Wersal did not want to criticize the Minnesota Supreme Court for being insufficiently protective of the interests of women seeking abortions, of criminal defendants, or of the poor. There is usually no electoral advantage in that, because those are the “politically correct” views of the elite, not of most people. On the contrary, he wanted to criticize the court as being activist, pro-abortion, soft on criminals, and overly protective of welfare benefits,60
One piece of Wersal's campaign literature stated that “[t]he Minnesota Supreme court has issued decisions which are marked by their disregard for the Legislature and a lack of common sense.” It went on to criticize a decision excluding from evidence confessions by criminal defendants that were not tape recorded, asking “[s]hould we conclude that because the Supreme Court does not trust police, it allows confessed criminals to go free?” It also criticized a decision striking down a state law restricting welfare benefits, asserting that “it's the Legislature which should set our spending policies.” And it criticized a decision requiring public financing of abortions for poor women as “unprecedented” and a “pro-abortion stance.” White, 122 S. Ct. at 2532–33.
Although Wersal might have been sanctioned for criticizing the Minnesota Supreme Court's liberal decisions, the enforcement agency, as if to add insult to injury, provided him with a list of topics that he would be permitted to discuss. These included “how he proposes to ensure that minorities and women are treated more fairly by the court system”61
Id. at 2534.
Id. at 2553.
In 1998 Wersal campaigned for the office again, and sought but was unable to obtain an advisory opinion from the enforcement agency as to whether the “announce clause” would be enforced. He then brought suit in federal district court against the agency, referred to as the Lawyers Board, seeking a declaration of the clause's invalidity under the federal Constitution and an injunction against the clause's enforcement. The Minnesota Republican Party joined the suit as plaintiff, claiming that Wersal's inability to state his views on legal issues left the party unable to decide whether to support his candidacy. The district court granted summary judgment for the defendants, and a divided Court of Appeals for the Eighth Circuit affirmed.63
Id. at 2531–32.
The U.S. Supreme Court granted certiori and reversed. The solid liberal bloc made up of Justices John Paul Stevens, David Souter, Ruth Bader Ginsburg, and Stephen Breyer predictably voted to protect judicial power by upholding the restrictions, and Justices Sandra Day O'Connor and Anthony Kennedy separately joined Chief Justice William Rehnquist and Justices Antonin Scalia and Clarence Thomas in voting to invalidate. Scalia wrote the majority opinion; O'Connor and Kennedy wrote concurring opinions; Ginsburg wrote the principal dissent, and Stevens a shorter one, each dissenter joined by the other as well as by Souter and Breyer.
The Court's first task, Justice Scalia began, was to determine the scope of the announce clause, which proved not to be easy. On its face, it disallowed any statement by a judicial candidate on any “disputed legal or political issues,” which would seem to cover most of what a candidate would want to discuss. In addition, it must have been intended to go beyond a candidate's promising to decide a particular issue in a particular way, as that was prohibited by a separate “pledges or promises” clause. However, according to the Lawyers Board, the Court of Appeals for the Eighth Circuit, and finally the Minnesota Supreme Court in an opinion in another case, the announce clause did not prohibit statements critical of appellate court decisions, even though such statements clearly indicated the candidate's view on disputed legal or political issues. Further complicating the Supreme Court's task, the district court had interpreted the clause to apply only to issues likely to come before the candidate if he should be elected, and the court of appeals and Minnesota Supreme Court endorsed this interpretation as well.64
Id. at 2532–33.
These apparently severe limitations on the literal broad scope of the announce clause turned out, Justice Scalia found, to mean less than they seemed to mean. Limiting the scope of the clause to issues likely to come before a court is really not a limitation, he pointed out, because it is only such issues that are likely to be subjects of a judicial election campaign. On the much more important issue of whether a candidate could criticize specific appellate court decisions, as respondents claimed, Scalia found, on the basis of a concession supposedly made by counsel for respondents at oral argument, that a candidate could do so only if he simultaneously stated that he believed in stare decisis and, therefore, would not overrule the decisions he criticized. The result, Scalia concluded, is that “the announce clause prohibits a judicial candidate from stating his views on any specific nonfanciful legal question within the province of the court for which he is running, except in the context of discussing past decisions—and in the latter context as well, if he expresses the view that he is not bound by stare decisis.”65
Id. at 2534.
