1. Introduction and preliminaries
1·1. The study of finite W-algebras associated with a reductive Lie algebra and its regular nilpotent element over the complex number field
$\mathbb{C}$
can be traced back to Kostant’s work (see [
Reference Kostant11
]). Kostant’s construction was generalised to arbitrary even nilpotent elements by Lynch [
Reference Lynch13
]. Premet developed the finite W-algebras in full generality in [
16
]. Recall that a finite W-algebra
$U(\mathfrak{g}_\mathbb{C},\hat e)$
is a certain associative algebra associated to a finite-dimensional complex semisimple or reductive Lie algebra
${\mathfrak{g}_\mathbb{C}}$
and a nilpotent element
$\hat e\in{\mathfrak{g}}_\mathbb{C}$
. We refer the readers to [
16
], or to some other survey papers (for example, [
Reference Arakawa1, Reference Losev12, Reference Wang29
]) for details.
As a counterpart of the finite W-algebra
$U(\mathfrak{g}_\mathbb{C},\hat e)$
over
$\mathbb{C}$
, Premet defined the finite W-algebra
$\mathcal{W}({\mathfrak{g}},e)$
over a field
${{\unicode{x1D55C}}}$
of characteristic
$p\gg0$
(see [
17
]).
1·2. In Premet’s formulation, the finite W-algebra
$\mathcal{W}({\mathfrak{g}},e)$
over
${{{\unicode{x1D55C}}}}$
is obtained from the
$\mathbb{C}$
-algebra
$U(\mathfrak{g}_\mathbb{C},\hat e)$
by the method of “reduction modulo p”. Hence the characteristic of field
${{{\unicode{x1D55C}}}}$
must be sufficiently large (see [
17
] for more details). In [
Reference Goodwin and Topley6
], Goodwin and Topley generalised Premet’s work to the case with
$p=\text{char}({{\unicode{x1D55C}}})$
satisfying Jantzen’s standard hypotheses on the corresponding reductive algebraic group G of
$\mathfrak{g}$
(cf. [
Reference Jantzen8
, section 6]).
Along Premet’s formulation of finite W-algebras, we developed in [
Reference Shu and Zeng20
] the theory of centers and the associated Azumaya property for the finite W-algebra
$\mathcal{W}({\mathfrak{g}},e)$
in positive characteristic
$p\gg0$
. Our approach is roughly generalising the classical theory of the centers of the universal enveloping algebra
$U(\mathfrak{g})$
of the Lie algebra
$\mathfrak{g}$
of a semisimple algebraic group G, which was first developed by Veldkamp (see [
Reference Brown and Gordon3, Reference Kac and Weisfeiler10, Reference Mirković14
and
Reference Veldkamp27
]); and also applying Brown-Goodearl’s arguments in [
Reference Brown and Goodearl2
] on the Azumaya property for the algebras satisfying Auslander-regular and Maculay conditions to the modular finite W-algebra case.
1·3. One purpose of this paper is to weaken the condition mentioned above for the main results in [
Reference Shu and Zeng20
]. Recall that there is another formulation (1·4) of finite W-algebras under the standard hypotheses (H1)-(H3) (section 1·3·1), raised by Goodwin and Topley [
Reference Goodwin and Topley6
], which is defined to be the invariants of Gelfand–Graev-Premet module
$Q_\chi$
(1·2) under the action of the unipotent group
$\mathcal{M}$
arising from the admissible subalgebra
$\mathfrak{m}$
(1·1) introduced by Premet over
${{\unicode{x1D55C}}}$
. This formulation is equivalent to the former one formulated by Premet whenever the former one can be defined (see [
Reference Goodwin and Topley6
, lemma 4·4 and theorem 7·3]). However, Goodwin-Topley’s definition makes sense directly over
${{\unicode{x1D55C}}}$
, instead of “reduction modulo p” through the
$\mathbb{C}$
-algebra
$U(\mathfrak{g}_\mathbb{C},\hat e)$
. Making use of Goodwin-Topley’s formation, we will revisit the main results in [
Reference Shu and Zeng20
], releasing the restriction
$p\gg0$
there.
1·3·1. Let us recall some basic materials. Let G be a connected reductive algebraic group over an algebraically closed field
${{\unicode{x1D55C}}}$
of positive characteristic p, and
${\mathfrak{g}}=\text{Lie}(G)$
. We introduce the following standard hypotheses on G and p:
-
(H1) the derived group
$\mathcal DG$
of G is simply connected; -
(H2) the prime p is good for
$\mathfrak{g}$
; -
(H3) there exists a G-invariant non-degenerate bilinear form on
$\mathfrak{g}$
.
As to the explanation on (H1)-(H3), the readers refer to [ Reference Jantzen8 , section 6·3-6·4].
Let
$g \in G$
and
$x \in \mathfrak{g}$
. We write
$g.x$
for the image of x under g in the adjoint action,
$G_x$
for the centraliser of x in G and
$\mathfrak{g}_x$
for the centraliser of x in
$\mathfrak{g}$
. Also we define
$G_{[x]} \;:\!=\; \{g \in G \mid g.x \in {{\unicode{x1D55C}}} x\}$
and call it the normaliser of x in G. We use similar notation when considering the coadjoint action of G on
$\mathfrak{g}^*$
.
For a given nilpotent element
$e \in \mathfrak{g}$
, let T be a maximal torus in G containing a maximal torus
$T_{[e]}^\circ$
of
$G_{[e]}$
, and let
$\Phi$
be the root system of G with respect to T. Write
$X_*(T)$
for the group of cocharacters of T. We write
$G^\circ$
for the identity component of G, and define
$T^{e}\;:\!=\;(T_{e} \cap \mathcal{D} G)^\circ$
,
$T^{[e]}\;:\!=\;(T_{[e]} \cap \mathcal{D} G)^\circ$
. By [
Reference Jantzen9
, lemma 5·3] and our choices, there exists a cocharacter
$\lambda\;:\; {{\unicode{x1D55C}}}^\times \to G$
associated to e with
$\lambda\in X_*(T^{[e]})$
, which means that
$\lambda(t).e = t^2 e$
and
$\lambda({{\unicode{x1D55C}}}^\times)$
is contained in the derived subgroup of a Levi subgroup in which e is distinguished (see [
Reference Jantzen9
, definition 5·3]).
In [
Reference Pommerening15
], Pommerening showed that under the hypothesis (H2) and
$p\gt2$
(note that
$\text{GL}_n$
satisfies (H1)-(H3) for all primes), for any given nilpotent element
$e\in\mathfrak{g}$
, there is an
$\mathfrak{sl}_2$
-triple (e, h, f) in
$\mathfrak{g}$
,Footnote 1 and the associated cocharacter
$\lambda$
defines a
${\mathbb{Z}}$
-grading
$\mathfrak{g}=\bigoplus_{i\in{\mathbb{Z}}}{\mathfrak{g}}(i)$
with
$\mathfrak{g}(i) \;:\!=\; \{x \in \mathfrak{g} \mid \lambda(t).x = t^i x \text{ for all } t \in {{\unicode{x1D55C}}}^\times\}$
. Such a grading will be called the Dynkin grading.
Since
$\mathfrak{g}$
is the Lie algebra of an algebraic group, it is a restricted Lie algebra in a natural way, and we write
$x \mapsto x^{[p]}$
for the pth power map. Under the hypothesis (H3), we have the G-equivariant non-degenerate bilinear form
$(\cdot,\cdot)$
on
$\mathfrak{g}$
such that
$(e, f)=1$
, and define
$\chi\in\mathfrak{g}^*$
by letting
$\chi(x)=(e, x)$
for all
$ x\in{\mathfrak{g}}$
. Furthermore, we can define an isomorphism
$\kappa$
from
$\mathfrak{g}$
to
$\mathfrak{g}^*$
via
$(\cdot,\cdot)$
. Let
$\mathfrak{l}$
be a Lagrangian subspace of
$\mathfrak{g}(-1)$
and
$\mathfrak{l}'$
the annihilator of
$\mathfrak{l}$
with respect to
$(e,[\cdot,\cdot])$
such that
$\mathfrak{g}(-1)=\mathfrak{l}\oplus\mathfrak{l}'$
. We further assume that the isotropic subspaces
$\mathfrak{l}$
and
$\mathfrak{l}'$
are T-stable under the adjoint action and
$\chi(\mathfrak{l}^{[p]}) = 0$
, and this second condition automatically holds if
$p \neq 2$
. Then we define an admissible nilpotent subalgebra
of
$\mathfrak{g}$
. We note that
$\mathfrak{m}$
is a restricted subalgebra of
$\mathfrak{g}$
, and it is stable under the adjoint action of T. There exists a subset
$\Phi(\mathfrak{m}) \subset \Phi$
with
$\mathfrak{m}=\bigoplus_{\nu\in \Phi(\mathfrak{m})}\mathfrak{g}_\nu,$
and
$\mathfrak{g}_\nu$
is the corresponding root space of
$\mathfrak{g}$
. Set
${\mathfrak{p}}\;:\!=\;\bigoplus_{i\geqslant 0}{\mathfrak{g}}(i)$
and
$\tilde{\mathfrak{p}}\;:\!=\;{\mathfrak{p}}\oplus\mathfrak{l}$
. Set
Let
$I_{\chi}$
denote the left ideal of the universal enveloping algebra
$U({\mathfrak{g}})$
of
$\mathfrak{g}$
generated by all
$x-\chi(x)$
with
$x\in\mathfrak{m}$
. Then we further have
$Q_{\chi}\cong U(\mathfrak{g})/I_\chi$
as
${\mathfrak{g}}$
-modules via the
${\mathfrak{g}}$
-module map sending
$1+I_\chi$
to
$1_\chi$
, where
$1_\chi$
is a generator of
$Q_\chi$
over
$U(\mathfrak{g})$
.
1·3·2. The one-parameter subgroup
$u_\nu\;:\;{{\unicode{x1D55C}}}\rightarrow G$
associated with the roots
$\nu\in \Phi(\mathfrak{m})$
generate a connected unipotent subgroup
$\mathcal{M}$
of G defined over
$\mathbb F_p$
, stable under conjugation by T and such that
$\mathfrak{m}= \text{Lie}(\mathcal{M})$
. It follows from [
Reference Goodwin and Topley6
, lemma 4·1] that
$I_\chi$
is stable under the adjoint action of
$\mathcal{M}$
. Then the adjoint action of
$\mathcal{M}$
on
$Q_\chi$
given by
$g.(u+I_\chi)=(g.u)+I_\chi$
for
$g\in\mathcal{M}$
and
$u\in U(\mathfrak{g})$
descends to an adjoint action on the graded module
$\text{gr}(Q_\chi)$
under the Kazhdan grading as defined in section 2·1.
