1 Introduction
1.1 Background and motivation
For an integer
$q\geqslant 1$
and arbitrary integers
$m$
and
$n$
, we define the Kloosterman sums
where
$\sum ^{\ast }$
means summing over reduced residue classes,
$\overline{b}$
is given by
$b\overline{b}\equiv 1\hspace{0.2em}{\rm mod}\hspace{0.2em}q$
and for a real
$x$
we denote
First we recall that the Weil bound, yields the estimate
see [Reference Iwaniec and Kowalski7, equation (14.52)], which gives an optimal bound on individual Kloosterman sums. So any further progress in their applications is possible only via studying their finer structure and possible cancellations in various families of these sums.
Indeed, starting from the groundbreaking results of Kuznetsov [Reference Kuznetsov12] towards the Linnik conjecture [Reference Linnik13] on cancellations between Kloosterman sums, this has been a very active area of research. The initial conjecture of Linnik [Reference Linnik13] predicts cancellations when the coefficients
$m$
and
$n$
are fixed but the modulus
$q$
varies, see [Reference Sarnak and Tsimerman18] for results towards a uniform version of this conjecture.
The dual question, concerning cancellations between Kloosterman sums
${\mathcal{K}}(m,n;q)$
modulo the same integer
$q$
but with varying coefficients
$m$
and
$n$
when one of both runs through a consecutive interval, can be found in [Reference Fouvry, Michel, Rivat and Sárközy6, Reference Niederreiter15, Reference Shparlinski19], see also the references therein. Questions of this type usually become much harder when one imposes arithmetic conditions on the parameters
$m$
and
$n$
, such as square-freeness, smoothness or primality. In this direction, Fouvry et al [Reference Fouvry, Kowalski and Michel5, Theorem 1.5], in the case of prime moduli
$q=p$
, have shown the existence of non-trivial cancellations between the Kloosterman sums
${\mathcal{K}}(\ell ,a;p)$
when
$\ell$
runs over primes up to some parameter
$X\geqslant q^{3/4+\unicode[STIX]{x1D700}}$
for any fixed
$\unicode[STIX]{x1D700}>0$
(with the goal to have
$X$
as small as possible compared to
$q$
). Blomer et al [Reference Blomer, Fouvry, Kowalski, Michel and Milićević2, Theorem 1.8] have improved the bound from [Reference Fouvry, Kowalski and Michel5] however not the range
$X\geqslant q^{3/4+\unicode[STIX]{x1D700}}$
.
In this paper, using a different technique, we obtain analogues of these results in the case where
$q=p^{k}$
is a power of an odd prime
$p$
for some sufficiently large integer
$k$
, which in fact allows us to reduce the amount of averaging down to
$X\geqslant q^{\unicode[STIX]{x1D700}}$
for any fixed
$\unicode[STIX]{x1D700}>0$
.
As in [Reference Blomer, Fouvry, Kowalski, Michel and Milićević2], our approach is based on bounding certain bilinear forms of Kloosterman sums. Namely, given two sequences of weights
${\mathcal{A}}=\{\unicode[STIX]{x1D6FC}_{m}\}\text{}_{m=1}^{M}$
and
${\mathcal{B}}=\{\unicode[STIX]{x1D6FD}_{n}\}\text{}_{n=1}^{N}$
with
we consider the bilinear sums
Recently a series of bounds has been obtained, by various methods, on the sum
$S_{a,q}({\mathcal{A}},{\mathcal{B}};M,N)$
when
$q=p$
is prime, see [Reference Blomer, Fouvry, Kowalski, Michel and Milićević1, Reference Blomer, Fouvry, Kowalski, Michel and Milićević2, Reference Kowalski, Michel and Sawin10, Reference Kowalski, Michel and Sawin11, Reference Shparlinski20, Reference Shparlinski and Zhang21] and references therein. Here, using a different technique, we obtain analogues of these results in the case where
$q=p^{k}$
is a large power of an odd prime
$p$
. We believe this bound can be of independent interest and may find some other applications.
1.2 Main results
Before we formulate our results we need to recall that the notations
$U\ll V$
and
$U=O(V)$
, are equivalent to
$|U|\leqslant cV$
for some constant
$c>0$
. We note that we do not number implicit constants, which we usually also denote by
$c$
so they are allowed to change their values in different statements.