In her dissenting opinion, Justice Ginsburg insisted that this conclusion was incorrect in two respects. First, the announce clause did not bar a candidate from generally “stating [her] views” on legal issues, but only “from ‘publicly making known how [she] would decide’ disputed issues.”66
Id. at 2553. Bracketed material in the original. Losing no opportunity to demonstrate her commitment to radical feminist ideology, Justice Ginsburg substituted feminine for generic masculine pronouns not only in her own statements but even when quoting Justice Scalia and others.
Justice Ginsburg's second and stronger objection was that both the Lawyers Board and the court of appeals “stated without qualification that the Clause does not prohibit candidates from discussing appellate court decisions.”67
Id.
MR. GILBERT [counsel for respondents]: … [T]he candidate can, as Mr. Wersal did, criticize a prior decision of the Court. And that's very clear from what has happened in the Wersal case. What the candidate cannot do is say that, “If I'm elected, I'm going to overturn that decision.”
QUESTION: Does that dichotomy make any sense at all?
MR. GILBERT: Well, it does in the sense, Your Honor, that there's different dynamics involved once a judge is elected and has to overturn a decision that's already precedent in the State of Minnesota.
…
QUESTION: May he also, at the same time as they criticized the decision, say, “I do not believe in stare decisis”?
MR. GILBERT: Yes. He can't, because that is—
QUESTION: Well, then isn't he saying how he's going to rule on the case then?
MR. GILBERT: Well, Your Honor—it might be, Your Honor. People might be able to imply from it, but it's still—the distinction is—
QUESTION: Might be able to imply that I don't believe in stare decisis and I think this case is wrong.
(Laughter)
QUESTION: Pretty clear, I think.
MR. GILBERT: No, and I understand what you're saying, Your Honor. The distinction that's made, if you look at all the cases that have dealt with this issue, is a distinction between past cases on one hand and then pending and future cases on another.
QUESTION: As long as you're silent on your views on stare decisis, that's a fine distinction. But if you do reveal your views on stare decisis, that distinction is meaningless.
MR. GILBERT: Perhaps. There could be other issues that come up in terms of a case that would be a vehicle to overturn particular decisions—standing, things of that kind.
QUESTION: So now you're saying there's a distinction between issues and cases. And I'm saying you're categorically stating your view about a particular issue, as the Chief Justice's example states, and you also categorically state, “I think stare decisis has no place in constitutional adjudication.” Can he do that?
MR. GILBERT: Your Honor, again, the—no, under the State's interpretation of the rule. And I understand your point. It is a fine distinction. But what the State is trying to do is protect the integrity of the judiciary at that point.
Republican Party of Minn. v. Kelly, No. 01–521, U.S. S. Ct. Official Transcript, pp. 21–23, March 22, 2002, 2002 WL 492692 (U.S. Oral Arg.).
White, 122 S. Ct. at 2538 (“[T]he purpose of the announce clause is … the undermining of judicial elections.”).
Because the announce clause not only limited speech “on the basis of its content,” but also limited speech that “is ‘at the core of our First Amendment freedoms’—speech about the qualifications of candidates for public office,” it must be subject, Justice Scalia said, to “strict scrutiny.” This highest level of scrutiny means that the ordinary presumption of constitutionality is reversed and unconstitutionality will be found unless the defendant shows that the measure serves a “compelling” state interest and is “narrowly tailored” to do so in the least restrictive way. In practice, when the Court invokes strict scrutiny it identifies an area in which it is willing to substitute its policy preference for the policy preference under review, and its strong inclination to disallow that policy choice.70
Id. at 2534. The Court has for some time been unable to decide a constitutional challenge, it would seem, without first deciding on the appropriate intensity or “level” of “scrutiny.” The more intense the scrutiny, the more likely a violation will be found. The “rational basis” level, the lowest, which is used mostly for challenges to business or economic regulation, indicates that the Court has very little (usually, no) interest in overturning the policy choice involved. The “strict” level indicates, as noted, a very high interest. In addition, there is supposedly an “intermediate” level, used, for example, for sex discrimination cases and usually also resulting in invalidation.
How or why this elaborate construction aids in the resolution of disputes is far from clear, but it is apparently seen as adding an element of objectivity, a law-like quality, to the Court's decisions. Once the appropriate level is decided upon, supposedly on the basis of some general principle, the decision in most cases seemingly becomes almost automatic. How little objectivity or predictability the technique adds in operation is indicated by the fact that judges can disagree as to a test's applicability (as in this case), as well as to its effect, if applicable (as in the court of appeals). One apparent perversity produced by this approach, if taken seriously, is that discrimination in favor of women (intermediate scrutiny) would be easier to justify than discrimination in favor of blacks (strict scrutiny). What the Court really decides before making a ruling of unconstitutionality in a new area of law is whether to remove decision-making from the political process on yet another issue and assign it to itself; the appropriate level of scrutiny “test” is just window dressing.