We denote by
$\Phi^e \subset X^*(T^e)$
the restricted root system: the set of non-zero restrictions
$\alpha|_{T^e}$
where
$\alpha \in \Phi$
. For
$\alpha \in X^*(T^e)$
, we write
$\mathfrak{g}_\alpha\;:\!=\;\{x\in\mathfrak{g} \mid t.x = \alpha(t)x\text{ for all }t \in T^e\}$
for the
$T^e$
-weight space corresponding to
$\alpha$
. Incorporating the Dynkin grading, we obtain the decomposition
\begin{equation}\mathfrak{g} = \bigoplus_{j \in \mathbb{Z}} \mathfrak{g}_0(j) \oplus \bigoplus_{\substack{\alpha \in \Phi^e \\ j \in \mathbb{Z}}} \mathfrak{g}_\alpha(j),\end{equation}
where
$\mathfrak{g}_\alpha(j)\;:\!=\;\mathfrak{g}_\alpha\cap\mathfrak{g}(j)$
.
The space
$[\mathfrak{g}, e]$
is stable under the action of
$T^{[e]}$
, so decomposes in the way as (1·3). We may choose a
$T^{[e]}$
-stable complement
$\mathfrak{v}$
to
$[\mathfrak{g},e]$
in
$\mathfrak{g}$
. Since
$\mathfrak{g}_e$
is orthogonal to
$[\mathfrak{g},e]$
with respect to
$(\cdot,\cdot)$
, we see that the map
$\mathfrak{g}_e \to \mathfrak{v}^*$
given by
$x \mapsto (x,\cdot)$
is an isomorphism, or in other words that the form
$(\cdot, \cdot)$
restricts to a non-degenerate pairing
i.e.,
$\mathfrak{v}$
is dual to
$\mathfrak{g}_e$
via
$(\cdot,\cdot)$
.
Define the finite W-algebra associated with the pair
$(\mathfrak{g},e)$
as the invariants of
$Q_\chi$
under the
$\mathcal{M}$
-action, i.e.,
This is a
${{\unicode{x1D55C}}}$
-algebra (see for example, [
Reference Goodwin and Topley6
, lemma 4·2]). The finite W-algebra
$\mathcal{W}(\mathfrak{g},e)$
over
${{\unicode{x1D55C}}}$
can be regarded as a filtered deformation of the coordinate algebra of a so-called good transverse slice
$e+\mathfrak{v}$
to the nilpotent orbit of e (see [
Reference Goodwin and Topley6
, theorem 5·2]) as was introduced by Spaltenstein in [
Reference Spaltenstein22
].
1·3·3. Denote by
$Z(\mathfrak{g})$
the center of
$U(\mathfrak{g})$
. Let
$\varphi$
be the natural representation of
$\mathfrak{g}$
over
$Q_\chi$
, which induces a
${\unicode{x1D55C}}$
-algebra homomorphism from
$Z(\mathfrak{g})$
to the so-called extended finite W-algebra
such that
$(\varphi(x))(1_\chi)=x.1_\chi\in Q_\chi$
for any
$x\in Z(\mathfrak{g})$
. Let
$Z_p(\mathfrak{g})$
be the p-center of
$U(\mathfrak{g})$
, which is generated by elements
$x^p-x^{[p]}$
with
$x\in\mathfrak{g}$
. Then we have
${{\unicode{x1D55C}}}$
-algebra isomorphisms
$\varphi(Z_p(\mathfrak{g}))\cong\varphi(Z_p(\tilde{\mathfrak{p}}))\cong Z_p(\tilde{\mathfrak{p}})$
(see the proof of [
17
, theorem 2·1]). Now we identify
$Z_p(\tilde{\mathfrak{p}})$
with
$\varphi(Z_p(\tilde{\mathfrak{p}}))$
and
$\varphi(Z_p(\mathfrak{g}))$
. Define its invariant subalgebra
$Z_p(\tilde{\mathfrak{p}})^{\mathcal{M}}$
under the action of
$\text{Ad}\,\mathcal{M}$
as in section 1·3·2 and in section 2·3 for more precise description.
Denote by r the rank of
$\mathfrak{g}$
. Recall that under the hypotheses (H1)-(H3), by Veldkamp’s theorem [
Reference Brown and Gordon3, Reference Mirković14, Reference Veldkamp27
] we know that
$Z(\mathfrak{g})$
is generated by the p-center
$Z_0(\mathfrak{g})\;:\!=\;Z_p(\mathfrak{g})$
and the Harish-Chandra center
$Z_1(\mathfrak{g})\;:\!=\;U(\mathfrak{g})^G=\{u\in U(\mathfrak{g})\mid g.u=u\;\text{for all}\;\mathfrak{g}\in G\}$
of
$U(\mathfrak{g})$
. Moreover, there exist algebraically independent generators
$g_1,\ldots,g_r$
of
$U(\mathfrak{g})^G$
such that
$Z(\mathfrak{g})$
is a free
$Z_p(\mathfrak{g})$
-module of rank
$p^r$
with a basis consisting of all
$g_1^{t_1}\cdots g_r^{t_r}$
with
$0\leqslant t_k\leqslant p-1$
for all
$1\leqslant k\leqslant r$
.
1·3·4. Let
$Z(\mathcal{W})$
denote the center of
$\mathcal{W}({\mathfrak{g}},e)$
. Write
$Z_0(\mathcal{W})\;:\!=\;Z_p(\tilde{\mathfrak{p}})^{\mathcal{M}}$
, which lies in
$Z(\mathcal{W})$
(see section 2·3·3), called the p-center of
$\mathcal{W}({\mathfrak{g}},e)$
. Note that the image of
$Z_1(\mathfrak{g})$
under the map
$\varphi$
also lies in
$Z(\mathcal{W})$
, and we denote it by
$Z_1(\mathcal{W})$
. Set
$f_i\;:\!=\;\varphi(g_i)$
with
$1\leqslant i\leqslant r$
, which are all in
$Z_1(\mathcal{W})$
.
1·3·5. Denote by
$\Lambda_r\;:\!=\;\{(i_1,\ldots,i_r)\mid i_j\in\{0,1,\ldots,p-1\}\}$
with
$1\leqslant j\leqslant r$
. In the present paper, we will show that the following main results in [
Reference Shu and Zeng20
] for
$p\gg0$
are still true with the weakened condition on p.
Theorem 1·1. Under the hypotheses (H1)-(H3) in section 1·3·1, the following statements hold:
-
(i) The
${\unicode{x1D55C}}$
-algebra
$Z(\mathcal{W})$
is generated by
$Z_0(\mathcal{W})$
and
$Z_1(\mathcal{W})$
. More precisely,
$Z(\mathcal{W})$
is a free module of rank
$p^r$
over
$Z_0(\mathcal{W})$
with basis
$f_1^{t_1}\cdots f_r^{t_r}$
, where
$(t_1,\ldots,t_r)$
runs through
$\Lambda_r$
; -
(ii) The multiplication map
$\mu\;:\;Z_0(\mathcal{W})\otimes_{Z_0(\mathcal{W})\cap Z_1(\mathcal{W})} Z_1(\mathcal{W})\rightarrow Z(\mathcal{W})$
is an isomorphism of
${\unicode{x1D55C}}$
-algebras; -
(iii) The locus of points in
$\text{Specm}(Z(\mathcal{W}))$
that occur as
$Z(\mathcal{W})$
-annihilators of irreducible
$\mathcal{W}(\mathfrak{g},e)$
-module of maximal dimension coincides with the smooth locus consisting of smooth points in
$\text{Specm}(Z(\mathcal{W}))$
.
The proof of the above theorem is given in section 3·4.
1·4. Zassenhaus varieties
$\text{Specm}(Z({\mathcal{W}}))$
As usual, we always denote by
$\text{Specm}(R)$
the maximal spectrum for a commutative
${{\unicode{x1D55C}}}$
-algebra R (the spectrum of maximal ideals of R).
The maximal spectrum of the center subalgebra of finite W-algebra
$\mathcal{W}({\mathfrak{g}},e)$
is called the Zassenhaus variety just in the same way as in the case of modular Lie algebras.
1·4·1. The description of the Zassenhaus varieties
In the remaining part we first obtain a precise description of the Zassenhaus variety
$\text{Specm}(Z(\mathcal{W}))$
for finite W-algebras.
Theorem 1·2. There is an isomorphism of schemes
where
${\mathcal{S}}=e+\mathfrak{v}$
(see (3·1)), the superscript
$(\cdot)^{(1)}$
denotes Frobenius twist (see section 2·3·2 for the definition),
$\mathfrak{h}$
is a given maximal toral subalgebra of
$\mathfrak{g}$
and W denotes the Weyl group of
$\mathfrak{g}$
, and
$\mathcal{V}$
is the affine variety defined by
$Z_0({\mathcal{W}})\cap Z_1({\mathcal{W}})$
which turns out to be a polynomial ring of rank
$r=\dim \mathfrak{h}$
.
The proof of this theorem is given in section 4·2. It is worth mentioning that
${\mathcal{S}}$
is isomorphic to
$\mathfrak{v}$
as an affine variety (section 3·2·3).
1·4·2. The rationality of
$\text{Specm}(Z(\mathcal{W}))$
Recall that an irreducible affine algebraic variety X over a field
$\textbf{k}$
is called rational if the fraction field
$\text{Frac}(\textbf{k}[X])$
is purely transcendental over
$\textbf{k}$
. Tange in [
Reference Tange26
] proved that the Zassenhaus variety
$Z(\mathfrak{g})$
over
${{\unicode{x1D55C}}}$
under the hypotheses (H1)-(H3) is an affine rational variety. This confirmed a conjecture raised by J. Alev, and extended his previous work jointly with Premet (see [
Reference Premet and Tange19
]). Based on the above theorem on the structure of the Zassenhaus variety of
$Z(\mathcal{W})$
, we further verify its rationality. This is to say, we will prove the following result.
Theorem 1·3. The affine variety
$\text{Specm}(Z(\mathcal{W}))$
is a rational variety.
To verify the rationality of a certain affine variety it is a natural way to show that this variety is bi-rationally equivalent to some affine space. So we need to construct an open dense subset of
$\text{Specm}(Z(\mathcal{W}))$
such that it is isomorphic to an open subset of certain affine space. We roughly take the strategy in [
Reference Tange26
]. The critical difference lies in the fiber product decomposition (1·5) of
$\text{Specm}(Z(\mathcal{W}))$
where certain integrality like
in the case of reductive Lie algebras (happening on
$\mathfrak{g}^{*(1)}$
) does not seem to be kept. The key point for recovery of such integrality happening on
$\kappa({\mathcal{S}})$
is the fact that
${\mathcal{S}}$
contains a nonempty open subset consisting of regular semisimple elements (see Proposition 4·1).