We write
$\ll _{\unicode[STIX]{x1D70C}}$
and
$O_{\unicode[STIX]{x1D70C}}$
to indicate that this constant may depend on the parameter
$\unicode[STIX]{x1D70C}$
.
We also note that since Kloosterman sums
${\mathcal{K}}(m,n;q)$
are periodic with period
$q$
with respect to both
$m$
and
$n$
, it is sufficient to consider only the case when
$1\leqslant M,N<q$
.
Theorem 1.1. Let
$q=p^{k}$
,
$k\in \mathbb{N}$
, be a power of an odd prime
$p$
. Then for any fixed constant
$0<\unicode[STIX]{x1D706}<1$
and
$q^{\unicode[STIX]{x1D706}}<M,N<q$
, there exist a constant
$H_{1}(\unicode[STIX]{x1D706})>0$
depending only on
$\unicode[STIX]{x1D706}$
and an absolute constant
$c>0$
such that for any
$k>H_{1}(\unicode[STIX]{x1D706})$
and
$\unicode[STIX]{x1D70F}(\unicode[STIX]{x1D706})=c\unicode[STIX]{x1D706}^{3}$
we have
uniformly over odd primes
$p$
and integers
$a$
with
$\gcd (a,p)=1$
, where the implied constant depends only on
$\unicode[STIX]{x1D706}$
.
It is certainly interesting to try to obtain a version of Theorem 1.1 in terms of other norms of the weights, say, involving their
$L^{1}$
and
$L^{2}$
norms, rather than their
$L^{\infty }$
norm. However, the current approach splits summation over a rather large family of arithmetic progressions and thus it is not clear how to adapt it to this setting.
We note that for some applications one also needs to restrict the summation to truncated hyperbolic domain, that is, for points
$(u,v)\in \mathbb{Z}^{2}$
with
$uv\leqslant X$
,
$u\geqslant U$
,
$v\geqslant V$
. The restrictions
$u\geqslant U$
,
$v\geqslant V$
are needed as it is necessary to stay away from the cusps of the hyperbola to ensure that both summations are long enough.
Corollary 1.2. Let
$q=p^{k}$
,
$k\in \mathbb{N}$
, be a power of an odd prime
$p$
. Then for any fixed constant
$0<\unicode[STIX]{x1D706}<1$
and
$q^{\unicode[STIX]{x1D706}}<U,V<X$
with
$X<q$
, there exist a constant
$H_{2}(\unicode[STIX]{x1D706})>0$
depending only on
$\unicode[STIX]{x1D706}$
and an absolute constant
$c>0$
such that for any
$k>H_{2}(\unicode[STIX]{x1D706})$
and
$\unicode[STIX]{x1D717}(\unicode[STIX]{x1D706})=c\unicode[STIX]{x1D706}^{3}$
we have
uniformly over odd primes
$p$
and integers
$a$
with
$\gcd (a,p)=1$
, where the implied constant depends only on
$\unicode[STIX]{x1D706}$
.
We use Corollary 1.2 in a combination with the main result of [Reference Liu, Shparlinski and Zhang14] to derive the following theorem.
Theorem 1.3. Let
$q=p^{k}$
,
$k\in \mathbb{N}$
, be a power of an odd prime
$p$
and
$q^{\unicode[STIX]{x1D700}}<X\leqslant q$
. Then there exist a constant
$H_{3}(\unicode[STIX]{x1D700})>0$
depending only on
$\unicode[STIX]{x1D700}$
and an absolute constant
$c>0$
such that for any
$k>H_{3}(\unicode[STIX]{x1D700})$
and
$\unicode[STIX]{x1D6FF}(\unicode[STIX]{x1D700})=c\unicode[STIX]{x1D700}^{3}$
we have
uniformly over odd primes
$p$
and integers
$a$
with
$\gcd (a,p)=1$
, where the implied constant depends only on
$\unicode[STIX]{x1D700}$
.
2 Preliminaries
2.1 Some bounds on Kloosterman sums
Let
$\Re z$
denote the real part of a complex number
$z$
.
