INTRODUCTION
Hannah Arendt's study on The Origins of Totalitarianism can undoubtedly be considered one of the “Great Books” of 20th-century political theory. What the book cannot claim to be, however, notwithstanding its status as a modern classic, is an exemplary case of a coherently organized study based on the systematic application of an attentively reflected theoretical framework and a corresponding method of inquiry. Quite to the contrary, the Origins serve as a major reference for those critics who understand Arendt to be “a mere political essayist, a hyperbolic commentator on timely events or a historian without methodological training” (Vollrath Reference Vollrath1977, 160). Even if the term “method” is understood in a broad sense, as denoting not exclusively a specific mode of generating empirical data, but rather as a systematic mode of theorizing, i.e., as referring to such questions as the criteria of plausibility, the epistemological basis and general design of the fundamental concepts used, or the method of incorporating empirical evidence into the theoretical argument (Shapiro and Wendt Reference Shapiro, Wendt and Shapiro2005, 39–41), Arendt's study is not very explicit with regard to its fundamental assumptions (see also Bernstein Reference Bernstein2002, 382, 397; Canovan Reference Canovan1992, 18; Crick Reference Crick1977, 111, 122). At first sight it seems even to almost completely lack an explicitly reflected conceptual basis that would make it possible to locate it within the main methodological currents of the 20th-century contemporary theory debate.
Consequently, Arendt's theory of totalitarianism was perceived not only by many interpreters but also by Arendt herself as a somewhat isolated theoretical enterprise which “does not belong to any school and hardly uses any of the officially recognized or officially controversial instruments” (Arendt Reference Arendt1953, 77). On the one hand, this unconventional and inarticulate character of the conceptual framework of Origins is all but accidental. It reflects Arendt's overall critical perspective on “instrumental” understandings of method in terms of “such mental processes as deducing, inducing, and drawing conclusions whose logical rules. . .can be learned once and for all and then need only to be applied” (Arendt Reference Arendt and Kohn2006, 13; see also Benhabib Reference Benhabib1990, 171–3). Against what she took to be a general tendency within contemporary social science's “academic quarrels”—namely that in these quarrels “methodological problems are likely to overshadow more fundamental issues” (Arendt Reference Arendt and Kohn2006, 53)—Arendt held that methodological knowledge in political theory in terms of “experience[s] in how to think” can “be won, like all experience in doing something, only through practice, through exercises” (ibid., 13–4). Consequently, Arendt preferred to perform theoretical “exercises” on the question of “how to think” rather than engaging in explicit reflections from a methodological meta-perspective (see also Sigwart Reference Sigwart2016). The Origins are a particularly good example in this respect.
On the other hand, even Arendt herself conceded that it might still be a shortcoming of her study that she did not elaborately and explicitly dwell on its method of inquiry. In her response to Eric Voegelin's critical review of her book, Arendt acknowledged that she had indeed “failed to explain the particular method which I came to use, and to account for a rather unusual approach. . .to the whole field of political and historical sciences as such” (Reference Arendt1953, 77). This self-critical remark has a number of interesting implications with regard to Arendt's own methodological framework. First, her comment suggests that she indeed exercises a distinct method of inquiry in Origins, even if a “rather unusual” one which may not fit into the categories of the most prominent schools of thought of her time. Due to Arendt's marked skepticism against formal methodology, this method of inquiry is not explicitly laid out and cautiously reflected but rather implicitly “exercised” in her study. Notwithstanding this deliberate methodological inarticulateness, however, Arendt does acknowledge, second, that it might have substantially strengthened the plausibility of her arguments had she taken the effort to elaborately explain the basic assumptions of this rather unusual approach. If these two assumptions are valid, the comment finally suggests that Arendt's study may also turn out to be a potentially rich source of inspiration regarding the methodological foundations of political theorizing.
Drawing on these implications from Arendt's self-critique, the following investigation suggests an explanation of the peculiar method of theorizing Arendt applies in her study on totalitarianism. Due to Arendt's self-reflective abstinence with regard to methodological questions, this explanation requires a distinctly reconstructive interpretation which “tells a story that Hannah Arendt did not tell because she considered it inappropriate to do so” (Disch Reference Disch1993, 665). Reconstructing the Origins as an implicit “exercise” on the question of “how to think,” I will argue that there indeed is an only vaguely articulated and partly rather underspecified, yet decisive methodological motive woven into Arendt's analyses which substantially shapes the study's general frame of reference. I denote this motive as Arendt's characterological method of political theorizing. Following this method, Arendt interprets her abundant empirical material, including numerous biographical narratives, within a specific theoretical framework which is epistemologically based on an interpretive connection of structural elements with individualist and ideographic perspectives on political phenomena. This connection is realized on the basis of the conceptual construction of exemplary character types that articulate the practical significance of elemental social, political, and historical patterns by highlighting the intimate, reciprocal, and dynamic relation between individual dispositions and actions and their structural context. Against this background, Origins turns out to primarily be a critical analysis of specific character-context constellations and of their dynamic historical development. By reconstructing this characterological frame of reference, I want to suggest that Arendt's method of theorizing offers a genuine and very fruitful contribution to the recent scholarly discussion on the methodological foundations of political theory.
In the first section below, I give an account of the general characterological assumptions implied in Origins. In the second section I sketch the contours of a broader characterological discourse discernible in modern social and political theory. By taking into account the characterological motive in Arendt's theory of totalitarianism, its general perspective can be understood as a contribution to this broader tradition of characterological theorizing, in spite of her own admission that she argued from a rather isolated theoretical position. Against this background, the third section deals in more detail with Arendt's particular use of the characterological method as the basis of a critical analysis of modern totalitarianism. The fourth section, finally, indicates how Arendt's political characterology can enrich the current methodological debate in political theory.
CONNECTING STRUCTURE AND PERSON: THE CHARACTEROLOGICAL ASSUMPTIONS OF ARENDT'S METHOD OF THEORIZING
While an explicit account of the study's “method” is lacking in Origins itself, Arendt gives a brief sketch of the general characteristics of her “theoretical instruments” in her aforementioned Reply to Eric Voegelin. Besides stressing the strictly empirical basis and the hermeneutic and phenomenological approach of her study as well as the historical and contextual foundation of her major concepts (Arendt Reference Arendt1953, 78–80, 82–3), Arendt emphasizes that these major concepts primarily focus on the structural level of social phenomena. Their main objective is to give an account of the “elementary structure of totalitarianism” as a movement and a form of domination (Arendt Reference Arendt1953, 78). Accordingly, Arendt's analysis is designed as an empirical and interpretive macro-analysis of structural phenomena in terms of the most significant patterns of organization, institutionalization, and collective political imaginaries which constitute the peculiar social and cultural context in which totalitarianism occurred. The study's fundamental categories—anti-Semitism, racism, imperialism, and, finally, totalitarianism itself—set its conceptual focus on the formulation and empirical substantiation of interpretive historical ideal types which attempt to grasp such significant comprehensive patterns within the historical constellation of the time.
