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Published online by Cambridge University Press: 13 January 2004
It is easy and popular these days to be a political liberal. Compared to ‘ethical liberals’, who justify the use of state power by way of one or another conception of people's true moral nature, ‘political liberals’ seek a less controversial foundation for liberal politics. Pioneered within the past twenty years by John Rawls and Charles Larmore, the ‘political liberal’ approach seeks to justify the coercive power of the state by reference to general political ideas about persons and society. Since it abandons the debates about personal moral value that have historically dogged liberal theory, political liberalism offers itself as a more latitudinarian, indeed a more liberal, form of liberalism. Being a political liberal is not the only way to be a good liberal, but this approach has become prevalent enough that I shall focus upon it here.
It is easy and popular these days to be a political liberal. Compared to ‘ethical liberals’, who justify the use of state power by way of one or another conception of people's true moral nature, ‘political liberals’ seek a less controversial foundation for liberal politics. Pioneered within the past twenty years by John Rawls and Charles Larmore, the ‘political liberal’ approach seeks to justify the coercive power of the state by reference to general political ideas about persons and society.1
Charles E. Larmore, Patterns of Moral Complexity (New York: Cambridge University Press, 1987). Charles E. Larmore, “Political Liberalism,” Political Theory 18, no. 3 (1990): 339–60; and John Rawls, Political Liberalism (New York: Columbia University Press, 1993).
At the same time, it is not so easy or popular these days to be a compassionate conservative. As a presidential candidate in 2000, George W. Bush sprinkled his campaign speeches with references to a new, more compassionate form of conservatism. Unlike some forms of conservative thinking, Bush's stated approach rested not on the ideal of cutting back public spending for welfare, assistance, or schooling programs, with the goal of returning the provision of such goods to the realm of the market and activity among voluntary associations. Instead, Bush emphasized his determination to retain a large public role in the provision of social services, but to remodel the way in which such services are delivered. The model of delivery that Bush favored would require a substantial rethinking of the official doctrine of church-state relations within the United States. Rather than advocating a policy of strict or ‘no-aid’ separation between church and state, Bushian compassionate conservatives seek to encourage partnerships between government agencies and faith-based groups. In particular, they argue that government should make public resources readily available to religious groups and other civil society organizations that wish to provide social services. Far from requiring that such groups check their religious or moral viewpoints at the door, the government should guarantee religious groups wide freedom to mix the delivery of their value-laden messages with their provision of services.
A crucial proviso to all such proposals is that secular alternatives for the delivery of social services be available alongside the religiously based ones. Such alternatives are needed to ensure that the religious liberty of recipients of services is fully respected. But where this proviso is satisfied, faith-based organizations should be free to deliver social services in ways that accord with their deeply held religious beliefs, and to do so using public monies.
The rationale underlying the compassionate conservative approach is, in part, prudential. Personal transformation sometimes plays a vital role in people's escaping cycles of addiction and despair, just as Bush credits his own religious conversion in 1986 with enabling him to stop drinking and get his life back on track. Religious groups that provide social services often stress inner change of this sort. But there is also an egalitarian rationale behind Bush's proposal. With the rise of the administrative state in the latter half of the twentieth century, the government increasingly has become involved in areas of social construction where church groups have long been active alongside a variety of secular service agencies. If the government allows secular organizations to receive public funds for the provision of social services, but singles out religious groups for exclusion from such funding, compassionate conservatives argue that this is unfair to religious citizens. On the compassionate conservative approach, therefore, the test for whether some social service organization should receive public funding should not be whether (or how passionately) that group advocates a religious viewpoint. Rather, just as with secular providers, the state merely should ask whether the group in question is objectively successful in providing the good in question.
On these grounds, compassionate conservatives have argued that public funding should be made available to support faith-based practitioners across a broad range of social service issues: drug treatment and criminal rehabilitation programs, initiatives concerning the housing and nutrition of low-income people, daycare for the infants of parents transitioning from welfare to work, after-school tutoring programs, sexuality counseling programs for teens, and even K–12 schooling itself. With public money made available to rally America's religious “armies of compassion,” the range of citizen-types that might be enlisted to battle social ills would be widened indeed.2
See Marvin Olasky, Compassionate Conservatism: What It Is, What It Does, and How It Can Transform America (New York: Free Press, 2000). This book includes a foreward by then-Governor George W. Bush.
On Bush's inauguration, one of his first acts was to establish the White House Office of Faith-Based and Community Initiatives. With satellite centers in seven of the largest federal agencies, Bush's Faith-Based Initiative became the flagship of compassionate conservatism at the federal level. Bush's plan immediately came under attack from every conceivable ideological direction. Democrats rejected Bush's Faith-Based Initiative as a ploy designed to cut back social services and provide new tax breaks for the rich. Libertarians decried the program as yet another governmental assault on civil society and personal freedom. When the new White House Office of Faith-Based and Community Initiatives and its various satellites began operating in January 2001, Republicans grumbled about the new layers of bureaucracy.
The American Civil Liberties Union, along with Americans United for Separation of Church and State and a wide range of other groups, condemned compassionate conservatism as a violation of the First Amendment guarantee against the establishment of religion. Meanwhile, a number of prominent poverty-fighting evangelicals worried aloud that the governmental oversight attending public funds might corrupt the essentially religious nature of their mission, a concern echoed by many leaders of mainstream churches. From a different direction, Pat Robertson, head of the Christian Coalition, complained that Bush's plan might funnel the money of taxpaying Christians into the coffers of “strange cults.” In a particularly embarrassing setback, in June 2001 Bush's own denomination—the United Methodist Church—rejected key elements of Bush's plan, asserting that the plan violated church-state separation, subsidized religious discrimination in employment, and threatened the independence of churches.3
For a wide survey of negative reactions to Bush's proposal, see “Faith-Based Folly: Americans Say ‘Not So Fast’,” Americans United for Separation of Church and State, April 2001, available on-line at http://www.au.org/churchstate/cs4015.htm [accessed February 2003].