First we record the following explicit formula, see, for example, [Reference Iwaniec and Kowalski7, equation (12.39)].
Lemma 2.1. Let
$q=p^{k}$
with
$p$
being an odd prime and
$k\geqslant 2$
,
$k\in \mathbb{N}$
. Then for
$\gcd (a,q)=1$
we have
$$\begin{eqnarray}{\mathcal{K}}(n,a;q)=\left\{\begin{array}{@{}ll@{}}\displaystyle 2\biggl(\frac{r}{p}\biggr)^{k}\Re \unicode[STIX]{x1D717}_{q}e\biggl(\frac{2r}{q}\biggr), & \text{if}~\biggl({\displaystyle \frac{na}{p}}\biggr)=1,\\ 0, & \text{if}~\biggl({\displaystyle \frac{na}{p}}\biggr)=-1,\end{array}\right.\end{eqnarray}$$
where
$r$
is a solution of
$r^{2}\equiv na\hspace{0.2em}{\rm mod}\hspace{0.2em}q$
,
$(r/p)$
is the Legendre symbol,
$\unicode[STIX]{x1D717}_{q}$
equals
$1$
if
$q\equiv 1\hspace{0.2em}{\rm mod}\hspace{0.2em}4$
and
$i$
if
$q\equiv 3\hspace{0.2em}{\rm mod}\hspace{0.2em}4$
.
Easy calculations show the following well-known fact (see also [Reference Liu, Shparlinski and Zhang14]).
Lemma 2.2. Let
$p$
be an odd prime and
$k\geqslant 2$
be a positive integer. If
$\gcd (a,p)=1$
and
$p\mid n$
, then the Kloosterman sums
${\mathcal{K}}(n,a;p^{k})=0$
.
One of our principal technical tools is the following estimate from [Reference Liu, Shparlinski and Zhang14] on the cancellations amongst Kloosterman sums.
Lemma 2.3. Let
$q=p^{k}$
,
$k\in \mathbb{N}$
be a power of an odd prime
$p$
. Then for any fixed constant
$0<\unicode[STIX]{x1D706}<1$
and
$q^{\unicode[STIX]{x1D706}}<N<q$
, there exist a constant
$K_{0}(\unicode[STIX]{x1D706})$
depending only on
$\unicode[STIX]{x1D706}$
and an absolute constant
$c>0$
such that for any
$k>K_{0}(\unicode[STIX]{x1D706})$
and
$\unicode[STIX]{x1D70F}(\unicode[STIX]{x1D706})=c\unicode[STIX]{x1D706}^{3}$
we have
uniformly over odd primes
$p$
and integers
$a$
with
$\gcd (a,p)=1$
, where the implied constant depends only on
$\unicode[STIX]{x1D706}$
.
2.2 Short exponential sums with special polynomials
The following bound is contained in the proof of [Reference Liu, Shparlinski and Zhang14, Theorem 1.2] (and in fact is in the core of this proof).
Lemma 2.4. Let
$q=p^{k}$
,
$k\in \mathbb{N}$
be a power of an odd prime
$p$
. For any fixed
$\unicode[STIX]{x1D702}$
with
$0<\unicode[STIX]{x1D702}<1$
being a fixed constant, there exists a constant
$k_{0}(\unicode[STIX]{x1D702})>0$
such that for
$q^{\unicode[STIX]{x1D702}}<N<q$
and the polynomial
where
$\unicode[STIX]{x1D6FE}$
is an arbitrary integer with
$\gcd (\unicode[STIX]{x1D6FE},p)=1$
,
$g(0)=1$
and
$g(j)$
with
$1\leqslant j\leqslant \lfloor k/s\rfloor$
are integers given by
and any
$k>k_{0}(\unicode[STIX]{x1D702})$
, uniformly over integers
$h$
with
$\gcd (h,q)=1$
, we have
where
$\unicode[STIX]{x1D70C}(\unicode[STIX]{x1D702})=c\unicode[STIX]{x1D702}^{3}$
with some absolute constant
$c>0$
and the implied constant depends only on
$\unicode[STIX]{x1D702}$
.