At first sight, this characterization of the study's method as a macro-analysis of structural phenomena is quite surprising, and on closer inspection it indeed turns out to be one-sided and therefore somewhat misleading. This qualification not only seems to be at odds with Arendt's critical attitude toward the methodological foundations of modern social science, against which she often emphasizes the problematic implications of “functionalist” scientific perspectives which too exclusively focus on abstract structural “ideal-types” (Baehr Reference Baehr2010, 19–26). For Arendt, such “social scientific explanations couched in terms of structural theories of causality” dismiss the significance of individuals and their ability to act politically and hence deny “the existence of human freedom” (ibid., 4). In contrast to abstract structural theories, Arendt therefore “insisted that theory must be relentlessly and ruthlessly concrete” and capable of dealing with “events and action which had taken place in fact” (Wolin Reference Wolin1977, 93). What is more, the actual course of the argument in Origins does not really correspond to but often contradicts the study's allegedly structural conceptual focus. In her concrete examinations Arendt seems to dissolve the suggested macro-perspective on structural patterns into a vast number of different case studies dealing with single historical events, episodes, and regional peculiarities. Perhaps most strikingly, these case studies are often conducted in terms of exemplary biographical miniatures that deal with the experiences and attitudes of single historical individuals. As a consequence, Arendt's argument, rather than rendering an explicit definition of the structural ideal-types of anti-Semitism, racism, imperialism, and totalitarianism, disperses these ideal-typical categories of structural phenomena into the plurality of their concrete empirical manifestations, and often manifestations on the personal level in terms of actions and experiences of individual actors.
It is this conceptual dissolution of the structural analysis into a loose variety of ideographic and often biographical case studies that mainly contributed to the study's reputation of being unsystematic and suffering from a “lack of unity” (Arendt Reference Arendt1953, 77). For a better understanding of the Origins’ approach, it may instead, however, be more fruitful to interpret the same feature as a consequence of Arendt's “rather unusual” methodological framework. Taking equally into account Arendt's focus on structural elements on the one hand and her empirical concentration on ideographic and biographic case studies on the other, this framework may be understood as a genuine attempt to determine the general relation between individual actions and their contextual conditions, i.e., a methodological connection of structural analyses with a distinctly individualist approach. I want to suggest that this is the implicit methodological basis of Origins and to conceptualize it as a method of political characterology. This characterological approach of Arendt's study aims at determining the structural aspects of a historical constellation by identifying the individual dispositions of action they typically imply and by articulating them in exemplary character types. It therewith provides a theoretical framework which accounts for the significance of structural patterns, but which at the same time highlights the dynamics of political action, the freedom of individuals, and the impact of contingent historical events as major factors within the development of modern European societies (see also Sigwart Reference Sigwart2012, 323–5). Contrary to an exclusively structural, but also contrary to an exclusively historical, ideographic approach, only this genuine characterological connection of structure and action enables Arendt to methodologically focus on the question she is most interested in: namely to elucidate the concrete practical logic of those processes of structural crystallization which not necessarily, but actually led to the catastrophe of totalitarianism.
According to this interpretation of Arendt's account, her ideographic case studies implicitly follow two general methodological principles. They operate, first of all, on the fundamental conceptual assumption that politically significant social patterns, structures, or ideas—such as anti-Semitism, racism, modern bourgeois society, the historical constellation of imperialism, or the constitution and political institutions of a peculiar society—are articulated on the practical level of concrete actions in terms of socially dominant character types that are composed of peculiar sets of individual dispositions. This idea reflects Arendt's general insistence on empirical concreteness and methodologically applies it to the practical logic of political interaction and its relation towards its structural context. Instead of stating a clear linear, unilateral causal relation, it assumes a practical logic of complex mutual interplay between structure and action. For Arendt the structural patterns of a society, insofar as they are not merely abstractions, but empirically relevant phenomena, are to be understood in concrete and personal terms. In the social and political practice of individuals, the “structure” of a society is permanently translated, as it were, into various individual attempts to actively relate oneself to one's structural environment. In turn, social structures are permanently reproduced, altered, and potentially transformed through such practices of individuals of relating themselves to their structural environment and thereby concretely enacting the “spirit” of these structural patterns. Structural patterns—like “states” or political communities—are “product(s) of action” which “depend for continued existence upon acting men” (Arendt Reference Arendt and Kohn2006, 152). At the same time they form the contextual conditions of further actions. Structural patterns virtually consist of and at the same time inform the various enactments of individuals’ relation towards their political environment.
Arendt's analysis in Origins focuses on these mutually constitutive relations between structures and individual enactments and dispositions by conceptualizing a set of representative character types as the “living embodiments” or “living symbols” of elementary structures (Arendt Reference Arendt1976,Footnote 1 71, 189). These character types, such as the parvenu and the pariah, the bourgeois, the bureaucrat, the “imperialist character,” the “mass man,” and others, are to be understood as Arendt's genuine methodological translations of structural concepts into the more concrete and practical terms of a political theory of action. By describing a variety of representative dispositions and practices of relating with society, these character types articulate the peculiar “spirit” of a structural pattern in the sense of its essential practical and personal meaning. Arendt experimented upon this interpretive method of reflecting on the relation between structure and person already in a number of her early writings (Reference Arendt1957; Reference Arendt and Kohn2007, 275–97, 317–28, 338–42, 402–4), and she also applied it in some of her later works, for instance in her essays in Men in Dark Times (Sigwart Reference Sigwart2012, 447–56) and in On Revolution (see the interpretations of Cane Reference Cane2015, 68–71; Klein Reference Klein2014). Most obviously, however, it is in Origins that Arendt makes this relation a crucial principle of her method of political theorizing.
This methodological principle, second, has important implications regarding the empirical basis of Arendt's study. The conceptual construction of character types is particularly apt to bind abstract theoretical analysis to concrete instances in terms of personal experience and to be empirically substantiated by the identification of exemplary biographies of actual individuals who more or less comprehensively represent a dominant character type within a peculiar social context. The frequently inserted biographical miniatures in Origins are therefore not merely literary illustrations of or idiosyncratic digressions from the analysis of the “elemental structure” of society, but integral parts of the analysis itself. They often result in rather narrative, almost literary forms of “storytelling” as a means of reflection and argumentation. Accordingly, some interpretations of Arendt's writings rightly emphasize the importance of the ideographic and narrative aspects to her way of theorizing (Benhabib Reference Benhabib1990; Disch Reference Disch1993). These aspects must nonetheless be understood as aiming at coherent theoretical conceptualization. While focusing too exclusively on Arendt's use of storytelling can “arguably limit our sense of her approach” (Buckler Reference Buckler2011, 38) and may especially tend to rather neglect its conceptual potentials, the contextualization of this narrative method within a characterological frame of reference helps to grasp Arendt's peculiar use of “stories” for her theoretical purposes. Set within its characterological context, Arendt's story-telling turns out to serve a distinctly analytical purpose in terms of structural conceptualization.
This is indicated, for instance, by Arendt's remarks in the first part of Origins on Marcel Proust's reflections on the social problems of his time (OT, 80–8). Proust's work for Arendt is an example of a masterful literary reflection on the intimate connections between individual experiences and dispositions and the elemental structure of society. At the same time, however, Proust's work is also an example of the limitations in terms of critical reflexivity set by a purely literary form of storytelling (OT, 80). Contrary to Proust's literary introspection which tends to blur the critical distance towards the elemental social patterns of meaning it articulates, Arendt's reflections assume the distanced position of an observer of society, aiming at the explicit conceptual description of those structural relations which Proust unconsciously articulates.