The main legislative piece of Bush's Faith-Based Initiative passed in the U.S. House of Representatives in July 2001, but stalled in the U.S. Senate. In December 2002, Bush decided to jump-start the initiative by means of an executive order. Bush's order, now in effect, requires that federal agencies not discriminate against religious organizations in awarding grants to providers of social services. But the order allows religious groups to retain their right to employ religious criteria when making employment decisions, and it has come under ferocious attack for that reason.4
Title VII of the 1964 Civil Rights Act carves out an exemption from antidiscrimination law that allows religious organizations to make employment decisions based on religion. The Welfare Reform Act of 1996 says that this exemption is preserved even for religious organizations that become federal contractors (see 42 U.S.C. § 604a [2001]). For an example of the vehement reaction in some quarters against Bush's executive order, see “Bush Faith-Based Effort Gives Official Blessing to Religious Discrimination: President Circumvents Congress, Allows Tax Dollars to Go to Religious Groups That Discriminate,” Americans United for Separation of Church and State, December 12, 2002; available on-line at http://www.au.org/press/pr021212.htm [accessed February 2003].
In this essay, it is not my ambition to offer a defense of compassionate conservatism on constitutional or public policy grounds. Likewise, it is not my ambition to present a foundational defense of the emerging new political form of liberal theorizing. Instead, my aim is merely to suggest that a certain relationship exists between these two systems of ideas. That relationship is this: anyone who is attracted to the form of justification for the use of political power that has been developed within political liberalism should also be attracted to the conception of church-state relations embodied within compassionate conservatism. Some readers, deeply committed to political liberalism, may take this as a demonstration of the virtues of compassionate conservatism. Other readers, deeply opposed to compassionate conservatism, may take this as a reductio ad absurdum of political liberalism. I take no position on such matters. Rather, I mean merely to point out a connection worth pondering: put simply, political liberals should be compassionate conservatives.
Conservatives should hesitate before taking solace in this claim. For if Rawls-style liberals should support Bush-style conservatism, this is only because the Bushians have adopted a form of conservatism that is Rawlsian in its essence. The Faith-Based Initiative—in its rhetoric at least—can be read as a massive capitulation by conservatives to liberal egalitarianism. In the course of this capitulation, American conservatives have abandoned a charge that they once upheld with pride: that of defending a more minimal, classical liberal conception of the American social ideal.5
For example, if the compassionate conservative program is to avoid religious coercion of recipients, secular service providers must be available alongside faith-based ones for all the goods mandated by egalitarian justice. Satisfying this proviso within the contemporary American context would probably require an increase in public spending—and thus in governmental power—far beyond current levels.
Of course, any complete discussion of compassionate conservatism in the American context must at some point confront the legal questions that I alluded to above. Does a plan such as Bush's, which would channel public funds to faith-based groups, including some that unabashedly advance a particular religious viewpoint as they serve social needs, violate First Amendment guarantees concerning freedom of religion? Can religious groups that provide social services become public contractors yet still make employment decisions based on religious grounds (for example, firing employees on the basis of their sexual orientation)? If the state establishes a program for providing some benefit to citizens generally—for example, a scholarship program for postsecondary education—can religious citizens be singled out for exclusion from such programs, or do religious citizens sometimes have a right to receive public funding?6
See Alan Brownstein, “Constitutional Questions about Charitable Choice,” in Derek H. Davis and Barry Hankins, eds., Welfare Reform & Faith-Based Organizations (Waco, TX: J. M. Dawson Institute of Church-State Studies, Baylor University, 1999). A test of the employment question at the level of state funding is Pedreira v. Kentucky Baptist Homes for Children, 186 F. Supp. 2d 757 (W.D. KY 2001) (employee was fired because her admitted homosexual lifestyle violated the organization's religious values). In the case of Davey v. Locke, 299 F.3d 748 (college student denied state scholarship money because he chose to major in theology), the U.S. Supreme Court will consider whether religious citizens sometimes have a right to receive public funding. I am currently writing an article about the issues underlying the Davey case, arguing that egalitarian versions of liberalism generate extensive positive religious freedom rights such as those at issue in Davey. Egalitarian liberalism thus requires a far more substantial mixing of church and state than do more minimalist, classical conceptions of liberalism. My article is provisionally entitled “Locke v. Davey v. Locke.”
I note that, while obviously important, these constitutional and statutory questions are not exactly my concern in this essay. These questions assume a given body of rules (namely, the U.S. Constitution, federal statutes, and judicial precedents) and a particular set of policy proposals (here, the Bush Administration's Faith-Based Initiative and various local initiatives under that rubric), and then ask whether the former allows the latter. But political liberalism operates at a more foundational level. Political liberalism offers an ultima account of the justification of political power. Rather than assuming, or even itself providing, some particular set of constitutional rules, political liberalism aims to provide a foundational set of moral ideas from which principles of justice might be constructed. The principles of justice, in turn, must be general and powerful enough to guide writers (and interpreters) of constitutions. Because political liberalism operates at this foundational level, there is conceptual space in which my question about the relationship of political liberalism to the Faith-Based Initiative can be asked no matter how the constitutional evaluation of the various elements of Bush's program eventually turns out.
Of course, this conceptual space comes with a price. There is a great gap between the metapolitical position staked out and defended by political liberals and the particular policy proposals that are being advanced today under the banner of compassionate conservatism in America. I am aware of this gap, and in future articles I hope to examine in detail whether a moral and a constitutional bridge might be built across it in the American context. For now, however, I hope merely to fire a motivational line across this chasm. I shall argue that a constitution written and interpreted on the basis of principles of justice generated within a political liberal framework, whatever the exact form of those principles and that constitution, should be welcoming to programs such as Bush's Faith-Based Initiative.7
Compared to most forms of ethical liberalism, a political conception of liberalism may well “enhance the ability of religious commitment to alter the nature of the state.” This phrase is from Stephen Carter, who is skeptical of liberalism's ability in this regard, though Carter does not discuss political liberalism. See Stephen L. Carter, “Liberalism's Religion Problem,” First Things 121 (2002): 21–32.
Liberalism, in all its varieties, begins with the affirmation of a principle about the conditions in which the exercise of political power is legitimate. According to liberals, political power is justified only if this power is exercised on the basis of principles derived from ideas that the citizens themselves endorse. This is the ‘liberal principle of legitimacy’.8
My exposition of political liberalism in this section draws from the first chapter of my book Liberalism Beyond Justice: Citizens, Society, and the Boundaries of Political Theory (Princeton, NJ: Princeton University Press, 2001), 3–10.