Proof. Our choice of
$s$
corresponds to [Reference Liu, Shparlinski and Zhang14, equation (3.1)], and thus the polynomial
$f$
is as in [Reference Liu, Shparlinski and Zhang14, equation (3.5)]. It is now easy to see that the result we claim is a combination of bounds [Reference Liu, Shparlinski and Zhang14, equation (3.7)] and [Reference Liu, Shparlinski and Zhang14, equation (3.13)].◻
2.3 Vaughan identity
As usual, we use
$\unicode[STIX]{x1D6EC}(n)$
to denote the von Mangoldt function
We use the following result of Vaughan [Reference Vaughan24] in the form given by Davenport [Reference Davenport4, Ch. 24].
Lemma 2.5. For any complex-valued function
$f(n)$
and any real numbers
$1<U,V\leqslant X$
, we have
where
$$\begin{eqnarray}\displaystyle \unicode[STIX]{x1D6F4}_{1} & = & \displaystyle \biggl|\mathop{\sum }_{n\leqslant U}\unicode[STIX]{x1D6EC}(n)f(n)\biggr|,\nonumber\\ \displaystyle \unicode[STIX]{x1D6F4}_{2} & = & \displaystyle \mathop{\sum }_{v\leqslant UV}\biggl|\mathop{\sum }_{s\leqslant X/v}f(sv)\biggr|,\nonumber\\ \displaystyle \unicode[STIX]{x1D6F4}_{3} & = & \displaystyle \mathop{\sum }_{v\leqslant V}\max _{w\geqslant 1}\biggl|\mathop{\sum }_{w\leqslant s\leqslant X/v}f(sv)\biggr|\nonumber\end{eqnarray}$$
and
$$\begin{eqnarray}\unicode[STIX]{x1D6F4}_{4}=\mathop{\sum }_{\substack{ uv\leqslant X \\ u>U,\,v>V}}\unicode[STIX]{x1D6EC}(u)\biggl(\mathop{\sum }_{d\mid v,\,d\leqslant V}\unicode[STIX]{x1D707}(d)\biggr)f(uv).\end{eqnarray}$$
3 Proof of main results
3.1 Proof of Theorem 1.1
Note that due to the symmetry of the sum and the claimed bound with respect to
$M$
and
$N$
, we can always assume that
$M\geqslant N$
.
Let
$1\leqslant s\leqslant k$
be a parameter to be determined. Write
$$\begin{eqnarray}S_{a,q}({\mathcal{A}},{\mathcal{B}};M,N)=\mathop{\sum }_{u,v=1}^{p^{s}}\,\mathop{\sum }_{\substack{ m\leqslant M \\ m\equiv u\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}}}\,\mathop{\sum }_{\substack{ n\leqslant N \\ n\equiv v\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}}}\unicode[STIX]{x1D6FC}_{m}\unicode[STIX]{x1D6FD}_{n}{\mathcal{K}}(mn,a;q).\end{eqnarray}$$
Then by Lemmas 2.1 and 2.2, we have

Now by Lemma 2.1, we derive

where
$r_{m,n}$
is a solution to
$r_{m,n}^{2}\equiv amn\hspace{0.2em}{\rm mod}\hspace{0.2em}q$
(the inequality holds for any choice of this solution). In particular, we see that

where
$$\begin{eqnarray}T_{s}(u,v)=\mathop{\sum }_{\substack{ n\leqslant N \\ n\equiv v\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}}}\,\left|\mathop{\sum }_{\substack{ m\leqslant M \\ m\equiv u\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}}}\unicode[STIX]{x1D6FC}_{m}\biggl(\frac{r_{m,n}}{p}\biggr)^{k}\Re \unicode[STIX]{x1D717}_{q}e\biggl(\frac{2r_{m,n}}{q}\biggr)\right|.\end{eqnarray}$$
Note that
$r_{m,n}^{2}\equiv amn\equiv auv\hspace{0.2em}{\rm mod}\hspace{0.2em}p$
, and thus the Legendre symbol
$(r_{m,n}/p)$
depends only on
$u$
and
$v$
. We now use the Cauchy inequality and derive
$$\begin{eqnarray}T_{s}(u,v)^{2}\leqslant (Np^{-s}+1)\mathop{\sum }_{\substack{ m_{1},m_{2}\leqslant M \\ m_{1}\equiv u\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s} \\ m_{2}\equiv u\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}}}\,\left|\mathop{\sum }_{\substack{ n\leqslant N \\ n\equiv v\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}}}e\biggl(\frac{2(r_{m_{1},n}-r_{m_{2},n})}{q}\biggr)\right|,\end{eqnarray}$$
with
$r_{m_{i},n}$
being a solution of the congruence
$r^{2}\equiv m_{i}na\hspace{0.2em}{\rm mod}\hspace{0.2em}q$
for
$i=1,2$
.