In a later text Arendt describes this theoretical distancing as an act of “alienation” from an immediately involved common-sense understanding of concrete “stories.” This gradual alienation serves as a methodological “means to focus attention” on a story's theoretically essential aspects (Arendt Reference Arendt, Dempf, Arendt and Engel-Janosi1962, 2). Since “incidents in themselves are not persuasive” because “they are isolated instances by definition and thus open to endless interpretation,” they need to be theoretically contextualized by way of a “slow, plodding discovery and, perhaps, the mapping survey of the region which some incident had completely illuminated for a fleeting moment” (ibid.). The interpretation of incidents and stories, if it is pursued in terms of a theoretical “art of hermeneutics,” aims at a “distillation,” as Arendt puts it, of their analytical plausibility (ibid., 2–3). Regarding her own use of the narrative method, Arendt consequently asserts that her “old-fashioned story-telling” needs to be embedded within a broader “method of insulating, distilling, and hence alienating interpretation in order to give more plausibility to what I think these stories have to tell us” (ibid., 10).
Accordingly, her exemplary biographical miniatures not only tell concrete and personal stories, but at the same time also aim at a methodical “transformation of a historical figure into a model” which bears a “representative function” (Arendt Reference Arendt1978, 169). For Arendt this conceptual transformation of historical individuals into representative types is “necessary if the figure in question is to perform the function we assign to it” (ibid.), and she stresses that this “method (or technique)” is crucial for a theoretical application of narrative methods: “(T)hat is precisely what we do when we construct ‘ideal types’—not out of whole cloth, as in the allegories and personified abstractions so dear to the hearts of bad poets and some scholars, but out of the crowd of living beings past or present who seem to possess a representative significance” (ibid.; also Reference Arendt and Kohn2003, 168–70; Reference Arendt, Ludz and Nordmann2002, 771; see also Parvikko Reference Parvikko2004). For Arendt, biographical narratives ought to be integrated into a theoretical framework primarily by interpreting them in terms of a conceptual construction of character types that represent major structural phenomena.
While aiming at such a theoretical contextualization of exemplary stories by conceptually “distilling” their representative significance, Arendt's way of applying the method of storytelling at the same time clearly emphasizes the importance of concrete empirical “instances.” Particularly in theoretical conceptualization, “the curve which the activity of thought describes must remain bound to incident as the circle remains bound to its focus” (Arendt Reference Arendt, Dempf, Arendt and Engel-Janosi1962, 10). Storytelling as a method of theorizing gives credit to the fact “that, no matter how abstract our theories may sound or how consistent our arguments may appear, there are incidents and stories behind them which, at least for ourselves, contain as in a nutshell the full meaning of whatever we have to say” (ibid.). Arendt's approach of conceptual theorizing therefore shares with “literature” a principal focus on the concrete and personal manifestations of more general constellations. It especially shares with Proust's literary narration the assumption that a society's elemental structure is somehow reflected in the typical individual dispositions within this society and that these dispositions can be brought out only by examining concrete instances and stories. As a consequence, although Arendt's main objective in Origins is to carve out the “structural elements” of totalitarianism, she does not primarily approach this objective directly from the structural level by trying to develop clearly defined abstract ideal types. On the contrary, dispensing with such structural definitions, Arendt develops them in the form of a broad empirical casuistry of symptomatic “instances” and exemplary character types.
Modern anti-Semitism, for instance, seems to be fully comprehensible for Arendt only if it is embedded in a broader perspective encompassing a variety of case studies detailing the experiences and dispositions on the concrete level of individual actions. Against the abstract “common sense fallacies” of a mere “scapegoat theory” or of an abstract idea of “eternal anti-Semitism” that to Arendt “bear a terrible resemblance to those modern practices and forms of government which, by means of arbitrary terror, liquidate the very possibility of human activity,” she emphasizes that a theory of anti-Semitism ought to be capable of explaining this structural element “in specific historical terms,” accounting for the “significance of human behavior” (OT, 8). It ought to in the first place be capable of explaining how “a plurality of individual stories” in practice comes to articulate the “complex matrix of meaning,” (Judaken Reference Judaken, Rensmann and Gandesha2012, 175–6) which in theory can be identified as the structural pattern of anti-Semitism. The “spirit” of anti-Semitism may therefore be most expressively depicted within a case study of its most personal manifestations, for instance in the exemplary individual disposition of Benjamin Disraeli. For Arendt, Disraeli's practice of relating himself to his social environment demonstrates “a unique understanding of society and its rules” and “the most profound insight into the very principle by which the slow and insidious decline of 19th-century society into the depth of mob and underworld morality took place” (OT, 69). In effect, his character traits represent the “living embodiment” of this society (OT, 71). Disraeli is an exemplary case for the parvenu, a character type which paradigmatically articulates the “spirit” of major structural conditions in 19th-century European societies in terms of an individual disposition.
The chapter on Disraeli (OT, 68–79) is but one example of Arendt's biographical case studies in Origins; the passages on Rahel Varnhagen (59–66), Georges Clemenceau (105–20), on Cecil Rhodes and Lord Cromer (209–16), or on Lawrence of Arabia (218–21) are others. They form part of the empirical basis of Arendt's constructions of a number of character types that help to comprehend the practical significance of the structural constellations that eventually crystallize into the phenomenon of totalitarianism. Arendt methodologically connects the abstract analytical level of “elementary structures” with the “incidents” of her biographic miniatures and narratives by conceptually mediating both within the concrete and personal or “living abstractions” (OT, 189) of representative character types, such as the “parvenu,” the “imperialist character,” or the “mass man.” Before I consider some of these examples more closely, it is helpful to sketch some parallels this methodological perspective has in 20th century's theory debate. In fact, when taking into account its characterological aspects, the position from which Arendt approaches the problem of totalitarianism is not as isolated as it may appear to be at first sight.
THE CHARACTEROLOGICAL DISCOURSE: A “HIDDEN TRADITION” OF THEORIZING
In analyzing the relations between structural patterns and individual dispositions, Arendt applies a method of theorizing which plays an important role in the 20th-century discourse on social and political theory. Particularly obvious are the characterological accents in Max Weber's social theory (see also Hennis Reference Hennis1987, 59 ff.). Arendt was certainly critical of some underpinnings of Weber's ideal-typical method of conceptual construction. Besides a number of substantial differences regarding the concrete conceptual understanding of politics and action (Baehr Reference Baehr and Aschheim1999, 317–23), Arendt's methodological exercises also clearly oppose Weber's outspokenly neo-Kantian epistemological orientation. Contrary to this orientation, Arendt aims at hermeneutically “distilling” her theoretical concepts directly from the empirical material itself–an interpretive method which Weber ([1922] Reference Weber1988b, 181) explicitly denied in favor of the neo-Kantian notion of abstract hypothesis construction. Notwithstanding these significant differences, however, Arendt does share with Weber the marked interest in the conceptual connection of society and action. Weber seeks to elicit the cultural significance (“Kulturbedeutung”) of structural elements by constructing practical ideal-types from the correlating dispositions of individual actors. In his political sociology Weber often follows the methodological principle that the “spirit” of an institutional constellation can be most clearly grasped by constructing an ideal model of an individual actor most appropriately corresponding to the institution's functional logic ([1921] Reference Weber1988a, 334–40, 388–92; on character types of politicians in Weber's Politics as a Vocation, see Satkunandan Reference Satkunandan2014). Furthermore, Weber tries at times to empirically substantiate these ideal-typical constructions by identifying exemplary representatives of specific character types. The most familiar example in this respect is Weber's exposition of the “spirit of capitalism” as the individual disposition corresponding to the economic structure of modern societies, with reference to the exemplary case of Benjamin Franklin ([1920] Reference Weber1947, 31–8).