Political liberalism was born out of a crisis in this principle of legitimacy. Liberals have long sought to define the good of political association in terms of a minimal moral conception; that is, a basic value or set of values that most citizens share despite their many important differences.9
Larmore's exposition of this idea has been especially influential. See Charles E. Larmore, The Morals of Modernity (New York: Cambridge University Press, 1996), 123.
In the seminal formulations of Kant (1724–1804) and Mill (1806–73), the liberal commitment to state neutrality was justified ultimately by reference to a particular view of human moral nature: a view championing autonomy (for Kant, a life lived according to rational will) and individualism (for Mill, a life featuring an experimental attitude toward one's projects). Both Kant and Mill, each for his own reasons and in his own way, affirmed the idea that the liberal state should not seek to impose any particular view about the good life on its citizens. Rather, these liberals argued that forms of life have their value to people when, and precisely because, individuals freely affirm these ways of life for themselves. Some contemporary ‘ethical liberals’—Ronald Dworkin, Will Kymlicka, and Joseph Raz prominent among them—continue to defend liberal politics firmly within this tradition, though typically by defending ever more expansive or even communitarian conceptions of autonomy.10
For example, Raz and Kymlicka defend conceptions of autonomy that give increasing place to the demands of a person's history or (unchosen) social context of choice. See Joseph Raz, “Facing Diversity: The Case of Epistemic Abstinence,” Philosophy and Public Affairs 19, no. 1 (1990): 3–46; and Joseph Raz, Ethics in the Public Domain: Essays in the Morality of Law and Politics (New York: Oxford University Press, 1994). See Will Kymlicka, Multicultural Citizenship: A Liberal Theory of Minority Rights (New York: Oxford University Press, 1995).
However, an increasing number of theorists have come to worry that even a broadened ideal of individualism is something over which people may reasonably disagree. Larmore, for example, traces a Romantic movement from Johann von Herder (1744–1803) to Alasdair MacIntyre and Michael Sandel in our day, one central strand of which has been a critique of precisely those moral ideals associated with Kant and Mill. In opposition to the traditional liberal emphasis on reflective individualism as a philosophy of life, thinkers in this Romantic tradition have stressed the values of belonging and custom. For some citizens, Larmore says, “such ways of life (shared customs, ties of place and language, and religious orthodoxies) shape the sense of value on the basis of which we make whatever choices we do.” These commitments reach to the foundations of people's nature as moral beings: “They are so integral to our very conception of ourselves as moral beings that to imagine them as objects of choice would be to imagine ourselves as without any guiding sense of morality.”11
Larmore, The Morals of Modernity, 129, 130.
The problem is not that Romantics reject the importance of critical reasoning and freedom of choice tout court. In fact, they typically emphasize that individuals must come to their religious commitments freely. As citizens some individuals may support freedom of choice as a political matter. What Romantics reject, though, is any suggestion that autonomy or open-mindedness captures the essence of human moral nature. Instead, they value such attitudes only instrumentally, as goods having value only insofar as they successfully link a person to truth.12
Carl Esbeck's defense of political autonomy and his attack on autonomy as a personal ideal is a striking example of this attitude in the context of Establishment Clause jurisprudence: “Unleashing personal religious choice as the core value of the Establishment Clause is not being elevated here as good theology, just good jurisprudence…. [F]or observant Jews and Christians, religious liberty consists not in doing what we choose, but in the freedom to do what we ought…. [B]elief and practice are understood in terms of truth, not choice.” See Carl H. Esbeck, “A Constitutional Case for Governmental Cooperation with Faith-Based Social Service Providers,” Emory Law Journal 46, no. 1 (1997): 1–42; see esp. note 98.
If these forms of enthusiasm for custom and moral embeddedness are incompatible with any recognizably liberal ideal of human moral nature, then the acceptance of Romanticism as a permanent part of Western culture of life undercuts the traditional justification of liberal politics. Accepting this form of pluralism creates a crisis for traditional accounts of liberal legitimacy.
John Rawls describes the motivational foundations of political liberalism in just this way, though he describes the crisis of legitimacy as arising internally to his own argument for justice as fairness. If state-backed coercion in the name of some set of principles of justice is to be justified, then it must be shown that these principles matter to citizens in a first-personal and moral way. Rawls calls this the ‘test of stability’.
In the third part of A Theory of Justice (henceforth Theory), Rawls describes how people who have once acquired a sense of justice could reasonably be expected to regard justice not as a constraint but as a good in itself. “The desire to act justly and the desire to express our nature as free moral persons turn out to specify what is practically speaking the same desire.”13
John Rawls, A Theory of Justice (Cambridge, MA: Harvard University Press, 1971), 572.
Ibid., 575.
However, as Rawls came later to see, “Theory relies on a premise the realization of which its principles of justice rule out.”15
John Rawls, “Introduction to the Paperback Edition,” Political Liberalism (New York: Columbia University Press, 1996), xlii.
No doubt, some citizens who reject autonomy as an ethical ideal do so because they wish to impose their own conception of moral or religious truth on others, for example, by using the power of state institutions to impose their particular view of religious truth on other citizens. Many people who reject the moral ideal of autonomy, however, are firmly committed to taking part in political association with (diverse) others on terms that all can accept. Among this group are religious citizens, many of whom affirm orthodox or literalist interpretations of their religious commitments. How might liberal forms of state coercion be justified to “politically reasonable” citizens such as these?
To justify political coercion in conditions of reasonable value-pluralism, political liberals seek to detach political philosophy from moral philosophy. Leaving aside disputes about human moral nature, they stress the formative role of liberal institutions. People brought up in Western constitutional democracies may share certain political ideas—namely, that society is best conceived of as a fair system of cooperation over time, and that persons should be treated as free and equal for political purposes. Deep principles of justice—of the sort that might guide writers and interpreters of constitutions—might be derived from these shared political ideas rather than from any particular view of moral personality.
Of course, one cannot simply assume a congruence between people's deep moral beliefs and the principles of justice produced by constructivism done in this purely political way. So, once justice has been “politicized” in this manner, further stages of justification must be introduced. These stages test whether people in a society that is diverse in terms of their deep moral principles can affirm a common set of principles of justice, each from his or her own distinctive moral viewpoint. If people can, then an “overlapping consensus” forms and an even further level of justification, “public justification by political society,” has been achieved. In this event, the conditions of legitimacy have been met. Political liberal theory has provided us with an argument for a particular conception of justice and an account of how coercion in the name of this conception might be justified, even in a society that accepts citizens of faith as well as autonomous individualists.
