INTRODUCTIONFootnote 1
In 2010, Africa experienced two setbacks regarding ensuring justice for victims of genocide, war crimes and crimes against humanity: the African Union's (AU) July summit decision that renewed a call for its members not to cooperate with the International Criminal Court (ICC) in arresting Sudanese President Omar al-Bashir, for whom the court had issued two arrest warrants; and the first visits by President al-Bashir, without arrest, to the territory of ICC states parties (Chad and Kenya) since he became subject to an ICC warrant.Footnote 2 These developments pose unprecedented challenges to ensuring that accountability for international crimes is not undermined in Africa, although the circumstances that surround them suggest their importance should not be overstated.
This article analyses the 2010 setbacks and offers reflections on the road ahead. It discusses key concerns with the July 2010 AU decision on the ICC and visits by President al-Bashir to the territory of ICC states parties, and assesses the significance of these setbacks given the broader landscape in which they occurred. It continues with a discussion of three areas that may merit consideration in managing setbacks for the ICC in Africa. The conclusion includes some discussion of relevant developments in 2011.
CONCERNS WITH THE JULY 2010 AU DECISION AND VISITS BY AL-BASHIR TO CHAD AND KENYA
The decision that the AU adopted on the ICC at its July 2010 summit in Kampala, Uganda, raises serious concerns. Most significantly it: calls for AU member states not to cooperate in arresting President al-Bashir; rejects “for now” opening an ICC liaison office in the Ethiopian capital, Addis Ababa; and criticizes the ICC prosecutor's conduct on the grounds he “has been making egregiously unacceptable, rude and condescending statement[s]” in the case against President al-Bashir and “other situations in Africa”.Footnote 3
The call for non-cooperation in President al-Bashir's arrest is contrary to ICC states parties’ obligations to cooperate with the ICC under the Rome Statute, the treaty that established the court.Footnote 4 While the substance of the call is not new (it restates a decision requesting non-cooperation that the AU Assembly made one year earlier), the reiteration of the earlier decision indicates the initial call was not an isolated event and gives it added emphasis.Footnote 5 Meanwhile, the rejection of a liaison office is a missed opportunity to facilitate enhanced communication between the AU and ICC, which could enable better information exchange and understanding between the two entities. Finally, comments about the prosecutor suggest a degree of disrespect for his office, if not disregard for his independence.Footnote 6
In addition, President al-Bashir visited the territories of two ICC states parties. On 22 July 2010, he travelled to Chad to attend a summit of the Community of Sahel-Saharan States.Footnote 7 On 27 August, he travelled to Kenya to attend celebrations for the country's new constitution.Footnote 8 Some African officials justified the visits by citing special circumstances including, for the visit to Chad, the normalization of relations between Sudan and Chad after years of proxy war and, for the visit to Kenya, intense anxiety over stability in the region in the lead-up to the referendum on Southern Sudan's secession in January 2011.Footnote 9 However, the visits ran counter to Chad and Kenya's binding international treaty obligations under the Rome Statute. They have also made it more difficult to ensure that al-Bashir is held to account for his alleged role in crimes committed in Darfur, and damaged Chad and Kenya's credibility when it comes to justice issues.
HAS AFRICA TURNED AGAINST THE ICC?
The July 2010 AU decision on the ICC, and President al-Bashir's visits to Kenya and Chad around the same time, might easily be interpreted as suggesting that Africa is turning, or has already turned, against the ICC, a process ignited when the ICC prosecutor first requested an arrest warrant for the Sudanese president in 2008.Footnote 10 Nevertheless, such an assessment would overlook several key factors, including: a false appearance of unanimity in states criticizing or disregarding the ICC; focused efforts by some African leaders to leverage the uneven application of international justice to date in order to stir opposition to the ICC; and strong, continued support for the ICC in Africa.