Now we consider the inner sum over
$n$
. Note that for
$i=1,2$
, we have
$\gcd (am_{i},q)=1$
, then we use the following argument, which is similar to that in [Reference Blomer and Milićević3, Reference Khan8] and [Reference Liu, Shparlinski and Zhang14]. In fact these ideas date back to earlier work of Postnikov [Reference Postnikov16, Reference Postnikov17] where they were used for polynomials, and then extended by Stepanov and Shparlinski [Reference Stepanov and Shparlinski22, Reference Stepanov and Shparlinski23] for algebraic functions.
By
$n\equiv v\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}$
, there exists
$t\in \mathbb{Z}$
, such that
Now we have
with
$v\bar{v}\equiv 1\hspace{0.2em}{\rm mod}\hspace{0.2em}q$
. Note that
$am_{i}v\equiv auv\hspace{0.2em}{\rm mod}\hspace{0.2em}p$
, then
By the Hensel lifting, there exists an integer
$\unicode[STIX]{x1D714}$
, such that
$0\leqslant \unicode[STIX]{x1D714}<p^{s}$
and
and also for each
$m_{i}$
there exists an integer
$\unicode[STIX]{x1D714}_{m_{i}}$
such that
and
$\unicode[STIX]{x1D714}_{m_{i}}\equiv \unicode[STIX]{x1D714}\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}$
for
$i=1,2$
. Thus
We remark that
$\unicode[STIX]{x1D714}_{m_{i}}$
is determined by
$a$
,
$m_{i}$
and
$v$
, and does not depend on
$n$
. Consider
$1+\bar{v}p^{s}t$
in the
$p$
-adic field
$\mathbb{Q}_{p}$
. By the Taylor expansion (see [Reference Koblitz9, Ch. IV.1]), we have
for
$s\geqslant 1$
with the coefficients
which are
$p$
-adic integers, since
$p$
is an odd prime. Then we have
where
$g(j)$
with
$1\leqslant j\leqslant \lfloor k/s\rfloor$
are integers given by
Thus we have two solutions to the quadratic congruence of
$r_{m_{i},n}$
in the inner sum in (3.2).
where the polynomial
$f(X)$
is given by (2.1) as in Lemma 2.4 with
$\unicode[STIX]{x1D6FE}=\bar{v}$
and
$t$
is defined by (3.3).
Choosing the solution
$r_{m_{i},n}\equiv \unicode[STIX]{x1D714}_{m_{i}}f(t)\hspace{0.2em}{\rm mod}\hspace{0.2em}q$
, then we have
$$\begin{eqnarray}T_{s}(u,v)^{2}\leqslant (Np^{-s}+1)\mathop{\sum }_{\substack{ m_{1},m_{2}\leqslant M \\ m_{1}\equiv u\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s} \\ m_{2}\equiv u\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}}}\,\left|\mathop{\sum }_{t\leqslant (N-v)/p^{s}}e\biggl(\frac{2(\unicode[STIX]{x1D714}_{m_{1}}-\unicode[STIX]{x1D714}_{m_{2}})f(t)}{q}\biggr)\right|.\end{eqnarray}$$
We now choose
Since
$q^{\unicode[STIX]{x1D706}}<N\leqslant M<q=p^{k}$
, then we have
$s\leqslant k/B(\unicode[STIX]{x1D706})$
. Hence,
In particular, we see from (3.6) that
Thus (3.4) can be simplified as
$$\begin{eqnarray}T_{s}(u,v)^{2}\ll Np^{-s}\mathop{\sum }_{\substack{ m_{1},m_{2}\leqslant M \\ m_{1}\equiv u\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s} \\ m_{2}\equiv u\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}}}\,\left|\mathop{\sum }_{t\leqslant (N-v)/p^{s}}e\biggl(\frac{2(\unicode[STIX]{x1D714}_{m_{1}}-\unicode[STIX]{x1D714}_{m_{2}})f(t)}{q}\biggr)\right|.\end{eqnarray}$$
Let
$\text{ord}_{p}(n)$
denote the
$p$
-adic order of integer
$n$
. For a fixed
$m_{1}$
, we claim that
To see this, we note that
$\text{ord}_{p}(\unicode[STIX]{x1D714}_{m_{1}}-\unicode[STIX]{x1D714}_{m_{2}})\geqslant 3s$
implies
Since
$\gcd (av,q)=1$
, then by the definition of
$\unicode[STIX]{x1D714}_{m_{i}}$
, we have the congruence
$m_{2}\equiv m_{1}\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{3s}$
, which yields our claim.