1·5. When
$e=0$
,
$\mathcal{W}\;:\!=\;\mathcal{W}(\mathfrak{g},e)$
is exactly the universal enveloping algebra
$U(\mathfrak{g})$
of
$\mathfrak{g}$
. The Zassenhaus variety
$\text{Specm}(Z(\mathcal{W}))$
coincides with
$\text{Specm}(Z(\mathfrak{g}))$
. Hence Theorem 1·3 covers [
Reference Tange26
, theorem 1], the latter of which asserts the rationality of the Zassenhaus variety of a reductive Lie algebra over
${{\unicode{x1D55C}}}$
.
2. Finite W-algebras and their centers
In this section, we continue to recall some basic material on finite W-algebras and their centers over
${{\unicode{x1D55C}}}$
. Here and throughout
${{\unicode{x1D55C}}}$
is an algebraically closed field of characteristic
$p\gt0$
.
2·1. The Kazhdan grading of finite W-algebras
As in section 1·3·2,
$\mathcal{M}$
denotes the connected unipotent subgroup of G which is generated by one-parameter subgroup
$u_\nu\;:\;{{\unicode{x1D55C}}}\rightarrow G$
associated with the roots
$\nu\in \Phi(\mathfrak{m})$
. It follows from [
Reference Goodwin and Topley6
, lemma 4·1] that
$I_\chi$
is stable under the adjoint action of
$\mathcal{M}$
. With the identification between
$Q_\chi$
and
$U(\mathfrak{g})/ I_\chi$
, the adjoint action of
$\mathcal{M}$
on
$Q_\chi$
is given by
$g.(u+I_\chi)=(g.u)+I_\chi$
for
$g\in\mathcal{M}$
and
$u\in U(\mathfrak{g})$
. Recall that the finite W-algebra associated with the pair
$(\mathfrak{g},e)$
is defined as
$\mathcal{W}(\mathfrak{g},e)=Q_\chi^{\mathcal{M}}$
. So we have
On the other hand, the adjoint action of
$\mathcal{M}$
on
$Q_\chi$
induces an action on
$(\text{End}_{\mathfrak{g}}Q_{\chi})^{\text{op}}$
(the opposite algebra of the algebra of endomorphisms of
$Q_\chi$
) by
$(g.f)(u+I_\chi)=g.(f(g^{-1}.u+I_\chi))$
for
$g\in\mathcal{M}$
,
$f\in\text{End}_{\mathfrak{g}}Q_{\chi}$
,
$u\in U(\mathfrak{g})$
, and the invariant subalgebra is denoted by
$(\text{End}_{\mathfrak{g}}^\mathcal{M}Q_{\chi})^{\text{op}}$
.
By the same discussion as the case over
$\mathbb{C}$
, there exists an isomorphism
by sending
$u+I_\chi$
to
$u.1_\chi$
for any
$u\in U({\mathfrak{g}},e)$
. From now on, we will identify
$(\text{End}_{{\mathfrak{g}}}Q_{\chi})^{\text{op}}$
with
$Q_{\chi}^{\text{ad}\,{\mathfrak{m}}}$
. By definition,
$\mathcal{W}({\mathfrak{g}},e)$
can be naturally identified with a subalgebra of the extended finite W-algebra
$U({\mathfrak{g}},e)$
over
${{{\unicode{x1D55C}}}}$
. Denote by n the dimension of
$\mathfrak{g}$
. With respect to the Dynkin grading mentioned in section 1·3·1, let
$Y_1,\ldots,Y_{n}$
be a homogeneous basis of
$\mathfrak{g}$
with
$Y_i\in \mathfrak{g}(\text{deg}Y_i)$
for
$i=1, \ldots, n$
. The Kazhdan filtrations on
$Q_\chi$
and also
$\mathcal{W}({\mathfrak{g}},e)$
can be defined, arising from the filtration
$\{U_j(\mathfrak{g})\mid j\in\mathbb{Z}\}$
of
$U(\mathfrak{g})$
with
$U_j(\mathfrak{g})$
spanned by the Poincaré-Birkhoff-Witt (PBW) basis
$Y_{i_1}\cdots Y_{i_k}$
with
$\sum_{t=1}^k{(\text{deg}Y_{i_t}+2)}{\leqslant} j$
for
$1\leqslant i_1\leqslant \ldots\leqslant i_k\leqslant n$
. The gradings associated with the Kazhdan filtrations are called the Kazhdan gradings. The adjoint action of
$\mathcal{M}$
on
$Q_\chi$
descends to the adjoint action on its graded counterpart
$\text{gr}(Q_\chi)$
. Write
$\text{gr}(\mathcal{W}({\mathfrak{g}},e))$
for the gradation of the finite W-algebra
$\mathcal{W}({\mathfrak{g}},e)$
, which is a subspace of
$\text{gr}(Q_\chi)$
.
2·2. The ring-theoretic property of finite W-algebras
To discuss the related topics on finite W-algebras and their subalgebras, we first need the following observation.
Lemma 2·1. Under the hypotheses (H1)-(H3), the following statements hold:
-
(i) the gradation
$\text{gr}(\mathcal{W}({\mathfrak{g}},e))$
is a unique factorization domains; -
(ii) the finite W-algebra
$\mathcal{W}({\mathfrak{g}},e)$
is a Noetherian ring; -
(iii)
$\mathcal{W}({\mathfrak{g}},e)$
is a prime ring, which does not contain any zero-divisor.
Proof. Under the standard hypotheses (H1)-(H3), it follows from [
Reference Goodwin and Topley6
, theorem 7·3 and (7·4)] that there exists a
${\unicode{x1D55C}}$
-algebras isomorphism
$\bar\psi\;:\;\text{gr}(\mathcal{W}(\mathfrak{g},e))\xrightarrow\sim S(\mathfrak{g}_e)$
, which generalises the case of characteristic
$p\gg0$
in [
Reference Shu and Zeng20
, (1·6)]. So the gradation of
$\mathcal{W}({\mathfrak{g}},e)$
is isomorphic to a polynomial algebra. Then the standard filtration arguments work, as these properties hold for the associated graded algebra. More details are omitted here.
2·3. The p-centers of finite W-algebras
2·3·1. Let
$\varphi$
be the natural representation of
$\mathfrak{g}$
over
$Q_\chi$
, which induces a
${\unicode{x1D55C}}$
-algebras homomorphism from
$Z(\mathfrak{g})$
to
$(\text{End}_{{\mathfrak{g}}}Q_{\chi})^{\text{op}}$
such that
where
$l_x(1_\chi)=x.1_\chi\in Q_\chi$
for any
$x\in Z(\mathfrak{g})$
. The map
$\varphi$
will play a critical rule in the subsequent arguments.
Recall that the associated graded algebra of
$Q_\chi$
under the Kazhdan grading is
$\text{gr}(Q_\chi)=\text{gr}(S(\mathfrak{g}))/\text{gr}(I_\chi)$
, and by the PBW theorem we have that
$S(\mathfrak{g})=S(\tilde{\mathfrak{p}})\oplus\text{gr}(I_\chi)$
. As
$\text{pr}\;:\; S(\mathfrak{g})\rightarrow S(\tilde{\mathfrak{p}})$
is the projection along this direct sum decomposition, this restricts to an isomorphism
$\text{gr}(Q_{\chi})\cong S(\tilde{\mathfrak{p}})$
.
The adjoint action of
$\mathcal{M}$
as defined in section 2·1 on
$Q_\chi$
descends to an adjoint action on
$\text{gr}(Q_\chi)$
and this gives a twisted action of
$\mathcal{M}$
on
$S(\tilde{\mathfrak{p}})$
defined by
$\text{tw}(g).f\;:\!=\;\text{pr}(g.f)$
for
$g\in\mathcal{M}$
and
$f\in S(\tilde{\mathfrak{p}})$
, where
$g.f$
denotes the usual adjoint action of g on f in
$S(\mathfrak{g})$
. We write
$S(\tilde{\mathfrak{p}})^{\mathcal{M}}$
for the invariants with respect to this action.
2·3·2. Frobenius twist
We denote for a scheme X over
${{\unicode{x1D55C}}}$
by
$X^{(1)}$
the Frobenius twist of X, which means the same scheme twisted by the Frobenius morphism, i.e., the structure sheaf is exponentiated to the pth power (see [
Reference Jantzen7
, section I·9·1] for the details). This notation will be used through the paper.
Recall that there is a homomorphism
$\mathfrak{f}\;:\; S(\mathfrak{g}^{(1)})\rightarrow Z_p(\mathfrak{g})\subset U(\mathfrak{g})$
via sending
$x\mapsto x^p-x^{[p]}$
for all
$x\in\mathfrak{g}$
. This
$\mathfrak{f}$
is a G-equivariant isomorphism, which induces a G-equivariant isomorphism from
$\text{Specm}(Z_p(\mathfrak{g}))$
to
$(\mathfrak{g}^{(1)})^*$
. Moreover,
$\mathfrak{f}|_{S({\mathfrak{h}}^{(1)})}$
becomes a homomorphism from
$S({\mathfrak{h}}^{(1)})$
to
$U({\mathfrak{h}})=S({\mathfrak{h}})$
. Thus,
$\mathfrak{f}|_{S({\mathfrak{h}}^{(1)})}$
gives rise to the induced morphism
where the notation
$ ({\mathfrak{h}}^{(1)})^*$
(resp.
$ (\mathfrak{g}^{(1)})^*$
) will be often simply denoted by
${\mathfrak{h}}^{(1)*}$
(resp.
$\mathfrak{g}^{(1)*}$
). We have that
$\mathfrak{F}(\lambda)(h)=\lambda(h)^p-\lambda(h^{[p]})$
for all
$\lambda\in \mathfrak{h}^*$
and
$h\in\mathfrak{h}$
.
Note that
$\mathfrak{g}^{(1)*}$
is isomorphic to
$\mathfrak{g}^{*(1)}\;:\!=\;(\mathfrak{g}^*)^{(1)}$
. In the subsequent,
$\text{Specm}(Z_p(\mathfrak{g}))$
is identified with
$\mathfrak{g}^{(1)*}$
or
$\mathfrak{g}^{*(1)}$
according to the requirement of the context.