Political liberalism attempts to build political life by accepting deep value differences, rather than by attempting to resolve them. In this regard, its impulses are more Reformation than Enlightenment, more Locke than Mill. While still in its infancy, a number of interesting challenges to this paradigm already have been raised. Some critics argue that political liberalism fails on its own terms: when we look closely, we find that political liberalism rests on foundations that are not free from philosophical controversies about moral truth.16
See especially Raz, “Facing Diversity.”
For an argument that political liberalism conceptually collapses into ethical liberalism on these grounds, see Eamonn Callan, “Political Liberalism and Political Education,” Review of Politics 58, no. 1 (1996): 5–33. For an argument that the civic educational requirements of the two metapolitical views converge as a matter of practice, see Amy Gutmann, “Civic Education and Social Diversity,” Ethics 105, no. 3 (1995): 557–59. I offer a defense of political liberalism's distinctness in light of Callan's and Gutmann's critiques in John Tomasi, “Civic Education and Ethical Subservience: From Mozert to Santa Fe and Beyond,” Moral and Political Education, (NOMOS XLII), Steve Macedo and Yael Tamir, eds. (New York: New York University Press, 2001).
While these are important challenges, a question that interests me far more is one that arises for those who accept political liberalism. Political liberals aim to construct a freestanding argument for a conception of justice from purely political ideas of persons and society. This is a conception of justice that they hope can win the first-personal assent not only of the traditional liberal constituency but of Romantic citizens of faith as well. Moreover, political liberals wish to gain such assent while retaining all of their familiar egalitarian ambitions at full strength.18
The definitive exegetical statement of this point is offered by my colleague David Estlund. See David Estlund, “The Survival of Egalitarian Justice in John Rawls's Political Liberalism,” Journal of Political Philosophy 4, no. 1 (1996): 68–78.
To some, the term ‘compassionate conservative’ may sound like a cynical campaign slogan, or even an oxymoron. In American political parlance, ‘compassion’ is a term firmly associated with the political Left. A ‘compassionate’ legislator is one who supports an expansion of governmental services to the least well off. The centralized social welfare programs that were initiated in the 1930s with Franklin Delano Roosevelt's New Deal and that reached their conceptual zenith in Lyndon Johnson's Great Society are paradigms of this professionalized, top-down approach to social compassion. Historically, such programs have sometimes been opposed by conservatives in America on classical liberal terms: such programs violate the property rights of individuals and replace the vitality of civil society with deadening bureaucracies. But American conservatives have also sometimes opposed such programs on Social Darwinist grounds. Generational cycles of poverty, on this strand of conservative thinking, are evidence that some individuals and groups are less worthy and able than others.
In contrast, politicians on the left have stressed the essential goodness of people. When lives go badly, this is not because of an individual's or group's intrinsic inferiority; instead, it is mainly the result of a bad environment (for example, the result of what are described as structural defects in the operation of capitalist markets). To counteract such environmental factors, the government should establish programs that redistribute resources so that every citizen is provided with the material and educational bases of a successful life. Within a pluralist society, such basic resources should be provided neutrally and unconditionally, as entitlements rather than as conditional opportunities. Government respects its citizens when it provides these basic entitlements in a nonjudgmental way, for only in this way can the state help its citizens while at the same time leaving each individual free to live her life according to whatever deep values she herself thinks best.
Public disillusionment with this Great Society approach to social service provision—and especially to fighting severe poverty—grew during the 1980s and early 1990s. Even as more public money was spent, the number of people on the long-term welfare rolls steadily increased. Many problems that government-run programs were meant to solve worsened and seemed ever more intractable, culminating in President Clinton's signing of the Welfare Reform Act of 1996, promising an end to “welfare as we know it.”
Compassionate conservatism emerged during this period. Against the Great Society emphasis on people's external circumstances as a cause of their hardships, Marvin Olasky, Gertrude Himmelfarb, and others sought to revive a distinction from American history between poverty and pauperism.19
Olasky traces the role of this distinction in America from its roots in colonial times, describing, for example, how Ben Franklin criticized a British welfare act on just this ground when Franklin visited London in 1776. See Marvin Olasky, The Tragedy of American Compassion (Washington, DC: Regnery Gateway, 1992), generally; on Franklin, see p. 43. On the wider historical importance of the poverty/pauperism distinction, see Gertrude Himmelfarb, “Welfare and Charity: Lessons from Victorian England,” in Transforming Welfare: The Revival of American Charity, Jeffrey Sikkenga, ed. (Grand Rapids, MI: Acton Institute, 1997), 27–33.
Many compassionate conservatives are deeply religious, often but not always in an orthodox or literalist way. Like compassionate liberals, compassionate conservatives see each individual as essentially good: in the compassionate conservatives' terminology, every human life is created in the image of God. However, they believe that each person is also flawed by sin. People have the tendency to put themselves first and shun responsibilities to others. It is only by bonding with others in a transformative way—with family, friends, communities of fellow believers, and ultimately with God—that each individual can realize her or his true moral nature.20
While this is the true condition of every person in society, average citizens typically have enough material and educational advantages that their flawed condition does not become publicly obvious. This is not so for the worst-off members of society.
Olasky, The Tragedy of American Compassion, 101–4.
Compassionate conservatives point to the strong track records of some small grassroots poverty-fighting groups, many of which have an evangelical or religious basis, and they emphasize recent instances where government institutions have actively encouraged such initiatives.22
See Stephen V. Monsma, When Sacred and Secular Mix: Religious Nonprofit Organizations and Public Money (Lanham, MD: Rowman & Littlefield, 1996).
For example, in 1997, when Stephen Goldsmith was mayor of Indianapolis, he established a special office called the Front Porch Alliance. Noting that evangelicals and other “social entrepreneurs” typically attempt to launch their projects on shoestring budgets, Goldsmith assigned full-time city administrators to help cut through red tape (e.g., by expediting applications for building permits, zoning variances, and certificates of occupancy).