A false appearance of unanimity in states criticizing or disregarding the ICC
The context in which the AU decision was reached suggests that its substance does not reflect the range of positions that African governments have regarding the ICC. For example, at the July 2010 AU summit's Executive Council meeting, which is attended by foreign ministers, several African ICC states parties actively sought a far more favourable text that excluded the call for non-cooperation and criticism of the prosecutor's conduct.Footnote 11 In addition, based on discussion among AU member heads of states, ICC states parties understood that some of the most inflammatory language concerning the prosecutor's conduct would be removed from the final version of the decision. However, the AU Commission, which prepares the final text, did not remove the language.Footnote 12 The commission also pressed for a provision threatening sanctions on ICC states parties that fail to heed the AU's call not to cooperate in arresting President al-Bashir.Footnote 13 ICC states parties fought against such language, which was ultimately not included.Footnote 14 In addition, some ICC states parties registered strong public opposition to the decision after its adoption. For example, Botswana's government stated that Botswana “cannot associate herself with any decision which calls upon her to disregard her obligations to the International Criminal Court”.Footnote 15 Meanwhile South Africa's ruling African National Congress reaffirmed the government's position, conveyed publicly the previous year, that it would cooperate with the ICC in executing the arrest warrant for President al-Bashir.Footnote 16
With regard to President al-Bashir's visits to Chad and Kenya, it is notable that support within the Kenyan government for his trip was far from uniform. Key Kenyan government officials, including the prime minister, indicated they had not been consulted about the visit, which the prime minister characterized as “wrong” and which had been arranged with considerable secrecy.Footnote 17 Parliamentarians also criticized the decision and raised the matter in Parliament,Footnote 18 while the visit triggered outrage and disappointment among Kenyan civil society, media and the general public.Footnote 19 Even more significantly, following a media storm, the Kenyan government postponed an October 2010 meeting of the Intergovernmental Authority on Development, for which President al-Bashir had planned to return to Kenya; the meeting was ultimately moved to Ethiopia, which is not a party to the ICC.Footnote 20 Civil society groups based in Kenya and several other African states, including Uganda, South Africa and the Democratic Republic of Congo, had pressed key Kenyan officials to ensure that President al-Bashir would be arrested if he re-entered the country.Footnote 21
Targeted efforts by some African leaders to paint the ICC as an anti-African institution
A small group of African leaders, primarily from north African states that are not ICC states parties, have meanwhile actively sought to exploit unevenness in the application of international justice to present the ICC as a new form of imperialism that should be opposed.Footnote 22 AU officials have played a prominent role in this effort, likely reflecting, at least in part, the disproportionate influence within the AU of north African states that are not ICC states parties, including Libya and Algeria.
The characterization of the ICC as unfairly targeting Africans is not supported by the facts. While all situations under ICC investigation to date are in Africa, the majority of these came about as a result of voluntary referrals by the governments of states where the crimes were committed (Democratic Republic of Congo, northern Uganda and Central African Republic). Two other situations were referred to the ICC by the UN Security Council (Darfur and Libya). The prosecutor has acted on his own initiative to open an investigation in only two situations (Kenya and Côte d'Ivoire).Footnote 23 Nevertheless, the claim has resonated strongly among some African officials and in public debate. This reaction is perhaps unsurprising, as it draws from genuine historical geopolitical power imbalances and the legacy of injustices committed during the colonial period for which there was no accountability.
It is important to acknowledge that, to date, international justice has not been evenly applied, with international courts less likely to prosecute leaders of powerful states, and those they protect, than their counterparts from less powerful states when they are associated with serious crimes.Footnote 24 This is a major issue that should be addressed, but in a manner that extends, rather than curtails, accountability, so that victims have recourse to justice, no matter where atrocities are committed.Footnote 25
Strong, continued support for the ICC in Africa
Despite intensified attacks on the ICC in Africa, the court nevertheless continues to enjoy strong support across the continent. It is well known that African governments were actively involved in establishing the ICC.Footnote 26 More significantly, most African states are parties to the court and African states are continuing to ratify the treaty. In June 2011, Tunisia acceded to the treaty, bringing the number of African states that have joined the court to 32 out of 54 states in Africa.