We estimate the contribution of this case to
$T_{s}(u,v)^{2}$
trivially as
$$\begin{eqnarray}Np^{-s}\mathop{\sum }_{\substack{ m_{1}\leqslant M \\ m_{1}\equiv u\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s}}}\mathop{\sum }_{\substack{ m_{2}\leqslant M \\ m_{2}\equiv m_{1}\hspace{0.2em}{\rm mod}\hspace{0.2em}p^{s} \\ \text{ord}_{p}(\unicode[STIX]{x1D714}_{m_{1}}-\unicode[STIX]{x1D714}_{m_{2}})\geqslant 3s}}\mathop{\sum }_{t\leqslant (N-v)/p^{s}}1\ll MN^{2}p^{-3s}(Mp^{-3s}+1).\end{eqnarray}$$
Hence, we only need to estimate the exponential sum
with
$\text{ord}_{p}(\unicode[STIX]{x1D714}_{m_{1}}-\unicode[STIX]{x1D714}_{m_{2}})<3s$
. After cancelling the power of
$p$
, which divides factor
$p^{3s-1}$
, we obtain a similar exponential sum of the type
with
$\gcd (h,q)=1$
and
$r>k-3s$
. To bound this sum, we recall our choice (3.5) and thus the inequality (3.6). Hence we can apply Lemma 2.4 and obtain
for
$k\geqslant 2k_{0}(\unicode[STIX]{x1D706}/2)$
, where
$k_{0}$
and
$\unicode[STIX]{x1D70C}$
are the same as in Lemma 2.4. Inserting this bound to (3.7), we derive
Then we have
which after the substitution in (3.1) yields
Note that the definition of
$s$
implies that
$$\begin{eqnarray}\displaystyle s & {\geqslant} & \displaystyle \frac{\log N}{B(\unicode[STIX]{x1D706})\log p}-1=\frac{\unicode[STIX]{x1D706}\log N}{3000\log p}-1\nonumber\\ \displaystyle & = & \displaystyle \frac{\unicode[STIX]{x1D706}k\log N}{3000\log q}-1\geqslant \frac{\unicode[STIX]{x1D706}k\log N}{6000\log q}=\frac{\log N}{2B(\unicode[STIX]{x1D706})\log p},\nonumber\end{eqnarray}$$
provided that
$k$
is large enough (we also recall that
$q>M\geqslant N>q^{\unicode[STIX]{x1D706}}$
). Hence
from which the result follows.