Another example of government working with religious groups was an experimental prison pre-release program that George W. Bush launched in the late 1990s while governor of Texas. Noting that as many as sixty percent of released inmates nationwide return to prison, Bush's program invited any private organization, religious or secular, to set up and run value-based pre-release programs alongside the existing state program. In a Houston prison, Charles Colson's evangelical Prison Fellowship set up one such program called Inner Change, an eighteen-month, Bible-based program that emphasized how God can change hearts. (In Texas, the state made room for such programs but did not fund them.)23
Olasky describes both of these examples at length. On the Front Porch Alliance, see Olasky, Compassionate Conservatism, 61–91; on the Texas pre-release program, see 23–57.
City officials in Cleveland, Ohio, faced with seemingly intractable problems in their system of government-owned schools, experimented with a program of vouchers. Poor students were eligible to receive state-funded vouchers that parents could use to send their children to any participating school, whether public or private, secular or parochial. An overwhelming majority of parents chose to use their vouchers at Catholic schools. Thus, the Cleveland program had the effect of allowing public funds to be used in part to support the teaching of religious beliefs.24
This Cleveland program led to the important Supreme Court case Zelman v. Simmons-Harris, 536 U.S. 639 (2002). The Court upheld the constitutionality of the Cleveland school voucher program, which many see as having cleared the constitutional ground for wider aspects of the Faith-Based Initiative. For constitutional analysis, see Ira Lupu and Robert Tuttle, “Sites of Redemption: A Wide-Angle Look at Government Vouchers and Sectarian Service Providers,” The Journal of Law and Politics (forthcoming).
Compassionate conservatives argue that partnerships between government and social entrepreneurs—partnerships such as those in Indianapolis, Houston, and Cleveland—should be established and expanded on both the federal and local levels. In particular, compassionate conservatives make three proposals. First, institutions should be established to allow fast-track review of facially neutral government regulations that hinder civil society organizations, whether secular or religious, that have a social service mission. Second, the tax code should be reformed—under the banner of “charitable choice”—to create additional incentives for people to contribute directly to poverty-fighting organizations of their choice.25
In a sense, charitable choice merely expands an existing system by which taxpayers subsidize religious groups. Half of all charitable giving from individuals goes to church groups and is tax deductible. Church groups are also generally exempt from sales taxes and local property taxes. According to Olasky, each level of government has long seen merit in such arrangements, and such arrangements have rarely caused conflicts or jeopardized the liberty of churches. “Offering of tax-free status has allowed governments to support the general welfare” (Olasky, Compassionate Conservatism, 87).
As this sketch shows, compassionate conservatism is a complex cluster of proposals. Along with the question of whether these proposals should be implemented on the federal or state level, each proposal might be formulated in less controversial or more controversial ways. For example, there are questions about the scope of the programs that compassionate conservatives wish to reform: Are these proposals to apply only to existing governmental programs that minister to the worst-off members of society (e.g., programs providing aid to dependent children), or to programs that identify all citizens as potential beneficiaries (e.g., public schooling)? There are also less controversial and more controversial ways of characterizing the conditions in which such proposals would kick in. Do they kick in only when government-run institutions are failing? If so, then the rationale to seek novel ways of delivering services might be derived fairly straightforwardly from the right of the beneficiaries to receive the good at all. Or do the proposals kick in whenever people wish to offer or receive social services in a way that accords with their own deep values? This stronger claim would require a more sophisticated form of justification, one aiming to make out a right of religious liberty held by providers and recipients alike.
The compassionate conservatives' set of proposals also might be interpreted in less or more controversial ways depending on how much conflict with other values the proposals involve. Fast-track review, for example, might merely involve speeding up the regular review processes, or it might involve granting social service organizations special exemptions to generally applicable laws and statutes (at least up to the point where such exemptions might begin to conflict with the basic rights and liberties of other citizens).
These proposals also admit of a variety of interpretations concerning the mode of support they are seeking. Least controversially, compassionate conservatives might merely be suggesting that the state make room for privately funded programs—as in the evangelical prison pre-release program that then-Governor Bush supported in Houston. If compassionate conservatives are seeking a mode of support that includes funding from public sources, that would be more controversial, but such support might be directed only to recipients via vouchers, thus partly muting its contentiousness. In this way, as in the Cleveland school case, the government's relationship to religious organizations would be insulated by the private choices made by individual citizens. Most controversially, compassionate conservatives might be seeking grants that go directly to religious organizations on the basis of objective, nondiscriminatory criteria, such as the group's proven ability to provide some legislatively identified public good.
While more and less controversial interpretations of the three proposals—fast-track review, tax reform, and public subsidies—have been advanced under the banner of compassionate conservatism, I believe that in each case the weaker, less controversial interpretation has been advanced only for tactical reasons. The essence of what compassionate conservatives are proposing, the conceptual core of the institutional reform they have in mind, lies at the more controversial end of the spectrum of each of these questions. So when I speak of compassionate conservatism, I shall be referring to the strong interpretation of each of the three proposals, as I have identified them above.
A final caveat about the compassionate conservative program is worth mentioning. This concerns the kinds of restrictions that might be put on public grants to religious groups. I mentioned earlier that many church leaders originally expressed skepticism about Bush's Faith-Based Initiative. Urban ministries in particular have long agonized over whether to accept direct support from government agencies, fearing the mission-constraining strings that might be attached to such support.26
Consider this sentiment from Sister Connie Driscoll, head of a 125-bed shelter for women and children in Chicago: “The only way I would take government funding is over my very cold dead body. We simply don't like the government. We don't like their interference and all their nonsense—you can't do this, you can't do that” (Pittsburgh Post-Gazette, January 28, 2001, as quoted by Americans United for Separation of Church and State, “Faith-Based Folly: Americans say ‘Not So Fast’” (available on-line, URL provided at note 3 above).
Compassionate conservatives show a new boldness, however, in challenging such restrictions. They want grants without any special religion-limiting strings at all. Olasky describes a conversation that he had with Kathy Dudley, an evangelical poverty-fighter in urban west Dallas, which expresses well the grounds for this boldness. On Olasky's report, Dudley believes in fighting both spiritual and economic poverty, and she rejects governmental restrictions that might force her to choose between these two emphases: “Our mission is discipleship, so if the government gives money to gain one result of the mission, housing, but at the same time tells us we must give up the mission, that makes no sense.”27
Quoted in Olasky, Compassionate Conservatism, 32.