In addition, at the ICC's first review conference in May and June 2010 in Kampala, Uganda, African governments were clear that they continue to support the court's work.Footnote 27 African ICC states parties, which actively participated and were represented by high-level officials, made many positive statements regarding the ICC and the need to cooperate with the court.Footnote 28 African states also submitted concrete pledges of targeted assistance to support the court.Footnote 29 Furthermore, African ICC states parties continued to work for an ICC liaison office in Addis Ababa, despite AU resistance.Footnote 30
Meanwhile, African civil society has firmly and consistently raised its voice in response to attacks on the court. More than 160 organizations based in more than 30 African countries have spoken out about the ICC's importance for Africa, and the need for the court to receive adequate cooperation from states in response to the AU call for non-cooperation. Civil society organizations have repeatedly collaborated on letters, analyses and meetings with officials of African ICC states parties to convey the need for strong African government support for the ICC.Footnote 31
CHARTING A COURSE FORWARD AMID INTENSIFIED CHALLENGES
The July 2010 AU summit decision and President al-Bashir's visits to Chad and Kenya intensified existing challenges to advancing justice for serious crimes that violate international law. There are no easy solutions to these obstacles, but three areas merit special consideration: providing greater attention to the role of the UN Security Council in concerns that the AU has regarding the ICC; ensuring states parties have more accurate information concerning their obligations to arrest ICC suspects in their territories; and promoting continued and intensified shows of support to the ICC by states parties and civil society.
Greater attention to the role of the Security Council in AU concerns regarding the ICC
The AU premised its call for its member states not to cooperate in the arrest of President al-Bashir on the grounds that the UN Security Council ignored its July 2008 request to defer the case against him.Footnote 32 Even among officials who strongly support the ICC, concern has mounted that the Security Council showed disrespect for the AU by failing to respond either positively or negatively to its deferral request.Footnote 33
More attention to the reasoning underlying the AU call for non-cooperation with the ICC could be valuable in promoting a more accurate portrayal of African views on the ICC. First, such attention would underscore that much of the AU's expressed concern vis-à-vis the ICC relates to Security Council inaction, and not the court itself. Secondly, it could help show that the Security Council has not in fact ignored the AU's deferral request, although it has not formally granted or rejected it. Specifically, ten days after the AU Peace and Security Council (PSC) first called for a deferral, the UN Security Council acknowledged the request in Security Council resolution 1828, adopted on 31 July 2008.Footnote 34 The request was also discussed in a public meeting of the Security Council on the resolution, during which a number of Security Council members expressed views on a deferral and the fact that the council had not granted a deferral.Footnote 35 The comments that states expressed in the July 31 meeting make clear the request was also considered in other council discussions.Footnote 36
Finally, the council's lack of formal response does not support the conclusion that it has ignored the issue: council members are unlikely to issue a formal response if there is no consensus between them. The members are usually unwilling to table a resolution that is likely to be vetoed, or that cannot garner enough support to be adopted. Meanwhile, other paths for council action, such as presidential or press statements, require consensus. Council members also tend to avoid drawing attention to issues where consensus is lacking as it highlights Security Council impotence to act.
Ensuring states parties uphold their obligations to arrest ICC suspects in their territories
In the face of possible further attempts by President al-Bashir to visit ICC states parties’ territories, states parties should arrest the president if he enters their territory or otherwise avoid disregarding their obligations under the Rome Statute, notably by barring him entry. ICC states parties have clear obligations under the Rome Statute to cooperate with the ICC in executing warrants, and arrests are critical to the ICC's ability to function, since suspects must be in ICC custody to be prosecuted.