Id. at 2535.
Justice Scalia, however, reached a different, more typical result when strict scrutiny is invoked. He agreed with the appeals court that judicial impartiality in the sense of lack of bias in favor of either party is undoubtedly a compelling state interest, but the announce clause, he found, was not narrowly tailored to serve it. Indeed, it hardly served judicial impartiality (or its appearance) in this sense at all, he said, because it prohibited speech as to issues, not as to the parties. Moreover, if judicial impartiality meant the absence of preconceptions as to the law, it could not be a compelling interest “since avoiding judicial preconceptions on legal issues is neither possible nor desirable.” Judges are expected to and even required to have views on the law.72
Id. at 2536.
Finally, “impartiality” might mean open-mindedness, a willingness to consider both sides of an issue. The announce clause could not have been intended to serve impartiality in this sense, Justice Scalia said, because campaign statements are “an infinitesimal portion of the public commitments to legal positions that judges (or judges-to-be) undertake.”73
Id. at 2537.
Id. Justice Stevens had also asserted that to the extent a candidate's statements on legal issues “seek to enhance the popularity of the candidate by indicating how he would rule in specific cases if elected, they evidence a lack of fitness for the office.” Id. at 2547. If such statements show unfitness, Justice Scalia responded, so do statements on legal issues made to enhance one's chances of confirmation by the United States Senate: “Since such statements are made, we think, in every confirmation hearing, Justice Stevens must contemplate a federal bench filled with the unfit.” Id. at 2538 n.8.
Justice Ginsburg responded that each member of the Court during his or her confirmation hearings refused to furnish senators with information as to his or her views on particular legal issues, indicating a belief that to do so would be inconsistent with proper performance of the judicial function. Justice Scalia's answer that there is a difference between voluntarily refusing to speak and being required to refuse, Ginsburg correctly pointed out, missed the point. Id. at 2552 n.1. A better answer would be that these refusals to disclose relevant information are in fact unjustifiable even though they have the sanction of long practice.
The notion that speech otherwise protected may be restricted because it was uttered in an election campaign, Justice Scalia argued, “sets our First Amendment jurisprudence on its head”: “ ‘Debate on the qualifications of candidates’ is ‘at the core of our electoral process and of the First Amendment freedoms.’ ”75
Id. at 2538, citing Eu v. San Francisco Cty. Dem. Central Comm., 489 U.S. 214, 222–23 (1989).
Having found the stated justifications for the announce clause singularly unpersuasive, Justice Scalia bluntly stated the fact of the matter: “The purpose behind the announce clause is not open-mindedness in the judiciary, but the undermining of judicial elections,”76
Id. at 2538.
Id.
Id. (quoting Justice Ginsburg at 2556).
Id.
Id. at 2539.
Except for this invalid argument, Justice Scalia concluded, Justice Ginsburg's dissent consisted of “attacking arguments we do not make,” namely, “that the First Amendment requires campaigns for judicial office to sound the same as those for legislative office.”81
Id.
Id.
The only possible difference that his opinion seems to recognize is that a state might prohibit judicial, though not legislative, candidates from explicitly promising to vote in certain ways on certain issues. But even this is not clear, because instead of approving of the pledges or promises clause, as Justice Ginsburg did, Justice Scalia merely noted that it was not before the Court. The more candid answer would have been that the lawmaking power of American judges is such that First Amendment requirements for judicial and legislative elections should be essentially the same, and that Justice Ginsburg's argument to the contrary rests entirely on reiteration of the conventional fiction that judges do not exercise such lawmaking power. It would seem to follow, of course, that under the constitutional guarantee of a republican form of government (U.S. Const., art. IV, § 4), a state must provide for the election of judges as long as it permits them to perform a legislative function.
“There is an obvious tension,” Justice Scalia observed, “between the article of Minnesota's popularly approved Constitution which provides that judges shall be elected” and the announce clause which, like all such restrictions on speech by judicial candidates, is “the product of judicial fiat.” The ABA, “which originated the announce clause, has long been an opponent of judicial elections.” This opposition may be well taken, Justice Scalia conceded, and judicial elections could simply be abolished. Thus, judicial campaign speech can be totally eliminated, but it cannot merely be restricted, because the First Amendment prohibits “leaving the principle of elections in place while preventing candidates from discussing what the elections are about.”84
Id. at 2541. He continued, quoting Renne v. Geary, 501 U.S. 312, 349 (1991) (Marshall, J., dissenting):
The greater power to dispense with elections altogether does not include the lesser power to conduct elections under conditions of state-imposed voter ignorance. If the State chooses to tap the energy and the legitimizing power of the democratic process, it must accord the participants in that process … the First Amendment rights that attach to their roles.