The proviso that secular social service options always be available to recipients of aid is fundamental to the moral and constitutional plausibility of the Faith-Based Initiative. It is the satisfaction of this proviso that enables the initiative to avoid being religiously coercive of recipients. There are difficult questions concerning precisely what it means for the proviso to be satisfied.
What explains this new boldness? Compassionate conservatives see evangelical participation in public works projects not as a privilege but as a basic right. Pilot programs such as those in Indianapolis, Houston, and Cleveland—where government actively supported religiously based social initiatives—are not instances of a privilege fleetingly granted by administrators who happened to be sympathetic to the concerns of religious folk. Instead, these programs are early manifestations of a basic right of citizenship that religious citizens are now seeking to have recognized and then exercised across an expansive range of social service domains. Olasky explains, “[T]he aim is not to grant religious preferences but to stop discrimination against social involvement by churches, synagogues, mosques, and other faith-based groups of all kinds.”29
Olasky, Compassionate Conservatism, 192 (emphasis mine).
In this essay I do not consider what means of implementing the compassionate conservative agenda might be constitutionally appropriate in the United States. I note that Olasky, at least, thinks this should be a matter for the national legislature: “Congress should draft a law concerning faith-based organizations that bars unconditionally any government regulation or restriction of religious observance or promotion.” Marvin Olasky, “How Much Risk? Conservative Reaction to Bush's Faith-Based Initiative” [accessed on-line at http://www.capitalresearch.org/publications/cc/2001/0104.htm, April 2001, p. 5 of 9].
What should political liberals think of compassionate conservatism? Of course, we need to distinguish the particular formulations of the Faith-Based Initiative that the Bush Administration has so far advanced—formulations that reflect crisscrossing waves of strategic decision-making, and perhaps unsteady commitment to principle, in a politically charged environment—from the deeper structure of compassionate conservatism as an internally consistent ideal. But if we focus on this ideal, what should political liberals make of it?
Compassionate conservatism appears to require an affirmation of the political ideas of person and society that are central to Rawlsian liberalism, starting with the acceptance of the fact of reasonable value-pluralism. After all, compassionate conservatives do not advocate allowing any one group to use governmental power to force its view of moral value on other citizens, for example, by demanding a monopoly of social service provisions under some group's religious banner. While often committed to religious views as individuals, compassionate conservatives are pluralists on the political level: they insist that every individual should be able to choose from a range of social service providers—religious, atheistic, and secular.31
Olasky writes, “The compassionate conservative goal is to offer a choice of programs: Protestant, Catholic, Jewish, Islamic, Buddhist, atheist. Some programs may emphasize education, some family, some work. Compassionate conservatives make sure that no one is placed in a particular type of program against his will, but they also try to make sure that religious people are free to communicate their values” (Olasky, Compassionate Conservatism, 18–19). They explicitly reject schemes for the establishment, or even for a multiple establishment, of religion (ibid., 98). The aim of compassionate conservatism is to give “all organizations, religious or atheistic, the opportunity to propose values-based … programs” (ibid., 55).
Further, compassionate conservatives implicitly accept the core political liberal idea of society as “a fair system of cooperation over time,” along with the attendant idea that social justice requires citizens to “share in one another's fate.”32
Rawls, Political Liberalism (hardcover ed., 1993), 15, 303.
Olasky, Compassionate Conservatism, 98. Compassionate conservatism is based squarely on the liberal principle of legitimacy—the principle that governmental power is legitimate only if exercised on the basis of principles that are acceptable to those who are subject to it. In asserting their right of religious freedom, they can be understood as demanding that their society be organized according to a conception of justice that adheres to this principle too.
What should political liberals make of the claim that citizens of faith are discriminated against by a public system of social service provision that is conducted solely on a nonreligious basis? The government of a diverse society cannot intentionally promote any one moral or religious viewpoint over any other politically reasonable one. For this reason, government-run programs for the delivery of social services must necessarily take a nonreligious, secular form. But, compassionate conservatives argue, a secular approach to social services, since it must by definition leave out religious values, cannot really be value-neutral. By providing goods and services via mechanisms that are stripped of the particular values of affiliation and bonding that religious citizens hold dear, secular programs in effect promote an approach to life that many politically reasonable citizens reject: a life in which individualism, rather than piety, is valorized as the highest personal value.34
That secular programs promote moral and not just political autonomy is a constant theme among compassionate conservatives. Speaking of the professionalized programs associated with the Great Society, Olasky writes, “Programs that declared themselves ‘compassionate’ were often the opposite, because most tended to emphasize individual autonomy. Even those organizations that struggled to inculcate moral values accepted the notion that neither marriage nor reliance on family, church or traditional voluntary organizations—which might be dominated by ‘patriarchal values’—should or could be encouraged. ‘About the only thing you can rely on is your personal feeling about what makes sense for you,’ one resource directory declared…. Instead of emphasizing affiliation and bonding, many programs stressed bread alone” (Olasky, The Tragedy of American Compassion, 201; see also 175, 193, 203, 206, 208, 212, 225).
In an era marked by a vibrant civil society and a small government, the secular bias of government-run programs might not cause any serious problem. Before the rise of the administrative state, as historian David Beito has demonstrated, social services in America typically were provided by charities and a complex system of mutual aid associations.35
David Beito, “Fraternal Societies as an Alternative to the Welfare State,” in Transforming Welfare, 34–49.
Olasky estimates that each taxpaying American family currently pays some $5,600 each year for poverty-fighting programs of various kinds: “[S]o much money is now drained into taxes that many people have little left to give” (Olasky, Compassionate Conservatism, 187). In Olasky's view, civil society in America has been so crowded out by Great Society–style programs (especially regarding the service of the most needy) that the natural order will not rebuild itself any time soon. See also the discussion in Monsma, When Sacred and Secular Mix, 50–58; and in Stephen V. Monsma and J. Christopher Soper, The Challenge of Pluralism: Church and State in Five Democracies (Lanham, MD: Rowman & Littlefield, 1997), 15–50.