In this regard, two justifications relating to visits by President al-Bashir to the territories of ICC states parties merit scrutiny. The first is the suggestion, which has gained traction since the July 2010 AU summit, that AU calls for non-cooperation in arresting President al-Bashir may take precedence over ICC treaty obligations to cooperate with the court in executing his arrest warrants.Footnote 37 Various legal arguments involving further analysis could be developed to support the opposite conclusion.Footnote 38 At the most basic level, however, the Rome Statute is a multilateral treaty that contains binding international obligations, including cooperation in arrest of suspects, which states assume when they become parties. Thus, irrespective of any legal conclusion as to the weight of the AU decision, a visit by President al-Bashir raises the prospect that ICC states parties will breach their obligations as parties to the court. Given their obligations under the Rome Statute, states parties should arrest the president if he enters their territory, but at a minimum should prevent his visits. Notably, this is consistent with the July 2010 AU decision, which requests that states balance their ICC and AU obligations.Footnote 39
Second is the argument of governments that it is necessary for states to allow President al-Bashir to visit in order to promote stability.Footnote 40 It is understandable that neighbouring states have concerns about regional stability. But it remains incumbent upon states dedicated to justice for genocide, war crimes, and crimes against humanity to address these concerns in ways that do not undermine accountability.Footnote 41 Aside from the obligations that ICC states parties have under international law, and the inherent value of holding perpetrators of crimes to account, it is widely recognized that justice is critical to long-term stability. Disregard for ICC warrants risks undermining the court's ability to function effectively in ensuring that perpetrators are held to account in the future. Moreover, experience shows that anticipated negative consequences of insisting that alleged perpetrators face justice often do not materialize.Footnote 42 For both of these reasons, disregarding the warrants is contrary to both international legal obligations and sound policy.
Continued efforts by states parties and civil society to support the ICC
ICC states parties have undertaken important efforts to support the ICC at AU meetings, and made clear that suspected war criminals are not welcome in their territories. These efforts, along with clear, regular affirmations of support in domestic, regional and international fora, are all the more important in the wake of the July 2010 AU decision and the visits by President al-Bashir to Chad and Kenya.Footnote 43
In addition, more domestic legislation is needed in Africa to implement the Rome Statute, which makes genocide, war crimes and crimes against humanity criminal offences under domestic law, and provides for cooperation with the ICC. While ICC states parties must uphold their Rome Statute obligations regardless of implementing legislation, such legislation can enhance the capacity of states to do so.Footnote 44 Available information suggests that only six states in Africa (Burkina Faso, Central African Republic, Kenya, Senegal, South Africa and Uganda) have enacted comprehensive ICC implementing legislation to date.Footnote 45
More active participation by African ICC states parties in sessions of the ICC Assembly of States Parties (ASP) is also important. The ASP provides management oversight of the court's administration and comprises representatives of each state party.Footnote 46 As such, it is an important forum for states parties to engage on the ICC, and can contribute critically to ensuring that the ICC effectively advances its mission through principled scrutiny of the court's work. However, it can only do so if it operates in an active, engaged way. To date, African ICC state party attendance and participation at ASP sessions has been variable.
Finally, African civil society can provide relevant input for African ICC states parties in addressing unjust criticism of the ICC in Africa and show ongoing support for the court. Interaction between civil society and states parties should be encouraged, and further coordination between civil society groups based in various states across Africa could help to promote common views on the need for African ICC states parties to continue supporting the ICC and cooperate with the court.
CONCLUSION
The July 2010 AU decision on the ICC, and President al-Bashir's first visits to ICC states parties in July and August 2010, created a new level of strain in the ICC's relationship with Africa. However, the circumstances in which they occurred suggest they should not obscure that strong backing for the court exists within the continent.
These dynamics continued in 2011. The AU summits in January and June/July 2011 resulted in decisions that again called for non-cooperation with the court.Footnote 47 In addition, in April 2011, Omar al-Bashir travelled to the territory of a third ICC state party, Djibouti.Footnote 48 At the same time, sentiment in Africa regarding the ICC remained diverse, and governments and civil society across the continent continued to demonstrate strong support for the court.Footnote 49
States and civil society can play a vital role in ensuring setbacks for the ICC in Africa are not perceived as Africa having turned against the court. They also can work to ensure the court is able to function as effectively as possible to promote accountability for the world's worst crimes, such as by adopting legislation to implement the Rome Statute domestically. These efforts are crucial, particularly since attacks on the court from some quarters in Africa seem unlikely to dissipate in the near term.