2·3·3. Some materials on
$Z_0(\mathcal{W})$
We write
$I_p\;:\!=\;\varsigma(\mathfrak{m}^{(1)})Z_p(\mathfrak{g})$
for
$\varsigma(\mathfrak{m}^{(1)})\;:\!=\;\{x^p-x^{[p]}-\chi(x)^p\mid x\in\mathfrak{m}\}$
. Since the group
$\mathcal{M}$
preserves the left ideal
$I_\chi$
and
$\varsigma$
is G-equivariant, hence
$\mathcal{M}$
acts on both
$U(\mathfrak{g},e)\cong Q_{\chi}^{\text{ad}\,{\mathfrak{m}}}$
and
$Z_p(\mathfrak{g})/I_p$
. Let
$U(\mathfrak{g},e)^{\mathcal{M}}$
and
$(Z_p(\mathfrak{g})/I_p)^{\mathcal{M}}$
denote the fixed point subspace of
$U(\mathfrak{g},e)$
and
$Z_p(\mathfrak{g})/I_p$
under the action of
$\text{Ad}\,\mathcal{M}$
, respectively.
On the other hand, since
$Z_p(\tilde{\mathfrak{p}})\cong\varphi(Z_p(\tilde{\mathfrak{p}})) =\varphi(Z_p(\mathfrak{g}))\cong Z_p(\mathfrak{g})/I_p$
by definition, then we have
$Z_p(\tilde{\mathfrak{p}})^{\mathcal{M}} \cong (Z_p(\mathfrak{g})/I_p)^{\mathcal{M}}$
as
${{\unicode{x1D55C}}}$
-algebras. Hence,
$Z_0(\mathcal{W})=Z_p(\tilde{\mathfrak{p}})^{\mathcal{M}}$
indeed lies in the center of the finite W-algebra
$\mathcal{W}({\mathfrak{g}},e)$
.
Moreover, as stated in [
Reference Goodwin and Topley6
, lemma 4·4] (see also [
18
, remark 2·1]) we can identify
$\mathcal{W}(\mathfrak{g},e)$
with
$U(\mathfrak{g},e)^\mathcal{M}$
, i.e., we have
\begin{align}&\mathcal{W}(\mathfrak{g},e) =U(\mathfrak{g},e)^{\mathcal{M}}\nonumber \\&\text{and}\;\varphi(Z_p(\tilde{\mathfrak{p}}))^{\mathcal{M}}\cong Z_p(\tilde{\mathfrak{p}})^{\mathcal{M}}=Z_p(\tilde{\mathfrak{p}})\cap \mathcal{W}(\mathfrak{g},e).\end{align}
Under the weakened restriction on p, the results in [ Reference Shu and Zeng20 , proposition 2·1] as below still hold.
Proposition 2·2. Under the hypotheses (H1)-(H3), we have:
-
(i) the ring
$Z_0(\mathcal{W})$
is Noetherian; -
(ii) the ring
$Z(\mathcal{W})$
is integrally closed; -
(iii) the ring extension
$Z(\mathcal{W})/Z_0(\mathcal{W})$
is integral, and
$Z(\mathcal{W})$
is finitely-generated as a
$Z_0(\mathcal{W})$
-module. In particular,
$Z(\mathcal{W})$
is a finitely-generated commutative algebra over
${{\unicode{x1D55C}}}$
; -
(iv)
$\mathcal{W}(\mathfrak{g},e)$
is a PI ring.
2·4. Set
$\mathfrak{a}\;:\!=\;\{x\in\tilde{\mathfrak{p}}\mid (x,\mathfrak{v})=0\}$
. The following lemma shows the relationship between the p-centers of
$\mathcal{W}({\mathfrak{g}},e)$
and
$U(\mathfrak{g},e)$
:
Lemma 2·3 ([
Reference Goodwin and Topley6
, (8·3)]). There exists an isomorphism between
${\unicode{x1D55C}}$
-algebras
under the multiplication map.
In [
Reference Goodwin and Topley6
, theorem 8·4], Goodwin and Topley introduced the following transition property between finite W-algebras and their extended counterparts (see [
17
, theorem 2·1] and [
18
, remark 2·1] for the case of characteristic
$p\gg0$
by Premet).
Theorem 2·4 ([ Reference Goodwin and Topley6, 17, 18 ]). Under the hypotheses (H1)-(H3), we have:
-
(i) The algebra
${U}(\mathfrak{g},e)$
is generated by its subalgebras
$\mathcal{W}({\mathfrak{g}},e)$
and
$Z_p(\tilde{\mathfrak{p}})$
; -
(ii)
${U}(\mathfrak{g},e)\cong \mathcal{W}({\mathfrak{g}},e)\otimes_{{\unicode{x1D55C}}} Z_p(\mathfrak{a})$
as
${\unicode{x1D55C}}$
-algebras; -
(iii)
$U(\mathfrak{g},e)$
is a free module over
$Z_p(\tilde{\mathfrak{p}})$
of rank
$p^{\dim\mathfrak{g}_e}$
; -
(iv)
$\mathcal{W}({\mathfrak{g}},e)$
is a free module over
$Z_p(\tilde{\mathfrak{p}})^{\mathcal{M}}$
of rank
$p^{\dim \mathfrak{g}_e}$
.
3. Good transverse slices
Maintain the notations and assumptions as before. In particular, we suppose the hypotheses (H1)-(H3) for G unless other stated. Then these assumptions are naturally satisfied for any Levi subgroups.
3·1. Good transverse slices
Now we need to talk more related to good transverse slices, continuing the introduction in section 1·3·2 (see [ Reference Spaltenstein22 ], or [ Reference Goodwin and Topley6 ], [ Reference Jantzen9 , section 7], [ 16 ] for further details).
We can identify
$S(\mathfrak{g})$
with the algebra
${\unicode{x1D55C}}[\mathfrak{g}^*]$
of regular functions on the affine variety
$\mathfrak{g}^*$
. Let
$\mathfrak{m}^\perp$
denote the set of all linear functions on
$\mathfrak{g}$
vanishing on
$\mathfrak{m}$
, i.e.,
${\mathfrak{m}}^\perp\;:\!=\;\{f\in\mathfrak{g}^*\mid f(\mathfrak{m})=0\}$
. Then
$\text{gr}(I_\chi)$
is the ideal of all functions in
${\unicode{x1D55C}}[\mathfrak{g}^*]$
vanishing on the closed subvariety
$\chi+{\mathfrak{m}}^\perp$
of
$\mathfrak{g}^*$
. In this way, we have the identification
$\text{gr}(Q_{\chi})\cong{\unicode{x1D55C}}[\chi+\mathfrak{m}^\perp]$
, and then
$S(\tilde{\mathfrak{p}})\cong{\unicode{x1D55C}}[\chi+\mathfrak{m}^\perp]$
.
3·1·1. As we identify
$S(\tilde{\mathfrak{p}})$
with
${\unicode{x1D55C}}[\chi+\mathfrak{m}^\perp]$
, we similarly regard the
$\mathcal{M}$
-algebra
$Z_p(\tilde{\mathfrak{p}})$
as the coordinate algebra of the Frobenius twist
$(\chi+\mathfrak{m}^\perp)^{(1)}\subseteq(\mathfrak{g}^*)^{(1)}$
of
$\chi+\mathfrak{m}^\perp$
, where the natural action of
$\mathcal{M}$
on
$(\chi+\mathfrak{m}^\perp)^{(1)}$
is a Frobenius twist of the coadjoint action of
$\mathcal{M}$
on
$\chi+\mathfrak{m}^\perp$
.
3·1·2. Further description of
$Z_0(\mathcal{W})$
via good transverse slices
Define the Killing isomorphism
$\kappa$
from
$\mathfrak{g}$
to
$\mathfrak{g}^*$
via sending
$x\in\mathfrak{g}$
to
$(x,\cdot)$
. As
${\unicode{x1D55C}}[\chi+\mathfrak{m}^\perp]^{\mathcal{M}}\cong{\unicode{x1D55C}}[\chi+\kappa(\mathfrak{v})]$
by [
Reference Goodwin and Topley6
, lemma 5·1] or [
17
, lemma 3·2], write
which is, under the Killing isomorphism, the function algebra on the Frobenius twist of
$\kappa({\mathcal{S}})$
for
Note that
${\mathcal{S}}$
and
$\mathfrak{v}$
are isomorphic as affine varieties. We can regard
${\mathcal{S}}$
as a good transverse slice, instead of
$\mathfrak{v}$
, for the description of
$Z_0(\mathcal{W})$
.
So there is an isomorphism
$\phi$
of affine schemes between
$\text{Specm}(Z_0(\mathcal{W}))$
and the variety
${{\mathcal{S}}}$
arising from
$\mathfrak{g}^{(1)*}$
(this
$\phi$
is in the same sense as in section 2·3·2). More precisely,
3·2. Invariants and quotient maps associated with good transverse slices
3·2·1. Let us first recall some basic material on G-invariants of
$S(\mathfrak{g}^*)$
and regular elements of
$\mathfrak{g}$
(see for example, [
Reference Jantzen9
, section 7·13] or [
Reference Varadarajan28
, chapter 4]).
Recall that an element
$X\in\mathfrak{g}$
is said to be regular if the adjoint orbit
$\text{Ad}(G).X$
has the maximal dimension among the adjoint orbits, which is equal to 2N, where
$N=\#\Phi^+$
denotes the number of positive roots of G. Equivalently, the dimension of
$\mathfrak{g}_X$
is the smallest one among all centralisers, which is equal to r. Denote by
$\mathfrak{g}_{\text{reg}}$
the set of regular elements of
$\mathfrak{g}$
.
Denote by
the characteristic polynomial of
$\text{ad} X$
in the variable t. Then we have
\begin{align*}P_X(t) =\sum_{j=0}^{n} (-1)^{n-j} F_j(X)t^{j},\end{align*}
where
$n=\dim\mathfrak{g}$
and
$F_n\equiv 1$
, and all
$F_j$
are polynomial function on
$\mathfrak{g}$
. All
$F_j$
are
$\text{Ad}(G)$
-invariants. Furthermore,
$S(\mathfrak{g}^*)^G$
are generated by those
$F_j$
. Note that
$\text{det}(\text{ad} X)=0$
, and then
$F_0\equiv 0$
. The smallest integer
$t\gt 0$
such that
$F_t\not\equiv0$
is equal to r, the rank of
$\mathfrak{g}$
. Then an element
$X\in\mathfrak{g}$
is regular semisimple if and only if
$F_r(X)\ne 0$
. The regular semisimple elements constitute an open subset of
$\mathfrak{g}$
, which is denoted by
$\mathfrak{g}_{\text{rss}}$
.