Nor could the announce clause be supported, as the court of appeals had suggested, Justice Scalia said, on the ground that it reflected a long and well-established practice. Restrictions on statements by candidates for judicial office did not appear until after the first quarter of the twentieth century, and even today four states that use judicial elections have no candidate speech restrictions, and one state has no restriction comparable to the announce clause. White, 122 S. Ct. at 2540–41.
Though Justices O'Connor and Kennedy both joined Justice Scalia's opinion, they found it necessary, as they often do, also to announce their views separately, and Justice O'Connor's view of judicial elections turned out to be much closer to Justice Ginsburg's than to Justice Scalia's. While he saw these elections as products and instruments of a healthy democracy (a “popularly approved Constitution”) that were being undermined by “judicial fiat,” Justice O'Connor believed they should be abolished and, unlike Justice Ginsburg, was not reluctant to state this view openly. Elected judges are almost inevitably biased or seen as biased, Justice O'Connor believed, because of their need to seek popular favor and campaign contributions.85
Id. at 2542–44 (O'Connor, J., concurring).
Justice O'Connor differed from Justice Ginsburg only in that O'Connor was unwilling to permit Minnesota to deal with the problem by restricting judicial candidate speech. If Minnesota “has a problem with judicial impartiality,” she said, “it is largely one the State brought upon itself by continuing the practice of popularly electing judges.” Minnesota apparently deserved to be punished for making so serious and foolish a mistake, and could not be permitted to escape its full consequences by adopting half-measures. The First Amendment, according to Justice O'Connor, prohibits the announce clause not, as Justice Scalia thought, to preserve meaningful judicial elections, though elections could be abolished, but for exactly the opposite and even more surprising reason: to give the states an inducement to abolish them.
Apparently, Justice Kennedy concurred separately simply to reiterate his view, similar to that of the late Justice Black, that there are First Amendment absolutes that condemn restrictions on speech, regardless of their justifications or consequences. “I adhere to my view,” he said, “that content-based speech restrictions that do not fall within any traditional exception should be invalidated without inquiry into narrow tailoring or compelling government interests.” The “traditional exceptions” are that the state may suppress speech that is “obscene” or “defamatory,” or “tantamount to an act otherwise criminal,” or “an impairment of some other constitutional right,” or “an incitement to lawless action,” or “calculated or likely to bring about imminent harm [that] the State has the substantive power to prevent.”86
Id. at 2544 (Kennedy, J., concurring).
Justice Kennedy emphatically agreed with respondents that the state interest in protecting judicial integrity is of “vital importance,” and believed that “explicit standards of judicial conduct provide essential guidance for judges in the proper discharge of their duties and the honorable conduct of their office.” Those who promulgate such standards, therefore, “perform a vital public service.” Even essential guidelines may not be used, however, to regulate candidate speech in judicial election campaigns, “simply because content-based restrictions on political speech are ‘expressly and positively forbidden by’ the First Amendment.”87
Id. at 2545, quoting New York Times v. Sullivan, 376 U.S. 254, 274 (1964).
Justice Kennedy continued in his usual high moral tone with a series of statements, nearly every one of which is subject to question. “Courts, in our system,” he said, “elaborate principles of law in the course of resolving disputes. The power and the prerogative of a court to perform this function rest, in the end, upon the respect accorded to its judgments. The citizen's respect for judgments depends in turn upon the issuing court's absolute probity.” Id. at 2544. Yet, in almost every area of constitutional law, scholars report great difficulty in discerning the “principles of law” that determine and explain the Court's decisions. The Court's power to make effective its controversial decisions—on, say, prayer in the schools or the Miranda rule—probably rests less on the average citizen's respect for the Court than on the fact that he can do very little about those decisions. If the Court's power depended on the informed citizen's belief in its “absolute probity,” its power would undoubtedly be considerably less.
Justice Kennedy took Justice O'Connor to task for criticizing states that have chosen “to use open elections to select those persons most likely to achieve judicial excellence.” Id. at 2545. (The use of elections is probably better explained, however, by a concern with uncontrolled judicial power rather than with judicial excellence.) To criticize judicial elections, Justice Kennedy remonstrated, is implicitly and undeservedly to criticize elected judges, many of whom “have discovered in the law the enlightenment, instruction, and inspiration that make them independent-minded and faithful jurists of real integrity.” Id. at 2546.