The same idea of characterological interconnections between structures and individuals reoccurs in Karl Jaspers’ Psychologie der Weltanschauungen (1919). Jaspers’ study, which Arendt (Reference Arendt and Kohn1994, 9) considered to be among the decisive readings of her early intellectual biography, directly takes up Weber's line of thought, not only in terms of content but also regarding its “characterological” methodological foundation (Jaspers Reference Jaspers1919, 9, 13). A similar conceptual framework is applied in Erich Fromm's and Theodor W. Adorno's social psychologies of authoritarianism (Adorno et al. Reference Adorno, Frenkel-Brunswik, Levinson and Sanford1950; Fromm Reference Fromm1941) as well as in the account of the “changing American character” in Riesman et al. (Reference Riesman, Glazer and Denney1950) or in the analysis of the political self-perception of American society in Bellah et al. (Reference Bellah, Madsen, Sullivan, Swidler and Tipton1996). Pierre Bourdieu's (Reference Benhabib1990, 52 ff.) conception of habitus, finally, is one of the most recent elaborate accounts of a characterological connection between social structures and individual dispositions.
Regarding its methodological orientation, Arendt's study can conceivably be classified as a genuine contribution to this subtle characterological discourse. Due to her distinctly political theoretical interest, however, Arendt's contribution also differs, for instance, from Riesman's sociological perspective (Baehr Reference Baehr2010, 35–58) or from Fromm's analysis of the “authoritarian character,” in spite of some common subject matter. Whereas the major theoretical focus of Fromm's concept of “social character” lies on psychoanalytical and sociological questions, Arendt in Origins is primarily interested in political character types. Rather than dealing with psychological and social problems, Arendt's characterological investigations reflect the public personae of individual actors and their political relation towards their social environment (see also Baehr Reference Baehr2013).
A recent example of a study that shares some traits with the method implicitly applied in Origins may clarify this political focus of Arendt's account. In the first part of Habits of the Heart, Robert Bellah et al. introduce the “representative character” as a fundamental methodological category of their study. The concept is inspired by Tocqueville's political theory which rests on the assumption that the structure of a society “can be viewed as an interlocking network of specific social roles” that altogether constitute “the distinctive quality of that society” (Bellah et al. Reference Bellah, Madsen, Sullivan, Swidler and Tipton1996, 39). The different roles are integrated into the more or less consistent whole of a concrete society by political “representative characters” which provide “a focal point at which a society encounters its problems as interpreted through a specific set of cultural understandings” (Bellah et al. Reference Bellah, Madsen, Sullivan, Swidler and Tipton1996, 40). According to Bellah et al., Tocqueville's idea of representative characters thereby describes a decisive feature of the cultural self-perception of societies and, hence, also a crucial methodological principle of interpreting social reality:
A representative character is a kind of symbol. It is a way by which we can bring together in one concentrated image the way people in a given social environment organize and give meaning and direction to their lives. In fact, a representative character is more than a collection of individual traits or personalities. It is rather a public image that helps define, for a given group of people, just what kinds of personality traits it is good and legitimate to develop. A representative character provides an ideal, a point of reference and focus, that gives living expression to a vision of life [. . .]. [R]epresentative character types are not abstract ideals or faceless social roles, but are realized in the lives of those individuals who succeed more or less well in fusing their individual personalities with the public requirements of those roles. It is this living reenactment that gives cultural ideals their power to organize life (39–40).
In the “living” ideal type of a representative character and in its more or less successful realization in the lives of actual persons, the abstract cultural ideals of a society are represented in terms of the concrete practice of individual actors. They function as public “myths” that orient the logic and practice of politics within a society because they reflect the society's elemental structure on the concrete level of individual action. As such public myths, furthermore, they serve as the “central hidden force” and the “vital” practical “principle” of functioning political institutions, as Tocqueville himself expresses it ([1856] Reference Tocqueville and Hampson1988, 62). Consequently, characterological analyses indeed play a major part in Tocqueville's political theory of modern society, for instance in his extensive reflections on democratic citizenship as a public role and character in the second volume of Democracy in America ([1835/1840] Reference Tocqueville, Mansfield and Winthrop2000, 399–676) or his account of the significant influence of “literary men” as representing the predominant type of leading politicians in 18th century France in his study of the Ancien Regime ([1856] Reference Tocqueville and Hampson1988, 110–18).
This Tocquevillian understanding of character types as public myths and principles of political conduct quite accurately accounts for the same distinctly political emphasis by which Arendt's characterological reflections in Origins is also determined. It is obvious that Tocqueville is a significant source of inspiration for Arendt in this respect. Arendt explicitly refers to Tocqueville's “great discovery,” for instance, of the general trend that “power-losing groups” are particularly in danger of being persecuted, as one of the “few helpful rules” in historical analyses to determine the peculiar “spirit of the time” (OT, 4–5). Furthermore, Arendt's reflections on the significance of the emerging “equality of condition” for the development of Jewish character types clearly echoes Tocqueville's historical account of modern democracy (OT, 54–5).
More explicitly articulated than these Tocquevillian themes is the influence of Arendt's interpretation of Montesquieu on her characterological method, especially Montesquieu's discovery of the fundamental problem of “principles” of action corresponding to the “nature” or “essence” of the different forms of government (Montesquieu [Reference Montesquieu, Cohler, Miller and Stone1748] Reference Montesquieu, Cohler, Miller and Stone1989, 21–30; see also Cane Reference Cane2015). That her genuine interpretation of Montesquieu exerted a substantial influence on Arendt's own account is most obvious in the concluding chapter on “Ideology and Terror” which Arendt added to the second edition of Origins. In this chapter Arendt explicitly applies Montesquieu's idea of “principles” in order to depict the “elemental structure” of the totalitarian constellation in a more systematic account than the first edition had provided (OT, 460–79). In terms of method, however, this more systematic account of the study's second edition does not suggest an altogether new perspective but only improves on the characterological principles that were already implicitly applied in the first edition. The influence of her reading of Montesquieu is also discernible (although not explicitly addressed by Arendt) in the first part of Origins which Arendt did not substantially revise for the later editions (on the different “phases” of Arendt's theory of totalitarianism also see Tsao Reference Tsao2002). Her depiction of the parvenu disposition, for instance, shows conspicuous parallels to Montesquieu's understanding of the principle of “honor” (see below). That Arendt's interest in Montesquieu's “principles” indeed closely relates to her characterological conceptualizations is most obvious, however, in some essays written after the first edition of Origins in which Arendt reacted to her critics and attempted particularly to more explicitly bring out some of the methodological implications of her study.