3·2·2. Recall that
$r=\text{rank}\,\mathfrak{g}$
, and we already assume the hypotheses (H1)-(H3). By Chevalley restriction theorem (see for example, [
Reference Jantzen9
, section 7·12]), there are an isomorphism
$\mathsf{Res}\;:\; S(\mathfrak{g}^*)^G \cong S(\mathfrak{h}^*)^{W}$
as
${{\unicode{x1D55C}}}$
-algebras for any given Cartan subalgebra
$\mathfrak{h}$
of
$\mathfrak{g}$
and the abstract Weyl group W of
$\mathfrak{g}$
. The map
$\mathsf{Res}$
is actually the restriction of the natural map
$\Upsilon\;:\; S(\mathfrak{g}^*)\rightarrow S(\mathfrak{h}^*)$
, sending
$f\in S(\mathfrak{g}^*)$
to
$f|_{S(\mathfrak{h})}$
. Consequently, there is an isomorphism
$\mathsf{res}$
of varieties:
Then we have the morphism
$\zeta\;:\;\mathfrak{g}\rightarrow \mathfrak{h}/ W$
. Set
$\varpi_{\mathcal{S}}\;:\!=\;\zeta|_{\mathcal{S}}$
. Note that
$U(\mathfrak{g})^G\cong U(\mathfrak{h})^{W}$
which are isomorphic to a polynomial ring (see, for example [
Reference Brown and Gordon3
, lemma 3·3] or [
Reference Jantzen8
, section 9·6]). There exists a set of algebraically independent generators
$\{g_1,\ldots,g_r\}$
in
$U(\mathfrak{g})^G$
(
$\cong U(\mathfrak{h})^{W}$
). Let
$\text{gr}_S(g_i)=\tilde g_i$
be the images of
$g_i$
associated to the standard grading of
$U(\mathfrak{g})$
. We can further choose such
$g_i$
with
$i=1,\ldots,{r}$
such that the elements
$\kappa(\tilde g_1),\ldots,\kappa(\tilde g_r)$
form a free generating set of
$S(\mathfrak{g}^*)^G$
.
Note that under above assumption, we have the adjoint quotient map:
which sends
$x\in\mathfrak{g}$
to
$(\kappa(\tilde g_1)(x),\ldots,\kappa(\tilde g_r)(x))$
. Consider the composite of
$\nu$
and the canonical isomorphism
$\eta\;:\; \mathbb{A}^r\rightarrow \mathfrak{h}/ W$
. Then we have
$\varpi_{\mathcal{S}}=\eta\circ\nu|_{\mathcal{S}}$
. In virtue of [
Reference Slodowy21
, section 7·3-7·4] and [
16
, theorem 5·4 and remark 5·4], we have the following result.
Lemma 3·1. Under the hypothesis (H3) in section 1·3·1, we consider the restriction of
$\zeta$
to
${\mathcal{S}}$
, i.e.,
The morphism
$\varpi_{\mathcal{S}}$
is faithfully flat.
Consequently,
$\varpi_{\mathcal{S}}$
is surjective and all fibers of
$\varpi_{\mathcal{S}}$
have the same dimension
$\mathsf{d}-r$
with
$\mathsf{d}=\dim \mathfrak{g}_e$
(see [
16, Reference Slodowy21
] or [
Reference Shu and Zeng20
, proposition 4·11(i)]).
Set
${\mathcal{S}}_{\text{reg}}\;:\!=\;{\mathcal{S}}\cap \mathfrak{g}_{\text{reg}}$
. Then [
Reference Shu and Zeng20
, proposition 4·13] can be proved in the same way under the hypotheses (H1)-(H3).
Proposition 3·2 ([
Reference Shu and Zeng20
, propositon 4·13]). Under the hypotheses (H1)-(H3), the complement of
${\mathcal{S}}_{\text{reg}}$
in
${\mathcal{S}}$
has codimension at least 2.
3·2·3. Let
$\mathsf{t}$
be the translation
which is an isomorphism of affine varieties. Then one obtains a morphism
The morphism
$\psi$
is still faithfully flat with
$\psi^{-1}(\xi)\cong\varpi_{\mathcal{S}}^{-1}(\xi)$
for any
$\xi\in\mathbb{A}^r$
, and the fiber
$\psi^{-1}(\xi)$
is normal. We choose a basis
$\{x_1, \ldots, {x_\mathsf{d}}\}$
of
$\mathfrak{g}_e$
. Since
$\mathfrak{v}$
is dual to
$\mathfrak{g}_e$
via
$(\cdot,\cdot)$
(see section 1·3·2), we let
$x^*_1, \ldots, {x_\mathsf{d}^*}$
denote the linear functions on
${{\unicode{x1D55C}}}$
defined via
$x^*_i (y)=(x_i , y)$
for
$y\in\mathfrak{v}$
.
The following lemma can be obtained from [ Reference Brown and Gordon3 , corollary 3·4] and its proof.
Lemma 3·3. Under the hypotheses (H1)-(H3), the Jacobian matrix
\begin{equation*}\left(\partial \psi_i\over\partial x^*_j\right)_{\tiny\begin{array}{l}1\leqslant i\leqslant r\\1\leqslant j\leqslant {\mathsf{d}}\end{array}}\end{equation*}
has rank r in
$\mathfrak{v}$
.
Proof. Let
$x\in\mathfrak{v}$
be such that
$e+x\in \mathfrak{g}_{\text{reg}}$
. Then
$(d\psi)_x$
is surjective, under the hypotheses (H1)-(H3) (see [
Reference Jantzen9
, section 7·14]). The lemma follows.
3·3. Centers of finite W-algebras
Keep the notations in the previous sections. In particular, under the hypotheses (H1)-(H3), one has the finite W-algebras in the way of (1·4) and the good transverse slices
${\mathcal{S}}=e+\mathfrak{v}$
(already replacing
$\mathfrak{v}$
for the convenience of arguments). In the following we make more arguments on the center of
$\mathcal{W}(\mathfrak{g},e)$
for the next sections where the geometric descriptions of the Zassenhaus varieties are necessary.
3·3·1. Let us first return to the p-center
$Z_0(\mathcal{W})=Z_p(\tilde{\mathfrak{p}})^{\mathcal{M}} $
. Recall that
$Z_0(\mathcal{W})=\mathcal{W}({\mathfrak{g}},e)\cap \varphi(Z_p(\mathfrak{g}))\cong\varphi(Z_p(\tilde{\mathfrak{p}}))^{\mathcal{M}} $
by (2·1). By the discussion in section 3·1·2, we further have
In the meantime, one can describe
${\mathcal{S}}$
via
$\mathfrak{v}$
(see section 3·2·3). So we have an isomorphism of algebras
3·3·2. Recall that
$Z_1(\mathcal{W})=\varphi(U(\mathfrak{g})^G)$
. By the same arguments as in [
Reference Shu and Zeng20
], under the present condition (H1)-(H3), we still have the following property for finite W-algebras as in [
Reference Shu and Zeng20
, lemma 3·2].
Lemma 3·4. There exists an isomorphism between
${\unicode{x1D55C}}$
-algebras
where
$\varphi|_{U(\mathfrak{g})^{G}}$
denotes the restriction of the map
$\varphi$
as in section 2·3 to the subalgebra
$U(\mathfrak{g})^{G}$
of
$Z(\mathfrak{g})$
.
To simplify notation, in the following discussions we still write
$\varphi$
for the map
$\varphi|_{U(\mathfrak{g})^{G}}$
as in Lemma 3·4. By the Harish–Chandra theorem, we have
$S(\mathfrak{h})^{W}\cong U(\mathfrak{g})^G$
. So arising from
$\varphi$
there is an isomorphism of varieties
3·4. Proof of Theorem 1·1
Denote by
$\tilde{\mathcal{Z}}$
the subalgebra of
$Z(\mathcal{W})$
generated by
$Z_0(\mathcal{W})$
and
$Z_1(\mathcal{W})$
. We now explain that the arguments in the proof of [
Reference Shu and Zeng20
, theorem 0·1] are still valid for our present situation with the hypotheses (H1)-(H3).
3·4·1. Proof for Part (i)
We still set
$n=\dim\mathfrak{g}$
and
$r=\text{rank}\,\mathfrak{g}$
. By Lemma 2·1(iii), we can consider the fraction field of
$Z(\mathcal{W})$
. Set
$\mathbb{F}_0\;:\!=\;\text{Frac}(Z_0(\mathcal{W}))$
and
$\mathbb{F}\;:\!=\;\text{Frac}(Z(\mathcal{W}))$
. Then
$\mathbb{F}_0$
is a subfield of
$\mathbb{F}$
. Denote by
$\mathcal{Q}$
the fractional field of
$\tilde{\mathcal{Z}}$
. By the same arguments as in (step 1) of [
Reference Shu and Zeng20
, section 5·2], we can show the following result.
Lemma 3·5. The fraction fields
$\mathcal{Q}$
and
$\mathbb{F}$
coincide.
Recall that in section 2·1 we have introduced the Kazhdan filtration on
$U(\mathfrak{g})$
and its sub-quotients, and also their corresponding graded algebras. Write
$\text{gr}(\tilde{\mathcal{Z}})$
and
$\text{gr}(Z(\mathcal{W}))$
for the graded algebras of
$\tilde{\mathcal{Z}}$
and
$Z(\mathcal{W})$
respectively. Note that
$\tilde{\mathcal{Z}}\subseteq Z(\mathcal{W})$
and
${{\unicode{x1D55C}}}$
is contained in
$\tilde{\mathcal{Z}}$
, by inductive arguments on the degrees we can finally deduce the claim
amounts to the claim that
From Lemma 3·5 one easily derives that their graded algebras
$\text{gr}(Z(\mathcal{W}))$
and
$\text{gr}(\tilde{\mathcal{Z}})$
also share the same fraction field. It follows from Proposition 2·2(iii) that
$\text{gr}(Z(\mathcal{W}))$
is integral over
$\text{gr}(Z_0(\mathcal{W}))$
, so, a fortiori,
$\text{gr}(Z(\mathcal{W}))$
is integral over
$\text{gr}(\tilde{\mathcal{Z}})$
. Therefore, to prove (3·5) it is sufficient to show that
$\text{gr}(\tilde{\mathcal{Z}})$
is integrally closed.
Due to Proposition 3·2, by the same arguments as in (step 3) of [
Reference Shu and Zeng20
, section 5·2] we can show that
$\text{Specm}(\text{gr}(\tilde{\mathcal{Z}}))$
is smooth outside of a subvariety of codimension 2. On the other hand, as a result of Lemma 3·3 we can prove the following result, by the same arguments as in [
Reference Shu and Zeng20
, lemma 5·1].
Lemma 3·6. Under the hypotheses (H1)-(H3),
$\text{Specm}(\text{gr}(\tilde{\mathcal{Z}}))$
is a (strict) complete intersection.
According to Serre’s theorem [
Reference Serre23
, chapter 4], a complete intersection variety is normal if it is smooth outside of a subvariety of codimension 2. Hence by the above analysis,
$\text{Specm}(\text{gr}(\tilde{\mathcal{Z}}))$
is normal, i.e.,
$\text{gr}(\tilde{\mathcal{Z}})$
is integral closed. This is desired for the proof of the equality
$\tilde{\mathcal{Z}}=Z(\mathcal{W})$
. As to the second statement, it follows from the arguments in [
Reference Shu and Zeng20
, lemma 3·6] which works in our current situation. The proof of (i) is completed.