How little law and how much ideology has to do with the Court's constitutional decisions is perhaps nowhere more clearly illustrated than in the consistency of voting patterns, especially by the four most liberal justices, over a very wide range of issues. The Court's membership has not changed in more than nine years, since the appointment of Justice Breyer in 1994, an exceptionally long time. During this time, Justices Stevens, Souter, Ginsburg, and Breyer have voted so consistently and reliably as a group for the liberal position on any disputed issue as almost to constitute a single judicial unit with four votes. Chief Justice Rehnquist and Justices Scalia and Thomas vote nearly, though not quite, as consistently together on the conservative side.
The Court's decision on any issue involving a liberal-conservative split usually depends, therefore, on the votes of Justices O'Connor and Kennedy. The conservatives have the advantage that O'Connor and Kennedy tend to support them on many issues—though often, as in White, with reservations, qualifications, or differences—but the disadvantage that they must have both, while the liberals need only one, and at least one is frequently available. The result, as already noted, is that despite the myth of a conservative Supreme Court, rulings of unconstitutionality by the Rehnquist Court, like the Warren and Burger Courts, continue overwhelmingly to advance liberal rather than conservative causes.90
See text at supra notes 27–39.
Justices Ginsburg's and Stevens's dissenting opinions rest on nothing more than their iteration of the patently fallacious proposition that judicial elections are different from other elections in that judges do not play an important policymaking role in the American political system. Judges perform, Justice Ginsburg declared, “a function fundamentally different from the people's elected representatives,” for their “mission is to decide ‘individual cases and controversies’ on individual records” by “neutrally applying legal principles.”91
White, 122 S. Ct. at 2550.
The only difference between legislators and activist judges is that judges are freer from external constraint, except that they must suffer the embarrassment—which, as Justices Ginsburg's and Stevens's opinions show, troubles them very little—of having to claim, as convention requires, to be interpreting the Constitution. For the author of an opinion declaring that it is the U.S. Constitution that requires even military schools to enroll women92
United States v. Virginia, 518 U.S. 515 (1996).
White, 122 S. Ct. at 2551.
See text at supra note 66.
All the parties to the case agreed, Justice Ginsburg argued, that the pledges or promises clause is constitutional,95
White, 122 S. Ct. at 2554. In fact, because the pledges or promises clause was not challenged, the issue was not before the Court. If it had been, Justice Kennedy, as noted, apparently would have held it unconstitutional.
Id. at 2558.
Responding to constitutional concerns, in 1990 the ABA weakened its related canon to a provision prohibiting only judicial candidates' “statements that commit or appear to commit the candidate with respect to cases, controversies, or issues that are likely to come before the Court.” The Minnesota Supreme Court, however, unlike other jurisdictions, explicitly refused to adopt this language in place of the announce clause. Id. at 2534 n.5.
Id. at 2541.
Although he joined Justice Ginsburg's dissenting opinion “without reservation,” Justice Stevens added his own in order “to emphasize the force of her arguments” and the danger he saw in the Court's underestimation, in his view, of the importance of judicial independence and impartiality.99
Id. at 2546.
The Constitution, “Brutus” noted, makes
the judges independent, in the fullest sense of the word. There is no power above them, to control any of their decisions. There is no authority that can remove them, and they cannot be controlled by the laws of the legislature. In short, they are independent of the people, of the legislature, and of every power under heaven. Men placed in this situation will generally soon feel themselves independent of heaven itself.
Essays of Brutus, No. XV, N.Y. J. (Mar. 20, 1788), reprinted in The Complete Anti-Federalist, Herbert J. Storing, ed. (Chicago, IL: University of Chicago Press, 1981), 2:437, 442.
It is good, as Special Prosecutor Leon Jaworski assured Americans when President Nixon was forced to abide by a Supreme Court decision, that even the president is subject to law,101
“From Watergate we learned what generations before us have known: our Constitution works. And during the Watergate years it was interpreted again so as to reaffirm that no one—absolutely no one—is above the law.” Leon Jaworski, The Right and the Power: The Prosecution of Watergate (New York: Reader's Digest Press, 1976), 279. See: United States v. Nixon, 418 U.S. 683 (1974). Jaworski's statement is reassuring, but unfortunately incorrect: Supreme Court justices are not subject to, but are the creators of, “the law.” As chief justice to-be Charles Evans Hughes pointed out long before the Court reached its present peak of power, “We are under a Constitution, but the Constitution is what the judges say it is.” Speech, 1907, quoted in Jesse H. Choper et al., The American Constitution, 9th ed. (St. Paul, MN: West Group, 2001), 8.