Legal scholar and judge Michael McConnell has made precisely this argument in the context of First Amendment jurisprudence. During the period of American history when the First Amendment was proposed and debated, McConnell notes, the government had little or no involvement with education, social welfare, or the formation and transmission of culture from one generation to the next. Religious freedom was protected naturally, so to speak, by the limited nature of government. But as the size and purview of government grew, especially during the middle part of the twentieth century, the adoption of a strict separationist interpretation of the First Amendment created special burdens for religious citizens. “Religious influences are confined to those segments of society in which the government is not involved, which is to say that religion is confined to the margins of national life—to those areas not important enough to have received the helping or controlling hand of government.” In such conditions, a simple separationist or “no-aid” First Amendment jurisprudence becomes oppressive. “More sophisticated and more contentious devices, based on self-conscious religious pluralism even within the public realm, become essential.” Without such devices, the institutions of American government would in effect become “a relentless engine of secularization.”37
Michael W. McConnell, “Old Liberalism, New Liberalism, and People of Faith,” in Christian Perspectives on Legal Thought, Michael W. McConnell et al., eds. (New Haven, CT: Yale University Press, 2001), 21. See also Carl H. Esbeck, “Myths, Miscues, and Misconceptions: No-Aid Separationism and the Establishment Clause,” Notre Dame Journal of Law, Ethics and Public Policy 13, no. 2 (1999): 285; and Carter, “Liberalism's Religion Problem,” 21–32.
The compassionate conservative program—with its proposals for fast-track review boards, tax code reform, and a greatly expanded system of vouchers and grants—represents a set of sophisticated and contentious devices self-consciously addressed to just the problem that McConnell has in mind. But can a justification for these devices be found? Can a justification be found, not at the level of political calculation, prudent policy-making, or even of constitutional law, but at the most fundamental philosophical level: the level of social justice at which political liberalism operates?
I think that this is a puzzle. But note how high the stakes are for political liberals once this puzzle has been set before them. Political liberals are asking Romantic “citizens of faith” to sign on to principles of justice that have a demanding egalitarian element. Such principles might very well justify Great Society–style programs, the present structure of which these citizens abhor. Without some explicit recognition of their concerns about these state-run programs, they might very well not sign on to these principles. Political liberals want to move to a new, broader foundation, but they do not want their old house simply to collapse. They need to find a way by which the egalitarian elements of their view might survive. How can political liberals accomplish this?
I believe that the move to a political form of justification requires that these liberals go back in and do some creative design work on the egalitarian principles of justice themselves. A detailed architectural model of the adjustments that political liberals must make in the egalitarian model is beyond the scope of this article. Still, I would like at least to sketch what a suitably remodeled liberal house might look like, while tying the discussion to the idea of egalitarianism itself.
Classical liberalism—the liberalism of John Locke, for example—mandates an equality of status between citizens. The right to hold property, to speak, to vote or to hold public office should not be the prerogative of the members of any particular family, social class, gender, or racial or ethnic group. Rather, basic rights are held equally by all adult members of each liberal political community.
This liberal ideal of equality proved itself a potent solvent against the gummed-up social hierarchies of 17th century Europe. However, even the greatest proponents of this solvent have periodically worried about liberalism's ability to seep down and dissolve the deepest, most hardened sources of political inequality. For however potent the classical liberal viewpoint may be against systems of formal inequality, liberal theory seems to have little to say about inequalities in the actual life prospects of these (formally equal) liberal citizens. We can put this old worry about liberalism in contemporary terms: the court system of the United States recognizes the very poorest person in America as having exactly the same right to hold and enjoy property as does, say, multibillionaire Bill Gates. With respect to the right to hold property, the two of them are precisely equal. But the value of such a right to a person as wealthy as Bill Gates may be dramatically greater than the value of the right to a person in poverty. Similarly, every American reader of this article has exactly the same right to speak and publish his opinions as does, say, the chairman of Times-Warner Communications. I, too, have exactly the same right to influence the political process as does any citizen born a Rockefeller, a Kennedy, a Gore, or a Bush. But, again, in all such cases, the value of rights held by people as a matter of formal equality may be dramatically unequal.
Egalitarian liberals are liberals who believe that liberalism—against its classical formulations—carries within itself coercively backed guarantees against inequalities such as those described above. The liberal commitment to equal freedom, on its modern reformulation, requires not only equality of status. This commitment also allows, indeed requires, that the liberal state act to rectify inequalities in the worth of people's liberties—at least where those inequalities become great enough to threaten people's status as political equals. The worth of people's liberties is now understood to be connected in important ways to those people's ability to command resources. The main thrust of the liberal research agenda for the past thirty years has been to demonstrate that a response to concerns about inequalities in the worth of liberties can be built into liberal theory at the level of justice. In addition to mandating equality of status between citizens, liberal theory is now said to generate far more ambitious principles. These principles require that the state seek to rectify an ever expanding array of inequalities in people's actual life prospects, especially inequalities that result from unchosen circumstances such as differences in people's natural talents or their social starting places. John Rawls's famous “difference principle,” which sees liberal justice as requiring that social inequalities be arranged so as to benefit the least well-off members of society—is a paradigm expression of this feature of egalitarian liberalism.38
Samuel Freeman has coined the term “high liberalism” to describe egalitarian liberalism in the Rawlsian vein. See Samuel Freeman, “Illiberal Libertarians: Why Libertarianism is not a Liberal View,” Philosophy and Public Affairs 30, no. 2 (2001): 105–51. I offer a response from a libertarian perspective in Tomasi, Liberalism Beyond Justice, 108–25. I regret that, through an editing error on my part, the citations to Freeman's work in my discussion are inadequate (especially at 112–12). While standing by my response, I strongly recommend Freeman's fine article.
However, the rise of the administrative state in the pursuit of egalitarian justice may have consequences that were unlooked for by proponents of egalitarianism. In the context of an expanding social role for state agencies, objectionable inequalities in the worth of people's liberties may be generated not only by differences in people's native endowments and social starting places. Inequalities in the worth of citizens' liberties may be generated by activities of the state itself. Because of the great power of the state, both economic and cultural, even state action in pursuit of legitimate egalitarian aims may generate such inequalities. From an egalitarian perspective, such inequalities merit redress, even were they not intended by liberal policymakers.
Political liberals routinely distinguish between two senses of neutrality: (1) ‘neutrality of aim’, which is the principle that the liberal state should not do anything that is intended to favor or promote any one reasonable moral view over any other one; and (2) ‘neutrality of effect’, which holds that the state should not do anything that makes it more likely that individuals accept any particular moral view over any other. While affirming a commitment to neutrality of aim, political liberals reject neutrality of effect as impossible to achieve.39
On this distinction and Rawls's rejection of neutrality of effect as a constraint, see Rawls, Political Liberalism (hardcover ed., 1993), 193–94; and Larmore, Patterns of Moral Complexity, 126 n. 6.