3·4·2. The proof for parts (ii) and (iii)
The proof of part (ii) is based on the arguments in section 3·4·1 and the classical result that
$Z_1(\mathfrak{g})$
is a complete intersection over
$Z_0(\mathfrak{g})\cap Z_1(\mathfrak{g})$
(see for example, [
Reference Brown and Gordon3
, theorem 3·5(3)]). In the same way as in [
Reference Shu and Zeng20
, section 5·3], we can show that
$Z_1(\mathcal{W})$
is a complete intersection over
$Z_0(\mathcal{W})\cap Z_1(\mathcal{W})$
. Furthermore, the multiplication map
$\mu\;:\;Z_0(\mathcal{W})\otimes_{Z_0(\mathcal{W})\cap Z_1(\mathcal{W})} Z_1(\mathcal{W})\rightarrow Z(\mathcal{W})$
is an isomorphism of
${\unicode{x1D55C}}$
-algebras. This completes the proof of (ii).
As for (iii), based on Proposition 3·2 the proof can be done using the same arguments as in [ Reference Shu and Zeng20 , section 4·8].
4. Description of the Zassenhaus varieties via good transverse slices
Keep the assumptions and notation as in the previous section. In particular, we assume the hypotheses (H1)-(H3).
4·1. The regular semisimple elements of good transverse slices
Now we continue the discussion on the good transverse slices under the hypotheses (H1)-(H3).
Parallel to the arguments in section 3·2·1, we first introduce some other precise criterion for regular semisimple elements. In fact,
$\vartheta\in\mathfrak{g}^*$
is regular semisimple if and only if under the G-coadjoint action, there exists a
$g\in G$
such that
$g.\vartheta\in\kappa(\mathfrak{h})$
satisfies that
$g.\vartheta(h_\alpha)\ne 0$
for all
$\alpha\in \Phi^+$
with
$h_\alpha\in\mathfrak{h}$
being the coroot of
$\alpha$
. By the definition of the Weyl group W, the element
$H\;:\!=\;\prod_{\alpha\in \Phi}(h_\alpha^p-h_\alpha)\in S(\mathfrak{h})$
is W-invariant with
$h_{-\alpha}=-h_\alpha$
for
$\alpha\in\Phi^+$
. We introduce the following criterion polynomial on
$\mathfrak{g}^*$
:
where
$\mathsf{Res}$
has the same meaning as in section 3·2·2.
Recall that
$\mathfrak{g}_{\text{rss}}$
denotes the set of regular semisimple elements of
$\mathfrak{g}$
. It is an open dense subset of
$\mathfrak{g}$
(see [
Reference Carter4
] or [
Reference Jantzen9
]). Let
$\mathfrak{g}_{\text{ss}}$
denote the set of semisimple elements of
$\mathfrak{g}$
. Set
${\mathcal{S}}_{\text{rss}}\;:\!=\;{\mathcal{S}}\cap \mathfrak{g}_{\text{rss}}$
and
${\mathcal{S}}_{\text{ss}}\;:\!=\;{\mathcal{S}} \cap \mathfrak{g}_{\text{ss}}$
.
Proposition 4·1.
${\mathcal{S}}_{\text{rss}}$
is a non-empty open dense subset of
${\mathcal{S}}$
.
Proof. Consider the following commutative diagram of morphisms of varieties

where
$\gamma$
is defined via mapping (g, s) to
$\text{Ad}(g)s$
for
$g\in G$
and
$s\in{\mathcal{S}}$
which just partially explains the meaning of
${\mathcal{S}}$
as a good transverse slice to the nilpotent orbit
$\text{Ad}(G)e$
;
$p_2$
stands for the projection on the second component; the map
is the adjoint quotient map as defined in section 3·2·2; as well as
$\varpi_{\mathcal{S}}$
is defined there.
By the same arguments as in [
Reference Slodowy21
, lemma 5·2] along with its proof and remarks (or see [
16
, theorem 5·4]), we have that the morphism
$\varpi_{\mathcal{S}}$
is flat, its fibers are normal, and
$x\in{\mathcal{S}}$
is a regular point of the fiber
$\varpi_{\mathcal{S}}^{-1}\zeta(x)$
if and only if x is a regular element of
$\mathfrak{g}$
. As in the arguments in section 3·2·2,
$\varpi_{\mathcal{S}}$
is surjective. Hence, by the definitions of regular semisimple elements and of the restriction mapping in the Chevalley restriction theorem (see section 3·2), for a regular semisimple element
$x\in\mathfrak{g}$
we have that
$\varpi_{\mathcal{S}}^{-1}\zeta(x)$
consists of regular semisimple elements. So
${\mathcal{S}}_{\text{rss}}$
is nonempty. Note that regular semisimple elements form an open dense subset of
$\mathfrak{g}$
. Hence
${\mathcal{S}}_{\text{rss}}$
is naturally an open dense subset of the irreducible variety
${\mathcal{S}}$
.
Remark 4·2. Note that
$\kappa$
gives rise to a G-equivariant isomorphism from
$\mathfrak{g}$
to
$\mathfrak{g}^*$
. We have the following diagram as a counterpart to (4·2),

where
$\gamma^*, \zeta^*, p_2^*, \varpi_{\mathcal{S}}^*$
are the counterparts to
$\gamma, \zeta, p_2, \varpi_{\mathcal{S}}$
, respectively. For example,
$\gamma^*$
means the mapping which sends
$(g,\vartheta)$
to
$\text{Ad}^*(g)\vartheta$
for
$g\in G$
and
$\vartheta\in\kappa({\mathcal{S}})$
where
$\text{Ad}^*$
stands for the coadjoint action of G on
$\mathfrak{g}^*$
.
4·2. Description of the Zassenhaus varieties
The precise arguments for Theorem 1·1(ii) actually implies the following lemma. The complete proof for it can be provided as in [ Reference Shu and Zeng20 , section 5·3].
Lemma 4·3. The intersection
$Z_0({\mathcal{W}})\cap Z_1({\mathcal{W}})$
is a polynomial algebra of rank r, and
$Z_1({\mathcal{W}})$
is a free
$Z_0({\mathcal{W}})\cap Z_1({\mathcal{W}})$
-module with basis
$\{f_1^{t_1}\cdots f_r^{t_r}\mid0\leqslant t_i\leqslant p-1, 1\leqslant i\leqslant r\}$
.
Denote by
$\mathcal{V}$
the affine variety defined by
$Z_0({\mathcal{W}})\cap Z_1({\mathcal{W}})$
. According to Lemma 4·3 along with (3·3) and (3·4), we have the following projection morphisms
$\pi_1$
and
$\pi_2$
of varieties

where
$\mathsf{res}^*$
denotes the counterpart to
$\mathsf{res}$
as in (3·2).
Still denote by
$\mathscr{Z}$
the Zassenhaus variety of
$\mathcal{W}(\mathfrak{g},e)$
. As a direct consequence of Theorem 1·1, along with the above lemma, we have:
Theorem 4·4. There is a canonical isomorphism of schemes via the diagram (4·3):
This yields Theorem 1·2.
Remark 4·5. Recall
$\mathfrak{F}\;:\; \mathfrak{h}^*\rightarrow \mathfrak{h}^{*(1)}$
is defined via
$\mathfrak{F}(\lambda)(h)= \lambda(h)^p-\lambda(h^{[p]})$
for
$\lambda\in\mathfrak{h}^*$
and
$h\in\mathfrak{h}$
. From Theorem 4·4, it is yielded that
$\mathscr{Z}$
can be identified with a closed subvariety of the affine space
whose elements
$(\vartheta, \zeta^*(\lambda))$
, with
$\zeta^*\;:\;\mathfrak{h}^*\rightarrow \mathfrak{h}^*/ W$
being the same as in Remark 4·2, are subject to the constraint: the semisimple part
$\vartheta_s$
in the Jordan-Chevalley decomposition
$\vartheta=\vartheta_s+\vartheta_n$
is G-conjugate to some element
$\vartheta'_s\in \mathfrak{h}^*$
satisfying that
for
$h\in\mathfrak{h}$
. Here, it is worth recalling the following facts.
-
(1) If the semisimple part
$\vartheta_s$
is conjugate to another element
$\vartheta_s''\in \mathfrak{h}^*$
, i.e. there are
$g',g''\in G$
such that
$\vartheta_s'=\text{Ad}^*(g')\vartheta_s$
and
$\vartheta_s''=\text{Ad}^*(g'')\vartheta_s$
, we claim that
$\vartheta_s''=w(\vartheta_s')$
for some
$w\in W$
. To achieve this, we just need to show (4·6)where
\begin{align} \text{Ad}^*(G)(\vartheta'_s)\cap\mathfrak{h}^*=\{w(\vartheta'_s)\mid w\in W\}, \end{align}
$\text{Ad}^*(G)$
denotes the coadjoint action of G on
$\mathfrak{g}^*$
. This can be proved using the same consideration as in [
Reference Jantzen9
, section 7·12]. For the readers’ convenience, we give detailed arguments. Recall that the notation
$G_\lambda$
denotes the stabiliser of
$\lambda\in \mathfrak{g}^*$
in G. This means
$G_\lambda=\{g\in G\mid \text{Ad}^*(g)\lambda=\lambda\}$
. The inclusion “
$\supset$
” in (4·6) is clear. For the reverse inclusion, we consider any given
$g^{-1}\in G$
with
$\text{Ad}^*(g^{-1})(\vartheta'_s)\in\mathfrak{h}^*$
. Note that T is contained in
$G_{\vartheta'_s}$
and
$G_{\text{Ad}^*(g)(\vartheta'_s)}=g^{-1}(G_{\vartheta'_s})g$
, hence a maximal torus in these two groups. So T and
$gTg^{-1}$
are maximal tori in
$G_{\vartheta'_s}$
and there exists
$g_1\in G_{\vartheta'_s}$
with
$g_1Tg_1^{-1}=gTg^{-1}$
; it follows that
$g^{-1}g_1$
normalises T. Note that
$w(\vartheta'_s$
) with
$w\in W$
are just the
$\text{Ad}^*(n)(\vartheta'_s)$
with n being in the normaliser of T. Hence
$\text{Ad}^*(g^{-1})(\vartheta'_s)=\text{Ad}^*(g^{-1}g_1)(\vartheta'_s)$
is equal to some
$w(\vartheta'_s)$
with
$w\in W$
. This yields (4·6). So the constraint (4·5) is well defined for
$\kappa({\mathcal{S}})^{(1)}\times \mathfrak{h}^*/ W$
.