See, e.g.: Cooper v. Aaron, 358 U.S. 1 (1958).
“Whoever hath an absolute authority to interpret any written or spoken laws, it is he who is truly the lawgiver, to all intents and purposes, and not the person who first spoke or wrote them.” Bishop Hoadly's Sermon, preached before the King, 1717, quoted in Choper et al., The American Constitution, 1.
The majority also failed to recognize, Justice Stevens echoed Justice Ginsburg, the “critical differences between the work of a judge and the work of other public officials. In a democracy issues of policy are properly decided by majority vote.”104
White, 122 S. Ct. at 2547.
For the past half-century, the Supreme Court has played in the American system of government a role similar to that once played in some Latin American nations by the junta: results reached in the ordinary political process were permitted to stand only so long as the junta did not disapprove.
Much more obvious and serious than any failure by the majority of the Court to recognize the difference between judges and legislators is the willingness of the dissenters to pretend not to know that in the United States judges, and the dissenters themselves above all, act not only as legislators, but as super-legislators. Their unembarrassed assertion of the patently false—the “noble lie” of constitutional law—demonstrates how little there is of the judicial integrity they claim to be concerned to protect. They are able to make such an assertion only because of a general understanding and acceptance by commentators on constitutional law, and by no one more clearly than the judges themselves, that the ordinary standards of accuracy and candor applicable in serious argument are not applicable to constitutional law. Constitutional law exists in a world of “let's pretend,” entirely dependent on the willingness of defenders of judicial review to assert the falsehood that the justices' rulings of unconstitutionality derive from something other than their personal policy preferences. Except for this convention, the entire structure of constitutional law would crash to the ground, seen as the elaborate ruse that it is for the substitution of the elite's policy preferences for those of the majority. The nightmare of the cultural elite would follow: public policymaking in the hands of the American people, with such consequences as a freer use of capital punishment, prayer in schools, and restrictions on pornography and abortion. Who, the elite may ask, would want to live in a world like that?
Nor is the dissenters' performance likely to inspire public belief in judicial impartiality. Involved in White was a dispute in which one side was seeking the right to criticize pro-abortion judicial decisions, while the other was seeking to suppress such criticism and to encourage instead discussions of “race and gender bias” and how to ensure better treatment of women and minorities. Suppose now that a disinterested observer familiar with Justice Ginsburg's lifelong advocacy of feminist causes had been asked to predict how she would likely vote. How likely would he have been to consider it necessary to acquire a deep understanding of her views on the First Amendment? If the disinterested observer was also familiar with the fact that Justices Stevens, Souter, and Breyer almost always vote with Ginsburg on the liberal-elite side of issues that reflect the cultural divide, perhaps most certainly where what is seen as a feminist issue is somehow involved, he would have had little difficulty in predicting Ginsburg's vote and at least three others, again with no need to consider the First Amendment. The predictable and near-perfect alignment of the dissenters' votes with the dictates of a particular political ideology tells us more about judicial impartiality than their claim to be concerned to protect it.106
The votes of Chief Justice Rehnquist and Justices Scalia and Thomas are also highly predictable on many issues, but on the whole probably less so than those of the liberals. The conservatives will, for example, sometimes supply the deciding vote or votes for overturning a criminal conviction; it is much less likely that Justice Ginsburg, for example, will supply the deciding vote in a decision to affirm. The predictability of the conservatives' votes is also explicable, in part, by their generally greater willingness to let stand the results of the ordinary political process. The votes of Justices O'Connor and Kennedy are much less predictable, as is illustrated, in part, by the distinct positions they took in White.
Far from being necessary to protect judicial integrity or to preserve public faith in judicial impartiality, as the dissenters claimed, silencing criticism of liberal judicial policymaking is likely to have the opposite effect. It is likely to encourage judges to engage wrongfully in even more such policymaking, which will make their lack of impartiality even more obvious, if possible. In any event, where, as in White, judicial rulings of unconstitutionality on basic social policy issues, such as abortion, are implicated, there is ordinarily very little judicial impartiality or public belief in judicial impartiality to protect. If judges did in fact what they invariably claim to do—enforce constitutional prohibitions—rulings of unconstitutionality would be so rare as to be of little consequence,107
See supra note 3.