3.2 Proof of Corollary 1.2
Separating the summation over
$m$
in dyadic ranges and slightly reducing the constant
$c$
in the definition of
$\unicode[STIX]{x1D717}(\unicode[STIX]{x1D706})$
, it is enough to show that for any
$M_{1},M_{2}$
with
we have
Let
$L=\lfloor X/M_{1}\rfloor$
. Clearly we can assume that
$L\geqslant V$
as otherwise the sum over
$n$
is void and there is nothing to prove. In particular, we can assume that
By the orthogonality of exponential functions, we write
$$\begin{eqnarray}\displaystyle & & \displaystyle \mathop{\sum }_{m=M_{1}}^{M_{2}}\,\mathop{\sum }_{V\leqslant n\leqslant X/m}\unicode[STIX]{x1D6FC}_{m}\unicode[STIX]{x1D6FD}_{n}{\mathcal{K}}(mn,a;q)\nonumber\\ \displaystyle & & \displaystyle \quad =\mathop{\sum }_{m=M_{1}}^{M_{2}}\,\mathop{\sum }_{V\leqslant n\leqslant L}\frac{1}{L}\mathop{\sum }_{z=0}^{L-1}\,\mathop{\sum }_{w=0}^{X/m}e(z(w-n)/L)\unicode[STIX]{x1D6FC}_{m}\unicode[STIX]{x1D6FD}_{n}{\mathcal{K}}(mn,a;q)\nonumber\\ \displaystyle & & \displaystyle \quad =\frac{1}{L}\mathop{\sum }_{z=0}^{L-1}\,\mathop{\sum }_{m=M_{1}}^{M_{2}}\mathop{\sum }_{w=0}^{X/m}e(zw/L)\mathop{\sum }_{V\leqslant n\leqslant L}\unicode[STIX]{x1D6FC}_{m}\unicode[STIX]{x1D6FD}_{n}e(-zn/L){\mathcal{K}}(mn,a;q).\nonumber\end{eqnarray}$$
Using that for
$z=0,\ldots ,L-1$
we have
see [Reference Iwaniec and Kowalski7, Bound (8.6)], we now derive
$$\begin{eqnarray}\displaystyle & & \displaystyle \mathop{\sum }_{m=M_{1}}^{M_{2}}\,\mathop{\sum }_{V\leqslant n\leqslant X/m}\unicode[STIX]{x1D6FC}_{m}\unicode[STIX]{x1D6FD}_{n}{\mathcal{K}}(mn,a;q)\nonumber\\ \displaystyle & & \displaystyle \quad =\mathop{\sum }_{z=0}^{L-1}\frac{1}{1+\min \{z,L-z\}}\mathop{\sum }_{m=M_{1}}^{M_{2}}\,\mathop{\sum }_{V\leqslant n\leqslant L}\widetilde{\unicode[STIX]{x1D6FC}}_{z,m}\widetilde{\unicode[STIX]{x1D6FD}}_{z,n}{\mathcal{K}}(mn,a;q),\end{eqnarray}$$
with some weights
$|\widetilde{\unicode[STIX]{x1D6FC}}_{z,m}|\leqslant 1$
and
$|\widetilde{\unicode[STIX]{x1D6FD}}_{z,n}|\leqslant 1$
(in particular,
$\widetilde{\unicode[STIX]{x1D6FD}}_{z,n}=\unicode[STIX]{x1D6FD}_{n}e(-zn/L)$
). Thus, by Theorem 1.1 for every
$z=0,\ldots ,L-1$
, for the double sum over
$m$
and
$n$
we have the bound
which after substitution in (3.9) implies (3.8) and concludes the proof.
3.3 Proof of Theorem 1.3
Using partial summation, one can easily see that it is enough to estimate the sum
We now apply Lemma 2.5 (with
$f(n)={\mathcal{K}}(n,a;q)$
) where we take
$U=V=X^{1/3}$
, for which we need to estimate the sums:
$$\begin{eqnarray}\displaystyle \unicode[STIX]{x1D6F4}_{1} & = & \displaystyle \biggl|\mathop{\sum }_{n\leqslant U}\unicode[STIX]{x1D6EC}(n){\mathcal{K}}(n,a;q)\biggr|,\nonumber\\ \displaystyle \unicode[STIX]{x1D6F4}_{2} & = & \displaystyle \mathop{\sum }_{v\leqslant UV}\,\biggl|\mathop{\sum }_{s\leqslant X/v}{\mathcal{K}}(sv,a;q)\biggr|,\nonumber\\ \displaystyle \unicode[STIX]{x1D6F4}_{3} & = & \displaystyle \mathop{\sum }_{v\leqslant V}\max _{w\geqslant 1}\biggl|\mathop{\sum }_{w\leqslant s\leqslant X/v}{\mathcal{K}}(sv,a;q)\biggr|\nonumber\end{eqnarray}$$
and
$$\begin{eqnarray}\unicode[STIX]{x1D6F4}_{4}=\mathop{\sum }_{\substack{ uv\leqslant X \\ u>U,~v>V}}\unicode[STIX]{x1D6EC}(u)\biggl(\mathop{\sum }_{d\mid v,\,d\leqslant V}\unicode[STIX]{x1D707}(d)\biggr){\mathcal{K}}(uv,a;q).\end{eqnarray}$$
We note that by Lemma 2.2 we can always satisfy the coprimality conditions
$\gcd (s,p)=\gcd (u,p)=\gcd (v,p)=1$
in the summation ranges.