In these texts Arendt argues that Montesquieu's concept of “principles” brings to the fore the connectedness of the structural elements of a society, such as its legal and institutional structure or its patterns of power, with the practical dispositions of individuals acting within these structures (Reference Arendt and Kohn1994, 331–6). While “nature” or “essence” in Montesquieu denotes the “particular structure of government,” its principle of action “is what inspirits it,” because the “structure taken in itself would be altogether incapable of action or movement” (Arendt Reference Arendt and Kohn2005, 63). Arendt's interpretation stresses that Montesquieu's category of principle is neither a “psychological” nor a “metaphysical,” but a distinctly political theoretical concept which sets a “binding link between the structure of a government represented in the spirit of its laws and the actions of its body politic” (Arendt Reference Arendt and Kohn2005, 66). Principles depict “the very criteria according to which all public life is led and judged” (Arendt Reference Arendt and Kohn1994, 332). They describe the substantially public form of the relation between individuals’ dispositions as political actors and their comprehensive social contexts. Accordingly, “the animating force of principles” for Arendt has to be understood “as an externalized, worldly force” (Cane Reference Cane2015, 63).
These Montesquieuian themes also resonate in Arendt's concrete analyses in Origins. Integrated in the genuine conceptual framework of her analysis of totalitarianism, the “externalized, worldly force” of representative dispositions turns out to be a significant factor in the process of crystallization of various structural elements and hence a major force of structural and character transformation. The following section gives a more detailed account of Arendt's technique of applying the characterological method as a means to understand the totalitarian constellation.
ARENDT'S CHARACTEROLOGICAL ACCOUNT OF THE ORIGINS OF TOTALITARIANISM
In Origins Arendt shapes the characterological method into a distinctly critical method of political analysis. When read with an eye on this interwoven characterological motive, Arendt's study not only provides an account of the “elemental structure” of the totalitarian constellation; it also renders a critique of totalitarianism in terms of a political theory of action which offers a number of insights into its immediately practical implications. In following this characterological accent, her account of anti-Semitism brings to the fore the significance of a further aspect of her reading of Montesquieu and Tocqueville. For Arendt, the conceptual focus on principles of action also helps to conceptualize the complex political dynamics of a society's historical development. These political dynamics, however, are for Arendt conceptually much more important than Montesquieu's theory suggests, and even more complex than Tocqueville's analyses indicate. Montesquieu's concept of principle, for instance, does introduce, as Arendt stresses, “history and historical process into structures of government,” (Reference Arendt and Kohn1994, 331). But her analysis of the processes of crystallization that led to the totalitarian constellation brings much more clearly to the fore the political dynamics inherent in the relation between structure and person.
A particularly illuminating example in this respect is Arendt's examination of the character type of the parvenu. Although transformed into a different analytical context, this type shows conspicuous parallels to Montesquieu's understanding of “honor,” according to which the striving for distinction and the competition for reputation and privileges as external signs of distinction are the dominant motives for action in monarchical societies (Arendt Reference Arendt and Kohn1994, 335–6). According to Arendt, Montesquieu's concept of honor is “closely connected to historical experience” insofar as “medieval monarchy, based on nobility” is obviously the historical context in which it is originally located (Reference Arendt and Kohn1994, 331). Arendt's character type of the parvenu also has a history, but a much more unsettled one. This type does not so much reflect any sort of genuine “identity” based on the Jewish tradition. Instead, it represents the peculiar political position of Jews within the elemental structure of European societies (Judaken Reference Judaken, Rensmann and Gandesha2012, 174) which is determined by their exclusion from being fully integrated as equal members of society. As a consequence, the parvenu’s relation towards society instead follows the peculiar social logic of distinction. Compelled to abstain from claiming recognition as an equal in an open public realm, the parvenu must strive to achieve “reputation” and “privileges” as means of protection for their marginal position against a potentially hostile society.
As a consequence of this forced orientation towards distinction, the parvenu shares his general features with the public disposition of “subjects” in a monarchical society as described by Montesquieu. In Arendt's analysis, however, these features turn out to be highly ambivalent. Regarding its political implications, the position of the parvenu within his social context in a sense resembles the French nobility's position as sketched by Tocqueville. In Tocqueville's analysis of the Ancien Regime, the “gentilhommes” in 18th century France, and especially the recently ennobled “parvenu” types among them (Reference Tocqueville and Hampson1988, 71), are interpreted as representing an effectively anti-democratic character type. Within the context of the prerevolutionary French society, and contrary to the positive development and successive democratization of the character type of the “gentleman” in English and American history (ibid., 66), the motives of distinction and privilege as represented by the “gentilhomme” exerted politically highly destructive effects because they primarily brought to the fore the political dysfunctionality of the still privileged “caste” of the French nobility (ibid., 66–77).
Arendt's reflections on the parvenu as a Jewish character type focus on similar aspects, but she much more clearly treats them as symptoms of the successive development of a general alienating and socially destructive character-context constellation, namely of the development of modern anti-Semitism. Locating the type's historical origin in the absolute monarchies in early modernity, Arendt's examinations reflect the dynamics emerging from the changing constellation of this disposition's relation towards society throughout the course of modern European history (OT, 14–28; see also Sigwart Reference Sigwart2012, 325–7). According to Arendt, at the time of the “court Jews” the parvenu disposition still had a positive social function. The “court Jews” remained aware of their marginal position within society and therefore maintained the original meaning of the motives of reputation and privilege. They did not yet try to use the logic of distinction as a means to find a way into society, as it was the case in later constellations. This disposition, furthermore, corresponded to the elemental structure of the old European nation states. Their “nature” was based on a fundamental antagonism between the social classes and on a strict separation of the state as an administrative entity from society (OT, 17). Following therewith the same rationale of distinction, yet only on the structural level, these old European class societies, organized as nation states, could make a positive use of the parvenu disposition; they even functionally depended on it.
In the course of the successive disintegration of these class societies of the old European style, however, the parvenu’s political function also dissolved, turning the figure into a socially dysfunctional character type (OT, 14–5). In the 19th century the parvenu—as one of the few public roles Jews had been at all allowed to play—had become a structural anachronism, as it were. Accordingly, the type's “behavior patterns,” still centered around the “concentrated effort to distinguish” oneself, had also fundamentally changed their political significance. In light of the changing situation, determined by the dissolution of classes and at the same time by a growing pressure of social conformity, the motive of distinction turned into a hopeless strategy of assimilation, into the “tragic endeavor to conform through differentiation and distinction” (OT, 55–6, 66). In this transformed historical variant of the “exception Jew,” most clearly represented by Benjamin Disraeli (OT, 71–2), the parvenu not only directly reflected the structural conditions of a politically “decaying society,” but also provided a perfect point of projection for the various contradictions that emerged from this process of disintegration (OT, 68, 15, 55).
In Arendt's analysis, the effects generated by such incongruities between structure and action as they are discernible in the history of the parvenu disposition play a significant role within the disintegrating dynamics which dominate the development in Europe during the 19th century. The relation between structure and person within a society is obviously not necessarily stable, but may over the time of its development undergo processes of extension, stretching, disconnection, and transformation. Accordingly, a specific political disposition can at one point of its development be in tune with the society's structural physiognomy, while at another point it might strongly contradict it. As a consequence, depending on its concrete arrangement, the relation between structure and action can engender stabilizing as well as destabilizing political energies. In other words, temporal interferences can occur in the relation between structure and action in a society, and these are decisive factors within the society's political dynamics and social development.Footnote 2 For Arendt, these incongruities are indeed a major source of the increasingly destructive social forces that drive European societies in totalitarian directions. The parvenu’s fate of falling out of time, as it were, by becoming the representative character of “the inherent weakness of an obviously outmoded political structure” (OT, 50) marks the beginning of a process at the end of which any positive relation between individual dispositions and society has become virtually impossible.