As for a state's interest in protecting the public's belief in judicial impartiality, it is unlikely that many concerned persons, at least those on the losing side of rulings of unconstitutionality, have such a belief. To the extent that any do, the state's interest, as already noted, should be to see that they are better informed. It is unlikely that such a belief can be found, for example, among the people of Colorado who had their decision to preclude special rights for homosexuals overturned by the Supreme Court on the ground that it could only be based on irrational “animus.”108
Romer v. Evans, 517 U.S. 620, 634 (1996). See Lino A. Graglia, “Romer v. Evans: The People Foiled Again by the Constitution,” University of Colorado Law Review 68 (1997): 409.
Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520 (1993). See Lino A. Graglia, “Church of the Lukumi Babalu Aye: Of Animal Sacrifice and Religious Persecution,” Georgetown Law Journal 85 (1996): 1.
Roe v. Wade, 410 U.S. 113 (1973); Stenberg v. Carhart, 530 U.S. 914 (2000).
Belief in judicial impartiality is also not likely to be found among parents across the United States who have been subjected to court orders requiring that their children, because of their race, be excluded from their neighborhood schools and transported to more distant schools in a futile attempt, destructive of public school systems, to compel integration under the guise of “desegregation.”111
Swann v. Charlotte-Mecklenberg Bd. of Educ., 402 U.S. 1 (1971).
See Lino A. Graglia, Disaster by Decree: The Supreme Court Decisions on Race and the Schools (New York: Cornell University Press, 1976); and Lino A. Graglia, “When Honesty Is ‘Simply … Impractical’ for the Supreme Court: How the Constitution Came to Require Busing for School Racial Balance,” Michigan Law Review 85 (1987): 1153.
Judges of the highest state courts may, of course, be even more willing to engage in liberal activism than federal judges, as the California Supreme Court demonstrated by holding capital punishment, unequal school district funding, and racially unbalanced schools unconstitutional.113
People v. Anderson, 493 P.2d 880 (1972) (capital punishment); Serrano v. Priest, 487 P.2d 1241 (1971) (equal funding); and Crawford v. Board of Education, 551 P.2d 28 (1976) (school racial balance).
See: Tanner v. Oregon Health Services Univ., 971 P.2d 435 (Or. Ct. App. 1998); and Baker v. State, 744 A.2d 864 (Vt. 1999). See also: Baehr v. Lewin, 852 P.2d 44 (Haw. 1993) (an arguably correct interpretation of the state's “equal rights” amendment).
See Samuel Jan Brakel, “ 'Besting' Tort Reform in Illinois (and Other Misnomers): A Reform Supporter's Lament,” Capital University Law Review 28 (2000): 823.
The great bulk of state court rulings of unconstitutionality, no less than the Supreme Court decisions that created a “right of privacy” on the basis of “penumbras, formed by emanations”116
Griswold v. Connecticut, 381 U.S. 479, 484 (1965).
Levy v. Louisiana, 391 U.S. 68, 72 n.6 (1968).
That the purpose and effect of the announce clause was to protect the power of Minnesota judges to continue to enact liberal policies over popular opposition does not mean, however, that it is unconstitutional. If a state may constitutionally abolish judicial elections, as Justice Scalia conceded, totally eliminating the possibility of judicial campaign speech, it is not clear why it may not constitutionally hold elections in which campaign speech is restricted. Even accepting the incorporation fiction that makes the First Amendment applicable to the states as well as to the federal government118
The “Bill of Rights” (the first ten amendments to the Constitution), adopted in 1791, two years after ratification of the Constitution, was intended to apply to and restrain only the federal government. See: Barron v. Mayor and City of Baltimore, 32 U.S. 243 (1833). In 1947, however, Justice Hugo Black announced his view that it was also made applicable to the states by reason of “incorporation” in section one of the Fourteenth Amendment. Adamson v. California, 332 U.S. 46, 68 (1947) (Black, J., dissenting). Though never accepted by the Court, Black's position has essentially prevailed by means of an even less historically justified process of “selective incorporation.” See: Duncan v. Louisiana, 391 U.S. 145 (1968). That Black's position lacks historical warrant was persuasively established by constitutional historian Charles Fairman in “Does the Fourteenth Amendment Incorporate the Bill of Rights? The Original Understanding,” Stanford Law Review 2 (1949): 437: but see, e.g., Michael K. Curtis, No State Shall Abridge: The Fourteenth Amendment and the Bill of Rights (Durham, NC: Duke University Press, 1986).
See Federalist No. 84 (A. Hamilton), in Rossiter, ed., The Federalist Papers, 514: “What is the liberty of the press? Who can give it any definition which would not leave the widest latitude for evasion?” “[T]hose aphorisms which make the principal figure in several of our State bills of rights,” Hamilton pointed out, “would sound much better in a treatise of ethics than in a constitution of government.” Ibid., 513.