-
(2) Recall that there is a polynomial
$f(x)\in {{\unicode{x1D55C}}}[x]$
such that
$\vartheta_s=f(\vartheta)$
(see for example, [
Reference Goodman and Wallach5
, section 1·6·3]). So
$\vartheta_s'=\text{Ad}^*(g')\vartheta_s$
with
$g'\in G$
is a regular function on
$\vartheta$
(see for example, [
Reference Goodman and Wallach5
, section 1·4·2]).
4·3. We will introduce a key lemma on the semisimple elements of
$\kappa({\mathcal{S}})$
, which will be used in section 5. Fix a Chevalley basis
$\textbf{B}$
in
$\mathfrak{g}$
which consists of the root vectors
$X_\alpha$
for
$\alpha$
ranging over
$\Phi$
and the toral basis
$h_i$
with
$i=1,\ldots,r$
of
$\mathfrak{h}$
such that
$h_j=h_{\alpha_j}$
for the simple root system
$\Delta=\{\alpha_j\mid j=1,\ldots,\text{rank}([\mathfrak{g},\mathfrak{g}])\}$
of
$\Phi^+$
. Then
$\textbf{B}$
spans a restricted Lie algebra
$\mathfrak{g}_{\mathbb{F}_p}$
over
$\mathbb{F}_p$
, and
$\mathfrak{g}_{\mathbb{F}_p}$
is an
$\mathbb{F}_p$
-form of
$\mathfrak{g}$
.
Lemma 4·6. Keep the notations as above. Let
$\vartheta\in \kappa({\mathcal{S}})$
be a semisimple element which is conjugate to
$\vartheta'\in \mathfrak{h}^*$
by the action of
$\text{Ad}^*(g^{-1})$
for
$g\in G$
. Then
$\text{Ad}^*(g)(\mathfrak{F}(\vartheta'))\in \kappa({\mathcal{S}})_{ss}^{(1)}$
. Conversely, for any
$\lambda\in \mathfrak{h}^*$
with
$\text{Ad}^*(g)(\mathfrak{F}(\lambda))\in \kappa({\mathcal{S}})^{(1)}$
, then
$\text{Ad}^*(g)\lambda\in \kappa({\mathcal{S}})_{ss}$
. All the above also hold in the regular semisimple situation.
Proof. Diagrammatically, we will show that the following diagram is commutative

where
$\mathsf{AS}|_{\kappa({\mathcal{S}})}$
on the left vertical arrow denotes the restriction of
$\mathsf{AS}$
to
$\kappa({\mathcal{S}})$
, the latter of which means the map from
$\mathfrak{g}^*$
to
$\mathfrak{g}^{*(1)}$
such that for any
$\vartheta\in \mathfrak{g}^*$
,
$\mathsf{AS}(\vartheta)(x)=\vartheta(x)^p-\vartheta(x^{[p]})$
for all
$x\in\mathfrak{g}$
.
First note that, by definition,
$\vartheta\in \kappa({\mathcal{S}})_{ss}$
is equivalent to
$\vartheta=(e+v,\cdot)$
for
$e+v\in{\mathcal{S}}_{ss}$
. Furthermore,
$\vartheta'=\text{Ad}^*(g^{-1})(\vartheta)\in \mathfrak{h}^*$
implies that
$\vartheta'=(\text{Ad}(g^{-1})(e+v),\cdot)\in\mathfrak{h}^*\subset \mathfrak{g}^*$
. Equivalently,
$\text{Ad}(g^{-1})(e+v)\in \mathfrak{h}$
. By definition,
$\mathfrak{F}(\vartheta')$
is defined via
$\mathfrak{F}(\vartheta')(x)=\text{Ad}^*(g^{-1})(\vartheta)(x)^p-\text{Ad}^*(g^{-1})(\vartheta)(x^{[p]})$
for any
$x\in \mathfrak{g}$
. This means that
$\mathfrak{F}(\vartheta')(x)=(\text{Ad}(g^{-1})(e+v),x)^p-(\text{Ad}(g^{-1})(e+v),x^{[p]})$
. Note that
$g\in G$
is commutative with the p-mapping [p], and preserves the form
$(\cdot,\cdot)$
invariant, which also gives rise to an automorphism of
$U(\mathfrak{g})$
. We have
\begin{align*}\mathsf{AS}|_{\kappa({\mathcal{S}})}(\vartheta)(x)&= (e+v, x)^p-(e+v, x^{[p]})\\&=(\text{Ad}(g^{-1})(e+v),\text{Ad}(g^{-1})(x))^p-(\text{Ad}(g^{-1})(e+v), (\text{Ad}(g^{-1})(x))^{[p]})\\&=\text{Ad}^*(g)(\mathfrak{F}(\vartheta'))(x).\end{align*}
Thus,
$\mathsf{AS}|_{\kappa({\mathcal{S}})}(\vartheta)=\text{Ad}^*(g)(\mathfrak{F}(\vartheta'))$
. This proves that the diagram (diag) is commutative, and
$\text{Ad}^*(g)(\mathfrak{F}(\vartheta'))=\mathfrak{F}(\vartheta')\circ\text{Ad}(g^{-1})$
lies in
$\kappa({\mathcal{S}})^{(1)}$
.
Conversely, suppose that
$\lambda\in\mathfrak{h}^*$
satisfies
$\theta\;:\!=\;\text{Ad}^*(g)(\mathfrak{F}(\lambda))\in \kappa({\mathcal{S}})^{(1)}$
with
$g\in G$
. Set
$\vartheta\;:\!=\;\text{Ad}^*(g)(\lambda)$
. We shall prove
$\vartheta\in \kappa({\mathcal{S}})$
. By the non-degeneracy of
$(\cdot,\cdot)$
on
$\mathfrak{g}$
, we can write
$\vartheta=(w,\cdot)$
for some
$w\in\mathfrak{g}$
. We want to show that
$w\in{\mathcal{S}}$
.
Recall that
$\kappa({\mathcal{S}})=\{(e+v,\cdot)\;:\;\mathfrak{g}\rightarrow {{\unicode{x1D55C}}}, x\mapsto (e+v,x),\;\forall x\in\mathfrak{g}\mid v\in \mathfrak{v}\}$
. One can describe
$\kappa({\mathcal{S}})^{(1)}$
via
$\kappa({\mathcal{S}})$
with a Frobenius twist as below. By the definition of Frobenius twist (see for example, [
Reference Jantzen7
, section I·9·1]), in the above setup
$\kappa({\mathcal{S}})^{(1)}$
consists of all functions
$((e+v,\cdot))\;:\;\mathfrak{g}\rightarrow {{\unicode{x1D55C}}}, x\mapsto ((e+v,x))$
for
$v\in\mathfrak{v}$
such that
$((e+v,x_0))=(e+v,x_0)$
for
$x_0\in \textbf{B}$
, and
$((e+v, ax_0+bx_0'))= a^{p^{-1}}(e+v,x_0)+b^{p^{-1}}(e+v,x'_0)$
for any
$a,b\in {{\unicode{x1D55C}}}$
and
$x_0,x_0'\in \textbf{B}$
. Hence, for
$\theta\in\kappa({\mathcal{S}})^{(1)}$
we have
$e+v\in {\mathcal{S}}$
with
$v\in \mathfrak{v}$
such that
$\theta=((e+v,\cdot))$
. Then we have
On the other hand, similarly to the arguments on (diag) we can obtain the following commutative diagram

Hence we have
$\mathsf{AS}(\vartheta)=\theta$
.
Keep it in mind that
$\theta\in \kappa({\mathcal{S}})^{(1)}$
and note that both
$\mathsf{AS}|_{\kappa({\mathcal{S}})}\;:\;\kappa({\mathcal{S}})\rightarrow \kappa({\mathcal{S}})^{(1)}$
and
$\mathsf{AS}|_{\kappa({\mathcal{S}})_{ss}}\;:\;\kappa({\mathcal{S}})_{ss}\rightarrow \kappa({\mathcal{S}})_{ss}^{(1)}$
are epimorphisms. Comparing with (4·7) and applying the non-degeneracy of
$(\cdot,\cdot)$
on
$\mathfrak{g}$
again, we have
$w\in {\mathcal{S}}$
. Hence
$\vartheta$
belongs to
$\kappa({\mathcal{S}})$
, which is desired.
As to the last statement, it can be proved using similar arguments.
5. Rationality of the Zassenhaus varieties
Recall that an affine variety/scheme X is called rational if the fraction field of
${{\unicode{x1D55C}}}[X]$
is purely transcendental. In this section, we will show that
$\mathscr{Z}$
is rational. All assumptions and notation in the previous sections are maintained.
5·1. The varieties
$\mathcal{O}_{{\mathcal{S}}}$
and
$\mathcal{U}_{\mathcal{S}}$
Set
where
$\mathfrak{H}$
is defined in (4·1) and the meaning of
$\vartheta_s$
and
$\vartheta'_s$
are the same as in Remark 4·5. The following property is a consequence of the definition of regular semisimple elements and the counterpart of Proposition 4·1.
Lemma 5·1. The following hold:
-
(i)
$\mathcal{O}_{{\mathcal{S}}}$
coincides with
$\kappa({\mathcal{S}})_{\text{rss}}$
; -
(ii) the variety
$\mathcal{O}_{{\mathcal{S}}}$
is non-empty open and dense in
$\kappa({\mathcal{S}})$
.
In the following, we set
the normaliser of T in G. Consider
There is an action of
$\mathsf{N}$
on
$\mathcal{U}_{{\mathcal{S}}}$
defined via for
$(\chi, g)\in \mathcal{U}_{\mathcal{S}}$
and
$n\in\mathsf{N}$
,
This action is well defined. Actually, from the fact that the action of
$n\in \mathsf{N}$
on
$\mathfrak{h}^*$
amounts to an action of some
$w\in W$
on
$\mathfrak{h}^*$
, we have
The set
$\mathcal{U}_{\mathcal{S}}$
is actually a closed subset of
$\kappa({\mathcal{S}})_{\text{rss}}\times G$
. By the construction of
$\mathcal{O}_{\mathcal{S}}$
and
$\mathcal{U}_{\mathcal{S}}$
, the following lemma is clear.
Lemma 5·2. There is an isomorphism between
$\mathcal{O}_{\mathcal{S}}$
and
$\mathcal{U}_{\mathcal{S}}/ \mathsf{N}$
.
Proof. The lemma follows from Remark 4·5(1).