In analyzing this process, Arendt's critical characterology unfolds an extraordinarily fruitful conceptual creativity and originality. Compared to Montesquieu, for instance, the characterological scenery becomes much more complicated in Arendt's examinations. The structure of European societies during the 19th century is involved in an accelerating process of transformation in which social and institutional patterns as well as their corresponding individual dispositions are permanently in motion, dissolved and transformed. Accordingly, rather than just one single fundamental principle, there seem to be several varieties of dominant character types, each representing major tensions, contradictions, and fractures within a specific phase in the development of these disintegrating and transforming social constellations.
Another specific feature of Arendt's character types is their genuinely negative political orientation. On the practical level of individual dispositions, the process of alienation in 19th century Europe is above all determined by the fact that the character type of the citizen is increasingly absent within the characterological scenery of the European public. Under the conditions of the anti-Semitic, racist, and imperialist transformation of the European societies’ elemental structure, the political character type of the citizen itself becomes a structural anachronism. Arendt's casuistry of character types in Origins consequently depicts the practical manifestations of an accelerating process of political alienation unfolding in 19th-century Europe in which the growing political vacuum is filled by distorted surrogates of citizenship, by apolitical or even antipolitical individual dispositions that increasingly dominate the understanding of public action (OT, 207–21).
This process appears to be determined by two major destructive tendencies: by the decontextualization of character types and by the direct perversion of their original meaning (see also Sigwart Reference Sigwart2012, 328, 331). The decontextualizing effects of political disintegration are particularly obvious in the imperialist phase of the development. “Expansion” as the defining principle of action which determines the thrust of imperialist politics stretches the structural context of political action to a point where any concrete limitations and comprehensible “borders” of political action are dissolved. The “imperialist character” operates within a structural frame of reference which is permanently expanding, to a point where it loses its social function as a meaningful horizon for practical orientation.
Arendt argues that this decontextualization had already taken place in the course of the political “emancipation” of the bourgeois’ peculiar “set of behavior patterns” which began to replace the political logic of the citizen's public disposition. During the 18th century, the originally merely private “bourgeois convictions” of competition and expansion and the “primary concern with money-making” were “gradually transformed into rules and principles for the conduct of public affairs” (OT, 138). When turned into a representative disposition of political action, however, the inherently expansive logic of modern capitalist economy necessarily engendered destructive effects. “In contrast to the economic structure, the political structure” of a society “cannot be expanded indefinitely” without dissolving its social function as a meaningful frame of orientation: “The victory of bourgeois values over the citizen's sense of responsibility meant the decomposition of political issues into their dazzling, fascinating reflections in society” (OT, 126, 80).
In their fully developed form, the practical implications of such an unlimited frame of reference crystallize in the “imperialist character,” who actively follows the logic of expansion as the principle of public action. For Arendt, this peculiar disposition is most purely represented by Lord Cromer and Cecil Rhodes. Both men were driven by their discovery of expansion, “conceived as an endless process,” as a new political principle of individual action (OT, 215). For Arendt both are exemplary cases that demonstrate the absurd nature of this principle according to which human actions ought to be understood in terms of “functions” of the “anonymous forces” and “dynamic trends” of the historical processes of expansion (ibid.).
In terms of individual morality, the effects of this indefinitely expanding, self-consuming character are utterly destructive, and sometimes tragic. Arendt explicates this tragic trait with the case of Lawrence of Arabia, the “best man” (OT, 218) whom the ideal of the imperialist character had the opportunity to destroy. Lawrence's biography is an exemplary case of the development of a “quixotic” disposition, a type which, again, highlights the significance of temporal interferences in the interplay between society and action. Lawrence's tragic greatness lies in the fact that he most consequently realized the absurd principle of the imperialist character while at the same time struggled to remain a morally decent individual. This struggle, however, since it was pursued under the conditions of an imperialist society, could only remain an isolated endeavor, without the potential of creating the possibility of a new meaningful political relation between individual and society. The traditional forms of individual morality had already become dysfunctional structural anachronisms, without any positive relation towards the new social context of expanding society: “Lawrence. . .clung fast to a morality which. . .had already lost all objective bases and consisted only of a kind of private and necessarily quixotic attitude of chivalry,” standing for “such virtues as chivalry, nobility, bravery” that had become “utterly out of place in a political reality ruled by Cecil Rhodes or Lord Curzon” (OT, 218, 209).
The totalitarian movements consequently radicalize this destructive tendency of decontextualization by making it the explicit goal of their ideological programs for a complete reorganization of society. These programs can on the one hand be understood as attempts to violently resynchronize the relation between action and society. On the other hand, however, these violent resynchronizations only radicalize the perversions of this relation that preceded them and hence serve to complete “the breakdown of the whole structure of morality, the whole body of commands and prohibitions which had traditionally translated and embodied the fundamental ideas of freedom and justice into the terms of social relationships and political institutions” (Arendt Reference Arendt and Kohn1994, 328). Under these conditions, the decontextualizing principle of expansion is radicalized by the totalitarian idea of a movement that is “international in organization, all-comprehensive in its ideological scope, and global in its political aspiration” (OT, xxvii).
Arendt's further characterization of the “mood” (OT, 334) and “climate in which the rise of totalitarianism takes place” (OT, 326) particularly highlights the reciprocal character of the interplay between structure and person and of the transformative effects generated by the temporal interferences involved in it. The character type of the “authentic mass man,” for instance, most paradigmatically represented by the biographies of Heinrich Himmler and Joseph Goebbels, not only “individually. . .embodie[s] the mass destiny of the time” under the structural conditions of “the pre-totalitarian atmosphere” (OT, 327, 332); at the same time this type, particularly prevailing in the “front-generation” after the First World War, also depicts the phenomenon of a transformative avant-garde of mass-society at a time when “masses” on a large scale were about to emerge. This avant-garde's representatives, for whom the experiences of “destruction without mitigation, chaos and ruin as such assumed the dignity of supreme values,” (OT, 328), not only react to, but actively help to accelerate the process of alienation. In this transformative variant of a representative disposition, the very idea of a “self-willed immersion in the suprahuman forces of destruction” becomes the model of public “role and character” (OT, 331). The negative effects of structural disintegration and decontextualization are turned into principles of action and hence transformed into activating motives for further transformation. The members of this actively destructive avant-garde elite “stand ready” and are able to organize the emerging masses because their disposition most clearly expresses and at the same time anticipates and enforces the “character transformation” and the new spirit of action which is about to become “the spirit of the time” (OT, 326, 437, 335).