Justice Scalia's bald assertion that a state may not leave “the principle of elections in place while preventing candidates from discussing what the elections are about,” seems to have less to do with protecting speech than with preventing the state from engaging in some kind of chicanery. The state, he seems to be saying, can have no judicial elections, but not watered-down or restricted judicial elections. Perhaps some such prohibition can be derived from a statute like the Federal Trade Commission Act that prohibits certain “deceptive acts or practices,”120
Federal Trade Commission Act, 15 U.S.C. § 41.
Nor can it really be claimed, as Justice Scalia did, that the White result was logically compelled by precedent.121
White, 122 S. Ct. at 2538 (this Court's decisions do not allow “the government to prohibit candidates from communicating relevant information to voters during an election”).
Perhaps, however, White is the rare case where judicial activism—a ruling of unconstitutionality not clearly required by the Constitution—can be defended, following John Hart Ely, on the ground that it actually furthers democracy122
John Hart Ely, Democracy and Distrust: A Theory of Judicial Review (Cambridge, MA: Harvard University Press, 1980).
Alexander Bickel, The Least Dangerous Branch: The Supreme Court at the Bar of Politics (Indianapolis, IN: Bobbs-Merrill, 1962).
531 U.S. 98 (2000).
See Richard A. Posner, Breaking the Deadlock: The 2000 Election, The Constitution, and The Courts (Princeton, NJ: Princeton University Press, 2001).
The answer, if we in fact believe in popular government and federalism, has to be that resolution of the problem should have been left for the people of Minnesota, not five U.S. Supreme Court justices. It just happens to be the case that nothing in the U.S. Constitution prohibits Minnesota's method of selecting its judges. The lawyers in the Minnesota legislature may have been self-interested in letting the announce clause stand, but to accept that the U.S. Supreme Court has a roving commission to see that all laws are in the public interest, whatever that may be, is to give up on self-government.
White is correct in concluding that the purpose of restrictions on judicial campaign speech is to undermine the effectiveness of subjecting judges to electoral accountability. The principal effect of such restrictions is to insulate liberal judicial activism from criticism by conservative opponents in election campaigns. It does not follow that such restrictions can realistically be said to be prohibited by the Constitution or even by the Court's prior First Amendment decisions regarding nonjudicial elections. To prohibit speech-restricted elections where the likely alternative, strongly favored by the organized bar and legal academia, is no elections at all, does not seem to advance the cause of freedom of speech or of democratic government that freedom of speech is meant to serve.
Like virtually all rulings of unconstitutionality, the decision in White is the result not of a clear constitutional command or prohibition, but simply of the policy preference of a majority of the justices. The only unusual thing about the ruling in White is that it is a conservative rather than a liberal judicial preference that is being imposed, which can occasionally happen on the present Court, although usually, as here, by only a 5–4 vote and often, as also here, with a separate concurrence that puts the result in doubt. Any conservative satisfaction in the result should be tempered by the realization that it represents still another example, in fact an expansion, of dominant judicial power, and that accepting expansion of judicial policymaking power is not in today's world a move in the direction of limited or sound government. In today's America, substituting government by judges for government by the people operates and will continue to operate for the foreseeable future overwhelmingly in favor of liberal causes.
The people of Minnesota have it within their means to solve the problem of judicial usurpation of legislative power by the Minnesota Supreme Court. Eventually, perhaps, the people might even come to realize that, although effective judicial elections might restrain or correct some of the court's worst abuses, the problem can really be solved only by abolishing judicial review itself. They could hardly do themselves as well as the nation a greater service than by doing so, thereby providing their countrymen with an example that the people of at least one state believe that they can be trusted to govern themselves without the supervision and correction of judges. The people of Minnesota would be better advised, in any event, to suffer the usurpations of the Minnesota Supreme Court than to accept “rescue” from the U.S. Supreme Court, thereby validating a much more serious usurpation. Those who support the federalist system of representative self-government contemplated by the framers of the Constitution should see it as their civic duty to oppose the Court's interventions on policy issues not clearly required by the Constitution, even when the interventions produce results they favor.
Of course, devotees of realpolitik might argue that as long as it remains unlikely that judicial activism will end, there is no reason why it should exclusively serve liberal causes.126
See, e.g.: Dolan v. City of Tigard, 512 U.S. 374, 392 (1994) (Rehnquist, C.J., arguing that there is no reason why the just compensation clause of the Fifth Amendment should not be interpreted as broadly as the First Amendment).