5·2. The varieties
$\mathcal{C}_{{\mathcal{S}}}$
and
$\mathscr{Z}^{\ \flat}$
5·2·1. Note that
$\mathfrak{h}$
is a toral subalgebra. There is a basis consisting of toral elements which means all of them satisfying
$h^{[p]}=h$
(see for example, [
Reference Strade and Farnsteiner25
, theorem 3·6 of chapter 2]). Thus we can choose a toral
${{\unicode{x1D55C}}}$
-basis
$\{h_1,\ldots, h_r\}$
in
$\mathfrak{h}$
whose
$\mathbb{F}_p$
-linear span is denoted by
$\mathfrak{h}_{\mathbb{F}_p}$
(we can take them as the same as we did in section 4·3). Then
$\mathfrak{h}_{\mathbb{F}_p}$
is an
$\mathbb{F}_p$
-form of
$\mathfrak{h}$
.
By Remark 4·5(1), we define a variety
\begin{align}\mathcal{C}_{{\mathcal{S}}}\;:\!=\;\{&(\vartheta^p,\lambda, g)\in \kappa({\mathcal{S}})^{(1)}_{\text{rss}}\times \mathfrak{h}^* \times G \nonumber\\ &\mid (\vartheta')^p(h)=\lambda(h)^p-\lambda(h^{[p]}) \text{ for all } h\in\mathfrak{h} \nonumber\\ &\qquad \text{ with }\vartheta'=\text{Ad}^*(g^{-1})\vartheta\in \mathfrak{h}^{*}\}.\end{align}
Then
$\mathcal{C}_{{\mathcal{S}}}$
is a closed subvariety of
$\kappa({\mathcal{S}})^{(1)}_{\text{rss}} \times \mathfrak{h}^*\times G$
, which can be described in more detail below. The morphism
$\mathfrak{F}$
from
$\mathfrak{h}^*$
to
$\mathfrak{h}^{(1)*}$
sends
$\lambda$
to
$\mathfrak{F}(\lambda)$
which takes value
$\lambda(h)^p-\lambda(h^{[p]})$
at
$h\in \mathfrak{h}$
. Then
$\mathfrak{F}(\lambda)=0$
for all
$\lambda\in (\mathfrak{h}_{\mathbb{F}_p})^*$
. So
$\mathcal{C}_{{\mathcal{S}}}$
is just the solution space of the equation
$(\vartheta')^p=\mathfrak{F}(\lambda)$
in the variety
$\kappa({\mathcal{S}})_{\text{rss}} \times \mathfrak{h}^*\times G$
. More precisely, write
$\vartheta_i$
for the functional
$h_i\mapsto \vartheta'(h_i)$
, and
$\lambda_i$
for the functional
$h_i\mapsto \lambda(h_i)$
. Thus,
$\mathcal{C}_{{\mathcal{S}}}$
can be regarded a closed subset of
$\kappa({\mathcal{S}})^{(1)}_{\text{rss}} \times \mathfrak{h}^*\times G$
defined by the equations
5·2·2. Note that the action of
$n\in \mathsf{N}$
on
$\mathfrak{h}^*$
amounts to an action of some
$w\in W$
on
$\mathfrak{h}^*$
. So we can define the action of
$\mathsf{N}$
on
$\mathcal{C}_{\mathcal{S}}$
as in the following lemma.
Lemma 5·3. There is an action of
$\mathsf{N}$
on
$\mathcal{C}_{\mathcal{S}}$
defined via for
$(\vartheta^p,\lambda, g)\in \mathcal{C}_{\mathcal{S}}$
and
$n\in\mathsf{N}$
,
Proof. It suffices to show that for
$(\vartheta^p, \lambda, g)\in \mathcal{C}_{\mathcal{S}}$
with
then
and furthermore, for all
$h\in \mathfrak{h}$
, the following holds
The verification on (5·6) can be done as the same as in (5·2). In particular, the action of
$n\in \mathsf{N}$
on
$\mathfrak{h}^*$
amounts to an action of some
$w\in W$
on
$\mathfrak{h}^*$
. So we have
As to (5·7), we first note that the action of
$\text{Ad}^*(n)$
on
$\mathfrak{h}^*$
gives rise to an automorphism of the symmetric algebra
$\text{Sym}(\mathfrak{h}^*)$
, and also the action preserves the p-mapping [p]. Then from (5·8), we have
\begin{align}(\vartheta'')^p(h)&=(\text{Ad}^*(n)(\vartheta'))^p(h)\nonumber \\&=\vartheta'(\text{Ad}(n^{-1})h)^p\nonumber\\&=((\text{Ad}^*(n)\lambda)h)^p-(\text{Ad}^*(n)\lambda)(h^{[p]}) \end{align}
for all
$h\in\mathfrak{h}$
. This completes the proof.
Corollary 5·4. There is an isomorphism of varieties from
$\mathcal{C}_{\mathcal{S}}/ \mathsf{N}$
to the variety
$\kappa({\mathcal{S}})_{\text{rss}}^{(1)}\times_{\mathcal{V}}\mathfrak{h}^*/ W$
.
Proof. Note that the action of
$\mathsf{N}$
on
$\mathfrak{h}^*$
amounts to the action of the Weyl group W on
$\mathfrak{h}^*$
. Conversely, for any
$w\in W= \mathsf{N}/ T$
, the action of w on
$\mathfrak{h}^*$
can lift to the action of
$\dot w\in \mathsf{N}$
(in the following, we still denote
$\dot w$
by n for the uniformity of notations in the context).
Consider the following variety
for which it is worthwhile reminding that for any
$w\in W$
and the corresponding
$n\in \mathsf{N}$
,
$\vartheta''\;:\!=\;\text{Ad}^*((gn^{-1})^{-1})\vartheta=\text{Ad}^*(n)\vartheta'\in \mathfrak{h}^*$
, we have
This shows that for any
$w\in W$
, the equation (5·10) is well defined, which defines the point
$(\vartheta^p, \zeta^*(w(\lambda)))$
(the same point as
$(\vartheta^p, \zeta^*(\lambda))$
). Furthermore, the equations in (5·10) show that
$\digamma$
is an
$\mathsf{N}$
-variety with
$\mathsf{N}$
-action being the identify effect. Now the equations appearing in the Definition of (5·3) and the equations in (5·10) give rise to a natural
$\mathsf{N}$
-equivariant morphism from
$\mathcal{C}_{\mathcal{S}}$
to
$\digamma$
, sending the point
$(\vartheta^p, \lambda, g)\in \mathcal{C}_{\mathcal{S}}$
to the point
$(\vartheta^p, \zeta^*(\lambda))\in \digamma $
. This morphism finally induces the
$\mathsf{N}$
-quotient morphism
$\mathcal{C}_{\mathcal{S}}/ \mathsf{N}$
to
$\digamma$
, which is an isomorphism of varieties.
By definition,
$\kappa({\mathcal{S}})_{\text{rss}}^{(1)}\times_{\mathcal{V}}\mathfrak{h}^*/ W$
can be identified with
$\digamma$
. Hence the corollary is proved.
5·2·3. Now we establish a connection between the different varieties we introduced above.
Proposition 5·5. There exists an
$\mathsf{N}$
-equivariant isomorphism of
$\mathsf{N}$
-varieties
Proof. For
$(\vartheta^p,\lambda,g)\in \mathcal{C}_{\mathcal{S}}$
, by definition we have
$\vartheta'\;:\!=\;\text{Ad}^*(g^{-1})\vartheta\in \mathfrak{h}^{*}$
for
$g\in G$
, and also
By Lemma 4·6,
$\text{Ad}^*(g)\lambda\in \kappa({\mathcal{S}})_{\text{rss}}$
. Define a map
$\psi_1$
from
$\mathcal{C}_{{\mathcal{S}}}$
to
$\mathcal{U}_{{\mathcal{S}}}$
via sending
$(\vartheta^p,\lambda, g)$
to
$(\text{Ad}^*(g)\lambda, g)$
. By a direct check, it is
$\mathsf{N}$
-equivariant.
For the inverse of
$\psi_1$
, we define a map
$\psi_2\;:\;\mathcal{U}_{{\mathcal{S}}}\longrightarrow \mathcal{C}_{{\mathcal{S}}}$
by sending any element
$(\chi,g)\in \mathcal{U}_{\mathcal{S}}$
with
$\lambda\;:\!=\;\text{Ad}^*(g^{-1})\chi\in \mathfrak{h}^*$
to
$(\text{Ad}^*(g)\mathfrak{F}(\lambda), \lambda, g)\in\mathcal{C}_{{\mathcal{S}}}$
. Again we note that the action of
$\text{Ad}^*(n)$
on
$\mathfrak{h}^*$
for
$n\in \mathsf{N}$
gives rise to an automorphism of the symmetric algebra
$\text{Sym}(\mathfrak{h}^*)$
, and also the action preserves the p-mapping [p]. We still have that
$\psi_2$
is
$\mathsf{N}$
-equivariant.
Both
$\psi_1$
and
$\psi_2$
are clearly morphisms of varieties. Furthermore, it is easily confirmed by a straightforward computation that the compositions between
$\psi_1$
and
$\psi_2$
are identities. Hence, both
$\mathcal{U}_{\mathcal{S}}$
and
$\mathcal{C}_{\mathcal{S}}$
are
$\mathsf{N}$
-equivariant isomorphic, as
$\mathsf{N}$
-varieties. This completes the proof.
5·2·4. From now on, we identify
$\mathscr{Z}$
with
$\kappa({\mathcal{S}})^{(1)}\times_{\mathcal{V}}\mathfrak{h}^*/ W$
. Consider the projection on the first component for the decomposition of
$\mathscr{Z}$
in (4·4):
The homomorphism
$\text{pr}_1$
of varieties has the complete inverse image
Then we have the following result.
Proposition 5·6. The following is true:
Proof. It is a direct consequence of Corollary 5·4.
5·3. The main result
We are in a position to introduce the main result of this section.
Theorem 5·7. The variety
${\mathscr{Z}^{\ \flat}}$
is isomorphic to
$\kappa({\mathcal{S}})_{\text{rss}}$
. Consequently,
$\mathscr{Z}$
is rational.
Proof. Summing up Lemmas 5·1 and 5·2 along with Propositions 5·5 and 5·6, the first part of the theorem follows. As to the second part, it follows from the definition of
${\mathscr{Z}^{\ \flat}}$
and Proposition 4·1 that
${\mathscr{Z}^{\ \flat}}$
is a non-empty open dense subset of the irreducible variety
$\mathscr{Z}$
. So
$\mathscr{Z}$
is bi-rationally equivalent to the affine space
$\kappa({\mathcal{S}})$
. The proof is complete.
This yields Theorem 1·3.
Acknowledgement
The authors are deeply indebted to the anonymous referee for helpful comments and valuable suggestions which enabled them to make corrections and improvements to the manuscript.
