Under the structural conditions brought about by this activist totalitarian project of complete decontextualization, the very idea of a meaningful context as the common horizon toward which authentically political types of individual action could be oriented becomes altogether impossible. Such meaningful modes of relating to society are replaced by “suspicion,” “provocation,” and “conspiracy” as the new principles of action (OT, 430, 436). For Arendt, the character type which most clearly translates the systematically destabilized and permanently changing structural patterns into this new conspiracy principle of action is the “double agent.” Within a structural situation where “neither a community of values nor the predictabilities of self-interest exist as social (as distinguished from merely psychological) realities,” the practical logic and peculiar qualities of the secret police become “the general qualities of totalitarian society” as a whole (OT, 430). Within this society, “permeated by standards and living by methods which once had been the monopoly of the secret police,” “[e]veryone, in a way, is the agent provocateur of everyone else” (OT, 430–2). The disposition of the double agent, which assumes the status of a living embodiment of the society's practical spirit, is directly derived from the experiences of completely alienated “social outcasts” (OT, 432). These outcasts lack the ability to relate to their social environment in any other way than through the destructive terms of conspiracy, which perfectly articulates in terms of action the structural conditions within an ever accelerating process of decontextualization.
Closely connected with the decontextualization of individual dispositions is a second destructive tendency emphasized in Arendt's analysis. Over the course of the process of political disintegration, earlier character types are replaced by new dispositions that not only distort, but directly invert and thereby pervert their original meaning (see also Crick Reference Crick1977, 125 and Kohn Reference Kohn and Grunenberg2003, 96). The new representative types resemble the earlier ones, but at the same time they completely invert their practical significance. They almost seem to be political caricatures, absurd imitations of meaningful dispositions (OT, 227–43). This perversion of originally meaningful character types especially determines the imperialist phase of the development. The politically emancipated bourgeois, for instance, “transformed under the pressure of the chaotic economic conditions of our time into an involuntary adventurer” who is “worried about nothing so much as his security” for which he is “ready to sacrifice his beliefs, his honor, and his human dignity” is nothing but “the exact opposite of the ‘citoyen’” (Arendt Reference Arendt and Kohn1994, 128, 130). Likewise, the socially marginal position represented by the character type of the pariah is transformed under the practical conditions of imperialism into openly destructive types of social outsiders. In the course of this transformation the peculiar features of dignity and independence which defined the pariah’s disposition are directly perverted into the redundancy and ruthlessness of the socially superfluous mass men who came to serve as the workforce in the “Great Game” of imperialist expansion (OT, 77–8, 147–57). These “superfluous men,” “spat out” by society and hence “without use or function,” mere “shadows of events with which they had nothing to do,” at the same time became the socially dominant “living symbols” of the new constellation, the “living abstractions and witnesses of the absurdity of human institutions” (OT, 189). Accordingly, the phenomenon of the imperialist “mob,” composed of these new “masses,” is to be understood as nothing but the “distortion and caricature” of political communities, an absurd “caricature of the people” (OT, 155, 107).
The final stage of this process of distortion and perversion of individual dispositions is reached in the totalitarian movements and forms of domination in the 20th century, during which the most fundamental traditional forms of European politics are altogether replaced by perverted surrogates. “Terror,” the “essence” (in the sense of Montesquieu) of totalitarian government, is nothing but the perversion of the idea of a government of laws (OT, 464–8; Arendt Reference Arendt and Kohn1994, 340–3). The institutions of totalitarian governments are nothing but “fake imitations” and “exact counterparts” of traditional institutions that directly pervert their original logic by replacing any political practice of self-organization with the shear logic of functionality and the techniques of “Gleichschaltung” (OT, 372). Totalitarian mass organizations are nothing but the distorted imitations of commonly shared public spaces, in which the only remaining possibility of individually relating to the social world is the experience of utter “loneliness” (OT, 474–8). “Ideology,” finally, is not only the distortion of the traditional idea of natural law and of political knowledge based on practical judgment, but also the direct perversion of the idea of a meaningful political disposition of individuals towards society as such (OT, 461–5, 346–51). From Arendt's point of view, the “abstract logicality” of ideology, being the surrogate which totalitarianism requires “in place of Montesquieu's principle” (OT, 472) as “the driving motor of political action,” turns the idea of human action itself into a shear absurdity (Arendt Reference Arendt and Kohn1994, 348–9).
The totalitarian constellation, hence, is the final stage of perversion of the meaningful relation between action and structure, between individual and society. What remains of this relation in the ideological disposition is the experience of mere functionality. In the distorted terms of the ideologue as a character type, being an individual person is reduced to the role of a mere “phantom of a force,” and the meaning of “action” is reduced to the mere execution of “the necessary forces which rule the world” (OT, 219–20). Consequently, the disposition of a type like Eichmann “who had decided to be and remain a law-abiding citizen of the Third Reich” necessarily implies neglecting the very possibility of “personal responsibility” by claiming to be a mere “cog” within a “system” and the representative of necessary “historical trends and dialectical movements,” the “innocent instrument of an inhuman impersonal course of events” (Arendt Reference Arendt and Kohn2003, 40, 29–31, 20–1; OT, 8). Ideology, as the complete implosion, as it were, of the reciprocal relation between action and structure, ultimately transforms the individual from a participant in the process of commonly constituting and altering the shape of the social world and of the structural conditions of individual action into a mere technical function of abstract and anonymous social structures and processes. The ultimate result of this absurd constellation is to render the question of individual character types itself practically irrelevant. Arendt's understanding of ideology is the consequent conceptual conclusion of the negative characterological casuistry woven into her study on totalitarianism.
In conclusion, the most important conceptual cornerstones of the characterological approach that can be extrapolated from this casuistry are, first, the idea of a reciprocal, mutually constitutive and dynamic relation between structure and action; second, the idea of a methodological mediation of elementary structures and concrete incidents and stories by way of an interpretive construction of representative character types; third, the transformative potential of temporal interferences and structural anachronisms within this relation; and fourth, the significance of constellations of political vacuum and of decontextualization and inversion in the dynamic development of character-context configurations.
Due to their implicit and rather inarticulate form, Arendt's exercises in applying these methodological ideas leave a number of important conceptual questions rather unanswered, such as her criteria in choosing exemplary cases or in accentuating the significance of peculiar structural patterns. Notwithstanding these open questions, however, the reconstruction of her implicit methodological framework can serve not only to enhance our understanding of her political theory; when taken as an inspiration for further methodological reflections along the lines indicated by it, Arendt's characterological account can also make fertile contributions to current methodological debates in political theory. The following concluding section briefly outlines some of these potential contributions.
POLITICAL CHARACTEROLOGY AND THE CURRENT METHODOLOGICAL DEBATE
Viewed against the background of current debates in political theory, Arendt's exercises in Origins on the question of “how to think” strongly suggest that theoretical concepts of political analysis ought to be derived or “distilled” from real politics, especially from the “living abstractions” of socially representative character types that serve as practical or “public myths” in the political self-interpretation of societies. They ought to be empirically embedded concepts in the sense of analytical reiterations of the concrete experiences, logics, and languages of political practice itself. This implies the general methodological argument that not only the “public myths” of practical representative characters, but also formal “actor models” in political theory are to be understood as contextual categories that make full sense only if correlated to the peculiar “elemental structures” they reflect and translate into more concrete and personal terms. Arendt's peculiar way of following this general argument by constructing representative character types can contribute to methodologically integrating theoretical perspectives on “macro-social forces,. . .political institutions, action, and change” into a coherent conceptual framework (March and Olsen Reference March, Olsen and Goodin2009, 171).
