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Pole dynamics and modulational instability of the NLS: a computational study

Published online by Cambridge University Press:  12 August 2026

J.A.C. Weideman*
Affiliation:
Mathematical Sciences, Stellenbosch University, Stellenbosch, South Africa
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Abstract

The modulational instability of the focusing nonlinear Schrödinger equation has been proposed as a possible mechanism in the formation of rogue waves on the ocean and other nonlinear dispersive systems. In this paper, the focus is on the pole dynamics associated with the modulational instability. A range of pole behaviours is identified, ranging from simple periodic motion along the imaginary axis when the nonlinear parameter is relatively small, to motions that trace complicated trajectories in the complex plane when the parameter is larger. Possibly of relevance to rogue wave theories is the situation where several poles have a near-collision close to the real axis, leading to a disproportionately high peak in the modulus of the solution. In the absence of explicit solution formulas, this study is based on computational pole tracking using Fourier–Padé methods.

Information

Type
Research Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2026. Published by Cambridge University Press.
Figure 0

Figure 1. Modulational stability as the value of the nonlinear parameter $\nu$ν is increased. The modulus of the solution of (1.1) is shown over the domain $-\pi \leq x \leq \pi, 0 \leq t \leq 25$−π≤x≤π,0≤t≤25. The initial condition is (1.6) with $\epsilon = 0.1$ϵ=0.1. With $\nu = 1$ν=1 there is one unstable mode, which grows and subsides periodically. The case $\nu = 2$ν=2 represents the situation when the second mode is on the edge of instability.1 long description.

Figure 1

Figure 2. Continuation of Fig. 1. For $\nu = 3$ν=3 and $\nu = 4$ν=4 there exist two unstable modes, which take turns dominating the solution. No periodicity in time can be discerned.Figure 2 long description.

Figure 2

Figure 3. Two examples of the Akhmediev breather. The modulus of the solution (1.7) is shown.Figure 3 long description.

Figure 3

Figure 4. (a) The growth factor $\gamma(\nu)$γ(ν), defined by (2.1). The blue dots were computed by solving the NLS (1.1) numerically, and the red dotted curve (hardly visible) is the asymptotic estimate (2.2). (b) The critical value of $t$t when the first hump reaches its maximum. In both figures, the initial condition is (1.6), with $\epsilon = 10^{-4}$ϵ=10−4.

Figure 4

Figure 5. Numerically computed pole locations on the positive imaginary axis as a function of $t$t, for the two solutions shown in Fig. 1 (where $\epsilon = 0.1)$ϵ=0.1). The asymptotic estimate of the pole location closest to the real axis is given by (2.3). For the cases $\nu=1$ν=1 and $\nu=2$ν=2, that expression evaluates to $0.88$0.88 and $0.55$0.55, respectively, which agrees well with the numerical results shown. Animations:Nu1.mp4, Nu2.mp4.

Figure 5

Figure 6. The evolution of $|(u(0,t)|$|(u(0,t)|, shown as the continuous curves, for the two solutions shown in Fig. 2. The dotted horizontal lines are the reference heights defined by the Akhmediev breather (2.2). Most peaks are at around this height, but roughly at $t = 11.4$t=11.4 ($\nu = 3$ν=3) and at $t = 19.8$t=19.8 ($\nu = 4$ν=4), there are anomalous peaks that are substantially higher than the reference value.

Figure 6

Figure 7. Same as Fig. 2, but restricted to a smaller time interval that includes the anomalous peaks identified in Fig. 6. The extra height occurs when the two unstable modes reach their turn to dominate at the same time.Figure 7 long description.

Figure 7

Figure 8. Two examples of Akhmediev 2-breathers. These are in qualitative agreement with the anomalous peaks shown in Fig. 7.

Figure 8

Figure 9. Pole configurations at critical times in the case $\nu = 4$ν=4; compare Fig. 2. The first frame corresponds to the first instance the single-hump reaches its peak, and the second frame to the first time the double-humps do so. The third frame corresponds to the anomalous situation identified in Fig. 6, where the two unstable modes seem to coalesce. Animations:Nu3.mp4, Nu4.mp4.

Figure 9

Figure 10. An example with three unstable modes. On the left, the modulus of the solution for $\nu = 7$ν=7 is shown, revealing an anomalous peak near $t = 21.3$t=21.3. The corresponding pole configuration at that instant is shown on the right. Now six pairs of poles seem to coalesce at the critical time. Animation:Nu7.mp4.Figure 10 long description.

Figure 10

Figure A1. Phase plot representation of the pole configuration in Fig. 10 (produced by the software of [27]). The colour wheel is shown on the right: Real and positive values (resp. negative) are shown as red (resp. cyan). Likewise, pure imaginary values are shown as yellow or dark blue, etc. Poles and zeros are located at the critical points where the colours meet. Poles (resp. zeros) are identified by the colours running in a clockwise direction (resp. anti-clockwise). The fact that the colour wheel is traversed only once at each of these critical points confirms that the poles (as well as the zeros) are simple.Figure A1 long description.

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