Using the Weil bound (1.1), or its more precise version given in Lemma 2.1, we have
For
$\unicode[STIX]{x1D6F4}_{2}$
, using Lemma 2.2, we write
$$\begin{eqnarray}\unicode[STIX]{x1D6F4}_{2}=\mathop{\sum }_{\substack{ v\leqslant UV \\ \gcd (v,p)=1}}\biggl|\mathop{\sum }_{s\leqslant X/v}{\mathcal{K}}(sv,a;q)\biggr|=\mathop{\sum }_{\substack{ v\leqslant UV \\ \gcd (v,p)=1}}\biggl|\mathop{\sum }_{s\leqslant X/v}{\mathcal{K}}(s,a\overline{v};q)\biggr|.\end{eqnarray}$$
Since
$v\leqslant UV=X^{2/3}$
we have
$X/v\geqslant X^{1/3}>q^{\unicode[STIX]{x1D700}/3}$
. Now Lemma 2.3 can be applied to the sum over
$s$
. Hence there exist constants
$K_{1}(\unicode[STIX]{x1D700})>0$
and
$\unicode[STIX]{x1D70F}_{1}(\unicode[STIX]{x1D700})>0$
such that
holds uniformly for any odd prime
$p$
and
$k>K_{1}(\unicode[STIX]{x1D700})$
.
For
$\unicode[STIX]{x1D6F4}_{3}$
, write the inner sum over
$s$
into
The contribution of the first sum on the right side can be bounded similarly as
$\unicode[STIX]{x1D6F4}_{2}$
. For the contribution of the second sum. If
$w<q^{\unicode[STIX]{x1D700}/4}$
, then by the Weil bound we have
If
$w\geqslant q^{\unicode[STIX]{x1D700}/4}$
, then Lemma 2.3 can be applied to the above sum. It follows from the above treatment that there exist constants
$K_{2}(\unicode[STIX]{x1D700})>0$
and
$\unicode[STIX]{x1D70F}_{2}(\unicode[STIX]{x1D700})>0$
such that
holds uniformly for any odd prime
$p$
and
$k>K_{2}(\unicode[STIX]{x1D700})$
.
For
$\unicode[STIX]{x1D6F4}_{4}$
, by Corollary 1.2 there exist constants
$K_{3}(\unicode[STIX]{x1D700})>0$
and
$\unicode[STIX]{x1D70F}_{3}(\unicode[STIX]{x1D700})>0$
such that
holds uniformly for any odd prime
$p$
and
$k>K_{3}(\unicode[STIX]{x1D700})$
. It is also easy to see that for the functions
$\unicode[STIX]{x1D70F}_{\unicode[STIX]{x1D708}}(\unicode[STIX]{x1D700})$
we can take
$\unicode[STIX]{x1D70F}_{\unicode[STIX]{x1D708}}(\unicode[STIX]{x1D700})=c_{\unicode[STIX]{x1D708}}\unicode[STIX]{x1D700}^{3}$
for some absolute constants
$c_{\unicode[STIX]{x1D708}}>0$
, for every
$\unicode[STIX]{x1D708}=1,2,3$
.
Now the desired bound on
$\widetilde{S}(X;a,q)$
and thus Theorem 1.3 follows from the above estimates.
Acknowledgements
The first and third authors gratefully acknowledge the support, the hospitality and the excellent conditions at the School of Mathematics and Statistics of UNSW during their visit.
This work was supported in part by NSFC Grant 11401329 (for K. Liu), by ARC Grant DP 170100786 (for I. E. Shparlinski), by NSFC Grants 11871317, 11471258, and the Fundamental Research Funds for the Central Universities GK201802011 (for T. P. Zhang).