On the most general theoretical level, this argument has two major epistemological implications. It first and foremost highlights the significance of a systematic connection of structural theories with theories of action in social science methodology. As a consequence, it secondly relates to the question of the status of history in systematic analyses of contemporary social reality. Regarding this question of how to conceptualize the “history-political-philosophy relationship” (Floyd and Stears Reference Floyd and Stears2011, 2), Arendt's characterological reflections are in line with “non-ideal” or “realist” approaches. These approaches stress the exigency of a historical account of political theory and its focus on the concrete practices of politics, set within the contextual frameworks of particular structures and institutions (Galston Reference Galston2010). Arendt's embedded method of conceptual construction consequently emphasizes, against more skeptical recent assessments (Rehfeld Reference Rehfeld2010, 477), the major significance of a critical history of ideas in terms of genealogies of theoretical “concepts” and their relation to the “living abstractions” engendered in practices of social self-interpretation. By stressing the conceptual richness of the “hidden” characterological discourse in this respect, it can complement the recent discussion of the potential contribution of classical conceptions to this debate (Gimbel Reference Gimbel2014; Jordan and Nederman Reference Jordan and Nederman2012; Meckstroth Reference Meckstroth2012). Most importantly, her focus on the mutually constitutive relation and the dynamic interplay between structural patterns and individual dispositions can substantially help to further clarify the realist methodological claim that political theory ought to engage, in contrast to ahistorical abstractions, in “theoretical distillations” of concepts and principles “composed of an incommensurable plurality of local codes. . .which only interpretive historical enquiry will be able to discern” (Floyd and Stears Reference Floyd and Stears2011, 2–3; see also Shapiro and Wendt Reference Shapiro, Wendt and Shapiro2005, 31–41).
Regarding this question, Arendt's methodological exercises in Origins not only systematically focus on constructing representative character types which mediate contexts with dispositions by theoretically conceptualizing the empirical practice of individuals relating themselves to society. By doing this, her interpretative method also provides a framework in which structural conceptualization can be systematically bound back to concrete “incidents,” “stories,” and exemplary biographical case studies. Arendt's claim that storytelling and biographical miniatures ought to be understood as integral parts of a scientific analytical examination is surely one of the most unconventional aspects of her “rather unusual approach.” It may at the same time, however, also be a particularly interesting and inspiring proposition, especially when understood as a theoretically embedded and conceptually oriented method as suggested in this article. Against this background, Origins can be read as a highly experimental and tentative, but also highly creative and insightful examination of the possibilities of methodologically using stories and biographical miniatures as “theory-oriented case-studies” and “theoretically oriented narratives” (George and Bennett Reference George and Bennett2005, 10, 205) for the purpose of interpretive conceptual construction.
While such a theoretical application of exemplary cases and narrative methods, which “have in some sense been around as long as recorded history,” (ibid., 5) receives increasing attention in the current debate, its more systematic methodological examination has began only recently. Among the most controversial questions in this debate is “the problem of case selection, one of the most challenging aspects of case study research design” (ibid., 7). There indeed “is no intellectual consensus. . .on how to choose cases for narrative exposition” (Fearon and Laitin Reference Fearon, Laitin and Goodin2009, 1171). In fact, Arendt's characterological exercises too are particularly implicit and inarticulate with regard to this question. But they do suggest three general arguments which can substantially contribute to a further clarification of this question. They suggest, first, that the theoretical use of storytelling for conceptual “distillation” and its underlying method of case selection primarily follows a “logic of discovery” in terms of conceptual construction and theory development, as opposed to a “logic of confirmation” and theory testing (on this distinction George and Bennett Reference George and Bennett2005, 12, 20–2; for the logic of case selection for hypothesis testing see Goertz and Mahoney Reference Goertz and Mahoney2012, 177–91). This implies, second, that theoretical narration is based on an “art of hermeneutics” (see above) in terms of interpretive conceptual construction in which any selection of single stories and incidents as exemplary cases necessarily involves an experimental hermeneutic element or, to put it with Gadamer (Reference Gadamer1990, 298–9), an anticipative assumption of completeness (“Vorgriff der Vollkommenheit”) which has to prove its consistency and validity in the further course of conceptual construction. Finally, regarding the general orientation of such conceptual constructions, Arendt's method of theorizing suggests that the rich conceptual fertility of stories and especially of biographic miniatures can most clearly be brought to light within a conceptual framework which focuses on the “living abstractions” of representative character types.
Such a method of conceptualizing character types can be a particularly fruitful inspiration, for instance, for empirical studies that focus on the “personal” factors in policymaking processes (Philp Reference Philp2007; Schabert Reference Schabert2010) as well as for critical analyses of the historical dynamics engendered by specific social and political constellations, as pursued, for instance, in Nancy Fraser's historical reconstruction of a “triple movement” in the development of modern society (Reference Frazer2013) or William Connolly's critical genealogy of the contemporary connection of “Capitalism and Christianity” in American society. Connolly's study is a particularly good example in this respect. Resting on the assumption that “every institutional practice—including economic practices—has an ethos of some sort embedded in its institutions,” Connolly's analysis highlights the dynamic and transformative social effects which such a practical “ethos,” due to its “considerable ambivalence, uncertainty, and points of contestation” may generate (Connolly Reference Connolly2008, 2). The suggestion indicated by Arendt in Origins to particularly focus, with regard to such transformative dynamics, on constellations of political vacuum, on processes of decontextualization and on temporal interferences within the relation between structure and action, as well as to distinguish different varieties of such phenomena, such as “quixotic,” “avant-garde,” or “inverted” representative character types, can help to more explicitly conceptualize and differentiate such “points of contestation.”
This idea of temporal interferences as significant factors of social and political transformation can also enrich the discussion of theoretical approaches of path dependence. Characterological concepts can complement the analysis of positive feedback, institutional complementarities, critical junctures, institutional resilience or deep equilibria effects (Pierson Reference Pierson2004, 133–60) by highlighting the arguably quite different effects of processes of decontextualization and inversion engendered by certain character-context configurations. Analyses of such configurations may therewith open up new perspectives on the conditions of continuity as well as of instability and change in the development of political institutions and structural patterns. In terms of democratic theory, this can also help to further clarify structural patterns of “civic-ness” (Putnam Reference Putnam1993) or of “civility” as the peculiar “political relation” which determines “a constitutional democratic government's relation to its citizens and their relation to one another” (Rawls Reference Rawls1999, 135, 132) in terms of particular character-context configurations. Viewed from a characterological perspective, these relations, regarding their temporal dynamics, ought to enable and balance both institutional continuity and change. By highlighting the idea of enactment, finally, and also by focusing on the destructive effects of political vacuum and of the absence of authentically civic enactments of structural patterns, characterological analyses and conceptualizations may potentially also challenge current understandings of citizenship which focus on the negative or defensive characteristics of democratic politics and participation, such as on the idea of nondomination (Pettit Reference Pettit2012). From a characterological perspective, institutional continuity and change are to be understood in the more positive terms of individual acts of relating to a society's political institutions in the sense of enacting and potentially also altering and re-shaping them by translating their elementary structure into the personal terms of representative dispositions.

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