I develop this idea of an “ethical background culture” in my Liberalism Beyond Justice, 11ff.
But what is the reason behind the liberals' commitment to the other form of neutrality, neutrality of aim? Liberals affirm this principle not as an end in itself but for a deeper purpose: that of respecting citizens as free and equal for political purposes. A government maximizes the freedom of its citizens when it minimizes the unintended effects of its own (legitimately pursued) policies on citizens' personal life plans. While important in the context of any egalitarian society, this idea takes on special significance in the context of political liberalism. Political liberalism avoids collapsing into but another contentious form of ethical liberalism only insofar as the distinction between a state's promotion of political autonomy and its promotion of full-blown ethical autonomy can be maintained. But some reasonable citizens, here citizens of faith, are claiming that the existing system of advancing political autonomy has the effect—even if not intended—of obliterating exactly this distinction in their case. Since this is precisely the group of politically reasonable citizens that political liberalism was designed to include, this is a concern that political liberals must address. Egalitarian principles of justice may need to be adjusted if they are to fit squarely atop the wider moral foundations that political liberals accept. The arguments of compassionate conservatives, weighed with some Rawlsian insights, may provide the plumb line we need to begin this task.
Rawls's conception of justice as fairness was developed and defended within an ethical liberal framework.41
This, at least, is Rawls's view: “A Theory of Justice was a comprehensive doctrine of liberalism” (Rawls as interviewed by Bernard O. Prusak, “Politics, Religion, and the Public Good,” Commonweal, September 25, 1998, 13).
This conception of justice may be interpreted, or even supplemented, in various ways. For example, Rawls thinks that the political liberties, listed among the basic liberties under the first principle, have a special standing such that they should be guaranteed to citizens at their “fair value”—a more demanding distributional standard than even that of the difference principle.42
See Rawls, Political Liberalism (hardcover ed., 1993), 328.
In light of the concerns raised by compassionate conservatives, might one argue that religious liberties have some special standing akin to that of the political liberties? If so, one technical response to the claims of discrimination we have been considering might be to guarantee citizens' religious liberties at something like this “fair value” standard. Less stringently, one might consider adding a third principle of justice to address these concerns. This principle, positioned lexically posterior to the first two principles, might run roughly as follows: when facing a choice among rival systems for the delivery of social services guaranteed by the first two principles, preference should be given to the system that minimizes any deleterious, differential impacts of the system itself on the worth of citizens' religious liberties.43
I discuss ways to formulate such a third principle of justice in Tomasi, Liberalism Beyond Justice, 100–4. The seminal exposition of this idea, to which I am much indebted, is Burleigh Wilkins, “A Third Principle of Justice,” Journal of Ethics 1, no. 4 (1997): 355–74.
To determine which, if either, of these strategies would be most appropriate would require a great deal of careful analysis. But however that analysis might turn out, adjustments such as these would be meant to track and express an extremely important idea: in conditions of reasonable value pluralism, respecting citizens means attending not only to what people are owed, but also to the nature of the delivery mechanisms by which that debt is discharged. Citizens are owed this dimension of respect as a matter of justice.
I am not suggesting that adjustments such as these should be made merely because I think that many citizens of faith—including, perhaps, compassionate conservatives in America—would find them appealing. This would be to make the principles of justice political in the wrong way. Instead, I believe that these changes, or ones like them, could be justified in a freestanding way from the general ideas of person and society with which political constructivism begins. Implicit in the idea of a public society in which citizens of diverse viewpoints are to be treated as free and equal is the idea that such a society should be as much as possible a receptive home to all reasonable citizens, rather than merely being minimally acceptable to them. Principles of justice adjusted along the lines that I have described would require that publicly funded institutions be arranged in a way likely to realize this societal ideal.
I mentioned at the outset of this article that there is a great gap between political liberalism (a metapolitical view about the nature of political legitimacy) and compassionate conservatism (a complex set of public policy proposals currently being discussed in the wake of American welfare reform). To safely cross this gap, political liberals would need to work out and defend a more sophisticated conception of egalitarian justice. This conception of justice would be designed to redress not only inequalities in the worth of liberties that result from inequalities in citizens' natural endowments and social starting places, but it would also redress those inequalities that result from governmental action in the pursuit of justice itself. The latter would include inequalities in the worth of religious liberty.
A full account would also need to show how revised principles of justice of this sort might be tied in as justificatory support for forms of constitutional jurisprudence that are hospitable to a mixing of church and state in the delivery of social services.44
I have in mind the emerging school of “even-handedness” or “neutrality” that seems to be replacing “no-aid separationism” as the core concept of religious liberty. See Ira C. Lupu “The Lingering Death of Separationism,” George Washington Law Review 62 (1994): 230; Esbeck, “A Constitutional Case”; and Esbeck, “Myths, Miscues, and Misconceptions.” For helpful analysis, see Douglas Laycock, “The Underlying Unity of Separation and Neutrality,” Emory Law Journal 46, no. 1 (1997): 43–74.
For an introductory constitutional defense of the idea that faith-based organizations can become federal contractors and yet retain their right to use religious criteria when making employment decisions, see Carl H. Esbeck, “Isn't Charitable Choice Government-Funded Discrimination?” Center for Public Justice, available on-line at http://cpjustice.org/stories/storyreader$375 [accessed at February 2003]. A fascinating account of the constitutional difficulties with such a position is offered by Laura Mutterperl, “Employment at (God's) Will: The Constitutionality of Antidiscrimination Exemptions in Charitable Choice Legislation,” Harvard Civil Rights–Civil Liberties Law Review 37, no. 2 (2002): 389–445. More generally, see Martha Minow's fine essay, “Partners, Not Rivals? Redrawing the Lines Between Public and Private, Non-Profit and Profit, Secular and Religious,” Boston University Law Review 80, no. 4 (2000): 1061–94.
My aim in this essay has been far more modest than developing a full, sophisticated account. I have merely attempted to establish a single motivational connection: In the contemporary American context, anyone who is attracted to political liberalism should also be attracted to the Faith-Based Initiative. Political liberals have reason to support compassionate conservatism as a matter of justice.